Está en la página 1de 89

8.

Luminescence Mechanisms
Content
8.1 Luminescence Definition, Materials and Processes
8.2 Absorption
8.3 Excitation Mechanisms
8.4 Energy Transfer
8.5 Cross-Relaxation
8.6 Loss Processes
8.7 Configuration Coordinate Diagram
8.8 Thermal Quenching
8.9 Lifetime of the Excited State
8.10 Luminescence of Transition Metal Ions
8.11 Luminescence of Ions with s2-Configuration
8.12 Luminescence of Rare Earth Ions
8.13 Down-Conversion
8.14 Up-Conversion
8.15 Afterglow
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 1

8.1 Luminescence - Definition


Luminescence is a process that corresponds to emission of electromagnetic radiation
beyond thermal equilibrium.
Inorganic materials: Radiative recombination involving impurity levels:
(a) Conduction-bandacceptor-state transition
(b) Donor-statevalence-band transition
(c) Donor-acceptor recombination
(d) Bound-exciton recombination

EC
ED

ED

ED

(a)

(b)

(c)

(d)

Eg

Eg

Eg

Eg

EA

EA

EV

Thus: Luminescence requires localisation of absorbed energy by discrete states!


Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 2

8.1 Luminescence - Definition


Thermal and non-thermal radiators
Thermal radiators emit a radiation spectrum
that equals black body radiation at a corresponding
temperature
Planck radiation
Examples: Cosmic background radiation,
cosmic objects, halogen- and incandescent lamps
1,0

Examples: Luminescent materials, LEDs, Lasers

0,8

Intensity

Non-thermal radiators emit a radiation spectrum


originating from electronic transitions between
discrete electronic energy levels
Luminescence

YPO4-Tb
YPO4-Dy
YPO4-Tm

0,6

0,4

0,2

0,0
300

350

400

450

500

550

600

650

Wavelength [nm]

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 3

700

8.1 Luminescence Materials


Inorganic luminescent materials = Host lattice + defects + dopants
Host lattice
Y2O3, Y3Al5O12, ZnS, CaAlSiN3, Sr2Si5N8,
Selection in accordance to requirements defined by the application area:
Excitation energy, absorption strength, chemical environment, temperature

Dopants
Cr3+, Mn4+, Sb3+, Pb2+, Eu2+/3+, Ce3+, ...
Selection and concentration depend on host lattice and application area:
Solubility, mobility, oxidation state stability, CT state location

Defects
VK, VA, F, interstitials, ...
cause:
Afterglow and charge storage
Concentration and thermal quenching
Reduction of stability and colour point shift
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 4

8.1 Luminescence Materials


Inorganic luminescent materials - Morphology

Nanoscale particles
-sized particles

Large single crystals


Ceramics
Glasses

1 nm

10 nm

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Molecular imaging, precursors


Lamps, LEDs, CRTs, PDPs, EL Displays, x-ray
converter films
Scintillators, Lasers
LEDs, scintillators, LEDs
Detectors, Lasers

100 nm

1 m

10 m

100 m

1 mm

10 mm

Chapter Luminescence Mechanisms


Slide 5

8.1 Luminescence Materials


Inorganic luminescent materials Requirements for high efficiency
Strong absorption
Highly crystalline particles, low defect density
High purity (99,99% or higher)
Homogeneous distribution of activator and sensitizer ions
Low phonon frequencies
Excitation
Source

Emission

Absorption process related to


Optical centres (impurities)
activators
(A)
sensitizers
(S)
defects
(D)
host lattice
(band edge)

Heat

Heat

A
ET

ET
A

ET

ET
A

Heat

Energy transfer often occurs prior to


emission process!
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Emission

Heat

Heat

Chapter Luminescence Mechanisms


Slide 6

8.1 Luminescence Materials


Inorganic luminescent materials The role of the host lattice
Conduction band
(CB)

Donor levels (D)

Band gap Eg
Acceptor levels (A)

Valence band
(VB)

YBO3 (Vaterite)
Band gap Eg = 6.5 eV
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Absorption via
Host lattice
Charge-Transfer or VB to CB
Defects (colour centers)
Donor and acceptor levels
Chapter Luminescence Mechanisms
Slide 7

8.1 Luminescence Materials


Inorganic luminescent materials The role of the host lattice
Reflection spectrum of YBO3

Emission spectrum of YBO3 upon 160 nm excitation

100

1,0

Emission intensity [a.u.]

Reflectance [%]

80

60

40

20

0
200

300

400

500

600

700

0,8

0,6

0,4

0,2

0,0
200

300

400

500

600

Wavelength [nm]

Wavelength [nm]

Band gap absorption at 170 nm

Exciton luminescence at 260 nm

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 8

700

8.1 Luminescence Materials


Inorganic luminescent materials The role of the dopants
YVO4 (tetragonal), Eg = 4.2 eV

YPO4:V,Eu (tetragonal), Eg = 8.2 eV


CB

CB
(VO43-)*

Donor levels (D)


Eg

(Eu3+)*

Eg
Acceptor levels (A)

VO43-

VB

Eu3+

VB
Absorption via
Host lattice
Defects (colour centers)
Dopants (impurities)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Charge-Transfer or VB to CB
Donor and acceptor levels
Activators and sensitizers
Chapter Luminescence Mechanisms
Slide 9

8.1 Luminescence - Processes


The overall picture

S2
S1

S0

Fluorescence
Relaxation
~10-9s

Eg

Excitation process

Energy [eV]

Conduction band (empty metal orbitals)


Defect
Storage

ISC

A2

T1
ET

A1
A0

- Sensitizer energy levels - Activator energy levels Valence band (anion orbitals filled by electrons)

S0, S1, S2, T1, A0, A1 = Energy levels of the activators and sensitizers
ISC = Intersystem Crossing spin-forbidden singulett-triplett transition
ET = Energy transfer
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 10

8.1 Luminescence - Processes


Electronic Ground States of Atoms and Ions (Dopants)
The electronic energy levels are defined by the spin and orbital momentum of the
electrons and by the coupling of these to the total spin and total (orbital) momentum
Atom/Ion
Li0
Li+
Na0
Ti3+
Cr3+/Mn4+
Mn2+/Fe3+
Zn2+/Cu+
Ce3+
Eu3+
Eu2+ /Gd3+/Tb4+
Tb3+
Lu3+

Electron configuration
1s2 2s1
1s2
[Ne]3s1
[Ar]3d1
[Ar]3d3
[Ar]3d5
[Ar]3d10
[Xe]4f1
[Xe]4f6
[Xe]4f7
[Xe]4f8
[Xe]4f14

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Spectroscopic term 2S+1LJ


2S
1/2
1S
0
2S
1/2
2D
3/2
4F
3/2
6S
5/2
1S
0
2F
5/2
7F
0
8S
7/2
7F
6
1S
0
Chapter Luminescence Mechanisms
Slide 11

8.1 Luminescence - Processes


Selection rules for electric dipole radiation (transitions)
Overall requirement: Conservation of momentum of the system atom/ion + photon

1.

Spin selection rule

S = 0

2.

Angular momentum (single electron)

l = 1

3.

Angular momentum (multi electron)

J = 0, 1 (but not J = 0 J = 0)
L = 0, 1 (but not L = 0 L = 0)

4.

Laporte selection rule

g u or u g
not g g or u u

Examples:

Ce3+
Eu3+

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

[Xe]4f1 (2F5/2) [Xe]5d1 (2D3/2)


[Xe]4f6 (7F0) [Xe]4f6 (5D0)

allowed
forbidden

~ ns
~ ms

Chapter Luminescence Mechanisms


Slide 12

8.1 Luminescence - Processes


Type

Excitation by

Example

Scintillation

High energy particles


-rays
X-rays
Electrons
(high voltage)
UV/Vis photons
Electrical field
(low voltage)
Chemical reaction
Biochemical reaction
Heat
Ultra sound
Mechanical energy

high-energy physics
PET detectors
X-ray amplifier, CT
CRTs, oscilloscopes

X-ray luminescence
Cathode luminescence
Photo luminescence
Electro luminescence
Chemo luminescence
Bio luminescence
Thermo luminescence
Sono luminescence
Mechano luminescence

Fluorescent lamps
LEDs, EL displays
Emergency signals
Jelly fish, glow worms
Afterglow phosphors
Peeling scotch tape

Nature 455 (2008) 1089, blue + UV + x-ray!


Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 13

8.2 Absorption
Penetration depth of photons and electrons
Photons (Lambert-Beer law)

Absorption
by activators
or sensitizers

Absorption
by host lattice

Electrons (Feldman equation: R in [])

For 5.7 keV


Density
R
electrons
[g/cm]
[]
SiO2
2.20
6171
3.97
3476
Al2O3
Mg3(PO4)2
2.56
5345
ZnS
4.04
4248
MgO
3.59
3799
MgF2
3.15
4464
MgS
2.68
5603
Simplified R ~ 0.046*U5/3/ [m]

R
[nm]
617.8
347.6
534.4
424.8
379.8
446.4
560.4

For a material with r = 5.0 g/cm3 (Y2O3)


10 kV electrons R ~ 400 nm
2 kV electrons
R ~ 30 nm
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 14

8.3 Excitation Mechanisms


High energy particles, - ray, x-ray and high voltage electron excitation
Primary
electrons
eBand gap

Energy

1. Excitation of highly energetic


core states
2. Thermalization of electron-hole
pairs with band gap energy
3. Energy transfer to activator
ions or centers
4. (Center) Luminescence

e-

e-

CB
[Xe]5d1

Traps
Ce3+

Efficiency surprisingly well


understood, but with two
different models:
1. Robbins
2. Bartram-Lempicki
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

h+

h+

h+ e-

Conversion Transfer

Primary
holes

[Xe]4f1

VB

Luminescence

h+ Core band
Chapter Luminescence Mechanisms
Slide 15

8.3 Excitation Mechanisms


Photons with an energy > band gap of the host lattice: PDPs and Xe excimer lamps

CB
A1
transfer

Eg

A+
VB

act esc
A0

Host lattice
MgF2
Al2O3
Y2O3
ZnS
ZnSe
ZnTe
CdS
CdTe

Band gap Eg [eV]


12.2
8.0
5.6
3.9
2.8
2.4
2.6
1.6

Internal quantum efficiency: IQE = r/(r + nr) = act


External quantum efficiency: EQE = act* transfer* esc
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 16

8.3 Excitation Mechanisms


Photons with an energy < band gap of the host lattice: Fluorescent lamps and LEDs
Activator excitation

CB

A2
A1

Sensitizer excitation

CB

S1

transfer

act esc
kr knr
A0

VB

IQE = act = kr/(kr + knr) = /0


with kr + knr = 1/ and kr = 1/0
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

A1

act esc
A0

VB

S0

EQE = act * transfer *esc


Chapter Luminescence Mechanisms
Slide 17

8.3 Excitation Mechanisms


Example: BaMgAl10O17 doped by 10% Eu2+
Reflection spectra
100,0

Emission and excitation spectra

Host lattice

Host lattice

1,0

4f - 4f 5d

4f 5d - 4f

80,0

Relative Intensity

Reflection [%]

0,8

60,0

40,0
2+

Eu
7
6
1
4f - 4f 5d
20,0

0,0
100

0,4

0,2

200

300

400

500

W avelength [nm]

0,6

600

700

800

0,0
100

200

300

400

500

600

700

Wavelength [nm]

Host material VB CB
180 nm (7.0 eV)
Eu2+
[Xe]4f7 [Xe]4f65d1
250 nm (5.0 eV) and 310 nm (4.0 eV)
Allowed transition Intense absorption bands and fast decay (~1 s)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 18

800

8.3 Excitation Mechanisms


Example: BaMgAl10O17 doped by 5% Mn2+
Reflection spectra

Emission and excitation spectra

100,0

Host lattice

1,0

1,0
2+

Mn
5
5
3d - 3d

80,0

2+

Mn
5
5
3d - 3d

Relative intensity

Reflection [%]

0,8

60,0
2+

Mn
5
5
3d - 3d

40,0

20,0

0,0
100

200

300

400

500

W avelength [nm]

600

700

800

0,8

0,6

0,6

0,4

0,4

0,2

0,2

0,0
100

200

300

400

500

600

700

W avelength [nm]

Host material VB CB
180 nm (7.0 eV)
Mn2+
[Ar]3d5 [Ar]3d5
200 nm (6.2 eV) and 450 nm (2.8 eV)
Forbidden transition Weak absorption bands and slow decay (~10 ms)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 19

0,0
800

8.3 Excitation Mechanisms


Example: LaPO4 doped by 20% Ce3+
Reflection spectra

Emission and excitation spectra

100,0
1,0

3+

Ce
1
1
5d - 4f

80,0

60,0

Relative Intensity

Reflection [%]

0,8

Host
Lattice

40,0

20,0

0,6

0,4

0,2

3+

Ce
1
1
4f -5d
0,0

0,0
200

300

400

500

W avelength [nm]

600

700

800

200

300

400

500

600

700

W avelength [nm]

Host material VB CB
150 nm (8.2 eV)
Ce3+
[Xe]4f1 [Xe]5d1
200 nm (6.2 eV) and 450 nm (2.8 eV)
Allowed transition Intense absorption bands and fast decay (~ 30 ns)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 20

800

8.3 Excitation Mechanisms


Example: Y2O3 doped by 5% Eu3+
Reflection spectra

Emission and excitation spectra

100

1,0

Band
gap

F0 - DJ

D0 - FJ

0,8

Relative intensity

Reflection [%]

80

Band Chargegap
Transfer

60

40

20

0,6

0,4

0,2

ChargeTransfer

F0 - D3

0
200

300

F0 - D2

400

500

600

700

800

0,0
150

200

250

300

350

400

500

550

F0 - D1

450

600

650

700

Wavelength [nm]

Host material VB CB
210 nm (5.9 eV)
Charge-Transfer
230 nm (5.4 eV)
Eu3+
[Xe]4f6 [Xe]4f6
395 nm (3.1 eV) and 465 nm (2.2 eV)
Forbidden transitions Weak absorption bands and slow decay (~3 ms)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 21

750

8.3 Excitation Mechanisms


Sensitisation to enhance absorption strength
3dn - 3dn and 4fn - 4fn transitions are very weak
Ways to enhance absorption:

Taking advantage of allowed transitions


Charge-Transfer (CT) states Eu3+, Yb3+
Low-lying energy levels of the
[Xe]4fn-15d1 configuration Tb3+, Eu2+, Ce3+, Pr3+
Sensitisation (via energy transfer)
Tb3+
Ce3+
Pr3+
Tb3+
Nd3+
Gd3+
Pr3+
Gd3+
Bi3+
Eu3+
Sb3+
Mn2+
Ce3+
Mn2+
Eu2+
Mn2+
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

CT level
Relaxation
5D

7F
J

Simplified energy
level scheme of Eu3+
Chapter Luminescence Mechanisms
Slide 22

8.4 Energy Transfer


Requirements for ET (S* + A S + A*)

Sensitizer S and activator A interact with each other by


Coulomb interaction (multipolare interaction)
Dipole-Dipole:
PSA= (1/S)(r0/rSA)6
Dipole-Quadrupole:
PSA= (1/S)(r0/rSA)8
Quadrupole-Quadrupole:
PSA= (1/S)(r0/rSA)10
Exchange interaction
PSA~ J.exp(-2 rSA )
for rSA < 5 with J = coupling constant

Ce3+ - Eu2+
Ce3+ - Tb3+
unknown

Mn2+ - Mn2+

Spectral overlap ( Energy conservation law!)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 23

8.4 Energy Transfer


Probability PET
The probability PET for an energy transfer
is given by the following term:
PET = (2/).() < i | H | f >
i:
f:
H:
:

Wave function of the initial state


Wave function of the final state
Operator coupling the states
Spectral overlap (energy conservation)

Spectral overlap
= gS(E).gA(E).dE
gS(E) and gA(E): Normalised optical line shape
functions for sensitizer and activator ions
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 24

8.4 Energy Transfer


Consequences for luminescence processes
ET causes
Energy migration
Concentration quenching
Thermal quenching
Cross-relaxation
Possibility of sensitization
Some rules
ET from a broad band emitter to a line emitter only possible for nearest neighbors in
the host lattice (Ce3+ - Tb3+)
ET from a line emitter to a band absorber proceeds over long distances (Gd3+ - Ce3+)
ET strongly depends on average distance and thus concentration of luminescent
centers (Eu3+ - Eu3+)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 25

8.4 Energy Transfer


Example: ET in LaPO4:Ce,Tb

1,0

LaPO4:Ce
Ce3+ (Ce3+)*
(Ce3+)* Ce3+

Excitation 4f - 5d
Emission 5d - 4f

Intensity (a.u.)

0,8

0,6

0,4

0,2

0,0
200

300

400

500

600

700

800

W avelength [nm]
1,0

Excitation 4f - 5d
Relaxation
Emission 4f - 4f

3+

Tb

4f5d absorption

3+

4f4f emission

0,8

Intensity (a.u.)

LaPO4:Tb
Tb3+ (Tb3+)**
(Tb3+)** (Tb3+)*
(Tb3+)* Tb3+

Tb

254 nm

0,6

0,4

0,2

0,0
200

400

500

600

1,0

Excitation 4f - 5d
ET from Ce3+ to Tb3+
Emission 4f - 4f

Fluorescent lamps Excitation at 254 nm

Tb

3+

absorption
Ce

3+

Tb

3+

800

4f4f emission

absorption

0,8

0,6

0,4

0,2

0,0
200

300

400

500

600

W avelength [nm]

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

700
Sample V1377

W avelength [nm]

Intensity (a.u.)

LaPO4:Ce,Tb
Ce3+ (Ce3+)*
(Ce3+)* + Tb3+ Ce3+ + (Tb3+)*
(Tb3+)* Tb3+

300

Chapter Luminescence Mechanisms


Slide 26

700

800

8.4 Energy Transfer


Example: ET in BaMgAl10O17:Eu co-doped by transition metal ions

UV
1
Energy Transfer

Divalent RE ions
Divalent TM ions
Trivalent TM ions
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Ba2+ sites in the conduction layer


tetrahedral gaps in the spinel blocks
octahedral gaps in the spinel blocks

Eu2+, Yb2+
Mn2+, Co2+
Cr3+, Ti3+

Chapter Luminescence Mechanisms


Slide 27

8.4 Energy Transfer


Example: ET in BaMgAl10O17:Eu co-doped by transition metal ions
1,0

(Eu2+)* Eu3+

Eu2+

(Eu2+)*

[Xe]4f 5d - [Xe]4f

0,8

Intensity [a.u.]

BaMgAl10O17:Eu

Host
lattice
7
6
1
[Xe]4f - [Xe]4f 5d

Absorption 4f - 5d
Emission 5d - 4f

0,6

0,4

0,2

0,0
100

300

400

500

600

700

800

Wavelength [nm]
1,0

Absorption 3d - 3d
Emission 3d 3d

2+

Mn 3d-3d emission

254 nm

0,8

Intensity [a.u.]

BaMgAl10O17:Mn
Mn2+ (Mn2+)*
(Mn2+)* Mn2+

200

0,6

0,4

0,2

0,0
100

Absorption 3d - 3d
ET from Eu to Mn
Emission 3d 3d

200

300

400

500

600

1,0

800

2+

Mn 3d-3d Emission

0,8

BaMgAl10O17:Eu(Mn) can be excited at 172 nm, 254 and 370 nm


Application in PDPs, FLs (and near UV emitting LEDs)

0,6

0,4

0,2

0,0
100

200

300

400

500

600

Wellenlnge [nm]

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

700

Wavelength [nm]

Intensitt [a.u.]

BaMgAl10O17:Eu,Mn
Eu2+ (Eu2+)*
(Eu2+)* + Mn2+ Eu2+ + (Mn2+)*
(Mn2+)* Mn2+

Chapter Luminescence Mechanisms


Slide 28

700

800

8.4 Energy Transfer


Energy pathways in BaMgAl10O17:Eu,Mn

Conduction Band

VUV Excitation

Eg = 7.0 eV
(~ 180 nm)

[Xe]4f65d1

254 nm

[Ar]3d5*

515 nm
453 nm

370 nm

Mn2+
Eu2+

[Ar]3d5

Emission

Energy

172 nm

[Xe]4f7
Valence Band

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 29

8.5 Cross-Relaxation

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Cross-relaxation
processes
are
responsible for the quenching of
luminescence of higher 4f levels of Tb3+
at a high Tb3+ concentration

Cross-relaxation also occurs in Eu3+,


Sm3+ , Pr3+, and Dy3+ doped materials

Concentration quenching for Sm3+ or


Dy3+ activated materials by crossrelaxation and not by energy migration

Relaxation to the first excited state can


also be triggered by high-energy
photons

Chapter Luminescence Mechanisms


Slide 30

8.6 Loss Processes


Overview of the most relevant processes leading to luminescence quenching
1.

The absorbed energy does not reach the activator ion


a) Competitive absorption
b) ET to defects or non-luminescent impurity ions
c) Excited state absorption (ESA)
d) Auger processes

(transfer)

2.

The absorbed energy reaches the activator ion, but non-radiative


channels dominate the radiative return to the ground state
a) Crossing of excited and ground state parabola
b) Multi-phonon relaxation
c) Cross-relaxation
d) Photoionization
e) Energy transfer to quenching sites = f(T)

(act)

3.

Emitted radiation is re-absorbed by the luminescent material


a) Self-absorption due to spectral overlap between excitation
and emission band
b) Additional absorption bands due to degradation of the material,
e.g. by colour centre formation

(esc)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 31

8.6 Loss Processes


Related to the host lattice and host lattice activator interaction

CB
abs
Eg

A*
transfer
A+

act
A

Internal Quantum Efficiency


IQE
= act
= r/(r + nr)
= /0
(Anti proportional to decay time)
esc External Quantum Efficiency
EQE
= Nh(emitted)/Nh(absorbed)
= transfer* act* esc
(No correlation to decay time!)

VB
Light Yield
LY
= EQE * abs = EQE*(1-R )
(No correlation to decay time!)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 32

8.6 Loss Processes


Photoionization

CB
(An+)*
Eg
An+

Excited An+ ion gets ionised

Released electron is re-trapped,


e.g. by anion vacancies

Causes afterglow in
scintillators
persistent phosphors

VB

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 33

8.7 Configuration Coordinate Diagram

Stokes shift
Energy gap between absorption and
emission band
S = Sehe + Sghg

Sehe Full width at half maximum of the

emission band
FWHM ~ S

Eabs Eem

Sghg
rg

re

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Thermal quenching decreases with


increasing R = re - rg

r
Chapter Luminescence Mechanisms
Slide 34

8.7 Configuration Coordinate Diagram


1.

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Weak to no electron-phonon-coupling
High IQE, EQE determined by ET processes
Thermal quenching mainly due to photoionization
4f 4f transitions (shielded 4f-shell: small crystal field
splitting [CFS])
Lines
Eu3+, Tb3+, .

2.

Moderate electron-phonon-coupling
High to moderate IQE
Thermal quenching due to tunnelling or photoioniz.
4f 5d transitions (large CFS)
Narrow bands
Eu2+, Ce3+, .

3.

Strong electron-phonon-coupling
High to low IQE at RT, strong thermal quenching
Thermal quenching mainly due to tunnelling
ns2 ns1np1 or CT transitions
Broad bands
Pb2+, Bi3+, .
Chapter Luminescence Mechanisms
Slide 35

8.7 Configuration Coordinate Diagram


Width of the transitions can be explained by the model harmonic oscillator
F = -k*(r - r0)
E = -1/2*k*(r - r0)2

: Integration
M

r0

Quantum mechanics provides: Ev = (v + 1/2)*h


Franck-Condon principle:

Electrons motion is much faster than nuclear


motion vertical transitions

Transitions: Eg(vg = 0) Ee(ve = x)


r0g = r0e
r0g < r0e

for ve = 0 zero-phonon line

narrow bands or lines (4f 4f absorption lines)


broad bands (4fn 4fn+1L-1, 4fn 4fn-15d, 6s2 6s6p)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 36

8.8 Thermal Quenching


Example: SrGa2S4:Eu2+
Emission spectrum

Emission intensity
T25
T75
T150
T200
T250
T300
T330

10000

5000

Peak intensity
A1
1,0110
A2
0,01594
x0
179,41
dx
26,696

1,0

Relative emission intensity

Emission intensity [a.u.]

15000

0,8

0,6

Integral
A1
0,99900
A2
0,002116
x0
169,99
dx
30,894

0,4

0,2

y = A2 + (A1-A2)/(1 + exp((x-x0)/dx))
0
450

0,0

500

550

Wavelength [nm]

600

650

50

100

150

200

250

300

Temperature [C]

T1/2 = Temperature at which the phosphor loses 50% of its initial emission
intensity (here ~ 170 C)
T1/2 depends on the extent of the activator-host lattice interaction
In many industrially important phosphors the quantum yield starts
increasing distinctly between 100 150 C

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 37

350

8.8 Thermal Quenching


Example: Other Eu2+ activated phosphors
Spectral width of the emission band of
BaMgAl10O17:Eu as a function of the temperature

Light yield
as a function of the temperature

60000

BAM25C
BAM75C
BAM150C
BAM200C
BAM250C
BAM300C
BAM330C

50000

Emission intensity [a.u.]

Relative emission intensity

1,0

0,8

0,6

0,4

(Sr,Ca)2SiO4:Eu
(Ba,Sr)2SiO4:Eu
BaMgAl10017:Eu

0,2

50

100

150

200

Temperature [C]

Stokes shift
Thermal quenching

30000

20000

10000

0,0
0

40000

250

300

350

0
400

450

500

Wavelength [nm]

BaMgAl10O17:Eu < (Ba,Sr)2SiO4:Eu < (Sr,Ca)2SiO4:Eu


BaMgAl10O17:Eu < (Ba,Sr)2SiO4:Eu < (Sr,Ca)2SiO4:Eu

Blue shift due to thermal expansion of the host lattice and thus reduction in crystal field
splitting
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 38

550

8.8 Thermal Quenching


Some Rules
Decreases with increasing energy separation of the ground and excited state
Increases with increasing phonon frequencies (thus most organic compounds
exhibit luminescence only at low temperatures)
Increases with r = re rg
Thermal quenching due to photoionization concerns luminescent materials, where
the excited state is located close to the conduction band

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 39

8.9 Lifetime of the Excited State


Description equal to 1st order kinetics (no energy transfer!)
Ne

dNe/dt = - Ne*Peg

e
Peg

dNe/Ne = -Peg*dt : Integration


ln(dNe(t)/Ne(0)) = -Peg*t

Ng

Ne(t) = Ne(0)*exp(-Peg/) with = 1/Peg

Transition
allowed
weak
forbidden
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Time scale
~ 10-9 s
~ 10-6 s
~ 10-3 s

Oscillator strength
f ~ 0.1
f ~ 0.001
f ~ 10-5

Activators
Eu2+, Ce3+
Pr3+, Nd3+
Eu3+, Mn2+

Chapter Luminescence Mechanisms


Slide 40

8.9 Lifetime of the Excited State


Typical decay curves
BaMgAl10O17:Eu2+ ( = 1 s)

(Y,Gd)BO3:Eu3+ ( = 3.5 ms)

1000

Intensity at 595 nm

Intensity at 453 nm

100

0,1

0,01

1E-3

10

Excitation at 160 nm

Excitation at 254 nm
1E-4

t [s]

10

10

20

30

t [ms]

Mono-exponential decay No energy transfer e.g. to impurities such as Fe3+ or Cr3+


Deviation from mono-exponential decay quenching, energy transfer, afterglow, .
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 41

40

8.10 Luminescence of Transition Metal Ions


Absorption processes of dn-ions Tanabe-Sugano diagrams
Energy level diagram of a d1-ion (Ti3+, V4+, Cr5+, Mn6+): RS-terms
CF-terms
2E

2T
2

Crystal field strength (CFS)


Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Ion
Ti3+
Cr3+
Mn4+
Mn2+
Fe3+

Configuration
[Ar]d1
[Ar]d3
[Ar]d3
[Ar]d5
[Ar]d5

2D3/2
2T2 + 2E
Example
Al2O3:Ti (Sapphire)
Al2O3:Cr (Ruby)
Mg4GeO5.5F:Mn
Zn2SiO4:Mn (Willemite)
LiAlO2:Fe

d-d transitions are parity-forbidden


low absorption coefficient
high concentration needed
Chapter Luminescence Mechanisms
Slide 42

8.10 Luminescence of Transition Metal Ions


Absorption in glasses, laser crystals and phosphors
Ion
Ti3+

Configuration
d1

Colour
violet, brown

Pigment

Structure type

V3+
V4+
Cr3+

d2
d1
d3

green
green, blue
green, yellow

(Zr,V)SiO4
Cr2O3

Zircon
Corundum

Mn2+
Mn3+
Mn4+

d5
d4
d3

light pink
violet
red, brown

MnO
Mn2O3
MnO2

NaCl
Corundum
Rutile

Fe3+
Fe2+

d5
d6

yellow, brown
blue, green

Fe2O3
Fe(C2O4).2H2O

Corundum

Co2+
Ni2+
Cu2+

d7
d8
d9

blue, violet
green
blue, green

CoAl2O4
NiO
CuO

Spinel
NaCl

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 43

8.10 Luminescence of Transition Metal Ions


Absorption processes of transition metal ions with d0-configuration
Examples: VO43-, NbO43-, TaO43-, CrO42-, MoO42-, WO42- , MnO4Absorption due to ligand to metal charge-transfer (LMCT)
O2- Men+ or p(non-bonding) d(eg: anti-bonding)
Bond is weakened R >> 0 broad absorption band
Phosphor
CaWO4
Ca3WO6

Absorption [cm-1]
40000
35000

CN
4
6

Polyhedron
Tetrahedron
Octahedron

Position of the CT state decreases with increasing CN and effective charge of the
metal center
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 44

8.11 Luminescence of Ions with s2-Configuration


Examples: Ga+, In+, Tl+, Ge2+, Sn2+, Pb2+, As3+, Sb3+, Bi3+
Electron configuration of s2-ions

Energy level diagram of s2-ions

Ga+, Ge2+ and As3+:


[Ar]3d104s2
In+, Sn2+ and Sb3+:
[Kr]4d105s2
Tl+, Pb2+ and Bi3+:
[Xe]4f145d106s2
Excitation and emission spectra of BaYB9O16:Sb3+
Emission spectrum
Excitation spectrum

1,0

3P
2
3P
1
3P
0

0,8

Relative intensity

1P
1

0,6

0,4

0,2

0,0
200

1S

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

300

400

Wavelength [nm]

500

600

Sample UV-A28/98

Chapter Luminescence Mechanisms


Slide 45

8.11 Luminescence of Ions with s2-Configuration


Example: Pb2+ Luminescence process: [Xe]4f145d106s2 [Xe] 4f145d106s16p1
Sr2MgSi2O7:Pb
1,0

Excitation
Emission

0,8

0,6

0,4

0,2

SrLaBO4:Pb

Excitation
Em ission

250

300

350

400

450

500

Wavelength [nm]

550

600

0,6

Emission

0,6

0,4

0,4

0,2

0,2

0,0
250

300

350

400

450

500

W avelength [nm]

Phosphor
Structure type Stokes shift [cm-1]
BaSi2O5:Pb
Sanbornite
10600
Sr2MgSi2O7:Pb Akermanite
12000
SrLaBO4:Pb
17700
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Excitation

0,8

0,8

0,0

0,0

1,0

Normalized emission intensity

1,0

Normalized emission intensity

Normalized emission intensity

BaSi2O5:Pb

550

600

250

300

350

400

450

500

550

600

W avelength [nm]

Half width [cm-1]


2700
4300
5300

QA [%]
90
75
65

Chapter Luminescence Mechanisms


Slide 46

8.12 Luminescence of Rare Earth Ions


Lanthanides originates from the Greek word , which means to lie
hidden
Instead of to lie hidden ,
a better name would be to be outstanding
epifanides (A. Meijerink, PGS 2011)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 47

8.12 Luminescence of Rare Earth Ions


Properties of electronic orbitals

Shape and orientation

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Orbital

Parity

ml

-1, 0, 1

-2, ..., 2

-3, ..., 3

Chapter Luminescence Mechanisms


Slide 48

8.12 Luminescence of Rare Earth Ions


Electron configuration of rare earth metals and ions
Metals
[Xe]
6s
5d
4f
Ions
[Xe]
4f

La Ce Pr
2
2
2
1
0
0
0
2
3

Nd Pm Sm
2
2
2
0
0
0
4
5
6

Eu Gd Tb
2
2
2
0
1
0
7
7
9

Dy Ho
2
2
0
0
10 11

Er
2
0
12

Tm Yb
2
2
0
0
13 14

Lu
2
1
14

La3+ Ce3+ Pr3+ Nd3+ Pm3+ Sm3+ Eu3+ Gd3+ Tb3+ Dy3+ Ho3+ Er3+ Tm3+ Yb3+ Lu3+
Ce4+ Pr4+ Nd4+
Sm2+ Eu2+
Tm2+ Yb2+
0
1
2
3
4
5
6
7
8
9
10
11 12 13 14

Example
Gd3+/Eu2+

ml

-3 -2 -1 0 1

2 3

4f

S = s = 7/2
L = |l| = 0

2S+1 = 8
S

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

-2 -1 0 1

-1 0

6s

6p

5d

Spectroscopic
Terms

strongly paramagnetic ions


LS-Term symbol 8S

2S+1LJ

Chapter Luminescence Mechanisms


Slide 49

8.12 Luminescence of Rare Earth Ions


History of distangling the energy level structure
1908 Becquerel
Sharp lines in optical spectra of lanthanide ions
1937 Van Vleck
The Puzzle of Rare-Earth Spectra in Solids
1960s Judd, Wybourne, Dieke, Carnall
Theory for energy level structure and transition
probabilities of 4f-4f transitions

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 50

8.12 Luminescence of Rare Earth Ions


Energy level structure of [Xe]4fn ions
Partly filled 4f-shell results in multiple electron configurations
Example: Tb3+ [Xe]4f8 8 electrons in 7 f-orbitals: 3003 different arrangements!
Free ion energy levels due to:
1. Electrostatic interactions (comparable to 3dn ions)
2. Spin-orbit coupling (larger than for 3dn ions )
3. Crystal field splitting (smaller than for 3dn ions)
Ground state

ml = -3 -2 -1 0 1 2 3

7F
6

4f

1st excited state

ml = -3 -2 -1 0 1 2 3

5D

4f
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 51

8.12 Luminescence of Rare Earth Ions


Typical emission spectrum of Tb3+ (Example: Lu3Al5O12:Tb)

Characteristic luminescence of lanthanides


- Sharp emission lines
- Almost independent of chemical environment,
e. g. green-yellow emission of Tb3+ phosphors
- High quantum yield (> 90%), due to small Stokes shift
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 52

8.12 Luminescence of Rare Earth Ions


Simplified energy level diagram of selected Ln3+ ions
4f75d1

4.0x104

254 nm

4f72p-1
5d1

6I
7/2

4f65d1

3.5x104

6P

7/2

Energy [cm-1]

3.0x104
5D
3

5D
3

2.5x104

450 nm

5D
4

5D
2

2.0x104

5D
1
5D
0

1.5x104
1.0x104
0.5x104
2F

0.0

6
5
4
3 2
1 0

7/2

2F

Ce3+
[Xe] 4f1

0 1
2
3
4
5

7F

5/2

Eu3+
4f6

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

8S
7/2

Eu2+
4f7

8S
7/2

Gd3+
4f7

7F

Tb3+
4f8

Line emitting ions


Pr3+
Nd3+
Sm2+/3+
Eu3+ (Eu2+)
Gd3+
Tb3+
Dy3+
Ho3+
Er3+
Tm3+
Yb3+
Band emitting ions
Ce3+
Pr3+
Nd3+
Eu2+
Yb2+

Chapter Luminescence Mechanisms


Slide 53

8.12 Luminescence of Rare Earth Ions


1.

Electrostatic interactions

Shielding due to inner electrons described by the so-called Slater parameters


(comparable to Racah parameters)

Electrostatic interaction increases with effective charge on


the activator ion (ion charge density)
Therefore splitting between different terms depends on
Oxidation state
Nucleus charge
Charge flow back from ligands (polarizibility of surrounding anions)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 54

8.12 Luminescence of Rare Earth Ions


2.

Spin-orbit coupling

Spin-orbit coupling constant increases throughout the lanthanide series,


i.e. from (Ce) = 650 cm-1 to (Yb) = 2930 cm-1
Further splitting of LS terms into J-levels by
energy, assuming weak spin-orbit coupling:
Complete term symbol:
2S+1L
J

with |L-S| < J < L+S

For Tb3+

Ground state:
Excited state:

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

7F
6,5,4,3,2,1,0
5D
4,3,2,1,0

Chapter Luminescence Mechanisms


Slide 55

8.12 Luminescence of Rare Earth Ions


3.

Crystal field splitting

Further splitting of J multiplets into a maximum of 2J+1 levels


Crystal field splitting ~ 100 cm-1 + sensitive function of site symmetry
2,00
1,75
1,50

Intensity [a.u.]

Lu3Al5O12:Nd3+
4F
4
3/2 I11/2
E = 203 cm-1
six levels without
external magnetic
field

1,25
1,00
0,75
0,50
0,25
0,00
1000 1010 1020 1030 1040 1050 1060 1070 1080 1090 1100

Wavelength [nm]

Dodecahedral coordination

Extra fitting parameters Bkq to graphically fit experimentally observed levels:

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 56

8.12 Luminescence of Rare Earth Ions


In summary: RE ions exhibit a great number of energy levels 2S+1LJ

Ce (Yb)

Pr (Tm)

Nd (Er)

Pm (Ho) Sm (Dy) Eu (Tb)

Gd

SL

17

47

73

119

119

SLJ

13

41

107

198

295

327

SLJM

91

364

1001

2002

3003

3432

Early experimental and theoretical work on LaCl3:Ln3+ and LaF3:Ln3+ by Dieke


and Carnall (experiment) and Judd, Crosswhite and Wybourne (theory):
Dieke diagram and the Blue book
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 57

8.12 Luminescence of Rare Earth Ions


Dieke diagram (1968): Energy levels of trivalent RE ions

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 58

8.12 Luminescence of Rare Earth Ions


Extended Dieke diagram (2005): Energy levels of trivalent RE ions up to the VUV

P.S. Peijzel, A. Meijerink, R.T. Wegh et al, J. Solid State Chem. 178 (2005) 448

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 59

8.12 Luminescence of Rare Earth Ions


Complete energy level diagram
Ce3+
Pr3+
Nd3+
Pm3+
Sm3+
Eu3+
Gd3+

~
~
~
~
~
~

Yb3+
Tm3+
Er3+
Ho3+
Dy3+
Tb3+

Energy level splitting increases


from Ce3+ to Yb3+ due to increasing
nucleus charge

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 60

8.12 Luminescence of Rare Earth Ions


Characteristic optical properties
1) Sharp lines (atomic like), Stokes shift ~ 0 cm-1
2) Little influence of environment on energy level scheme
3) Parity forbidden transitions (~ms life time, f ~10-5)
Origin: Shielding of 4fn electrons
by outer filled 5s and 5p shells
no shift of excited state parabola
and strong zero-phonon lines (ZPL)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 61

8.12 Luminescence of Rare Earth Ions


Example: Eu3+ - Typical excitation and emission spectra (Y2SiO5:Eu)
Emission intensity [a.u.]

1,0

ChargeTransfer

0,8

0,6

0,4

7
7

0,2

0,0
100

150

200

250

F0 - D3

F0 - L6
7

F0 - D4

300

350

400

F0 - D2
450

F0 - D1

500

550

600

W avelength [nm]
5

Emission intensity [a.u.]

1,0

D0 - F2

0,8

0,6
5
5

0,4

0,2

0,0
500

D0 - F1
5

D0 - F0
550

600

D0 - F4

D0 - F3
650

700

750

800

W avelength [nm]

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 62

8.12 Luminescence of Rare Earth Ions


Emission spectra and colour points of Eu3+ activated phosphors
7

1,0

LuBO3:Eu
Calcite

F1

0,8

Emission intensity [a.u.]

Emission intensity [a.u.]

1,0

0,6

0,4

0,2

0,0
500

550

F2

600

650

F4

700

750

(Y,Gd)BO3:Eu
Vaterite

F1

0,8
7

0,4

0,2

F4

550

600

1,0

Y2O3:Eu

F2

Bixbyite

0,8

0,6

0,4

0,2

0,0
500

550

F1

600

650

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

F4

700

Wavelength [nm]

700

750

800

750

Y(V,P)O4:Eu
Xenotime

F2

Emission intensity [a.u.]

Emission intensity [a.u.]

650

Wavelength [nm]

Wavelength [nm]
1,0

F2

0,6

0,0
500

800

800

0,8

0,6

0,4
7
7

0,2

0,0
500

550

F4

F1

600

650

700

750

800

Wavelength [nm]

Chapter Luminescence Mechanisms


Slide 63

8.12 Luminescence of Rare Earth Ions


Emission spectra and colour points of Eu3+ activated phosphors

D 0 - F1

D 0 - F2

D 0 - F3

Intensity

Phosphor

D0 - F 4

CIE(1931) colour point


x
y

(Y,Gd)BO3:Eu

(Y,Gd)BO3:Eu

0.640

0.360

Y2O3:Eu

Y2O3:Eu

0.641

0.344

YVO4:Eu

0.645

0.343

Y2O2S:Eu

0.650

0.342

YVO4:Eu
Y2O2S:Eu
600

650

700

750

Wavelength [nm]

Colour saturation: Y2O2S:Eu > YVO4:Eu > Y2O3:Eu > (Y,Gd)BO3:Eu


Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 64

8.12 Luminescence of Rare Earth Ions


Emission spectra and colour points of Eu3+ activated phosphors
4.0x104

4f72p-1

Energy [cm-1]

3.5x104
3.0x104
5D
3

2.5x104

5D
2
5D
1
5D
0

2.0x104
1.5x104

Observed emission spectrum due to


5D 7F transitions (lines)
0
J
a) Inversion symmetry (S6, D3d)
Magnetic dipole transitions, e.g. 5D0 - 7F1
J = 0, 1 (J = 0 J = 0 forbidden)
MeBO3:Eu (Calcite, Vaterite)
~ 8 - 16 ms

1.0x104
0.5x104

7F
6

5
4
32
10

0.0

Eu3+
[Xe]4f6
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

b) No inversion symmetry
Electric dipole transitions 5D0 -7F2,4
J 6 (Ji = 0 Jf = 2, 4, 6)
Y2O3:Eu (Bixbyite), Y(V,P)O4:Eu (Xenotime)
~ 2 - 5 ms
Chapter Luminescence Mechanisms
Slide 65

8.12 Luminescence of Rare Earth Ions


Excitation and emission spectra of Eu3+ and Eu2+ activated phosphors
Y2O3:Eu3+
Band
gap

D0 - FJ

1,0

ChargeTransfer

Emisison Intensity (a.u.)

Emission intensity (a.u.)

1,0

BaMgAl10O17:Eu2+

0,8

Spin- and parity


forbidden transitions

0,6

0,4

0,2
5

F0 - D2

F0 - D3

0,0
150

200

250

300

350

400

500

550

4f 5d - 4f
7

4f - 4f 5d

0,8

0,6

0,4

0,2

Spin- and parity


allowed transitions

F0 - D1

450

600

650

Wavelength [nm]

Eu3+ (Eu3+)**
CT
(Eu3+)** (Eu3+)*
Relaxation
4f-4f
(Eu3+)* Eu3+
Strong CT absorption band (broad)
Weak 4f-4f absorption lines (narrow)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

B and
g ap

700

750

0,0
150

20 0

250

3 00

350

4 00

450

500

550

600

650

700

W avelength [nm ]

Eu2+ (Eu2+)**
4f-5d
(Eu2+)** (Eu2+)*
Relaxation
(Eu2+)* Eu2+
5d-4f
Strong 4f-5d absorption bands (broad)
Chapter Luminescence Mechanisms
Slide 66

7 50

8.12 Luminescence of Rare Earth Ions


Ce3+

[Xe]4f1

[Xe]5d1

Eu2+

60

2D
J

50

Energy [103 cm-1]

40

30

40

30

6D
9/2
6I
7/2

8H
J

6P
7/2

20

20

10

10

[Xe]4f65d1

60

50

Energy [103 cm-1]

[Xe]4f7

2F
7/2
2F
5/2

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

8S

7/2

Chapter Luminescence Mechanisms


Slide 67

8.12 Luminescence of Rare Earth Ions


Energy gap between the [Xe]4fn and [Xe]4fn-15d1 states
Electrostatic
interaction

Centroid shift

Crystal field
splitting

Stokes shift

Energy [103 cm-1]

[Xe]4fn-15d1
c
cfs
Ce3+
Pr3+
Nd3+
Gd3+
Eu2+

49340 cm-1
61580 cm-1
72100 cm-1
95200 cm-1
34000 cm-1

[Xe]4fn

c:
cfs:

Centroid energy proportional to the spectroscopic polarizability sp


(3000 20000 cm-1)
Crystal field splitting (< 23000 cm-1)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 68

8.12 Luminescence of Rare Earth Ions


Centroid shift ~ electron density between activator and ligands
Polarizability of the anions
selenides > sulfides > nitrides > oxides > fluorides
Charge density of the surrounding anions
Type of network former:
oxides
aluminates silicates
borates
O2AlO45SiO44BO33 Degree of networking
neso-silicate soro-silicate
cyclo-silicate
[SiO4]4[Si2O7]6[Si3O9]6garnet
akermanite
benitoite
zircon
thortveitite
olivine
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

phosphates
PO43-

sulfates
SO42-

phyllo-silicate
[Si4O10]4montmorillonite
talc
kaolinite
Chapter Luminescence Mechanisms
Slide 69

8.12 Luminescence of Rare Earth Ions


Crystal field splitting
Crystal field theory ionic interaction between metal center and point charges
Energy splitting of the d-orbitals depends on:
Anionic charge / anionic radius (spectrochemical series)
I- < Br- < Cl- < S2- < F- < O2- < N3- < C4

Symmetry (coordination number and symmetry)


octahedral > cubic, dodecahedral, square-antiprismatic > tetrahedral

Metal-ligand distance (strong distance dependence)


D = 35Ze/4R5
R = Cation-anion distance
Z = Valence of the anion
e = Electron charge
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 70

8.12 Luminescence of Rare Earth Ions


Covalent character of ionic bonds
Host lattice
YPO4

Cation
Y3+

Type of network former

3O
O-P-O
O

Low charge density


3/4- per oxygen

tetrahedral PO43-

Y3Al5O12

Y3+

5O
O-Al-O
O

9-

O
O-Al-O
O O

High charge density


5/4- or 9/4- per oxygen

tetrahedral AlO45- + octahedral AlO69P5+ attracts more charge density of the O2- anions than Al3+
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 71

8.12 Luminescence of Rare Earth Ions


Electron density on the anions
YPO4

4 x O(1)
7.248
4 x O(2)
7.193
Low charge density on oxygen
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Y3Al5O12

4 x O(1)
7.528
4 x O(2)
7.504
High charge density on oxygen
Chapter Luminescence Mechanisms
Slide 72

8.12 Luminescence of Rare Earth Ions


Luminescence of YPO4:Ce

Emission intensity [a.u.]

1,0

Distorted dodecahedral
Y-O distances
E

cfs

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

4x 2.24
4x 2.24

0,8

4f5d
Free ion
4f5d
4f5d

cfs

0,6

0,4

0,2

0,0
100

c
200

300

400

500

600

700

800

Wavelength [nm]

Crystal field splitting ~ 18000 cm-1


Centroid shift ~ 9600 cm-1
(P. Dorenbos, Phys. Rev. B, 64, 2001, 1251)
Large 4f-5d energy gap
Emission bands at 335 and 355 nm
Chapter Luminescence Mechanisms
Slide 73

8.12 Luminescence of Rare Earth Ions


Luminescence of Y3Al5O12:Ce
1,0

Free ion

4f5d

cfs

Distorted dodecahedral
Y-O distances
E

cfs

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

4x 2.30
4x 2.44

0,6

Band gap

Emission intensity

0,8

4f5d
4f5d

0,4

0,2

0,0
100

c
200

300

400

500

600

700

800

Wavelength [nm]

Crystal field splitting ~ 27000 cm-1


Centroid shift ~ 14700 cm-1
(P. Dorenbos, Phys. Rev. B, 65, 2002, 2351)
Small 4f-5d energy gap
Emission bands at 560 nm
Chapter Luminescence Mechanisms
Slide 74

8.12 Luminescence of Rare Earth Ions


Excitation and emission spectra of Pr3+ activated phosphors
YPO4:Pr
YF3:Pr
1,0

1,0

1,0

0,8

0,8

0,8

0,6

0,6

0,6

0,4

0,4

0,4

0,2

0,2

0,2

0,0
100

200

300

400

500

Wavelength [nm]

600

700

0,0
100

Y2O3:Pr

0,0
200

300

400

500

600

700

100

200

300

400

500

600

700

Wavelength [nm]

Wavelength [nm]

4f15d1-4f2 band emission


4f2-4f2 line emission

4f2-4f2 line emission

The nature of the luminescence spectrum of Pr3+


is strongly determined by the host lattice!
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 75

800

8.12 Luminescence of Rare Earth Ions


Fundamentals of Pr3+ luminescence

[Xe]4f2

Pr3+ ground state configuration


[Xe]4f2 13 SLJ-States

3H
J

60

4f

4f

5d

[Xe]4f2 [Xe]4f2 transitions

[Xe]4f2 [Xe]4f15d1 transitions

1S

40

30

20

10

0
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

3P
2 3
P1, 1I6
3P
0
1D
2

E = 61580 cm-1

Pr3+ excited state configuration


[Xe]4f15d1
2 SLJ-States

50

5d
Energy [103 cm-1]

[Xe]4f15d1

1G
4
3F 3F4
3
3H 3F2
6
3H
3H
5
4

Chapter Luminescence Mechanisms


Slide 76

8.12 Luminescence of Rare Earth Ions


Fundamentals of Pr3+ luminescence
[Xe]4f2

[Xe]4f15d1 Kh
site

Oh site distorted
Oh site

60

50

Energy [103 cm-1]

1S

40

30

20

10

3P
2 3 ,1
P1 I6
3P
0
1D
2
1G
4
3F 3F4
3
3H 3F2
6
3H
5
3H
4

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 77

8.12 Luminescence of Rare Earth Ions


UV band emission

UV line emission

1S
0

2S+1LJ line emission


YF3:Pr
NaYF4:Pr
SrAl12O19:Pr
LaMgB5O10:Pr
LaB3O6:Pr

213, 236
252, 271
407 nm

1S
0

2S+1LJ lines and 4f15d1 4f2 band emission


240, 250, 271 nm
KY3F10:Pr

Blue emission

1D
2

Red emission

4f15d1 4f2 band emission


218 nm
LiYF4:Pr
232 nm
YPO4:Pr
235 nm
KYF4:Pr
245 nm
YAlO3:Pr
263 nm
YBO3:Pr
273 nm
Lu2Si2O7:Pr
310 nm
Lu3Al5O12:Pr
320 nm + line emission
Y3Al5O12:Pr
1D - 3H
2
J

line emission

Y2O3:Pr
CaTIO3:Pr,Na
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

615 nm
615 nm
Chapter Luminescence Mechanisms
Slide 78

Energy of the lowest crystal field component of [Xe]4f15d1 config.

Emission spectra of Pr3+ phosphors

8.12 Luminescence of Rare Earth Ions


Luminescence of YF3:Pr

4f 5d

1,0

S0 I6

Intensity [a.u.]

0,8

0,6

S0 G4

0,4

3
1

PJ H6

S0 FJ

0,2

PJ H4
3

Distorted square-antiprismatic

Energy

Y-F distances
4x 2.28
2x 2.30
2x 2.31

cfs

CF splitting
~ 8000 cm-1
Centroid shift
~ 5600 cm-1

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

S0 HJ

PJ FJ

S0 D2

0,0
200

300

400

500

600

700

800

Wavelangth [nm]

CFS + centroid shift reduces energy


of lowest crystal field component of the
[Xe]4f15d1 configuration by ~ 10000 cm-1
E(4f15d1) > E(1S0)
1S0 2S+1LJ line emission
Chapter Luminescence Mechanisms
Slide 79

8.12 Luminescence of Rare Earth Ions


Luminescence of YPO4:Pr

4f 5d
1,0

H4
3

H5

0,8

0,6

Host
lattice

H6
3

FJ

0,4

0,2

Distorted dodecahedral

Energy

Y-O distances
4x 2.24
4x 2.24
cfs

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

CF splitting
~ 12000 cm-1
Centroid shift
~ 9600 cm-1

0,0
100

200

300

400

W avelength [nm]

CFS + centroid shift reduces energy


of lowest crystal field component of the
[Xe]4f15d1 configuration by ~ 16000 cm-1
E(4f15d1) < E(1S0)
[Xe]4f15d1 - [Xe]4f2 band emission
Chapter Luminescence Mechanisms
Slide 80

500

8.12 Luminescence of Rare Earth Ions


Luminescence of Y3Al5O12:Pr
Emission intensity [a.u.]

1,0

Host lattice

3
1

4f 5d

0,8

P0 - H4

4f 5d - HJ

0,6

0,4

0,2

Distorted dodecahedral

Energy

Y-O distances
4x 2.30
4x 2.44
cfs

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

CF splitting
~ 22500 cm-1
Centroid shift
~ 14700 cm-1

0,0
100

200

300

400

500

600

Wavelength [nm]

CFS + centroid shift reduces energy


of lowest crystal field component of the
[Xe]4f15d1 configuration by ~ 26000 cm-1
E(4f15d1) << E(1S0)
UV band emission (320 nm) and visible
line emission (> 450 nm)
Chapter Luminescence Mechanisms
Slide 81

700

8.13 Down-Conversion
First examples (1974)
Sommerdijk et al., J. Lumin. 8 (1974) 288 (Philips)
Sommerdijk et al., J. Lumin. 8 (1974) 341 (Philips)
Piper et al., J. Lumin. 8 (1974) 344 (GE)
YF3:Pr(0.1%) and NaYF4:Pr(0.1%)
1S - 3P , 1I transition @ 407 nm
0
1
6
3P - 3H , 3F transitions in the red
0
J
2
Internal QY = 166% (total) @ 214 nm exc.
Derived from line ratio UV to blue to green/red
Oxidic luminescent materials to show photon cascade emission (PCE)
A.M. Srivastava, D.A. Doughty, W.W. Beers (GE)
Pr3+ on host lattice sites with high CN (> 8)
SrAl12O19:Pr,Mg
LaMgB5O10:Pr
LaB3O6:Pr
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 82

8.13 Down-Conversion
Example: LiGdF4:Eu
Energy level diagram
202 nm

Gd

Gd**

Gd** + Eu CR Eu* + Gd*


Eu*
Eu + h
Gd* + Eu
Eu*
612 nm

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

ET

Gd + Eu*
Eu + h

QYA = 195%
Chapter Luminescence Mechanisms
Slide 83

8.13 Down-Conversion
Example: LiGdF4:Er,Tb
Energy level diagram

Er

545 nm

> 210 nm

Er**

Er** + Gd
Er*

CR

Er* + Gd*
Er + h

Gd* + Tb
Tb*

ET

Gd + Tb*
Tb + h

QYA = 130%
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 84

8.14 Up-Conversion
Yb3+ - Er3+
Principle

Examples
YF3:Yb,Tm
YF3:Yb,Er
NaYF4:Yb,Er
BaY2F8:Yb,Er
YOCl:Yb,Er
20-35% Yb3+
1-5% Er3+ or Tm3+

Implementation of IR radiation into visible


(in frequency multipliers, laser diodes, night vision goggles)
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 85

8.15 Afterglow
Cause:

Storage of electrons / holes in certain sites in the lattice


(vacancies, impurities)

Deep traps:

Emptying of the traps is done by activation (LASER)

CB
F+/F(F-)
8.2eV

VB

Example: BaFBr:Eu

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

F+/F(Br-)

(Eu2+/Eu3+)*

Eu2+/Eu3+

Storage phosphor for imaging plates (detection of x-rays)


(Y. Iwabuchi et al., J. Appl. Phys. 33 (1994) 178)
Chapter Luminescence Mechanisms
Slide 86

8.15 Afterglow
Example: Cs2NaYF6:Ce and Cs2NaYF6:Pr (elpasolite)

According to: Th. Pawlik and J.-M. Spaeth, J. Appl. Phys. 82 (9), 4236 (1997)

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 87

8.15 Afterglow
Shallow traps: Thermal emptying of the traps at room temperature
CB
Eu2+*

transfer

6.5 eV

VB

Example
SrAl2O4:Eu,Dy
Incoherent Light Sources
Prof. Dr. T. Jstel, FH Mnster

Dy3+ + h+ ~ 0.65 eV

Eu3+

Eu2+

(Nemoto Ltd., JECS 143 (1996) 2670)


Chapter Luminescence Mechanisms
Slide 88

8.15 Afterglow
Afterglow phosphors

Sr4Al14O25:Eu2+,Ln3+
max [nm]
440 nm
469 nm
490 nm
499 nm
520 nm
530 nm
570 nm
620 nm
648 nm
655 nm
660 nm
685 nm

DD001 Eu
2+
3+
DD004 Eu ,Dy
2+
3+
DD005 Eu ,Tm
2+
3+
3+
DD006 Eu ,Dy ,Tm

100000

Intensity

colour
blue
blue
cyan
cyan
green
green
yellow
red
red
red
red
red

80000
60000
40000
20000
0
400

450

500

550

600

650

700

Wavelength [nm]

14000

2+

DD001 Eu
2+
3+
DD004 Eu ,Dy
2+
3+
DD005 Eu ,Tm
2+
3+
3+
DD006 Eu ,Dy ,Tm

Ex= 350 nm
Em= 488 nm

12000
10000

2500

Intensity

Composition
CaAl2O4:Eu,Nd
Sr2MgSi2O7:Eu,Dy
Sr4Al14O25:Eu,Dy
Mg2SnO4:Mn2+
SrAl2O4:Eu,Dy
ZnS:Cu,Co
Sr2SiO4:Eu,Dy
Y2O2S:Eu,Ti,Mg
CaZnGe2O6:Mn
CaS:Eu,Tm
MgSiO3:Eu,Dy,Mn
SrSc2O4:Eu

2+

Emission
Ex= 350nm

120000

2000

8000

1500

6000

1000
500

4000

0
3

2000
0
0

Time [min]

Incoherent Light Sources


Prof. Dr. T. Jstel, FH Mnster

Chapter Luminescence Mechanisms


Slide 89

También podría gustarte