Documentos de Académico
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VladimirV.Tkachuk
A Cp-Theory
Problem
Book
Functional Equivalencies
Vladimir V. Tkachuk
123
Vladimir V. Tkachuk
Departamento de Matematicas
Universidad Autonoma Metropolitana-Iztapal
Mexico, Mexico
ISSN 0941-3502
ISSN 2197-8506 (electronic)
Problem Books in Mathematics
ISBN 978-3-319-24383-2
ISBN 978-3-319-24385-6 (eBook)
DOI 10.1007/978-3-319-24385-6
Library of Congress Control Number: 2015958805
Mathematics Subject Classification (2010): 54C35
Springer Cham Heidelberg New York Dordrecht London
Springer International Publishing Switzerland 2016
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Preface
This is the fourth and the last volume of the series of books of problems in Cp theory entitled A Cp -Theory Problem Book, i.e., this book is a continuation of
the three volumes subtitled Topological and Function Spaces, Special Features of
Function Spaces and Compactness in Function Spaces. The series was conceived as
an introduction to Cp -theory with the hope that each volume could also be used as
a reference guide for specialists.
The first volume provides a self-contained introduction to general topology and
Cp -theory and contains some highly nontrivial state-of-the-art results. For example,
Section 1.4 presents Shapirovskys theorem on existence of a point-countable base in any compact space of countable tightness, and Section 1.5 brings the reader
to the frontier of the modern knowledge about realcompactness in the context of
function spaces.
The second volume covers a wide variety of topics in Cp -theory and general
topology at the professional level bringing the reader to the frontiers of modern
research. It presents, among other things, a self-contained introduction to Descriptive Set Theory and Advanced Set Theory providing a basis for working with most
popular axioms independent of ZFC.
The third volume introduces the reader to compactness and its generalizations in
the context of function spaces. It continues dealing with topology and Cp -theory at
a professional level. The main objective is to develop from the very beginning the
theory of compact spaces most used in functional analysis, i.e., Corson compacta,
Eberlein compacta, and Gulko compacta.
This volume presents a reasonably complete and up-to-date information on
preservation of topological properties by homeomorphisms of function spaces. An
exhaustive theory of t -equivalent, u-equivalent and l-equivalent spaces is developed
from scratch. Since the policy of the author is to make this book self-contained,
the reader will find here an introduction to the theory of uniform spaces, the theory
of locally convex spaces as well as to the theory of inverse systems and dimension
theory. The above-mentioned policy also made it necessary to include Kolmogorovs
solution of Hilberts Problem 13 since it is needed for the presentation of the theory
of l-equivalent spaces.
v
vi
Preface
The authors intention was to include in this volume all classical results on
functional equivalencies. In particular, we present the famous theorem of Gulko
and Khmyleva on non-preservation of compactness by t -equivalence as well as
Okunevs results on t -invariance of spread, hereditary density, hereditary Lindelf
number and -compactness. Of course, it was impossible to omit the fundamental
result of Gulko on preservation of the dimension dim by u-equivalence, a deep
theorem of Marciszewski which states that I and I! are not t -equivalent as well as
the Bouziads result on preservation of the Lindelf number by l-equivalence.
We apply here all topological methods developed in the first three volumes, so we
refer to their problems and solutions when necessary; the abbreviation for the first
volume is TFS, and we will use the expressions SFFS and CFS to refer to the second
and third volumes, respectively. For example, TFS-273 refers to Problem 273 of
the book TFS. The references to the solutions are not that straightforward: the
abbreviation S.115 means solution of Problem 115 of the book TFS, while T.025
stands for solution of Problem 025 of the book SFFS. The expression U.249
abbreviates the phrase solution of Problem 249 of the book CFS, and, finally,
V.411 denotes the solution of Problem 411 of this volume. The author did his best
to keep every solution as independent as possible, so a short argument could be
repeated several times in different places.
The author wants to emphasize that if a postgraduate student mastered the
material of the first three volumes, it will be more than sufficient to understand
every problem and solution of this book. However, for a concrete topic much less
might be needed. Finally, the author outlines some points which show the potential
usefulness of this work.
The only background needed is some knowledge of set theory and real numbers;
any reasonable course in calculus covers everything needed to understand this
book.
The student can learn all of general topology required without recurring to any
textbook or papers; the amount of general topology is strictly minimal and is
presented in such a way that the student works with the spaces Cp .X / from the
very beginning.
What is said in the previous paragraph is true as well if a mathematician
working outside of topology (e.g., in functional analysis) wants to use results
or methods of Cp -theory; he (or she) will find them easily in a concentrated
form or with full proofs if there is such a need.
The material we present here is up to date and brings the reader to the frontier
of knowledge in a reasonable number of important areas of Cp -theory.
This book seems to be the first self-contained introduction to Cp -theory.
Although there is an excellent textbook written by Arhangelskii (1992a), it
heavily depends on the readers good knowledge of general topology.
Mexico City, Mexico
Vladimir V. Tkachuk
Contents
1
4
13
25
37
47
61
63
637
639
641
642
643
644
645
646
Open problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.1 Mappings which involve Cp -spaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.2 Properties preserved by t-equivalence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.3 Properties preserved by u-equivalence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.4 Properties preserved by l-equivalence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.5 Generalizations of functional equivalences . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.6 Fuzzy questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.7 Raznoie (unclassified questions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
649
650
652
655
656
658
661
663
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665
List of special symbols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 717
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 721
vii
Cech-completeness
and hyperspaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Problem 287
Cech-completeness
and l-equivalence . . . . . . . . . . . . . . . . . . . . . . . Problems 288289
Condensations on -compact spaces and l-equivalence . . . . . . . . . . . . . Problem 290
Cech-completeness
in countable spaces . . . . . . . . . . . . . . . . . . . . . . . . . . . Problem 291
A criterion of l-equivalence for metrizable spaces . . . . . . . . . . . . . . . . . . Problem 292
Second countable spaces l-equivalent to standard ones . . . . . . . . Problems 293300
On Cech-complete
l-equivalent spaces . . . . . . . . . . . . . . . . . . . . . . Problems 308310
Basic facts about L.X / . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Problems 311316
xi
xii
Introduction
The term Cp -theory was invented to abbreviate the phrase the theory of function
spaces endowed with the topology of pointwise convergence. The credit for the
creation of Cp -theory must undoubtedly be given to Alexander Vladimirovich
Arhangelskii. The author is proud to say that Arhangelskii also was the person
who taught him general topology and directed his PhD thesis. Arhangelskii was
the first to understand the need to unify and classify a bulk of heterogeneous results
from topological algebra, functional analysis and general topology. He was the first
to obtain crucial results that made this unification possible. He was also the first
to formulate a critical mass of open problems which showed this theorys huge
potential for development.
Later, many mathematicians worked hard to give Cp -theory the elegance and
beauty it boasts nowadays. The author hopes that the work he presents for the
readers judgement will help to attract more people to this area of mathematics.
The main text of this volume consists of 500 statements formulated as problems;
it constitutes Chapter 1. These statements provide a gradual development of many
popular topics of Cp -theory to bring the reader to the frontier of the present-day
knowledge. A complete solution is given to every problem of the main text.
The material of Chapter 1 is divided into five sections with 100 problems in each
one. The sections start with an introductory part where the definitions and concepts
to be used are given. The introductory part of any section never exceeds two pages
and covers everything that was not defined previously. Whenever possible, we try
to save the reader the effort of ploughing through various sections, chapters and
volumes, so we give the relevant definitions in the current section not caring much
about possible repetitions.
Chapter 1 ends with some bibliographical notes to give the most important
references related to its results. The selection of references is made according to
the authors preferences and by no means can be considered complete. However,
a complete list of contributors to the material of this book can be found in our
bibliography of 800 items. It is the authors pleasant duty to acknowledge that
he consulted the paper of Arhangelskii (1998a) to include quite a few of its 375
references in his bibliography.
xiii
xiv
Introduction
Chapter 1
The reader who has found his (or her) way through the first fifteen hundred problems
of this book is fully prepared to enjoy working professionally in Cp -theory. Such a
work implies choosing a topic, reading the papers with the most recent progress
thereon, and attacking the unsolved problems. Now the first two steps are possible
without doing heavy library work, because Chapter 1 provides information on
the latest advances in all areas of Cp -theory, where functional equivalencies are
concerned. Here, many ideas, results, and constructions came from functional
analysis and the theory of uniform spaces giving a special flavor to this part of
Cp -theory, but at the same time making it more difficult to master. I must warn the
reader that most topics, outlined in the forthcoming bulk of 500 problems, constitute
the material of important research papersin many cases very difficult ones. The
proofs and solutions, given in Chapter 2, are complete, but sometimes they require a
very high level of understanding of the matter. The reader should not be discouraged
if some proofs seem to be unfathomable. We still introduce new themes in general
topology and formulate, after a due preparation, some nontrivial results which might
be later used in Cp -theory.
This volume presents a very popular line of research in Cp -theory. The objective
here is to find common features of the spaces X and Y knowing that Cp .X / and
Cp .Y / are similar in some way. Theorem of Nagata (Problem TFS-200) gives
a complete solution if the rings Cp .X / and Cp .Y / are topologically isomorphic
because in this case the spaces X and Y must be homeomorphic. It turns out that the
existence of a linear homeomorphism between Cp .X / and Cp .Y / need not imply
that the spaces X and Y are homeomorphic. Nevertheless, X and Y have to share
quite a few important properties even if there exists a nonlinear homeomorphism
between Cp .X / and Cp .Y /.
This volume requires a much broader vision of general topology than the
previous ones because the general scheme of research here is to take some property
(which might come from any area of general topology or even from outside) and
check whether it is shared by the spaces X and Y in case Cp .X / is (linearly or
Springer International Publishing Switzerland 2016
V.V. Tkachuk, A Cp-Theory Problem Book, Problem Books in Mathematics,
DOI 10.1007/978-3-319-24385-6_1
on preservation of Cech-completeness
by l-equivalence in metrizable spaces
(Problem 366). It is a nontrivial theorem of Dranishnikov that any nonempty
open subspace of Rn is l-equivalent to Rn (Problem 394); this Section concludes
with a very difficult example of Marciszewski of an infinite compact space K
for which there exists no continuous linear surjection of Cp .K/ onto Cp .K/ R
(Problem 400).
This book was in preparation for almost ten years and six years passed in the
process of publishing the first three volumes; so quite a few new results in Cp -theory
emerged during this period. The author included them in the book where it was
possible to avoid violation of the existing classification scheme. However, at the
moment of writing Section 1.5 (which was originally planned to cover what was
left from the theory of l-equivalent spaces) many new fundamental results appeared
and they did not fit into any classification at all. That is why Section 1.5 stands
completely apart: it contains the most recent results which could not be left out and
continues the study of functional equivalences.
001. Prove that cardinality, network weight, i -weight, as well as density are
t -invariant.
002. Prove that if Cp .Y /! Cp .X / then nw.Y / nw.X /; d.Y / d.X / and
jY j jX j. Give an example showing that the inequality i w.Y / i w.X / is
not necessarily true.
003. Prove that p.Y / p.X / whenever Cp .Y /! Cp .X /. As a consequence,
point-finite cellularity is t -invariant.
004. Suppose that X and Y are t -equivalent Baire spaces. Prove that c.X / D c.Y /.
In particular, the Souslin numbers of t -equivalent pseudocompact spaces
coincide.
005. Let be a caliber of X . Knowing that Cp .Y / embeds in Cp .X /, prove that
is a caliber of Y . In particular, calibers are t -invariant.
006. Suppose that Cp .Y / embeds into Cp .X /. Prove that l .Y / l .X /. As a
consequence, l is t -invariant.
007. Suppose that Cp .Y / embeds into Cp .X /. Prove that '.Y / '.X / for any
' 2 fhl ; hd ; s g and hence ' is t -invariant.
t
008. Prove that, if X Y then tm .X / D tm .Y /. Give an example of spaces X and
Y such that Cp .Y / embeds into Cp .X / and tm .Y / > tm .X /.
t
009. Prove that X Y implies q.X / D q.Y /. In particular, realcompactness is
t -invariant.
010. Give an example of spaces X and Y such that Cp .Y / embeds into Cp .X /, the
space X is realcompact and Y is not realcompact.
t
011. Suppose that X is a P -space and X Y . Prove that Y is also a P -space.
012. Prove that discreteness is t -invariant.
013. Suppose that X and Y are compact spaces such that Cp .Y /! Cp .X /. Prove
t
that Y is scattered whenever X is scattered. In particular, if X Y then X is
scattered if and only if so is Y .
t
014. Suppose that X n is a Hurewicz space for each n 2 N and X Y . Prove that
Y n is also a Hurewicz space for each n 2 N.
t
015. Suppose that X Y and X is a -compact space with a countable network.
Prove that Y is also -compact. As a consequence, if X is a metrizable
t
compact space and X Y then Y is -compact.
016. Given an arbitrary number " > 0 prove that there exists a homeomorphism u W R .!/ ! .!/ for which we have the inequality
j jju.r; x/jj jjxjj j " for any r 2 R and x 2 .!/.
017. Prove that .!/ is homeomorphic to R! .!/.
018. Suppose that X is a pseudocompact space. Given any function f 2 Cp .X /,
let jjf jj D supfjf .x/j W x 2 X g. Prove that C .X / ' C .X / .Cp .X //! ,
where C .X / D f' 2 .Cp .X //! W jj'.n/jj ! 0g.
019. Let X be a pseudocompact space. As usual, for any f 2 Cp .X /, we
define jjf jj D supfjf .x/j W x 2 X g. Supposing that the space Cp .X / is
homeomorphic to C .X / D f' 2 .Cp .X //! W jj'.n/jj ! 0g, prove that
Cp .X / ' .Cp .X //! .
040. Let X be a Lindelf -space. Prove that any Y 2 K.X / is also a Lindelf
-space.
041. Let X be a K-analytic space. Prove that any Y 2 K.X / is also a K-analytic
space.
042. Prove that ext .Y / ext .X / for any Y 2 K.X /.
043. Suppose that Cp .Y / embeds into Cp .X /. Prove that
(1)
(2)
(3)
(4)
044.
045.
046.
047.
048.
049.
050.
051.
052.
053.
054.
055.
10
11
079. Suppose that X is a compact sequential space and Y is a compact space such
that there is an open continuous map of some subspace of Cp .X / onto Cp .Y /.
Prove that Y is a countable union of its compact sequential subspaces. As
a consequence, under Martins Axiom if K and L are compact t -equivalent
spaces and K is sequential then L is also sequential.
080. S
Let X and Y be metrizable t -equivalent spaces. Prove that we have Y D
fYn W n 2 !g, where each Yn is a G -subspace of Y , homeomorphic to some
G -subspace of X .
081. Let XSand Y be metrizable spaces such that Cp .X / ' Cp .Y /. Prove that
Y D fYn W n 2 !g, where each Yn is a G -subspace of Y , homeomorphic to
some G -subspace of X .
082. Let X and Y be metrizable t -equivalent spaces. Prove that X is a countable
union of zero-dimensional subspaces if and only if so is Y .
083. Let X and Y be metrizable t -equivalent spaces. Prove that X is a countable
12
090. Prove that, for any n 2 N, there is no retraction of the cube In onto its boundary
@In D fx 2 In W jx.i /j D 1 for some i < ng.
091. Given spaces X and Y and functions f; g 2 C.X; Y /, let f g denote the
fact that f and g are homotopic. Prove that is an equivalence relation on
C.X; Y /.
092. Given a space X , let f; g W X ! @In be continuous maps such that the points
f .x/ and g.x/ belong to the same face of In for any x 2 X . Prove that f and
g are homotopic.
093. (Mushroom lemma). Let X be a normal countably paracompact space. Suppose that F X is closed and we have continuous homotopic mappings f0 ; f1
of F to the n-dimensional sphere S n D fx 2 RnC1 W x.0/2 C: : :Cx.n/2 D 1g.
Prove that, if there exists a continuous map g0 W X ! S n with g0 jF D f0
then there is a continuous map g1 W X ! S n such that g1 jF D f1 and g1 is
homotopic to g0 .
094. For each i < n, consider the faces Fi D fx 2 In W x.i / D 1g and Gi D fx 2
In W x.i / D 1g of the n-dimensional
cube In . Prove that, if Ci is a partition
T
between Fi and Gi then fCi W i < ng ;.
095. For each i 2 !, consider the subsets Fi D fx 2 I! W x.i / D 1g and
Gi D fx 2 I! W x.i / DT1g of the cube I! . Prove that, if Ci is any partition
between Fi and Gi then fCi W i 2 !g ;.
096. Prove that, for any n 2 N, the space In is the finite union of its zerodimensional subspaces.
097. Prove that, for any n 2 N, the space In cannot be represented as the union of
n-many of its zero-dimensional subspaces.
098. Prove that the cube I! cannot be represented as the countable union of its
zero-dimensional subspaces. Prove (inSZFC) that there exist zero-dimensional
spaces fX W < !1 g such that I! D fX W < !1 g.
099. Prove that, for any n 2 N, the spaces In and I! are not t -equivalent.
100. Suppose that X is one of the spaces !1 or !1 C 1. Prove that, for any distinct
m; n 2 N, the spaces .Cp .X //n and .Cp .X //m are not homeomorphic. In
particular, X is not t -equivalent to X X .
13
14
T
if, for any Cauchy filter F on X , we have fA W A 2 Fg ;. A uniform space
.X; U / is called totally bounded if, for any U 2 U , there is a finite P X such that
U.P / D X .
Given a linear topological space L let G.U / D f.x; y/ 2 L L W x y 2 U g for
any U 2 .0; L/ where 0 is the zero vector of L. Then fG.U / W U 2 .0; L/g
is a base for the linear uniformity on the set L. From now on, if a uniformity
notion is used in a linear topological space L (in particular, when L D R or
L D Cp .X /), then the relevant uniformity is assumed to be linear. If X and Y
u
are Tychonoff spaces, they are called u-equivalent (which is denoted by X Y ),
if Cp .X / is uniformly isomorphic to Cp .Y /. A set E Cp .X / is a QS-algebra
for X if, given x 2 X and closed F X with x F , there is f 2 E with
f .x/ D 1 and f .F / f0g and, besides, for any f; g 2 E and q 2 Q, we have
f C g 2 E; f g 2 E and q f 2 E.
A set P X is called functionally closed (open) if there exists f 2 C.X / and
a closed (open) Q R such that P D f 1 .Q/. A family C of sets is called closed
(open, functionally open, functionally closed) if all elements of C are closed (open,
functionally open, functionally closed). If U exp.X /, we say that the order of U
is k (denoting it by ord.U / k), if every x 2 X belongs to at most k elements
of U . If A D fAs W s 2 S g exp.X /, a family fBs W s 2 S g exp.X / is
called a swelling of A if As Bs for each s 2 S and BS
s0 \ : : : Bsm D ; if
and only if As0 \ : : : Asm D ; for any s0 ; : : : sm 2 S . If A D X , a family
B DS
fBs W s 2 S g exp.X / is called a shrinking of A if Bs As for each s 2 S
and B D X . Given X 2 T3 1 , let dim X D 1 if and only if X D ;. If X ;,
2
we say that dim X n 2 ! if any finite functionally open cover U of the space
X has a finite functionally open refinement V with ord.V/ n C 1. It is said that
dim X D n if dim X n and dim X n 1 does not hold. Finally, dim X D 1 if
dim X n is false for all n 2 !.
A partial order on a set T is called a direction on T if, for any s; t 2 T , there
is w 2 T such that s w and t w. A set with a direction is called a directed set.
A subset T 0 of a directed set T is cofinal in T if, for any t 2 T , there is t 0 2 T 0
such that t t 0 . Suppose that, for every element t of a directed set T , we have a
topological space Xt and, for every pair t; s 2 T with s t , there is a continuous
map st W Xt ! Xs . If, for all r; s; t 2 T with r s t , we have tt D idXt and
rs st D rt then the family S D fXt ; st W t; s 2 T g is called an inverse system and
the maps st are called projections. An inverse system Q
S D fXm ; nm W m; n 2 !g
is called an inverse sequence. An element x 2 X D fXt W t 2 T g is called a
thread of S if st .x.t // D x.s/ whenever t; s 2 T and s < t . The set lim S of all
threads of S (with the topology inherited from X ) is called the limit of the inverse
system S. The natural projection pt W X ! Xt , restricted to lim S, is called the limit
15
101. Prove that a nonempty family B exp.X X / is a base for some uniformity
on X if and only if it has the following properties:
T
(1)
B D
;
(2) for any U 2 B, there is V 2 B such that V 1 U ;
(3) for any U 2 B, there is V 2 B such that V V U ;
(4) if U; V 2 B then there is W 2 B such that W U \ V .
102. Suppose that a nonempty family S exp.X X / has the following properties:
T
(1)
S D
;
(2) for any U 2 S, there is V 2 S such that V 1 U ;
(3) for any U 2 S, there is V 2 S such that V V U .
Prove that S is a subbase for some uniformity on X . As a consequence, the
union of any family of uniformities on X is a subbase of some uniformity
on X .
103. Let .X; U / be a uniform space. Prove that
(1) Int.A/ D fx W U.x/ A for some U 2 U g for any set A X ; in
particular, x 2 Int.U.x// for any U 2 U ;
(2) if B is a base of the uniformity U then, for any x 2 X and O 2 .x; X /,
there is B 2 B such that B.x/ O. In particular, the family fInt.B.x// W
B 2 Bg is a local base of the space X at x.
(3) if S is a subbase of U then,
T for any x 2 X and O 2 .x; X /, there is a
finite S 0 S such that fS.x/ W S 2 S 0 g O.
(4) for any U 2 U , the interior (in X X ) of the set U also belongs to U . As
a consequence, the family of all open symmetric elements of U is a base
of U ;T
(5) A D TfU.A/ W U 2 U g for any A X ;
(6) B D fU B U W U 2 U g for any B X X ;
(7) the family of all closed symmetric elements of U is a base of U .
104. Given uniform spaces .X; U / and .Y; V/, prove that every uniformly continuous map f W X ! Y is continuous. In particular, every uniform isomorphism
is a homeomorphism.
105. Suppose
Q that .Xt ; Ut / is a uniform space for every t 2 T and consider the set
X D t2T Xt . Let pt W X ! Xt be the natural projection for every t 2 T ;
prove that
S
(1) the family S D fpt1 .Ut / W t 2 T g is a subbase of a unique uniformity
on X , i.e., the uniform product .X; U / of the spaces f.Xt ; Ut / W t 2 T g is
well defined;
(2) every map pt W .X; U / ! .Xt ; Ut / is uniformlyQcontinuous;
(3) U coincides with the topology of the product f.Xt ; Ut / W t 2 T g.
106. Let .X; U / be the uniform product of the family f.Xt ; Ut / W t 2 T g. Given a
uniform space .Y; V/, prove that a map f W Y ! X is uniformly continuous
if and only if pt f W Y ! Xt is uniformly continuous for any t 2 T . Here,
as always, the map pt W X ! Xt is the natural projection.
16
109.
110.
111.
112.
113.
114.
Prove that there exists a pseudometric d on the set X such that, for any n 2 N,
we have Un f.x; y/ W d.x; y/ 2n g Un1 .
Given a uniform space .X; U / and U 2 U , prove that there is a uniformly
continuous pseudometric on .X; U / such that f.x; y/ 2 X X W .x; y/ <
1g U .
Prove that a topological space X is Tychonoff if and only if there exists a
uniformity U on the set X such that .X / D U .
Given a metric on a set X and a number r > 0, consider the set Ur D
f.x; y/ 2 X X W .x; y/ < rg. Prove that the family B D fUr W r > 0g forms
a base of some uniformity U on the set X . The uniformity U is called the
uniformity induced by the metric . A uniform space .X; U / is called uniformly
metrizable if U D U for some metric on the set X .
Prove that a uniform space .X; U / is uniformly metrizable if and only if U has
a countable base.
Prove that every uniform space is uniformly isomorphic to a subspace of a
product of uniformly metrizable spaces.
Given a uniform space .X; U / prove that the following conditions are
equivalent:
(i) the space .X; U / is complete;
T
(ii) if C is a centered Cauchy family of closed subsets of X then T
C ;;
(iii) if C is a centered Cauchy family of subsets of X then
fC W
C 2 Cg ;;
T
(iv) if B is a Cauchy filter base on X then fB W B 2 Bg T;;
(v) if B is a Cauchy filter base of closed subsets of X then B ;;
(vi) any Cauchy filter F on X converges to a point x 2 X , i.e.,
.x; X / F;
T
(vii) if E is a Cauchy ultrafilter on X then fE W E 2 Eg ;;
(viii) if E is a Cauchy ultrafilter on X then it converges to a point x 2 X .
115. Prove that any closed uniform subspace of a complete uniform space is
complete.
116. Let .X; U / be a uniform space such that some Y X is complete considered
as a uniform subspace of .X; U /. Prove that Y is closed in X .
117. Prove that, for any family A D f.Xt ; Ut / W t 2 T g of complete uniform spaces,
the uniform product .X; U / of the family A is complete.
17
118. Let .X; U / be a uniform space such that the uniformity U is induced by a
metric . Prove that .X; U / is complete if and only if the metric space .X; /
is complete.
119. Let A be a dense subspace of a uniform space .X; U /. Suppose that
f W A ! Y is a uniformly continuous map of .A; UAX / to a complete uniform
space .Y; V/. Prove that there is a uniformly continuous map F W X ! Y
such that F jA D f .
120. Let .X; U / and .Y; V/ be complete uniform spaces. Suppose that A is a dense
subspace of X and B is a dense subspace of Y . Prove that every uniform
isomorphism between the uniform spaces .A; UAX / and .B; VBY / is extendable
to a uniform isomorphism between .X; U / and .Y; V/.
121. Prove that every uniform space .X; U / is uniformly isomorphic to a dense
subspace of a complete uniform space .X ; U /. The space .X ; U / is called
the completion of the space .X; U /. Prove that the completion of .X; U / is
unique in the sense that, if .Y; V/ is a complete uniform space such that .X; U /
is a dense uniform subspace of .Y; V/ then there is a uniform isomorphism
W X ! Y such that .x/ D x for any x 2 X .
122. Let X be a paracompact Tychonoff space. Prove that the family of all neighborhoods of the diagonal of X is a uniformity on X which generates .X /.
123. Suppose that X is a Tychonoff space such that the family of all neighborhoods
of the diagonal of X is a uniformity on X which generates .X /. Prove that
X is collectionwise normal.
124. Give an example of a Tychonoff countably compact non-compact (and hence
non-paracompact) space X such that the family of all neighborhoods of the
diagonal of X is a uniformity on X which generates .X /.
125. Prove that, for any compact uniform space .X; U /, the uniformity U coincides
with the family of all neighborhoods of the diagonal of X .
126. Suppose that .X; U / a compact uniform space. Prove that, for any uniform
space .Y; V/, any continuous map f W X ! Y is uniformly continuous.
127. Let .X; U / be a uniform space such that the uniformity U is induced by a
metric . Prove that .X; U / is totally bounded if and only if the metric space
.X; / is totally bounded.
128. Prove that a uniform space .X; U / is totally bounded if and only if every
ultrafilter on X is a Cauchy family with respect to U .
129. Prove that any uniform product of totally bounded uniform spaces is totally
bounded.
130. Prove that a uniform space is compact if and only if it is complete and totally
bounded. Deduce from this fact that a uniform space is totally bounded if and
only if its completion is compact.
131. Prove that a Tychonoff space X is pseudocompact if and only if every
uniformity U on the set X with U D .X / is totally bounded.
132. For any Tychonoff space X let UX be
Sthe family of all uniformities on the set
X which generate .X /. Note that UX can be considered a subbase of a
uniformity NX (called the universal uniformity) on the set X . Prove that
18
19
20
152.
153.
154.
155.
156.
157.
158.
159.
160.
161.
162.
163.
21
164. Given n 2 ! and a second countable Tychonoff space X prove that dim X n
if and only there exist X0 ; : : : ; Xn X such that X D X0 [ : : : [ Xn and
dim Xi 0 for each i n.
of Hausdorff topological
165. Let S D fXt ; st W t; s 2 T g be an inverse system
Q
spaces. Prove that the set lim S is closed in fXt W t 2 T g. Therefore the
limit of an inverse system of Hausdorff compact spaces is a Hausdorff compact
space.
166. Suppose that S D fXt ; st W t; s 2 T g is an inverse system in which Xt is a
nonempty compact Hausdorff space for each t . Prove that lim S ;.
167. Let S D fXt ; st W t; s 2 T g be an inverse system. Suppose that, for a space
Y , a continuous map ft W Y ! Xt is given for every t 2 T and, besides,
st ft D fs for any s; t 2 T with s t . Prove that the diagonal product
f D
t2T ft maps Y continuously into lim S.
168. Let X be a topological space. Suppose that, for a nonempty directed set T ,
a subspace Xt X is given for each t 2 T in such a way that Xt Xs
whenever s t . Given s; t 2 T with s t , let st .x/ D x for each x 2 Xt .
Prove that the inverse system STD fXt ; st W t; s 2 T g is well defined and the
limit of S is homeomorphic to fXt W t 2 T g.
169. Give an example of an inverse sequence S D fXn ; mn W n; m 2 !g such that
every Xn is a nonempty second countable Tychonoff space while lim S D ;.
22
23
24
25
26
x 0, then p is called a norm; in this case we write jjxjj instead of p.x/. A family
P of seminorms on a linear space L is called separating if, for any x 0, there
is p 2 P such that p.x/ 0. Given an absorbing set A in a linear space L, the
Minkowski functional A is defined on L as follows: A .x/ D infft > 0 W xt 2 Ag
for any x 2 L.
If L is a linear topological space then H L is a Hamel basis of L if H is
linearly independent (i.e., for any distinct x1 ; : : : ; xn 2 H and 1 ; : : : ; n 2 R, the
equality 1 x1 C : : : C n xn D 0 implies i D 0 for all i n) and the linear
span of H is equal to L. Now, L D ff 2 C.L/ W f is a linear functionalg and
L0 D ff 2 RL W f is a linear functionalg; the space L is called the dual of L. The
topology on L with the subbase f' 1 .U / W U 2 .R/; ' 2 L g is called the weak
topology of L. The set L with the topology inherited from Cp .L/ is the weak dual
of L. Given a closed linear subspace N L, let .x/ D x C N for any x 2 L.
Denote the set f.x/ W x 2 Lg by L=N . For any x; y 2 L let .x/ C .y/ D
.x C y/ and .x/ D .x/. Then .x/ D .x 0 / and .y/ D .y 0 / imply
.x/ C .y/ D .x 0 / C .y 0 / and .x/ D .x 0 /; thus L=N , with the zero
element N D .0/, is a linear space called the quotient space of L over N . If L=N
is dealt with as a topological space, it is assumed to carry the quotient topology
D fU L=N W 1 .U / 2 .L/g, induced by .
A linear topological space L is (completely) normable if there exists a norm jj jj
on L such that the metric d.x; y/ D jjx yjj (is complete and) generates .L/.
The space L is barreled if any convex closed balanced and absorbing subset of L
is a neighborhood of 0 in L. Suppose that X is a topological space and .Y; U / is a
uniform space. A family F C.X; Y / is called equicontinuous at a point x 2 X if,
for any U 2 U , there exists an open V X such that x 2 V and .f .x/; f .y// 2 U
for any y 2 V and f 2 F. If the family F is equicontinuous at every x 2 X , it
is called equicontinuous. Note that a set F C.X / is equicontinuous at x 2 X if
and only if, for any " > 0, there is U 2 .x; X / such that jf .y/ f .x/j < " for
any y 2 U and f 2 F. If L and M are linear topological spaces and F is a set of
linear continuous maps from L to M , then F is equicontinuous if and only if, for
any U 2 .0M ; M /, there exists V 2 .0L ; L/ such that f .V / U for any f 2 F.
Suppose that X is a space and C is a cover of X . If " > 0 and P1 ; : : : ; Pn 2
C then P1 ; : : : ; Pn ; "
D ff 2 C.X / W f .Pi / ."; "/ for all i ng. The
family C D f;g [ fU C.X / W for any f 2 U , there are n 2 N; " > 0 and
P1 ; : : : ; Pn 2 C such that f C P1 ; : : : ; Pn ; "
U g is a topology on C.X / and, if
every P 2 C is bounded in X , then .C.X /; C / is a linear topological space. The
topology C is called the topology of uniform convergence on the elements of C. If
C D fK X W K is compactg then .C.X /; C / is denoted by Ck .X / and C is called
the compact-open topology. Denote by BDX the family of all bounded subsets of X .
The set C.X / with the topology of uniform convergence on the elements of BDX
is denoted by Cb .X /. A function f W X ! R is called b-continuous if, for any
B 2 BDX , there is g 2 C.X / with gjB D f . The space X is called a bf -space
if every b-continuous function on X is continuous. A set P C.X / is pointwise
bounded if the set ff .x/ W f 2 P g is bounded in R for every x 2 X .
27
201. Prove that the topology of any linear topological T0 -space is Tychonoff.
202. Let L be a linear topological Tychonoff space. Prove that, for any local base
B of the space L at 0, the following properties hold:
(1)
(2)
(3)
(4)
(5)
f is continuous;
f 1 .0/ is closed in L;
f 1 .0/ is not dense in L;
there exists U 2 .0; L/ such that f .U / is a bounded subset of R.
206. Suppose that L is a locally convex linear topological space which has a
countable local base at 0. Prove that there exists a metric d on the set L with
the following properties:
(i) d generates the topology of L;
(ii) all d -open balls are convex and all balls with the center at 0 are balanced;
(iii) the metric d is invariant, i.e., d.xCz; yCz/ D d.x; y/ for all x; y; z 2 L.
As a consequence, a locally convex space is metrizable if and only if it has
countable character.
28
209. Given a locally convex linear topological space L, take any local base B at 0
such that all elements of B are convex and balanced. Prove that fV W V 2 Bg
is a separating family of continuous seminorms on L.
210. Let P be a separating family of seminorms on a linear space L. Given p 2 P
and n 2 N, let O.p; n/ D fx 2 L W p.x/ < n1 g. Prove that the family
B D fO.p1 ; n/ \ : : : \ O.pn ; n/ W n 2 N; p1 ; : : : ; pn 2 Pg is a convex
balanced local base at 0 for some topology on L such that .L; / is a locally
convex space in which all elements of P are continuous and any E L is
l-bounded if and only if p.E/ is bounded for any p 2 P.
211. Prove that a linear topological space is normable if and only if it has a convex
l-bounded neighborhood of zero.
212. Let N be a closed subspace of a linear topological space L. Prove that
(1) the quotient topology of L=N makes L=N a linear topological space;
(2) the quotient map W L ! L=N is linear, open, and continuous;
(3) If P 2 fmetrizability, local convexity, normability, complete normabilityg
and L has P then L=N also has P.
213. Prove that any product of locally convex spaces is a locally convex space.
214. Suppose that L and M are linear topological spaces and is an equicontinuous family of linear maps from L to M . Prove that, for any l-bounded set
A L there is an l-bounded set B M such that f .A/ B for all f 2 .
215. Suppose that L and M are linear topological spaces and is a family of linear
continuous maps from L to M . Let .x/ D ff .x/ W f 2 g for every x 2 L
and assume that the set B D fx 2 L W .x/ is l-bounded in M g is of second
category in L. Prove that B D L and the family is equicontinuous.
216. (HahnBanach theorem) Let L be a linear space (without topology). Suppose
that we are given a map p W L ! R such that p.x C y/ p.x/ C p.y/ and
p.tx/ D tp.x/ for all x; y 2 L and t 0. Prove that, for any linear subspace
M of the linear space L and any linear functional f W M ! R such that
f .x/ p.x/ for any x 2 M , there exists a linear functional F W L ! R such
that F jM D f and p.x/ F .x/ p.x/ for any x 2 L.
29
217. Let L be a linear space (without topology). Suppose that we are given a
seminorm p W L ! R, a linear subspace M L and a linear functional
f W M ! R such that jf .x/j p.x/ for any x 2 M . Prove that there exists
a linear functional F W L ! R such that F jM D f and jF .x/j p.x/ for
any x 2 L.
218. Given a linear topological space L prove that any nontrivial continuous linear
functional f W L ! R is an open map.
219. Let L be a linear topological space and suppose that A and B are nonempty
disjoint convex subsets of L and A is open. Prove that there exists a continuous
linear functional f W L ! R such that, for some r 2 R, we have
f .x/ < r f .y/ for any x 2 A and y 2 B.
220. Let L be a locally convex linear topological space. Suppose that A and B are
disjoint convex subsets of L such that A is compact and B is closed. Prove
that there exists a continuous linear functional f W L ! R such that, for some
r; s 2 R, we have f .x/ < r < s < f .y/ for any x 2 A and y 2 B.
221. Let L be a locally convex linear topological space. Prove that L separates the
points of L.
222. Let M be a linear subspace of a locally convex linear topological space L and
x0 M . Prove that there exists f 2 L such that f .x0 / D 1 and f(M)={0}.
223. Let B be a closed convex balanced subset of a locally convex space L. Prove
that, for any x 2 LnB, there exists a continuous linear functional f W L ! R
such that f .B/ 1; 1
and f .x/ > 1.
224. Let L be a locally convex linear topological space. Given a linear subspace M
of the linear space L and a continuous linear functional f W M ! R, prove
that there exists a functional g 2 L such that gjM D f .
225. Given a linear space L (without topology) denote by L0 the family of all linear
functionals on L. Suppose that M L0 is a linear subspace of L0 (i.e., f C
g 2 M whenever f; g 2 M and ; 2 R) and M separates the points of L;
let be the topology generated by the set M . Then LM D .L; / is a locally
convex space and .LM / D M . Deduce from this fact that if L is a locally
convex space and Lw is the set L with the weak topology of the space L then
Lw is a locally convex space such that .Lw / D L .
226. Let E be a convex subset of a locally convex space L. Prove that the closure
of E in L coincides with the closure of E in the weak topology of L.
227. Let V be a neighborhood of 0 in a locally convex space L. Prove that the set
P .V / D ff 2 L W f .V / 1; 1
g is compact if considered with the
topology induced from Cp .L/.
228. Given n 2 N suppose that L is a linear topological space and M is a linear
subspace of L of linear dimension n. Prove that M is closed in L and every
linear isomorphism ' W Rn ! M is a homeomorphism.
229. Given a linear topological space L prove that the following conditions are
equivalent:
(i) L has a finite Hamel basis, i.e., the linear dimension of L is finite;
(ii) dim L n for some n 2 N;
(iii) L is locally compact.
30
31
32
248. Prove that, for any infinite pseudocompact space X , there exists an infinite
closed discrete set D in the space Lp .X / which is weakly bounded in Lp .X /.
Therefore, even for a metrizable compact space X , the closure of a weakly
bounded subset of Lp .X / can fail to be compact.
249. Give an example of a space X in which all compact subspaces are metrizable
while there are non-metrizable compact subspaces in Lp .X /.
250. Given spaces X and Y and a continuous map ' W X ! Y observe that
there exists a unique continuous linear map u' W Lp .X / ! Lp .Y / such
that u' jX D '. Prove that the following conditions are equivalent for any
continuous onto map ' W X ! Y .
(i)
(ii)
(iii)
(iv)
251. Let f W X ! Y be an R-quotient map. Prove that, for any open U Y , the
map f j.f 1 .U // W f 1 .U / ! U is also R-quotient.
252. Let X be a Tychonoff space. Prove that, for any nonempty closed set F X,
the R-quotient space XF is also Tychonoff and if pF W X ! XF is the
contraction map then pF j.X nF / W X nF ! XF nfF g is a homeomorphism.
253. Suppose that X is a space and F is a nonempty closed subspace of X ; in the
R-quotient space XF denote by aF the point represented by the set F . Say that
F is deeply inside a set U 2 .X / if there exists a zero-set G in the space X
such that F G U . For the family U D fU W U is a cozero subset of X
and F is deeply inside the set U g prove that V D ffaF g [ .U nF / W U 2 U g is
a local base of the space XF at the point aF .
254. Suppose that X is a normal space and F is a nonempty closed subspace of
X ; in the R-quotient space XF denote by aF the point represented by the
set F . Prove that U 2 .aF ; XF / if and only if .U nfaF g/ [ F is an open
neighborhood of F in the space X .
255. Suppose that X is a space and K is a nonempty compact subspace of X ; in the
R-quotient space XK denote by aK the point represented by the set K. Prove
that U 2 .aK ; XK / if and only if .U nfaK g/ [ K is an open neighborhood of
K in the space X .
256. Given a nonempty space X prove that closed sets P; Q X are parallel
retracts of X if and only if there exists a retraction r W X ! P such that
rjQ W Q ! P is a homeomorphism.
257. (Okunevs method of constructing l-equivalent spaces). Suppose that P and Q
are parallel retracts of a nonempty space X . Prove that the completely regular
quotient spaces XP and XQ are l-equivalent.
258. Suppose that K is a nonempty l-embedded subspace of a space X and fix a
point a X . Prove that the spaces X fag and XK K are l-equivalent.
l
Deduce from this fact that if K is a retract of the space X then X fag XK
K. Here XK is the R-quotient space obtained by contracting K to a point.
33
259. Given a space Xi and a point xi 2 Xi for any i D 1; : : : ; n consider the space
X D X1 : : : Xn and the set F D fx1 ; : : : ; xn g X . The R-quotient
space XF is denoted by .X1 ; x1 / _ : : : _ .Xn ; xn / and called a bunch of spaces
X1 ; : : : ; Xn with respect to the points x1 ; : : : ; xn . Prove that if we choose any
point yi 2 Xi for every i D 1; : : : ; n then the spaces .X1 ; x1 / _ : : : _ .Xn ; xn /
and .X1 ; y1 / _ : : : _ .Xn ; yn / are l-equivalent.
260. Let K be a retract of a nonempty space X and fix any point z 2 K. Denote by
aK the point of the space XK represented by the set K. Prove that the space X
is l-equivalent to the bunch .XK ; aK / _ .K; z/ of the spaces XK and K with
respect to the points aK and z.
261. Assume that K and L are retracts of a nonempty space X and there exists
a retraction r W X ! L such that r.K/ D K \ L D fag for some point
a 2 L; let M D K [ L. Prove that the space X is l-equivalent to the bunch
.XM ; c0 / _ .K; c1 / _ .L; c2 / where the points c0 2 XM ; c1 2 K and c2 2 L
are chosen arbitrarily.
262. Given spaces Y and Z consider the space X D Y Z; choose arbitrary points
y0 2 Y; z0 2 Z and let M D .Y fz0 g/ [ .fy0 g Z/. Prove that, for any
x0 2 XM , the space X is l-equivalent to the bunch .XM ; x0 /_.Y; y0 /_.Z; z0 /.
1
263. Let a D 0 and an D nC1
for all n 2 !; then S D fan W n 2 !g [ fag is a
faithfully indexed convergent sequence with limit a. Given an infinite cardinal
consider the discrete space D./ of cardinality and let E D D./ S .
Observe that F D D./ fag is a retract of E; as usual let EF be the
R-quotient space obtained by contracting F to a point. The space EF will
be denoted by V ./; it is often called the FrchetUrysohn -fan. The space
V .!/ is called the FrchetUrysohn fan. Prove that V ./ is l-equivalent to
D./ S for any infinite cardinal . Deduce from this fact that
(i) there exist l-equivalent spaces X and Y with w.X / w.Y / and
.X / .Y /;
(ii) metrizability is not preserved by l-equivalence;
34
273. Given a family fX1 ; : : : ; Xn g of compact spaces assume that Xi Yi for all
i 2 f1; : : : ; ng. Prove that the spaces X D X1 : : :Xn and Y D Y1 : : :Yn
are l-equivalent.
274. Give an example of l-equivalent spaces X and Y such that X Z is not
t -equivalent to Y Z for some space Z.
275. Give an example of l-equivalent spaces X and Y such that X X is not
t -equivalent to Y Y .
276. Given infinite cardinals 1 ; : : : ; n prove that A.1 /: : :A.n / is l-equivalent
to the space A./ where D maxf1 ; : : : ; n g.
277. Prove that there exist l-equivalent spaces X and Y such that X is hereditarily
paracompact while Y is not hereditarily normal.
278. Prove that Lp .D/ is l-equivalent to Lp .D/ D for any infinite discrete space
D. Deduce from this fact that the Souslin property is not l-invariant.
279. Given spaces X and Y suppose that ' W Cp .X / ! Cp .Y / is a continuous
linear surjection. Prove that,
(i) for any point y 2 Y , there exist uniquely determined n D n.y/ 2 N,
distinct points x1 .y/; : : : ; xn .y/ 2 X and numbers 1 .y/; : : : ; n .y/ 2
Pn.y/
Rnf0g such that '.f /.y/ D iD1 i .y/f .xi .y// for any f 2 Cp .X /;
for further reference denote the set fx1 .y/; : : : ; xn .y/g by supp.'; y/.
(ii) if ' W Cp .Cp .Y // ! Cp .Cp .X // is the dual map of ' then ' embeds
Lp .Y / in Lp .X / and ' .y/ D 1 .y/x1 .y/ C : : : C n.y/ .y/xn.y/ .y/ for
any y 2 Y .
280. Suppose that ' W Cp .X / ! Cp .Y / is a continuous linear surjection and let
.y/ D supp.'; y/ for any y 2 Y . Prove that the map W Y ! exp.X / is
lower semicontinuous.
35
Cech-complete
subspace is not an l-invariant property in the class of second
countable spaces.
290. Prove that there exist l-equivalent -compact second countable spaces X and
Y such that X can be condensed onto a compact space and Y doesnt have
such a condensation.
291. Prove that a countable second countable space is scattered if and only if it is
Cech-complete.
Deduce from this fact that if X and Y are countable second
countable l-equivalent spaces then X is scattered if and only if Y is scattered.
292. Let X and Y be metrizable spaces such that Cp .X / is linearly homeomorphic
to Cp .X / Cp .X / and Cp .Y / is linearly homeomorphic to Cp .Y / Cp .Y /.
Prove that if X embeds in Y as a closed subspace and Y embeds in X as a
closed subspace then X and Y are l-equivalent.
36
293. Let X be a countable second countable space. Prove that the following
properties are equivalent:
(i)
(ii)
(iii)
(iv)
X
X
X
X
is l-equivalent to Q;
is not scattered;
has a subspace homeomorphic to Q;
has a closed subspace homeomorphic to Q.
294. Prove that, for any infinite cardinal there exist l-equivalent spaces X and Y
such that X is dense-in-itself and Y has a dense set of -many isolated points.
Cech-complete.
299. Given any n 2 N prove that a compact set K Rn is l-equivalent to In if
l
and only if In embeds in K. Deduce from this fact that K In if and only if
dim K D n.
300. Prove that a space X is l-equivalent to I! if and only if X is compact,
metrizable and I! embeds in X .
37
38
move of E, player NE has to respond with a set V1 2 .U1 /. The second move of
E has to be some U2 2 .V1 /. Then NE has to choose V2 2 .U2 / and so on. The
BanachMazur game as described above, where E makes the first move, is called
an E-game. Now, if V1 2 .X / is the first move of NE, player E has to respond
with a set U1 2 .V1 /. The second move of NE has to be some V2 2 .U1 /. Then
E has to choose U2 2 .V2 / and so on. The BanachMazur game, where player
NE makes the first move, is called an NE-game. In both games player E wins after
! moves if the intersection of the moves is empty. Otherwise the winner is NE. The
sequence of moves is called a play of the relevant game.
A strategy of player E in E-game on a space X is a map s defined inductively as
follows. First we have to choose a set U1 D s.;/ 2 .X /. If the strategy s is defined
for first n moves then an n-tuple .V1 ; : : : ; Vn / 2 . .X //n is called admissible if
V1 U1 and Vi Ui D s.V1 ; : : : ; Vi1 / for any i 2 f2; : : : ; ng. For any admissible
n-tuple .V1 ; : : : ; Vn / we have to choose a set UnC1 D s.V1 ; : : : ; Vn / 2 .Vn /.
We say that E applies the strategy s in a play fUi ; Vi W i 2 Ng of an E-game if
U1 D s.;/ and UkC1 D s.V1 ; : : : ; Vk / for all k 2 N. A strategy s of player E in
E-game is winning on a space X if E wins in every play on X , in which he (or
she!) applies s.
To define inductively a strategy s of player E in NE-game on a space X we
have to choose a set s.V1 / 2 .V1 / for any V1 2 .X /. If the strategy s is defined
for the first n moves then say that an .n C 1/-tuple .V1 ; : : : ; VnC1 / 2 . .X //nC1
is admissible if ViC1 s.V1 ; : : : ; Vi / for all i D 1; : : : ; n. If .V1 ; : : : ; VnC1 / 2
. .X //nC1 is admissible then we have to choose s.V1 ; : : : ; VnC1 / 2 .VnC1 /. We
say that E applies the strategy s in a play fVi ; Ui W i 2 Ng of an NE-game if
Un D s.V1 ; : : : ; Vn / for all n 2 N. A strategy s of player E in NE-game is winning
on X if E wins in every play on X , in which he (or she!) applies s.
Given a linear space L and a norm jj jj on L let d.x; y/ D jjx yjj for any
x; y 2 L. It is easy to see that d is a metric on L; if is the topology generated
by the metric d then is called the topology generated by the norm jj jj. A linear
topological space is normable if its topology is generated by a norm.
39
301. Prove that there exist l-equivalent spaces X and Y such that X is hereditarily
paracompact while Y is not collectionwise normal.
302. Prove that there exist l-equivalent spaces X and Y such that X is collectionwise normal while Y is not normal.
303. Prove that there exist l-equivalent spaces X and Y such that X is hereditarily
normal while Y is not normal.
304. Prove that -weight is not preserved by l-equivalence neither in the class of
compact spaces nor in the class of countable spaces.
305. Give an example of l-equivalent spaces X and Y with ext .X / ext .Y /.
306. Prove that there exist l-equivalent spaces X and Y such that X is Frchet
Urysohn while t .Y / > ! and there is a non-closed set A Y such that B \ A
is finite whenever B is a bounded subset of Y . As a consequence, Frchet
Urysohn property, k-property, sequentiality, and countable tightness are not
l-invariant.
307. Show that FrchetUrysohn property is not preserved by l-equivalence in the
class of compact spaces.
308. Let Y be a space in which every closed subspace has the Baire property.
Suppose that Y is l-equivalent to a space X and a nonempty set Z X
also has the Baire property. Prove that there is a nonempty W Z which is
open in Z and homeomorphic to a subspace of Y .
40
314. Prove that, for any space X , the set .L.X // coincides with the set .Lp .X // .
Deduce from this fact that the weak topology of the space L.X / coincides
with the topology of Lp .X /.
315. Given a space X let E be the weak dual of L.X /, i.e., E D .L.X // and
the topology of E is induced from Cp .L.X //. For every f 2 E let .f / D
f jX , i.e., W E ! Cp .X / is a restriction map. Prove that is a linear
homeomorphism and hence E is linearly homeomorphic to Cp .X /.
316. Observe that l-equivalence implies u-equivalence, i.e., for any spaces X and
l
317.
318.
319.
320.
321.
322.
323.
324.
325.
41
42
343. Prove that a space X is an @0 -space with the k-property if and only if it is a
quotient image of a second countable space.
344. Prove that any @0 -space of countable character is second countable.
345. Let ' W X ! Y be a continuous map. Recall that the dual map ' W Ck .Y / !
Ck .X / is defined by the formula ' .f / D f ' for every f 2 Ck .Y /.
Assuming that ' is compact-covering, prove that ' is an embedding.
346. Given a compact subspace K of a space X let v.f; x/ D f .x/ for every
f 2 Ck .X / and x 2 K. Prove that the map v W Ck .X /K ! R is continuous.
347. Prove that the following properties are equivalent for any space X :
(i) X is an @0 -space;
(ii) Ck .X / is an @0 -space.
(iii) Ck .X / has a countable network.
348. Let X and Y be l-equivalent spaces. Prove that X is an @0 -space if and only
if so is Y . In particular, if some space Z is l-equivalent to a second countable
space then Z is an @0 -space. Deduce from this fact that any first countable
space l-equivalent to a second countable space must be second countable.
349. Suppose that a space X has a countable network and Y is an @0 -space. Prove
that Cp .X; Y / has a countable network.
350. Given spaces X; Y and a function u W X Y ! R let ux .y/ D u.x; y/ for
all y 2 Y ; then ux W Y ! R for every x 2 X . Analogously, let uy .x/ D
u.x; y/ for all x 2 X ; then uy W X ! R for every y 2 Y . Say that the
function u is separately continuous if the functions ux and uy are continuous
(on Y and X respectively) for all x 2 X and y 2 Y . Let Cps .X Y / be
the set of all separately continuous functions on X Y with the topology
induced from RXY . Observe that Cps .X Y / is a locally convex space and
let .'/.x; y/ D '.x/.y/ for any continuous function ' W X ! Cp .Y /. Prove
that .'/ 2 Cps .X Y / for every ' 2 Cp .X; Cp .Y // and W Cp .X; Cp .Y // !
Cps .X Y / is a linear homeomorphism.
351. Prove that the space Cp .X; Cp .X // has a countable network if and only if X
is countable. Deduce from this fact that Cp .X / is an @0 -space if and only if X
is countable.
352. Prove that a space X is of second category in itself if and only if the player E
has no winning strategy in the BanachMazur NE-game on X .
353. Prove that a space X has the Baire property if and only if the player E has no
winning strategy in the BanachMazur E-game on X .
354. Prove that
(i) any pseudocompact space with the moving off property is compact.
(ii) any paracompact locally compact space has the moving off property.
355. Let X be a q-space. Prove that, if X has the moving off property then it is
locally compact.
43
356. Prove that the following conditions are equivalent for any space X ;:
(i) X has the moving off property;
(ii) given a sequence fKi W i 2 !g of moving off collections in X , we can
choose Ki 2 Ki for each i 2 !, such that the family fKi W i 2 !g has a
discrete open expansion;
(iii) the player II has no winning strategy in the GruenhageMa game on X .
357. Prove that, if Ck .X / has the Baire property then the space X has the moving
off property.
358. Prove that, for any q-space X , the following conditions are equivalent:
(i) Ck .X / has the Baire property;
(ii) X has the moving off property;
(iii) the player II has no winning strategy in GruenhageMa game on the
space X .
359. Let X be a paracompact q-space. Prove that Ck .X / has the Baire property if
and only if X is locally compact.
360. Let X be a paracompact q-space. Prove that, if X is l-equivalent to a locally
compact paracompact space then X is also locally compact. In particular,
any first countable paracompact space l-equivalent to a locally compact
paracompact space is locally compact. Deduce from this fact that
(i) if X and Y are metrizable l-equivalent spaces then X is locally compact
if and only if Y is locally compact;
(ii) if a first countable space X is l-equivalent to a second countable locally
compact space then X is also locally compact and second countable.
361. Suppose that a q-space X is l-equivalent to a locally compact metrizable
space. Prove that X is metrizable and locally compact.
44
366. Let X and Y be metrizable spaces for which there exists a continuous linear
also Cech-complete.
Cp .X0 / Cp .X1 /.
372. Suppose that a space X has a nontrivial convergent sequence. Prove that X is
l
dimension n, then X Y .
378. Suppose that a space X is l-equivalent to Y and Y is a metrizable compact
space universal in the dimension n. Prove that X is also a metrizable compact
space universal in the dimension n.
45
379. Prove that, for any n1 ; : : : ; nk 2 N, the space Cp .In1 /: : :Cp .Ink / is linearly
homeomorphic to Cp .In / where n D maxfn1 ; : : : ; nk g.
380. Given n 2 N and a closed subset F of the space In such that ; F In
prove that .In /F is l-equivalent to In . Here .In /F is the R-quotient image of In
obtained by contracting F to a point.
381. Prove that, for any n 2 N, if U is a nonempty open subset of the space Rn ,
then the space .U / is l-equivalent to In .
382. Given a space X with dim X D n 2 N assume that X is homeomorphic to a
finite union
S of Euclidean cubes, i.e., there is a finite family F of subsets of X
such that F D X and every F 2 F is homeomorphic to Ik for some k 2 N.
Prove that X is l-equivalent to In .
383. For any n 2 N prove that both spaces In .!C1/ and .In !/ are l-equivalent
to In .
384. Prove that In D! is not l-equivalent to In for any n 2 N.
385. Suppose that K is a compact space and there exists a continuous bijective map
of 0; C1/ onto K. Prove that K is l-equivalent to I. Deduce from this fact
that if there is a continuous bijection of R onto a compact space L then L is
also l-equivalent to I.
386. Assume that X is a second countable S
space and dim X D n 2 !. Let O D
fU 2 .X / W dim U < ng and O D O. The set K.X / D X nO is called
the dimensional kernel of X . Prove that dim O < n and dim W D n for any
nonempty open subset W of the space K.X /.
387. Prove that if n 2 N and a space X is l-equivalent to In then the dimensional
kernel K.X / of the space X is also l-equivalent to In .
388. Call a second countable space Y weakly n-Euclidean if dim Y D n and
every n-dimensional subspace of Y has nonempty interior and contains a
homeomorphic copy of In . Prove that a compact space X is l-equivalent to
In if and only if its dimensional kernel K.X / has a nonempty open weakly
n-Euclidean subspace and every U 2 .K.X // contains a subset which is
l-equivalent to X .
389. Given (linear) topological spaces X and Y the expression X Y says that
they are (linearly) homeomorphic. Suppose that X ! X and there exist
(linear) topological spaces E and F such that X Y F and Y X E.
Prove that X Y .
390. Suppose that L is a linear topological space, M is a linear subspace of L and
there exists a linear retraction r W L ! M . Prove that L
M r 1 .0/.
Deduce from this fact that for any linear topological spaces L and E there
exists a linear topological space N such that L
E N (i.e., E is a linear
topological factor of L) if and only if there exists a linear retract E 0 of the
space L such that E 0
E.
391. Given linear topological spaces L; M , and N prove that L
M N if
and only if there exist linear subspaces M 0 and N 0 of the space L for which
M 0
M; N 0
N and there exist linear retractions r W L ! M 0 and
s W L ! N 0 such that r.x/ C s.x/ D x for any x 2 L.
46
392. For any linear topological space L denote by L the set of all continuous
linear functionals on L with the topology inherited from Cp .L/. Prove that,
for any locally convex spaces M and N , we have .M N /
M N . In
particular, Cp .Y / is a linear topological factor of Cp .X / if and only if Lp .Y /
is a linear topological factor of Lp .X /.
393. Suppose that X is a second countable non-compact S
space, n 2 N and there
exists a locally finite cover I of the space X such that fInt.I / W I 2 Ig D X
and every I 2 I is homeomorphic to In . Prove that X is l-equivalent to In !.
394. Prove that, for any n 2 N, every nonempty open subspace of Rn is l-equivalent
l
395.
396.
397.
398.
399.
400.
47
48
49
any ordinals and . For each ordinal let 0 D 1. If is an ordinal and we have
defined then C1 D . / . If is a limit ordinal and we defined for every
< then D supf W < g. This defines an ordinal for any ordinals
and .
Say that a space X is finite-dimensional
if dim X n for some n 2 !. The space
S
X is -zero-dimensional if X D i2! Xi and every Xi is zero-dimensional.
50
401. Suppose that is an infinite cardinal and X is a Lindelf -space such that
t .X / and .X / . Prove that X has a -base of order . In
particular, if X is a Lindelf -space with t .X / D .X / D ! then X has
a point-countable -base. Deduce from this fact that any Lindelf -space X
with .X / has a -base of order . In particular, any first countable
Lindelf -space has a point-countable -base.
402. Given a space X and an infinite cardinal suppose that .X / and
d.X / C . Prove that X has a -base of order . In particular, if
.X / ! and d.X / !1 then X has a point-countable -base.
403. Assuming CH prove that
(i) any Lindelf first countable space has a point-countable -base;
(ii) any space X with .X / D c.X / D ! has a point-countable -base;
(iii) if !1 is a caliber of X and .X / ! then X is separable.
404. Give an example of a first countable space which has no point-countable
-base.
405. Let X be a space for which we can find a family of sets fAm W m 2 !g and a
sequence fkm W m 2 !g Nnf1g such that supfjAm j W m 2 !g D jX j while
Am X km n
km .X / and Am is concentrated around
km .X / for every m 2 !.
Prove that the space Cp .X / has a point-countable -base. In particular, the
space Cp .X / has a point-countable -base if there is a set A with jAj D jX j
such that either A X n n
n .X / and A is concentrated around
n .X / or
A X and A is concentrated around some point of X .
406. Prove that
(a) Cp ./ has a point-countable -base whenever is an ordinal with its
order topology;
(b) Cp .AD.X // has a point-countable -base for any countably compact
space X . Here AD.X / is the Alexandroff double of X .
407. Prove that the following conditions are equivalent for any infinite space X
with l .X / !:
(i) Cp .X / has a point-countable -base;
(ii) there is a family of sets fAm W m 2 !g and a sequence fkm W m 2 !g
Nnf1g such that supfjAm j W m 2 !g D jX j while Am X km n
km .X /
and Am is concentrated around
km .X / for every m 2 !.
408. Given a space X suppose that the cardinality of X is regular and uncountable
while l .X / D !, i.e., all finite powers of X are Lindelf. Prove that the
space Cp .X / has a point-countable -base if and only if there exists a natural
number n > 1 such that some set A X n n
n .X / is concentrated around
n .X / and jAj D jX j.
409. Given a metrizable space X prove that Cp .X / has a point-countable -base if
and only if X is countable.
51
52
419. Prove
that if Xt is a d -separable space for each t 2 T then the product space
Q
X
t is d -separable. In other words, any product of d -separable spaces
t2T
must be d -separable.
420. Given an infinite cardinal and a space X prove that X is d -separable if
and only if there exists a family D D fDn W n 2 !g of discrete subspaces of
X such that supfjDn j W n 2 !g d.X /. In particular, if X has a discrete
subspace of cardinality d.X / then X is d -separable. Deduce from this fact
that X d.X/ is d -separable for any space X .
421. Prove that
(a) if K is a compact space then K ! is d -separable;
(b) there exists a compact space K such that K n is not d -separable for any
n 2 N. Thus K ! is d -separable but no finite power of K is d -separable.
422. Prove that if Cp .X / is d -separable then there is a discrete subspace D
Cp .X / such that jDj D d.Cp .X //.
423. Given a space X and n 2 N say that a discrete subspace D X n is essential if
D \
n .X / D ; and jDj D i w.X /. Prove that if, for some n 2 N, there exists
an essential discrete set D X n then Cp .X / is d -separable. In particular,
if there exists a discrete subspace of X of cardinality i w.X / then Cp .X / is
d -separable.
424. Assume that X is a space for which there exists a discrete subspace D
X X such that jDj D i w.X /. Prove that Cp .X / is d -separable.
425. Let X be a space such that the cardinal D i w.X / has uncountable cofinality.
Prove that the following conditions are equivalent:
(i)
(ii)
(iii)
(iv)
431.
432.
433.
434.
435.
436.
437.
438.
439.
53
Prove that if .K/ then w.K/ . Deduce from this fact that if a compact
space K is a continuous image of a dense subspace of a product of cosmic
spaces then w.K/ D t .K/ D .K/.
Suppose that is a cardinal of uncountable cofinality, T ; is a set, and Nt
is a space such that
Q nw.Nt / ! for all t 2 T . Assume that D is a dense
subspace of N D t2T Nt and f W D ! K is a continuous map of D onto a
compact space K with w.K/ D . Prove that K maps continuously onto I .
Given an infinite
cardinal suppose that nw.Nt / for any t 2 T and
Q
C N D t2T Nt is a dense subspace of N . Assume additionally that we
have a continuous (not necessarily surjective) map ' W C ! L of C into a
compact space L. Prove that if y 2 C 0 D '.C / and h.y; L/ then
.y; C 0 / . Here the cardinal h.y; L/ is the hereditary -character of
the space L at the point y, i.e., h.y; L/ D supf.y; Z/QW y 2 Z Lg.
Suppose that C is a dense subspace of a product N D t2T Nt such that
nw.Nt / for each t 2 T . Assume that K is a compact space with
t .K/ and ' W C ! K is a continuous (not necessarily surjective) map; let
C 0 D '.C /. Prove that every closed subspace of C 0 is a G -set; in particular,
.C 0 / .
Q
Suppose that C is a dense subspace of a product N D t2T Nt such that
nw.Nt / for each t 2 T . Assume additionally that l.C / and K
is a compact space with t .K/ such that there exists a continuous (not
necessarily surjective) map ' W C ! K. Prove that if C 0 D '.C / then
hl.C 0 / .
Prove that if C is a dense subspace of a product of cosmic spaces and K
is a compact space then, for any continuous map ' W C ! K, we have
.'.C // t .K/.
Suppose that C is a dense subspace of a product of cosmic spaces and ' W
C ! K is a continuous (not necessarily surjective) map into a compact space
K of countable tightness; let Y D '.C /. Prove that Y is a perfect space and
w.Y / !. In particular, if ' W Cp .X / ! K is a continuous map of Cp .X /
into a compact space K with t .K/ ! then '.Cp .X // is a perfect space of
countable -weight.
Suppose that C is a dense Lindelf -subspace of a product of cosmic
spaces and ' W C ! K is a continuous (not necessarily surjective) map
into a compact space K of countable tightness. Prove that nw.'.C // !.
In particular, if Cp .X / is a Lindelf -space and ' W Cp .X / ! K is a
continuous map of Cp .X / into a compact space K of countable tightness then
'.Cp .X // is cosmic.
Given an infinite cardinal observe that the property P of being strongly
-cosmic is stronger than being -cosmic. Besides, P is preserved by
subspaces and continuous images. Prove
Q that if < cf./ and X is strongly
-cosmic for any < then X D < X is also strongly -cosmic.
Given an infinite cardinal prove that D is not strongly -cosmic and hence
no strongly -cosmic space can be continuously mapped onto I .
54
55
56
57
468. Prove that if X is a Lindelf -space then Cp .X / is monotonically monolithic. In particular, if Cp .Y / is a Lindelf -space then Y is monotonically
monolithic.
469. Prove that if X is a Lindelf -space then Cp .X / is monotonically !monolithic. In particular, if .Cp .X // is a Lindelf -space then Cp .X / is
monotonically !-monolithic. Deduce from these facts that if X is pseudocompact then Cp .X / is monotonically !-monolithic.
470. Let X be a monotonically -monolithic space with ext .X / D . Prove
that
(i) if < then l.X / ;
(ii) if D and t .X / then l.X / .
471. Prove that every subspace of a monotonically monolithic space is a D-space.
As a consequence,
(i) if X is a Lindelf -space then every subspace of Cp .X / is a D-space.
(ii) Observe that ext .Y / D l.Y / for any D-space Y . Therefore (i) generalizes Baturovs theorem (SFFS-269).
472. Given an infinite cardinal , suppose that a space X is monotonically monolithic and nw.X / C . Prove that every subspace of X is a D-space.
Deduce from this fact that for any pseudocompact space Z with nw.Z/ !1 ,
every subspace of the space Cp .Z/ is a D-space.
473. Prove that any countably compact monotonically !-monolithic space is
Corson compact.
474. Give an example of a Corson compact space that is not monotonically !monolithic.
475. Observe that if X is a monotonically !-monolithic compact space and !1
is a caliber of X , then the space X is metrizable. Prove that there exists a
monotonically !1 -monolithic (and hence monotonically !-monolithic) noncompact pseudocompact space X such that !1 is a caliber of X .
476. Suppose that X is a monotonically Sokolov space. Prove that
(a) X is monotonically !-monolithic;
(b) any F -subset of X is monotonically Sokolov.
477. Suppose that a space X is monotonically retractable and fix, for any countable
set A X , a retraction rA W X ! X and a network N .A/ for the map rA that
witness monotone retractability of X . Prove that, for any countable family
G of closed subsets of X we can find a countable set P .G/ X such that
rP .G/ .G/ G for any G 2 G and the assignment G ! P .G/ is !-monotone.
478. Given a space
SY denote by CL.Y / the family of all closed subsets of Y and let
CL .Y / D fCL.Y n / W n 2 Ng. Prove that, for any space X , the following
conditions are equivalent:
(a) X is monotonically retractable:
(b) for any countable family G of closed subsets of X , there exists a retraction
sG W X ! X and a countable network O.G/ for the map sG such that
s.G/ G for any G 2 G and the assignment O is !-monotone;
58
monotonically
monotonically
monotonically
monotonically
59
60
492. Prove that, for any ultrafilter 2 !n!, the following conditions are
equivalent:
(i) is not a P -point in !n!;
(ii) .R! / is homeomorphic to a closed subspace of Cp .! /;
(iii) Cp .! / is not hereditarily Baire.
493. Let ; 2 !n!. Prove that the spaces ! and ! are l-equivalent if and only
if there exists a bijection b W ! ! ! such that b./ D fb.U / W U 2 g D .
In particular, ! and ! are l-equivalent if and only if they are homeomorphic.
494. Suppose that and are ordinals such that ! < !1 . Prove that
. C 1/ is l-equivalent to . C 1/ if and only if < ! . Deduce from
this fact that there exist countable compact u-equivalent spaces which are not
l-equivalent.
495. Suppose that X is a metrizable zero-dimensional compact space and there
exists a continuous linear surjection of Cp .X / onto Cp .Y /. Prove that Y is
a metrizable compact zero-dimensional space. In particular, there exists no
continuous linear surjection of Cp .K/ onto Cp .I/. Here, as usual, K is the
Cantor set and I D 1; 1
R.
496. Suppose that a space X is metrizable, compact, and -zero-dimensional. Prove
that if there exists a continuous linear surjection of Cp .X / onto Cp .Y / then Y
is also a compact metrizable -zero-dimensional space. In particular, if X is
compact, metrizable, and finite-dimensional then there is no continuous linear
surjection of Cp .X / onto Cp .I! /.
497. Prove that a space K is l-equivalent to the Cantor set K if and only if
there exists a continuous linear surjection of Cp .K/ onto Cp .K/ as well as
a continuous linear surjection of Cp .K/ onto Cp .K/.
498. Let I be the closed interval 0; 1
R. Given any n 2 ! suppose that K is a
metrizable compact space and dim K n. Prove that there exists a compact
subspace K 0 I 2nC1 with the following properties:
(i) K 0 is homeomorphic to K;
(ii) for any function ' 2 C.K 0 /, we can choose ' 1 ; : : : ; ' 2nC1 2
C.I / such that '.y/ D ' 1 .y1 / C : : : C ' 2nC1 .y2nC1 / for any
y D .y1 : : : ; y2nC1 / 2 K 0 .
Deduce from this fact that if X is a second countable space and dim X n
then X embeds in I2nC1 .
499. Prove that, for any finite-dimensional metrizable compact space K, there exists
a surjective continuous linear mapping of Cp .I/ onto Cp .K/.
500. Prove that l.X / D l.Y / for any l-equivalent spaces X and Y . In particular, if
l
61
We will almost never cite the original papers for statements of the first three
types. We are going to cite them for a very small sample of results of the fourth
type. The selection of theorems to cite is made according to the preferences of the
author and does not mean that all statements of the fourth type are mentioned. I
bring my apologies to readers who might think that I did not cite something more
important than what is cited. The point is that a selection like that has to be biased
because it is impossible to mention all contributors. As a consequence, there are
quite a few statements of the main text, published as results in papers, which are
never mentioned in our bibliographic notes. A number of problems of the main
text cite published or unpublished results of the author. However, those are treated
exactly like the results of others: some are mentioned and some arent. On the other
hand, the Bibliography contains (to the best knowledge of the author) the papers and
books of all contributors to the material of this book.
Chapter 1 seems to be the first complete and systematic presentation of the material on functional equivalences. Section 1.1 contains many results on t -invariance
which are simple consequences of previously proved results on duality. Gulko and
Khmyleva were the first ones to prove in (1986) that compactness is not t -invariant
(Problems 016027). Okunev proved in (1990) that -compactness and similar
properties are preserved by t -equivalence (Problems 034045). The t -invariance
of spread, hereditary density, and hereditary Lindelf number (Problems 055070)
was proved in Okunevs paper (1997a). Dobrowolski et al. established in (1990) that
all metrizable countable non-discrete spaces are t -equivalent. Since they applied
very deep results and methods of infinite-dimensional topology, it was impossible
to present their theorem in this book. Another fundamental result of Section 1.1
is Marciszewskis theorem (2000) which states that I is not t -equivalent to I!
(Problem 099).
Section 1.2 gives a brief introduction to the theory of uniform spaces. This material is best covered in Engelkings book (1977). Some knowledge of uniformities
is necessary to tackle Gulkos theorem (1993) on u-invariance of the dimension
dim (Problems 176180). There are also some deep results on the behavior of the
dimension dim, which are used in Gulkos proof. This made it necessary to develop
some methods used in dimension theory and the theory of inverse systems. The
reader can find an exhaustive information on the mentioned topics in Engelkings
books (1977) and (1978). The u-invariance of absolute Borel sets (Problems 197
and 198) was proved by Marciszewski and Pelant in (1997). The last group of
problems of Section 1.2 presents another theorem of Gulko (1988) which states
that all infinite countable compact spaces are u-equivalent (Problem 200).
62
Section 1.3 develops the most important tools to deal with linear topological
spaces. A good reference is W. Rudins book (1973). Okunevs method of constructing pairs of l-equivalent spaces (Problems 257263) was published in (1986)
in a stronger form.
Section 1.4 presents quite a few nontrivial results on l-equivalence. Uspenskijs
theorem on spaces which are l-equivalent to metrizable ones (Problems 329
335) was proved in (1983a). The theorem of Baars, de Groot, and Pelant on
l-invariance of Cech-completeness
in metrizable spaces was established in (1993)
(Problems 365367). A very difficult example of an infinite compact space which
is not l-equivalent to itself with an added isolated point was constructed by
Marciszewski in (1997a) (Problem 400).
Section 1.5 contains some more material on l-equivalence and the latest results
in Cp -theory which did not appear in previous parts of the book. Marciszewski and
Pol constructed in (2009) examples of non-cosmic spaces X such that the space
Cp .X / has a -discrete network (Problems 489490). Gruenhage proved in (2012)
that there exists a Corson compact space which is not monotonically !-monolithic
(Problem 474). The exhaustive classification of countable compact l-equivalent
spaces (Problem 494) was obtained in a paper of Gulko and Oskin (1975). The first
readable text of the solution of Hilberts Problem 13 (Problem 498) was published
in Kolmogorov (1957). Leiderman et al. (1997) used this result to prove that Cp .I/
can be linearly and continuously mapped onto Cp .X / for any finite-dimensional
metrizable compact X (Problem 499). Velichko proved l-invariance of the Lindelf
property in (1998a). Later Bouziad established in (2001) that Lindelf number is
l-invariant (Problem 500).
Chapter 2
It took the author six long years to come to finally start writing this last portion of
his work. In this period he had a sabbatical stay, celebrated the arrival of the new
century and the new millennium, changed his citizenship, became a grandfather, and
published about thirty papers. Also, he understood much better the material of this
book.
Since it could take just as much (or even more) time to read this book and/or to
solve its problems, it is now almost impossible for the author to write the standard
phrase: the reader who mastered the previous material is now able to : : :. How
many readers will repeat this accomplishment? Well, at the present moment there is
at least one (who, evidently, coincides with the author), so, formally, the previous
three volumes show that it is possible to solve the problems of this book at least,
when one already knows the solutions.
So, left behind are 1500 solutions and about 700 statements proved as auxiliary
facts; some of these facts are quite famous and highly nontrivial theorems. As in the
previous volume, the treatment of topology and Cp -theory is professional. When
you read a solution of a problem of the main text, it has more or less the same level
of exposition as a published paper on a similar topic.
The author hopes, however, that reading our solutions is more helpful than
ploughing through the proofs in published papers; the reason is that we are not
so constrained by the amount of the available space as a journal contributor, so we
take much more care about all details of the proof. It is also easier to work with the
references in our solutions than with those in research papers because in a paper
the author does not need to bother about whether the reference is accessible for the
reader whereas we only refer to what we have proved in this book apart from some
very simple facts of calculus and set theory.
This volume has the same policy about the references as the third one; we use
the textbook facts from general topology without giving a reference to them. This
book is self-contained, so all necessary results are proved in the previous volumes
but the references to standard things have to stop sometime. This makes it difficult
Springer International Publishing Switzerland 2016
V.V. Tkachuk, A Cp-Theory Problem Book, Problem Books in Mathematics,
DOI 10.1007/978-3-319-24385-6_2
63
64
for a beginner to read this volumes results without some knowledge of the previous
material. However, a reader who mastered the first four chapters of R. Engelkings
book (1977) will have no problem with this.
We also omit references to some standard facts of Cp -theory. The reader can
easily find the respective proofs using the index. Our reference omission rule can
be expressed as follows: we omit references to textbook results from topology and
Cp -theory proved in the previous volumes. There are quite a few phrases like it is
easy to see or it is an easy exercise; the reader should trust the authors word and
experience that the statements like that are really easy to prove as soon as one has the
necessary background. On the other hand, the highest percentage of errors comes
exactly from omissions of all kinds, so my recommendation is that, even though you
should trust the authors claim that the statement is easy to prove or disprove, you
shouldnt take just his word for the truthfulness of any statement. Verify it yourself
and if you find any errors communicate them to me to correct the respective parts.
V.001. Prove that cardinality, network weight, i -weight, as well as density are
t -invariant.
Solution. Suppose that X is a space and Cp .X / is homeomorphic to Cp .Y /. Then
jX j D w.Cp .X // D w.Cp .Y // D jY j (see TFS-169); this proves that cardinality
is t -invariant. Furthermore, nw.X / D nw.Cp .X // D nw.Cp .Y // D nw.Y /
(see TFS-172) and hence network weight is also t -invariant. Applying TFS-174
we conclude that the equalities i w.X / D d.Cp .X // D d.Cp .Y // D i w.Y / show
that i -weight is t -invariant as well. Finally observe that d.X / D i w.Cp .X // D
i w.Cp .Y // D d.Y / (see TFS-173), so density is t -invariant too.
V.002. Prove that if Cp .Y /! Cp .X / then nw.Y / nw.X /; d.Y / d.X / and
jY j jX j. Give an example showing that the inequality i w.Y / i w.X / is not
necessarily true.
Solution. We have nw.Y / D nw.Cp .Y // nw.Cp .X // D nw.X / (see TFS159 and TFS-172) which settles the first inequality. It follows from TFS-159 and
TFS-173 that we have d.Y / D i w.Cp .Y // i w.Cp .X // D d.X /. Now, TFS-159
together with TFS-169 imply that jY j D w.Cp .Y // w.Cp .X // D jX j.
Finally, consider the spaces X D D.c/ and Y D A.c/; the space X is discrete
and jX j D jY j, so X maps continuously onto Y and hence Cp .Y /! Cp .X / by
TFS-163. Since jIj D c, any bijection between X and I is a condensation of X
onto I, so i w.X / D !. The space Y being compact we have i w.Y / D w.Y / D
c > ! D i w.X /, so X and Y is a pair of spaces such that Cp .Y /! Cp .X / while
i w.Y / > i w.X /.
V.003. Prove that p.Y / p.X / whenever Cp .Y /! Cp .X /. As a consequence,
point-finite cellularity is t -invariant.
Solution. We have p.Y / D a.Cp .Y // a.Cp .X // D p.X / by Problem
TFS-178; as a consequence, p.Y / p.X /. If X is t -equivalent to Y then
Cp .X /! Cp .Y / and Cp .Y /! Cp .X / so p.X / D p.Y / and hence point-finite
cellularity is t -invariant.
65
V.004. Suppose that X and Y are t -equivalent Baire spaces. Prove that
c.X / D c.Y /. In particular, the Souslin numbers of t -equivalent pseudocompact
spaces coincide.
Solution. The spaces X and Y being Baire we can apply TFS-282 to see that
we have p.X / D c.X / and p.Y / D c.Y /. It follows from TFS-178 and our
observation that c.X / D p.X / D a.Cp .X // D a.Cp .Y // D p.Y / D a.Y /
and hence c.X / D c.Y /. Any pseudocompact space is Baire (see TFS-274), so the
Souslin numbers of t -equivalent pseudocompact spaces coincide.
V.005. Let be a caliber of X . Knowing that Cp .Y / embeds in Cp .X /, prove that
is a caliber of Y . In particular, calibers are t -invariant.
Solution. Apply SFFS-290 to see that the diagonal of Cp .X / is -small; it follows
from Cp .Y /! Cp .X / that the diagonal of Cp .Y / is -small as well (it is an easy
exercise to prove that having a -small diagonal is a hereditary property). Applying
SFFS-290 again we conclude that is a caliber of Y . If Cp .X / ' Cp .Y / then
Cp .X /! Cp .Y / and Cp .Y /! Cp .X / which shows that is a caliber of X if
and only if it is a caliber of Y ; therefore calibers are t -invariant.
V.006. Suppose that Cp .Y / embeds into Cp .X /. Prove that l .Y / l .X /. As a
consequence, l is t -invariant.
Solution. We have l .Y / D t .Cp .Y // t .Cp .X // D l .X / (see TFS-149 and
t
TFS-159). If X Y then Cp .Y /! Cp .X / and Cp .X /! Cp .Y / so l .X / D
l .Y / and hence l is t -invariant.
V.007. Suppose that Cp .Y / embeds into Cp .X /. Prove that '.Y / '.X / for any
' 2 fhl ; hd ; s g and hence ' is t -invariant.
Solution. We have hl .Y / D hd .Cp .Y // hd .Cp .X // D hl .X / (see SFFS026), so the promised inequality is true for ' D hl . Apply SFFS-027 to convince
ourselves that hd .Y / D hl .Cp .Y // hl .Cp .X // D hd .X / which shows
that '.Y / '.X / also in case when ' D hd . Besides, s .Y / D s .Cp .Y //
s .Cp .X // D s .X / by SFFS-025 and hence the inequality '.Y / '.X / is true
for ' D s as well. An immediate consequence is that any ' 2 fhd ; hl ; s g is
t -invariant.
t
66
"
"
C D"
2
2
67
68
V.016. Given an arbitrary number " > 0 prove that there exists a homeomorphism
u W R .!/ ! .!/ such that j jju.r; x/jj jjxjj j " for any r 2 R and
x 2 .!/.
Solution. Denote by I the subspace 0; 1
of the real line R. Given a space X , the
function idX W X ! X is the identity on X , i.e., idX .x/ D x for any x 2 X .
A family fft W t 2 I g is called an autoisotopy of X if, for any t 2 I , the map
ft W X ! X is a homeomorphism and both maps fC ; f W I X ! X defined by
fC .t; x/ D ft .x/ and f .t; x/ D ft 1 .x/ respectively for any t 2 I and x 2 X are
continuous.
Fact 1. Fix a number a > 0 and let an D .1 2n /a for any n 2 N. Given a point
z D .z0 ; z1 / 2 R2 let jjzjj D maxfjz0 j; jz1 jg. Then, for any n 2 N, there exists an
autoisotopy fft n W t 2 I g of the plane R2 with the following properties:
(1)
(2)
(3)
(4)
Proof. To obtain the property (1) we have to define f0n to be the identity on R2 , so
let f0n .z/ D z for any z 2 R2 . To define the homeomorphism f1n W R2 ! R2 we
will need the set Am D 0; am / R for all m 2 N. To satisfy (2) let f1n .z/ D z for
any z 2 An ; we will next define f1n on the set an ; C1/ R meaning to extend it
symmetrically over the whole plane. First, let f1n .z/ D z for every z D .z0 ; z1 / 2
an ; C1/R such that z0 < z1 . Thus we defined f1n on the set B D An [f.z0 ; z1 / 2
R2 W an z0 < z1 g. To complete our construction of f1n on the half-plane P0 D
0; C1/ R, we must define
S it on the set Q D f.z0 ; z1 / W an z0 and z1 z0 g.
Observe first that Q D fQb W b 2 .1; an
g where this union is disjoint and
Qb D .an ; b
fbg/ [ .fbg b; b
/ for any b an . In other words, every
set Qb is the union of two line segments: the horizontal segment an ; b
fbg and
the vertical one fbg b; b
. Observe that jjzjj D jbj for any z 2 Qb , so, to
satisfy the condition (4), it suffices to assure that f1n .Qb / Qb for every b an .
Another requirement we must meet is not to move the endpoints of the set Qb ,
i.e., f1n ..an ; b// D .an ; b/ and f1n ..b; b// D .b; b/.
Fix any number b an ; to define the function f1n jQb we will consider
an auxiliary interval Jb D an ; 3b
R which, intuitively, is obtained by
straightening up the vertical part of Qb . We will construct a piecewise linear
increasing function hb W Jb ! Jb which gives f1n jQb if we identify Qb and Jb .
If we construct the function f1n according to the above plan then, to meet the
condition (3), it suffices to guarantee that f1n ..am ; b// D .b; 12 am / whenever
an < am b. If b is sufficiently large then a 2 .an ; b
; in this case we
will also require that f1n ..a; b// D .b; 12 a/. In the terms of the function hb this is
equivalent to saying that hb .an / D an , hb .3b/ D 3b while hb .am / D 2bC 12 am
for any m with an < am b. Besides, hb .a/ D 2b C 12 a whenever a b.
It is easy to see that these conditions uniquely determine every function hb for all
b anC1 . To visualize it better, take in consideration the key points in the square
69
70
It easily follows from our definition of the family fhtb W b an ; t 2 I g that
the function G W I E ! E defined by G.t; .b; x// D .b; htb .x// is continuous.
Define a map Gt W E ! E by Gt ..b; x// D G.t; .b; x// D .b; htb .x// for any t 2 I
and .b; x/ 2 E. Then the mapping ft n jQ D ' Gt ' 1 W Q ! Q is continuous.
This gives us a function ft n jP0 . As before, P0 D F [ Q and the function ft n jF is
continuous being an identity; the function ft n jQ is continuous by our construction,
so ft n jP0 is continuous.
Since every ft n j.f0g R/ is an identity, we can symmetrically extend it over the
whole plane obtaining a continuous map ft n W R2 ! R2 for which the condition
(4) is satisfied.
To show that every ft n is a homeomorphism replace f1n by ft n in the proof for
t D 1. Now that we have the family fft n W t 2 I g of autohomeomorphisms of R2
let fCn .t; x/ D ft n .x/ and fn .t; x/ D .ft n /1 .x/ for any t 2 I and x 2 R2 . To see
that the map fCn W I R2 ! R2 is continuous observe that the symmetry of our
situation and Fact 2 of T.354 show that it suffices to prove that fCn j.I P0 / ! P0
is continuous. The fact that fCn j.I F / is an identity which does not depend on the
first coordinate shows that it suffices to prove that fCn j.I Q/ W I Q ! Q is
continuous. To do this note that fCn .t; z/ D ft n .z/ D '.G.t; ' 1 .z/// for any t 2 I
and z 2 Q which, together with continuity of G and ', implies that fCn j.I Q/ is
continuous and hence the function fCn is, indeed, continuous.
The proof that the function fn is continuous is analogous if we consider the
map G W I E ! E defined by G .t; .b; x// D .b; .htb /1 .x// for any
t 2 I and .b; x/ 2 E. Once we observe that G is continuous and fn .t; x/ D
'.G .t; ' 1 .z/// for any t 2 I and z 2 Q, we can make the necessary changes in
the proof of continuity of fCn to convince ourselves that fn is continuous and hence
the family fft n W t 2 I g is an autoisotopy on R2 with the properties (1)(4). Fact 1
is proved.
Fact 2. Given spaces X and Y suppose that f't W t 2 I g is an autoisotopy on
X and s W Y ! I is a continuous function. If u.x; y/ D .'s.y/ .x/; y/ for any
.x; y/ 2 X Y then the map u W X Y ! X Y is an autohomeomorphism of
1
the space X Y and u1 .x; y/ D .'s.y/
.x/; y/ for all x 2 X and y 2 Y .
Proof. It is straightforward from the definition that both maps uu1 and u1 u are
identities on X Y , so u is a bijection and u1 is its inverse. Let C W I X ! X
and W I X ! X be defined by C .t; x/ D 't .x/ and .t; x/ D .'t /1 .x/
respectively for any t 2 I and x 2 X . Both maps C and are continuous
because f't W t 2 I g is an isotopy on X . The map D s idX W Y X ! I X is
continuous and hence so is the map C . Since u is the diagonal product of C
and idY , it has to be continuous. Analogously, the map u1 is continuous being the
diagonal product of and idY . This shows that u is a homeomorphism, so
Fact 2 is proved.
Fact 3. Given " > 0 suppose that fGn W n 2 !g is an increasing sequence of open
subsets of .!/ and fvn W n 2 !g is a set of autohomeomorphisms of .!/ with
the following properties:
71
72
73
Thus all premises of Fact 3 are satisfied for our sequences fGn W n 2 !g and
fvn W n 2 !g, so Fact 3 is applicable to see that there is a homeomorphism ' W G !
.!/ such that jj'.x/jj D jjxjj for any x 2 G. Fact 4 is proved.
Returning to our solution, fix a homeomorphism h W R ! ."; "/. Given a point
.t; x/ 2 R .!/ let .t; x/.0/ D h.t / and .t; x/.n/ D x.n 1/ for any n 2 N.
It is straightforward that, for the set G D fx 2 .!/ W jx.0/j < "g, the map
W R .!/ ! G is a homeomorphism such that j jj.t; x/jj jjxjj j " for
any t 2 R and x 2 .!/. By Fact 4 there is a homeomorphism ' W G ! .!/
such that jj'.x/jj D jjxjj for any x 2 G. Therefore the map u D ' is a
homeomorphism between R .!/ and .!/ such that j jju.t; x/jj jjxjj j ",
so our solution is complete.
V.017. Prove that .!/ is homeomorphic to R! .!/.
Solution. Fix
n W n 2 !g of infinite subsets of ! such
S a disjoint family !A D fA
that ! D
A and let n W R ! RAn be the natural projection of R! onto is
face RAn for any n 2 !. We will need the space En D .An / for any n 2 !; let
jjxjjn D supfjx.k/j W k 2 An g for each x 2 En . It is easy to see that there is a
homeomorphism hn W En ! .!/ such that jjh.x/jj D jjxjjn for any x 2 En .
ConsiderQthe set E D fx 2 R! W n .x/ 2 En for any n 2 !g. It is straightforward
that E ' n2! En and .!/ D fx 2 E W the sequence fjjn .x/jjn W n 2 !g
converges to zerog. Apply Problem 016 to find a homeomorphism 'n W REn ! En
such that
(1) j jj'n .s; y/jjn jjyjjn j 2n for any s 2 R; y 2 En and n 2 !.
Given t 2 R! and x 2 E let '.t; x/ be the unique point of E such that
n .'.t; x// D 'n .t .n/;Qn .x// forQevery n 2 !. It follows
from Fact 1 of S.271 that
Q
the product map ' 0 D n2! 'n W n2! .R En / ! n2! En is aQhomeomorphism.
It is Q
easy to see that there exist homeomorphisms W R! E ! n2! .R En / and
W n2! En ! E such that ' D ' 0 . Therefore the map ' W R! E ! E
is a homeomorphism.
If t 2 R! and x 2 E then n .x/ 2 En for any n 2 !; it follows from (1) that
the sequence fjjn .x/jjn W n 2 !g converges to zero if and only if the sequence
fjj'n .t .n/; n .x//jjn W n 2 !g converges to zero. An immediate consequence is that
'.R! .!// D .!/ and therefore 'j.R! .!// is a homeomorphism
between R! .!/ and .!/.
V.018. Suppose that X is a pseudocompact space. Given any function f 2 Cp .X /,
let jjf jj D supfjf .x/j W x 2 X g. Prove that C .X / ' C .X / .Cp .X //! , where
C .X / D f' 2 .Cp .X //! W jj'.n/jj ! 0g.
Solution. Fix
n W n 2 !g of infinite subsets of ! such
S a disjoint family !A D fA
that ! D
A and let n W R ! RAn be the natural projection of R! onto is
face RAn for any n 2 !. We will need the space En D .An / for any n 2 !;
let jjxjjn D supfjx.k/j W k 2 An g for each x 2 En . It is easy to see that there is
a homeomorphism hn W En ! .!/ such that jjh.x/jj D jjxjjn for any x 2 En .
74
From now on the norm symbol jj jj is applied only to the functions on X with the
meaning defined in the formulation of this problem.
ConsiderQthe set E D fx 2 R! W n .x/ 2 En for any n 2 !g. It is straightforward
that E ' n2! En and .!/ D fx 2 E W the sequence fjjn .x/jjn W n 2 !g
converges to zerog. Apply Problem 016 to find a homeomorphism un W REn ! En
such that
(1) j jjun .s; y/jjn jjyjjn j 2n for any s 2 R; y 2 En and n 2 !.
Given t 2 R! and x 2 E let u.t; x/ be the unique point of E such that
n .u.t; x// D un .t .n/;Qn .x// forQevery n 2 !. It follows
from Fact 1 of S.271 that
Q
the product map u0 D n2! un W n2! .R En / ! n2! En is aQhomeomorphism.
It isQ
easy to see that there exist homeomorphisms W R! E ! n2! .R En / and
W n2! En ! E such that u D u0 . Therefore the map u W R! E ! E is
a homeomorphism.
For any n 2 ! let pn W R! ! R be the natural projection of R! onto the
n-th factor of R! ; recall that pn .x/ D x.n/ for any x 2 R! and n 2 !. Let
q0 W R! E ! R! and q1 W R! E ! E be the natural projections. Consider the
sets H D ff 2 Cp .X; R! E/ W jjpn .q1 f /jj ! 0g and G D ff 2 Cp .X; E/ W
jjpn f jj ! 0g and define a map ' W Cp .X; R! E/ ! Cp .X; E/ by '.f / D uf
for any f 2 Cp .X; R! E/. Since u is a homeomorphism, it follows easily from
TFS-091 that the map ' is also a homeomorphism. Our next step is to establish that
(2) '.H / D G and hence the spaces H and G are homeomorphic.
To prove (2) take any f 2 H ; since the sequence fjjpk .q1 f /jj W k 2 !g
converges to zero, there exists a 2 .!/ such that jq1 .f .x//.k/j ja.k/j for any
x 2 X and k 2 !. If rn D supfja.k/j W k 2 An g then the sequence frn W n 2 !g
converges to zero and jjn .q1 .f .x///jjn rn for every n 2 !.
The property (1) and the equality n .u.f .x/// D un .q0 .f .x//.n/; n .q1 .f .x////
imply that j jjn .q1 .f .x///jjn jjn .u.f .x///jjn j 2n and hence we have the
inequality jjn .u.f .x///jjn rn C2n for any point x 2 X and n 2 !. Given k 2 !
let sk D rn C 2n if n 2 ! is the unique number with k 2 An . It is straightforward
that the sequence fsk W k 2 !g converges to zero and ju.f .x//.k/j sk for any
x 2 X and k 2 !. Therefore jjpk .'.f //jj ! 0 which shows that '.f / 2 G. This
proves that '.H / G.
Now assume that g D '.f / D u f 2 G; by the definition of G we can choose
an element a 2 .!/ such that ju.f .x//.k/j ja.k/j for any x 2 X and k 2 !.
If sn D supfja.k/j W k 2 An g then the sequence fsn W n 2 !g converges to zero and
jjn .u.f .x///jjn sn for every n 2 !.
The property (1) and the equality n .u.f .x/// D un .q0 .f .x//.n/; n .q1 .f .x////
imply j jjn .q1 .f .x///jjn jjn .u.f .x///jjn j 2n , so jjn .q1 .f .x///jjn
sn C 2n for any point x 2 X and n 2 !. Given k 2 ! let rk D sn C 2n if n 2 ! is
the unique number with k 2 An . It is straightforward that the sequence frk W k 2 !g
converges to zero and jq1 ..f .x//.k/j rk for any x 2 X and k 2 !. Therefore
jjpk q1 f jj ! 0 which shows that f 2 H . This proves that '.H / G and
hence '.H / D G, i.e., (2) is proved.
75
1
jjf
2
76
C .! C 1/ ' .!/ ' Cp .! C 1/. This makes it possible to apply Problem 019 to
conclude that Cp .! C 1/ ' .Cp .! C 1//! and hence . .!//! ' .Cp .! C 1//! '
Cp .! C 1/ ' .!/.
V.021. Prove that, for every infinite space X , the space R! embeds into Cp .X / as
a closed subspace.
Solution. If X is not pseudocompact then R! embeds in Cp .X / as a closed
subspace by Fact 6 of T.132. If X is pseudocompact apply Fact 7 of T.132 to find
a function ' 2 C.X / such that '.X / R is infinite; let K D '.X /. The function
' W X ! K is R-quotient (see Fact 3 of 6.154), so the space Cp .K/ embeds in
Cp .X / as a closed subspace.
The space K is infinite, compact, and metrizable, so there exists a subspace S
K with S ' .! C 1/. Now apply Fact 2 of U.216 to see that Cp .! C 1/ embeds
in Cp .K/ as a closed subspace. Furthermore, Cp .! C 1/ ' .!/ ' .!/
R! (see CFS-105 and Problem 017) which shows that R! embeds in Cp .! C 1/
as a closed subspace. Therefore R! embeds in Cp .K/ as a closed subspace; an
immediate consequence is that R! also embeds in Cp .X / as a closed subspace.
V.022. Prove that a space X is not pseudocompact if and only if R! embeds in
Cp .X / as a linear subspace.
Solution. We will need some notions of the theory of linear topological spaces. If L
is a linear space and A; B L then A C B D fx C y W x 2 A; y 2 Bg; if A D fxg
then we write x C B instead of fxg C B. If L is a linear topological space and 0 2 L
is its zero vector, a set K L is called totally bounded if for any U 2 .0; L/
there is
Sa finite A L such that K A C U ; a set P L is -totally bounded if
P D n2! Kn where Kn is totally bounded for any n 2 !. A set P L is called
symmetric if P D P D fx W x 2 P g.
Fact 1. Suppose that L is a linear topological space and M L is a linear subspace
of L. If a set K L is totally bounded in L then K 0 D K \ M is totally bounded
in M .
Proof. Let U 0 2 .0; M / and take a set U 2 .L/ such that U \ M D U 0 . Using
continuity of the addition operation in the space L it is easy to find a symmetric set
V 2 .0; L/ such that V C V U ; let V 0 D V \ M . The set K being totally
bounded in L there is a finite set A L such that K A C V . For any a 2 A
choose a point .a/ 2 .a C V / \ M if .a C V / \ M ;. If .a C V / \ M D ;
then let .a/ D 0. It is evident that A0 D f.a/ W a 2 Ag is a finite subset of M .
Fix a point x 2 K 0 ; there is a 2 A such that x 2 .a C V / and, in particular,
.a C V / \ M ;. Therefore b D .a/ 2 A0 , so there is v0 2 V with b D a C v0 .
Besides, there is v1 2 V such that x D a C v1 ; an immediate consequence is that
x D b v0 C v1 . Observe that w D v0 C v1 2 V C V U and, since also
w D x b, the point w belongs to M because M is a linear subspace of L. Thus
w 2 U \ M D U 0 and we proved that x D b C w 2 b C U 0 A0 C U 0 . The
point x 2 K 0 was chosen arbitrarily, so we established that K 0 A0 C U 0 , i.e., K 0
is totally bounded in M . Fact 1 is proved.
77
78
79
with hd.Y / (see SFFS-004) shows that there are no left-separated subspaces
of Y Z of cardinality C , so hd.Y Z/ , i.e., Fact 1 is proved.
Fact 2. Suppose that X is a space with l .X / !. If X can be perfectly mapped
onto a space M with hd .M / ! then l.Y; Z/ D ext .Y; Z/ for any Y Z
Cp .X /.
Proof. Suppose that we have spaces Z; T and a map u W Z ! T . Given any n 2 N
let un .z1 ; : : : ; zn / D .u.z1 /; : : : ; u.zn // for any z D .z1 ; : : : ; zn / 2 Z n . Thus un W
Z n ! T n . If P is a set then Fin.P / is the family of all nonempty finite subsets
of P . For the family O D f.a; b/ W a < b; a; b 2 Qg and every n 2 N let
On D fO1 : : : On W Oi S
2 O for any i D 1; : : : ; ng. Choose some enumeration
fOk W k 2 !g of the family fOn W n 2 Ng. Thus, for each k 2 ! there is mk 2 N
and O1k ; : : : ; Omk k 2 O such that Ok D O1k : : :Omk k . For any x D .x1 ; : : : ; xmk / 2
mk
k
mk
X mk let x;
SOk
D ff 2 Cp .X / W f .x/ 2 O g. If Bk D fx; Ok
W x 2 X g
then B D fBk W k 2 !g is a base of the space Cp .X /.
Fix a perfect map p W X ! M ; then pk D p mk maps X mk perfectly onto the
space M mk for every k 2 ! (see Fact 4 of S.271).
To prove that ext .Y; Z/ D l.Y; Z/ is suffices to show that l.Y; Z/ ext .Y; Z/,
so assume the contrary; then there
S is an infinite cardinal ext .Y; Z/ and a family
U .Cp .X // such that Z U and no subfamily of U of cardinality covers
Y . It is easy to see that, without loss of generality, we can assume that U B. We
will need the set Ak D fx 2 X mk W x; Ok
2 U g for any k 2 !; observe that the
fact that U covers Z implies that
(1) for any f 2 Z there is k 2 ! and x 2 Ak such that f mk .x/ 2 Ok .
On the other hand, no subfamily of U of cardinality covers Y , so we have
(2) if Bk Ak and jBk j for any k 2 ! then there is f 2 Y such that
f mk .Bk / \ Ok D ; for every k 2 !.
Choose a function f0 2 Y arbitrarily and let B.k; 0/ D ; for all k 2 !. Assume
that 0 < < C and we have chosen a set ff W < g Y and a family
fB.k; / W < ; k 2 !g with the following properties:
(3) B.k; / Ak and jB.k; /j for all k 2 ! and < ;
(4) if < < then B.k; / B.k; / for every k 2 !;
(5) for any < ; k 2 ! and any H 2 Fin.ff W < g/ the set uH .B.k; // is
dense in uH .Ak / where uH D pk
.
ff mk W f 2 H g/ W X ! M mk Rmk jH j ;
(6) fmk .B.k; // \ Ok D ; for all < and k 2 !.
To get f , let F D ff W < g and fix any k 2 !; for every H 2 Fin.F /
let uH D pk
.
ff mk W f 2 H g/ W X ! M mk Rmk jH j . The space uH .Ak /
being hereditarily separable by Fact 1, there is a countable B.H; k/ Ak such that
uH .B.H; k// is dense in uH .Ak /. The set
[
[
fB.k; / W < g/ [ . fB.H; k/ W H 2 Fin.F /g/
B.k; / D .
80
has cardinality . Once we have a set B.k; / for every k 2 ! apply (2) to find a
function f 2 Y such that fmk .B.k; //\Ok D ; for all k 2 !. It is immediate that
the properties (3)(6) still hold for the set ff W g and the family fB.k; / W
; k 2 !g and therefore our inductive construction can be continued to give us
a set D D ff W < C g and a family fB.k; / W < C ; k 2 !g such that the
properties (3)(6) hold for all < C .
Assume that < < C ; it follows from (5) that .pk
fmk /.B.k; // is dense
in .pk
fmk /.Ak / and hence fmk .B.k; // is dense in fmk .Ak / for all k 2 !. The
property (1) shows that fmk .Ak / \ Ok ; and therefore fmk .B.k; // \ Ok ;
for some k 2 !. On the other hand, fmk .B.k; // \ Ok D ; for all k 2 ! by the
property (6). Consequently, f f and therefore jDj D C .
Our purpose is to prove that D is closed and discrete in Z, so assume, toward
a contradiction, that g is an accumulation point in Z for the set D. Recall that
t .Cp .X // D ! by TFS-149; so g is also an accumulation point for some countable
subset of D and hence the ordinal D nnf < C W g is an accumulation point for
F g is well defined. It is evident that is a limit ordinal. There is k 2 ! and y 2 Ak
such that g 2 y; Ok
; it is evident that
T g is also an accumulation point for the set
G D F \ y; Ok
. The set K D f.f mk /1 .f mk .y// W f 2 Gg is nonempty
because y 2 K.
Let W D .g mk /1 .Ok / and assume that KnW ;. Take any x 2 KnW and
observe that g mk .x/ Ok while g mk .y/ 2 Ok and therefore g mk .x/ g mk .y/.
On the other hand, f mk .x/ D f mk .y/ for all f 2 G which contradicts g 2 G. We
proved that the case KnW ; is impossible, i.e., K W .
Let Kf D .f mk /1 .f mk .y// for all f 2 G; the set N D pk1 .pk .y// is compact
because the map pk T
is perfect. Therefore N \ Kf is a nonempty compact set for
all f 2 G and y 2 fN \ Kf W f 2 Gg K W . Now we canTapply Fact 1
of S.326 to conclude that there is a finite H G such that Q D fN \ Kf W
f 2 H g W . Observe that, for the map uH D pk
.
ff mk W f 2 H g/ we
have Q D u1
H .uH .y//. Now, if Y D uH .X / then the map uH W X ! Y is perfect
because pk is perfect (see Fact 1 of T.266).
Therefore Fact 1 of S.226 is applicable to conclude that there is U 2 .Y / such
that uH .y/ 2 U and u1
H .U / W . Let D maxf W f 2 H g. Then < D
C 1 < because is a limit ordinal. We have H 2 Fin.F / and therefore
uH .B.k; // is dense uH .Ak / by (5). Furthermore, uH .y/ 2 U \ uH .Ak / which
shows that U \ uH .Ak / is a nonempty open subset of uH .Ak /. The set uH .B.k; //
being dense in uH .Ak / by (5), we have uH .B.k; // \ U ; and therefore there
is z 2 B.k; / for which u1
H .uH .z// W and, in particular, z 2 W . This implies
that g mk .z/ 2 Ok .
On the other hand, the condition (6) implies that fmk .B.k; // \ Ok D ;; the
conditions (4) and (6) show that, for any ordinal with < < we have
fmk .B.k; // \ Ok fmk .B.k; // \ Ok D ;. Consequently, fmk .z/ Ok
whenever < which shows that g GnF and hence g is an accumulation
point for the set F which is a contradiction with < and the choice of .
81
82
that D for all 2 R. There is a set R0 R with jR0 j D C for which there
are s; t 2 Q such that s D s and t D t for all 2 R0 ; let E D ff W 2 R0 g.
Passing, if necessary, to a subset of E of cardinality C , we can assume that either
f ./ < s < t < f . C / or f ./ > s > t > f . C / for all 2 R0 . Since these
two cases are analogous, we will only consider the first one.
For every function f 2 Cp . C C 1/ let Of D Cp . C C 1/nE if f E. Then
Of is an open neighborhood of f in Cp . C C 1/ such that Of \ E D ; and hence
Bf D f 2 R0 W f 2 Of g D ;. If f 2 E then f . C / t because g. C / > t for
all g 2 E. Choose any s 0 2 .s; t / and observe that, by continuity of f , there is >
such that f . / > s 0 > s. The set Of D fg 2 Cp . C C 1/ W g. / > s 0 g is an open
neighborhood of f in Cp . C C 1/. If > and 2 R0 then 2 .;
D . ;
83
84
85
86
87
t
Solution. If X Y and X is -monolithic then Cp .X / is -stable (see SFFS152) and hence so is Cp .Y /. Applying SFFS-152 again we conclude that Y is
-monolithic. This proves that -monolithity is t -invariant.
t
Now, if X Y and X is -stable then Cp .X / is -monolithic (see SFFS-154)
and hence Cp .Y / is -monolithic. Applying SFFS-154 again we conclude that Y is
-stable. This proves that -stability is also t -invariant.
t
88
89
such that G \ e.X nU / D ; and therefore ' e.X nU /. It is easy to see that this
implies ' e.U / [ e.X nU / D e.X /. The function ' 2 D.F; 0X /ne.X / was
e D e.X / is closed in the space D.F; 0X / D ZF .X /.
chosen arbitrarily, so X
V.035. Knowing that 0X 2 F Cp .X; I/ and 0Y 2 G Cp .Y; I/, suppose that
there is an embedding i W G ! F with i.0Y / D 0X . Prove that ZF .X / maps
continuously onto ZG .Y /.
Solution. For an arbitrary space Z and p 2 Z let D.Z; p/ D ff 2 IZ W f .p/ D 0
and there is U 2 .p; Z/ such that f .U / 12 ; 12
g. We consider that D.Z; p/ is
a space with the topology induced from IZ .
Let H D i.G/; for any f 2 IH the function i .f / D f i belongs to IG and
it is easy to see, using TFS-163, that the map i W IH ! IG is a homeomorphism.
Besides, it follows from i.0Y / D 0X that i .D.H; 0X // D D.G; 0Y /. Since 0X 2
H F , the restriction map W IF ! IH maps D.F; 0X / onto D.H; 0X / by
Fact 8 of T.250. Therefore i maps ZF .X / D D.F; 0X / continuously onto
ZG .Y / D D.G; 0Y /.
V.036. Given a space X prove that if 0X 2 F Cp .X; I/ then ZF .X / belongs to
the class K.X /.
Solution. This was proved in Fact 10 of T.250.
V.037. Let G be a D-separating subspace of Cp .Y /. Prove that, if G embeds into
Cp .X / then Y 2 K.X /.
Solution. It is easy to see that there exists an embedding e W Cp .X / ! Cp .X; I/
such that e.0X / D 0X . The space Cp .X / being homogeneous (i.e., for any functions
f; g 2 Cp .X / there is a homeomorphism ' W Cp .X / ! Cp .X / such that '.f / D g
(see TFS-079)), there is an embedding w W G ! Cp .X / such that w.0Y / D 0X .
Therefore i D e w embeds G in Cp .X; I/ in such a way that i.0Y / D 0X .
This shows that, for the set F D Cp .X; I/, the space ZG .Y / is a continuous
image of ZF .X / by Problem 035. The space ZF .X / belongs to the class K.X /
by Problem 036 and hence ZG .Y / also belongs to K.X /. The space Y embeds in
ZG .Y / as a closed subspace (see Problem 034), so Y 2 K.X /.
V.038. Given arbitrary spaces X; Y and a subspace Z Y suppose that the space
Cp .ZjY / D ff 2 Cp .Z/ W f D gjZ for some g 2 Cp .Y /g embeds in Cp .X /.
Prove that Z 2 K.X /.
Solution. Suppose that A Z is finite, F Z is closed in Z and A \ F D ;.
Then G D clY .F / is closed in Y and A \ G D ;. By the Tychonoff property of
Y , for any a 2 A, there is a function
Q fa 2 C.Y; 0; 1
/ such that fa .a/ D 1 and
fa .G/ f0g. The function g D a2A .1 fa / 2 C.Y; 0; 1
/ is equal to zero on
A and g.G/ f1g. Consequently, h D gjZ 2 Cp .ZjY / while h.F / f1g and
h.A/ f0g. This proves that the set E D ff jZ W f 2 Cp .Y; I/g is D-separating.
Since Cp .ZjY / embeds in Cp .X /, the space E Cp .ZjY / also embeds in Cp .X /,
so we can apply Problem 037 to conclude that Z belongs to the class K.X /.
90
V.039. Let X be a -compact space. Prove that any space Y 2 K.X / is also
-compact.
Solution. It is easy to see that the class SK of -compact spaces is complete and
contains all compact spaces. Therefore X 2 SK implies K.X / SK because
K.X / is the minimal complete class which contains X and all compact spaces.
Thus every Y 2 K.X / belongs to SK, i.e., Y is -compact.
V.040. Let X be a Lindelf -space. Prove that any Y 2 K.X / is also a Lindelf
-space.
Solution. It is easy to see that the class LS of Lindelf -spaces is complete and
contains all compact spaces. Therefore X 2 LS implies K.X / LS because K.X /
is the minimal complete class which contains X and all compact spaces. Thus every
Y 2 K.X / belongs to LS, i.e., Y is a Lindelf -space.
V.041. Let X be a K-analytic space. Prove that any space Y 2 K.X / is also
K-analytic.
Solution. It is easy to see that the class KA of K-analytic spaces is complete and
contains all compact spaces. Therefore X 2 KA implies K.X / KA because
K.X / is the minimal complete class which contains X and all compact spaces.
Thus every Y 2 K.X / belongs to KA, i.e., Y is a K-analytic space.
V.042. Prove that ext .Y / ext .X / for any Y 2 K.X /.
Solution. Assume that ext .X / D and consider the class E of spaces Z such
that ext .Z/ . We leave to the reader a simple verification of the fact that E is a
complete class and all compact spaces are in E. Therefore K.X / E by minimality
of the class K.X /, so any Y 2 K.X / belongs to E, i.e., ext .Y / D ext .X /.
V.043. Suppose that Cp .Y / embeds into Cp .X /. Prove that
(1)
(2)
(3)
(4)
91
92
93
V.049. Prove that there exist zero-dimensional spaces X and Y such that Cp .X / is
homeomorphic to Cp .Y / and Cp .X; D/ is not homeomorphic to Cp .Y; D/.
Solution. Let X D ! C 1 and Y D .! C 1/ !. It is trivial that X and Y
are zero-dimensional; it follows from CFS-105 and Problem 017 that Cp .X / is
homeomorphic to Cp .Y /. However, Cp .X; D/ is not homeomorphic to Cp .Y; D/
because X is compact and Y is not even pseudocompact (see Problem 048).
V.050. Prove that .Cp .X; D// D w.Cp .X; D// D jX j for any zero-dimensional
space X .
Solution. We have .Cp .X; D// w.Cp .X; D// w.Cp .X // D jX j (see
TFS-169), so it suffices to show that jX j D .Cp .X; D//. To do this let
u 2 Cp .X; D/ be the function which is identically zero on X and fix a local base B at
the point u in the space Cp .X; D/ such that jBj . Taking smaller neighborhoods
of u if necessary we can assume that all elements of B belong to the standard base
of the space Cp .X; D/, i.e., for any B 2 B there is a finite set KB X such that
B D ff 2 Cp .X;SD/ W f .KB / f0gg.
The set Y D fKB W B 2 Bg has cardinality at most ; if Y X then pick a
point x 2 X nY . The set U D ff 2 Cp .X; D/ W f .x/ D 0g is an open neighborhood
of u in Cp .X; D/. Therefore there is B 2 B with B U ; however, x KB ,
so zero-dimensionality of X shows that there is a clopen set G X such that
x 2 G X nKB . Let f .y/ D 1 for all y 2 G and f .y/ D 0 whenever y 2 X nG.
It is straightforward that f 2 BnU ; this contradiction shows that Y D X and hence
jX j . We already saw that this implies .Cp .X; D// D w.Cp .X; D// D jX j.
V.051. Prove that a zero-dimensional compact space X is scattered if and only if
Cp .X; D/ is FrchetUrysohn.
Solution. Recall that an !-cover of a space Z is a family U exp.Z/ such that,
for any finite A Z, there is U 2 U with A U . If Bn 2 exp.Z/ for each n 2 !
then Bn ! Z says that, for any z 2 Z, there is m 2 ! such that z 2 Bn for all
n m.
If the space X is scattered then Cp .X / is FrchetUrysohn (see SFFS-134) and
hence Cp .X; D/ Cp .X / is also FrchetUrysohn; this proves necessity.
To prove sufficiency denote by Fin.X / the family of all finite subsets of X and
assume that Cp .X; D/ is a FrchetUrysohn space; take an open !-cover U of the
space X . For any finite K X fix a set UK 2 U with K UK and choose, using
zero-dimensionality of X , a clopen set OK such that K OK UK ; let hK .x/ D 1
for all x 2 OK and hK .x/ D 0 if x 2 X nOK . We will also need the function
u W X ! R such that u.x/ D 1 for all x 2 X ; it is straightforward that u 2 Cp .X; D/
belongs to the closure of the set P D fhK W K 2 Fin.X /g Cp .X; D/. The space
Cp .X; D/ being FrchetUrysohn, we can choose a sequence fKn W n 2 !g such
that the sequence fhKn W n 2 !g converges to u; let Un D UKn for each n 2 !.
Given a point x 2 X the set G D ff 2 Cp .X; D/ W f .x/ D 1g is an open
neighborhood of u in Cp .X; D/, so there is m 2 ! such that hKn 2 G for all n m.
This implies x 2 OKn Un for all n m and hence Un ! X . It turns out that
94
95
96
S
ql1 .U /. Thus the set W D fW .a/ W a 2 pl1 .U /g is an open Q
neighborhood of
pl1 .U /; since also W ql1 .U /, we
proved
that
the
map
q
D
i<n qi is lower
Q
semicontinuous with respect to p D i<n pi .
V.058. Suppose that, for finite-valued mappings p; r; q W X ! exp.Y /, we have
p.x/ r.x/ q.x/ for any x 2 X . Prove that, if q is lower semicontinuous with
respect to r then q is lower semicontinuous with respect to p.
Solution. If U 2 .Y / then ql1 .U / is a neighborhood of the set rl1 .U /; since
also pl1 .U / rl1 .U /, the set ql1 .U / is a neighborhood of pl1 .U /, so q is lower
semicontinuous with respect to p.
V.059. Suppose that X is a nonempty spaceS and p W X ! exp.Y / is an
almost lower semicontinuous map such that
p.X / D Y . Prove that Y is a
countable union of images of subspaces of X under single-valued almost lower
semicontinuous maps of finite defect.
Solution. Fix a space Z Y and a finite-valued map q W X ! exp.Z/ such
that q is lower semicontinuous with respect to p. For any m; n 2 S
N consider the
set Xmn S
D fx 2 X W jp.x/jSD m and jq.x/j D ng; if Ymn D
p.Xmn / and
Zmn D q.Xmn / then Y D fYmn W m; n 2 Ng. Apply Problem 055 to see that,
for any m; n 2 N, the map qjXmn W Xmn ! exp.Zmn / is lower semicontinuous with
respect to pjXmn W Xmn ! exp.Ymn /, so it suffices to prove our statement for every
pjXmn . Thus we can assume, without loss of generality, that there exist m; n 2 N
such that jp.x/j D m and jq.x/j D n for each x 2 X .
Fix a faithful enumeration fp 1 .x/; : : : ; p m .x/g of every set p.x/; this gives a
single-valued map p i W X ! Y ; let Yi D p i .X / for any i 2 f1; : : : ; mg.
By Problem 058, the map q is lower semicontinuous with respect to every p i W
X ! Yi ; since jq.x/j D n for any point xS
2 X , the defect of the map p i does not
exceed n 1. Finally, it follows from Y D fYi W i 2 f1; : : : ; mgg that we obtained
the promised representation of the space Y .
V.060. Given nonempty spaces X; Z and k 2 N, suppose that we have maps p W
X ! Z and q W X ! exp.Z/ such that p.x/ 2 q.x/ and jq.x/j k for each
x 2 X while q.x/ \ q.y/ D ; if x y and q is S
lower semicontinuous with respect
to p. Prove that, if p.X / is discrete then X D j <k Dj where every Dj X is
discrete and hence there exists a discrete subspace S X such that jS j D jX j.
Solution. If Z is a space then let Z .0/ D Z and I0 .Z/ D ;. If n 2 ! and we have
a set Z .n/ Z, let InC1 .Z/ be the set of all isolated points of the space Z .n/ and
Z .nC1/ D Z .n/ nInC1 .Z/. If Z .n/ D ; for some n 2 ! then we say that dispersion
index of Z does not exceed n. If the dispersion index of the space Z does not exceed
n then, evidently, Z can be represented as the union of at most n discrete subspaces.
If X is finite then it is discrete and hence the sets D0 D : : : D Dk1 D S D X
do the job; this shows that we can assume, without loss of generality, that X is
infinite. Given an open set U X , a point x 2 U is isolated in U if and only it is
isolated in X . Using this fact it is easy to prove by induction that U .n/ D X .n/ \ U
for any n 2 !. This implies that
97
It follows from the properties (1) and (2) that the set Um \ X .km1/ is infinite,
so we can choose a point xmC1 2 X .km1/ nfx0 ; : : : ; xm g. The map p is easily
seen to be injective, so it follows from (3) that p.xmC1 / G D V 0 [ : : : [ V m .
Choose a set VmC1 2 .p.xmC1 /; Z/ such that VmC1 OxmC1 and V mC1 \ G D ;.
The map q being lower semicontinuous with respect to p, we can choose a set
UmC1 2 .xmC1 ; X / such that UmC1 Um and q.y/\VmC1 ; for any y 2 UmC1 .
It is straightforward that the conditions (2)(6) are still satisfied if we substitute m
by mC1, so our inductive procedure can be continued to construct points x0 ; : : : ; xk
and sets U0 ; V0 ; : : : ; Uk ; Vk for which the properties (2)(6) hold for any i k.
It follows from (5) and (6) that q.xk / \ Vi ; for any i D 0; : : : ; k; an
immediate consequence of (4) is that jq.xk /j k C 1; this contradiction shows
that X .k/ D ;, so we can let Dj D Ij .X / for any j < k. Since X is infinite, some
Dj has the same cardinality as X ; letting S D Dj we obtain a discrete subspace
S X such that jS j D jX j.
V.061. Given nonempty spaces X; Z and k 2 N, suppose that we have maps p W
X ! Z and q W X ! exp.Z/ such that p.x/ 2 q.x/ and jq.x/j k for each
x 2 X while q.x/ \ q.y/ D ; if x y and q is lower
S semicontinuous with respect
to p. Prove that, if p.X / is left-separated then X D j <k Dj where every Dj X
is left-separated and hence there exists a left-separated subspace S X such that
jS j D jX j.
Solution. If Z is a space and < is a well-order on Z say that a point z 2 Z is
left-separated in Z if there exists U 2 .z; Z/ such that z is the minimal point
of U , i.e., x y for any y 2 U . Let Z .0/ D Z and L0 .Z/ D ;. If n 2 !
and we have a set Z .n/ Z, let LnC1 .Z/ D fz 2 Z .n/ W z is left-separated in
Z .n/ g and Z .nC1/ D Z .n/ nLnC1 .Z/. If Z .n/ D ; for some n 2 ! then we say
that left-separation index of Z does not exceed n. It is clear that every Li .Z/ is a
left-separated space with respect to the order inherited from Z; this shows that if the
left-separation index of the space Z does not exceed n then Z can be represented as
the union of at most n left-separated subspaces.
98
If the space X is finite then it is discrete and hence left-separated, so the sets
D0 D : : : D Dk1 D S D X do the job; this shows that we can assume,
without loss of generality, that X is infinite. Let < be a well-order on p.X / which
witnesses that p.X / is left-separated. It is straightforward that p W X ! p.X / is a
bijection, so we obtain a well-order on X if we declare that x y if and only if
p.x/ < p.y/.
Given an open set U X , a point x 2 U is left-separated in U if and only it
is left-separated in X . Using this fact it is easy to prove by induction that U .n/ D
X .n/ \ U for any n 2 !. This implies that
(1) if n 2 ! and x 2 U \ X .nC1/ then the set fy 2 U \ X .n/ W y xg is infinite.
For any x 2 X fix a set Ox 2 .p.x/; Z/ such that O x \ p.X / does not meet the
set fy 2 p.X / W y < p.x/g and hence p.x/ is the minimal element of O x \ p.X /.
It suffices to show that X .k/ D ;, so assume toward a contradiction, that there is a
point x0 2 X .k/ . Let V0 D Ox0 ; since q is lower semicontinuous with respect to p,
there is a set U0 2 .x0 ; X / such that q.y/ \ V0 ; for any y 2 U0 . Proceeding
by induction suppose that m < k and we have points x0 ; : : : ; xm 2 X and sets
U0 ; V0 ; : : : ; Um ; Vm with the following properties:
(2) x0
: : :
xm and xi 2 X .ki/ for any i m;
(3) Vi 2 .p.xi /; Z/ and p.xi / is the minimal element of V i \ p.X / for any
i m;
(4) the family fV 0 ; : : : ; V m g is disjoint;
(5) if i m then Ui 2 .xi ; X / and q.y/ \ Vi ; for any y 2 Ui ;
(6) U0 : : : Um .
It follows from (1) and (2) that the set fy 2 Um \ X .km1/ W y xm g is infinite,
so we can choose a point xmC1 2 X .km1/ \ Um such that xmC1 xm . Since p
is injective, it follows from the property (3) that p.xmC1 / G D V 0 [ : : : [ V m .
Choose a set VmC1 2 .p.xmC1 /; Z/ such that VmC1 OxmC1 and V mC1 \ G D
;. Since q is lower semicontinuous with respect to p, we can find a set UmC1 2
.xmC1 ; X / such that UmC1 Um and q.y/ \ VmC1 ; for any y 2 UmC1 . It is
straightforward that the conditions (2)(6) are still satisfied if we substitute m by
m C 1, so our inductive procedure can be continued to construct points x0 ; : : : ; xk
and sets U0 ; V0 ; : : : ; Uk ; Vk for which the properties (2)(6) hold for any i k.
It follows from (5) and (6) that q.xk / \ Vi ; for any i D 0; : : : ; k; an
immediate consequence of (4) is that jq.xk /j k C 1; this contradiction shows
that X .k/ D ;, so we can let Dj D Lj .X / for any j < k. Since X is infinite,
some Dj has the same cardinality as X ; letting S D Dj we obtain a left-separated
subspace S X such that jS j D jX j.
V.062. Given nonempty spaces X; Z and k 2 N, suppose that we have maps p W
X ! Z and q W X ! exp.Z/ such that p.x/ 2 q.x/ and jq.x/j k for each
x 2 X while q.x/ \ q.y/ D ; if x y and q is lower semicontinuous
with
S
respect to p. Prove that, if p.X / is right-separated then X D j <k Dj where
every Dj X is right-separated and hence there exists a right-separated subspace
S X such that jS j D jX j.
99
100
101
for distinct x; y 2 E 0 , we can apply Problem 061 to conclude that there is a leftseparated subspace A E 0 such that jAj D jE 0 j D C . The obtained contradiction
with hd.Z/ shows that hd.T / D hd.Z/.
To prove our inequality for hereditary Lindelf number assume that hl.Z/ D
and hl.T / > ; therefore we can find a right-separated subspace D T such that
jDj D C (see SFFS-005). It is easy to find a set E Z such that 'jE W E ! D
is a bijection. Apply the Delta-lemma to see that there exists a set E 0 E and a set
K Z such that jE 0 j D C and q.x/ \ q.y/ D K for any distinct x; y 2 E 0 .
As before, we can assume, without loss of generality, that '.E 0 / \ K D ;. Let
r.x/ D q.x/nK for any x 2 E 0 ; then r W E 0 ! Z is still lower semicontinuous
with respect to 'jE 0 . Since we also have r.x/ \ r.y/ D ; for distinct x; y 2 E 0 , we
can apply Problem 062 to conclude that there is a right-separated subspace A E 0
such that jAj D jE 0 j D C which is a contradiction with hl.Z/ . This shows
that hl.T / D hl.Z/ finishing the proof of ./ and completing our solution.
V.064. Let h W Cp .Y / ! Cp .X / be an embedding such that h.0Y / D 0X . Given
x 2 X and " > 0, a point y 2 Y is called "-inessential for x if there is U 2 .y; Y /
such that jh.g/.x/j " whenever g.Y nU / f0g. The point y is "-essential for
x if it is not "-inessential for x. Denote by supp" .x/ the set of all points which are
"-essential for x. Prove that supp" .x/ is finite for any x 2 X and " > 0.
Solution. Given a set T let Fin.T / be the family of all finite subsets of T . If Z
is a space and A Z then OZ .A; "/ D ff 2 Cp .Z/ W jf .z/j < " for any
z 2 Ag. It is evident that family fOZ .A; "/ W A 2 Fin.Z/; " > 0g is a local base
of Cp .Z/ at 0Z . If A D fx1 ; : : : ; xn g then we write OZ .x1 ; : : : ; xn ; "/ instead of
OZ .fx1 ; : : : ; xn g; "/.
Fact 1. Given spaces Z and T suppose that ' W Cp .T / ! Cp .Z/ is an embedding
such that '.0T / D 0Z . Assume also that z 2 Z; " > 0; K 2 Fin.T / and
'.OT .K; // OZ .z; "/ for some > 0. Then supp" .z/ K and hence the set
supp" .z/ is finite.
Proof. If t 2 T nK then U D T nK is an open neighborhood of the point z; assume
that f .T nU / D f .K/ f0g for some f 2 Cp .T /. Then f 2 OT .K; / and hence
'.f / 2 OZ .z; "/, i.e., j'.f /.z/j < ". Thus the set U witnesses that t is "-inessential
for z. Since t 2 T nK was chosen arbitrarily, we established that no point of T nK
can be "-essential for z, so supp" .z/ T and Fact 1 is proved.
Returning to our solution, fix a point x 2 X and " > 0. Since OX .x; "/ is an open
neighborhood of 0X in Cp .X /, by continuity of h, there is a finite K Y and > 0
such that h.OY .K; // OX .z; "/. Now apply Fact 1 to see that supp" .x/ K and
hence supp" .x/ is finite.
V.065. Let h W Cp .Y / ! Cp .X / be an embedding such that h.0Y / D 0X .
Denote
S by supp" .x/ the set of all points which are "-essential for x. Prove that
Y D fsupp1=n .x/ W x 2 X; n 2 Ng.
102
Solution. Given a set T let Fin.T / be the family of all finite subsets of T . If Z
is a space and A Z then OZ .A; "/ D ff 2 Cp .Z/ W jf .z/j < " for any z 2
Ag. It is evident that family fOZ .A; "/ W A 2 Fin.Z/; " > 0g is a local base
of Cp .Z/ at 0Z . If A D fx1 ; : : : ; xn g then we write OZ .x1 ; : : : ; xn ; "/ instead of
OZ .fx1 ; : : : ; xn g; "/.
Fix y 2 Y ; since h.OY .y; 1// is an open neighborhood of 0X in h.Cp .Y //, there
is K 2 Fin.X / and " > 0 such that OX .K; "/ \ h.Cp .Y // h.OY .y; 1//. Choose
n 2 N such that n1 < "; we claim that y 2 supp1=n .x/ for some x 2 K.
Indeed, if this is not so then, for any x 2 K,
T there is Ux 2 .y; Y / which
witnesses that y is n1 -inessential for x; let U D fUx W x 2 Kg. Take a function
f 2 Cp .Y / such that f .y/ D 1 and f .Y nU / f0g. Then f .Y nUx / f0g and
hence jh.f /.x/j n1 < " for any x 2 K. This shows that h.f / 2 OX .K; "/ \
h.Cp .Y // and hence h.f / 2 h.OY .y; 1//. The map h being injective we have
f 2 OY .y; 1/, i.e., jf .y/j < 1 which is a contradiction. Thus y is n1 -essential
for
S some x 2 K; since the point y 2 Y was chosen arbitrarily, we proved that
fsupp1=n .x/ W x 2 X g D Y .
V.066. Let h W Cp .Y / ! Cp .X / be an embedding such that h.0Y / D 0X . Denote
by supp" .x/ the set of all points which are "-essential for x. Prove that, for any
" > 0, the finite-valued map supp" W X ! exp.Y / is almost lower semicontinuous.
Solution. Given a set T let Fin.T / be the family of all finite subsets of T . If Z
is a space and A Z then OZ .A; "/ D ff 2 Cp .Z/ W jf .z/j < " for any z 2
Ag. It is evident that family fOZ .A; "/ W A 2 Fin.Z/; " > 0g is a local base
of Cp .Z/ at 0Z . If A D fx1 ; : : : ; xn g then we write OZ .x1 ; : : : ; xn ; "/ instead of
OZ .fx1 ; : : : ; xn g; "/.
Fix " > 0; for any x 2 X there is a finite set Kx Y and x > 0 such that
h.OY .Kx ; x // OX .x; "/. Let q.x/ D Kx for any x 2 X ; then q W X ! exp.Y /
is a finite-valued map. By Fact 1 of V.064, we have supp" .x/ Kx D q.x/ for
any x 2 X , so we only need to prove that q is lower semicontinuous with respect to
supp" .
To do so take an arbitrary set U 2 .Y / and consider a point x 2 X such that
supp" .x/ \ U ;. Pick a point y 2 supp" .x/ \ U ; since y is "-essential for x,
there is a function f 2 Cp .Y / such that f .Y nU / f0g and jh.f /.x/j > ". The
set Wx D fz 2 X W jh.f /.z/j > "g is an open neighborhood of x in X . If z 2 Wx
and q.z/ \ U D ; then f .q.z// f0g; recalling that q.z/ D Kz we conclude
that f 2 OY .Kz ; z / and therefore h.f / 2 OX .z; "/, i.e., jh.f /.z/j < " which
contradicts z 2 Wx . Thus q.z/ \ U ; and hence z 2 ql1 .U / for any z 2 Wx
which shows that Wx ql1 .U /. An immediate consequence is that
.supp" /1
l .U /
[
1
fWx W x 2 .supp" /1
l .U /g ql .U /I
103
104
S S
S
map and f pm .X / W m 2 !g D Y (see Problem 067). Let Ym D
pm .X /
for each m 2 !; for any n-tuple D .m0 ; : : : ; mn1 / 2 ! n consider the space
Y D Ym0 Q: : : Ymn1 and a finite-valued map q W X n ! exp.Y / defined
by q .x/ D i<n pmi .xi / for any x D .x0 ; : : : ; xn1 / 2SX n . Every q is almost
lower semicontinuous by Problem 057; since also Y D
q .X n /, we can apply
n
Problem 063 to see that hl.Y / for any 2 ! . Finally observe that Y n D
S
fY W 2 ! n g; the hereditary Lindelf number being countably additive, we
conclude that hl.Y n / D hl.X n /.
V.071. Suppose that f W X ! Y is a closed continuous onto map such that
t .Y / and t .f 1 .y// for any y 2 Y . Prove that t .X / . Deduce from
this fact that, for every infinite compact space X , we have t .X n / D t .X / for any
n 2 N.
Solution. Given a space Z say that a set A Z is -closed in Z if B A for any
B A with jBj . It is straightforward that
(1) if A is -closed in Z then A \ F is -closed both in Z and in F for any closed
F Z.
Now assume that A is a -closed subset of X . Let P D f .A/ and take any
Q P such that jQj . It is easy to find a set B A for which jBj
and f .B/ D Q. The map f being closed, we have Q D f .B/ f .A/ D P
and hence P is -closed in Y ; since t .Y / , the set P is closed in Y , so we
proved that
(2) if A is -closed in X then f .A/ is closed in Y .
Suppose that a set A X is -closed but not closed in X ; fix a point x 2 AnA
and let F D f 1 .f .x//. The set E D F \ A is -closed in F by (1); recalling
that t .F / , we conclude that E is closed in F and hence in X . Choose a set
U 2 .x; X / such that U \ E D ;; then A0 D A \ U is -closed in X while
A0 \ F D ; and x 2 A0 . Finally observe that the set P D f .A0 / is closed in Y
by (2); since also x 2 A0 , we have f .x/ 2 P D P which is a contradiction with
A0 \ f 1 .f .x// D ;. This contradiction shows that every -closed subset of X is
closed in X , so t .X / by Lemma from S.162.
Finally, assume that X is an infinite compact space and t .X / . To prove by
induction that t .X n / for any n 2 N suppose that k 2 N and we proved that
t .X k / . Let W X kC1 ! X be the projection onto the first factor of X kC1 . For
any x 2 X , the space 1 .x/ is homeomorphic to X k , so t . 1 .x// by the
induction hypothesis; since the map is closed, we can apply our above result to
see that t .X kC1 / . Therefore t .X n / t .X / for any n 2 N; since X embeds
in every X n , we also have the opposite inequality and hence t .X n / D t .X / for any
n 2 N.
V.072. Given countably compact sequential spaces X1 ; : : : ; Xm prove that the
space X1 : : : Xm is countably compact and sequential.
105
106
(2) the set 1 .A/ is sequentially closed and hence closed in X1 for any sequentially
closed A X .
Now assume that A X is a sequentially closed non-closed set and fix a point
x 2 AnA. The subspace F D 11 .1 .x// is closed in X and sequential being
homeomorphic to X2 , so the set E D A \ F is sequentially closed in F by (1); an
immediate consequence is that E is closed in F and hence in X .
Therefore we can take U 2 .x; X / such that U \ E D ;. Apply (1) again to see
that the set A0 D A \ U is sequentially closed in X ; it is evident that A0 \ F D ;.
Furthermore, we have x 2 A0 and hence t D 1 .x/ 2 1 .A0 /. However, 1 .A0 / is
closed in X1 by (2) which shows that 1 .x/ 2 1 .A0 / and hence 11 .1 .x// \ A0
;. This contradiction shows that every sequentially closed subset of X is closed
and hence X is sequential; we already saw that X is countably compact, so our
solution is complete.
V.073. Assuming that a space X maps continuously onto a compact space K prove
that t .K/ l.X / t .X /.
Solution. Given a space Z and a cardinal say that a set A Z is -closed in Z
if B A for any B A with jBj . For the cardinal D t .X / l.X / we must
prove that t .K/ ; fix a continuous onto map f W X ! K.
Fact 1. Suppose that Z is a space and is a cardinal such that l.Z/ and A is
compact for any A Z with jAj . Then Z is compact.
Proof. To obtain a contradiction assume that U is an open cover of Z which has
no finite subcover. It follows from l.Z/ that we can assume, without
S loss of
generality, that jU j . For any finite V U pick a point z.V/ 2 Zn. V/; then
the set A D fz.V/ W V is a finite subfamily of U g has cardinality at most and hence
F D A is compact. The
Sfamily U being an open cover
S of F , there exists a finite
V U such that F V. However, z.V/ 2 F n. V/; this contradiction shows
that Z is compact so Fact 1 is proved.
Returning to our solution, assume toward a contradiction that t .K/ > ; then
there is a non-closed set A K which is -closed in K (see Lemma from S.162) and
hence P D clA .P / is compact for any P A with jP j . It is straightforward
that B D f 1 .A/ is -closed in X ; since t .X / , the set B is closed in X . An
immediate consequence is that l.B/ l.X / ; the set A being a continuous
image of B, we have l.A/ . This makes it possible to apply Fact 1 to conclude
that A is compact and hence closed in K; this contradiction shows that t .K/ D
l.X / t .X /.
S
V.074. Suppose that K is a compact space and K D n2! Kn where every Kn is
a sequential closed subspace of K. Prove that if either Martins Axiom or Luzins
Axiom (2!1 > 2! ) holds then the space K is sequential.
Solution. Given a space Z and A Z the set A is sequentially closed in Z if
S A for any convergent sequence S A. It is easy to see that Z is sequential if
and only if every sequentially closed subset of Z is closed in Z.
107
108
V.076. Suppose that K is a compact sequential space and L is a compact space for
which
Sthere exists a finite-valued upper semicontinuous map p W K ! exp.L/ such
that p.K/ D L. Prove that L is also sequential.
Solution. Given a space Z say that A Z is sequentially closed if S A for any
convergent sequence S A.
It turns out that the set F D f.a; b/ 2 K L W b 2 p.a/g K L is closed
in K L and hence compact. To see this take any point z D .a; b/ 2 .K L/nF ;
then b p.a/ and hence there exist disjoint sets U 2 .b; L/ and V 2 .p.a/; L/.
By upper semicontinuity of p, the set W D fx 2 K W p.x/ V g is an open
neighborhood of a in K, so z 2 W U 2 .z; K L/. If t D .x; y/ 2 W U then
y 2 U and p.x/ V which shows that y p.x/; this proves that .W V /\F D ;
and hence every point z 2 .K L/nF has an open neighborhood disjoint from F .
This implies that the set .K L/nF is open in K L, so F is, indeed, closed in
K L. Let K W K L ! K and L W K L ! L be the natural projections.
Our next step is to prove that
(1) for any sequentially closed set A F the set K .A/ is sequentially closed and
hence closed in K.
Indeed, if the set B D K .A/ is not closed in K then there is a faithfully indexed
sequence S D fsn W n 2 !g B which converges to a point x 2 KnB; let
S 0 D S [ fxg and choose a set On 2 .sn ; K/ such that On \ S D fsn g for
every n 2 !. Take a point tn 2 K1 .sn / \ A for every n 2 !. The sequence
T D ftn W n 2 !g is an infinite discrete subspace of F , so it cannot be closed
in F . Observe that Z D K1 .S 0 / \ F is a closed subset of F ; since K1 .s/ \ F
is finite for any s 2 S 0 , the set Z is countable. Being compact and countable, Z is
metrizable so there is a sequence T 0 T which converges to a point y 2 ZnT .
Since K1 .On / \ T D ftn g, the sequence T 0 cannot converge to a point of K1 .sn /
for any n 2 !. Thus K .y/ 2 SnS D fxg, i.e., K .y/ D x; as a consequence,
K .y/ K .A/ and therefore y 2 F nA. This gives a contradiction with the set A
being sequentially closed, so (1) is proved.
Now assume that A F is sequentially closed and not closed in F ; fix a point
z 2 AnA. The set B D K .A/ is closed in K by (1). We have K .z/ 2 B D B, so
z 2 K1 .B/. Since z cannot be in the closure of the set E D K1 .K .z// \ A we
can find W 2 .z; K L/ such that W \ E D ;. It is straightforward that the set
A0 D A\W is also sequentially closed; besides, z 2 A0 and hence K .z/ 2 K .A0 /.
However, K .A0 / is closed in K by (1); since K .z/ K .A0 /, it is impossible that
K .z/ 2 K .A0 /. This contradiction shows that every sequentially closed subset of
F is closed in F , i.e.,
S F is a sequential space.
It follows from p.K/ D L that L .F / D L, so L is a continuous (and hence
closed) image of the compact space K. Applying Fact 1 of S.224 we conclude that
L is also sequential, so our solution is complete.
V.077. Suppose that there exists an open continuous map of a subspace of Cp .X /
onto Cp .Y /. Prove that, for any n 2SNS
there is a finite-valued upper semicontinuous
map 'n W X n ! exp.Y / such that f 'n .X n / W n 2 Ng D Y .
109
Solution. The following easy fact will be useful for this solution and future
references.
Fact 1. Given spaces Z; T and an open continuous onto map f W Z ! T , the map
fA D f jf 1 .A/ W f 1 .A/ ! A is open for any A T .
Proof. It is clear that the map fA is continuous and onto. If U is an open subset of
f 1 .A/ then take U 0 2 .Z/ such that U 0 \ f 1 .A/ D U ; it is straightforward that
fA .U / D f .U / D f .U 0 / \ A, so fA .U / is open in A. Fact 1 is proved.
Returning to our solution observe that, by homogeneity of Cp .X / and Cp .Y /,
there exists a subspace C0 Cp .X / for which there is a continuous open onto map
0 W C0 ! Cp .Y / such that 0X 2 C0 and 0 .0X / D 0Y . Let C D 01 .Cp .Y; I//;
then the map D 0 jC W C ! Cp .Y; I/ is open by Fact 1 and .0X / D 0Y . For any
function f 2 Cp .Y; I/ there is fQ 2 Cp .Y; I/ such that fQjY D f . Given points
x1 ; : : : ; xk 2 X and " > 0 let OX .x1 ; : : : ; xk ; "/ D ff 2 C W jf .xi /j < " for each
i kg. It is clear that the family fOX .x1 ; : : : ; xk ; n1 / W k; n 2 N; x1 ; : : : ; xk 2 X g
is a local base at 0X in the space C .
Analogously, let OY .y1 ; : : : ; yk ; "/ D ff 2 Cp .Y; I/ W jfQ.yi /j < " for all i kg
for any y1 ; : : : ; yk 2 Y and " > 0. A set OY .y1 ; : : : ; yk ; "/ is not necessarily open
in Cp .Y; I/; however, the family fOY .y1 ; : : : ; yk ; n1 / W k; n 2 N and y1 ; : : : ; yk 2 Y g
is a local base at 0Y in Cp .Y; I/. For any points y1 ; : : : ; yk 2 Y and " > 0 let
HY .y1 ; : : : ; yk ; "/ D ff 2 Cp .Y; I/ W jfQ.yi /j " for all i kg.
Consider, for every point x D .x1 ; : : : ; xn / 2 X n , the set
1
1
'n .x/ D fy 2 Y W .OX .x1 ; : : : ; xn ; // HY .y; /g:
n
2
Our first observation is that
(1) the set 'n .x/ is finite and contained in Y for any x 2 X n .
To prove (1) recall that the map is open, so there are y1 ; : : : ; ym 2 Y and " > 0
such that .OX .x1 ; : : : ; xn ; n1 // OY .y1 ; : : : ; ym ; "/. If y 2 Y nfy1 ; : : : ; ym g then
there exists a function g 2 Cp .Y; I/ such that g.y/
Q
D 1 and g.yi / D 0 for each
i m. Pick a function f 2 OX .x1 ; : : : ; xn ; n1 / with .f / D g. It follows from
g HY .y; 12 / that .OX .x1 ; : : : ; xn ; n1 // is not contained in HY .y; 12 / and hence
y 'n .x/. Thus 'n .x/ fy1 ; : : : ; ym g is a finite subset of Y , so (1) is proved.
To see that the map 'n W X n ! exp.Y / is upper semicontinuous fix a set U 2
.Y / and x D .x1 ; : : : ; xn / 2 X n with 'n .x/ U . Choose U 0 2 .Y / such
that U 0 \ Y D U . For any y 2 Y nU 0 we have y 'n .x/, so there is a function
fy 2 OX .x1 ; : : : ; xn ; n1 / such that j.fy /.y/j > 12 ; let gy D .fy / and Fy D
T
.gQ y /1 . 12 ; 12
/. Since y Fy for any y 2 Y nU 0 , the set fFy W y 2 Y nU 0 g
is contained in U 0 . By Fact 1 of S.326, there are y1 ; : : : ; yk 2 U nU 0 such that
Fy1 \ : : : \ Fyk U 0 .
The set Wx D fz D .z1 ; : : : ; zn / 2 X n WSjfyi .zi /j < n1 for any i kg is an open
neighborhood of x in X n ; we claim that f'n .z/ W z 2 Wx g U . Indeed, take
110
111
112
113
114
115
such that the sequence fali W i 2 !g converges to a point al 2 'm;n .y/ for any
l p. Given distinct numbers l; l 0 2 f1; : : : ; pg we have X .ali ; ali 0 / q1 for any
i 2 !; this, evidently, implies that X .al ; al 0 / q1 and hence the set fa1 ; : : : ; ap g
'm;n .y/ witnesses that the point y belongs to K.p; q/. This proves that every set
K.p; q/ is closed in a G -set DY .k; m; n/, so it is a G -set
S in Y as well. Now, it
follows from the equality EY .k; m; n; p; q/ D K.p; q/n. fK.p C 1; r/ W r 2 Ng/
that EY .k; m; n; p; q/ is a G -subset of Y .
To finally see that the map ' D 'm;n jEY .k; m; n; p; q/ is lower semicontinuous
let E D EY .k; m; n; p; q/ and fix a set U 2 .X / such that '.y/ \ U ; for some
y 2 E. It suffices to show that there is a set V 2 .y; E/ such that '.z/ \ U ;
for any z 2 V . If such a set V does not exist then it is easy to find a sequence
S D fyi W i 2 !g E such that S ! y and '.yi /\U D ; for any i 2 !. Using the
observation in the third paragraph of this proof we can pass to a subsequence of S if
necessary to be able to assume, without loss of generality, that '.yi / D fzi1 ; : : : ; zip g
for every i 2 ! and the sequence fzil W i 2 !g is convergent to a point zl 2 '.y/nU
for any l p. Given distinct numbers l; l 0 2 f1; : : : ; pg we have X .zil ; zil 0 / q1
for any i 2 !; this, evidently, implies that X .zl ; zl 0 / q1 and hence zl zl 0 .
Thus the set fz1 ; : : : ; zp g '.y/nU has cardinality p; since also '.y/ \ U ;,
we conclude that j'.y/j p C 1 which is a contradiction. Therefore the map ' is
lower semicontinuous and Fact 7 is proved.
Fact 8. Fix m; n 2 N; we will need the set DX .1; m; n/ D CX .1; m; n/; if k > 1
then let DX .k; m; n/ D CX .k; m; n/nCX .k 1; m; n/. Now fix k 2SN and define
a map m;n W DX .k; m; n/ ! exp.Y / by the equality m;n .x/ D
EX .x; m; n/
for all x 2 DX .k; m; n/. Next, for any p; q 2 N such that p k consider the set
EX .k; m; n; p; q/ D fy 2 DX .k; m; n/ W jm;n .x/j D p and Y .y; y 0 / q1 for
distinct y; y 0 2 m;n .x/g. Then every EX .k; m; n; p; q/ is a G -subset of X and the
map m;n jEX .k; m; n; p; q/ W EX .k; m; n; p; q/ ! Y
p is lower semicontinuous.
Proof. Left as an exercise to the reader; one only needs to substitute the notions we
used for Y by their analogues for X and vice versa.
Fact 9. If k; m 2 N and y 2 DY .k; m; 1/ then there are numbers l; s 2 N and a
point x 2 'm;1 .y/ \ DX .s; l; m C 1/ such that y 2 l;mC1 .x/.
Proof. Assume the contrary; by definition of
S'm;1 we can find a set A 'm;1 .y/
such that .OX .A; m// GY .y; 1/. Since fCX .p; q; m C 1/ W p; q 2 Ng D X
by Fact 5, for each x 2 A there are p; qx 2 N with x 2 CX .p; qx ; m C 1/. If px D
nnfp 2 N W x 2 CX .p; qx ; m C 1/g S
then x 2 DX .px ; qx ; m C 1/.
By our assumption, y P D fqx ;mC1 .x/ W x 2 Ag, so we can take f 2
Cp .Y / such that f .y/ D 2 and f jP 0. Every qx ;mC1 .x/ contains a set Bx such
that 1 .OY .Bx ; qx // GX .x; m C 1/. It is evident that f 2 OY .Bx ; qx / for any
1
x 2 A, so j 1 .f /.x/j mC1
< m1 which shows that g D 1 .f / 2 OX .A; m/
and therefore f D .g/ 2 GY .y; 1/, i.e., jf .y/j 1 which is a contradiction. As
a consequence, y 2 qx ;mC1 .x/ for some x 2 'm;1 .y/ \ DX .px ; qx ; m C 1/, so the
numbers s D px and l D qx are as promised. Fact 9 is proved.
116
S
Returning to our solution observe that Y D k;m2N CY .k;
Sm; 1/ by Fact 5; it
follows from the definition of the sets DY .k; m; S
1/ that Y D k;m2N DY .k; m; 1/.
Another easy observation is that DY .k; m; 1/ D fEY .k; m; 1; p; q/ W p k; q 2
Ng which shows that Y is a countable union of its G -subspaces EY .k; m; 1; p; q/,
so it suffices to show that every set EY .k; m; 1; p; q/ is a countable union of
subspaces homeomorphic to their respective G -subspaces of X . To that end fix
k; m; p; q 2 N with k p.
S
Apply Fact 7 and Fact 2 to see that EY .k; m; 1; p; q/ D r2N Gr where every Gr
is open in EY .k; m; 1; p; q/ (and hence is a G -subset of Y ) and there are continuous
functions f1 ; : : : ; fp W Gr ! X such that 'm;1 .y/ D ff1 .y/; : : : ; fp .y/g for any
point y 2 Gr . It suffices to show that every Gr is a countable union of its G -subsets
which are homeomorphic to their respective G -subspaces of X , so we fix r 2 N
and f1 ; : : : ; fp as above.
S
0
0
Analogously, X D fEX .k 0 ; m0 ; mC1; p 0 ; q 0 / W k 0 ; m0 ; p 0 ; q 0 2 N;
S p k g, so
we can apply Fact 2 and Fact 7 again to convince ourselves that X D fHs W s 2 Ng
where every Hs is a G -subset of X , contained in some EX .k 0 ; m0 ; m C 1; p 0 ; q 0 /,
for which there exist continuous maps g1s ; : : : ; glss W Hs ! Y such that ls D p 0 and
m0 ;mC1 .x/ D fg1s .x/; : : : ; glss .x/g for any x 2 Hs .
Applying Fact 9 we conclude that
(3) for any y 2 Gr with fi .y/ 2 Hsi for all i p there exist i p and j lsi
such that gjsi .fi .y// D y.
Given any D .s1 ; : : : ; sp / 2 Np the set Gr
D fy 2 GS
r W fi .y/ 2 Hsi for
each i pg is a G -subspace of Y ; it is evident that Gr D fGr
W 2 Np g
and hence again it suffices to show that every set Gr
is the countable union of its
G -subsets which are homeomorphic to their respective G -subspaces of X , so we
fix an arbitrary D .s1 ; : : : ; sp / 2 Np .
S
S
The property (3) implies that Gr
D ip j ls fy 2 Gr
W gjsi .fi .y// D
i
yg; every set Q.i; j / D fy 2 Gr
W gjsi .fi .y// D yg is a G -subset of Y being
closed in Gr
; therefore Q.i; j / is homeomorphic to a G -subspace of X by
Fact 1. This completes the desired representation of Y as the countable union of
its G -subspaces each one of which is homeomorphic to a G -subspace of X .
V.081.S Let X and Y be metrizable spaces such that Cp .X / ' Cp .Y /. Prove that
Y D fYn W n 2 !g, where each Yn is a G -subspace of Y , homeomorphic to some
G -subspace of X .
Solution. For any set P denote by Fin.P / the family of all finite subsets of P ; if
n 2 N then P
n D fB P W jBj D ng. If A is a finite subset of Z and n 2 N then
OZ .A; n/ D ff 2 Cp .Z/ W jf .x/j < n1 for any x 2 Ag. For all z 2 Z and n 2 N
let GZ .z; n/ D ff 2 Cp .Z/ W jf .z/j n1 g.
Choose metrics X and Y which generate the topologies of the spaces X and
Y respectively; the spaces Cp .X / and Cp .Y / being homogeneous, it is easy to
convince ourselves that there exists a homeomorphism W Cp .X / ! Cp .Y / such
that .0X / D 0Y . Fix m; n 2 N and consider, for every point y 2 Y , the family
FY .y; m; n/ D fA 2 Fin.X / W .OX .A; m// GY .y; n/g; if FY .y; m; n/ ;
117
then we can define am;n .y/ D nnfjAj W A 2 FY .y; m; n/g. Likewise, for all x 2 X
let FX .x; m; n/ D fB 2 Fin.Y / W 1 .OY .B; m// GX .x; n/g; if FX .x; m; n/
; then let bm;n .x/ D nnfjBj W B 2 FX .x; m; n/g. In what follows, when we deal
with am;n .y/ and/or bm;n .x/ we assume, without mentioning it explicitly, that the
respective family FY .y; m; n/ and/or FX .x; m; n/ is nonempty.
Observe that OX .;; m/ D Cp .X / and hence .OX .;; m// D Cp .Y / 6 G.y; n/
for any y 2 Y ; this shows that if FY .y; m; n/ ; then all elements of the family
FY .y; m; n/ are nonempty and hence am;n .y/ 2 N for all m; n 2 N; let
EY .y; m; n/ D fA 2 FY .y; m; n/ W jAj D am;n .y/g:
The same reasoning demonstrates that if FX .x; m; n/ ; then all elements of
FX .x; m; n/ are nonempty; let EX .x; m; n/ D fB 2 FX .x; m; n/ W jBj D bm;n .x/g.
Fact 1. Suppose that m; n; k 2 N and a sequence fyi W i 2 !g Y converges to
a point y 2 Y . If Ai 2 FY .yi ; m; n/ and jAi j D k for any i 2 ! then there is
a subsequence fAij W j 2 !g of the sequence A D fAi W i 2 !g and a number
j
j
q k for which we can choose a faithful enumeration fa1 ; : : : ; ak g of every set Aij
j
in such a way that the sequence fap W j 2 !g converges to a point xp 2 X for all
p q and A D fx1 ; : : : ; xq g 2 FY .y; m; n/.
Proof. We will pass several times to a subsequence of the sequence A D fAi W
i 2 !g; since our aim is to find a certain subsequence of A, at each step we will
identify the obtained subsequence with A considering that all elements of A have
the property we have found in a subsequence.
The first step is to use Fact 2 of U.337 to choose a subsequence A0 A for
which there is a set D D fd1 ; : : : ; dr g X such that A \ A0 D D for distinct
A; A0 2 A0 (observe that it is possible that r D 0 in which case D D ;). According
to the above-mentioned politics we can consider that, for any i 2 !, we have Ai D
i
fd1 ; : : : ; dr ; a1i ; : : : ; akr
g and the family fAi nD W i 2 !g is disjoint.
An evident property of metric spaces is that any sequence contains either a
convergent subsequence or a closed discrete subspace. This makes it possible to
pass to a subsequence of A once more to guarantee that, for any j 2 f1; : : : ; k rg,
the sequence Sj D faji W i 2 !g is either convergent or constitutes a closed discrete
subspace of X . If Sj is convergent then denote by xj its limit. Renumbering every
i
i
Ai if necessary we can assume that Ai D fd1 ; : : : ; dr ; a1i ; : : : ; ali ; alC1
; : : : ; akr
g
i
while the set Q D falCj W i 2 !; 1 j k r lg is closed and discrete in X
and the sequence Sj converges to xj for any j 2 f1; : : : ; lg.
It turns out that the set B D fd1 ; : : : ; dr ; x1 ; : : : ; xl g belongs to FY .y; m; n/.
To prove this assume toward a contradiction that there is a function f 2 Cp .X /
such that f .B/ . m1 ; m1 / and j.f /.y/j > n1 . By continuity of there is a finite
set E B and > 0 such that,
(1) for any g 2 Cp .X /, if jg.x/ f .x/j < for all x 2 E then j.g/.y/j > n1 .
118
119
120
121
S
Analogously, X D fEX .k 0 ; m0 ; m C 1; p 0 ; q 0 / W k 0 ; m0 ; p 0 ; q 0 2 N; p 0
k 0 g, soS
we can apply Fact 5 and Fact 2 of V.080 again to convince ourselves that
X D fHs W s 2 Ng where every Hs is a G -subset of X , contained in some
EX .k 0 ; m0 ; mC1; p 0 ; q 0 /, for which there exist continuous maps g1s ; : : : ; glss W Hs !
Y such that ls D p 0 and m0 ;mC1 .x/ D fg1s .x/; : : : ; glss .x/g for any x 2 Hs .
Applying Fact 7 we conclude that
(3) for any y 2 Gr with fi .y/ 2 Hsi for all i p there exist i p and j lsi
such that gjsi .fi .y// D y.
Given any D .s1 ; : : : ; sp / 2 Np the set Gr
D fy 2 GS
r W fi .y/ 2 Hsi for
each i pg is a G -subspace of Y ; it is evident that Gr D fGr
W 2 Np g
and hence again it suffices to show that every set Gr
is the countable union of its
G -subsets which are homeomorphic to their respective G -subspaces of X , so we
fix an arbitrary D .s1 ; : : : ; sp / 2 Np .
S
S
The property (3) implies that Gr
D ip j ls fy 2 Gr
W gjsi .fi .y// D
i
yg; every set Q.i; j / D fy 2 Gr
W gjsi .fi .y// D yg is a G -subset of Y being
closed in Gr
; therefore Q.i; j / is homeomorphic to a G -subspace of X by Fact 1
of V.080. This completes the desired representation of Y as the countable union of
its G -subspaces each one of which is homeomorphic to a G -subspace of X .
V.082. Let X and Y be metrizable t -equivalent spaces. Prove that X is a countable
union of zero-dimensional subspaces if and only if so is Y .
Solution. Say that a space Z belongs to the class P if Z is the countable union of
its zero-dimensional subspaces. Since every subspace of a zero-dimensional space
is zero-dimensional, we conclude that
(1) if Z 2 P then each Y Z also belongs to P.
Suppose that X is the countable union of its zero-dimensional subspaces, i.e.,
X 2 P. By Problem
S 080, there exists a family F D fYn W n 2 !g of subspaces of
Y such that Y D F and every Yn is homeomorphic to a subspace of X . Apply
(1) to see that Yn 2 P for any n 2 !; the class P is, evidently, -additive, so
Y 2 P. Analogously, if Y 2 P then X 2 P, so X is the countable union of its
zero-dimensional subspaces if and only if so is Y .
V.083. Let X and Y be metrizable t -equivalent spaces. Prove that X is a countable
its Cech-complete
subspaces. Since every G -subspace of a Cech-complete
space is
Cech-complete
(see TFS-260), we conclude that
(1) if Z 2 P then each G -subspace Y Z also belongs to P.
122
Apply (1) to see that Yn 2 P for any n 2 !; the class P is, evidently, -additive,
so Y 2 P. Analogously, if Y 2 P then X 2 P, so X is the countable union of its
Cech-complete
subspaces if and only if so is Y .
V.084. Suppose that fa0 ; : : : ; am g Rn is an independent set. Prove that
(i) the simplex S D a0 ; : : : ; am
is a compact subset of Rn ;
(ii) any two m-dimensional simplexes are homeomorphic;
(iii) the barycentric coordinates are continuous functions from S to 0; 1
.
Solution. Consider the set
m D f D .0 ; : : : ; m / 2 RmC1 W i 0 for all
i m and 0 C : : : C m D 1g. The i -th projection pi W RmC1 ! R defined
by pi ./ D i for any D .0 ; : : : ; m / 2 RmC1 is continuous for any i m; an
easy consequence is that the set
m is closed in RmC1 . Since also 0 i 1 for
any D .0 ; : : : ; m / 2
m and i m, we have
m ImC1 , so
m is compact
being closed in the compact space ImC1 .
For any D .0 ; : : : ; m / 2
m let './ D 0 a0 C : : : C m am ; since
Rn is a linear topological space, the map ' W
m ! Rn is continuous. Besides,
S D '.
m /, so S is compact and hence (i) is proved.
Suppose that D .0 ; : : : ; m /, D .0 ; : : : ; m /; ; 2
m and './ D
'./. If 0 2 Rn is the zero vector then .0 0 / a0 C : : : C .m m / am D 0
and .0 0 / C : : : C .m m / D 0 which implies, together with independency
of fa0 ; : : : ; am g, that i D i for every i m, i.e., D ; this shows that the map
' is injective. Since '.
m / D S , the map ' is a homeomorphism, i.e., we proved
that any m-dimensional simplex is homeomorphic to
m ; it follows that any two
m-dimensional simplexes are homeomorphic, so we verified (ii). Finally observe
that if bi W S ! R is the i -th barycentric coordinate function then bi D pi ' 1 , so
every bi is continuous; this settles (iii) and completes our solution.
V.085. Let S be a simplex in Rn and suppose that S0 S1 : : : Sk are distinct
faces of S . Prove that the points fb.S0 /; : : : ; b.Sk /g are independent. Here b.Si / is
the barycenter of the simplex Si for all i k.
Solution. Choose an enumeration fa0 ; : : : ; am g of the vertices of S in such a way
that if T0 D a0 ; : : : ; am
; : : : ; Ti D ai ; : : : ; am
; : : : ; Tm D am
then every simplex
Si is listed in the sequence fT0 ; : : : ; Tm g. Since any subset of an independent set is
independent, it is sufficient to prove that the set fb.T0 /; : : : ; b.Tm /g is independent.
n
Let
P0m 2 R be the zero vector and suppose that we are given 0 ; : : : ; m 2 R such
that iD0 i D 0 and 0 b.T0 / C : : : C m b.Tm / D 0. Recalling that, for any i m,
Pm
Pm
Pm
i
1
we have b.Ti / D miC1
j Di aj , we conclude that
iD0 miC1
j Di aj D 0
1
1
0 C : : : C mC1i
i
which shows that 0 a0 C : : : C m am D 0 where i D mC1
for every i P
m.
1
1
D .mC1/ . mC1
0 /C: : :C.mC1i / . mC1i
i /C: : :Cm
Note that m
Pm iD0 i Pm
and hence iD0 i D iD0 i D 0 which, together with independency of the set
fa0 ; : : : ; am g, implies that i D 0 for each i m. An immediate consequence
is that i D 0 for all i m and hence the set H D fb.T0 /; : : : ; b.Tm /g is
independent. We already saw that this implies that the set fb.S0 /; : : : ; b.Sk /g H
is also independent.
123
b.T
/
which
shows
that
x
2
C
and
is
the
l-th
barycentric
while x D m
l
l
lD0 l
coordinate of the point x for every l m, so (2) is proved.
Now, if x 2 S then choose a permutation P D fai0 ; : : : ; aim g of the set
fa0 ; : : : ; am g such that i0 .x/ i1 .x/ : : : im .x/ and apply (2) to see that
x belongsS
to the simplex C generated
S by P. Since C 2 B.S /, we established
that S B.S / and hence S D B.S /. It is immediate from the definition
of B.S / that if B 2 B.S / then any face of B also belongs to B.S /.
124
125
126
127
of the space RnC1 for every i k, observe that the family M D fvi W i kg has
k C 1 vectors; since k C 1 > n C 1, the family
independent,
P M cannot be linearly
P
so we can choose 0 ; : : : ; k 2 R such that kiD0 i2 0 and kiD0 i vi D 0.
P
P
P
Thus kiD0 i ij D 0 for every j n and hence A D nj D0 kiD0 i ij D 0.
Pn
P
Pk
It is immediate that A D iD0 i . j D0 ij / D kiD0 i D 0 (we used the fact
P
that nj D0 ij D 1 for every i k), so the set fc0 ; : : : ; ck g is not independent; since
only independent sets can span a simplex, we obtained a contradiction which shows
that Fact 1 is proved.
Fact 2. Given an arbitrary simplex S D d0 ; : : : ; dn
and a point x 2 S , denote
by i .x/ the i -th barycentric coordinate of x in S for all i D 0; : : : ; n. Fix a
permutation P D fdi0 ; : : : ; din g of the set fd0 ; : : : ; dn g and consider the simplexes
T0 D di0 ; di1 ; : : : ; din
; : : : ; Tl D dil ; dilC1 ; : : : ; din
; : : : ; Tn D din
. Then the
simplex C D b.T0 /; : : : ; b.Tn /
is contained in S and, for any x 2 C , if 0 ; : : : ; n
1
are the barycentric coordinates of the point x in C then il .x/ D nC1
0 C : : : C
1
for every l n. We will say that the sequence fT0 ; : : : ; Tn g and the simplex
nC1l l
C are generated by the permutation P.
Pn
Proof. Given a point x 2 C there are nonnegative 0 ; : : : ; n such that
iD0 i D 1
P
n
1
and 0 b.T0 / C : : : C n b.Tn / D x. Recalling that b.Tl / D nlC1
d
j Dl ij for any
Pn
P
l
d
D
x;
an
immediate
consequence
is
l n, we conclude that nlD0 nlC1
j Dl ij
1
1
that x D 0 di0 C : : : C n din where l D nC1 0 C : : : C nC1l l for every l n.
P
1
1
0 / C : : : C .n C 1 l/ . nC1l
l / C : : : C n
Note that nlD0 l D .n C 1/ . nC1
Pn
Pn
and hence lD0 l D lD0 l D 1 which shows that l D il .x/ for every l n,
so x 2 S and hence Fact 2 is proved.
Fact 3. Given a simplex S D d0 ; : : : ; dn
and a point x 2 S , denote by i .x/ the
i -th barycentric coordinate of x in S for all i D 0; : : : ; n. If P D fdi0 ; : : : ; din g is
a permutation of the set fd0 ; : : : ; dn g and C is the element of B.S / generated by P
then a point x 2 S belongs to C if and only if i0 .x/ i1 .x/ : : : in .x/.
Proof. If x 2 C then it is easy to see that Fact 1 implies our inequalities. If, on
the other hand, we have a point x 2 S such that i0 .x/ i1 .x/ : : : in .x/
then let 0 D .n C 1/i0 .x/ and l D .n C 1 l/.il .x/ il1
P.x// for any
l 2 f1; : : : ;P
ng. It is easy to check that l 0 for all l n and nlD0 i D 1
while x D nlD0 l b.Tl / which shows that x 2 C and l is the l-th barycentric
coordinate of the point x in C for every l n, so Fact 3 is proved.
Fact 4. Given a simplex S D d0 ; : : : ; dn
and a point x 2 S , denote by i .x/
the i -th barycentric coordinate of x in S for all i D 0; : : : ; n. Take a permutation
P D fdi0 ; : : : ; din g of the set fd0 ; : : : ; dn g and let C be the simplex generated by P.
Then a simplex B is a face of C if and only if there is a set E f0; : : : ; ng such that
B D fx 2 C W il .x/ D il1 .x/ for any l 2 Eg; here i1 .x/ D 0 for any x 2 S .
Proof. Fact 3 shows that C D fx 2 S W i0 .x/ i1 .x/ : : : in .x/g. For
any point x 2 C let 0 .x/; : : : ; n .x/ be the barycentric coordinates of x in C .
128
A set B is a face of C if and only if there exists a set E f0; : : : ; ng such that
B D fx 2 C W l .x/ D 0 for all l 2 Eg. It follows from Fact 2 that 0 .x/ D 0 is
equivalent to i0 .x/ D 0; if l > 0 then l .x/ D 0 is equivalent to il .x/ D il1 .x/.
Therefore B D fx 2 C W il .x/ D il1 .x/ for all l 2 Eg and Fact 4 is proved.
Fact 5. Given a simplex S D d0 ; : : : ; dn
and B 2 B.S / there exists a permutation
P D fdi0 ; : : : ; din g of the set fd0 ; : : : ; dn g such that B is a face of the simplex
generated by P. In particular, every element of B.S / is a face of an n-dimensional
element of B.S /.
Proof. By definition of the family B.S / there exist faces S0 : : : Sk of the
simplex S such that B D b.S0 /; : : : ; b.Sk /
. Take a permutation P D fdi0 ; : : : ; din g
of the set fd0 ; : : : ; dn g such that every simplex Si is listed in the sequence
T0 D di0 ; di1 ; : : : ; din
; : : : ; Tl D dil ; dilC1 ; : : : ; din
; : : : ; Tn D din
:
It is clear that B is a face of the n-dimensional simplex C generated by the
permutation P, so Fact 5 is proved.
Fact 6. For any simplex S , suppose that B 2 B.S / and S 0 is a face of S such that
B \ S 0 ;; then B \ S 0 is a face of B and hence B \ S 0 2 B.S /.
Proof. By Fact 5, there is a permutation P D fdi0 ; : : : ; din g of the set fd0 ; : : : ; dn g
such that B is a face of the simplex C generated by P. By Fact 4 we can find a set
E f0; : : : ng for which B D fx 2 C W il1 .x/ D il .x/ for all l 2 Eg.
There is a set E1 f0; : : : ; ng such that S 0 D fx 2 S W il .x/ D 0 for all l 2
E1 g. If p is the maximal element of E1 then B \ S 0 D fx 2 C W il .x/ D il1 .x/
for all l 2 f0; : : : ; pg [ Eg. Applying Fact 4 again we conclude that B \ S 0 is a face
of C ; any face of C contained in B is, evidently, a face of B, so Fact 6 is proved.
Fact 7. For any simplex S and k 2 N, the family Bk .S / is a simplicial subdivision
of S .
Proof. For k D 1 this was proved in Problem 086. Proceeding inductively,
assume
S
that Bk .S / of S is simplicial. It is immediate from the definition that BkC1 .S / D
S and, for any B 2 BkC1 .S /, all faces of B also belong to BkC1 .S /.
Now, if B1 ; B2 2 BkC1 .S / and B1 \ B2 ; then there are P1 ; P2 2 Bk .S / such
that Bi 2 B.Pi / for each i 2 f1; 2g. If P1 D P2 then B1 \ B2 is a common face of
B1 and B2 by Problem 086. If P1 P2 then P D P1 \ P2 is a common face of
P1 and P2 by the induction hypothesis. It follows from Fact 6 that Bi \ P 2 B.P /
and Bi \ P is a face of Bi for every i D 1; 2. Therefore we can apply Problem 086
once more to see that .B1 \ P / \ .B2 \ P / D B1 \ B2 is a common face of
B1 \ P and B2 \ P . It is clear that the common face of B1 \ P and B2 \ P is also a
common face of B1 \B2 , so we proved that BkC1 .S / is also a simplicial subdivision
of S . Therefore Bk .S / is a simplicial subdivision of S for any k 2 N, i.e., Fact 7 is
proved.
129
Fact 8. If S is a simplex and k 2 N then for any face S 0 of the simplex S and any
P 2 Bk .S /, the set P \ S 0 is a face of P and hence P \ S 0 2 Bk .S 0 /.
Proof. Fact 6 says that our statement is true for k D 1. Proceeding by induction
assume that we proved (6) for any k l and take a simplex P 2 BlC1 .S / and a
face S 0 of the simplex S . There is B 2 Bl .S / such that P 2 B.B/. By the induction
hypothesis, the set B 0 D B \ S 0 is a face of B, so we can apply Fact 6 again to see
that P \ S 0 D P \ B 0 is a face of P . An immediate consequence of Fact 7 is that
P \ S 0 2 BlC1 .S /, so our induction procedure shows that our statement is true for
any k 2 N, i.e., Fact 8 is proved.
Fact 9. Given k 2 N and a simplex S if a simplex B 2 Bk .S / is contained in
an .n 1/-dimensional face of S then there is a unique n-dimensional simplex
C 2 Bk .S / such that B is a face of C .
Proof. For k D 1 this statement was proved in Problem 086. Proceeding inductively
assume that we proved our Fact for all k l and take an .n1/-dimensional simplex
B 2 BlC1 .S / which is contained in an .n 1/-dimensional face S 0 of the simplex
S . By Fact 5, there is an n-dimensional simplex E 2 Bl .S / such that B 2 B.E/.
By Fact 8, the set E 0 D E \ S 0 is a face of E; since B E 0 , it follows from Fact 1
that the dimension of E 0 is at least n 1. Apply Fact 1 again to see that the simplex
E 0 cannot be n-dimensional because S 0 is .n 1/-dimensional and E 0 S 0 .
Therefore E 0 is an .n 1/-dimensional face of E; by the induction hypothesis
it is not a face of any other n-dimensional element of Bl .S /. Since B E 0 , we
can apply Problem 086 to convince ourselves that there is a unique n-dimensional
simplex B 0 2 B.E/ such that B is a face of B 0 . We must show that B cannot be a
face of any other n-dimensional element of BlC1 .S /.
Assume, toward a contradiction, that there exists an n-dimensional simplex C 2
BlC1 .S /nfB 0 g such that B is a face of C . We saw already that C B.E/, so
there is an n-dimensional simplex D 2 Bl .S /nfEg such that C 2 B.D/. As a
consequence, ; B D \ E and hence the simplex D 0 D D \ E is the common
.n 1/-dimensional face of D and E (see Fact 7). Since E 0 is not a face of D, the
simplexes D 0 and E 0 are distinct. We have ; B E 0 \ D 0 , so E 0 \ D 0 is the
common face of E 0 and D 0 by Fact 7. Apply Fact 1 once more to see that E 0 \ D 0
is an .n 1/-dimensional face of both E 0 and D 0 . Since the unique p-dimensional
face of a p-dimensional simplex is the simplex itself, we have D 0 D E 0 which is a
contradiction. Thus B is a face of a unique n-dimensional element of BlC1 .S /, so
the induction step is accomplished and hence Fact 9 is proved.
Fact 10. Given k 2 N and a simplex S if a simplex B 2 Bk .S / is not contained
in any .n 1/-dimensional face of S then there are exactly two n-dimensional
simplexes C1 ; C2 2 Bk .S / such that B is a common face of C1 and C2 .
Proof. For k D 1 this statement was proved in Problem 086. Proceeding inductively
assume that we proved our Fact for all k l and take an .n 1/-dimensional
simplex B 2 BlC1 .S / which is not contained in any .n 1/-dimensional face S 0 of
130
131
132
133
Solution. For any m 2 N denote by 0m the zero point of Rm and let eim 2 Rm
be the point defined by eim .i / D 1 and eim .j / D 0 for all j < m with j i .
m
We
qPconsider the space R with the usual metric dm defined by dm .x; y/ D
m1
m
m
2
iD0 .x.i / y.i // for any points x; y 2 R . Besides, Bm .x; s/ D fy 2 R W
dm .x; y/ < sg is the ball of radius s centered at x.
P
The set Em D fx 2 Rm W x.i / 0 for all i < m and m1
iD0 x.i / 1g
m
is easily seen to be the simplex spanned by the points 0m ; e0m ; : : : ; em1
. For any
m-dimensional simplex S we denote by @S the union of all .mP
1/-dimensional
faces of S . Then @Em D fx 2 Em W x.0/ : : : x.m 1/ D 0 or m1
iD0 x.i / D 1g.
Fact 1. For any m 2 N there exists a homeomorphism h W Em ! Im such that
h.@Em / D @Im .
Proof. Define a point v0 2 Rm by requiring that v0 .i / D 1 for all i < m; the map
f W Rm ! Rm , defined by f .x/ D 2x C v0 for any x 2 Rm , is a homeomorphism.
m
Let I D fx 2 RQ
W 0 x.i / 1 for all i < mg. Then f .I / D Im and, for the set
m1
@I D fx 2 I W iD0 x.i /.x.i / 1/ D 0g, we have f .@I / D @Im . Thus it suffices
to construct a homeomorphism g W E m ! I such that g.@Em / D @I .
The geometric idea of construction of g is very simple: for any point u 2 Rm
with u.i / 0 for all i < m we define g on the ray Ru D ft u W t 2 R; t 0g as
the unique linear map for which g.Au / D Bu where Au and Bu are the intersection
points of Ru with @Em and @I respectively.
P
To do it formally, let s.x/ D
i<m x.i / and m.x/ D maxi<m x.i / for any
x 2 Rm . Now, define g by requiring that g.0m / D 0m and, if x 2 Em nf0m g then
s.x/
g.x/ D m.x/
x. It is trivial that g W Em ! I is a bijection which is continuous
at every point x 2 Em nf0m g and g.@Em / D @I . However, the map g is also
continuous at 0m because g.Bm .0m ; ms // Bm .0m ; s/ for any s > 0. Thus g is
a homeomorphism, so h D f g W Em ! Im is the promised homeomorphism.
Fact 1 is proved.
Fact 2. Given a simplex S D a0 ; : : : ; am
denote by Si the .m 1/-dimensional
face of S with ai Si and let Fi be
S a closed subspace of S such that Fi \Si D ; for
any i m. If, additionally, S D fFi W i 2 f0; : : : ; mgg then F0 \ : : : \ Fm ;.
Proof. Take a face B D ai0 ; : : : ; aik
of the simplex S . If Fi \ B ; then we
must have i 2 fi0 ; : : : ; ik g because otherwise B Si and hence B \ Fi D ;. As
a consequence, B Fi0 [ : : : [ Fik , so we can apply Fact 1 of V.089 to conclude
that F0 \ : : : \ Fm ; and hence Fact 2 is proved.
Fact 3. Given a simplex S D a0 ; : : : ; am
there is no retraction r W S ! @S .
Proof. Suppose that r W S ! @S is a retraction, i.e., r is continuous and r.x/ D x
for any x 2 @S . For any i 2 f0; : : : ; mg denote by Si the .m 1/-dimensional face
of S for which ai Si . It is easy to see that S0 \ : : : \ Sm D ;, so the family
f@S nSi W i mg is an open cover of @S ; since also S0 [ : : : [ Sm D @S , we have
T
1
im .@S nSi / D ;. Let Ui D r .@S nSi / for every i m; then fU0 ; : : : ; Um g is
an open cover of S such that U0 \ : : : \ Um D ;. The map r being a retraction, the
equality Ui \ Si D ; holds for any i m.
134
Apply S
Fact 2 of S.226 to choose a family F0 ; : : : ; Fm of closed subsets of S such
that S D fFi W i mg and Fi Ui for every i m. Thus Fi \Si
TUi \Si D ;
for every i T
m, so we can apply Fact 2 to convince ourselves that im Fi ;
and hence im Ui ;; this contradiction shows that Fact 3 is proved.
Returning to our solution suppose that there is a retraction r W In ! @In . Apply
Fact 1 to find a simplex S and a homeomorphism h W S ! In such that h.@S / D @In .
It is straightforward that r0 D h1 r h W S ! @S is a retraction; this contradiction
with Fact 3 shows that there exists no retraction of In onto @In .
V.091. Given spaces X and Y and functions f; g 2 C.X; Y /, let f g denote
the fact that f and g are homotopic. Prove that is an equivalence relation
on C.X; Y /.
Solution. For any function f 2 C.X; Y / let F .x; t / D f .x/ for any t 2 0; 1
. It
is clear that F W X 0; 1
! Y is continuous; since F .x; 0/ D F .x; 1/ D f .x/
for any x 2 X , we proved that f f .
Now assume that f; g 2 C.X; Y / and f g; there exists a continuous map
F W X 0; 1
! Y such that F .x; 0/ D f .x/ and F .x; 1/ D g.x/ for any x 2 X .
Define a function G W X 0; 1
! Y by the equality G.x; t / D F .x; 1 t / for any
x 2 X and t 2 0; 1
. It is immediate that G is continuous while G.x; 0/ D g.x/
and G.x; 1/ D f .x/ for any x 2 X . Therefore g f .
Finally assume that f; g; h 2 C.X; Y / and f g h. There exists continuous
functions F; G W X 0; 1
! Y such that F .x; 0/ D f .x/; F .x; 1/ D G.x; 0/ D
g.x/ and G.x; 1/ D h.x/ for any x 2 X . Define a map H1 W X 0; 12
! Y by the
formula H1 .x; t / D F .x; 2t / for any x 2 X and t 2 0; 12
. We will also need the
map H2 W X 12 ; 1
! Y defined by H2 .x; t / D G.x; 2t 1/ for any x 2 X and
t 2 12 ; 1
. It is clear that both maps H1 and H2 are continuous.
Observe that H1 .x; 12 / D H2 .x; 12 / D g.x/ for any x 2 X ; this, together with
Fact 2 of T.354 shows that the map H D H1 [ H2 is continuous. Recall that the
map H W X 0; 1
! Y is defined by H.x; t / D H1 .x; t / if x 2 X; t 12
and H.x; t / D H2 .x; t / whenever x 2 X and t 12 . Since H.x; 0/ D f .x/
and H.x; 1/ D G.x; 1/ D h.x/ for any x 2 X , we proved that f h, so being
homotopic is an equivalence relation.
V.092. Given a space X , let f; g W X ! @In be continuous maps such that the
points f .x/ and g.x/ belong to the same face of In for any x 2 X . Prove that f
and g are homotopic.
Solution. Let F .x; t / D .1 t /f .x/ C tg.x/ for any x 2 X and t 2 0; 1
. It is
clear that the map F W X 0; 1
! Rn is continuous while F .x; 0/ D f .x/ and
F .x; 1/ D g.x/ for any x 2 X . Now, if x 2 X then there is a face B of In such that
ff .x/; g.x/g B. Therefore there is i < n such that either f .x/.i / D g.x/.i / D 1
or f .x/.i / D g.x/.i / D 1. In both cases
F .x; t /.i / D .1 t /f .x/.i / C tg.x/.i / D f .x/.i /.1 t C t / D f .x/.i /
135
136
x
jxjmC1
Proof. It is clear that the map ' is continuous and '.Bm / S m . If y 2 S m then t D
maxfjy.i /j W i mg > 0 and the point x D yt belongs to Bm . It is straightforward
that '.x/ D y, so ' is an onto map.
jx j
If x0 ; x1 2 Bm and '.x0 / D '.x1 / then x1 D tx0 where t D jx10 jmC1
. Assume
mC1
first that t < 1; since jx0 .i /j 1, we have jtx0 .i /j < 1 for all i m. Therefore
tx0 Bm and hence tx0 x1 . If t > 1 then take a coordinate i m such that
jx0 .i /j D 1; then jtx0 .i /j > 1 and hence tx0 Bm which shows that x1 tx0 . This
proves that t D 1 and therefore x0 D x1 , i.e., ' is a bijection; the space Bm being
compact, ' is a homeomorphism, so Fact 1 is proved.
T
Returning to our solution assume that fCi W i < ng D ; and fix any i < n.
Take disjoint sets Ui ; Vi 2 .In / such that Fi Ui ; Gi Vi and In n.Ui [Vi / D Ci .
The space In being metrizable we can choose continuous functions ai and bi from In
to I D 0; 1
such that Fi D ai1 .0/ and In nUi D bi1 .0/. Analogously, there exist
continuous functions ci ; di W In ! I such that Gi D ci1 .0/ and In nVi D di1 .0/.
di
i
ai bCb
is continuous, gi W In ! I
It is easy to check that the function gi D ci Cd
i
i
1
while gi .Fi / D f1g and gi .Gi / D f1g; besides, gi .0/ D Ci . Let g.x/.i / D
gi .x/ for any i < n and x 2 In ; then the function g W In ! In is continuous being
the diagonal product of continuous functions g0 ; : : : ; gn1 . It is straightforward that
(1) g.Fi / Fi and g.Gi / Gi for any i < n.
For any x 2 In nfun g let m.x/ D maxfjx.0/j; : : : ; jx.n 1/jg; then the point
x
p.x/ D m.x/
is well defined and belongs to Bn1 . It is evident that the map p W
n
I nfun g ! Bn1 is continuous. If g.x/TD un for some x 2 In then gi .x/ D 0 and
hence x 2 Ci for any i < n, i.e., x 2 i<n Ci which is a contradiction. Therefore
g.In / In nfun g and hence D p g W In ! Bn1 is a continuous map. The
function p being an identity on Bn1 , it follows from (1) that
(2) .Fi / Fi and .Gi / Gi for any i < n.
137
Let id W Bn1 ! Bn1 be the identity map, i.e., id.x/ D x for any point
x 2 Bn1 . It follows from (2) that h D jBn1 W Bn1 ! Bn1 ; apply Problem 092
to see that the maps id and h are homotopic. For any m 2 N the spaces S m and Bm
are homeomorphic by Fact 1, so Mushroom lemma (Problem 093) is applicable for
the respective maps into Bm . Since W In ! Bn1 is a continuous extension of h,
we can apply Problem 093 to the maps h and id to conclude that there exists a map
r W In ! Bn1 such that rjBn1 D id, i.e., r is a retraction of In onto Bn1 ; this
contradiction with Problem 090 shows that our solution is complete.
V.095. For each i 2 !, consider the subsets Fi D fx 2 I! W x.i / D 1g and
Gi D fx 2 I! W T
x.i / D 1g of the cube I! . Prove that, if Ci is any partition between
Fi and Gi then fCi W i 2 !g ;.
Solution. For any m 2 ! let m W I! ! Im be the projection of I! onto its face Im .
Say that a set U I! is standard if there is m 2 ! and a set V 2 .Im / such that
m1 .V / D U ; inTthis case let j.U / D m.
AssumeTthat i<! Ci D ;; it follows from compactness of I! that there is m 2 !
such that fCi W i < mg D ;. Thus fI! nCi W i < mg is an open cover of the
space I! . The standard sets form a base in I! , so we can choose, for any x 2 I! a
!
!
standard set
x I nCi for some i < m. Fix a finite set A I
SOx 3 x such that O
!
for which fOx W x 2 Ag D I .P
It is easy to see that, for n D fj.Ox / W x 2 Ag C m, we have
T
(1) fCi W i < ng D ; and n1 .n .Ox // D Ox for any x 2 A.
Consider the sets Fi0 D fx 2 In W x.i / D 1g and Gi0 D fx 2 In W x.i / D 1g
for every i < n. It turns out that
(2) the set Di D n .Ci / is a partition between Fi0 and Gi0 for any i < n.
To prove this, fix a number i < n and choose disjoint sets Ui ; Vi 2 .I! / such
that Fi Ui ; Gi Vi and I! n.Ui [ Vi / D Ci . The map n being closed the sets
Ui0 D In nn .I! nUi / and Vi0 D In nn .I! nVi / are open in In ; it is straightforward
that Ui0 \ Vi0 D ; while Fi0 Ui0 and Gi0 Vi0 . Given a point x 2 In nDi , the space
n1 .x/ Ui [ Vi is connected because n1 .x/ ' I!nn (see Fact 1 of U.493), so
n1 .x/ cannot meet both sets Ui and Vi ; thus either n1 .x/ Ui or n1 .x/ Vi .
This shows that x 2 Ui0 [ Vi0 , i.e., In n.Ui0 [ Vi0 / D Di , so (2) is proved.
Given a point y 2 In take any z 2 I! such that n .z/ D y. There is x 2 A
such that z 2 Ox ; pick i < n for which Ox I! nCi . It follows fromT(1) that
n1 .y/ D n1 .n .z// Ox I! nCi and hence y Di . Therefore
y i<n Di ;
T
the point y 2 In was chosen arbitrarily, so we proved that i<n Di D ;. Since Di
is a partition in the cube In between its faces Fi0 and Gi0 for any i < n, we obtained
a contradiction with Problem 094.
V.096. Prove that, for any n 2 N, the space In is the finite union of its zerodimensional subspaces.
Solution. Let Z0 D Q \ I and Z1 D InZ0 . It is clear that Z0 and Z1 are zerodimensional
Q subspaces of I such that I D Z0 [ Z1 . Now if n > 1 then consider the
set P D fZ.i/ W i < ng for any 2 Dn . Every space P is zero-dimensional by
138
S
SFFS-302; it is straightforward that In D fP W 2 Dn g, so fP W 2 Dn g is a
finite family of zero-dimensional subspaces of In whose union is In .
V.097. Prove that, for any n 2 N, the space In cannot be represented as the union
of n-many of its zero-dimensional subspaces.
Solution. A space is cosmic if has a countable network. Given a space X we say
that sets A; B X are separated in X if A \ B D A \ B D ;.
Fact 1. Suppose that X is a cosmic space such that X nfag is zero-dimensional for
some point a 2 X . Then X is zero-dimensional. In other words, adding a point to a
cosmic zero-dimensional space gives a zero-dimensional space.
Proof. Since .a;
T X / nw.X / D !, there exists a family fUn W n 2 !g .a; X /
such that fag D fUn W n 2 !g. It follows from hl.X nfag/ D ! that any subspace
of X nfag is strongly zero-dimensional (see SFFS-301 and SFFS-306); this implies
that the set Fn D X nUn X nfag is closed in X and strongly zero-dimensional for
any n 2 !. The family F D ffagg[fFn W n 2 !g is countable and consists of
Sclosed
strongly zero-dimensional subsets of X ; the space X is normal and X D F, so
we can apply SFFS-311 to conclude that X is strongly zero-dimensional and hence
zero-dimensional. Fact 1 is proved.
Fact 2. Suppose that X is a second countable space and F; G X are disjoint
closed subsets of X . Then, for any zero-dimensional Z X , there is a partition C
between the sets F and G such that C \ Z D ;.
Proof. Observe first that
(1) there exists a second countable compact space K and an embedding e W X ! K
for which e.F / \ e.G/ D ;.
Indeed, the space X is normal, so there is a continuous function f W X ! I such
that f .F / f0g and f .G/ f1g. If ' W X ! I! is an arbitrary embedding
then the map e D '
f W X ! K D I! I is still an embedding such that
g.F / \ g.G/ D ;.
To simplify the notation we will identify X and e.X /; thus X K and the sets
F 0 D F and G 0 D G are disjoint (the bar denotes the closure in K). Call a set
U 2 .K/ adequate if U \ Z D U \ Z and, in particular, the set U \ Z is
clopen in Z. We claim that
(2) adequate sets form a base in K.
To prove it fix a point x 2 K and U 2 .x; K/. Since fxg[Z is zero-dimensional
by Fact 1, there is a clopen subset A of the space fxg [ Z such that x 2 A
U \ .fxg [ Z/. The sets A and B D ZnA are disjoint and clopen in fxg [ Z; an
easy consequence is that they are separated in K.
Apply Fact 1 of S.291 to find disjoint sets VA ; VB 2 .K/ such that A VA
and B VB . We leave to the reader a simple verification of the fact that the set
V D VA \ U is adequate; since also x 2 V U , the property (2) is proved.
139
Now apply (2) to find, for any point x 2 F 0 , an adequate set Ox 2 .x; K/ such
0
D ;. The set F 0 being compact, there is a finite P F 0 for which
that O x \ GS
0
F O D fOx W x 2 P g. It is evident that O is adequate so C 0 D OnO is a
closed set such that C 0 \ Z D ;. The sets O F 0 and W D KnO witness that C 0
is a partition between F 0 and G 0 ; an immediate consequence is that C D C 0 \ X is
the promised partition in X between the sets F and G. Fact 2 is proved.
S
Returning to our solution assume that In D fZi W i < ng and every Zi is zerodimensional. The faces Fi D fx 2 In W x.i / D 1g and Gi D fx 2 In W x.i / D 1g
are disjoint and closed in In ; by Fact 2 there is a partition CiTbetween the sets Fi
and Gi such that Ci \ Zi D ; for any i < n. The set C D i<n Ci is nonempty
by Problem 094 and C \ Zi D ; for any i < n; therefore no point of C belongs to
S
fZi W i < ng D In . This contradiction shows that the above representation of In
is impossible and hence our solution is complete.
V.098. Prove that the cube I! cannot be represented as the countable union of
its zero-dimensional subspaces. ProveS(in ZFC) that there exist zero-dimensional
spaces fX W < !1 g such that I! D fX W < !1 g.
S
Solution. Assume that I! D fZi W i < !g and every Zi is zero-dimensional.
The faces Fi D fx 2 I! W x.i / D 1g and Gi D fx 2 I! W x.i / D 1g are disjoint
and closed in I! ; by Fact 2 of V.097 there is a partition CiTbetween the sets Fi and
Gi such that Ci \ Zi D ; for any i < !. The set C D i<! Ci is nonempty by
Problem 095 and C \ Zi D ; for any i < !; therefore no point of C belongs to
S
fZi W i < !g D I! . This contradiction shows that the above representation of I!
is impossible.
Next observe that jc !1 j D c, so there is a bijection ' W c ! c !1 . Let
A D ' 1 .c fg/ for any < !1 . Then
(1) the family
A D fA W < !1 g is disjoint, consists of nonempty subsets of c
S
and A D c.
It is easy to see that
(2) if Y I and InY is dense in I then Y is zero-dimensional.
Apply Fact 1 of S.480 to find a disjoint family E D fE W S
< cg of subsets of
R such that every E is dense in R. Let H0 D .E0 \ I/ [ .In E/; if 0 < < c
then let H D E \ I.
SThen H D fH W < cg is a disjoint family of dense
subsets of I suchSthat H D I.
Now, if G D fH W 2 A g for any < !1 then it follows from (1)
that S
G D fG W < !1 g is still a family of disjoint dense subsets
of I such
S
that G D I. The property (2) shows that the space P D fG W < g
is zero-dimensional because InP contains a dense set G for any < !1 .
Therefore
(3) the family P DSfP W < !1 g is increasing, consists of zero-dimensional
subsets of I and P D I.
Finally let X D .P /! for every < !1 . Then fX W < !1 g is a family
of zero-dimensional subsets of I! (see SFFS-302). Given a point x 2 I! , for any
140
i 2 !, there is i < !1 with x.i / 2 Pi . If > supfi W i < !gSthen x.i / 2 P for
any i < ! and hence x 2 .P /! D X . This proves that I! D fX W < !1 g, so
our solution is complete.
V.099. Prove that, for any n 2 N, the spaces In and I! are not t -equivalent.
Solution. Take any n 2 N and assume that In is t -equivalent to I! . Since the space
In is representable as the finite union of its zero-dimensional subspaces (see Problem 096), we can apply Problem 082 to conclude that I! is also the countable
union of its zero-dimensional subspaces. This, however, gives a contradiction with
Problem 098 and shows that the spaces In and I! are not t -equivalent.
V.100. Suppose that X is one of the spaces !1 or !1 C 1. Prove that, for any
distinct m; n 2 N, the spaces .Cp .X //n and .Cp .X //m are not homeomorphic. In
particular, X is not t -equivalent to X X .
Solution. Let I D 0; 1
R and P D RnQ; for any set X the map idX W X ! X
is the identity on X , i.e., idX .x/ D x for any x 2 X . Given spaces X and Y , a
map h W X ! Y is called constant if there is a point b 2 Y such that f .x/ D b
for any x 2 X ; if we have maps f; g 2 C.X; Y / then the expression f g says
that f and g are homotopic. Say that spaces X and Y are homotopically equivalent
if there exist maps f W X ! Y and g W Y ! X such that f g idY and
g f idX . If n 2 N say that a space X has the n-partition property if for
any family f.F0 ; G0 /; : : : ; .Fn1 ; Gn1 /g of pairs of disjoint closed subsets of X ,
for
T every i < n, there exists a partition Ci between the sets Fi and Gi such that
fCi W i < ng D ;.
If L is a linear topological space then a family f'1 ; : : : ; 'n g of continuous
linear
P
functionals on L is called independent if, for any a1 ; : : : ; an 2 R with niD1 ai2 0
the functional a1 '1 C : : : C an 'n is not identically zero. A linear subspace L0 L is
said to have codimension n 2 N in L if there is an independent family f'1 ; : : : ; 'n g
of continuous linear functionals on L such that L0 D '11 .0/ \ : : : \ 'n1 .0/. Given
ordinals and the interval ;
consists of the ordinals such that ;
analogously, .; / D f W < < g.
Fact 1. Suppose that we have spaces X; Y; Z and maps f; g; h with f; g 2 C.X; Y /
and h 2 C.Y; Z/. If, additionally, f g then h f h g.
Proof. Let F W X I ! Y be a continuous map such that F .x; 0/ D f .x/ and
F .x; 1/ D g.x/ for any x 2 X . Then G D h F W X I ! Z is a continuous
map such that G.x; 0/ D h.F .x; 0// D .h f /.x/ and G.x; 1/ D h.F .x; 1// D
.h g/.x/ for any x 2 X , i.e., G witnesses that h f and h g are homotopic.
Fact 1 is proved.
Fact 2. Suppose that we have spaces X; Y; Z and maps f; g; h with f; g 2 C.Y; Z/
and h 2 C.X; Y /. If, additionally, f g then f h g h.
Proof. Since f is homotopic to g, we can find a continuous map F W Y I ! Z
such that F .y; 0/ D f .y/ and F .y; 1/ D g.y/ for any y 2 Y . Let H.x; t / D
.h.x/; t / for any x 2 X and t 2 I ; then H W X I ! Y I is a continuous map.
141
142
that F VkC1 V kC1 UkC1 ; it is clear that FkC1 VkC1 V kC1 UkC1 and
V1 [: : :[VkC1 [UkC2 [: : :[Un D X , so our inductive construction can be continued
to obtain a family fV1 ; : : : ; Vn g of cozero subsets of X such that Fi Vi V i Ui
for every i n and V1 [ : : : [ Vn D X . Fact 6 is proved.
Fact 7. Suppose that, for some n 2 !, a normal countably paracompact space X
has the .n C 1/-partition property. Then for any closed set F X and any function
f 2 C.F; S n / there is a continuous map h W X ! S n such that hjF D f .
Proof. Denote by u the zero point of RnC1 , i.e., u.i / D 0 for every i n. As usual,
the set Bn D fx 2 InC1 W jx.i /j D 1 for some i ng is the boundary of the .n C 1/dimensional cube InC1 . Since Bn ' S n by Fact 1 of V.094, it suffices to prove our
Fact replacing S n with Bn , so we consider from now on that f W F ! Bn . For any
i n, let Fi0 D fx 2 Bn W x.i / D 1g and Gi0 D fx 2 Bn W x.i / D 1g; the sets
Fi D f 1 .Fi0 / and Gi D f 1 .Gi0 / are disjoint and closed in F and hence
T in X , so
we can find a partition Ci0 in X between the sets Fi and Gi such that in Ci0 D ;.
For every partition Ci0 take disjoint sets Ui0 ; Vi0 2 .X / such that Fi Ui0 ; Gi Vi0
and X n.Ui0 [ Vi0 / D Ci0 .
The family fU00 ; V00 ; : : : ; Un0 ; Vn0 g is an open cover of the space X . By Fact 6 there
are cozeroS
sets U0 ; V0 ; : : : ; Un ; Vn such that Fi Ui Ui0 ; Gi Vi Vi0 for every
i n and fUi [Vi W i ng D X . Therefore Ci D X n.Ui [Vi / is a zero-set which
is a partition between Fi andTGi for every i n. The family fU0 ; V0 ; : : : ; Un ; Vn g
being a cover of X , we have in Ci D ;.
Fix i n and apply Fact 1 of S.499 and Fact 1 of T.252 to find continuous
functions ai and bi from X to I such that ai .Fi / f0g; ai .X nUi / f1g and
X nUi D bi1 .0/. Analogously, there exist functions ci ; di 2 Cp .X; I / such that
ci .Gi / f0g; ci .X nVi / f1g and X nVi D di1 .0/. It is easy to check that the
di
i
ai bCb
is continuous, gi W X ! I while gi .Fi / f1g and
function gi D ci Cd
i
i
1
gi .Gi / f1g; besides, gi .0/ D Ci .
Let g.x/.i / D gi .x/ for any i n and x 2 X ; then the function g W X ! InC1
is continuous being the diagonal product of continuous functions g0 ; : : : ; gn . It is
straightforward that
./ g.Fi / Fi0 and g.Gi / Gi0 for any i n.
For any x 2 InC1 nfug, let m.x/ D maxfjx.0/j; : : : ; jx.n/jg; then the point
x
p.x/ D m.x/
is well defined and belongs to Bn . It is evident that the mapping
nC1
p W I nfug ! Bn is continuous. If g.x/
T D u for some x 2 X then gi .x/ D 0 and
hence x 2 Ci for any i n, i.e., x 2 in Ci which is a contradiction. Therefore
g.X / InC1 nfug and hence D p g W X ! Bn is a continuous map. The
function p being an identity on Bn , it follows from ./ that
./ .Fi / Fi0 and .Gi / Gi0 for any i n.
S
Given x 2 F , it follows from in .Fi0 [ Gi0 / D Bn that f .x/ 2 Fi0 [ Gi0 for
some i n. If f .x/ 2 Fi0 then x 2 Fi and hence .x/ 2 Fi0 by ./; analogously,
if f .x/ 2 Gi0 then .x/ 2 Gi0 which shows that .x/ and f .x/ belong to the
143
same face of Bn for any x 2 F . Apply Problem 092 to see that the maps f and
jF are homotopic. For any m 2 N the spaces S m and Bm are homeomorphic by
Fact 1 of V.094, so Mushroom lemma (Problem 093) is applicable for the respective
maps into Bm . Since W X ! Bn is a continuous extension of jF , we can apply
Problem 093 to the maps jF and f to conclude that there is a continuous map
h W X ! S n with hjF D f , so Fact 7 is proved.
Fact 8. For any n 2 N both spaces Rn and S n are representable as the union of at
most .n C 1/-many of their zero-dimensional subspaces.
Proof. Consider the set Z.k; m/ D fx 2 Rm W jfi < m W x.i / 2 Pgj D kg for every
m 2 N and k m. We will show that every Z.k; m/ is zero-dimensional. To do this,
fix k m and let H.r1 ; : : : ; rmk ; i1 ; : : : ; imk / D fx 2 Z.k; m/ W x.ij / D rj for
all j m kg for any r1 ; : : : ; rmk 2 Q and distinct i1 ; : : : ; imk 2 f0; : : : ; m 1g.
Every set H.r1 ; : : : ; rmk ; i1 ; : : : ; imk / is zero-dimensional being homeomorphic to Pk . The family H D fH.r1 ; : : : ; rmk ; i1 ; : : : ; imk / W ri 2 Q for each
i S
m k and i1 ; : : : ; imk are distinct elements of f0; : : : ; m 1gg is countable
and H D Z.k; m/. It turns out that every set H D H.r1 ; : : : ; rmk ; i1 ; : : : ; imk /
is closed in Z.k; m/.
Indeed, if x 2 Z.k; m/ is an accumulation point of H then x.ij / D rj for
any j m k. Therefore x.i / 2 P for any i fi1 ; : : : ; imk g which shows
that x 2 H , i.e., H is closed in Z.k; m/. Finally, apply SFFS-311 and SFFS-306
to conclude that Z.k; m/ is zero-dimensional for every k m. We have Rn D
Z.0; n/ [ : : : [ Z.n; n/, so Rn as the union of .n C 1/-many zero-dimensional
subspaces.
Recall that the boundary Bn D fx 2 InC1 W jx.i /j D 1 for some i ng of the
.n C 1/-dimensional cube InC1 is homeomorphic to S n by Fact 1 of V.094, so it
suffices to show that Bn is representable as the union of at most .n C 1/-many of its
zero-dimensional subspaces. Now, RnC1 D Z.0; nC1/[: : :[Z.nC1; nC1/; since
every point of Bn has a rational coordinate (either 1 or 1), the set Bn does not meet
Z.nC1; nC1/ and therefore Bn D .Z.0; nC1/\Bn /[: : :[.Z.n; nC1/\Bn / is the
desired representation of Bn as the union of at most .n C 1/-many zero-dimensional
spaces. Fact 8 is proved.
Fact 9. If n < m then any continuous function f W S n ! S m is homotopic to a
constant map.
P
Proof. Fix a map f 2 C.S n ; S m / and let W D fx 2 RnC1 W niD0 .x.i //2 1g
be the .n C 1/-dimensional ball in RnC1 whose boundary is S n . There are zerodimensional spaces Z0 ; : : : ; ZnC2 such that RnC1 D Z0 [ : : : [ ZnC2 (see Fact 8);
0
every Zi0 D Zi \W is zero-dimensional and W D Z00 [: : :[ZnC2
which shows that
the metrizable space W has the .n C 2/-partition property by Fact 4. This, together
with n C 2 m C 1 implies that W also has .m C 1/-partition property, so we
can apply Fact 7 to the space W , its closed subspace S n and the map f to obtain a
continuous map g W W ! S m such that gjS n D f .
144
145
Fact 12. Assume that P and Q are spaces with the following properties:
S
S
(i) P D fP W < !1 g and Q D fQ W < !1 g;
(ii) the sets P and Q are countable for any < !1 ;
(iii) P P
S and Q Q wheneverS < < !1 ;
(iv) P D fP W < g and Q D fQ W < g if < !1 is a limit ordinal.
Suppose additionally that sets R Cp .P / and S Cp .Q/ are dense in Cp .P /
and Cp .Q/ respectively and there exists a homeomorphism ' W R ! S . Then
the set A D f < !1 W for any f; g 2 R we have f jP D gjP if and only if
'.f /jQ D '.g/jQ g is closed and unbounded in !1 .
Proof. Let p W R ! Cp .P / and q W S ! Cp .Q / be the restriction maps for
any < !1 . Suppose that fn W n 2 !g A and n < nC1 for any n 2 !. Let
D supn2! n and take any f; g 2 R.
Observe that the properties (iii) and (iv) imply that f jP D gjP if and only
if f jPn D gjPn for any n 2 !. By our choice of A this happens if and only if
'.f /jQn D '.g/jQn for any n 2 ! and the last statement is equivalent (due to
(iii) and (iv) again) to '.f /jQ D '.g/jQ . Therefore 2 A, so we proved that
the set A is closed in !1 .
To see that the set A is unbounded take an arbitrary ordinal 2 !1 and let
0 D . Then q0 ' W R ! Cp .Q0 / is a continuous map of R to a second
countable space, so we can apply TFS-299 together with (i) and (iii) to find an
ordinal 0 2 .0 ; !1 / such that p0 .f / D p0 .g/ implies q0 .'.f // D q0 .'.g//
for any f; g 2 R. Analogously, there is an ordinal 1 2 .0 ; !1 / such that the
equality q1 .f / D q1 .g/ implies p0 .' 1 .f // D p0 .' 1 .g// for any f; g 2 S .
Continuing this construction inductively, we obtain sequences fn W n 2 !g and
fn W n 2 !g of countable ordinals with the following properties:
(1) D 0 and n < n < nC1 for any n 2 !;
(2) for any n 2 ! and f; g 2 R, if pn .f / D pn .g/ then qn .'.f // D qn .'.g//;
(3) for any n 2 ! and f; g 2 S , if qnC1 .f / D qnC1 .g/ then pn .' 1 .f // D
pn .' 1 .g//;
It is evident that D supn2! n D supn2! n > ; to prove that 2 A take any
f; g 2 R. If p .f / D p .g/ then pn .f / D pn .g/ and hence we have the equality
qn .'.f // D qn .'.g// (see (2)) for any n 2 !. It follows from the properties
(iii) and (iv) that q .'.f // D q .'.g//.
Now let f0 D '.f /; g0 D '.g/ and assume that q .f0 / D q .g0 /. Then we have
qnC1 .f0 / D qnC1 .g0 / and hence pn .' 1 .f0 // D pn .' 1 .g0 // for any n 2 ! by
(3). Apply (iv) to conclude that p .f / D p .' 1 .f0 // D p .' 1 .g0 // D p .g/,
so p .f / D p .g/ if and only if q .'.f // D q .'.g// and therefore 2 A. This
shows that A is unbounded and finishes the proof of Fact 12.
Fact 13. Assume that R and S are spaces with the following properties:
S
S
(i) R D fR W < !1 g and S D fS W < !1 g;
(ii) R is a separable closed subspace of R and S is a separable closed subspace
of S for any < !1 ;
146
[
[
[
fRn W n 2 !g D
f'.Rn / W n 2 !g
fSn W n 2 !g D S ;
so '.R / S . Analogously, it follows from the properties (4) and (6) that
'.R / D '
[
[
[
fRn W n 2 !g D
f'.Rn / W n 2 !g
fSnC1 W n 2 !g D S ;
147
148
Fact 16. Let L and L0 be linear topological spaces and suppose that K L
and K 0 L0 are linear subspaces of L and L0 respectively. Assume also that K
is of codimension m in L while K 0 is of codimension n in L0 . If there exists a
homeomorphism h W L ! L0 such that h.K/ D K 0 then m D n.
Proof. Since h.LnK/ D L0 nK 0 , the spaces LnK and L0 nK 0 are homeomorphic
and hence homotopically equivalent. By Fact 15, the space LnK is homotopically
equivalent to S m1 while L0 nK 0 is homotopically equivalent to S n1 . By Fact 3, the
spaces S m1 and S n1 are homotopically equivalent so m 1 D n 1 by Fact 11.
This, of course, implies m D n, so Fact 16 is proved.
Returning to our solution let X D !1 and fix distinct m; n 2 N. Since
.Cp .X //k ' Cp .X k/ for any k 2 N, it suffices to show that the spaces
Cp .X n/ and Cp .X m/ are not homeomorphic. Let u and v be the zero functions
on X n and X m respectively. Assume toward a contradiction that there is a
homeomorphism ' W Cp .X n/ ! Cp .X m/. It follows from homogeneity of
the spaces Cp .X n/ and Cp .X m/ that we can assume that '.u/ D v.
Let P D n and Q D m for any < !1 . The families fP W < !1 g
and fQ W < !1 g satisfy the premises of Fact 12 if P D X n and Q D X m,
so there is a closed unbounded A !1 such that,
(8) for any 2 A and f; g 2 Cp .X n/ we have f jP D gjP if and only if
'.f /jQ D '.g/jQ .
For any 2 !1 denote by E the set of functions from Cp .X n/ which are
constant starting from , i.e., E D ff 2 Cp .X n/ W f ..; i // D f ..; i //
for any and i < ng. Analogously, F D ff 2 Cp .X m/ W f ..; i // D
f ..; i // for any and i < mg.
It is straightforward to check that every set E is closed in Cp .X n/ and F is
closed in Cp .X m/; besides,
S E E and F F whenever < < !1 . It
follows
from
TFS-314
that
fE W < !1 g D Cp .X n/ and we have the equality
S
fF W < !1 g D Cp .X m/.
Fix < !1 and let W Cp .X n/ ! Cp .PC1 / be the restriction map. Then
p D jE W E ! Cp .PC1 / is a condensation. For any O1 ; : : : ; Ok 2 .R/ and
x1 ; : : : ; xk 2 X n let x1 ; : : : ; xk I O1 ; : : : ; Ok
D ff 2 Cp .X n/ W f .xi / 2 Oi for
any i kg. The family B D fx1 ; : : : ; xk I O1 ; : : : ; Ok
W k 2 N; x1 ; : : : ; xk 2 X n
and O1 ; : : : ; Ok 2 .R/g is a base in the space Cp .X n/. It is evident that the family
B 0 D fx1 ; : : : ; xk I O1 ; : : : ; Ok
2 B W .; i / 2 fx1 ; : : : ; xk g for any i < ng is also a
base in Cp .X n/.
Observe that, for any U D x1 ; : : : ; xk I O1 ; : : : ; Ok
2 B 0 , the set p .U / is open
in Cp .PC1 / because p .U / D ff 2 Cp .PC1 / W f .xij / 2 Oij ; j D 1; : : : ; lg
where fxi1 ; : : : ; xil g D fx1 ; : : : ; xk g \ PC1 . Thus p is a homeomorphism being
an open condensation (see TFS-155 and Fact 2 of S.491).
This proves that every E is second countable and hence separable. Analogously,
the space
< !1 . We leave it to the reader to check that
S F is separable for anyS
E D fE W < g and F D fF W < g for any limit ordinal . Therefore
we can apply Fact 13 to the families fE W < !1 g and fF W < !1 g to conclude
149
that there exists a closed unbounded set A0 !1 such that '.E / D F for any
2 A0 . The set B D A \ A0 is also closed and unbounded in !1 .
Fix an ordinal 2 B and let C D nnf 2 B W < g; consider the sets L D
fx 2 EC W xjP D ujP g and M D fy 2 FC W yjQ D vjQ g. An immediate
consequence of (8) is that '.L / D M for any 2 B; besides, both L and M are
closed linear subspaces of Cp .X n/ and Cp .X m/ respectively. For any i < n
define a linear functional di W L ! R by the equality di .f / D f .. C ; i // for
any f 2 L . Analogously, let ei .g/ D g.. C ; i // for any i < m and f 2 M .
Then fdi W i < ng and fei W i < mg are independent
of continuous
T families
1
linear functionals
on
L
and
M
respectively;
let
K
D
f.d
/
.0/
W i < ng and
i
T
N D f.ei /1 .0/ W i < mg.
Since n m, we can apply Fact 16 to see that '.K / N and hence either
'.K / 6 N or ' 1 .N / 6 K for any 2 B. Thus either '.K / 6 N or
' 1 .N / 6 K for uncountably many . These two cases being analogous, we
can assume, without loss of generality, that there is an uncountable B 0 B such
that '.K / 6 N for all 2 B 0 . Thus there is a function f 2 K such that
j'.f /.. C ; j //j > 0 for any 2 B 0 .
There exist: " > 0, an uncountable set B 00 B 0 and j < m such that j D j and
j'.f /.. C ; j //j " for any 2 B 00 . Choose a sequence fi W i 2 !g B 00 such
that iC1 > iC for any i 2 !. Since f1
.Rnf0g/ i ; iC
n for any i 2 !,
i
1
the family ffi .Rnf0g/ W i 2 !g is disjoint and hence the sequence ffi W i 2 !g
converges to u in L . Every '.fi / is constant on each !1 fkg starting from iC ,
so if > supfiC W i 2 !g then j'.fi /..; j //j " for every i 2 !. Therefore the
sequence f'.fi / W i 2 !g does not converge to zero which is a contradiction with
continuity of '. Thus the spaces Cp .X n/ and Cp .X m/ are not homeomorphic.
To settle the case when X D !1 C 1 we will first prove that
(9) the space Cp .X / is linearly isomorphic to the subspace D ff 2 Cp .!1 / W
there exists < !1 such that f ./ D 0 for any g of the space Cp .!1 /.
The space !1 C 1 being homeomorphic to 1; !1
it suffices to construct a linear
homeomorphism between and Cp .1; !1
/. To do so take any function f 2
and let .f /./ D f .0/ C f ./ for any 2 1; !1
; then .f / 2 Cp .1; !1
/ and
the map W ! Cp .1; !1
/ is a linear homeomorphism (this is an easy exercise
which is left to the reader), so (9) is proved.
Now assume that there is a homeomorphism W n ! m ; by homogeneity
of n and m we can consider, without loss of generality, that .u/ D v. We
consider that n and m are the respective subsets of Cp .!1 n/ and Cp .!1 m/.
Since is dense in Cp .!1 /, the sets n and m are dense in Cp .!1 n/ and
Cp .!1 m/ respectively. We use the same notation as in the first part of our proof
and, in particular, P D n and Q D m for any < !1 . Since Fact 12
is also applicable to the homeomorphism and the families fP W < !1 g and
fQ W < !1 g, we conclude that there exists a closed unbounded set J !1
such that
150
(10) for any 2 J and f; g 2 n the equality f jP D gjP holds if and only if
.f /jQ D .g/jQ .
Recall that E D ff 2 Cp .!1 n/ W f ..; i // D f ..; i // for any and
i < ng and F Dff 2 Cp .!1 m/ W f ..; i //Df ..; i // for any and i < mg
for every < !1 . We saw that E and F are closed second countable subsets of
Cp .!1 n/ and Cp .!1 m/ respectively; therefore E0 D E \ n and F0 D
F \ m are second countable closed subsets of n and m respectively. It is easy
to check that, for the families fE0 W < !1 g and fF0 W < !1 g, the premises of
Fact 13 are satisfied, so there exists a closed unbounded subset J 0 !1 such that
.E0 / D F0 for all 2 J 0 .
The set J \ J 0 being also closed and unbounded in !1 , we can find a limit
ordinal 2 J \ J 0 . Consider the sets K D ff 2 n W f ..; i // D 0 for all
i < ng and M D fg 2 m W g..; i // D 0 for all i < mg. It is easy to see that K
is a linear subspace of n of codimension n and M is a linear subspace of m of
codimension m. Therefore .K/ M by Fact 16.
Now fix any function f 2 K and let qf ..; i // D f ..; i // for any < . If
then let qf ..; i // D 0 for all i < n. It follows from qf 2 E0 and 2 J 0
that h D .qf / 2 F0 and, in particular, h..; i // D 0 for any i < m. We also have
qf j n D f j n, so 2 J implies that hj m D .f /j m. The ordinal
is a limit while the functions h and .f / are continuous on n; this, evidently,
implies that .f /..; i // D h..; i // D 0 for any i < m and therefore .f / 2 M .
An identical proof shows that 1 .g/ 2 K for any g 2 M , so .K/ D M ; this
contradiction proves that the spaces .Cp .!1 C 1//n and .Cp .!1 C 1//m are not
homeomorphic and hence our solution is complete.
V.101. Prove that a nonempty family B exp.X X / is a base for some uniformity
on X if and only if it has the following properties:
T
(1)
B D
;
(2) for any U 2 B, there is V 2 B such that V 1 U ;
(3) for any U 2 B, there is V 2 B such that V V U ;
(4) if U; V 2 B then there is W 2 B such that W U \ V .
Solution.
T Suppose that .X; U / is a uniform space and B U is a base of U . Then
B by (U1); now if z 2 X 2 n
then there is U 2 U such that z U . Since B
is a base of U , there
T is B 2 B
Twith B U . Therefore z B and hence no point of
X 2 n
belongs to B, i.e., B D
, so we proved that B has (1).
Now, if U 2 B then V 0 D U 1 2 U ; choose V V 0 with V 2 B. Then
1
V .V 0 /1 D U , so (2) is proved. Analogously, if U 2 B then there is V 0 2 U
such that V 0 V 0 U ; choose V V 0 with V 2 B. Then V V V 0 V 0 U
and hence we also have (3).
To see that (4) holds too, assume that U; V 2 B; then U \ V 2 U by (U1), so
there is W 2 B such that W U \ V ; this finishes the proof of necessity.
To establish sufficiency, take a nonempty B exp.X X / with the properties
(1)(4) and consider the family U D fU X X W there is B 2 B such that
151
B T
U g. Given U 2 U , we have U
T B T
for some B 2TB and therefore
U . It is clear that B U , so U B D
and hence U D
.
Next, take any U 2 U and fix B 2 B with B U . The property (2) shows that
there is V 2 B such that V 1 B. This implies that V D .V 1 /1 B 1 U 1
and hence U 1 2 U . Analogously, if U; V 2 U then there are B; C 2 B with
B U and C V . It follows from (4) that we can find a set D 2 B such that
D B \ C U \ V ; thus U \ V 2 U and hence the condition (U1) is satisfied
for the family U .
Given U 2 U and V X X with V U there is B 2 B such that B U ;
then B V and hence V 2 U . This proves that the first part of (U2) holds for U .
Finally, take any U 2 U and pick B 2 B with B U . The property (3) shows
that there is a set V 2 B such that V V B; then V 2 U and V V U , so
(U2) is also fulfilled for U and hence U is a uniformity on X . Our definition of U
implies that B is a base of U , so we established sufficiency and hence our solution
is complete.
V.102. Suppose that a nonempty family S exp.X X / has the following
properties:
T
(1)
S D
;
(2) for any U 2 S, there is V 2 S such that V 1 U ;
(3) for any U 2 S, there is V 2 S such that V V U .
Prove that S is a subbase for some uniformity on X . As a consequence, the union
of any family of uniformities on X is a subbase of some uniformity on X .
Solution. Let B be the family of all finite intersections of the elements of S. Then
B T
; and S
T B. It is clear that
TB for any B 2 B and hence we have
B S D
which shows that B D
.
Take any B 2 B and fix S1 ; : : : ; Sn 2 S such that B D S1 \ : : : \ Sn . It follows
from (2) that there exist T1 ; : : : ; Tn 2 S with Ti1 Si for any i n. Then
C D T1 \ : : : \ Tn 2 B and C 1 D T11 \ : : : \ Tn1 S1 \ : : : \ Sn D B; this
proves that the properties (1) and (2) of Problem 101 are fulfilled for B. It is clear
that U \ V 2 B whenever U; V 2 B, so the condition (4) of Problem 101 is also
satisfied for B.
To prove that the property (3) of Problem 101 holds as well take any B 2 B and
pick S1 ; : : : ; Sn 2 S for which B D S1 \ : : : \ Sn . Our property (3) guarantees
existence of T1 ; : : : ; Tn 2 S such that Ti Ti Si for any i n. The set C D
T1 \ : : : \ Tn belongs to B; if .x; y/ 2 C C then there exists z 2 X such that
.x; z/ 2 C and .z; y/ 2 C . As a consequence, .x; z/ 2 Ti andT.z; y/ 2 Ti , i.e.,
.x; y/ 2 Ti Ti Si for each i n. This proves that .x; y/ 2 in Si D B and
hence C C B, so the condition (3) of Problem 101 is satisfied.
Thus we can apply Problem 101 to the family B to conclude that there is a
uniformity U on X such that B is a base of U ; it is evident that S is a subbase
of U . Finally, observe that our properties (1)(3) are fulfilled for any uniformity and
hence for any union of uniformities. Therefore any union of uniformities on X is a
base of some uniformity of X .
152
153
The point .z; t / 2 Q was taken arbitrarily, so Q U and hence the point
.x; y/ 2 Q U belongs to the interior of U . Thus V Int.U / which shows
that Int.U / 2 U . This proves that open elements of U form a base of U . Now, if
U 2 U then V D Int.U / is open in X X ; it is an easy exercise that V 1 is open in
X X as well. Therefore W D V \ V 1 is an open symmetric element of U with
W U , so open symmetric elements of U also constitute a base of U , i.e., (4) is
proved.
For (5), fix a set A X ; given U 2 U , it follows from (U2) and (4) that there is
a symmetric V 2 U with V U . For any x 2 A, the set V .x/ is a neighborhood
of x by (1), so V .x/ \ A ;. Therefore there is a 2 A with .x; a/ 2 V and hence
.a; x/ 2 V , i.e., x 2 V .a/ U.a/ which shows that
T x 2 U.A/. The point x 2 A
and the set U 2 U were chosen arbitrarily, so A fU.A/ W U 2 U g.
To establish the opposite inclusion take any point x 2 X nA. There is U 2 U with
U.x/ X nA; apply (U2) and (4) to choose a symmetric V 2 U such that V U .
If x 2 V .a/ for some a 2 A then .a; x/ 2 V and hence .x; a/ 2 V ; this implies
a 2 V .x/ while V T
.x/ U.x/ X nA. This contradiction
shows that x V .A/
T
and therefore x fU.A/ W U 2 U g whence A D fU.A/ W U 2 U g, i.e., (5) is
proved.
T
Passing to (6), fix a set B X X and let P D fU B U W U 2 U g.
Given .x; y/ 2 B fix any set U 2 U and apply (4) to choose a symmetric set V 2 U
such that V U . Then V .x/ V .y/ is a neighborhood of .x; y/ (see (1)), so
there is .z; t / 2 .V .x/ V .y// \ B. The set V being symmetric, it follows from
.y; t / 2 V that .t; y/ 2 V which implies, together with .x; z/ 2 V and .z; t / 2 B,
that .x; y/ 2 V B V U B U . This shows that B U B U for any
U 2 U , i.e., B P .
To obtain the opposite inclusion take any point .x; y/ 2 .X X /nB. It follows
from (2) and (U1) that there is U 2 U such that .U.x/ U.y// \ B D ;. Take a
symmetric V 2 U with V U (see (4)). If .x; y/ 2 V B V then there are z; t 2 X
for which .x; z/ 2 V; .z; t / 2 B and .t; y/ 2 V . The set V being symmetric we
have t 2 V .y/ and therefore .z; t / 2 .V .x/ V .y// \ B which is a contradiction.
Thus P B and hence P D B, i.e., (6) is proved.
To prove (7) take any U 2 U and find a set V0 2 U with V0 V0 U . Apply (U2)
again to obtain a set V1 2 U such that V1 V1 V0 . It is easy to see that V1 V1 V1
U . It follows from (4) that there is a symmetric V 2 U with V V1 ; consequently,
V V V V1 V1 V1 U . Now, (6) implies that V V V V U . To see that V
1
is symmetric, it suffices to show that V
V , so assume toward a contradiction
that .x; y/ 2 V and .y; x/ V . It follows from (6) that there is W 0 2 U such
that .y; x/ W 0 V W 0 . Choose a symmetric W 2 U such that W W 0 ; it
is straightforward that R D W V W is a symmetric set for which .x; y/ 2 R
and .y; x/ R; this contradiction shows that G D V is a closed symmetric set
contained in U . Finally, observe that G 2 U because V G and V 2 U . Thus
every U 2 U contains a closed symmetric G 2 U , so closed symmetric elements of
U constitute a base of U ; this proves (7) and makes our solution complete.
154
V.104. Given uniform spaces .X; U / and .Y; V/, prove that every uniformly continuous map f W X ! Y is continuous. In particular, every uniform isomorphism is a
homeomorphism.
Solution. Fix an arbitrary point x 2 X and let y D f .x/. To prove that f is
continuous at x take a set O 2 .y; Y /. There is V 2 V with V .y/ O;
by uniform continuity of f , there exists a set U 2 U such that .x; y/ 2 U
implies .f .x/; f .y// 2 V . The set G D Int.U.x// is open in X and x 2 G
(see Problem 103). If t 2 G then t 2 U.x/ and hence .x; t / 2 U ; consequently,
.y; f .t // 2 V which shows that f .t / 2 V .y/ O. The point t 2 G was chosen
arbitrarily, so f .G/ V .x/ O, i.e., the set G witnesses continuity of the map f
at the point x.
V.105. Suppose
that .Xt ; Ut / is a uniform space for every t 2 T and consider the
Q
set X D t2T Xt . Let pt W X ! Xt be the natural projection for every t 2 T ;
prove that
S
(1) the family S D fpt1 .Ut / W t 2 T g is a subbase of a unique uniformity on X ,
i.e., the uniform product .X; U / of the spaces f.Xt ; Ut / W t 2 T g is well defined;
(2) every map pt W .X; U / ! .Xt ; Ut / is uniformlyQcontinuous;
(3) U coincides with the topology of the product f.Xt ; Ut / W t 2 T g.
Solution. Let
D
.X / be the diagonal of X . Denote by
t the diagonal
.Xt /
of theTspace Xt and let St D pt1 .Ut /; it follows from
.pt pt /1 .
t / that
St for every t 2 T .
Fix t 2 T , a set U 2 St and V 2 Ut such that U D .pt pt /1 .V /. A point
.x; y/ from X X belongs to the set U 1 if and only if .y; x/ 2 U which happens
if and only if .pt .y/; pt .x// 2 V which occurs if and only if .pt .x/; pt .y// 2 V 1 .
This shows that U 1 D .pt pt /1 .V 1 / and hence
T
(i)
St and, for any U 2 St , the set U 1 also belongs to St .
Next, choose a set V 0 2 Ut such that V 0 V 0 V . The set W D .pt pt /1 .V 0 /
belongs to St . If .x; z/ 2 W W then there is y 2 X such that .x; y/ 2 W and
.y; z/ 2 W . This implies that .pt .x/; pt .y// 2 V 0 and .pt .y/; pt .z// 2 V 0 and
therefore .pt .x/; pt .z// 2 V 0 V 0 V . Thus .x; z/ 2 U for any .x; z/ 2 W W ,
i.e., W W U . This proves that
(ii) for any U 2 St there is W 2 St such that W W U .
S
It is straightforward that the family S D t2T St also has the properties (i) and
(ii). Given a point .x; y/ 2 .X X /n
we have x y, so there is t 2 T such
that pt .x/ pt .y/ and hence .pt .x/; pt .y// 2 .Xt Xt /n
t . The family Ut being
a uniformity on Xt , there is V 2 Ut such that .pt .x/; pt .y// V and therefore
.x; y/ .pt pt /1 .V / 2 St S. This implies that
T
(iii) fS W S 2 Sg D
,
so the family S satisfies the premises of Problem 102 and hence there exists a
uniformity for which S is a subbase. The family B of all finite intersections of
155
156
"
"
Cd.x1 ; y1 /C D d.x1 ; y1 /C";
2
2
"
"
Cd.x0 ; y0 /C D d.x0 ; y0 /C";
2
2
which shows that d.x1 ; y1 /d.x0 ; y0 / < " and therefore jd.x1 ; y1 /d.x0 ; y0 /j < ".
We proved that jd.z0 / d.z1 /j < " for any point .z0 ; z1 / 2 V , so the function
d W .X X; V/ ! R is uniformly continuous, i.e., we settled sufficiency.
V.108. Suppose that a sequence fUn W n 2 !g of subsets of X X has the following
properties:
(1) U0 D X X and
Un for any n 2 !;
(2) the set Un is symmetric and UnC1 UnC1 UnC1 Un for any n 2 !.
Prove that there exists a pseudometric d on the set X such that, for any n 2 N,
we have Un f.x; y/ W d.x; y/ 2n g Un1 .
157
1
.x; y/
2
158
If .x; y/ 2 U then .x; y/ D 0, so l.C / 12 .x; y/. If the point .x; y/ does not
belong to U then .x; y/ 2 Un nUnC1 for some n 2 ! and hence .x; y/ D 2n . If
H D f.x; xk /; .xk ; xkC1 /; .xkC1 ; y/g UnC2 then .x; y/ 2 UnC2 UnC2 UnC2
UnC1 (see ./) which is a contradiction. Thus one of the elements of H does not
belong to UnC2 .
If .xk ; xkC1 / UnC2 then l.C / .xk ; xkC1 / 2n1 D 12 .x; y/. In the case
when .x; xk / UnC2 apply the induction hypothesis to the chain C 0 D fx0 ; : : : ; xk g
to see that ak D l.C 0 / 12 .x; xk / 12 2n1 D 2n2 . By our choice of k, we
have l.C / D a 2ak 2n1 D 12 .x; y/. Finally, if .xkC1 ; xm / UnC2 then we
can apply the induction hypothesis to the chain C 00 D fxkC1 ; : : : ; xm g. This gives
1
.xkC1 ; xm / l.C 00 / D l.C / akC1 a2 , so it follows from .xkC1 ; xm /
2
n1
that a2 2n2 , i.e., a 2n1 D 12 .x; y/, so we proved (ii). The leftmost
2
inequality of (i) is an immediate consequence of (ii), so (i) is proved as well.
Given an arbitrary n 2 !, we have .x; y/ 2n for any .x; y/ 2 Un , so
d.x; y/ .x; y/ 2n ; this shows that Un f.x; y/ W d.x; y/ 2n g. Now
if d.x; y/ 2n then .x; y/ 2n1 by the property (i), so .x; y/ 2 Un1 ; this
implies that f.x; y/ W d.x; y/ 2n g Un1 and hence our solution is complete.
V.109. Given a uniform space .X; U / and U 2 U , prove that there is a uniformly
continuous pseudometric on .X; U / such that f.x; y/ 2 X X W .x; y/ < 1g
U.
Solution. We will first prove the following easy statement.
(i) Suppose that A; B; C X X and
A \ B \ C . If B B A and
C C B then C C C A.
To show that (i) holds take a point .x; y/ 2 C C C ; there exist z; t 2 X
such that f.x; z/; .z; t /; .t; y/g C . As a consequence, .x; t / 2 C C B; it
follows from f.t; y/; .y; y/g C that .t; y/ 2 C C B, so f.x; t /; .t; y/g
B and therefore .x; y/ 2 B B A, so (i) is proved.
It follows from Problem 103 that there exists a symmetric set U1 2 U with U1
U . The property (i) and Problem 103 make it possible to construct a sequence
fUn W n 2 Nnf1gg of symmetric elements of U such that UnC1 UnC1 UnC1
Un for any n 2 N. Letting U0 D X X we obtain a sequence fUn W n 2 !g
which satisfies the premises of Problem 108. Thus there exists a pseudometric
d W X X ! 0; C1/ such that
(ii) Un f.x; y/ 2 X X W d.x; y/ 2n g Un1 for any n 2 N.
It is straightforward that D 4d is also a pseudometric on X . If .x; y/ < 1
then d.x; y/ < 14 D 22 , so (ii) shows that .x; y/ 2 U1 U . Therefore we have
the inclusion f.x; y/ 2 X X W d.x; y/ < 1g U .
Finally, take any r > 0 and fix n 2 ! such that 2n2 < r. If .x; y/ 2n then
d.x; y/ 14 2n D 2n2 < r which shows, together with (ii), that
Un f.x; y/ 2 X X W d.x; y/ 2n g f.x; y/ 2 X X W d.x; y/ < rg.
159
160
V.111. Given a metric on a set X and a number r > 0, consider the set Ur D
f.x; y/ 2 X X W .x; y/ < rg. Prove that the family B D fUr W r > 0g forms a
base of some uniformity U on the set X . The uniformity U is called the uniformity
induced by the metric . A uniform space .X; U / is called uniformly metrizable if
U D U for some metric on the set X .
Solution. It is evident that the diagonal
of the space X is contained in every
element of B. If .x; y/ 2 .X
T X /n
then x y and hence r D .x; y/ > 0; it is
clear that .x; y/ Ur , so B D
.
An immediate consequence of the definition is that every Ur is a symmetric
subset of X X . Now if U; V 2 B then U D Ur and V D Us for some positive
numbers r and s. If t D nnfr; sg then U \ V D Ut 2 B, so the properties (1), (2),
and (4) of Problem 101 are fulfilled for B.
To see that the property (3) of Problem 101 also holds for B take any U 2 B; then
U D Ur for some r > 0. The set V D Ur=2 also belongs to B; if f.x; y/; .y; z/g V
then .x; z/ .x; y/C.y; z/ < 2r C 2r D r, so .x; z/ 2 Ur D U . Thus V V U ,
so all conditions (1)(4) of Problem 101 are satisfied for B and hence there exists a
uniformity U such that B is a base of U .
V.112. Prove that a uniform space .X; U / is uniformly metrizable if and only if U
has a countable base.
Solution. Assume that the space .X; U / is uniformly metrizable and hence there
exists a metric such that the family B D fUr W r > 0g is a base for U ; here
Ur D f.x; y/ 2 X X W .x; y/ < rg for any r > 0. The family B0 D fUr W r > 0
and r 2 Qg is countable and it is straightforward that B is a base for U ; this proves
necessity.
Now assume that there exists a countable base B for the uniformity U and let
fBn W n 2 Ng be an enumeration of B. Using Problems 101 and 103 it is easy to
construct by induction a family fUn W n 2 !g of symmetric elements of U with the
following properties:
(i) U0 D X X and Un Bn for each n 2 N;
(ii) UnC1 UnC1 UnC1 Un for any n 2 !.
By Problem 108, there exists a pseudometric d on the set X such that
(iii) Un f.x; y/ W d.x; y/ 2n g Un1 for every n 2 N.
Given distinct x; y 2 X the point .x; y/ does not belong to the diagonal
of the
space X , so there is U 2 U with .x; y/ U . The family B being a base of U we
can find n 2 N for which Bn U and therefore .x; y/ Bn . It follows from (i) that
.x; y/ Un and hence d.x; y/ > 2n1 > 0 by (iii). Thus d is actually a metric on
X ; let us show that U is induced by d .
Let Or D f.x; y/ 2 X X W d.x; y/ < rg for any r > 0; we must prove that the
family O D fOr W r > 0g is a base of U . If r > 0 then there is n 2 ! with 2n < r.
The property (iii) implies that Un f.x; y/ 2 X X W d.x; y/ 2n g Or , so
Or 2 U for any r > 0, i.e., O U .
161
162
Returning to our solution fix a uniform space .X; U / and apply Problem 109 to
construct, for any U 2 U , a uniformly continuous pseudometric dU on the space
.X; U / such that OU D f.x; y/ 2 X X W dU .x; y/ < 1g U . Fact 1 guarantees
us that there exists a metric space .YU ; U / and a map 'U W X ! YU such that
dU .x; y/ D U .'U .x/; 'U .y// for any x; y 2 X and, in particular, 'U is uniformly
continuous if we
Q consider the set Y with the uniformity VU induced by U .
Let Y D
fYU W U 2 U g be the uniform product of the family fYU W
U 2 U g; since every YU is uniformly metrizable, it suffices to construct a uniform
isomorphism of .X; U / onto a subspace of Y . For every x 2 X let '.x/.U / D
'U .x/ for each U 2 U ; then ' W X ! Y is the diagonal product of the family
f'U W U 2 U g.
To show that the map ' W X ! X 0 D '.X / is a uniform isomorphism consider
the natural projection pU W Y ! YU for each U 2 U . It is straightforward that
pU ' D 'U , so the map pU ' is uniformly continuous for every U 2 U . It
follows from Problem 106 that the map ' is uniformly continuous.
Given distinct points x; y 2 X there is a set U 2 U such that .x; y/ U and
hence dU .x; y/ 1. Then U .'U .x/; 'U .y// 1 which implies that 'U .x/
'U .y/, so '.x/ '.x/, i.e., the map ' is a bijection.
To finally see that ' 1 W X 0 ! X is uniformly continuous fix a set U 2 U . Then
W D f.s; t / 2 YU YU W U .s; t / < 1g belongs to the uniformity VU and hence the
set V D f.a; b/ 2 X 0 X 0 W .pU .a/; pU .b// 2 W g is an element of the uniformity
V 0 induced on X 0 from Y . It is an easy exercise that .' 1 ' 1 /.V / coincides with
the set OU U , so .' 1 ' 1 /1 .U / D .' '/.U / .' '/.OU / D V
belongs to V 0 and therefore the map ' 1 is uniformly continuous. This proves that
' W X ! X 0 is a uniform isomorphism and completes our solution.
V.114. Given a uniform space .X; U / prove that the following conditions are
equivalent:
(i)
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
Solution. Assume that .X; U / is complete and fix a centered Cauchy family C of
closed subsets of X . There exists a filter F exp.X / such T
that C F (see TFS117). It is evident
that
F
is
still
a
Cauchy
family,
so
P
D
fF W F 2 Fg ;.
T
T
T
Then P fC W C 2 Cg D C, so C ;, i.e., we proved that (i)H)(ii).
Now, if the property (ii) holds and C exp.X / is a centered Cauchy family then
C 0 D fC W C 2 Cg is a centered family of closed subsets of X ; take any U 2 U . By
Problem 103, there is a closed set V X X such that V 2 U and V U . The
family C being Cauchy there is C 2 C with C C V . An immediate consequence
163
is that C C V DT
V U ; this proves that C 0 is also a Cauchy family. Applying
(ii) we conclude that C 0 ;, i.e., (iii) holds and hence we settled (ii)H)(iii).
Every Cauchy filter base on X is a centered Cauchy family of subsets of X , so
(iii)H)(iv).
T
T If (iv) holds and B is a Cauchy filter base of closed subsets of X then
B D fB W B 2 Bg ; by (iv); this shows that (iv)H)(v).
Next assume that (v) holds and take a Cauchy filter F on the set X . Given F; G 2
F we have F \ G F \ G; this implies that the family F 0 D fF W F 2 Fg is a
filter base of closed subsets of X . Take any U 2 U ; by Problem 103, there is a closed
set V X X such that V 2 U and V U . The family F being Cauchy there is
F 2 F with F F V . An immediate consequence is that F F V D V U ;
this proves that F 0 is also a CauchyTfamily.
Thus we can pick a point x 2 F 0 ; we claim that the filter F converges to x.
To see this take an arbitrary set O 2 .x; X /; there exists U 2 U with U.x/ O.
Apply Problem 103 to find a closed V X X such that V U and V 2 U . The
family F being Cauchy, we can find F 2 F with F F V . Then F F V D
V U ; given any y 2 F it follows from fx; yg F that .x; y/ 2 F F U , so
y 2 U.x/. Thus F U.x/ O and hence O 2 F; this proves that .x; X / F
and settles the implication (v)H)(vi).
To establish (vi)H)(vii), assume that (vi) is true and take a Cauchy ultrafilter
E exp.X /. Since any ultrafilter is a filter, we can apply (vi) to find a point x 2 X
such that .x; X / E. If x E for some E 2 E then O D X nE 2 .x; X / and
hence
TO 2 E which, together with O \ E D ; gives a contradiction. Therefore
x 2 fE W E 2 Eg, so the implication (vi)H)(vii) is proved.
For (vii)H)(viii) suppose that (vii) is T
fulfilled and take any Cauchy ultrafilter
E exp.X /; there exists a point x 2
fE W E 2 Eg. If O E for some
O 2 .x; X / then E D X nO 2 E (see TFS-117), so x E D E which is a
contradiction. Thus the ultrafilter E converges to x and (vii)H)(viii) is proved.
Finally assume that (viii) is satisfied and take any Cauchy filter F on the
set X . There exists an ultrafilter E exp.X / with F E (see TFS-117); it is
straightforward that E is also Cauchy, so it converges to a point x 2 X . If there
is F 2 F with x F then O D X nF 2 .x; X / which shows that O 2 E
which,Ttogether with F 2 E and O \ F D ;, gives a contradiction. Therefore
x 2
fF W F 2 Fg; this proves that (viii)H)(i) and hence our solution is
complete.
V.115. Prove that any closed uniform subspace of a complete uniform space is
complete.
Solution. Suppose that .X; U / is a complete uniform space and F is a closed
subspace of X ; denote by V the uniformity induced on F from .X; U /. Take any
centered family C of closed subsets of F which is Cauchy in .F; V/; all elements
of C are also closed in X . If U 2 U then V D U \ .F F / 2 V; the family C
being Cauchy in .F; V/ there is C 2 C such that C C V
T U . An immediate
consequence is that C is also a Cauchy family in .X; U /; thus C ; and hence
the space .F; V/ is complete by Problem 114.
164
165
there exists F 2 F such that F F Or=2 ; then d.x; y/ < 2r for any x; y 2 F
and hence diam.F / 2r < r. This shows that the family F hasTsets of arbitrarily
small diameter, so we can apply TFS-236 once more to see that F ;. Finally,
apply Problem 114 to conclude that .X; U / is complete; this settles sufficiency.
V.119. Let A be a dense subspace of a uniform space .X; U /. Suppose that f W
A ! Y is a uniformly continuous map of .A; UAX / to a complete uniform space
.Y; V/. Prove that there is a uniformly continuous map F W X ! Y such that
F jA D f .
Solution. If x 2 X then the set O \ A is nonempty for any O 2 .x; X /, so the
family Ox D fO \ A W O 2 .x; X /g is a filter base of subsets of A. An easy
consequence is that the family Ux D ff .P / W P 2 Ox g is a filter base of subsets of
Y for every x 2 X .
Fix a point x 2 X and V 2 V; by uniform continuity of f there is a set U 0 2 U
such that .f .a/; f .b// 2 V whenever .a; b/ 2 U 0 \ .A A/. Apply Problem 103
to find a symmetric U 2 U for which U U U 0 . The set O D Int.U.x// is an
open neighborhood of x in X by Problem 103, so P D O \ A 2 Ox and therefore
Q D f .P / 2 Ux . Now if z; t 2 Q then pick a; b 2 P with f .a/ D z; f .b/ D t .
Since fa; bg U.x/, we have f.x; a/; .x; b/g U and hence .a; x/ 2 U by the
symmetry of U . Consequently, .a; b/ 2 U U U 0 which shows that .z; t / D
.f .a/; f .b// 2 V . The points z; t 2 Q were chosen arbitrarily, so Q Q V
and T
hence Ux is a Cauchy filter base in .Y; V/. By Problem 114 there is a point
y 2 fQ W Q 2 Ux g; let F .x/ D y. This defines a map F W X ! Y . T
Given a 2 A observe that f .a/ 2 Q for any Q 2 Ua , so f .a/ 2 fQ W Q 2
Ua g. If z 2 Y nff .a/g then there is V 2 V with .f .a/; z/ V ; by Problem 103,
we can find a closed W 2 V such that W V . The family Ua being Cauchy,
there is Q 2 Ua for which Q Q W . The set W being closed we also have
Q Q TW V which shows that .f .a/; z/ Q Q, i.e., z Q. Therefore
z R D fQ W Q 2 Ua g and hence f .a/ is the unique element of R; this proves
that F .a/ D f .a/ for each a 2 A, i.e., F jA D f .
To finally see that the map F W .X; U / ! .Y; V/ is uniformly continuous fix any
V 2 V and apply Problem 103 to find a closed set V0 2 V with V0 V . The map
f being uniformly continuous, we can find U 2 U such that .f .a/; f .b// 2 V0
whenever .a; b/ 2 U \ .A A/. Apply Problem 103 to find a symmetric set W 2 U
with W W W U . Now, if .x; y/ 2 W then H D Int.W .x// \ A 2 Ox
and G D Int.W .y// \ A 2 Oy , so Q0 D f .H / 2 Ux and Q1 D f .G/ 2 Uy .
If a 2 H and b 2 G then f.a; x/; .x; y/; .y; b/g W which shows that .a; b/ 2
W W W U and therefore .f .a/; f .b// 2 V0 . This proves that Q0 Q1 V0 ;
the set V0 being closed, we conclude that Q0 Q1 V0 V . By definition of F ,
we have F .x/ 2 Q0 and F .y/ 2 Q1 . Consequently, .F .x/; F .y// 2 Q0 Q1 V ;
the point .x; y/ 2 W was chosen arbitrarily so .F F /.W / V and hence F is a
uniformly continuous map.
V.120. Let .X; U / and .Y; V/ be complete uniform spaces. Suppose that A is a
dense subspace of X and B is a dense subspace of Y . Prove that every uniform
isomorphism between the uniform spaces .A; UAX / and .B; VBY / is extendable to a
uniform isomorphism between .X; U / and .Y; V/.
166
167
168
from f.y; a/; .a; z/g V that .y; z/ 2 V V U . As a consequence, there exists
x 2 X with .y; z/ 2 Ox Ox and hence fy; zg Ox , i.e., Ox intersects both F and
G which is a contradiction. Thus the family fInt.OF / W F 2 Fg is disjoint, so we
can apply Fact 1 of S.302 to conclude that X is collectionwise normal.
V.124. Give an example of a Tychonoff countably compact non-compact (and
hence non-paracompact) space X such that the family of all neighborhoods of the
diagonal of X is a uniformity on X which generates .X /.
Solution. Our space X will be the ordinal !1 with its order topology; given ordinals
; !1 let .;
D f W < g. We will prove that the family
O D fO X X W O is a neighborhood of
X in X X g
is a uniformity on X which generates .X /. Observe first that the space X is
countably compact and non-compact being a proper dense subspace of the space
K D !1 C 1 (see TFS-314). The space K being compact, it follows from
Problem 122 that the family V of all neighborhoods of the diagonal
K in the space
K K is a uniformity on K which generates .K/. Therefore U D fV \ .X X / W
V 2 Vg is a uniformity on X which generates the topology of X . It is evident that
every U 2 U is a neighborhood of the diagonal
X in the space X X , i.e., U O.
To see that O U fix any O 2 O. For any limit ordinal 2 X there is './ <
such that the set W D .'./;
.'./;
is contained in O; let W D f.; /g
for any successor ordinal . By Pressing-Down Lemma (SFFS-067) there is < !1
and an uncountable
S A X such that './ D for every S2 A.
The set H D fW W g is open in K while G D fW W 2 Ag is easily
seen to coincide with ..; !1
.; !1
/\.X X /. The set V D H [..; !1
.; !1
/
belongs to the family V being a neighborhood of the set
K in the space K K.
Since V \.X X / H [G O, we conclude that O 2 U ; this proves that O D U
and hence the family O of all neighborhoods of
X in X X is a uniformity which
generates .X /.
V.125. Prove that, for any compact uniform space .X; U /, the uniformity U
coincides with the family of all neighborhoods of the diagonal of X .
Solution. Let O be the family of all neighborhoods in X X of the diagonal
of
the space X . It follows from Problem 103 that every U 2 U is a neighborhood of
, i.e., U O.
To see that O U fix a set O 2 O. Apply Problem 103 again to observe
T that the
family F D fU 2 U W U is closed in X X g is a base of U and therefore F D
.
Since all elements of F are compact,T
we can apply Fact 1 of S.326 to conclude that
there is a finite F 0 F with U D F 0 O. The set U O is an element of
U , so O 2 U ; this proves that O U and hence O D U , i.e., the uniformity U
coincides with the family of all neighborhoods of
in X X .
V.126. Suppose that .X; U / a compact uniform space. Prove that, for any uniform
space .Y; V/, any continuous map f W X ! Y is uniformly continuous.
169
170
Solution. Suppose that a uniform space .Xt ; Ut / is totally bounded for any t 2 T
and let .X; U / be the uniform product of the family f.Xt ; Ut / W t 2 T g. Then X D
Q
t2T Xt ; let pt W X ! Xt be the natural projection for any t 2 T .
Fix an ultrafilter F on the set X and any U 2 U ; by definition of the uniform
product, there isTa finite S T and a family fWt W t 2 S g such that Wt 2 Ut for
each t 2 S and f.pt pt /1 .Wt / W t 2 S g U .
It is straightforward that Ft D fpt .F / W F 2 Fg is an ultrafilter on the set Xt ;
the space .Xt ; Ut / being totally bounded, Ft is a Cauchy family with respect to Ut
for every t 2 S . Consequently,
T there is Ft 2 F such that pt .Ft / pt .Ft / Wt for
each t 2 S . The set F D t2S Ft belongs to F; take any x; y 2 F .
We have pt .F / pt .F / pt .FT
t / pt .Ft / Wt , so .pt .x/; pt .y// 2 Wt for
every t 2 S and therefore .x; y/ 2 f.pt pt /1 .Wt / W t 2 S g U . The points
x; y 2 F were taken arbitrarily, so we proved that F F U and hence F is a
Cauchy ultrafilter on X . Finally apply Problem 128 to conclude that .X; U / is totally
bounded.
V.130. Prove that a uniform space is compact if and only if it is complete and totally
bounded. Deduce from this fact that a uniform space is totally bounded if and only
if its completion is compact.
Solution. If a uniform space .X; U / is compact then each centered family of closed
subsets of X (which does not even need to be a Cauchy family) has a nonempty
intersection; this, together with Problem 114 implies that X is complete. Given any
U 2 U , the family fInt.U.x// W x 2 X g is S
an open cover of X by Problem 103.
Therefore there is a finite A X with X D fInt.U.x// W x 2 Ag; an immediate
consequence is that U.A/ D X and hence X is totally bounded, i.e., we proved
necessity.
Now assume that a uniform space .X; U / is complete and totally bounded. Given
an ultrafilter F on the
T set X it is a Cauchy family by Problem 128; by completeness
of .X; U / we have fF W F 2 Fg ; (see Problem 114). Finally, apply TFS118 to conclude that X is compact; this settles sufficiency and shows that a uniform
space is compact if and only if it is complete and totally bounded.
Next suppose that .X; U / is a uniform space such that its completion .X ; U /
is compact. Fix an arbitrary ultrafilter F on the set X and U 2 U . Since F can be
considered a filter base on X , there exists an ultrafilter F on the set X such that
F F . Choose a set V 2 U with V \.X X / D U . The uniform space .X ; U /
being totally bounded, the ultrafilter F is a Cauchy family by Problem 128, so there
is F 2 F with F F V . Observe that X 2 F , so F D F \ X 2 F .
If F F then G D X nF 2 F and hence G 2 F , so F and G are two disjoint
elements of F . This contradiction shows that F 2 F; besides, F F .F
F / \ .X X / V \ .X X / D U . Thus every ultrafilter on X is a Cauchy
family and hence .X; U / is totally bounded by Problem 128.
Finally assume that .X; U / is totally bounded and let .X ; U / be the completion
of .X; U /. Fix an arbitrary set V 2 U and apply Problem 103 to find a closed
W 2 U with W V . The set G D W \ .X X / belongs to U , so there is a finite
A X such that G.A/ D X .
171
172
173
174
175
(iv) If f W L ! L0 is a continuous linear map then fix a set W 2 UL0 and any
U 0 2 .0L0 ; L0 / such that G 0 .U 0 / W 0 . The map f being continuous at 0L
there is U 2 .0L ; L/ for which f .U / U 0 ; let W D G.U /.
If .x; y/ 2 W then x y 2 U and hence f .x/ f .y/ D f .x y/ 2 f .U /
U 0 which shows that .f .x/; f .y// 2 W 0 . Thus .f f /.W / W 0 and hence
the map f is uniformly continuous. This settles (iv) and makes our solution
complete.
V.135. Prove that the linear uniformity of RX coincides with the uniform product
of the respective family of real lines. Deduce from this fact that RX is the completion
of Cp .X / for any space X , so Cp .X / is complete as a uniform space if and only if
X is discrete.
Solution. Denote by L the linear uniformity on the space RX and let U be the
uniform product of the jX j-many real lines; the symbol 0 stands for the zero function
on X , i.e., 0 is the zero vector of RX . Recall that the natural projection px W RX ! R
of RX onto its factor determined by x is defined by px .f / D f .x/ for any f 2 RX .
Besides, O" D f.x; y/ 2 R2 W jx yj < "g for all " > 0 and O D fO" W " > 0g is
the standard base of the linear uniformity on R.
Given an arbitrary set L 2 L there exists a set U 2 .0; RX / such that
G.U / D f.f; g/ 2 .Cp .X //2 W f g 2 U g L:
Making the set U smaller if necessary, we can assume that there are x1 ; : : : ; xn 2 X
and " > 0 suchT
that U D x1 ; : : : ; xn ; "
D ff 2 RX W jf .xi /j < " for all i ng.
Then G.U / D f.pxi pxi /1 .O" / W i ng is an element of the standard base of
the uniform product (see Problem 105), so G.U / 2 U and hence L 2 U ; this proves
that L U .
To prove the opposite inclusion take an arbitrary set W 2 U ; by the definition
of the uniform
product, there exist x1 ; : : : ; xn 2 X and "1 ; : : : ; "n > 0 such that
T
W 0 D f.pxi pxi /1 .O"i / W i ng W . Now, if " D nnf"1 ; : : : ; "n g and
U D x1 ; : : : ; xn ; "
then it is straightforward that G.U / W 0 W and hence
W 2 L, i.e., we proved that U D L.
By Problem 134, the space Cp .X / with its linear uniformity is a dense uniform
subspace of RX ; the space RX being complete by Problem 117, we can apply
Problem 121 to conclude that RX is canonically isomorphic to the completion of
the uniform space Cp .X /.
Finally, if X is discrete then Cp .X / D RX is complete by Problem 117; if,
on the other hand, the uniform space Cp .X / is complete then its closed in RX by
Problem 116, so Cp .X / D RX and hence X is discrete (see Fact 1 of S.265).
V.136. Prove that Cp .X / is -totally bounded as a uniform space if and only if X
is pseudocompact. More formally, X is pseudocompact ifS
and only if there exists a
family fCn W n 2 !g exp.Cp .X // such that Cp .X / D fCn W n 2 !g and each
Cn is totally bounded considered as a uniform subspace of Cp .X /. In particular, if
Cp .X / is uniformly isomorphic to Cp .Y / then the space X is pseudocompact if and
only if so is Y .
176
Solution. Suppose first that the space X is pseudocompact and consider the set
Cn D ff 2 Cp .X / W f .x/ 2 n; S
n
g for any n 2 !. It follows from
pseudocompactness of X that Cp .X / D fCn W n 2 !g; besides, every Cn is
dense in the compact set Kn D n; n
X .
Let Un (or Vn respectively) be the subspace uniformity induced on Kn (or Cn
respectively) from RX . Then .Cn ; Vn / is a dense uniform subspace of .Kn ; Un /. The
space .Kn ; Un / is compact and hence complete by Problem 130; apply Problem 121
to see that .Kn ; Un / is the completion of .Cn ; Vn /, so .Cn ; Vn / is totally bounded
by Problem 130. It is easy to see that Vn is also the subspace uniformity induced
on Cn from Cp .X / (see Problems 134 and 135). Therefore every Cn is a totally
bounded uniform subspace of Cp .X /, so Cp .X / is -totally bounded. This proves
sufficiency.
Fact 1. Given uniform spaces .Y; V/ and .Z; W/ suppose that f W Y ! Z is a
uniformly continuous surjective map and .Y; V/ is totally bounded. Then .Z; W/ is
totally bounded as well.
Proof. If W 2 W then there is V 2 V such that .f f /.V / W . The space
.Y; V/ being totally bounded there is a finite set A Y for which V .A/ D Y . The
set B D f .A/ Z is finite; given any z 2 Z fix y 2 Y with f .y/ D z. There
exists a 2 A such that y 2 V .a/ and hence .a; y/ 2 V . Let b D f .a/; then b 2 B
and .f .a/; f .y// D .b; z/ 2 W , so z 2 W .b/. This shows that W .B/ D Z and
hence .Z; W/ is totally bounded, so Fact 1 is proved.
Fact 2. The space R! with its linear uniformity is not -totally bounded.
Proof. For every n 2 ! the natural projection pn W R! ! R onto the n-th factor
is uniformly continuous (see Problems 106 and 135; each factor is also considered
with its linear uniformity).
S
Assume that R! D n2! Cn and every subspace Cn is totally bounded. If rn 2
Rnpn .Cn / for each n 2S! then define a point x 2 R! by letting x.n/ D rn for all
n 2 !. Then x 2 R! n. n2! Cn / which is a contradiction. Thus there exists m 2 !
such that pm .Cm / D R. The map pm jCm W Cm ! R is also uniformly continuous,
so R is totally bounded by Fact 1. Since R is also complete, it has to be compact
(see Problem 130); this contradiction shows that R! is not -totally bounded, i.e.,
Fact 2 is proved.
Returning to our solution assume that the uniform space Cp .X / is -totally
bounded. If X is not pseudocompact then there is a closed discrete faithfully indexed
set D D fdn W n 2 !g X which is C -embedded in X . The restriction map
W Cp .X / ! RD is continuous, surjective, linear and hence uniformly continuous
(see Problem 134). This, together with Fact 1, implies that RD is -totally bounded.
The space RD is linearly (and hence uniformly) isomorphic to R! , so R! is -totally
bounded. This contradiction with Fact 2 shows that X is pseudocompact and hence
we proved necessity.
177
178
179
S
Solution. Consider the set 1 D fP W there exist i1 ; : : : ; im 2 f2; : : : ; kg such
that P D Fi1 \ : : : \ Fim and P \ F1 D ;g. The set 1 is closed and disjoint from
F1 ; by normality of the space X we can find a function f1 2 C.X; 0; 1
/ for which
f1 .F1 / f0g and f .1 / f1g. The set K1 D f11 .0; 12
/ is closed and the family
F1 D fK1 ; F2 ; : : : ; Fk g is a swelling of F.
Proceeding by induction assume that 1 n < k and we have constructed
functions f1 ; : : : ; fn 2 C.X; 0; 1
/ with the following properties:
(1) fi .Fi / f0g for any i n;
(2) if Ki D fi1 .0; 12
/ for each i n then the family fK1 ; : : : ; Kn ; FnC1 ; : : : ; Fk g
is a swelling of F.
S
For the family Fn D fK1 ; : : : ; Kn ; FnC1 ; : : : ; Fk g let nC1 D fP W there exist
P1 ; : : : ; Pm 2 Fn nfFnC1 g such that P D P1 \ : : : \ Pm and P \ FnC1 D ;g. The
set nC1 is closed and disjoint from FnC1 ; the space X being normal we can find a
function fnC1 2 C.X; 0; 1
/ such that fnC1 .FnC1 / f0g and fnC1 .nC1 / f1g.
1
If KnC1 D fnC1
.0; 12
/ then FnC1 D fK1 ; : : : ; Kn ; KnC1 ; FnC2 ; : : : ; Fk g is
easily seen to be a swelling of Fn ; since Fn is a swelling of F, the family FnC1
is a swelling of F as well, so our inductive procedure can be continued to construct
functions f1 ; : : : ; fk 2 C.X; 0; 1
/ such that the properties (1) and (2) are fulfilled
for n D k. In particular, K D fK1 ; : : : ; Kk g is a swelling of F.
If Hi D fi1 .0; 12 // then the set Hi is open for every i k and the family
H D fH1 ; : : : ; Hn g is also a swelling of F. By normality of X we can find an open
set Wi for which Fi Wi W i Hi \ Ui for all i k; then fW1 ; : : : ; Wk g is the
promised swelling of F.
V.142. Let U D fU1 ; : : : ; Uk g be a functionally open cover of a Tychonoff space X .
Prove that U has shrinkings F D fF1 ; : : : ; Fk g and W D fW1 ; : : : ; Wk g such that
F is functionally closed, W is functionally open and Fi Wi W i Ui for every
i k.
Solution. Consider the set Pi D X nUi for each i k. Then all elements of the
family P D fP1 ; : : : ; Pk g are functionally closed, so we can apply Problem 140 to
find a functionally open swelling O D fO1 ; : : :T
; Ok g of the family
T P. If Fi D X nOi
then Fi Ui for all i k; it follows from P D ; that O D ; and hence
the family F D fF1 ; : : : ; Fk g covers X , i.e., F is a functionally closed shrinking
of U . By Fact 2 of V.140 there exists a functionally open set Wi such that Fi
Wi W i Ui for each i k; it is evident that the functionally open family
W D fW1 ; : : : ; Wk g is also a shrinking of U .
V.143. Let U D fU1 ; : : : ; Uk g be an open cover of a normal space X . Prove that
U has shrinkings F D fF1 ; : : : ; Fk g and W D fW1 ; : : : ; Wk g such that F is closed,
W is open and Fi Wi W i Ui for every i k.
Solution. Consider the set Pi D X nUi for each i k. Then all elements of the
family P D fP1 ; : : : ; Pk g are closed in X , so we can apply Problem 141 to find an
open swelling O D fO1 ; : : : ; OkT
g of the family T
P. If Fi D X nOi then Fi Ui
for all i k; it follows from P D ; that O D ; and hence the family
180
dim X n;
every finite open cover of X
every finite open cover of X
every finite open cover of X
every finite open cover of X
181
182
183
184
V.150 (The countable sum theorem for normal spaces). Given n 2 !, suppose
that a normal space X has a countable closed cover F such that dim F n for
every F 2 F. Prove that dim X n.
Solution. Take an enumeration fFi W i 2 Ng of the family F and fix an open cover
U D fU1 ; : : : ; Um g of the space X . Let Uk0 D Uk for every k m; then U0 D
fU10 ; : : : ; Um0 g is an open cover of X . Suppose that l 2 ! and we have constructed
open covers U0 ; : : : ; Ul of the space X with the following properties:
(1) Ui D fU1i ; : : : ; Umi g for every i l;
(2) UkiC1 Uki for any i < l and k m;
(3) if i 2 f1; : : : ; lg then the order of the family fU1i \ Fi ; : : : ; Umi \ Fi g does not
exceed n C 1.
Apply Problem 143 to find an open shrinking fV1 ; : : : ; Vm g of the family Ul such
that V k Ukl for every k m. The family V D fV1 \ FlC1 ; : : : ; Vm \ FlC1 g is an
open cover of the space FlC1 , so there exists an open shrinking W D fW1 ; : : : ; Wm g
(in the space FlC1 ) of the cover V such that ord.W/ n C 1 (see Problem 145).
It is easy to check that UklC1 D .Vk nFlC1 / [ Wk is an open subset of X for
each k m and UlC1 D fU1lC1 ; : : : ; UmlC1 g is a cover of X such that the properties
(1)(3) hold for all i l C 1. Therefore our inductive procedure can be continued
to construct a sequence fUi W i 2 !g of open covers of X such that the conditions
(1)(3) are satisfied for all i 2 !.
T
T
It follows from (2) that the set Hk D i2! Uki D i2! Uki is closed in X and
Hk Uk for every k m. An easy consequence of (3) is that the order of the
family H D fH1 ; : : : ; Hm g does not exceed n C 1.
Given any point x 2 X and i 2 ! there is ki m such that x 2 Ukii , so we can
choose k m and an infinite A ! such that ki D k for all i 2 A. This, together
with the property (2), implies that x 2 Uki for all i 2 !, i.e., x 2 Hk . Thus H is a
closed shrinking of the cover U of order at most n C 1; applying Problem 145 we
conclude that dim X n.
V.151 (General countable sum theorem). Given n 2 !, suppose that we have a
closed countable cover F of a Tychonoff space X such that
(i) every F 2 F is C -embedded in X ;
(ii) dim F n for each F 2 F.
Prove that dim X n; give
S an example of a Tychonoff non-normal space Y such
that dim Y > 0 and Y D fYi W i 2 !g, where Yi is closed in Y and dim Yi D 0
for every i 2 !.
Solution. For any F 2 F let H.F / D clX .F /; since H.F / is homeomorphic to
F (see Fact 2 ofS
S.451), we have dim.H.F // D dim F n (see Problem 147).
The space Z D fH.F / W F 2 Fg is -compact and hence normal while the
family H D fH.F / W F 2 Fg is a countable closed cover of Z and dim H n for
every H 2 H. Therefore we can apply Problem 150 to see that dim Z n; since
X Z X , we conclude that dim X D dim Z n (see Problem 147).
185
Finally,Srecall that it was proved in SFFS-312 that there exists a space Y such
that Y D fYi W i 2 !g and every Yi is closed in Y and strongly zero-dimensional
while Y is not zero-dimensional and hence dim Y > 0 (see Problem 149). It follows
from Problem 148 that dim Yi D 0 for each i 2 !, so Y is our promised example.
V.152. Give an example of a compact (and hence normal) space X such that
dim X D 0 while dim Y > 0 for some Y X .
Solution. There exists a zero-dimensional space Y such that dim Y > 0 (see
Problem 149). By SFFS-303, we can assume that Y D for some cardinal .
If X D D then X is compact and dim X D 0 (see SFFS-303, Problem 148 and
SFFS-306), so X is as promised.
V.153. Give an example of a Tychonoff space X such that dim X D 0 and there
exists a closed set Y X with dim Y > 0.
Solution. Fix a zero-dimensional space Y such that dim Y > 0 (see Problem 149).
By SFFS-303 and SFFS-306 we can assume that Y D for some uncountable
cardinal . Let D fx 2 D W jx 1 .1/j !g and take a set A such that jAj D
jnAj D . Define a point u 2 DnA by letting u./ D 1 for every 2 nA. It is
straightforward that the set H D fug DA is homeomorphic to D and H D n.
Therefore we can assume that Y H .
The set is dense in D and covers all countable faces of D , so D D
(see Fact 2 of S.433 and Fact 2 of S.309). If X D [ Y then X ,
so X D D D by Fact 1 of S.393. Therefore dim X D dim.D / D 0 (see
Problem 147); the set H being closed in D , the equality Y D H \ X shows that
Y is closed in X . Thus X is a space with dim X D 0 such that dim Y > 0 for some
closed subspace Y X .
V.154. Let X be a normal space with dim X n. Given a subspace Y X,
suppose that, for every open U Y , there exists an F -set P such that
Y P U . Prove that dim Y n.
Solution. Fix an open cover U D fU1 ; : : : ; Uk g of the space Y and choose, for
every i 2 f1; : : : ; kg a set Vi 2 .X / such that Vi \ Y D Ui . Then Y is contained
in the set V D V1 [ : : : [ Vk , so we can find an F -set P in the space X such that
Y P V.
S
The space P is normal by Fact 1 of S.289. Besides, P D i2! Pi where every
Pi is closed in X and hence dim Pi n (see Problem 146); therefore dim P n
by Problem 150. Apply Problem 143 to find a closed shrinking fF1 ; : : : ; Fk g of the
open cover fV1 \ P; : : : ; Vk \ P g of the space P . There exist functionally open sets
W1 ; : : : ; Wk in the space P such that Fi Wi Vi \ P for every i k (see Fact 6
of V.100).
The functionally open cover fW1 ; : : : ; Wk g of the space P has a functionally
open shrinking O D fO1 ; : : : ; Ok g such that ord.O/ n C 1 (see Problem 144). It
is evident that fO1 \ Y; : : : ; Ok \ Y g is a functionally open refinement of U of order
at most n C 1, so dim Y n.
186
V.155. Prove that, for any perfectly normal space X , we have dim Y dim X for
any Y X . In particular, dim Y dim X for any subspace Y of a metrizable
space X .
Solution. If dim X D 1 then there is nothing to prove, so assume that n 2 ! and
dim X D n. If Y X then any U 2 .Y; X / is an F -subset of X because X is
perfect. Therefore Problem 154 is applicable to conclude that dim Y n D dim X .
V.156. Given n 2 ! and a Tychonoff space X , prove that dim X n if and only
if, for any family f.A0 ; B0 /; : : : ; .An ; Bn /g of n C 1 pairs of disjoint functionally
closed sets, it is possible to choose, for each i n, a functionally closed partition
Ci between Ai and Bi in such a way that L0 \ : : : \ Ln D ;.
Solution. Say that a space Z has .n C 1/-partition property if, for any family
f.P0 ; Q0 /; : : : ; .Pn ; Qn /g of pairs of disjoint functionally
T closed subsets of Z there
exist functionally closed sets R0 ; : : : ; Rn such that in Ri D ; while Ri is a
partition between Pi and Qi for every i n. We must prove that dim X n if and
only if our space X has .n C 1/-partition property.
Fact 1. Given a space Z and a natural number m we have dim Z m if and only if
any functionally open cover U D fU0 ; : : : ; UmC1
Tg of the space Z has a functionally
open shrinking V D fV0 ; : : : ; VmC1 g such that imC1 Vi D ;.
Proof. If dim Z m and U D fU0 ; : : : ; UmC1 g is a functionally open cover of Z
then it has a functionally open shrinking
T V D fV0 ; : : : ; VmC1 g with ord.V/ m C 1
(see Problem 144). It is evident that imC1 Vi D ;, so we proved necessity.
To establish sufficiency assume that every functionally open cover of Z of
cardinality m C 2 has a functionally open shrinking with empty intersection and
take an arbitrary functionally open cover O D fO0 ; : : : ; Ok g of the space Z.
Given a functionallyTopen cover W D fW0 ; : : : ; Wk g of Z a set B f0; : : : ; kg
is W-irregular if i2B Wi ; but there exists
T a functionally open shrinking
W 0 D fW00 ; : : : ; Wk0 g of the family W such that i2B Wi0 D ;. Let r0 be the number
of O-irregular subsets. Proceeding inductively, assume that p 0 and we have a
sequence O0 ; : : : ; Op of functionally open covers of the space Z with the following
properties:
(1) O0 D O and OiC1 is a shrinking of Oi for all i < p;
(2) if ri is the number of Oi -irregular sets then riC1 < ri for all i < p.
If rp > 0 then take an Op -irregular set B andTa functionally open shrinking
OpC1 D fO00 ; : : : ; Ok0 g of the cover Op such that i2B Oi0 D ;. It is evident that
B is not OpC1 -irregular set and any OpC1 -irregular set is also Op -irregular. This
shows that the number rpC1 of OpC1 -irregular sets is strictly less than rp , so our
inductive procedure can be continued as long as rp > 0. Since there are only finitely
many O0 -irregular sets, at some step we will obtain a functionally open shrinking
V D fV0 ; : : : ; Vk g of the family O for which there are no V-irregular sets. In other
words, the family V is a swelling of any of its functionally open shrinkings.
187
If ord.V/ mC1 then we already have the needed refinement of the family O. If
not, assume
without loss of generality that V0 \ : : : \ VmC1 ; and consider the set
S
G D fVi W mC1 i kg. By our assumption about Z there exists a functionally
open shrinking H D fH0 ; : : : ; HmC1 g of the cover fV0 ; : : : ; Vm ; Gg such that
T
H D ;. Then the family H0 D fH0 ; : : : ; Hm ; HmC1 \ VmC1 ; : : : ; HmC1 \ Vk g
0
is a functionally open shrinking of V; since V is a swelling
T of H , we must have
H0 \ : : : \ Hm \ .HmC1 \ VmC1 / ; which contradicts H D ;.
Thus any finite functionally open cover of Z has a functionally open shrinking
of order at most m C 1, so dim Z m; this settles sufficiency and shows that Fact 1
is proved.
Fact 2. Given a space Z suppose that C Z is a functionally closed set such that
ZnC D U [ V where U; V 2 .Z/ and U \ V D ;. Then both sets U and V are
functionally open.
Proof. Fix a function f 2 C.Z/ such that C D f 1 .0/ and define a function g W
Z ! R as follows: g.x/ D f .x/ for any x 2 U and g.x/ D 0 whenever x 2 ZnU .
If f0 D gj.U [ C / and f1 D Gj.V [ C / then f0 and f1 are continuous because
f0 D f j.U [C / and f1 is identically zero on V [C . Since dom.f0 /\dom.f1 / D C
and f0 jC D f1 jC , we can apply Fact 2 of T.354 to see that g is continuous. Since
U D Zng 1 .0/, the set U is functionally open in Z. An analogous reasoning shows
that the set V is also functionally open, so Fact 2 is proved.
Fact 3. For any space Z if A and B are functionally closed disjoint subsets of Z
then there exists a functionally closed partition C between the sets A and B.
Proof. By Fact 1 of V.140 there exist disjoint functionally open sets U and V such
that A U and B V ; it is evident that the set C D X n.U [ V / is as promised,
so Fact 3 is proved.
Returning to our solution assume that X has .n C 1/-partition property and take
a functionally open cover U D fU0 ; : : : ; UnC1 g of the space X . Fix a functionally
closed shrinking F D fF0 ; : : : ; FnC1 g of the cover U (see Problem 142). There
exists a family fC0 ; : : : ; Cn g of functionally closed sets T
such that Ci is a partition
between the sets Fi and X nUi for every i n and in Ci D ;. For every
i n take disjoint sets Vi 2 .Fi ; X / and Wi 2 .X nUi ; X / such that
X n.Vi [ WiS
/ D Ci . The sets Wi and Vi are functionally open for every i n (see
Fact 2) and Sin .Wi [ Vi / D X .
If W D in Wi then V D fV0 ; : : : ; Vn ; UnC1 S
\ W g is a functionally open
shrinking of U . Indeed, if x V0 [ : : : [ Vn then x in Fi , so x 2 FnC1 because
F is T
a cover of X ; besides, x 2 W and hence x 2 W \ FnC1 W \ UnC1 . Now, if
x 2 V then x 2 W and hence x 2 Wi for some iT n; since also x 2 Vi , we have
Vi \ Wi ; which is a contradiction. Therefore V D ; and hence dim X n
by Fact 1; this settles sufficiency.
Now assume that dim X n and take a family
f.A0 ; B0 /; : : : ; .An ; Bn /g of pairs
S
of disjoint functionally closed sets. If B D in Bi then B \ A0 \ : : : \ An D ;,
so the sets O0 D X nA0 ; : : : ; On D X nAn ; OnC1 D X nB constitute a functionally
188
0
open cover of X . Choose a functionally
shrinking O0 D fO00 ; : : : ; OnC1
g of
T open
0
the cover O D fO0 ; : : : ; OnC1 g with O D ; (see Fact 1) and take a functionally
closed shrinking fP0 ; : : : ; PnC1 g of the family O (see Problem 142). Letting Ui D
X nPi for all i n C 1 we obtain a functionally open
T cover U D fU0 ; : : : ; UnC1 g of
the space X such that Ai Ui for all i n and U D ;; let Vi D Ui nBi for each
i n.
It is easy to check that V D fV0 ; : : : ; Vn ; UnC1 g is a functionally open cover of X ;
take a functionally closed shrinking F D fF0 ; : : : ; FnC1 g of the cover V. For every
i n consider the functionally closed sets A0i D Ai [Fi and Bi0 D Bi [.FnC1 nUi /;
it is easy
that Ai A0i ; Bi Bi0 andTA0i \ Bi0 D ;. Given
a point x 2 X , if
S to check
T
0
x in Ai then x 2 FnC1 ; it follows from U D ; that
.
U
S in i / \ FnC1 D ;,
so x 2 FnC1 nUi Bi0 for some i n. This proves that in .A0i [ Bi0 / D X . Fix
a functionally closed partition Ci between the sets A0i and Bi0 (see Fact T
3); then Ci
is also
a
partition
between
the
sets
A
and
B
for
every
i
n.
Besides,
i
i
in Ci
S
X n in .A0i [ Bi0 / D ;. Therefore X has .n C 1/-partition property, i.e., we have
established necessity and hence our solution is complete.
V.157. Given a natural n 0 and a normal space X , prove that dim X n if and
only if, for any family f.A0 ; B0 /; : : : ; .An ; Bn /g of n C 1 pairs of disjoint closed sets,
it is possible to choose, for each i n, a partition Ci between Ai and Bi in such a
way that L0 \ : : : \ Ln D ;.
Solution. Say that a space Z has .n C 1/-partition property if, for any family
f.P0 ; Q0 /; : : : ; .Pn ; Qn /g of
T pairs of disjoint closed subsets of Z there exist closed
sets R0 ; : : : ; Rn such that in Ri D ; while Ri is a partition between Pi and Qi
for every i n. We must prove that dim X n if and only if our space X has
.n C 1/-partition property.
Fact 1. Given a normal space Z and a natural number m we have dim Z m if and
only if any open cover U D fUT
0 ; : : : ; UmC1 g of the space Z has an open shrinking
V D fV0 ; : : : ; VmC1 g such that imC1 Vi D ;.
Proof. If dim Z m and U D fU0 ; : : : ; UmC1 g is an open cover of Z then it has an
open shrinking
T V D fV0 ; : : : ; VmC1 g with ord.V/ m C 1 (see Problem 145). It is
evident that imC1 Vi D ;, so we proved necessity.
To establish sufficiency assume that every open cover of Z of cardinality m C 2
has an open shrinking with empty intersection and take an arbitrary open cover
O D fO0 ; : : : ; Ok g of the space Z. Given an open cover
T W D fW0 ; : : : ; Wk g of Z,
but there exists
a set B f0; : : : ; kg will be called W-irregular if i2B Wi ; T
an open shrinking W 0 D fW00 ; : : : ; Wk0 g of the family W such that i2B Wi0 D ;.
Let r0 be the number of O-irregular subsets. Proceeding inductively, assume that
p 0 and we have a sequence O0 ; : : : ; Op of open covers of the space Z with the
following properties:
(1) O0 D O and OiC1 is a shrinking of Oi for all i < p;
(2) if ri is the number of Oi -irregular sets then riC1 < ri for all i < p.
189
190
A
then
x
2
in i
T
FnC1 ; it follows from U D ; thatS. in Ui / \ FnC1 D ;, so x 2 FnC1 nUi Bi0
for some i n. This proves that in .A0i [ Bi0 / D X . Fix a closed partition Ci
between the sets A0i and Bi0 (see FactT2); then Ci is also
S a partition between the sets
Ai and Bi for every i n. Besides, in Ci X n in .A0i [ Bi0 / D ;. Therefore
X has .n C 1/-partition property, i.e., we have established necessity and hence our
solution is complete.
V.158. Let X be a normal space. Prove that dim X n if and only if, for any closed
F X and any continuous map f W F ! S n , there exists a continuous map g W
X ! S n such that gjF D f . Here S n D f.x0 ; : : : ; xn / 2 RnC1 W x02 C: : :Cxn2 D 1g
is the n-dimensional sphere with the topology inherited from RnC1 .
Solution. Given m 2 ! say that a space Z has .m C 1/-partition property if, for
any family f.P0 ; Q0 /; : : : ; .Pm ; Qm /g T
of pairs of disjoint closed subsets of Z there
exist closed sets R0 ; : : : ; Rm such that im Ri D ; while Ri is a partition between
Pi and Qi for every i m. A space Z will be called an S m -extensor if, for every
closed F Z and any continuous map f W F ! S m there exists a continuous
map g W Z ! S m such that gjF D f . The set Bm D fx 2 ImC1 W jx.i /j D 1 for
some i mg is the boundary of the .m C 1/-dimensional cube ImC1 . Let Pim D
fx 2 ImC1 W x.i / D 1g and Qim D fx 2 ImC1 W x.i / D 1g be the respective
faces of ImC1 for every i m. We must prove that, for a normal space X , we have
dim X n if and only if X is an S n -extensor.
Fact 1. For any m 2 !, a normal space Z is an S m -extensor if and only if Z is an
S m -extensor.
Proof. Suppose first that Z is an S m -extensor and fix a closed set K Z. If
f W K ! S m is a continuous map then there exists a set O 2 .K; Z/ and a
continuous map f0 W O ! S m such that f0 jK D f (see Fact 1 of V.093). The
space Z being normal we can find an open subset W of the space Z for which
K W W O (the bar denotes the closure in Z).
The set F D W \ Z is closed in Z and the map f1 D f0 jF W F ! S m is
continuous; the space Z being an S m -extensor, we can choose g0 2 C.Z; S m / such
that g0 jF D f1 . Since the space S m is compact, there exists a continuous map
g W Z ! S m for which gjZ D g0 .
The functions g1 D gjW and h D f0 jW are continuous; besides, the set F is
dense in W and g1 jF D g0 jF D f1 D f0 jF D hjF . An immediate consequence
is that g1 D h; recalling that K W , we conclude that gjK D g1 jK D hjK D f ,
so g is a continuous extension of f and hence Z is an S m -extensor; this proves
necessity.
Now, if Z is an S m -extensor then fix a closed set F in the space Z and a
continuous function f W F ! S m . The set F is canonically homeomorphic to
F (see Fact 2 of S.451), so there exists a continuous map f0 W F ! S m such
191
192
193
194
Proof. If m D 1 then any basis will do so assume that m > 1. Apply Fact 4 to
find an .m 1/-dimensional linear subspace M L such that M \ P D ;;
let E 0 D fe1 ; : : : ; em1 g be a linear basis in M . Denote by Hi .p/ the linear hull
of the set .E 0 nfei g/ [ fpg; then Hi .p/ is an .m 1/-dimensional linear subspace
of L for any i S
m 1 and p 2 P . Apply Fact 3 to see that there exists a point
em 2 Ln.M [ fHi .p/ W i m 1; p 2 P g/.
It is evident that E D fe1 ; : : : ; em g is a linear basis in L. Take any p 2 P ; then
p D p1 e1 C : : : C pm em for some p1 ; : : : ; pm 2 R. If pj D 0 then 1 j m 1
because p does not belong to M . Therefore em D p1m .p1 e1 C : : : C pm1 em1 p/
belongs to the linear hull of the set .E 0 nfej g/ [ fpg which is a contradiction with
the choice of em . Therefore pi 0 for any i m, i.e., the basis E is as promised,
so Fact 5 is proved.
Fact 6. Given m 2 N suppose that L is an m-dimensional linear space and P L
is a countable set. Then there exists a linear basis E D fe1 ; : : : ; em g in the space L
such that P is in general position with
P respect to E, i.e.,
P for any distinct p; q 2 P
if p1 ; q1 ; : : : ; pm ; qm 2 R and p D im pi ei ; q D im qi ei then pi qi for
all i m.
Proof. The set A D fp q W p; q 2 P and p qg Lnf0L g is countable,
so we can apply Fact 5 to find a linear basis E D fe1 ; : : : ; em g in L such that all
coordinates with respect to E of every element of A are distinct from zero. It is clear
that E is as promised, so Fact 6 is proved.
Fact 7. If n 2 N and P Rn is a countable set then there is homeomorphism
' W Rn ! Rn such that '.P / is in general position, i.e., for any distinct p; q 2 '.P /
if p D .p1 ; : : : ; pn / and q D .q1 ; : : : ; qn / then pi qi for all i n.
Proof. By Fact 6, there is a linear basis E D fw1 ; : : : ; wn g in the space Rn such that
P is in general position with respect to E. Let fe1 ; : : : ; en g be the standard linear
basis of Rn , i.e., ei D .e1i ; : : : ; eni / while eii D 1 and eji D 0 whenever i and j are
distinct elements of f1; : : : ; ng.
Choose a set faji W i; j 2 f1; : : : ; ngg R such that ei D a1i w1 C : : : C ani wn
for every i n. For each point x D .x1 ; : : : ; xn / 2 Rn let '.x/ D .y1 ; : : : ; yn /
where yj D x1 aj1 C : : : C xn ajn for all j n. The map ' W Rn ! Rn is a linear
homeomorphism and the coordinates of every '.p/ coincide with the coordinates
of p with respect to E. Therefore '.P / is as promised, so Fact 7 is proved.
Fact 8. For any n 2 N, if A and B are countable dense subspaces of Rn then there
exists a homeomorphism h W Rn ! Rn such that h.A/ D B.
Proof. By Fact 7, there is no loss of generality to assume that both A and B are in
general position; let fak W k 2 !g and fbk W k 2 !g be some faithful enumerations of
A and B respectively. We will choose inductively new faithful enumerations fck D
.c1k ; : : : ; cnk / W k 2 !g and fdk D .d1k ; : : : ; dnk / W k 2 !g of the sets A and B
respectively in such a way that
195
(2) fa0 ; : : : ; ak g fc0 ; : : : ; c2k g and fb0 ; : : : ; bk g fd0 ; : : : ; d2k g for any k 2 !;
(3) .cik cil /.dik dil / > 0 for any distinct k; l 2 ! and i n.
To start off, let c0 D a0 and d0 D b0 and suppose that we have chosen points
fc0 ; : : : ; c2m g A and fd0 ; : : : ; d2m g B, so that the property (2) is fulfilled for
all k m and the property (3) holds for all distinct k; l 2m.
Take the minimal j 2 N for which aj fc0 ; : : : ; c2m g and let c2mC1 D aj . For
every i n the set Oi D ft 2 R W .ci2mC1 cik /.t dik / > 0 for all k 2mg is a
nonempty open interval of R, so O D O1 : : : On is a nonempty open subset of
Rn which shows that we can choose a point d2mC1 2 .Bnfd0 ; : : : ; d2m g/ \ O.
Take the minimal l 2 N for which bl fd0 ; : : : ; d2mC1 g and let d2mC2 D bl .
The set Ui D ft 2 R W .t cik /.di2mC2 dik / > 0 for all k 2m C 1g is a
nonempty open interval of R, so U D U1 : : : Un is a nonempty open subset of
Rn ; choose a point c2mC2 2 Anfa0 ; : : : ; a2mC1 g/ \ U . It is straightforward that the
condition (2) is fulfilled for k m C 1 and (3) holds for all distinct k; l 2m C 2,
so our inductive procedure can be continued to construct sequences fck W k 2 !g
and fdk W k 2 !g with the properties (2) and (3). It follows from (2) and (3) that
these sequences constitute a faithful enumeration of the sets A and B respectively.
Let Ci D fcik W k 2 !g and Di D fdik W k 2 !g; letting fi .cik / D dik for any
k 2 ! we obtain a bijection fi W Ci ! Di for every i n. An easy consequence of
(3) is that t < s implies fi .t / < fi .s/ for any i n and t; s 2 Ci . Therefore Fact 1
is applicable to find a homeomorphism hi W R ! R such that hi is strictly increasing
and hi jCi D fi for all i n. The diagonal product h D
in hi W Rn ! Rn is a
homeomorphism and it is immediate that h.A/ D B, so Fact 8 is proved.
Fact 9. The set Z.k; m/ D fx D .x1 ; : : : ; xm / 2 Rm W jfi m W xi 2 Pgj D kg is
zero-dimensional for all m 2 N and k 2 f0; : : : ; mg.
Proof. Let H.r1 ; : : : ; rmk ; i1 ; : : : ; imk / D f.x1 ; : : : ; xm / 2 Z.k; m/ W xij D rj
for all j m kg for any r1 ; : : : ; rmk 2 Q and distinct i1 ; : : : ; imk 2 f1; : : : ; mg.
Every set H.r1 ; : : : ; rmk ; i1 ; : : : ; imk / is zero-dimensional being homeomorphic
to the space Pk . Besides, the family H D fH.r1 ; : : : ; rmk ; i1 ; : : : ; imk / W ri 2 Q
for each
S i mk and i1 ; : : : ; imk are distinct elements of f1; : : : ; mgg is countable
and H D Z.k; m/.
Now, if H D H.r1 ; : : : ; rmk ; i1 ; : : : ; imk / is any element of H then the set
F D fx 2 Rm W xij D rj for all j m kg is closed in Rm ; it is easy to see that
F \ Z.k; m/ D H and hence every H 2 H is closed in Z.k; m/. Finally apply
SFFS-311 and SFFS-306 to conclude that Z.k; m/ is zero-dimensional. Fact 9 is
proved.
Returning to our solution assume that the interior of X is nonempty; then there
is a point a 2 X and " > 0 such that the ball G D fx 2 Rn W jx ajn < "g is
contained in X . The ball G is homeomorphic to the set G0 D fx 2 Rn W jxjn < "g.
"
n
n
If '.x/ D 2n
x for any x 2 Rn then
p map ' W R ! R is"a homeomorphism;
p
n
given any x 2 I we have jxjn n and hence j'.x/jn 2n n D 2p" n < "
which shows that '.In / G0 and hence dim G0 dim.In / D n (see Problem 155
and Problem 159). Since G0 Rn , we have dim G0 dim.Rn / D n, so dim G0 D
196
197
fSt.x; W/ W W 2 Vg
T
fSt.x; V/ W V 2 Vg D x
and hence (6) is proved.
We will also need the following property of our covers.
(7) For any x 2 K and US2 .x
; K/ there exists a cover V 2 V and V 2 .K/
such that x
V fy
W y 2 V g St.V; V/ U . T
It follows from (6) that there are W1 ; : : : ; Wk such that ik St.x; Wi /
U (see Fact 1 of S.326). Apply (2) to take a cover W 2 V which is a star
refinement of every Wi ; there exists V 2 V such that V is a star refinement
of W. Then St.x; W/ U ; let V D St.x; V/ and take any set H 2 V with
x 2 H . There exists WH 2 W such that St.H;
S V/ WH ; it follows from
that
W
St.x;
W/,
so
St.V;
V/
fSt.H; V/ W x 2 H 2 Vg
x
2
W
H
H
S
fWH W x 2 H 2 Vg St.x; W/ U .
198
(8)
(9)
(10)
(11)
(12)
The inclusion x
V D St.x; V/ is an immediate consequence of (6); the
second inclusion in (7) is evident and the third one follows from the fact that
y
St.y; V/ St.V; V/ for any y 2 V , so (7) is proved.
For any U 2 .K/ let U D fa 2 L W a U g. Given any z 2 O.U / there is
x 2 K such that z D x
.
S It follows from (7) that there exists a set V 2 .K/
such that x
V and ft
W t 2 V g U . Thus y 2 O.U / for any y 2 V
which shows that every point of O.U / is contained in O.U / together with
some open neighborhood and hence
the set q 1 .U / D O.U / is open in K and hence U is open in L for any
U 2 .K/.
If a and b are distinct points of the space L then there are x; y 2 K such that
a D x
; b D y
and x
\ y
D ;. By normality of K there exist disjoint
sets U 2 .x
; K/ and V 2 .y
; K/. It is clear that a 2 U ; b 2 V and
U \ V D ;. This proves, together with (8) and TFS-124, that
the space L is Hausdorff and hence Tychonoff.
Fix an arbitrary point x 2 X and take any z f .x/. It is easy to see that the
family B 0 D fB 2 B W jB \ ff .x/;S
zgj 1g is a cover of the space N , so there
is a finite C B 0 such that K D ff 1 .B/ W B 2 Cg. There exists V 2 V
which is a star refinement of the cover C 0 D ff 1 .B/ W B 2 Cg. In particular,
x
St.x; V/ f 1 .B/ for some B 2 C. Then f .x/ 2 B, so z B which,
together with f .x
/ B shows that z f .x
/. The point z f .x/ was
chosen arbitrarily and hence we proved that
f .x
/ D ff .x/g for any x 2 X .
Now, given any a 2 L take x 2 X with x
D a and let r.a/ D f .x/. The
property (10) shows that the map r W L ! N is well defined and r q D f .
The map q is quotient and r q D f is continuous, so we can apply Fact 1 of
T.268 to see that the map r is also continuous.
Now take a family V 2 V and choose W 2 V such that W is a star refinement
of V. Given a point a 2 L there is x 2 K with a D x
; take W 2 W with
x 2 W . Since there is V 2 V for which St.W; W/ V , it follows from (6)
that x
St.x; W/ St.W; W/ V and hence a D x
2 V . This proves
that
the family V D fV W V 2 Vg is an open cover of L for any V 2 V.
Now take a 2 L and H 2 .a; L/. The set U D q 1 .H / is open in K; pick a
point x 2 X with a D x
. Then x
U , so we can apply (6) to find V 2 V
with St.x; V/ U . It follows from (11) that there is V 2 V such that a 2 V
and hence x
V ; since x 2 V , the inclusion V St.x; V/ U shows that
V U D H and therefore a 2 V H . As a consequence,
the family fV W V 2 V 2 Vg is a base of L and hence L is second countable.
To finally prove that dim L n fix a finite open cover H of the space L. Then
G D fq 1 .H / W H 2 Hg is an open cover of K, so we can apply (7) to find,
for every x 2 K, a set Vx 2 .x; K/ such that St.Vx ; Vx / q 1 .Hx / for
some Hx 2 H and Vx 2 V.
S
There is a finite set A K such that fVx W x 2 Ag D K; apply (2) to find
a cover V 2 V which is a star refinement of Vx for every x 2 A. To show
199
200
201
(ii) if, additionally, dim M m for some m 2 ! then there exists a compact
metrizable space K and an embedding e W M ! K such that dim K m and
clK .e.F // \ clK .e.G// D ;.
Proof. (i) By normality of M we can find a continuous function f W M ! 0; 1
such that f .F / f0g and f .G/ f1g. There exists a metrizable compact
space K 0 such that M embeds in K 0 ; fix an embedding h W M ! K 0 . It is
easy to check that e D h
f W M ! K 0 0; 1
is still an embedding; let
M 0 D e.M / and K D M 0 .
If W K ! 0; 1
is the restriction of the natural projection of K 0 0; 1
onto
its factor 0; 1
, then .e.F // D f .F / f0g and .e.G// D f .G/ f1g.
Therefore clK .e.F // \ clK .e.G// clK . 1 .0// \ clK . 1 .1// D ;, so e is
the promised embedding of M .
(ii) If, additionally, we have dim M m then apply (i) to find a metrizable
compact space K 0 for which there exists an embedding h W M ! K 0 such
that clK 0 .h.F // \ clK 0 .h.G// D ;. Take a continuous function g W M ! K 0
such that gjM D h; since dim.M / D dim M m (see Problem 147),
we can apply Problem 161 to find a metrizable compact space K for which
dim K m and there exist continuous maps p W M ! K and q W K ! K 0
such that g D q p.
If e D pjM and r D qjp.M / then e W M ! K and r W p.M / ! K 0 are
continuous maps such that r e D h. It is an easy exercise to prove, using Fact 2
of S.337, that both maps e and r are embeddings. It follows from q.e.F // D
h.F / and q.e.G// D h.G/ that clK .e.F // \ clK .e.G// q 1 .clK 0 .h.F // \
q 1 .clK 0 .h.G// D ;. This, together with dim K m, shows that we settled
(ii) and hence Fact 1 is proved.
Fact 2. If m 2 ! and .K; d / is a metric compact space then dim K m if and only
if there is a sequence fUk W k 2 !g of finite covers of K such that ord.Uk / m C 1
for any k 2 ! and the sequence fmesh.Uk / W k 2 !g converges to zero.
Proof. Suppose first that dim K m and fix an arbitrary k 2 !. Since the family
B D fBd .x; 2k1 / W x 2 Kg is an open cover of the space K, we can find a finite
subcover V D fV1 ; : : : ; Vl g of the cover B; then mesh.V/ 2k . Since dim K m,
there exists a refinement Uk of the cover V such that ord.Uk / m C 1. After
constructing Uk for every k 2 ! we obtain the promised sequence fUk W k 2 !g.
Now assume that we have a sequence fUk W k 2 !g of finite open covers of K
such that mesh.Uk / ! 0 and ord.Uk / m C 1 for every k 2 !. If V is an open
finite cover of K then we can apply TFS-244 to find a number > 0 such that
every subset of K of diameter less than is contained in an element of V. There
exists k 2 ! with mesh.Uk / < and hence the diameter of every U 2 Uk is less
than ; this implies that every element of Uk is contained in an element of V, i.e.,
Uk is a finite open refinement of V of order m C 1. Therefore dim K m (see
Problem 145), i.e., we settled sufficiency and hence Fact 2 is proved.
202
Fact 3. Given m 2 ! and a second countable space Z with dim Z m, for any
closed disjoint sets A; B Z there exists a partition C between the sets A and B
such that dim C m 1.
Proof. Apply Fact 2 to find a compact space K such that dim K m and there is an
embedding e W Z ! K with clK .e.A// \ clK .e.B// D ;. To simplify the notation
we identify Z and e.Z/; then Z K and A \ B D ; (the bar denotes the closure
in K). Fix a metric d which generates the topology of K.
Proceeding inductively, let F0 D A; G0 D B and assume that k 2 ! and we have
a family fF0 ; G0 ; : : : ; Fk ; Gk g of closed subsets of K with the following properties:
(1) Fi Int.FiC1 / and Gi Int.GiC1 / for all i < k;
(2) Fi \ Gi D ; for every i k;
S
(3) if Ci D Kn.Fi [Gi / then there is a finite Ui .K/ such that Ci Ui while
ord.x; Ui / m for any x 2 Ci and mesh.Ui / 2i for every i 2 f1; : : : ; kg.
It follows from compactness of K that D d.Fk ; Gk / > 0; it is easy to construct
a finite open cover V of the space K such that mesh.V/ nnf 2 ; 2k1 g. By
dim K m there is a finite refinement H of the cover V such that ord.H/ m C 1;
the union of the families W0 D fU 2 H W U \ FkSD ;g and W1 DSfU 2 H W
U \ F ;g is equal to H, so the open sets W0 D W0 and W1 D W1 cover
the space K.
Since the closure of any element of H cannot intersect both Fk and Gk , the set
GkC1 D KnW1 is closed and Gk GkC1 . Besides, Gk KnW1 GkC1 , so
Gk Int.GkC1 /. The set FkC1 D KnW0 is also closed and Fk KnW0 FkC1 ,
so Fk Int.FkC1 /. It follows from W0 [ W1 D K that the sets FkC1 and GkC1 are
disjoint, so the properties (1) and (2) hold if k is replaced with k C 1.
Now, if CkC1 D Kn.FkC1 [ GkC1 / D W0 \ W1 , so both families W0 and W1
cover CkC1 . As a consequence, the family UkC1 D W0 covers the set CkC1 and it
follows from W0 \W1 D ; that ord.x; UkC1 / < mC1 for every x 2 CkC1 because,
from at most .m C 1/-many elements of V that contain x, at least one element of W1
was removed. Thus the condition (3) is also satisfied for all i 2 f1; : : : ; k C 1g and
hence our inductive procedure can be continued to construct families fFi W i 2 !g
and fGi W i 2 !g such that the conditions (1)(3)
are satisfied for
S
S every k 2 !.
It follows from (1) and (2) that OF D i2! Fi and OG D i<! Gi are disjoint
open sets such that A OF and B OG . If C 0 D Kn.OF [ OG / then C 0 is a
0
partition between
T the sets A and B in K. The family Vk D Uk jC is a finite open
0
cover of C D fCi W i 2 Ng and the property (3) implies that ord.Vk / m for
each k 2 N; it is evident that the sequence fmesh.Vk / W k 2 Ng converges to zero,
so we can apply Fact 2 to conclude that dim.C 0 / m 1. The set C D C 0 \ Z is a
partition between A and B in Z and dim C dim.C 0 / m 1 (see Problem 155),
so Fact 3 is proved.
Returning to our solution assume that X D X0 [ : : : [ Xn and dim Xi D 0 for
all i n. Then every Xi is zero-dimensional by Problem 149, so we can apply
Fact 4 of V.400 to see that X has .n C 1/-partition property. This, together with
Problem 157 implies that dim X n, so we proved sufficiency.
203
204
Fix t 2 T and take any point x 2 X nFt . Since x is not a thread on At , there
are u; v 2 At such that v < u and vu .x.u// x.v/. Take disjoint sets U; V 2
.Xv / such that vu .x.u// 2 U and x.v/ 2 V . By continuity of vu there is a set
W 2 .x.u/; Xu / for which vu .W / U . The set G D fy 2 X W y.u/ 2 W and
y.v/ 2 V g is open in X . If y 2 G then y.u/ 2 W and hence vu .y.u// 2 U , which,
together with y.v/ 2 V shows that vu .y.u// y.v/. Thus every point x 2 X nFt
has an open neighborhood G X nFt , so Ft is a closed subset of X .
Given t 2 T fix a point xs 2 Xs for any s At ; take a point y 2 Xt and let
xs D st .y/ for any s 2 At . Letting x.s/ D xs for any s 2 T we obtain a point
x 2 X and it follows from the definition of projections of an inverse system that
vu .x.u// D vu .ut .y// D vt .y/ D x.v/ for any u; v 2 At with v u, so x 2 Ft .
This proves that
(1) the set Ft is nonempty and closed in X for any t 2 T .
If t1 ; : : : ; tn 2 T then there exists s 2 T such that ti Ts for each i n. It is
straightforward that Fs Fti for every i n, so Fs in Fti and therefore
T
(2)
F 0 ; for any finite family F 0 F D fFt W t 2 T g.
The properties (1) and (2) show
T that F is a centered family of closed
T subsets of
a compact space X . Therefore F ;; it is an easy exercise that F D lim S,
so lim S ;.
V.167. Let S D fXt ; st W t; s 2 T g be an inverse system. Suppose that, for a space
Y , a continuous map ft W Y ! Xt is given for every t 2 T and, besides, st ft D fs
for any s; t 2 T with s t . Prove that the diagonal product f D
t2T ft maps Y
continuously into lim S.
Q
Solution. Let X D t2T Xt ; recall that the diagonal product f W Y ! X is
defined by letting f .y/.t / D ft .y/ for any y 2 Y and t 2 T . If pt W X ! Xt is the
natural projection then pt f D ft for any t 2 T , so f is continuous by TFS-102.
To see that f .Y / lim S fix a point y 2 Y . For any s; t 2 T with s t we
have st .f .y/.t // D st .ft .y// D fs .y/ D f .y/.s/, so the point f .y/ is a thread
and hence f .y/ 2 lim S. Thus f is a continuous map from Y to lim S.
V.168. Let X be a topological space. Suppose that, for a nonempty directed set T ,
a subspace Xt X is given for each t 2 T in such a way that Xt Xs whenever
s t . Given s; t 2 T with s t , let st .x/ D x for each x 2 Xt . Prove that
the inverse systemTS D fXt ; st W t; s 2 T g is well defined and the limit of S is
homeomorphic to fXt W t 2 T g.
Solution. It is evident that every map st is continuous and tt D idXt . Given s
t u we have st .tu .x// D st .x/ D x D su .x/ for any x 2 Xu , so the inverse
system S is well
Q defined.
LetTP D t2T Xt and denote the limit of S by L; let ht .x/ D x for any x 2
Y D fXt W t 2 T g and t 2 T . Then ht W Y ! Xt is a continuous map and it is
straightforward that st ht D hs for any s; t 2 T with s t . Consequently, the
diagonal product h D
t2T ht maps Y continuously into L (see Problem 167).
205
Solution.
Q It is evident that all elements of the family B are open in L. For the space
X D t2T Xt let pt W X ! Xt be the natural projection for every t 2 T . If x 2 L
and G 2 .x; L/ then there is U 2 .X / such that U \ L D G. By definition of the
product
T topology there exist t1 ; : : : ; tn 2 T and Ui 2 .Xti / for all i n such that
x 2 in pt1
.Ui / U .
i
The set T being directed we can find an index t 2 T such that ti t for all
i n. It follows from x 2 L that tti .x.t // D x.ti / 2 Ui , so we canTfind a set
Wi 2 .x.t /; Xt / such that tti .Wi / Ui for every i n. The set W D in Wi is
an open neighborhood of x.t / in Xt and tti .W / Ui for each i n.
The set O D t1 .W / D pt1 .W / \ L is an element of B and x 2 O. If
y 2 O then y.t / 2 W and y 2 L, so y.ti / D tti .y.t // 2 Ui for all i n. As a
T
consequence, y 2 in pt1
.Ui / \ L U \ L D G and therefore O G. We
i
proved that, for any x 2 L and G 2 .x; L/ there is O 2 B such that x 2 O G,
so B is a base in L.
V.171. Suppose that S D fXt ; st W t; s 2 T g is an inverse system of topological
spaces. Prove that, for any closed set F lim S, the subspace F is the limit of the
206
t .y/ D y.t / D x. For any s t we have st .x/ D st .y.t // D y.s/ D s .y/ 2
s .F /, so st .t .F // s .F / and hence the inverse system SF is well defined.
If LF D lim SF then every element of LF has to be a thread of S, so LF L.
v
.w.t/
.y.v//// D sv .y.v//, which together with the equalities
v
x.s/ D sw.s/ .y.w.s/// D sw.s/ .w.s/
.y.v/// D sv .y.v//
207
Solution. The space L D lim S is compact (see Problem 165) and hence normal;
let t W L ! Xt be the limit projection for any t 2 T . Take a finite open cover U of
the space L; it follows from Problem 170 that, for every x 2 L there exists t .x/ 2 T
1
and Ux 2 .Xt.x/ / such that x 2 Vx D t.x/
.Ux / and the set Vx is contained in some
element of U .
S
Take a finite set A L for which L D fVx W x 2 Ag; the set T being
directed there exists t 2 T such that t .x/ t for any x 2 A. If x 2 A then the
t
set Ox D .t.x/
/1 .Ux / is open in Xt . It follows from the definition of the limit of
208
t
an inverse system that t.x/
t D t.x/ and hence t1 .Ox / D Vx for all x 2 A.
S
S 1
Therefore L D ft .Ox / W x 2 Ag and hence t .L/ fOx W x 2 Ag.
The set t .L/ being closed in Xt , we have dim.t .L// dim Xt n (see
Problem 146), so there is a finite closed refinement F of the cover fOx \ t .L/ W
x 2 Ag of the space t .L/ such that ord.F/ n C 1. It is straightforward that
ft1 .F / W F 2 Fg is a finite closed refinement of U of order n C 1, so we can
apply Problem 145 to conclude that dim L n.
209
210
211
212
213
every x 2 Q. Given an arbitrary " > 0 there exists a finite set E Q and 2 .0; 1/
such that f g 2 OX .E; / implies jy .f / y .g/j < ". The set A being closed
and discrete in X we can find U 2 .E; X / such that U \ A is a finite set.
Apply Problem 177 to find h 2 E.X / such that h.E/ f1g and h.X nU / f0g;
consider the functions f1 D hf0 and g1 D hg0 . It follows from f0 jE D f1 jE and
g0 jE D g1 jE that
./ jy .f0 / y .f1 /j < " and jy .g0 / y .g1 /j < ".
We also have f1 jQ D f0 jQ and g1 jQ D g0 jQ, so jf1 .x/ g1 .x/j < 1 for every
x 2 Q. Therefore W D fx 2 X W jf1 .x/ g1 .x/j < 1g is an open neighborhood of
the set Q and so is the set W 0 D W \ U . There is m 2 ! such that, for all i m,
we have aji 2 W 0 for all j 2 f1; : : : ; lg and aji U for all j 2 fl C 1; : : : ; k rg.
As a consequence, for each i m we have jf1 .x/ g1 .x/j < 1 for every point
i
i
x 2 D [fa1i ; : : : ; ali g; besides, f1 .x/ D g1 .x/ D 0 whenever x 2 falC1
; : : : ; akr
g,
so jf1 .x/ g1 .x/j < 1 for all x 2 Qi .
By the choice of the sets Qi , we have jyi .f1 / yi .g1 /j p for all i m.
We already saw that yi .f1 / ! y .f1 / and yi .g1 / ! y .g1 / as i ! 1. Passing
to the limit in the last inequality, we conclude that jy .f1 / y .g1 /j p. This,
together with ./, implies that jy .f0 / y .g0 /j p C 2". The number " > 0
was taken arbitrarily so jy .f0 / y .g0 /j p and hence y 2 Y.p; q/, i.e., we
established that the set Y.p; q/ is closed in X . An analogous reasoning shows that
X.p; q/ is closed in Y , so Fact 9 is proved.
Returning to our solution call a set A Y adequate if it is closed in Y and
embeds in X ; the set A is called -adequate if it is representable as the countable
union of adequate sets. Given any p; q 2 N, say that a set A Y is .p; q/-small
if A M.p; q/ and there exist continuous maps f1 ; : : : ; fq W A ! X such that
Kp .y/ D ff1 .y/; : : : ; fq .y/g for all y 2 A. Analogously, a set B X will be
called .p; q/-small if B N.p; q/ and there are continuous maps g1 ; : : : ; gq W
B ! Y such that Lp .x/ D fg1 .x/; : : : ; gq .x/g for all x 2 B.
Given p; q 2 N, we can apply Fact 2 of V.080 together with Fact 8 to see that
there
S exists a family fUn W n 2 !g of open subsets of M.p; q/ such that M.p; q/ D
n2! Un and every Un is .p; q/-small. By Fact 9 each M.p; q/ is an F -set in Y , so
there
S exists a family fFn .p; q/ W n 2 !g of closed subsets of Y such that M.p; q/ D
n2! Fn .p; q/ and every Fn .p; q/ is .p; q/-small. The family F D fFn .p; q/ W
n 2 !; p; q 2 Ng is a countable closed cover of Y such that every F 2 F is
.p; q/-small for some p; q 2 N; let SY .F / D ff1 ; : : : ; fq g be the respective set
of continuous functions from F to X . Analogously, there exists a countable closed
cover G of the space X such that every G 2 G is .p; q/-small for some p; q 2 N;
denote by SX .G/ the set fg1 ; : : : ; gq g which witnesses that G is .p; q/-small. Next,
observe that
S
(1) y 2 fL.x/ W x 2 K.y/g for any y 2 Y .
S
Let A D fL.x/ W x 2 K.y/g and assume that y A. Choose a number n 2 N
such that v.x/ < n for all x 2 K.y/ and apply Problem 177 to choose a function
214
f 2 E.Y / such that f .y/ > nu.y/ and f .A/ f0g. It follows from f jL.x/ D
0Y jL.x/ that jx .f / x .0Y /j D jx .f /j v.x/ < n for any x 2 K.y/. If
g D T 1 .f / then jg.x/j D jx .f /j < n for every x 2 K.y/.
Consider the function hi D ni g for all i D 0; : : : ; n. Given any natural number
i < n we have jhiC1 .x/ hi .x/j D n1 jg.x/j < 1 for all points x 2 K.y/; therefore
jy .hiC1 / y .hi /j u.y/. Now, it follows from the equalities h0 D 0X and
P
hn D g that jy .g/j D jy .g/ y .0X /j n1
iD0 jy .hiC1 / y .hi /j nu.y/.
Recalling that y .g/ D T .g/.y/ D f .y/ we conclude that jf .y/j nu.y/; this
contradiction with our
Schoice of f shows that (1) is proved.
S
The sets SX D fSX .B/ W B 2 Gg and SY D fSY .A/ W A 2 Fg are
countable; our next step is to prove that
(2) the set Q.f; g/ D fy 2 dom.f / W f .y/ 2 dom.g/ and g.f .y// D yg is
adequate for any f 2 SY and g 2 SX .
Suppose that a sequence fyn W n 2 !g Q.f; g/ converges to a point y 2 Y .
The set dom.f / being closed in Y , we have y 2 dom.f /; by continuity of f , the
sequence ff .yn / W n 2 !g dom.g/ converges to the point f .y/. The set dom.g/
is closed in X , so f .y/ 2 dom.g/; the map g being continuous, the sequence
fg.f .yn // W n 2 !g D fyn W n 2 !g converges to g.f .y// whence y D g.f .y//
which proves that the set Q D Q.f; g/ is closed in Y . Note that g is the inverse of
f on the set f .Q/, so f jQ W Q ! f .Q/ is a homeomorphism and hence Q is,
indeed, an adequate subset of Y , i.e., (2) is proved.
The family F 0 D fF \ Q.f; g/ W F 2 F; f 2 SY and g 2 SX g consists of
countably many adequate sets (see (2)). Fix a point y 2 Y and take F 2 F such
that y 2 F ; the set F is .p; q/-small for some p; q 2 N, so SY .F / D ff1 ; : : : ; fq g
for some continuous functions f1 ; : : : ; fq from F to X .
The set K.y/ being the minimal element of the family E.y/, we have the
inclusion K.y/ Kp .y/ D ff1 .y/; : : : ; fq .y/g, so it follows from (1) that there is
i q for which y 2 L.fi .y//. The family G being a cover of X we can pick G 2 G
with x D fi .y/ 2 G. By our choice of G, there are r; s 2 N such that G N.r; s/
and SX .G/ D fg1 ; : : : ; gs g. The set L.x/ being the minimal element of D.x/, we
have L.x/ Lr .x/ D fg1 .x/; : : : ; gs .x/g. Thus y D gj .x/ D gj .fi .y// for some
j s and therefore y 2 S
F \Q.fi ; gj / 2 F 0 . The point y 2 Y was taken arbitrarily,
so we proved that Y D F 0 is -adequate; analogously, X is -adequate, so our
solution is complete.
V.179. Given second countable Tychonoff spaces X and Y , suppose that some QSalgebras E.X / and E.Y / are chosen in Cp .X / and Cp .Y / respectively. Prove that,
if E.X / is uniformly homeomorphic to E.Y / then dim X D dim Y .
Solution. Let m D dim Y and apply Problem
178 to find a family F D fFn W
S
n 2 !g of closed subsets of X such that F D X and every Fn embeds in Y . If
m D 1 then dim X m, so assume that m 2 !. It follows from Problem 155 that
dim Fn m for all n 2 !. The space X being normal we can apply Problem 150
to see that dim X m which proves that dim X dim Y . Since the spaces X
and Y are in a symmetric situation, we also have dim Y dim X and hence
dim X D dim Y .
215
V.180. Suppose that X and Y are Tychonoff spaces such that Cp .X / is uniformly
homeomorphic to Cp .Y /. Prove that dim X D dim Y .
Solution. Given a space Z and P Cp .Z/ let ePZ .z/.f / D f .z/ for any z 2 Z
and f 2 P . Then ZP
D fePZ .z/ W z 2 Zg Cp .P / and ePZ W Z ! ZP
is a
Z
continuous map by TFS-166. If P Q Cp .Z/ then Q;P
W ZQ
! ZP
is
Z
Z
Z
the restriction map; it is evident that eP D Q;P eQ . Recall that if ' W Z ! T
is a continuous onto map then the dual map ' W Cp .T / ! Cp .Z/ is defined by
' .f / D f ' for any f 2 Cp .T /.
If Z is a space and P Cp .Z/ then .ePZ / W Cp .ZP
/ ! Cp .Z/ is an
embedding (see TFS-163) such that P C Z; P
D .ePZ / .Cp .ZP
// (see
Fact 5 of U.086). Let dPZ W C Z; P
! Cp .ZP
/ be the inverse of .ePZ / , i.e.,
dPZ .f / D .ePZ /
1 .f / for every f 2 C Z; P
.
Fact 1. Given spaces Z and T suppose that ' W Z ! T is a continuous onto map
and A Cp .T /. If and A0 D ' .A/ and D ' jA W A ! A0 then eAT ' D eAZ0 .
Proof. If z 2 Z then let y D '.z/ and observe that eAT .y/ is an element of Cp .A/
such that eAT .y/.f / D f .y/ for any f 2 Cp .T /. Now, it follows from the equalities
.eAZ0 .z//.f / D .eAZ0 .z/ ' /.f / D .f '/.z/ D f .y/ D eAT .y/.f / that the
functions eAT .'.z// and .eAZ0 .z// coincide for every z 2 Z, i.e., eAZ0 D eAT ',
so Fact 1 is proved.
Fact 2. Suppose that Z is a space, M is a second countable space and we have a
continuous onto map ' W Z ! M . Then there exists a countable P Cp .Z/ and a
homeomorphism u W M 0 D ePZ .Z/ ! M such that u ePZ D '.
Proof. Let A Cp .M / be a countable QS -algebra (which exists by Problem 176).
Then A separates the points from the closed sets of the space M , so the reflection
map eAM W M ! M0 D eAM .M / is a homeomorphism by TFS-166.
The set P D ' .A/ Cp .Z/ is countable; let D ' jA W A ! P . The
dual map W Cp .P / ! Cp .A/ is a homeomorphism and .ePZ .z// D eAM .'.z//
for any z 2 Z by Fact 1. Therefore ..eAM /1 . jM 0 // ePZ D ' and hence
u D .eAM /1 . jM 0 / is the promised homeomorphism, i.e., Fact 2 is proved.
Fact 3. Given a space Z and a countable P Cp .Z/ let M0 D ePZ .Z/. Suppose
that M is a second countable space and we have continuous onto maps ' W Z ! M
and r W M ! M0 such that r ' D ePZ . Then there is a countable set Q Cp .Z/
Z
such that P Q and M1 D eQ
.Z/ is homeomorphic to M .
Proof. Let W Cp .M0 / ! Cp .Z/ be the dual map of ePZ , i.e., .f / D f ePZ
for any f 2 Cp .M0 /. It was proved in Fact 5 of U.086 that P .Cp .M0 //; the
set P 0 D f1 .g/ W g 2 P g is countable and hence P 00 D r .P 0 / Cp .M /
is countable as well, so there is a countable QS -algebra A Cp .M / such that
P 00 A (see Problem 176). The set Q D ' .A/ Cp .Z/ is countable; besides,
eAM W M ! eAM .M / Cp .A/ is a homeomorphism and it follows from Fact 1 that
Z
eAM ' D eQ
where D ' jA.
216
Z
Thus, for the space M1 D eQ
.Z/ the map u D .eAM /1 W M1 ! M is a
homeomorphism. To see that P Q fix any f 2 P and let g D 1 .f /; h D
r .g/. Then v D ' .h/ 2 Q; to see that f D v take any point z 2 Z. Then
f .z/ D g.ePZ .z//. On the other hand, it follows from h D g r and v D h ' that
v D g .r '/ D g ePZ , so v.z/ D g.ePZ .z// D f .z/. Thus f D v 2 Q, so Q P
and hence Fact 3 is proved.
such that r.y0 / D t0 . To see that the map r 1 is continuous at the point t0 take any
217
set U 2 .y0 ; ZA
/. There are f1 ; : : : ; fk 2 A and " > 0 such that O D fy 2
ZA
W jy.fi / y0 .fi /j < " for all i kg U . There exists m 2 ! for which
ff1 ; : : : ; fk g Am . The set W D ft 2 T W jt .m/.fi /t0 .m/.fi /j < " for all i kg
is an open neighborhood of t0 in T . If t 2 W and y D r 1 .t / then yjAm D t .m/
and y0 jAm D t0 .m/ which shows that jy.fi /y0 .fi /j D jt .m/.fi /t0 .m/.fi /j < "
for every i k. As a consequence, y D r 1 .t / 2 O; the point y 2 W was chosen
arbitrarily, so we proved that r 1 .W / O U .
Thus the map r 1 is continuous at every point of T , so r W ZA
! T is a
homeomorphism, i.e., ZA
embeds in L. Finally apply Problem 175 to see that
dim L n and hence dim.ZA
/ D dim T dim L n by Problem 155, so Fact 5
is proved.
Returning to our solution let u W Cp .X / ! Cp .Y / be a uniform homeomorphism. The equality dim X D dim Y will be established if we prove that
dim X dim Y and dim Y dim X . The spaces X and Y are in a symmetric
situation, so it suffices to show that dim Y dim X . If dim X D 1 then there is
nothing to prove, so assume that dim X D n 2 !.
Suppose that M is a second countable space and r W Y ! M is a continuous
map; if M 0 D r.M / then r W Y ! M 0 is surjective. Apply Fact 2 to find a countable
A0 Cp .Y / and a homeomorphism h W Y A0
! M 0 such that h eAY 0 D r.
The space Y A0
being second countable, there is a countable QS -algebra Q0
Cp .Y A0
/ with dAY0 .A0 / Q0 ; then the set Q00 D .eAY 0 / .Q0 / is countable and
contains A0 .
The set P D u1 .Q00 / Cp .X / is countable and the map ePX W X ! X P
(1)
(2)
(3)
(4)
218
219
220
S
for every k 2 ! and Pi D k2! Fki for all i m. For any k1 ; : : : ; km 2 ! if
.k1 ; : : : ; km / D maxfki i W i mg then the set F .k1 ; : : : ; km / D Fk11 : : : Fkmm
0
belongs to .k
.Y / by the induction hypothesis and Fact 1 of T.331. It is
1 ;:::;km /
S
straightforward that P D fF .k1 ; : : : ; km / W ki 2 ! for all i mg; since also
.k1 ; : : : ; km / < for any k1 ; : : : ; km 2 !, we conclude that P 2 0 .Y /.
Now, if Qi 2 0 .Yi / then Yi nQi 2 0 .Yi / and hence i1 .Yi nQi / belongs
S
to 0 .Y / for all i m (see Fact 1 of T.318). Since Y nQ D fi1 .Yi nQi / W
i mg, we can apply Fact 1 of T.341 to see that Y nQ 2 0 .Y / and hence Q 2
0 .Y /. Thus our statement is verified for D , so our inductive procedure can be
continued to guarantee that it holds for all < !1 , i.e., Fact 1 is proved.
Returning to our solution take a completely metrizable space Mi such
Q that Xi is
homeomorphic to some Yi Mi for all i n (see TFS-237); let Y D in Yi and
Q
M D in Mi . If Xi 2 A then Yi 2 0 .Mi / for every i n, so Y 2 0 .M /
by Fact 1. The space X D X1 : : : Xn is homeomorphic to Y , so we can apply
Problem 184 to see that X 2 A . Finally, if Xi 2 M then Yi 2 0 .Mi / for every
i n, so Y 2 0 .M / by Fact 1. The space X being homeomorphic to Y we can
apply Problem 183 to see that X 2 M .
V.186. Given ordinals ; S
2 !1 such that 2 and < suppose that X is a
metrizable space and X D fXn W n 2 !g where Xn 2 0 .X / \ M for every
n 2 !. Prove that X 2 M .
Solution. Take a complete metric space M such that X M (see TFS-237). It
follows from Fact 1 of T.319 that there exists Yn 2 0 .M / such that Yn \ X D Xn
S
for any n 2 !; thus the set Y D n2! Yn 2 0 .M / 0 .M / (see Fact 1 of
T.331) belongs to the class 0 .M /. Now, Xn 2 M implies that Xn 2 0 .M / and
0
therefore Yn nXn 2 0 .M / for every n 2 !. The class
S .M / being -additive (see
Fact 1 of T.341), we convince ourselves that Z D n2! .Yn nXn / also belongs to the
class 0 .M /. Consequently, X D Y nZ 2 0 .M /, so we can apply Problem 183
to conclude that X 2 M .
V.187. Prove that a metrizable space X is a Borel set of absolute additive class
2 (i.e.,SX 2 A ) if and only if there exists a sequence fn W n 2 !g such
that X D fXn W n 2 !g and Xn 2 Mn for every n 2 !.
Solution. Suppose that X 2 A and fix a complete metric space M such that X
M (see TFS-237). We have X 2 0 .M /, so there exist sequences fn W n 2 !g
S
and fXn W n 2 !g such that X D n2! Xn and Xn 2 0n .M / for all n 2 !. Let
n D n if n 1 and n D 1 if n D 0; it is clear that fn W n 2 !g and,
besides, n n , so Xn 2 0n .M / for every n 2 !. Apply Problem 183 to see that
Xn 2 Mn for each n 2 !; this settles necessity.
Now assume that there exist sequences fn W S
n 2 !g and fXn W n 2 !g
such that Xn 2 Mn for every n 2 ! and X D n2! Xn . If X is a subspace of a
221
222
S
is an element of 0 .Z/. The set O D t2T Ot being open, the closed set F D
ZnO belongs to 0 .Z/ (recall that > 0); as a consequence, ZnP D W [ F 2
0 .Z/ which shows that P 2 0 .Z/ and completes our induction step. Thus our
statement is true for every < !1 , i.e., Fact 1 is proved.
Fact 2. Assume that 2 is a countable ordinal,U 0 .M / is a -discrete cover
of a metric space .M; d / and r > 0. Then there is a -uniformly discrete refinement
V 0 .M / of the family U such that diamd .V / < r for any V 2 V.
S
Proof. By our assumption, U D n2! Un and every Un is discrete, so we can choose
an open cover Gn of the space M such that every set G 2 Gn meets at most one
element of Un and diamd .G/ < r. Fix n 2 ! and applySFact 1 of T.373 to find an
open refinement Wn of the cover Gn such that Wn D i2! Win and every Win is
uniformly discrete. Let V.n; i / D Win ^ Un for all n; i 2 !.
Fix any n; i 2 ! and take " > 0 such that Bd .x; "/ meets at most one element
of Win for any x 2 X . Suppose that we have distinct V0 ; V1 2 V.n; i / such that
Bd .x; "/ \ Vj ; for j D 0; 1. Take W0 ; W1 2 Win and U0 ; U1 2 Un such that
Vj D Wj \ Uj and hence Bd .x; "/ \ .Wj \ Uj / ; if j 2 f0; 1g. It follows from
Bd .x; "/\W0 ; Bd .x; "/\W1 that W0 D W1 and hence U0 U1 ; thus the set
W0 2 Win meets both sets U0 and U1 . There is G 2 Gn with W0 G; an immediate
consequence is that G also meets both sets U0 and U1 which contradicts the choice
of the family Gn . This proves thatSthe family V.n; i / is uniformly discrete for any
n; i 2 !. Thus the family V D fV.n; i / W n; i 2 !g is a -uniformly discrete
refinement of U such that diamd .V / < r for every V 2 V, so Fact 2 is proved.
Returning to our solution observe that
(1) if fUn W n 2 !g is a complete sequence of covers of a space Z and Vn is a
refinement of Un for every n 2 ! then the sequence fVn W n 2 !g is also
complete.
Apply TFS-237 to find a complete metric space .M; d / such that X M ; we
will prove by transfinite induction that (i)H)(ii) for every 1. If D 1 then
223
S
all i 2 ! then the family fEin W i 2 !g is disjoint, Dn D i2! Ein and it follows
from Fact 1 of T.341 and Fact 1 of T.331 that every set Ein belongs to the family
0n .M / \ 0n .M /.
Apply Problem 183 to see that Ein 2 Mn ; by the induction hypothesis, for every
set Ein we can find a complete sequence fC.n; i; k/ W k 2 !; k ng of -discrete
covers of the space Ein such that C.n; i; k/ 0n .Ein / for every k n (observe
that the induction hypothesis could be used to guarantee that every family C.n; i; k/
is in the class 0k .Ein / for some k < n but we wont need that). Applying
Fact 1 of T.341 and Fact 1 of T.319 we conclude that C.n; i; k/ 0n .M / for
all n; i; k 2 !; k n. It follows from (1) and Fact 2 that we can additionally
assume, without loss of generality, that every C.n; i; k/ is -uniformly discrete in
Ein and diamd .U / 2k for every U 2 C.n; i; k/; then every C.n; k; i / is also
-uniformly discrete in M by Fact 2 of T.373.
For every p 2 ! consider the family Up D fF W T
F ; while there exist
p
sets U0 ; : : : ; Up and i0 ; : : : ; ip 2 ! such that F D . nD0 Un / \ X and Un 2
C.n; in ; p/ for all n pg. It follows from 0 : : : p that Up 0p .X / for
every p 2 ! (see Fact 1 of T.331 and Fact 1 of T.341). Fact 3 of T.373 implies that
the family E.i0 ; : : : ; ip / D C.0; i0 ; p/ ^ : : : ^ C.p;
S ip ; p/ is -uniformly discrete for
any i0 ; : : : ; ip 2 !. Therefore the family E D fE.i0 ; : : : ; ip / W i0 ; : : : ; ip 2 !g is
also -uniformly discrete. As a consequence, Up EjX is -uniformly discrete for
every p 2 !, so all is left is to prove that the sequence fUp W p 2 !g is complete
in X .
Assume that F is a filter in X such that F \ Up ; and hence we can pick a
set Up 2 Up \ F for each p 2 !. The sequence fdiamd .Up / W p 2 !g converges to
zero, so we have the following property:
(2) the filter F can have at most one cluster point in M .
Tp
By the choice of Up , we have Up D . nD0 Upn /\X where Upn 2 C.n; i.n; p/; p/
for every p 2 !. Given any n 2 ! and p; q n it follows from Up \ Uq ; that
Upn \ Uqn ;; the family fEin W i 2 !g being disjoint we must have i.n; p/ D
i.n; q/; thus the number in D i.n; p/ does not depend on p.
Let Fn D FjEinn for every n 2 !; it follows from Up Upn that Fn is a filter
on Einn and Upn 2 Fn \ C.n; in ; p/ for each p n. The sequence fC.n; in ; p/ W
n p < !g being complete in Einn , the filter Fn has a cluster point an 2 Einn . It
is clear that every an is also a cluster point of F, so we can apply the property (2)
to convince
ourselves that
T
T there is a 2 M such that an D a for all n 2 !. Now,
a 2 fEinn W n 2 !g n2! Dn D X , so a is a cluster point of F in X . This shows
that the sequence fUp W p 2 !g is complete and hence we proved that (i)H)(ii).
Assume, toward proving (ii)H)(i), that S D fUn W n 2 !g is a complete
sequence given in (ii); we are still considering that X is a subspace of a complete
metric space .M; d /. Applying Fact 2 we can assume, without
S loss of generality,
that diamd .U / 2n for all n 2 ! and U 2 Un while Un D i2! Uin where every
Uin is uniformly discrete. For each n 2 ! and U 2 Un we can apply Fact 1 of T.319
to find a set E.U / clM .U / such that E.U / \ X D U and E.U / 2 0n .M /.
224
n2! n
S
Vn D fT .U / W U 2 Un g then Vn is a -discrete refinement of UnS
for every n 2 !,
so the sequence fVn W n 2 !g is complete by (1). Since also Vn f0 .X / W <
n g for all n 2 !, we settled (ii)H)(iii).
Finally, if (iii) holds then take the respective complete sequence fVn W n 2 !g
of -discrete covers of X and let Un D Vn for every n 2 !. By Fact 1 of T.331
we have Un 0n .X / for each n 2 !; this shows that (iii)H)(ii) and makes our
solution complete.
V.189. Given a countable ordinal 2 prove that the following conditions are
equivalent for any second countable X :
(i) the space X belongs to M ;
(ii) there is a complete sequence fUn W n 2 !g of countable covers of X such that,
for any n 2 !, there is n < with Un 0n .X /;
225
(iii) there is a complete sequence fVn W n 2 !gSof countable covers of X such that,
for any n 2 !, there is n < with Vn f0 .X / W < n g.
Solution. If X 2 M then it follows from Problem 188 that X has a complete
sequence fUn W n 2 !g of -discrete covers such that, for every n 2 !, we have
Un 0n .X / for some n < . The space X being second countable, every Un is
countable; this proves that (i)H)(ii).
Now, if X has a complete sequence fUn W n 2 !g of countable covers as in
(ii) then every Un is -discrete, so we can apply Problem 188 to see that there is
a complete sequence fVn W n 2 !g of -discrete
covers of X such that, for every
S
n 2 ! there exists n < for which Vn f0 .X / W < n g. Since X is second
countable, every Vn is countable, so we settled (ii)H)(iii).
Finally, if fVn W n 2 !g is a complete sequence of countable covers as in (iii)
then each Vn is -discrete, so we can apply Problem 188 once more to conclude that
X 2 M and hence (iii)H)(i).
V.190. Prove that any analytic space has a complete sequence of countable covers.
Show that in metrizable spaces the converse is also true, i.e., a metrizable space X
is analytic if and only if there exists a complete sequence of countable covers of X .
Solution. Suppose that a space X is analytic and fix a continuous onto map ' W
! ! ! X . For any x 2 X choose a point yx 2 ' 1 .x/ and let Y D fyx W x 2 X g.
Then 'jY W Y ! X is a bijection. Given n 2 ! and k0 ; : : : ; kn 2 ! the set
O.k0 ; : : : ; kn / D ff 2 ! ! W f .i / D ki for all i ng is open in ! ! , so the family
Un D fO.k0 ; : : : ; kn / W ki 2 ! for all i ng is an open disjoint cover of ! ! .
The family Vn D fU \ Y W U 2 Un g is a cover of the space Y , so the family
Wn D f'.V / W V 2 Vn g is a cover of X for every n 2 !. To show that the
sequence S D fWn W n 2 !g is complete in X take a filter F on the set X such that
F \ Wn ; and hence there is Vn 2 Vn such that '.Vn / 2 F; pick a set Un 2 Un
with Un \ Y D Vn for each n 2 !.
Since 'jY W Y ! X is a bijection and f'.Vn / W n 2 !g F is centered, the
family fVn W n 2 !g is centered too; fix a point fn 2 V0 \ : : : \ Vn U0 \ : : : \ Un
for each n 2 !. By the definition of the family Un there are k0n ; : : : ; knn 2 ! such
that Un D O.k0n ; : : : ; knn / for every n 2 !. Take any m; n; i 2 ! with i m n.
It follows from ffm ; fn g Um and fn 2 Un that kim D fm .i / D fn .i / D kin and
hence kin D kim , i.e., the number kin D ki does not depend on n.
Let f .i / D ki for every i 2 !; then f 2 ! ! . Fix any element F 2 F; if
x D '.f / F then use continuity of ' to find a set W 2 .f; ! ! / such that
'.W / \ F D ;. The family fUn W n 2 !g is easily seen to be a local base at f ,
so there is n 2 ! with Un W . Then '.Vn / '.Un / '.W / and therefore
'.Vn / \ F D ;. This contradiction with f'.V
T n /; F g F shows that x 2 F ; the
set F 2 F was chosen arbitrarily, so x 2 fF W F 2 Fg. Consequently, S is a
complete sequence in X .
Now assume that X is metrizable and S D fUn W n 2 !g is a complete sequence
of countable covers of X . If w.X / > ! then there exists a closed discrete D X
with jDj D !1 . Since U0 is countable, we can choose U0 2 U0 such that D0 D
226
227
(1) once more we conclude that S0 is a complete sequence. It follows from (2) and
our choice of the sequence S that
(5) if n 2 ! then diam .O/ 2n for any O 2 On .
Given any element f 2 ! ! let Un D O.f .0/; : : : ; f .n//; it follows from the
property (4) that UnC1 Un for every n 2 !. This gives us a decreasing sequence
T D fUn W n 2 !g of nonempty sets such that Un 2 On for all n 2 !. Since T is
a filterbase, we can find a filter F TT. Then Un 2 F \ O
Tn for every n 2 !; the
sequence S0 being complete, we have fU n W n 2 !g fF W F 2 Fg ;. It
follows from (5) that the sequence fdiam .Un / W n 2 !g converges to zero, so there
T
is x 2 X such that fU n W n 2 !g D fxg; let '.f / D x. This gives us a map
' W !! ! X .
Fix a point f 2 ! ! and an open
Tneighborhood U of the point x D '.f / in X ; by
our choice of ', we have fxg D fU n W n 2 !g where Un D O.f .0/; : : : ; f .n//
for all n 2 !. It follows from the property (5) that diam .Un / ! 0, so there is
n 2 ! such that U n U . If g 2 V D fh 2 ! ! W h.i / D f .i / for all i ng
then '.g/ 2 O.g.0/; : : : ; g.n// D U n U . This proves that '.V / U and hence
V 2 .f; ! ! / witnesses continuity of ' at the point f ; thus the map ' is continuous.
Finally, take any x 2 X ; the property (4) shows that there exists a sequence
fki W i 2 !g ! such that x 2 Un T
D O.k0 ; : : :T
; kn / for any n 2 !.
S If f .i / D ki
for all i 2 ! then f 2 ! ! and x 2 T
U
U
.
The
set
n
n
n2!
n2!
n2! U n being
a singleton by (5) we conclude that n2! U n D fxg and hence '.f / D x; this
shows that X is analytic being a continuous image of ! ! . Thus we have proved the
converse for the class of metric spaces, i.e., our solution is complete.
V.191. For any metrizable space X and n 2 N define a map e W X n ! X
n by
e..x1 ; : : : ; xn // D fx1 ; : : : ; xn g for every .x1 ; : : : ; xn / 2 X n . Prove that there exists
an F -set G in the space X n such that e.G/ D X
n and the map ejG W G ! X
n
is a bijection.
Solution. Let T D f.x1 ; : : : ; xn / 2 X n W xi xj whenever i j g. Given any
bijection W f1; : : : ; ng ! f1; : : : ; ng let h ..x1 ; : : : ; xn // D .x.1/ ; : : : ; x.n/ / for
any .x1 ; : : : ; xn / 2 T . It is evident that h W T ! T is a homeomorphism. Denote
by Sn the set of all bijections W f1; : : : ; ng ! f1; : : : ; ng. Call a set Y T
adequate if ejY is injective.
For any a D .a1 ; : : : ; an / 2 T choose disjoint sets O1 ; : : : ; On 2 .X / such that
ai 2 Oi for every i n. It is easy to see that the set O D O1 : : : On T is
adequate, open and a 2 O; this shows that T has a cover which consists of open
adequate sets. The space T is metrizable and hence paracompact so we can choose
an open locally finite cover U DSfU W < g of the space T such
Sthat U is
adequate for all < . Let V D fh .V / W 2 Sn g and G D U n. fV W <
g/ for every < . The family fG W < g is disjoint and locally finite. Since
S in
the space T every open set is F , every G is an F -subset of T ; let G D fG W
< g. It is an easy exercise that the union of a locally finite family of F -sets is
an F -set, so G is an F -subset of T ; the set T being open in X n , we conclude that
G is also an F -set in X n .
228
229
230
231
Solution. Given a set A the family Fin.A/ consists of all finite subsets of A; for
each n 2 ! let A
n D fB 2 Fin.A/ W jBj D ng. For any space Z the function
0Z 2 Cp .Z/ is defined by 0Z .z/ D 0 for all z 2 Z. For each n 2 N the space Z
n
is assumed to carry the Vietoris topology.
Suppose that either T W Cp .X / ! Cp .Y / or T W Cp .X / ! Cp .Y / and T is
a uniformly continuous surjection. Our proof will be valid for both cases, so let us
denote by E.X / and E.Y / the respective domain and range of T . Since 0X 2 E.X /
and 0Y 2 E.Y /, there is no loss of generality to assume that T .0X / D 0Y . For every
y 2 Y let by .f / D f .y/ for all f 2 E.Y /. For any K 2 Fin.X / and " > 0 the set
OX .K; "/ D ff 2 E.X / W f .K/ ."; "/g is an open neighborhood of 0X and
the family fOX .K; "/ W K 2 Fin.X / and " > 0g is a local base of the space E.X /
at the point 0X .
It follows from Fact 1 of V.178 that
(1) by W E.Y / ! R is a uniformly continuous unbounded map and hence the map
y D by T is also uniformly continuous and unbounded for every y 2 Y .
Fact 1. Given a point y 2 Y and a finite subset K of the space X let
u.y; K/ D supfjy .f / y .g/j W f; g 2 E.X / and jf .x/ g.x/j < 1 for every x 2 Kg:
232
Fact 3. For any y 2 Y there exists a unique minimal element K.y/ in the family
E.y/ with respect to inclusion; let u.y/ D u.y; K.y//.
Proof. The elements of E.y/ are finite, so there exists a minimal element K 2 E.y/;
if K0 is another minimal element of E.y/ then K \ K0 is strictly smaller than K;
since K \ K0 2 E.y/ by Fact 2, we have a contradiction with minimality of K.
Therefore there is a unique minimal element of E.y/, so Fact 3 is proved.
Fact 4. For any p; q 2 N let Y.p; q/ D fy 2 Y W there exists K 2 E.y/ such that
jKj q and u.y; K/ pg. Given p 2 N consider the set M.p; 1/ DSY.p; 1/; for
every natural q > 1 let M.p; q/ D Y.p; q/nY.2p; q 1/. If M.p/ D fM.p; q/ W
q 2 Ng then
(i) for any
Sy 2 Y and p 2 N such that u.y/ p we have y 2 M.p/; in particular,
Y D fM.p/ W p 2 Ng.
(ii) If we have p 2 N and distinct q0 ; q1 2 N then M.p; q0 / \ M.p; q1 / D ;.
Proof. If q D jK.y/j then u.y/ D u.y; K.y// p, so y 2 Y.p; q/. The set
K.y/ being minimal in E.y/, the point y does not belong to Y.2p; q 1/, so y 2
M.p; q/ M.p/; this proves (i).
Now assume that p 2 N and take distinct q0 ; q1 2 N; there is no loss of generality
to assume that q0 < q1 and hence q0 q1 1. It follows from the relevant definitions
that M.p; q0 / Y.p; q0 / Y.p; q1 1/ Y.2p; q1 1/ Y nM.p; q1 / and
therefore M.p; q0 / \ M.p; q1 / D ;, so we settled (ii) and hence Fact 4 is proved.
Fact 5. Suppose that p 2 N and y 2 M.p/; denote by q.p/ the unique natural
number such that y 2 M.p; q.p//. Then there exists a unique set Kp .y/ X such
that jKp .y/j D q.p/ and u.y; Kp .y// p.
Proof. Observe that q.p/ is unique because the family fM.p; q/ W q 2 Ng is disjoint
by Fact 4. Let q D q.p/; by the definition of Y.p; q/ there exists a set K X such
that jKj q and a.y; K/ p. It follows from y Y.2p; q 1/ Y.p; q 1/ that
jKj D q. Now, if K 0 K; a.y; K 0 / p and jK 0 j D q then K 00 D K \ K 0 has at
most .q1/-many elements and a.y; K 00 / 2p (see Fact 2) which is a contradiction
with y Y.2p; q 1/. This establishes uniqueness of the set Kp .y/ D K, so Fact 5
is proved.
Fact 6. Given p 2 N assume that fyn W n 2 !g Y is a sequence which converges
to a point y 2 M.p/; if Qn X is a finite set such that u.yn ; Qn / p for every
n 2 ! then for every U 2 .X / with U \ Kp .y/ ; there exists m 2 ! such that
U \ Qn ; for all n m.
Proof. If the set A D fn 2 ! W Qn \ U D ;g is infinite then we can pass to the
subsequence fyn W n 2 Ag to see that we can assume, without loss of generality, that
Qn \ U D ; for all n 2 !. Fix q 2 N such that y 2 M.p; q/; then jKp .y/j D q.
If K D Kp .y/nU then jKj < q, so there exist functions f; g 2 E.X / such that
jf .x/ g.x/j < 1 for all x 2 K while jy .f / y .g/j > 2p. Take a function
233
h 2 E.X / such that hj.X nU / D f j.X nU / and jh.x/ g.x/j < 1 for all x 2
U \ Kp .y/. Then jh.x/ g.x/j < 1 for all x 2 Kp .y/, so jy .h/ y .g/j p.
An immediate consequence is that jy .h/ y .f /j > p.
On the other hand, it follows from hjQn D f jQn that
./ jyn .h/ yn .f /j p for all n 2 !.
The function T .h/ is continuous on Y , so the sequence fT .h/.yn / W n 2 !g
converges to T .h/.y/ D y .h/. Since yn .h/ D T .h/.yn / for every n 2 !, the
sequence fyn .h/ W n 2 !g converges to y .h/. Analogously, yn .f / ! y .f /,
so we can apply ./ to conclude that jy .h/ y .f /j p; this contradiction
demonstrates that only finitely many elements of the sequence fQn W n 2 !g miss
the set U , so Fact 6 is proved.
Fact 7. The set Y.p; q/ is closed in Y for any p; q 2 N.
Proof. Suppose that yn 2 Y.p; q/ for all n 2 ! and yn ! y. We will pass several
times to a subsequence of the sequence S D fyn W n 2 !g; since our aim is to prove
that y 2 Y.p; q/, at each step we will identify the obtained subsequence with S
considering that all elements of S have the property we have found in a subsequence.
Fix a set Qn X such that jQn j q and u.yn ; Qn / p for every n 2 !. Passing
to a subsequence of S if necessary, we can assume that jQn j D k q for all n 2 !.
Next, use Fact 2 of U.337 to choose an infinite A ! for which there is a
set D D fd1 ; : : : ; dr g X such that Qn \ Qm D D for distinct n; m 2 A
(observe that it is possible that r D 0 in which case D D ;). According to
the above mentioned politics we can consider that, for any i 2 !, we have
i
Qi D fd1 ; : : : ; dr ; a1i ; : : : ; akr
g and the family fQi nD W i 2 !g is disjoint.
An evident property of metric spaces is that any sequence contains either a
convergent subsequence or an infinite closed discrete subspace. This makes it
possible to pass to a subsequence of S once more to guarantee that, for any
j 2 f1; : : : ; k rg, the sequence Sj D faji W i 2 !g is either convergent
or constitutes a closed discrete subspace of X . If Sj is convergent then denote
by xj its limit. Renumbering every Qi if necessary we can assume that Qi D
i
i
i
fd1 ; : : : ; dr ; a1i ; : : : ; ali ; alC1
; : : : ; akr
g while the set A D falCj
W i 2 !; 1
j k r lg is closed and discrete in X and the sequence Sj converges to xj for
any j 2 f1; : : : ; lg.
Consider the set Q D fd1 ; : : : ; dr ; x1 ; : : : ; xl g; since jQj q, it suffices to show
that u.y; Q/ p. To do this, fix f0 ; g0 2 E.X / such that jf0 .x/ g0 .x/j < 1 for
every x 2 Q. Given an arbitrary " > 0 there exists a finite set E Q and 2 .0; 1/
such that f g 2 OX .E; / implies jy .f / y .g/j < ". The set A being closed
and discrete in X we can find U 2 .E; X / such that U \ A is a finite set.
Choose h 2 E.X / such that h.E/ f1g and h.X nU / f0g; consider the
functions f1 D hf0 and g1 D hg0 . It follows from f0 jE D f1 jE and g0 jE D g1 jE
that
./ jy .f0 / y .f1 /j < " and jy .g0 / y .g1 /j < ".
234
We also have f1 jQ D f0 jQ and g1 jQ D g0 jQ, so jf1 .x/ g1 .x/j < 1 for every
x 2 Q. Therefore W D fx 2 X W jf1 .x/ g1 .x/j < 1g is an open neighborhood of
the set Q and so is the set W 0 D W \ U . There is m 2 ! such that, for all i m,
we have aji 2 W 0 for all j 2 f1; : : : ; lg and aji U for all j 2 fl C 1; : : : ; k rg.
As a consequence, for each i m we have jf1 .x/ g1 .x/j < 1 for every point
i
i
x 2 D [fa1i ; : : : ; ali g; besides, f1 .x/ D g1 .x/ D 0 whenever x 2 falC1
; : : : ; akr
g,
so jf1 .x/ g1 .x/j < 1 for all x 2 Qi .
By the choice of the sets Qi , we have jyi .f1 / yi .g1 /j p for all i m.
We already saw that yi .f1 / ! y .f1 / and yi .g1 / ! y .g1 / as i ! 1. Passing
to the limit in the last inequality, we conclude that jy .f1 / y .g1 /j p. This,
together with ./, implies that jy .f0 / y .g0 /j p C 2". The number " > 0
was taken arbitrarily so jy .f0 / y .g0 /j p and hence y 2 Y.p; q/, i.e., we
established that the set Y.p; q/ is closed in X , so Fact 7 is proved.
Fact 8. The map Kp W M.p; q/ ! X
q is continuous for any p; q 2 N.
q
Proof. Given a set U 2 .X / consider the families I.U
S / D fK 2 X
W K U g
q
and J.U / D fK 2 X
W K \ U ;g. Then S D fI.U / [ J.U / W U 2 .X /g
is a subbase of X
q , so it suffices to show that .Kp /1 .W / is open in M.p; q/ for
any W 2 S.
Fix and open set U X , let W D I.U / and assume that G D .Kp /1 .W / is
not open in M.p; q/. Then there is a sequence fyn W n 2 !g M.p; q/nG which
converges to a point y 2 G. Let Kp .y/ D fx1 ; : : : ; xq g and choose disjoint sets
U1 ; : : : ; Uq 2 .X / such that xi 2 Ui for all i q and U 0 D U1 [ : : : [ Uq U .
We have jKp .yn /j D q and u.yn ; Kp .yn // p for each n 2 ! (see Fact 5).
For every i q it follows from Kp .y/ \ Ui ; that we can apply Fact 6 to find
mi 2 ! such that Ui \ Kp .yn / ; for all n mi . If m D m1 C : : : C mq then, for
any n m the set Kp .yn / meets Ui for all i q. This, together with jKp .yn /j D q
implies that Kp .yn / U 0 U for all n m, i.e., yn 2 G which is a contradiction.
Thus .Kp /1 .I.U // is open in M.p; q/ for every U 2 .X /.
Now assume that U 2 .X / and W D J.U / while G D .Kp /1 .W / is not
open in M.p; q/. Then there is a sequence fyn W n 2 !g M.p; q/nG which
converges to a point y 2 G; let Kp .y/ D fx1 ; : : : ; xq g. We have jKp .yn /j D q
and u.yn ; Kp .yn // p for each n 2 ! (see Fact 5); it follows from y 2 G that
Kp .y/ \ U ;, so Fact 6 can be applied to see that there is m 2 ! such that
Kp .yn / \ U ; and hence yn 2 G for all n m; this contradiction shows that
.Kp /1 .J.U // is open in M.p; q/ for all U 2 .X /, i.e., the map Kp W M.p; q/ !
X
q is continuous and hence Fact 8 is proved.
235
236
S
n m; recalling that jKp .yn /j D q, we conclude that Kp .yn / iq Oi W
whence jfA .x/ fB .x/j < 1 for all x 2 Kp .yn / and n m.
As a consequence, jgA .yn / gB .yn /j D jyn .fA / yn .fB /j p which shows
that fyn W n mg A \ B because jgA .yn / gB .yn /j D p C 1 for all numbers
n 2 .AnB/ [ .BnA/. This contradiction with jA \ Bj < ! shows that S have
a convergent subsequence and hence we can apply Fact 9 to conclude that Kp is
almost perfect map, i.e., Fact 10 is proved.
Returning to our solution observe that it follows from Fact 7 that
S M.p; q/ is
an F -subset of Y for all p; q 2 N. Apply Fact 4 to see that Y D fM.p; q/ W
p; q 2SNg, so we can find a family fYn W n 2 !g of closed subsets of Y such that
Y D n2! Yn and every Yn is contained in some M.p; q/.
Fix n 2 ! and p; q 2 N such that Yn M.p; q/; the map Kp W Yn ! X
q is
almost perfect by Fact 10 and, in particular, the set Fn D Kp .Yn / is closed in X
q .
If kn D q then Kp W Yn ! Fn is a perfect map of Yn onto a closed subspace Fn of
the space X
kn , so our solution is complete.
V.195. Let P be a class of metrizable spaces with the following properties:
(1) P contains all complete metrizable spaces;
(2) P is invariant under finite products andSclosed subspaces;
(3) if M is a metrizable space with M D fMn W n 2 !g, where Mn is closed in
M and Mn 2 P for each n 2 !, then M 2 P.
Suppose that X 2 P and Y is a metrizable space. Prove that, if there exists a
uniformly continuous surjection of Cp .X / onto Cp .Y / (or Cp .X / onto Cp .Y /),
then Y 2 P.
Solution. Fix a number n 2 N and consider the space X
n to carry the Vietoris
topology.SThere exists a family fFm W m 2 !g of closed subsets of X
n such that
X
n D m2! Fm and every Fm is homeomorphic to a closed subspace of X n (see
Problem 192).
It follows from X 2 P that every closed subspace of X n belongs to P, so each
Fm belongs to P and hence X
n 2 P for every n 2 N.
Apply Problem
194 to find a family fYn W n 2 !g of closed subspaces of Y such
S
that Y D n2! Yn and, for every n 2 !, there exist kn 2 N and a perfect map
fn W Yn ! Fn for some closed Fn X
kn ; we can consider that Yn Mn for some
complete metric space Mn (see TFS-237).
Given any n 2 ! the graph G D f.y; fn .y// W y 2 Yn g is closed in Yn Fn and
homeomorphic to Yn (see Fact 4 of S.390). It turns out that G is closed in Mn Fn ;
to prove this assume toward a contradiction that a point .x; y/ 2 .Mn Fn /nG
belongs to the closure of G. Since G is closed in Yn Fn , the point .x; y/ cannot
belong to Yn Fn , so x Yn . There exists a set fxm W m 2 !g Yn such that
the sequence f.xm ; fn .xm // W m 2 !g converges to .x; y/. Thus xm ! x Yn ,
so the set D D fxm W m 2 !g is closed and discrete in Yn . Since the sequence D
237
238
239
and therefore we can find a closed subset P of the space M such that P \ Z 0 D F 0 .
Since P 2 0 .M /, we can apply Fact 1 of T.341 to see that F 0 2 0 .M / and hence
F 2 A by Problem 184. Thus the class A is invariant under closed subspaces; by
Problem 185, it is also invariant under finite products.
S
Now suppose that M is a metrizable space and M D n2! Mn while every
Mn is closed in M and belongs to the class A . If e W M ! N is an arbitrary
embedding of M in a metrizable space N thenS
e.Mn / 2 0 .N / for every n 2 !, so
it follows from Fact 1 of T.341 that e.M / D n2! e.Mn / 2 0 .N /. This implies
that M 2 A and therefore the class A satisfies all conditions we need to apply
Problem 195 and conclude that if X belongs to A and there exists a uniformly
continuous surjection ' W Cp .X / ! Cp .Y / or a uniformly continuous surjection
W Cp .X / ! Cp .Y / then Y 2 A .
V.199. Prove that every nonempty countable compact space X is homeomorphic to
the space C 1 D f W g for some countable ordinal . Here, as usual, the
set C 1 is considered with the topology generated by the well-ordering on C 1.
Solution. The expression Y 'L
Z says that the spaces Y and Z are homeomorphic.
In every discrete union Z D
fZt W t 2 T g we identify every set Zt with the
respective clopen subspace of Z. If and are ordinals such that < then
.; / D f W < < g is the usual interval of ordinals. Given two linearly
ordered spaces L and M we say that they are canonically homeomorphic if there
exists a homeomorphism f W L ! M which is also an order isomorphism between
L and M .
If K ; is a countable compact space then K is scattered (see SFFS-133);
therefore the set I.K/ D fx 2 K W x is an isolated point of Kg is nonempty.
Let K0
D K; proceeding inductively assume that < !1 and we have a family
fK
W < g of closed subspaces of K with the following properties:
(1) K C 1
D K
nI.K
/ whenever 0T
< C 1 < ;
(2) if < is a limit ordinal then K
D fK
W < g.
T
If is a limit ordinal, let K
D fK
W < g. If D C 1 then
let K
D K
nI.K
/. It is clear that the properties (1)(2) still hold for the
family fK
W g, so our inductive procedure can be carried out for all < !1 .
Observe that if K
; then I.K
/ ; and hence the set K C 1
is strictly
smaller than K
. Since K is countable, there is < !1 for which K
D ;; let
be the minimal such . Observe that every K
is compact, so it follows from (2)
that is always a non-limit ordinal; let be the predecessor of . The ordinal is
called the dispersion index of K and we will denote it by d i.K/; it is evident that
K
is a nonempty finite set.
Fact 1. For any ordinals and there exists an ordinal number > such that
. C 1/n. C 1/ is canonically homeomorphic to C 1 and hence C 1 ' . C
1/ . C 1/.
Proof. Let 0 D . C 1/ C . C 1/; it follows from the definition of the sum
of ordinals that the set B D 0 n. C 1/ is canonically homeomorphic to C 1.
240
241
V.200. Let X and Y be infinite countable compact spaces. Prove that X Y , i.e.,
the spaces Cp .X / and Cp .Y / are uniformly homeomorphic.
Solution. The expression X ' Y says that the spaces X and Y are homeomorphic;
the function 0X is defined on X by letting 0X .x/ D 0 for any x 2 X . If x; y 2 R2
then x; y
D f.1 t /x C ty W t 2 0; 1
g is the segment in R2 that connects the
points x and y whereas for any > 0 we let B D f.x0 ; x1 / 2 R2 W x02 C x12 < 2 g.
Given ordinals ; with we will need the intervals ;
D f W g
and ; / D f W < g. Recall that if we are given a nonempty set A then
.A/ D fx 2 RA W jfa 2 A W jx.a/j "gj < ! for any " > 0g.
We will often use norms on different spaces using the same symbol jj jj. This
wont lead to a confusion because we never use distinct norms on the same space.
If K is a compact space then jjf jj D maxfjf .x/j W x 2 Kg for any f 2 Cp .K/.
Given a nonempty set A let jjxjj D maxfjx.a/j W a 2 Ag for any x 2 .A/. For
any n 2 N and x D .x0 ; : : : ; xn1 / 2 Rn let jjxjj D maxfjxi j W i < ng. Now,
if we have norms on spaces M and L then jj.p; q/jj D maxfjjpjj; jjqjjg for any
.p; q/ 2 M L.
Fact 1. If K is a countably infinite compact space then for any point a K the
space K fag is homeomorphic to K.
Proof. By Problem 199 there exists a countable ordinal such that K ' 0;
, so
there is no loss of generality to assume that K D 0;
; the space K being infinite
we have ! and hence 0; !
is a clopen subspace of K. Thus K ' 0; !
.Kn0; !
/. The space 0; !
is a convergent sequence with its limit, so 0; !
fag
is homeomorphic to 0; !
. Thus K fag ' .0; !
fag/ .Kn0; !
/ ' 0; !
.Kn0; !
/ ' K, so Fact 1 is proved.
Fact 2. For any " > 0 there exist functions u" W R2 ! R and v" W R2 ! R with the
following properties:
242
(a) there exists a constant C."/ > 0 such that ju" .x/ u" .y/j C."/jjx yjj and
jv" .x/ v" .y/j C."/jjx yjj for any x; y 2 R2 ;
(b) if h.x0 ; x1 / D .x0 ; u" .x0 ; x1 // for any .x0 ; x1 / 2 R2 then h W R2 ! R2 is a
uniform homeomorphism;
(c) if g.x0 ; x1 / D .x0 ; v" .x0 ; x1 // for any .x0 ; x1 / 2 R2 then g W R2 ! R2 is a
uniform homeomorphism which is the inverse of h;
(d) u" .t; t / D 0 for any t 2 R;
(e) .1 C "/1 jj.x0 ; x1 /jj jjh.x0 ; x1 /jj jj.x0 ; x1 /jj for any .x0 ; x1 / 2 R2 .
Proof. For any .x0 ; x1 / 2 R2 let
u" .x0 ; x1 / D
<x1 ;
x0 /;
:.1 C 1 /.x x /;
1
0
"
1
.x
2 1
if jx1 j jx0 j;
if .x1 x0 /.x1 .1 C "/x0 / 0:
: " x C x ; if x .x .1 C "/x / 0
1C" 1
for any .x0 ; x1 / 2 R2 then the same reasoning as in the case of u" shows that the
function v" W R2 ! R is continuous. It is also straightforward that the functions h
and g defined in (b) and (c) are mutually inverse, so h is a homeomorphism. The
property (d) is evident from the definition of u" .
If u" .x0 ; x1 / D x1 or u" .x0 ; x1 / D 12 .x1 x0 / then it is evident that we have the
inequality ju" .x0 ; x1 /j jj.x0 ; x1 /jj.
To prove the same when u" .x0 ; x1 / D .1 C 1" /.x1 x0 / assume that x1 x0 ;
then 0 x0 x1 .1 C "/x0 and therefore .1 C "/.x1 x0 / "x1 which implies
that ju" .x0 ; x1 /j D 1C"
.x1 x0 / x1 D jj.x0 ; x1 /jj. Now if x1 x0 is the case,
"
then .1 C "/x0 x1 x0 0 and hence .1 C "/.x1 x0 / "x1 ; an immediate
consequence is that ju" .x0 ; x1 /j D 1C"
.x0 x1 / x1 D jj.x0 ; x1 /jj. This proves
"
that
(1) ju" .x0 ; x1 /j jj.x0 ; x1 /jj and hence jjh.x0 ; x1 /jj jj.x0 ; x1 /jj for any point
.x0 ; x1 / 2 R2 .
To prove the second inequality in (e) we will establish that
(2) jv" .x0 ; x1 /j .1 C "/jj.x0 ; x1 /jj for any .x0 ; x1 / 2 R2 .
If .x0 C x1 /.x1 .1 C "/x0 / 0 then jv" .x0 ; x1 /j D jx1 j D jj.x0 ; x1 /jj, so we
have jv" .x0 ; x1 /j .1 C "/jj.x0 ; x1 /jj.
243
244
3
X
iD0
3
X
iD0
245
that '" .f /.x/ D g.x/ and hence '" .f / D g. Thus h" .f / D .t; g/ which shows
that the map h" is surjective and h" " is the identity on R I.a/.
Now if f 2 Cp .K/ and g D '" .f / then " .f .a/; g/.x/ D v" .f .a/; g.x//;
recalling that g.x/ D u" .f .a/; f .x// we can apply (3) once more to see that we
have the equality " .f .a/; g/.x/ D f .x/ for every x 2 K, i.e., " .f .a/; g/ D f .
This proves that h" and " are mutually inverse homeomorphisms.
Once more fix any function f 2 Cp .K/; then h" .f / D .f .a/; '" .f // and,
evidently, jf .a/j jjf jj. Besides, it follows from (e) of Fact 2 that we have the
inequalities
(4) .1 C "/1 jj.f .a/; f .x//jj jj.f .a/; u" .f .a/; f .x//jj jj.f .a/; f .x//jj for
any point x 2 K.
An immediate consequence of (4) is that .1 C "/1 jjf jj jjh" .f /jj jjf jj for
any f 2 Cp .K/.
Given a finite set P K and > 0 let P;
D ff 2 Cp .K/ W jf .x/j <
for any x 2 P g and hP; i D P;
\ I.a/. All possible sets P;
(or hP; i
respectively) constitute a local base of Cp .K/ (of I.a/ respectively) at the point 0K .
To show that the map h" is uniformly continuous take any open neighborhood W of
the point .0; 0K / in the space R I.a/. Choose > 0 and a finite set P K such
that .; / hP; i W .
If 0 D nnf; C."/
g and P 0 D P [fag then U D P 0 ; 0
is an open neighborhood
of the point 0K in Cp .K/; take any functions f; g 2 Cp .K/ such that f g 2 U
and let h" .f / D .t; f0 /; h" .g/ D .s; g0 /. Then t D f .a/ and s D g.a/, so
jt sj D jf .a/ g.a/j < . Given any x 2 P we have f0 .x/ D u" .t; f .x// and
g0 .x/ D u" .s; g.x//; as a consequence,
jf0 .x/ g0 .x/j C."/jj.t s; f .x/ g.x//jj < C."/ 0 D
(here we applied the property (a) of Fact 2), so f0 g0 2 hP; i and therefore
h" .f / h" .g/ 2 .; / hP; i W . This proves that the map h" is uniformly
continuous.
Finally, take any open neighborhood W of the point 0K in the space Cp .K/;
g then
choose > 0 and a finite set P K such that P;
W . If 0 D nnf; C."/
0
0 0
U D hP; i is an open neighborhood of the point 0K in I.a/, so V D . ; / U
is an open neighborhood of .0; 0K / is R I.a/; take any points .t; f /; .s; g/ 2
R I.a/ such that .t; f / .s; g/ 2 V and let " .t; f / D f0 ; " .s; g/ D g0 .
Given any x 2 P we have f0 .x/ D v" .t; f .x// and g0 .x/ D v" .s; g.x//; as a
consequence, jf0 .x/g0 .x/j C."/jj.t s; f .x/g.x//jj < C."/ 0 D (here we
applied the property (a) of Fact 2), so f0 g0 2 P;
and therefore " .f /" .g/ 2
P;
W . This demonstrates that the map " is also uniformly continuous and
shows that Fact 3 is proved.
Returning to our solution observe that any countably infinite compact space is
homeomorphic to a space 0;
for some countable infinite ordinal (see Problem 199). Therefore it suffices to prove that Cp .0;
/ is uniformly homeomorphic
246
to .!/ for any countable infinite ordinal . To avoid confusion, from now on any
ordinal is considered to be a point only; if we want to see it as a set then we write
0; /. Evidently, 0;
is the set given by C 1. Applying transfinite induction we
will prove that, for any countable ordinal ! and any " > 0,
(5) there exists is a uniform homeomorphism ' W Cp .0;
/ ! .0; !// such
that .1 C "/1 jjf jj jj'.f /jj jjf jj for every f 2 Cp .0;
/.
To establish (5) we will often use the following assertion; its proof is straightforward and can be left to the reader.
(6) for any .t; x/ 2 R .0; !// let e.t; x/.0/ D t and e.t; x/.n C 1/ D
x.n/ for every n < !. Then e W R .0; !// ! .0; !// is a
uniform homeomorphism such that jje.t; x/jj D jj.t; x/jj for any .t; x/ 2
R .0; !//.
Our first step is to prove (5) for D !; let I D ff 2 Cp .0; !
/ W f .!/ D 0g.
The restriction map W I ! Cp .0; !// is continuous and .I / D .0; !//,
so we can and will consider that W I ! .0; !//. Then is a uniform
homeomorphism such that jj.f /jj D jjf jj for any f 2 I . Apply Fact 3 to see
that there exists a uniform homeomorphism '0 W Cp .0; !
/ ! R I such that
.1 C "/1 jjf jj jj'0 .f /jj jjf jj for any f 2 Cp .0; !
/.
Let 0 .t; f / D .t; .f // for every .t; f / 2 R I . Then 0 W R I ! R
.0; !// is a uniform homeomorphism such that jj0 .z/jj D jjzjj for any z 2
R I . It follows from (6) that ' D e 0 '0 W Cp .0; !
/ ! .0; !// is a
uniform homeomorphism. Given f 2 Cp .0; !
/ the equality jje.0 .'0 .f ///jj D
jj0 .'0 .f //jj D jj'0 .f /jj shows that .1 C "/1 jjf jj jj'.f /jj jjf jj for any
f 2 Cp .0; !
/, i.e., (5) is proved for D !.
Now assume that < !1 and (5) is proved for all < . If D 0 C 1 then
the space 0;
D 0; 0
[ fg is obtained from 0; 0
by adding an isolated point,
so 0;
' 0; 0
by Fact 1; the property (5) being true for 0; 0
by the induction
hypothesis, it is also true for 0;
.
If is a limit ordinal then choose a sequence fi W i < !g 0; / such that
i < iC1 for each i < ! and supfi W i < !g D ; let H0 D 0; 0
and
HiC1 D i C 1; iC1
for allS
i < !. It is easy to find a disjoint family fSi W i < !g
of subsets of 0; !/ such that i<! Si D 0; !/ and there exists a bijection between
Hi and Si (we wont need this bijection but we must assure that Hi and Si are
always of the same cardinality) for every i < !.
For any i < ! and f 2 .Si / let jjf jji D maxff .n/ W n 2 Si g. Observe that
.Si / D RSi if Si is finite. Every space Hi is compact and countable so there is
i < such that Hi ' 0; i
(see Problem 199). Choose a positive number such
that .1 C /2 > .1 C "/1 ; by the induction hypothesis, if Hi is infinite, then there
exists a uniform homeomorphism 'i W Cp .Hi / ! .Si / such that
(7) .1 C /1 jjf jj jj'i .f /jji jjf jj for every f 2 Cp .Hi /.
If Hi is finite then the uniform homeomorphism 'i can even be chosen in such a
way that jj'i .f /jji D jjf jj for every f 2 Cp .Hi / D RHi , so (7) still holds for 'i .
247
248
let .t; f / D .t; .f //. The reader who understood this proof up to the present
point, will have no difficulty to check, using (8), that W R I ! R .0; !//
is a uniform homeomorphism such that .1 C /1 jjzjj jj.z/jj jjzjj for every
z 2 RI . It follows from (6) that the map ' D e W Cp .0;
/ ! .0; !// is
a uniform homeomorphism such that .1 C /2 jjf jj jj'.f /jj jjf jj. Recalling
that .1 C "/1 < .1 C /2 we conclude that .1 C "/1 jjf jj jj'.f /jj jjf jj for
any f 2 Cp .0;
/. Thus we checked (5) for all , so our inductive procedure
guarantees that (5) holds for all infinite ordinals < !1 .
This implies that, for any infinite ordinals ; < !1 the spaces Cp .0;
/ and
Cp .0;
/ are uniformly homeomorphic; we already saw that this is the same as
saying that Cp .X / and Cp .Y / are uniformly homeomorphic for any countably
infinite compact spaces X and Y , so our solution is complete.
V.201. Prove that the topology of any linear topological T0 -space is Tychonoff.
Solution. Fix a linear topological T0 -space L. Given any a 2 L define a map 'a W
L ! L by the formula 'a .x/ D x C a for any x 2 L. The operations in L being
continuous, the map 'a is continuous for any a 2 L. Since 'a is the inverse of
'a , every 'a is a homeomorphism. If i.x/ D x for every x 2 L then the map
i W L ! L is also a homeomorphism inverse to itself.
Now take any point a 2 Lnf0g; there exists an open set U L such that P D
U \ fa; 0g is a singleton. If P D fag then U is a neighborhood of a missing
0. If P D f0g then let V D U \ i.U /; since i.0/ D 0, the set V is an open
neighborhood of 0. Therefore W D 'a .V / is an open neighborhood of a. If 0 2 W
then there is x 2 V with x C a D 0, i.e., x D a 2 V . However, i.V / D V , so
a D i.a/ 2 V U which is a contradiction. Thus W is an open neighborhood of
a which does not contain 0.
We proved that every a 2 Lnf0g has a neighborhood which misses 0, so the set
f0g is closed in L. For any x 2 L the homeomorphism 'x maps f0g onto fxg, so
fxg is closed in L and hence L is a T1 -space.
For any U 2 .0; L/ let U
D f.x; y/ 2 L L W x y 2 U g and consider
the family B D fU
W U 2 .0; L/g. It follows from 0 C 0 D 0 and continuity of
addition in L that
(1) for any U 2 .0; L/ there exists V 2 .0; L/ such that V C V U .
Call a set U 2 .0; L/ symmetric if U D i.U / D U . It is easy to check that
the set U \ .U / is symmetric for any U 2 .0; L/, so we have
(2) for any U 2 .0; L/ there exists a symmetric set V 2 .0; L/ with V U .
For any A; B L L we will need the sets A1 D f.x; y/ W .y; x/ 2 Ag and
A B D f.x; y/ W there is z 2 L such that .x; z/ 2 B and .z; y/ 2 Ag; besides, we
let A.x/ D fy 2 L W .x; y/ 2 Ag for any x 2 L.
If x and y are distinct points of L then z D x y 0, so U DTLnfzg is
an open neighborhood of 0 such that .x;
B. It is
Ty/ U
and hence .x;
Ty/
evident that
D f.x; x/ W x 2 Lg
B, so we proved that B D
. Given
any U 2 .0; L/ use (2) to find a symmetric V 2 .0; L/ with V U . Then
249
V
1 D V
D V
U
, so we proved that for any B 2 B there is C 2 B such
that C 1 B. Given U0 ; U1 2 .0; L/ if U D U0 \ U1 then U
U0
\ U1
250
251
T
for any local base B of L at 0 and any A L, we have AD fACV W V 2 Bg;
for any A; B L, we have A C B A C B;
if M is a linear subspace of L then M is also a linear subspace of L;
if C is a convex subset of L then the sets C and Int.C / are also convex;
if B is a balanced subset of L then B is also balanced; if, additionally, we have
0 2 Int.B/ then Int.B/ is also balanced;
(6) if E is an l-bounded subset of L then E is also l-bounded.
(1)
(2)
(3)
(4)
(5)
Solution. (1) Take any point x 2 A; if V 2 B then the set W D V \.V / is easily
seen to be symmetric, i.e., W D W . Since x C W is an open neighborhood of
x, we can choose a point a 2 .x CW /\A. There is w 2 W such that a D x Cw
and hence x D a w 2 a C
T .W / D a C W a C V A C V . This gives
us the inclusion A P D fA C V W V 2 Bg.
252
(2)
(3)
(4)
(5)
(6)
Now, if x 2 P then take any G 2 .x; L/. It is an easy exercise that there
exists U 2 B such that x C U G. The set W D U \ .U / is a symmetric
neighborhood of 0, so we can find V 2 B with V W . It follows from x 2 P
that x 2 A C V , so there are a 2 A and v 2 V such that x D a C v. Then
a D x v 2 x C .V / x C .W / D x C W x C U G, i.e., a 2 G \ A
and hence G \ A ; for any G 2 .x; L/ which shows that x 2 A. As a
consequence, P D A, i.e., (1) is proved.
Let a.x; y/ D x C y for any x; y 2 L. The map a W L L ! L is continuous,
so a.P / a.P / for any P LL. In particular, if A; B L and P D AB
then P D A B, so a.A; B/ D A C B a.A B/ D A C B; this settles (2).
Fix any ; 2 R and let '.x; y/ D x C y for any x; y 2 L. The map
' W L L ! L is continuous and '.M M / M because M is a linear
subspace of L. It follows from continuity of ' that '.P / '.P / for any
P L L. In particular, for the set P D M M we have P D M M ,
so '.M M / '.M M / M . In other words, x C y 2 M for any
x; y 2 M and ; 2 R which shows that M is a linear subspace of L and
hence we are done with (3).
Observe
first that, for any A L if a set U is open in the space L then ACU D
S
fa C U W a 2 Ag is an open subset of L. Fix any t 2 0; 1
and let t .x; y/ D
tx C .1 t /y for any x; y 2 L. The map t W L L ! L is continuous and
t .C C / C because C is convex. Given an open U L at least one of the
sets t U or .1t /U is open in L because t and 1t cannot be both equal to zero.
Thus we can apply our above observation to see that t .U U / D t U C.1t /U
is an open subset of L for any U 2 .L/. In particular, t .Int.C / Int.C // is
an open set contained in C , so t .Int.C / Int.C // Int.C / for any t 2 0; 1
253
f is continuous;
f 1 .0/ is closed in L;
f 1 .0/ is not dense in L;
there exists U 2 .0; L/ such that f .U / is a bounded subset of R.
Solution. The implication (i)H)(ii) holds because f 1 .0/ is the inverse image of
a closed set f0g. The functional f being nontrivial the set f 1 .0/ does not coincide
with L, so if f 1 .0/ is closed then it is not dense in L. This proves (ii)H)(iii).
Now suppose that f 1 .0/ is not dense in L and choose a nonempty open set
G L such that G \ f 1 .0/ D ;. Pick a point z 2 G; then K D jf .z/j > 0
and V D z C G is an open neighborhood of 0. By Problem 204 there exists
an open balanced set U 2 .0; L/ such that U V . If jf .x/j K for some
254
255
256
(5) B.0; / D
Solution. It follows from p.0/ D p.0 0/ D 0 p.0/ D 0 that p.0/ D 0. Given any
x 2 L observe that 0 D p.x x/ p.x/ C p.x/ D 2p.x/ and hence p.x/ 0;
this proves (1).
Given any points x; y 2 L we have the inequalities p.x/ p.y/ C p.x y/ and
p.y/ p.x/ C p.y x/ which, together with the fact that p.y x/ D p.x y/
show that p.x y/ p.x/ p.y/ p.x y/, i.e., jp.x/ p.y/j p.x y/,
so (2) is proved.
To prove that M D fx 2 L W p.x/ D 0g is a linear subspace of L, take any
x; y 2 M and ; 2 R. Since 0 p.x C y/ jjp.x/ C jjp.y/ D 0, we
conclude that x C y 2 M ; this settles (3).
To prove (4) take any x; y 2 B and t 2 0; 1
. Then
p.tx C .1 t /y/ tp.x/ C .1 t /p.y/ < t C .1 t / D 1
so tx C .1 t /y 2 B for any x; y 2 B and t 2 0; 1
, i.e., B is convex. If 2 I and
x 2 B then p.x/ D jjp.x/ p.x/ < 1, so x 2 B and hence B is balanced.
1
Now fix any x 2 L and let D p.x/C1
. If jt j < then p.tx/ D jt jp.x/ < 1, so
tx 2 B for any t 2 .; / which shows that B is an absorbing set.
To finally prove that p coincides with the Minkowski functional of the set B take
any x 2 L. If p.x/ D 0 then p. xt / D 0 and hence xt 2 B for any t > 0; therefore
B .x/ D 0, so we have the equality p.x/ D B .x/ in this case.
257
If p.x/ > 0 and 0 < t < p.x/ then p. xt / > 1, so xt B and hence B .x/
p.x/. If t > p.x/ then p. xt / < 1 which implies that xt 2 B, so B .x/ t ; the last
inequality being true for all t > p.x/ we conclude that B .x/ p.x/ and hence
B .x/ D p.x/ for every x 2 L, i.e., we completed the proof of (4).
V.208. Let A be a convex absorbing set in a linear space L. Prove that
(1)
(2)
(3)
(4)
Solution. (1) Fix any x; y 2 L; given t > A .x/ C A .y/ it is possible to choose
t0 > A .x/ and t1 > A .y/ such that t0 C t1 D t . There exist s0 ; s1 such that
A .x/ s0 < t0 and A .y/ s1 < t1 while sx0 2 A and sy1 2 A. The set A is
absorbing, so 0 2 A. It follows from convexity of A that
./ z 2 A implies sz C .1 s/0 D sz 2 A for any s 2 0; 1
.
y
2 A. If s D tt0 then 1 s D tt1 , so we can use convexity
t1
of A again to see that tx0 tt0 C ty1 tt1 D xCy
2 A. This shows that A .x C y/ t
t
for any t > A .x/CA .y/, so A .x Cy/ A .x/CA .y/, i.e., (1) is proved.
Since 0s D 0 2 A for any s > 0, we have A .0/ D 0 which implies that
A .0 x/ D 0 A .x/ for any x 2 L. Next, fix x 2 L and t > 0; if s > tA .x/
then A .x/ < st . This, together with ./, shows that txs 2 A and therefore
A .tx/ s. The number s > tA .x/ was chosen arbitrarily, so A .tx/
Therefore
(2)
x
t0
2 A and
tA .x/.
x
2 A and
Now, if s > A .tx/ then apply ./ once more to see that txs D s=t
s
hence A .x/ t , i.e., tA .x/ s. As before, this implies tA .x/ A .tx/,
so A .tx/ D tA .x/ and hence we proved (2).
(3) Suppose, additionally, that A is balanced. Then xt 2 A if and only if x
2A
t
for any x 2 L and t > 0; consequently, A .x/ D A .x/ for any x 2 L. If
0 then we can apply (2) to conclude that A .x/ D A .x/ D jjA .x/.
If < 0 then A .x/ D A .jj.x// D jjA .x/ D jjA .x/ for any
x 2 L; this, together with what was proved in (1), completes the proof of (3).
(4) If x 2 B then A .x/ < 1, so ./ implies that x D x1 2 A. If x D x1 2 A
then A .x/ 1, i.e., x 2 C . This proves that B A C ; an immediate
consequence of the definition of the Minkowski functional is that C .x/
A .x/ B .x/ for any x 2 L.
Now, assume that x 2 L and C .x/ < t ; there is s 2 C .x/; t / such that
x
2 C and hence 1 A . xs / D 1s A .x/, so A .x/ s < t . The number
s
t > C .x/ was chosen arbitrarily, so we proved that A .x/ C .x/ for any
x 2 L, i.e., A D C .
If x 2 L and A .x/ < t then A . xt / < 1 by (2); thus xt 2 B, so B .x/ t
for any t > A .x/. Therefore B .x/ A .x/ for any x 2 L and hence
A D B ; this settles (4) and finishes our solution.
258
V.209. Given a locally convex linear topological space L, take any local base B at
0 such that all elements of B are convex and balanced. Prove that fV W V 2 Bg is
a separating family of continuous seminorms on L.
Solution. Observe first a local base B at the point 0 such that all elements of B
are convex and balanced exists in any locally convex space by Problem 204. All
elements of B are also absorbing by Problem 202, so we can apply Problem 208 to
see that V is a seminorm on L for any V 2 B.
Fix V 2 B and take any x 2 L; " > 0. The set W D x C 2" V is an open
z
neighborhood of x; if y 2 W then z D y x 2 2" V and hence "=2
2 V , so V .z/
"
< ". Applying Problem 207 we conclude that jV .y/ V .x/j V .z/ < " for
2
any y 2 W and therefore the set W witnesses that V is continuous at the point x.
Thus every V is continuous on L.
Finally, take any x 2 Lnf0g; the family B being a local base at 0, there exists
V 2 B with x D x1 V . If t < 1 and xt 2 V then x D t xt 2 V because the
set V is balanced. This contradiction shows that xt V for any t < 1 and hence
V .x/ 1 > 0. Therefore fV W V 2 Bg is a separating family of continuous
seminorms on L.
V.210. Let P be a separating family of seminorms on a linear space L. Given
p 2 P and n 2 N, let O.p; n/ D fx 2 L W p.x/ < n1 g. Prove that the family
B D fO.p1 ; n/ \ : : : \ O.pn ; n/ W n 2 N; p1 ; : : : ; pn 2 Pg is a convex balanced
local base at 0 for some topology on L such that .L; / is a locally convex space
in which all elements of P are continuous and any E L is l-bounded if and only
if p.E/ is bounded for any p 2 P.
Solution. Observe first that O.p; n/ D n1 O.p; 1/, so O.p; n/ is convex, balanced
and absorbing for any p 2 P and n 2 N (see Problem 207). We leave it to the
reader to verify that any finite intersection of convex, balanced and absorbing sets
is a convex, balanced and absorbing set; therefore every element of B is convex,
balanced and absorbing.
Given U; V 2 B there are k; n 2 N and p1 ; : : : ; pn ; q1 ; : : : ; qk 2 P such that
U D O.p1 ; n/ \ : : : \ O.pn ; n/ and V D O.q1 ; k/ \ : : : \ O.qk ; k/. Let ri D pi
for all i n and ri D qin for all i D n C 1; : : : ; n C k; then, for m D n C k, the
set W D O.r1 ; m/ \ : : : \ O.rm ; m/ belongs to B and W U \ V .
If x 2 Lnf0g then there is p 2 P such that p.x/ 0 and hence
T there is n 2 N
1
for
which
p.x/
.
This
shows
that
x
O.p;
n/
2
B,
so
x
B and therefore
n
T
B D f0g.
Given U D O.p1 ; n/ \ : : : \ O.pn ; n/ 2 B let ri D pi for all i n and ri D p1
for all i D n C 1; : : : ; 2n. Then fr1 ; : : : ; r2n g P and V D O.r1 ; 2n/ \ : : : \
1
and
O.r2n ; 2n/ belongs to B. If x; y 2 V and i n then ri .x/ D pi .x/ < 2n
1
ri .y/ D pi .y/ < 2n ; an immediate consequence is that pi .x C y/ pi .x/ C
pi .y/ < n1 for all i n and therefore x C y 2 U . This proves that V C V U .
Now, if U D O.p1 ; n/ \ : : : \ O.pn ; n/ 2 B and x 2 U then there exists
m 2 N such that pi .x/ < n1 m1 for all i n. For k D m C n let qi D pi
for all i n and qi D p1 for all i D n C 1; : : : ; k. Then fq1 ; : : : ; qk g P, so
259
260
To verify sufficiency, assume that L is a linear topological space and there exists
an l-bounded convex neighborhood B of the point 0. Apply Problem 204 to find an
open convex balanced neighborhood V of the point 0 such that V B; it follows
from V B that V is also l-bounded. The set V is absorbing by Problem 202
(applied to B D .0; L/), so its Minkowski functional V is a seminorm on L by
Problem 208.
If x 0 then W D Lnfxg is an open neighborhood of 0, so there is t > 0 such
x
that V tW and hence 1t V W which shows that x 1t V , i.e., tx D 1=t
V.
1
x
Suppose that 0 < s < t and s 2 V ; since 0 < st < 1 and x 2 sV , we have
tx 2 t sV V the last inclusion being true because the set V is balanced. This
contradiction with tx V demonstrates that xs V for any s 2 .0; 1t / and therefore
V .x/ 1t > 0.
We showed that V .x/ > 0 for any x 0, so V is a norm on L; let jjxjj D
V .x/ for every x 2 L. We must prove that the metric d W L L ! R defined
by d.x; y/ D jjx yjj for any x; y 2 L, generates the topology of L; denote
temporarily by the topology generated by the metric d . For any r > 0 and x 2 L
the set B.x; r/ D fy 2 L W d.x; y/ < rg is the ball of radius r centered at x.
Take any point x D 1 x 2 V ; the multiplication by scalars is continuous in L,
so we can find " > 0 and W 2 .x; L/ such that t w 2 V for any t 2 .1 "; 1 C "/
x
1
and w 2 W . In particular, .1 C 2" /x D .1C"=2/
< 1.
1 2 V , so V .x/ .1 C "=2/
This shows that V B.0; 1/; applying Problem 208 we conclude that V D B.0; 1/
and therefore B.0; r/ D rB.0; 1/ D rV is an open subset of L for any r > 0. It
follows from the equality B.x; r/ D x C B.0; r/ that every ball B.x; r/ is open
in L. The family B D fB.x; r/ W x 2 L; r > 0g .L/ is a base of ; an easy
consequence is that .L/.
Take any U 2 .0; L/; the set V being l-bounded, there is t > 0 such that
V t U and hence 1t V U . Therefore B.0; 1t / D 1t B.0; 1/ D 1t V U which
shows that the family fB.0; r/ W r > 0g is a local base of L at 0. Consequently,
fB.x; r/ W r > 0g is a local base of L at x for any x 2 L. This implies that the
family B is a base of L, so .L/ and hence D .L/. We proved that
V is a norm on L which generates the topology of L; this settles sufficiency and
makes our solution complete.
V.212. Let N be a closed subspace of a linear topological space L. Prove that
(1) the quotient topology of L=N makes L=N a linear topological space;
(2) the quotient map W L ! L=N is linear, open and continuous;
(3) If P 2 fmetrizability, local convexity, normability, complete normabilityg and
L has P then L=N also has P.
Solution. Observe that .x/ D .y/ if and only if x y 2 N . If .x/ D .x 0 /
and .y/ D .y 0 / then x x 0 2 N and y y 0 2 N ; since N is a subspace
of L, the point x x 0 C y y 0 D .x C y/ .x 0 C y 0 / belongs to N and hence
.x Cy/ D .x 0 Cy 0 /. Therefore the addition is well defined in L=N . If 2 R and
.x/ D .x 0 / then x x 0 2 N implies that .x x 0 / 2 N and hence x x 0 2 N ,
i.e., .x/ D .x 0 /, so the definition of the scalar multiplication is also consistent.
261
262
263
Q
Fact 1. Suppose that Lt is a linear space for anyQt 2 T and L D t2T Lt . If
Ct Lt is a convex set for every t 2 T then C D t2T Ct is a convex subset of L.
Proof. Take any x; y 2 C; 2 0; 1
and let z D x C .1 /y; for any t 2 T ,
it
Qfollows from x.t /; y.t / 2 Ct that z.t / D x.t / C .1 /y.t / 2 Ct , so z 2
t2T Ct D C . Therefore C is convex and Fact 1 is proved.
Now assume that Lt is a locally convex space for all t 2 T and fix, for any t 2 T
t
and x 2 Lt , a local base BQ
of Bxt are convex.
x of Lt at x such that all elements
Q
Given any point a 2 L D t2T Lt the family Ua D f t2T Wt W Wt D Lt for all
t
but finitely many t and if Wt Lt then Wt 2 Ba.t/
g is a local base at a in the space
L. All elements of Ua are convex being the product of convex sets (see Fact 1).
Therefore open convex subsets of L constitute a base of L, so L is a locally convex
space.
V.214. Suppose that L and M are linear topological spaces and is an equicontinuous family of linear maps from L to M . Prove that, for any l-bounded set A L
there is an l-bounded set B M such that f .A/ B for all f 2 .
S
Solution. Let B D ff .A/ W f 2 g; then f .A/ B for any f 2 . Take any
open set W in the space M such that 0M 2 W . The family being equicontinuous
there is V 2 .0L ; L/ such that f .V / W for any f 2 . Since A is l-bounded,
there exists s > 0 such that A tV for any t s. If y 2 B and t s pick f 2
and x 2 A with f .x/ D y; it follows from x 2 tV that y D f .x/ 2 tf .V / tW .
Thus B tW for all t s, so the set B is l-bounded in M .
V.215. Suppose that L and M are linear topological spaces and is a family of
linear continuous maps from L to M . Let .x/ D ff .x/ W f 2 g for every x 2 L
and assume that the set B D fx 2 L W .x/ is l-bounded in M g is of second
category in L. Prove that B D L and the family is equicontinuous.
264
Solution. Take any W 2 .0M ; M / and use Problem 202 to find a set W 0 2
.0M ; M / with W 0 C W 0 W . By regularity of M and Problem 204 there exists
a balanced set V 2 .0M ; M / such that V W 0 . Observe that the set V is also
balanced by Problem 203 and, in particular, V T
V.
All elements of are continuous, so E D ff 1 .V / W f 2 g is a closed
subset of L. If x 2 B then there is n 2 N such that .x/ nV because .x/ is
x
l-bounded in M . Therefore f .x/ 2 nV which shows
T 1that f . n / V and hence
x
x
1
2 f .V / for any f 2 ; consequently, n 2 ff .V / W f 2 g E. This
n
x
proves that, for any x 2 B there exists
S n 2 N such that n 2 E, i.e., x 2 nE.
We proved the inclusion B fnE W n 2 Ng, so nE is of second category in
L for some n 2 N. The multiplication by n being a homeomorphism of L onto L, we
conclude that E is of second category in L. Recalling that E is closed we convince
ourselves that the interior of E is nonempty, so we can find a set U 2 .0L ; L/ and
a 2 E such that a C U E.
Given any u 2 U and f 2 it follows from f .u/ D f .a C u/ f .a/ that
f .u/ 2 f .E/ C f .E/ V C .V / V C V W 0 C W 0 W . This shows that
f .U / W ; the set W 2 .0M ; M / was chosen arbitrarily, so we proved that is
an equicontinuous family. Given any x 2 L the set fxg is l-bounded in L (this is an
easy consequence of the fact that every G 2 .0L ; L/ is absorbing), so the set .x/
is l-bounded in M by Problem 214. Thus every x 2 L belongs to B, i.e., B D L as
promised.
V.216 (HahnBanach theorem). Let L be a linear space (without topology).
Suppose that we are given a map p W L ! R such that p.x Cy/ p.x/Cp.y/ and
p.tx/ D tp.x/ for all x; y 2 L and t 0. Prove that, for any linear subspace M
of the linear space L and any linear functional f W M ! R such that f .x/ p.x/
for any x 2 M , there exists a linear functional F W L ! R such that F jM D f
and p.x/ F .x/ p.x/ for any x 2 L.
Solution. Consider the family L D f.N; '/ W N is a linear subspace of L with
M N and ' W N ! R is a linear functional such that 'jM D f and '.x/ p.x/
for any x 2 N g. Given .N; '/ 2 L and .N 0 ; ' 0 / 2 L say that .N; '/ .N 0 ; ' 0 /
if N N 0 and ' ' 0 ., i.e., ' 0 jN D '. It is easy to see that .L; / is a partially
ordered set; for any D .N; '/ 2 L let S./ D N and
S ./ D '.
Suppose that C is a chain in .L; / and let N D fS./ W 2 Cg. The family
fS./ W 2 Cg is a chain of linear subspaces of L, so N S
is a linear subspace of
L as well. We leave to the reader the checking that ' D f./ W 2 Cg is a
well-defined linear functional on N . Since ./jM D f for any 2 C, we have
'jM D f . Given x 2 N there is 2 C such that j'.x/j D j./.x/j p.x/,
so '.x/ p.x/ for any x 2 N . This proves that .N; '/ 2 L; it is evident that
.N; '/ for any 2 C, so .N; '/ is an upper bound for the chain C.
We proved that any chain of .L; / has an upper bound which belongs to L, so
Zorns lemma is applicable to conclude that .L; / has a maximal element .N; '/.
If N D L then letting F D ' we obtain a linear functional F W L ! R such that
F jM D f and F .x/ p.x/ for any x 2 L.
265
266
G D .jf .x0 /j; jf .x0 /j/ is an open neighborhood of 0; since V is balanced, the set
H D ftx0 W t 2 .1; 1/g is contained in V and hence G D f .H / f .V / f .U /.
This shows that for any open neighborhood U of the point 0 the set f .U / contains
an open neighborhood of 0, so the map f is open by Fact 3 of S.496.
V.219. Let L be a linear topological space and suppose that A and B are nonempty
disjoint convex subsets of L and A is open. Prove that there exists a continuous
linear functional f W L ! R such that, for some r 2 R, we have f .x/ < r f .y/
for any x 2 A and y 2 B.
Solution. Pick any a 2 A; b 2 B and consider the set C D A B C .b a/.
We leave it to the reader to verify that 0 2 C and C is a convex open (and hence
absorbing) subset of L; let p W L ! R be the Minkowski functional of C . Observe
that x0 D b a does not belong to C for otherwise there exist x 2 A; y 2 B such
that x y C b a D b a which implies x D y and hence x 2 A \ B D ; which
is a contradiction. It follows from x0 C and Problem 208 that p.x0 / 1.
The set M D ftx0 W t 2 Rg is a linear subspace of L; let '.tx0 / D t for
any t 2 R. It is straightforward that ' W M ! R is a linear functional. If t 0
then '.tx0 / D t tp.x0 / D p.tx0 /; if t < 0 then '.tx0 / D t < 0 p.tx0 /,
so '.y/ p.y/ for any y 2 M . By Problem 216 there is a linear functional
f W L ! R such that f jM D ' and f .x/ p.x/ for any x 2 L. In particular,
f .x/ p.x/ 1 for any x 2 C (see Problem 208) and hence f .x/ 1 for any
x 2 C ; thus W D C \ .C / is a neighborhood of 0 such that f .W / 1; 1
is
a bounded subset of R. Therefore the functional f is continuous by Problem 205.
Given x 2 A and y 2 B the point z D x y C x0 belongs to C . By continuity of
z
2 C , so p.z/ 1t <
scalar multiplication in L there exists t > 1 such that t z D 1=t
1. Therefore f .z/ D f .x/ f .y/ C 1 p.z/ < 1 which shows that f .x/ < f .y/
for any x 2 A and y 2 B. As a consequence, for the number r D supff .x/ W
x 2 Ag, we have f .x/ r f .y/ whenever x 2 A and y 2 B. Observe
that f .x0 / D '.x0 / D 1, so the functional f is nontrivial and hence open by
Problem 218. This implies that f .A/ is an open subset of R, so r D sup f .A/
cannot belong to f .A/. Consequently, f .x/ < r f .y/ for any x 2 A and y 2 B.
V.220. Let L be a locally convex linear topological space. Suppose that A and B
are disjoint convex subsets of L such that A is compact and B is closed. Prove that
there exists a continuous linear functional f W L ! R such that, for some r; s 2 R,
we have f .x/ < r < s < f .y/ for any x 2 A and y 2 B.
Solution. For any a 2 A there exists an open neighborhood Ua of the point 0
such that .a C Ua / \ B D ;; choose a convex open neighborhood Va of 0 with
Va C Va
can find a finite set K A such
S Ua . The set A being compact weT
that A fa C Va W a 2 Kg. The set V D fVa W a 2 Kg is an open convex
neighborhood of 0. If x 2 .A C V / \ B then x D y C v for some y 2 A and
v 2 V ; pick a point a 2 K such that y 2 a C Va . Then x 2 y C V y C Va
a C Va C Va a C Ua , so x 2 .a C Ua / \ B which is a contradiction. Therefore
W D A C V is a convex open set (it is an easy exercise that the sum of two convex
sets is a convex set) disjoint from B.
267
Applying Problem 219 we conclude that there exists a continuous linear functional f W L ! R such that, for some t 2 R, we have f .x/ < t f .y/ for
all x 2 W and y 2 B. The set f .A/ f .W / .1; t / being compact, there
exists r < t for which f .A/ .1; r/; if s D rCt
then f .A/ .1; r/ and
2
f .B/ .s; C1/ which is equivalent to saying that f .x/ < r < s < f .y/ for any
x 2 A and y 2 B.
V.221. Let L be a locally convex linear topological space. Prove that L separates
the points of L.
Solution. If a and b are distinct points of L then A D fag and B D fbg are disjoint
convex compact subsets of L, so we can apply Problem 220 to see that there is a
continuous linear functional f W L ! R (i.e., f 2 L ) such that, for some r; s 2 R,
we have f .x/ < r < s < f .y/ whenever x 2 A and y 2 B. This is the same as
saying that f .a/ < r < s < f .b/, so f .a/ f .b/ and hence L separates the
points of L.
V.222. Let M be a linear subspace of a locally convex linear topological space L
and x0 M . Prove that there exists f 2 L such that f .x0 / D 1 and f .M / D f0g.
Solution. The set N D M is also a linear subspace of L by Problem 203. Every
linear subspace of L is clearly convex so A D fx0 g and N are closed disjoint convex
subsets of L and A is compact. This makes it possible to apply Problem 220 to find
a functional g 2 L such that, for some r; s 2 R, we have
(1) g.x0 / < r < s < g.y/ and, in particular, g.y/ g.x0 / for any y 2 N .
0/
If g.x/ 0 for some x 2 N then t D g.x
is well defined and y D tx 2 N ,
g.x/
so g.y/ D tg.x/ D g.x0 / which is a contradiction with (1). Therefore g.x/ D 0
for any x 2 N ; letting f D g.x1 0 / g we obtain a functional f 2 L such that
f .N / D f0g and f .x0 / D 1 as promised.
V.223. Let B be a closed convex balanced subset of a locally convex space L. Prove
that, for any x 2 LnB, there exists a continuous linear functional f W L ! R such
that f .B/ 1; 1
and f .x/ > 1.
Solution. If B D ; then we can apply Problem 221 to find a functional g 2 L
2
with g.x/ 0. It is evident that, for the functional f D g.x/
g 2 L , we have
f .x/ D 2 > 1 and f .B/ D ; 1; 1
.
Now assume that B ; and fix a point b 2 B; the sets A D fxg and B
are closed, convex and disjoint; besides, A is compact. Therefore Problem 220 is
applicable to convince ourselves that there exists a functional g 2 L with the
following property:
(1) there is r 2 R such that g.x/ < r < g.y/ for any y 2 B.
Since B is balanced, the point 0 D 0 b belongs to B and therefore r < g.0/ D 0.
Take any z 2 B and suppose that g.z/ > r D jrj; the point y D z also belongs
to B and hence g.y/ D g.z/ < r which is a contraction with (1). This shows
268
269
Finally observe that if L is a locally convex space then L separates the points of
L by Problem 221; since .Lw / is generated by L , the space Lw is locally convex
and .Lw / D L .
V.226. Let E be a convex subset of a locally convex space L. Prove that the closure
of E in L coincides with the closure of E in the weak topology of L.
Solution. Denote by the weak topology of L; given A L the set A is the closure
of A in L and cl .A/ is the closure of A in .L; /. It follows from .L/ that
A cl .A/ for any A L, so it suffices to show that cl .E/ E.
Fix a point a E; the sets A D fag and E are convex (see Problem 203), closed,
disjoint and A is compact so we can apply Problem 220 to find a functional f 2 L
and r 2 R such that f .a/ < r < f .y/ for any y 2 E. The set U D f 1 ..1; r//
belongs to while a 2 U and U \ E D ;; an immediate consequence is that
a cl .E/ and hence cl .E/ D E.
V.227. Let V be a neighborhood of 0 in a locally convex space L. Prove that the
set P .V / D ff 2 L W f .V / 1; 1
g is compact if considered with the topology
induced from Cp .L/.
Solution. The topology induced on P .V / from Cp .L/ RL is the same as the
topology induced from RL , so it suffices to show that P .V / is closed in RL and
there is a compact K RL such that P .V / K.
Denote by L0 the set of all (not necessarily continuous) linear functionals on L
and take any point f 2 P .V / (the bar denotes the closure in RL ). The set L0 RL
is closed in RL (see CFS-393) and P .V / L0 , so f 2 L0 , i.e., f is a linear
functional on L. If there is x 2 L such that f .x/ I then G D fg 2 RL W g.x/ Ig
is an open neighborhood of f in RL such that G \ P .V / D ;; this contradiction
shows that f .x/ 2 I for any x 2 V , i.e., f .V / I and hence f .V / is a bounded
subset of R. Applying Problem 205 we conclude that f is continuous and hence
f 2 P .V /. Thus P .V / is closed in RL .
Now fix a point x 2 L; the set V is absorbing by Problem 202, so there is r.x/ 2
R such that r.x/ > 0 and x 2 r.x/V , i.e., there exists v 2 V with x D r.x/ v.
If f 2 P .V / then jf .x/j D r.x/ jf .v/j r.x/; therefore f .x/ 2 r.x/; r.x/
270
271
(i) L has a finite Hamel basis, i.e., the linear dimension of L is finite;
(ii) dim L n for some n 2 N;
(iii) L is locally compact.
Solution. If L has linear dimension n for some n 2 N then L is locally compact
being homeomorphic to Rn (see Problem 228); this settles (i)H)(iii). Besides,
it follows from Problem 159 that dim L D n, so we also have the implication
(i)H)(ii).
Next, assume that n 2 N and dim L n. If there are some linearly independent
vectors e1 ; : : : ; enC1 2 L then the linear hull M of the set fe1 ; : : : ; enC1 g is a linear
subspace of L of linear dimension n C 1, so it follows from Problem 228 that M
is homeomorphic to RnC1 . As a consequence, L has a subspace K homeomorphic
to InC1 . A compact subspace is C -embedded in any space (see Fact 1 of T.218), so
dim K dim L n by Problem 146. However, dim K D dim.InC1 / D n C 1
by Problem 159; this contradiction shows that the linear dimension of L does not
exceed n and hence (ii)H)(i) is proved.
To establish that (iii)H)(i) assume that L is locally compact and hence we can
find a balanced set O 2 .0; L/ such that K D O is compact; let Wn D 2n O
for any n 2 !. If U is an open neighborhood of 0 then pick an open balanced
neighborhood V of 0 such that V U . Since V is an absorbing subset of L by
Problem 202, we can find, for every x 2 K a number tx > 0 such
S that x 2 tx V .
The set P
K being compact there is a finite A K for which K ftx V W x 2 Ag;
let t D ftx W x 2 Ag.
Since the set V is balanced, we have tx V t V for any x 2 A and hence
K t V . This implies O t V and therefore 1t O V ; pick n 2 ! with 2n < 1t .
Then Wn D 2n O 1t O V U . We proved that, for any U 2 .0; L/ there
is n 2 ! with Wn U and hence the family W D fWn W n 2 !g is a local base of
L at 0.
S Apply1 once more compactness of K to find a finite set B K such that K
fx C 2 O W x 2 Bg. If M is the linear hull of B then M has finite linear
dimension and O K M C 12 O. Proceeding inductively assume that n 2 N and
O M C 2n O. The set M being a linear subspace of L we have 2n M D M ,
so 2n O 2n .M C 12 O/ D M C 2n1 O. An immediate consequence is
that O M C M C 2n1 O D M C 2n1 O. Thus our inductive procedure
shows that O M C Wn for any n T
2 !. Since W is a local base of L at 0, we can
apply Problem 203 to see that O fM C Wn W n 2 !g D M . By Problem 228,
the set M is closed in L, so M D M and hence O M . The set O is absorbing,
so, for any x 2 L there is t 2 R with x 2 t O t M D M ; therefore L D M
and hence linear dimension of L is finite; this settles (iii)H)(i) and completes our
solution.
V.230. Suppose that L is a finite-dimensional linear topological space. Prove that
any linear functional f W L ! R is continuous on L, i.e., L0 D L . Give an
example of an infinite-dimensional locally convex space M such that M 0 D M .
272
273
274
(3) Recall that Lp .X / is a linear subspace of Cp .Cp .X //; since the weak topology
of Cp .Cp .X // coincides with its topology by (2), we can apply (1) to conclude
that the weak topology of Lp .X / coincides with the topology of Lp .X /.
V.234. Suppose that L is a locally convex space with its weak topology and X L
is a Hamel basis in L. Prove that the following conditions are equivalent:
(i) there exists a linear homeomorphism h W L ! Lp .X / such that h.x/ D x for
all x 2 X ;
(ii) for every f 2 C.X / there exists a continuous linear functional ' W L ! R
such that 'jX D f ;
(iii) for every continuous map f W X ! M from X to a locally convex space M
with its weak topology, there exists a continuous linear map W L ! M such
that jX D f .
Solution. Assume that (i) holds and take a continuous function f W X ! R. Apply
Fact 6 of S.489 to find a continuous linear functional '0 W Lp .X / ! R such that
'0 jX D f . Then ' D '0 h is a continuous linear functional on L. If x 2 X
then '.x/ D '0 .h.x// D '0 .x/ D f .x/, so 'jX D f and hence we proved that
(i)H)(ii).
Next, assume (ii) and suppose that we have a continuous map f W X ! M for
some locally convex space M with its weak topology. It follows from Problem 225
that the set M Cp .M / generates the topology of M ; let e.a/./ D .a/ for any
a 2 M and 2 M . If M0 D fe.a/ W a 2 M g Cp .M / then M0 is a linear
subspace of Cp .M / and e W M ! M0 is a linear homeomorphism (see TFS-166).
For every 2 M , there exists a continuous linear functional r W L ! R such
that r jX D f . For any point y 2 L let r.y/./ D r .y/ for any 2 M ;
this gives us a continuous linear map r W L ! RM . Since X is a Hamel basis
of L, the set r.L/ is contained in a linear hull N of the set r.X /. For any x 2 X
and 2 M we have the equalities r.x/./ D r .x/ D .f .x// D e.f .x//./
which show that r.x/ D e.f .x//, i.e., r D e f . Therefore r.X / D e.f .X //
is contained in M0 and hence N M0 . Thus we can consider that r W L ! M0
and therefore the map D e 1 r W L ! M is linear and continuous. Besides,
.x/ D e 1 .r.x// D f .x/ for any x 2 X ; this shows that we obtained a continuous
linear map W L ! M such that jX D f , i.e., (ii)H)(iii) is proved.
Finally assume that (iii) is fulfilled for L and denote by 0L and 0 the zeros in L
and Lp .X / respectively. Observe that the property (ii) holds for Lp .X / by Fact 6
of S.489, so Lp .X / satisfies (iii) as well. Let id W X ! X be the identity map, i.e.,
id.x/ D x for any x 2 X ; we can consider that id W X ! Lp .X /. In the space
Lp .X / the original topology coincides with its weak topology by Problem 233, so
there exists a continuous linear map h W L ! Lp .X / such that hjX D id. The set
h.L/ is a linear subspace of Lp .X / with X h.L/; since X is a Hamel basis in
Lp .X / (see Fact 5 of S.489), we conclude that h.L/ D Lp .X /.
To simplify the notation we denote in the same way the operations in L and
Lp .X /. Since X L and X Lp .X /, for any x1 ; : : : ; xn 2 X and t1 ; : : : ; tn 2 R,
275
276
277
Let us show that the map is open if the set L is closed in Lp .X /. Fix any open
set U Cp .X / such that 0X 2 U . There is a finite set A X such that W D ff 2
Cp .X / W f .A/ ."; "/g U for some " > 0. It is easy to construct inductively a
set A0 D fa1 ; : : : ; ak g A such that A hL [ A0 i and aiC1 hL [ fa1 ; : : : ; ai gi
whenever 0 i < k.
Suppose that Y 0 [ A0 is not independent; since both sets Y 0 and A0 are
independent, the number k has to be positive and there exists n 2 N such that
fy1 ; : : : ; yn ; a1 ; : : : ; ak g is a dependent set for some distinct points y1 ; : : : ; yn 2 Y 0 .
If 1 y1 C : : : n yn C t1 a1 C : : : C tk ak D 0 then not all ti s are equal to zero, so let
j D maxfi W ti 0g. It follows that aj 2 hY 0 [ fa1 ; : : : ; aj 1 gi; this contradiction
with our choice of A0 shows that Y 0 [ A0 is a linearly independent set. Choose a
finite set B Y 0 such that A hB [ A0 i. Observe that
(1) there exists 2 .0; "/ such that, for any ' 2 .Lp .X // , if '.B [ A0 / .; /
then '.A/ ."; "/.
0
0
Indeed, for each
a number P
y 2 R for every y 2 B [A
P x 2 AnA we can choose
0
0
such that
P x D fy y W y 2 B [ A g; let Kx D fjy j W y 2 B [ A g. If
K D fKx W x 2 AnA0 g C 1 then D K" is easily seen to be as promised.
The set V D ff 2 Cp .Y 0 / W f .B/ .; /g is open in Cp .Y 0 /; fix any f 2 V .
If f .Y / D f0g then .0X / D f , so we can assume that r D f .y/ 0 for some
y 2 Y 0.
There exists a continuous linear functional W L ! R such that jY 0 D f . The
set Q D 1 .0/ is closed in L and hence in Lp .X /. Since Y [ A0 is independent,
the set G D hQ [ A0 i does not contain the point y. Besides, G D Q C hA0 i, so G
is closed in Lp .X / by Fact 2 of V.250. Apply Problem 222 to see that there exists a
continuous linear functional ' W Lp .X / ! R such that '.y/ D r and '.G/ D f0g.
It follows from Fact 14 of V.100 that the functional 'jL is proportional to , so
'.y/ D .y/ shows that 'jL D and hence 'jY D f . Recalling that '.A0 / f0g
and '.B/ D f .B/ .; / we convince ourselves that '.B [ A0 / .; /
and hence (1) implies that '.A/ ."; "/. If g D 'jX then f D .g/ and
g 2 W U ; since f 2 V was chosen arbitrarily, this proves that .U / V , i.e.,
the image under of every neighborhood of 0X contains a neighborhood of the zero
function of Cp .Y 0 /. By Fact 3 of S.496, the map is an open surjection of Cp .X /
onto Cp .Y 0 /. Therefore there exists an open continuous linear surjection of Cp .X /
onto Cp .Y / and hence we settled sufficiency in (ii).
Suppose that W Cp .X / ! Cp .Y / is a linear surjective map and let .f / D
f for any f 2 .Cp .Y // D Lp .Y / (see TFS-197). Then W Lp .Y / !
.Cp .X // D Lp .X /; if L D .Lp .Y // then L is a linear subspace of Lp .X /
and W Lp .Y / ! L is a linear homeomorphism (see Fact 4 of S.489). This
proves necessity in (i). If is an open map then .Cp .Cp .Y /// is closed in
Cp .Cp .X // (see TFS-163); since Lp .Y / is closed in Cp .Cp .Y //, the set L is closed
in Cp .Cp .X // and hence in Lp .X /. This settles necessity in (ii).
Now, if is a linear condensation (homeomorphism) then L is dense in Lp .X /
(or coincides with Lp .X / respectively). To see this take any functional w 2 Lp .X /
and a finite set A Cp .X /; denote by M the linear hull of A. It is evident that
278
0 D .0/ D i .
279
n
X
kD1
ak yk / D
n
X
ak i .yk / D ai :
kD1
280
281
Proof. Fix an infinite cardinal and assume that ext .T / . If there exists a
closed discrete subspace D Z with jDj D C then let E D f .D/. The map f
is closed, so E is a closed subspace of T . By the same reason f .G/ is closed in T
for every G D and hence E is a discrete subspace of T . For any y 2 E the set
f 1 .y/ is compact, so S
the set Fy D fx 2 D W f .x/ D yg is finite for any y 2 E.
If jEj then D D fFy W y 2 Eg is the union of at most -many finite sets,
i.e., jDj which is a contradiction. Therefore jEj D C ; this contradiction with
ext .T / shows that ext .Z/ and hence ext .Z/ ext .T /. The inequality
l.Z/ l.T / was proved in Fact 2 of T.490. It is easy to see that, for each n 2 N,
there exists a perfect map of Z n onto T n ; therefore ext .Z n / ext .T n / ext .T /
and l.Z n / l.T n / l .T / for every n 2 N which shows that ext .Z/ ext .T /
and l .Z/ l .T /, so we settled (1) and (3).
If K is compact then the projection map Z K ! Z is perfect by Fact 3 of
S.288, so extS
.Z K/ ext .Z/ and l.Z K/ l.Z/ by (1) and (3) respectively.
Now, if S D n2! Kn where Kn is compact
and Kn KnC1 for every n 2 ! then
S
it follows from the equality Z S D n2! .Z Kn / that ext .Z S / ext .Z/
and l.Z S / l.Z/, i.e., we established the first parts of (2) and (4). Apply these
inequalities to see that ext ..Z S /n / D ext .Z n S n / ext .Z n / ext .Z/
and analogously, l..Z S /n / D l.Z n S n / l.Z n / l .Z/ for all n 2 N; this
shows that ext .Z S / ext .Z/ and l .Z S / l .Z/, so Fact 1 is proved.
Returning to our solution fix an infinite cardinal and consider the class P (the
class Q) of spaces Y such that l .Y / (or ext .Y / respectively). It is an
easy exercise that any continuous image of a space from P (or from Q) belongs to
P (or to Q respectively).
282
S
Next, assume that Y D i2! Yi where every Yi is closed in Y , belongs to P
(or to Q) and the sequence fYi W i 2 !g is increasing, i.e., Yi YiC1 for all
i 2 !. Given n 2 N the space Y n can be represented as the countable union of
its closed subspaces F .i1 ; : : : ; in / D Yi1 : : : Yin where i1 ; : : : ; in 2 !. If j D
maxfi1 ; : : : ; in g then the set F D F .i1 ; : : : ; in / is a closed subspace of the space
Yjn , so it follows from l.Yjn / (or ext .Yjn / respectively) that l.F / (or
ext .F / ). Therefore l.Y n / (or ext .Y n / ) for every n 2 N, i.e., Y 2 P
(or Y 2 Q respectively).
It follows from Fact 1 that we have the equalities ext .X n Rn / D ext .X / and
l .X n Rn / D l .X / which shows that X n Rn 2 P if X 2 P and X n Rn 2 Q if
X 2 Q. Therefore the classes P and Q satisfy the conditions (1)(3) of Problem 239
and hence X 2 P implies Lp .X / 2 P while X 2 Q implies Lp .X / 2 Q. This gives
us the inequalities l .X / l.Lp .X // l .Lp .X // l .X /; analogously, we
conclude that ext .X / ext .Lp .X // ext .Lp .X // ext .X /. This implies
the equalities l .X / D l.Lp .X // D l .Lp .X // and ext .X / D ext .Lp .X // D
ext .Lp .X //, i.e., our solution is complete.
V.243. Prove that an uncountable regular cardinal is a caliber of X if and only
if is a caliber of Lp .X /.
Solution. Consider the class P of spaces Y such that is a caliber of Y . By
SFFS-276, SFFS-277 and SFFS-281 the class P satisfies the conditions (1)(3)
of Problem 239, so it follows from X 2 P that Lp .X / 2 P, i.e., we established
necessity.
Now, if is a caliber of Lp .X / then the diagonal of Cp .Lp .X // is -small
(see SFFS-290). The space Cp .X / embeds in Cp .Lp .X // by Problem 235, so the
diagonal of Cp .X / is also -small. Applying SFFS-290 again we conclude that is
a caliber of X ; this proves sufficiency.
V.244. Let L be the following collection of classes of Tychonoff spaces: fanalytic
spaces, K-analytic spaces, -compact spaces, realcompact spaces, Lindelf spacesg. Prove that, for any class P from the list L, a space X belongs to P if
and only if Lp .X / belongs to P.
Solution. It is an easy exercise to verify that if P is one of the first four classes then
P satisfies the conditions (1)(3) of Problem 239, so if X 2 P then Lp .X / 2 P.
Besides, if P is the class of realcompact spaces then X 2 P implies Cp .Cp .X // 2
P by TFS-435; the set Lp .X / being closed in Cp .Cp .X // (see TFS-078) we also
have Lp .X / 2 P.
Now, if Lp .X / 2 P (where P is any class from the list L) then X 2 P because X
is a closed subspace of Lp .X /. Thus X belongs to P if and only if so does Lp .X /.
V.245. Given w D 1 x1 C : : : C n xn 2 Lp .X /, where x1 ; : : : ; xn 2 X and
1 ; : : : ; n 2 Rnf0g, let supp.w/ D fx1 ; : : : ; xn g. If w D 0, then supp.w/ D ;. Say
that a set B Lp .X / is weakly bounded if .B/ is a bounded subset of R for any
continuous linear functional W Lp .X / ! R. Observe that any bounded subset of
Lp .X /S
is weakly bounded and prove that, for any weakly bounded set B Lp .X /,
the set fsupp.w/ W w 2 Bg is bounded in the space X .
283
284
Solution. Our first step is to prove that closures of bounded sets are compact in
Dieudonn complete spaces.
Fact 1. If Y is a Dieudonn complete space and B is a bounded subset of Y then B
is compact.
Proof. Observe first that F D B is also bounded in Y byQFact 2 of S.398. We can
consider that Y is a closed subspace of a product M D fMt W t 2 T g in which
every Mt is a metrizable space; let t W M ! Mt be the natural projection for every
t 2 T . The set Ft D t .F / is bounded in Mt (see Fact 1 of S.399); since Pt D F t
is also bounded and C -embedded in Mt , the set Pt is pseudocompact and hence
compact (here we used again
Q Fact 2 of S.398). The set F is closed in Y and hence
in M ; since F P D fPt W t 2 T g, the set F has to be closed in the compact
space P . This shows that F is compact, so Fact 1 is proved.
Fact 2. For any space Y , if Z is a closed subspace of Y then the linear hull H of
the set Z in Lp .Y / is closed in Lp .Y /.
Proof. Suppose that a point w D 1 y1 C : : : C n yn belongs to Lp .Y /nH and
yi yj whenever i j . Then k 0 and yk Z for some k n. By the
Tychonoff property of Y we can find a continuous function f W Y ! 0; 1
such
that f .yk / D 1; f .yi / D 0 for all i k and f .Z/ f0g. The set U D fv 2
Lp .Y / W v.f / 0g is an open subset of Lp .Y / and w 2 U . It is immediate that
u.f / D 0 for any u 2 H , so U \ H D ;. Thus every point w 2 Lp .Y /nH has an
open neighborhood which does not meet H . This shows that H is closed in Lp .X /,
so Fact 2 is proved.
Fact 3. Given a space Y , if Z Y is C -embedded in Y then, for the linear hull H
of the set Z in Lp .Y /, there exists a linear homeomorphism ' W Lp .Z/ ! H such
that '.z/ D z for any z 2 Z.
Proof. Given any continuous function f W Z ! R there exists g 2 C.Y / such that
gjZ D f . By Problem 234, there is a continuous linear functional W Lp .Y / ! R
for which jY D g. Then 0 D jH W H ! R is a continuous linear functional
such that 0 jZ D jZ D gjZ D f , so we can apply Problem 234 again to conclude
that there exists a linear homeomorphism ' W Lp .Z/ ! H such that '.z/ D z for
any z 2 Z, i.e., Fact 3 is proved.
Returning to our solution recall that X is C -embedded in the Hewitt realcompactification X of the space X , so we can apply Fact 3 to identify Lp .X / with the
linear hull of the set X in Lp .X /. Assume that A is a bounded subset of Lp .X /.
For any w D 1 x1 C : : : C n xn 2 Lp .X / where i 2 Rnf0g and xi 2 X for all
i n, let supp.w/ D fx1 ; : : : ; xn g; if w D 0 then supp.w/ D ;. The set A is still
bounded in Lp .X / by Fact 2 of S.398 (the bar denotes the closure in Lp .X /), so we
S
can apply Problem 245 to see that B D fsupp.w/ W w 2 Ag is a bounded subset
of X , so K D clX .B/ is compact by Fact 1.
Let G be the linear hull of the set K in the space Lp .X /; it is evident that
A G Lp .X /. By Fact 2, the set G is closed in Lp .X /; besides, A is closed
285
286
Solution. Denote by X the space !1 with its order topology and consider the set
O D f 2 X W < g for every < !1 . If K is a compact subspace of X then
fO W < S
!1 g is an open cover of K, so there is a finite set A !1 such that
K O D fO W 2 Ag. Every set O is countable, so O is countable as well;
thus the set K is also countable and hence metrizable.
To avoid confusion with the addition of ordinals, we denote the addition in
Lp .X / by the symbol ; let w D .1/. C 1/ for every < !1 and consider
the set F D f0g [ fw W < !1 g Lp .X /. Take any open set U in the space
Lp .X / with 0 2 U . We can find " > 0 and a finite set B Cp .X / such that the
set V D fu 2 Lp .X / W ju.f /j < " for every f 2 Bg is contained in U . Given
any f 2 B we have w .f / D f ./ f . C 1/ for each < !1 , so there is a
finite set Pf S!1 such that jw .f /j < " for any Pf (see Fact 1 of S.334).
The set P D fPf W f 2 Bg is finite and jw .f /j < " for any f 2 B and
P . Therefore w 2 V U for any P and hence any neighborhood of 0
in F contains all but finitely many points of F . An easy consequence is that F is
homeomorphic to A.!1 /, i.e., F is a non-metrizable compact subspace of Lp .X /.
V.250. Given spaces X and Y and a continuous map ' W X ! Y observe that there
is a unique continuous linear map u' W Lp .X / ! Lp .Y / such that u' jX D '.
Prove that the following conditions are equivalent for any continuous onto map
' W X ! Y.
(i)
(ii)
(iii)
(iv)
Solution. By Problem 233 the topology of Lp .Y / coincides with its weak topology,
so we can apply Problem 234 to see that there is a continuous linear map u' W
Lp .X / ! Lp .Y / such that u' jX D '. Suppose that u W Lp .X / ! Lp .Y /
is a linear map with ujX D '. Given a point z 2 P
Lp .X / we can find n 2
N; 1 ; : : : ; n 2 R and x1 ; : :P
: ; xn 2 X such that z D niD1 i xP
i . By linearity of
the map u' we have u' .z/ D niD1 i '.xi /; analogously, u.z/ D niD1 i '.xi / D
u' .z/, so u D u' , i.e., our linear extension of the map ' is unique.
It is evident that (iv)H)(iii)H) (ii). Assume that u' W Lp .X / ! Lp .Y / is an
R-quotient map for some continuous onto map ' W X ! Y and take a function
f W Y ! R such that f ' is continuous. By Problem 234 there exists a continuous
linear functional W Lp .X / ! R such that jX D f '. There exists a linear
functional W Lp .Y / ! R such that jY D f . It is evident that 0 D u' is
a linear functional on Lp .X /. If x 2 X then 0 .x/ D .u' .x// D .'.x//; since
'.x/ 2 Y , we have 0 .x/ D .'.x// D f .'.x// D .x/.
We proved that jX D 0 jX , so D 0 by Fact 3 of S.489. Therefore the
functional 0 D u' is continuous so is continuous because u' is R-quotient.
Consequently, the map f D jY is continuous and hence ' is R-quotient, i.e., we
checked that (ii)H)(i).
287
f0g.
1 h.x/
g.x/ h.x/
D h.eiC1 rx/ D 1
D
Since the determinant
r h.eiC1 /
g.eiC1 / h.eiC1 /
is not equal to zero, any system of linear equations with this determinant has a
solution, so we can find numbers ; 2 R such that g.x/ C h.x/ D 1 and
g.eiC1 / C h.eiC1 / D 0. The linear functional f D g C h is continuous on
L while f .x/ D 1 and f .Mi [ feiC1 g/ D 0. As a consequence, f .MiC1 / D f0g,
so x cannot belong to the closure of MiC1 . Since x MiC1 was chosen arbitrarily,
we proved that MiC1 is closed in L, so our inductive procedure shows that Mn D
G C M is closed in L, i.e., Fact 2 is proved.
288
n
X
iD1
i g.yi / D
n
X
iD1
289
which shows that u' .v/.g/ D w.g/ for every g 2 Cp .Y /, i.e., u' .v/ D w. We
proved that, for each w 2 W there exists v 2 V such that u' .v/ D w; as a
consequence, u' .U / u' .V / W . Thus, for any U 2 .0; Lp .X // there exists
W 2 .0; Lp .Y // such that W u' .U /. Applying Fact 3 of S.496 we conclude
that the map u' is open; this proves that (i)H)(iv) and makes our solution complete.
V.251. Let f W X ! Y be an R-quotient map. Prove that, for any open U Y ,
the map f j.f 1 .U // W f 1 .U / ! U is also R-quotient.
Solution. Let U0 D f 1 .U / and denote by f0 the map f restricted to U0 .
Fact 1. Given a space Z and a set W 2 .Z/ suppose that h W W ! R is a
bounded continuous function and g W Z ! R is a continuous function such that
g.ZnW / f0g. Consider a function w D g h W Z ! R defined as follows:
w.z/ D g.z/h.z/ for all z 2 W and w.z/ D 0 whenever z 2 ZnW . Then the
function w is continuous.
Proof. By our hypothesis, there exists K > 0 such that jh.z/j K for all z 2 W .
The function wjW D h .gjW / being continuous on W , it is an easy exercise that
w is continuous at every z 2 W . If z 2 ZnW and " > 0 then we can find a set
V 2 .z; Z/ for which g.V / . K" ; K" /. If x 2 V nW then w.x/ D 0 2 ."; "/; if
x 2 W \ V then jw.x/j D jh.x/jjg.x/j < K K" D ". Therefore w.V / ."; "/,
i.e., V witnesses continuity of w at the point z. Thus w is continuous at all points of
Z, so Fact 1 is proved.
Fact 2. A map g W Z ! T is R-quotient if and only if, for any function h W T ! I,
it follows from continuity of h g that h is continuous.
Proof. If g is R-quotient and h W T ! I is a function such that h g is continuous
then h is continuous by Fact 1 of T.268, i.e., we established necessity. To prove
sufficiency assume that our hypothesis about the functions from T to I is true
and take an arbitrary function u W T ! R such that u g is continuous. Fix a
homeomorphism W R ! .1; 1/ and consider the function h D u. It is evident
that h W T ! I and the function h g D .u g/ is continuous. Therefore h is
continuous and hence u D 1 h is continuous as well. This shows that the map g
is R-quotient and settles sufficiency so Fact 2 is proved.
Returning to our solution take any function h W U ! I such that u D h f0 is
continuous. To see that h is continuous fix any point y0 2 U . Using the Tychonoff
property of the space Y and Fact 1 of S.499 it is easy to find a continuous function
v W Y ! 0; 1
such that v.Y nU / f0g and v.W / D f1g for some open W U
with y0 2 W . Then w D v f is a continuous function on X such that w.X nU0 /
f0g. By Fact 1, the function q D w .h f0 / W X ! I is continuous. If p D v h
then p f D q, so the function p is continuous on Y by Fact 1 of T.268. Since
pjW D hjW , we proved that every point y0 2 U has a neighborhood W such
that hjW is continuous. Applying Fact 1 of S.472 we conclude that h is continuous.
Therefore f0 is R-quotient by Fact 2, so our solution is complete.
290
V.252. Let X be a Tychonoff space. Prove that, for any nonempty closed set F X ,
the R-quotient space XF is also Tychonoff and if pF W X ! XF is the contraction
map then pF j.X nF / W X nF ! XF nfF g is a homeomorphism.
Solution. If Y is a space and G ; is a closed subset of Y then a function f 2
C.Y / is called G-constant if there is c 2 R such that f .G/ D fcg. Let pG .x/ D x
for any x 2 Y nG and pG .x/ D G for each x 2 G; this gives the map pG W Y ! YG .
If f 2 C.Y / is a G-constant function with f .G/ D fcg then let uf .x/ D f .x/ for
any x 2 YG nfGg and uf .G/ D c; therefore we constructed a function uf W YG ! R
for any G-constant f 2 C.Y /.
Fact 1. Given a space Y and a closed nonempty set G Y , for any g 2 Cp .YG /
let pG .g/ D g pG ; then pG W Cp .YG / ! Cp .Y / is a linear embedding such that
pG .Cp .YG // coincides with the set LG of all G-constant functions. Furthermore, a
function g W YG ! R is continuous if and only if there is a G-constant function
f 2 C.Y / such that g D uf .
Proof. It follows from TFS-163 that pG is an embedding; it is straightforward that it
is a linear map. If g 2 C.YG / then f D g pG is a continuous G-constant function
on X and it is immediate that g D uf ; this proves that pG .Cp .YG // LG and, for
any g 2 C.YG / there is a G-constant function with g D uf .
If f 2 C.Y / is a G-constant function then, for the function g D uf we have
f D g pG , so fg 1 .O/ W O 2 .R/g .YG / by definition of the topology of YG .
Therefore g is continuous on YG , i.e., uf is continuous on YG for any G-constant
f 2 C.Y / and it follows from f D uf pG D pG .uf / that LG pG .Cp .YG //,
so Fact 1 is proved.
Returning to our solution recall first that XF is completely regular by Fact 1 of
T.139, so it suffices to show that it is Hausdorff. To distinguish the set F from the
point F 2 XF we will denote the point F in the space XF by aF .
Given distinct points a; b 2 XF we can assume that a aF and hence a F .
Consider first the case when b aF and choose f 2 C.X / such that f .a/ D
1 and f .fbg [ F / D f0g. It is clear that f is an F -constant function so g D
uf is continuous on XF by Fact 1. We have g.a/ D 1 and g.b/ D 0, so U D
g 1 ..1; 1=2// and V D g 1 ..1=2; C1// are disjoint open neighborhoods of b
and a respectively.
Now, if b D aF then there exists f 2 C.X / such that f .a/ D 1 and f .F / D
f0g. It is clear that f is F -constant so g D uf is continuous on XF . We have again
g.a/ D 1 and g.b/ D 0, so U D g 1 ..1; 1=2// and V D g 1 ..1=2; C1//
are disjoint open neighborhoods of b and a respectively. This shows that XF is
Tychonoff being a completely regular Hausdorff space.
Finally observe that the map pF is R-quotient and pF1 .XF nfaF g/ D X nF , so
we can apply Problem 251 to convince ourselves that pF j.X nF / is also R-quotient.
Since pF j.X nF / is a continuous bijection between X nF and XF nfaF g, we can
apply TFS-155 to see that pF j.X nF / is a homeomorphism.
291
292
293
and r.s.x// D r.s0 .r.x/// D .r0 s0 /.r.x// D r.x/. Therefore r and s are parallel
retractions, i.e., we settled sufficiency.
V.257. (Okunevs method of constructing l-equivalent spaces). Suppose that P and
Q are parallel retracts of a nonempty space X . Prove that the completely regular
quotient spaces XP and XQ are l-equivalent.
Solution. Fix some parallel retractions r W X ! P and s W X ! Q; as usual,
P W Cp .X / ! Cp .P / and Q W Cp .X / ! Cp .Q/ are the respective restriction
maps. We will also need the R-quotient map P W X ! XP defined as follows:
P .x/ D x if x 2 X nP and P .x/ D P if x 2 P . Analogously, define a map
Q W X ! XQ by Q .x/ D x whenever x 2 X nQ and Q .x/ D Q for each
x 2 Q. If we have spaces Z and T and a map ' W Z ! T then its dual map
' W Cp .T / ! Cp .Z/ is defined by ' .f / D f ' for any f 2 Cp .T /.
Given a nonempty set Y X say that a function f 2 C.X / is Y -constant if
there is c 2 R such that f .Y / D fcg. The dual maps P W Cp .XP / ! Cp .X /
and Q
W Cp .XQ / ! Cp .X / are linear embeddings (see TFS-163); let LP D
P .Cp .XP // and LQ D Q
.Cp .XQ //. To prove l-equivalence of XP and XQ
it suffices to show that the spaces LP and LQ are linearly homeomorphic. We
will actually construct a linear homeomorphism W Cp .X / ! Cp .X / such that
.LP / D LQ .
Given any function f 2 Cp .X / let .f / D P .f / r C Q .f / s f .
It follows from TFS-163 and continuity of operations in Cp .X / that the map W
Cp .X / ! Cp .X / is linear and continuous. Fix an arbitrary function f 2 Cp .X /
and let g D .f /. For any point y 2 X we have g.y/ D f .r.y//Cf .s.y//f .y/;
now if x 2 X and y D r.x/ then g.y/ D f .r r.x// C f .s r.x// f .r.x//;
recalling that r.r.x// D r.x/ and s.r.x// D s.x/ because the retractions r and s are
parallel, we convince ourselves that g.r.x// D f .s.x//. An analogous calculation
shows that g.s.x// D f .r.x//. Therefore
.g/.x/ D g.r.x// C g.s.x// g.x/ D
D f .s.x// C f .r.x// .f .r.x// C f .s.x// f .x// D f .x/:
This proves that for any f 2 Cp .X / we have the equality ..f //.x/ D f .x/ for
every x 2 X , i.e., ..f // D f . An immediate consequence is that W Cp .X / !
Cp .X / is a linear homeomorphism which coincides with its inverse.
Apply Fact 1 of V.252 to see that LP coincides with the set of all P -constant
functions and LQ is exactly the set of all Q-constant functions on X . Take any
function f 2 LP ; there exists c 2 R for which f .P / D fcg. Now, if x 2 Q
then .f /.x/ D f .r.x// C f .s.x// f .x/; since s.x/ D x and r.x/ 2 P ,
we conclude that f .r.x// D c and hence .f /.x/ D c C f .x/ f .x/ D c.
Therefore .f /.x/ D c for any x 2 Q, so .f / is Q-constant for any f 2 LP ;
in other words, .LP / LQ . An analogous proof shows that .LQ / LP , so
jLP W LP ! LQ is a linear homeomorphism between the spaces LP and LQ . We
have already observed that Cp .XP / and Cp .XQ / are linearly homeomorphic to LP
294
from this fact that if K is a retract of the space X then X fag XK K. Here
XK is the R-quotient space obtained by contracting K to a point.
Solution. If Z is a space and F is a nonempty closed subset of Z then ZF is the Rquotient space obtained by contracting F to a point; say that a function f W Z ! R
is F -constant if there exists c 2 R such that f .F / D fcg. Any spaces Z and T are
identified with the respective clopen subspaces of Z T ; the expression Z ' T
says that Z is homeomorphic to T . We denote by L
M the fact that the linear
topological spaces L and M are linearly homeomorphic. It is an easy exercise which
we leave to the reader that
(1) Cp .Y Z/
Cp .Y / Cp .Z/ for any spaces Y and Z.
After Section 6.3 was finished, this solution was changed for the sake of
optimization. As a result, the following fact is not needed for our solution and is
left here only for further references.
Fact 1. Given spaces Z and T suppose that F is a nonempty closed subset of Z
and let P D Z T . Then the space PF is homeomorphic to ZF T .
Proof. To avoid confusion denote the point F in both spaces ZF and PF by zF .
Given an F -constant function f on the space PF there is c 2 R with f .F / D fcg;
let uf .x/ D f .x/ if x zF and f .zF / D c. This gives a function uf W PF ! R
for any function f W P ! R. Analogously, if f W Z ! R is an F -constant
function then f .F / D fcg for some c 2 R; let vf .x/ D f .x/ if x 2 ZF nfzF g
and vf .zF / D c. Therefore we have constructed a function vf W ZF ! R for any
F -constant function f W Z ! R.
The spaces PF and ZF T have the same underlying set so it suffices to prove
that a function g W PF ! R is continuous on PF if and only if it is continuous on
ZF T . Assume first that a function g W PF ! R is continuous. There exists a
continuous F -constant function f W P ! R such that g D uf (see Fact 1 of V.252).
The function f0 D f jZ is also F -constant and continuous, so vf0 is continuous
on ZF ; it is straightforward that vf0 D gjZF . Besides, f1 D f jT D gjT is a
continuous function on T , so fZF ; T g is an open cover of ZF T such that the
restrictions of g to its elements are continuous. Therefore g is continuous on ZF T
by Fact 1 of S.472.
Now, if g W ZF T ! R is continuous then g0 D gjZF is also continuous, so
there is an F -constant function f0 2 C.Z/ such that g0 D vf0 . Let f .z/ D f0 .z/
for any z 2 Z and f .z/ D g.z/ whenever z 2 T . It follows from continuity of f0
and gjT that f W Z T ! R is continuous. Since f is F -constant, the function
uf W PF ! R is continuous as well and it is straightforward that uf D g. This
shows that g is continuous if considered as a function on PF , so the spaces PF and
ZF T are homeomorphic, i.e., Fact 1 is proved.
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296
297
298
299
300
(i) there exist l-equivalent spaces X and Y with w.X / w.Y / and .X /
.Y /;
(ii) metrizability is not preserved by l-equivalence;
301
302
L
V.265. Given a family of spaces fXt Q
W t 2 T g let X D
t2T Xt and prove that
Cp .X / is linearly homeomorphic to t2T Cp .Xt /. Deduce from this fact that if
L
l
l
Xt Yt for any t 2 T then X Y D t2T Yt .
Solution. We identify every Xt with the respective clopen subspace of X ; it is
straightforward that the restriction map t W Cp .X / ! Cp .Xt / is linear and
continuous. We omit a trivial proof that any diagonal
product of linear maps is a
Q
linear map, so D
ft W t 2 T g W Cp .X / ! t2T Cp .Xt / is a linear continuous
map; recall that .f /.t / D t .f / for any f 2 Cp .X / and t 2 T .
If f and g are distinct elements of Cp .X / then f .x/ g.x/ for some x 2 X .
There is t 2 T with x 2 Xt , so t .f / t .g/ and hence
Q .f / .g/ which
shows that is an injective map. Given an arbitrary g 2 t2T Cp .Xt / the function
g.t / belongs to Cp .Xt / for each t 2 T . Since fXt W t 2 T g is a clopen disjoint
cover of X , there is a function f 2 Cp .X / such that t .f / D g.t / for all t 2 T . It
is immediate that .f / D g, so we established that is a surjective map.
X
X
Recall that CQ
p .X / R and let px .f / D f .x/ for all f 2 R and x 2 X .
Denote the set t2T Cp .Xt / by C and consider the projection map qt W C !
Cp .Xt / for each t 2 T . Fix any x 2 X and the unique t 2 T such that x 2 Xt ; if
rx .f / D f .x/ for any f 2 Cp .Xt / then the map rx W Cp .Xt / ! R is continuous.
For any g 2 C we have ' 1 .g/.x/ D g.t /.x/ D qt .g/.x/ D rx .qt .g// which
shows that px ' 1 D rx qt is a continuous map for every x 2 X . Therefore
the map ' 1 is continuous by Q
TFS-102 and hence ' is a linear homeomorphism
between the spaces Cp .X / and t2T Cp .Xt /.
Finally, assume that Xt is l-equivalent to Yt and fix a linear homeomorphism
't W Cp .Xt /Q! Cp .Yt /Qfor each t 2 T . An
Q easy proof of the fact that the product
map ' D t2T 't W t2T Cp .Xt / ! t2T Cp .Yt / is linear
left to the
Q can be
1
1
reader. It follows from Fact 1 of S.271 and the
equality
'
D
'
that ' is a
t
t2T
Q
Q
linear homeomorphism between the spaces t2T Cp .Xt / and t2T Cp .Yt /. Since
they are linearly homeomorphic to Cp .X / and Cp .Y / respectively, we conclude that
l
303
1
Fix a finite space D and consider the subspace S D f0g [ f nC1
W n 2 !g of the
space I. Since S is a convergent sequence, the space S D is homeomorphic to S
and hence Cp .S / RD is linearly homeomorphic to Cp .S / (see Problem 265).
Apply Fact 2 of U.216 to see that there is a linear topological subspace L of
the space Cp .I/ such that Cp .I/ is linearly homeomorphic to L Cp .S /. Therefore
Cp .I D/ .L Cp .S // RD L .Cp .S / RD / L Cp .S / Cp .I/,
so the property (1) is proved.
shows that B I, so Q D ID I and hence we established (2) for all two-element
sets D.
Proceeding by induction assume that n 3 and we proved (2) for all sets D with
1 jDj < n. If jDj D n then D D D0 D1 where jD0 j D 2 and jD1 j D n 2.
l
304
fJi W 1 i ng is homeomorphic to I D0
for some finite set D0 , so J I by the property (2). Applying (1) we conclude that
J D is l-equivalent to I and hence our first statement is proved. An immediate
consequence of (2) is that a disconnected space I I is l-equivalent to a connected
space I; this settles (i).
Finally, fix a cardinal , a homeomorphic copy I of the space I and a point
l
305
follows from Problem 264 that A./ A./ A./, so AD.X / A./ X
l
.A./ A.// X A./ AD.X / which shows that AD.X / A./ is lequivalent to AD.X /.
V.269. Prove that there exist l-equivalent compact spaces X and Y such that
.X / .Y /. As a consequence, pseudocharacter is not l-invariant.
Solution. As usual, D D f0; 1g is the standard two-point discrete space. Recall that
the Alexandroff double of I is the space AD.I/ D I D in which all points of
I1 D I f1g are isolated while the standard local base at any point y D .t; 0/ is
given by the family f.U D/nf.t; 1/g W U 2 .t; I/g. The space X D AD.I/ is
compact by TFS-364. It clear that .y; X / ! for any x 2 I1 ; if y D .t; 0/ for
some t 2 I then the family f..t n1 ; t C n1 / D/nf.t; 1/g W n 2 Ng is easily seen
to be a countable local base of X at the point y. Therefore .y; X / ! for any
y 2 X , i.e., .X / !.
l
It follows from Problem 267 that X Y D I A.c/; we identify A.c/ with the
respective clopen subspace of Y . It is obvious that, for the unique non-isolated point
a of the space A.c/, we have .a; Y / D c. Therefore X and Y are l-equivalent
compact spaces such that .X / D .X / D ! < c D .Y / which shows that
pseudocharacter is not preserved by l-equivalence.
V.270. Prove that there exist l-equivalent compact spaces X and Y such that X
has nontrivial convergent sequences and Y does not have any.
Solution. As usual, D D f0; 1g is the standard two-point discrete space. Recall that
the Alexandroff double of ! is the space AD.!/ D ! D in which all points of
B1 D ! f1g are isolated while the standard local base at any point y D .x; 0/ is
given by the family f.U D/nf.x; 1/g W U 2 .x; !/g. The space Y D AD.!/
is compact by TFS-364.
Assume that S D fsn W n 2 !g is a nontrivial convergent sequence in Y ; we can
assume that S is faithfully indexed and its limit s does not belong to S . No isolated
point can be a limit of a nontrivial convergent sequence, so s 2 B0 D ! f0g;
fix a point t 2 ! such that s D .t; 0/. The space B0 is homeomorphic to !
which does not have nontrivial convergent sequences (see Fact 2 of T.131), so we
can assume, without loss of generality, that S B1 and .t; 1/ S . For every n 2 !
there is xn 2 ! with sn D .xn ; 1/; let wn D .xn ; 0/. It is a trivial consequence
of the definition of the topology of the space AD.!/ that the nontrivial sequence
fwn W n 2 !g B0 nfsg converges to s, i.e., we have found a nontrivial convergent
sequence in B0 ' ! which is a contradiction. Therefore the space Y does not have
nontrivial convergent sequences.
306
307
L./ such that f ./ < for any < 0 . The definition (1) shows that f .0 / D ;
this contradiction proves that
(4) f
D L./ and hence f is a bijection between . C 1/ and LC ./.
The map f is clearly continuous at every 2 . C 1/nLC ./, so assume that
0 is a limit ordinal and fix an ordinal 0 < 0 D f .0 /. It follows from (2)
that the set H D ff ./ W < 0 g does not have a maximal element. If H 0
then D sup.H / 0 < 0 . Besides, 2 LC ./ because LC ./ is closed in
C 1. This together with (1) shows that f .0 / 0 which is a contradiction.
As a consequence, there exists an ordinal < 0 such that f ./ 0 ; the set
W D .; 0
is an open neighborhood of 0 and f .W / .0 ; 0
, i.e., W witnesses
continuity of f at the point 0 ; this proves that f is continuous at every point of
C 1, i.e., f is a continuous map. Furthermore, C 1 is compact and f is a
bijection, so f is a homeomorphism between C 1 and LC ./. Since f
D
L./, the spaces and L./ are also homeomorphic and hence Fact 1 is proved.
Returning to our solution denote by Z the space and let T D . C 1/. The
set F D L./ is a retract of Z and G D LC ./ is a retract of T (see Fact 5 of
U.074). Fix a point a T and observe that Z ' .! C 1/ .Zn.! C 1//; since
.! C 1/ fag ' .! C 1/, we conclude that Z fag is homeomorphic to Z. The
spaces Z fag and ZF F are l-equivalent by Problem 258, so the space Z is
also l-equivalent to ZF F ' ZF (see Fact 1).
The space is countably compact and hence so is ZF ; let yF be the point of
ZF represented by F . Evidently, yF is the unique non-isolated point of ZF . If
O 2 .yF ; ZF / then ZF nO is finite being discrete and countably compact. An
immediate consequence is that the space ZF is homeomorphic to A./ which shows
l
that Z D A./.
Analogously, T ' T fag; therefore the space T is l-equivalent to TG G.
Since TG is a compact space with a unique non-isolated point, it is homeomorphic
l
308
309
"
2
for any z 2 W .
V.273. Given a family fX1 ; : : : ; Xn g of compact spaces assume that Xi Yi for all
i 2 f1; : : : ; ng. Prove that the spaces X D X1 : : : Xn and Y D Y1 : : : Yn
are l-equivalent.
Solution. Observe first that every Yi is compact by Problem 134 and 138. For any
i 2 f1; : : : ; ng let Si be the statement which asserts that the space Pi D X1 : : : Xi
is l-equivalent to Qi D Y1 : : : Yi . It is clear that S1 is true; proceeding by
l
can apply Problem 272 once more to conclude that Qk XkC1 Qk YkC1 D
QkC1 . Therefore PkC1 D Pk XkC1 is l-equivalent to QkC1 , i.e., we established
SkC1 , so our inductive procedure shows that Si is true for all i n. In particular Sn
is true, i.e., the spaces Pn D X1 : : : Xn and Qn D Y1 : : : Yn are l-equivalent
as required.
V.274. Give an example of l-equivalent spaces X and Y such that X Z is not
t -equivalent to Y Z for some space Z.
1
Solution. Let a D 0 and an D nC1
for any n 2 !; then S D fag [ fan W n 2 !g is
a faithfully indexed convergent sequence with its limit a. For any infinite cardinal
we denote by D./ a discrete space of cardinality . In the space D./ S the set
F D D./ fag is a retract of D./ S ; let V ./ be the R-quotient space obtained
from D./ S by contracting F to a point. A subset A of a space T will be called
-closed in T if B A for any B A with jBj . It is immediate that every
310
closed subset of T is -closed and the intersection of every two -closed subsets
of T is a -closed subset of T . Recall that weak functional tightness tm .P / of a
space P is the minimal cardinal such that every strictly -continuous real-valued
function on P is continuous.
Fact 1. Given spaces P; Q and an infinite cardinal suppose that t .Q/ and
there exists a continuous closed onto map f W P ! Q such that t .f 1 .q//
for any q 2 Q. Then t .P / . As a consequence, if K is a compact space with
t .K/ then t .Q K/ .
Proof. Suppose that A P is a -closed non-closed subspace of P and fix a point
z 2 AnA. The set F D f 1 f .z/ is closed in P , so G D F \ A is -closed; since
t .F / , we can apply Fact 1 of S.328 to conclude that G is closed in F and hence
in P . Choose an open neighborhood U of the point z in P such that U \ G D ;.
The set E D A \ U is still -closed while z 2 EnE and f 1 .f .z// \ E D ;.
If y D f .z/ then it follows from continuity of f that y 2 f .E/; by our choice
of E, the point y does not belong to f .E/, so f .E/ is not closed in Q. It is an easy
exercise that the image of a -closed set under a closed map is -closed, so f .E/
is a -closed non-closed subset of Q. This, together with Fact 1 of S.328, gives a
contradiction with t .Q/ . Therefore every -closed subset of P is closed, so we
can apply Fact 1 of S.328 once more to conclude that t .P / .
Finally, if K is a compact space with t .K/ then the natural projection
W Q K ! Q is a perfect map (see Fact 3 of S.288) such that 1 .z/ is
homeomorphic to K and hence t . 1 .z// for every z 2 Q; this implies that
t .Q K/ and shows that Fact 1 is proved.
Fact 2. Given a space P suppose that fUa W a 2 Ag is an open cover of P such that
t .Ua / for any a 2 A. Then t .P / .
Proof. Let ia W Ua ! P be the identity map, i.e., ia .x/ D x forL
any x 2 Ua . If
we identify every Ua with the respective clopen subspace of U D fUa W a 2 Ag
then there is a continuous map i W U ! P such that i jUa D ia for any a 2 A. It
is clear that i.U / D P ; if O is an open subset of U then Oa DS
O \ Ua is an open
subset both of Ua and P for each a 2 A. Therefore i.O/ D fOa W a 2 Ag is
an open subset of P ; this shows that the map i is open and hence quotient. It is an
easy exercise that t .U / , so we can apply TFS-162 to convince ourselves that
t .P / and hence Fact 2 is proved.
Fact 3. Weak functional tightness of the space P D V .!/ V .c/ is uncountable.
Proof. To prove that tm .P / > ! it suffices to construct a strictly !-continuous
discontinuous function f W P ! R. We will need a more convenient representation
of the spaces V .!/ and V .c/. Denote by a the unique non-isolated point of V .!/ and
let b be the unique non-isolated point of V .c/. Then V .!/nfag D faji W i; j 2 !g
where the indexation is faithful and Ai D faji W j 2 !g is a copy of the subspace
fd g S of V .!/ for each i 2 !. In this model, a set U V .!/ is open in V .!/ if
and only if either U A D V .!/nfag or a 2 U and Ai nU is finite for every i 2 !.
311
312
Returning to our solution let X D V .!/ and Y D D.!/ S ; the spaces X and Y
are l-equivalent by Problem 263. If Z D V .c/ then tm .X Z/ > ! by Fact 3. The
space Y Z is representable as a countable union of open subspaces homeomorphic
to V .c/ S . It is an easy exercise that the space V .c/ is FrchetUrysohn and hence
t .V .c// !. Therefore t .S V .c// ! by Fact 1, so we can apply Fact 2 to
conclude that t .Y Z/ ! and hence tm .Y Z/ ! (see TFS-419). It follows
from tm .X Z/ tm .Y Z/ that the spaces X Z and Y Z are not t -equivalent
(see Problem 008), so our solution is complete.
V.275. Give an example of l-equivalent spaces X and Y such that X X is not
t -equivalent to Y Y .
1
Solution. Let a D 0 and an D nC1
for any n 2 !; then S D fag [ fan W n 2 !g is
a faithfully indexed convergent sequence with its limit a. For any infinite cardinal
we denote by D./ a discrete space of cardinality . In the space D./ S the set
F D D./ fag is a retract of D./ S ; let V ./ be the R-quotient space obtained
from D./ S by contracting F to a point. Recall that weak functional tightness
tm .P / of a space P is the minimal cardinal such that every strictly -continuous
real-valued function on P is continuous.
l
l
We have V .!/ D.!/ S and V .c/ D.c/ S by Problem 263, so we can
apply Problem 265 to see that the spaces X D V .!/ V .c/ and Y D .D.!/ S /
.D.c/ S / are l-equivalent. The space Y is easily seen to be metrizable, so Y Y
is also metrizable and hence tm .Y Y / t .Y Y / D ! (see TFS-419).
The space X X contains a clopen subspace G homeomorphic to V .!/ V .c/,
so tm .G/ > ! by Fact 3 of V.274. It is an easy exercise that G is a retract of X X ,
so fix a retraction r W X X ! G. The map r is quotient (see Fact 11 of U.074) and
hence R-quotient, so we can apply TFS-420 to conclude that tm .X X / tm .G/ >
!. Now, it follows from tm .X X / tm .Y Y / that the spaces X X and Y Y
are not t -equivalent (see Problem 008).
V.276. Given infinite cardinals 1 ; : : : ; n prove that the space A.1 / : : : A.n /
is l-equivalent to A./ where D maxf1 ; : : : ; n g.
Solution. Our statement is clearly true if n D 1; let us prove it for n D 2. Represent
A.1 / as D [ fag where a D is the unique non-isolated point of A.1 / and jDj D
1 . Analogously, A.2 / D fbg [ E where b E is the unique non-isolated point of
A.2 / and jEj D 2 . In the space X D A.1 / A.2 / both sets K D fag A.2 /
and L D A.1 / fbg are retracts. Let r.x; y/ D .a; y/ for any .x; y/ 2 X ; it is
straightforward that r W X ! K is a retraction such that r.L/ D L \ K D f.a; b/g.
Let M D K [ L and denote by XM the R-quotient space obtained from X by
contracting M to a point aM . It is easy to see that aM is the unique non-isolated point
of the space XM . If p D .a; b/ then p 2 K \ L and p is the unique non-isolated
point of K [ L. Apply Problem 261 to see that the space X is l-equivalent to the
bunch B D .XM ; aM / _ .K; p0 / _ .L; p1 / where p0 is the copy of the point p in the
space K and p1 is the copy of p in L. It is evident that only the point represented
by the set faM ; p0 ; p1 g is non-isolated in B (recall that B is the R-quotient space
313
Again, our induction hypothesis guarantees that A. 0 / A.mC1 / A./, so the
space P A.mC1 / D A.1 / : : : A.mC1 / is l-equivalent to A./ and hence our
inductive procedure shows that, for any n 2 N and any infinite cardinals 1 ; : : : ; n ,
the space A.1 / : : : A.n / is l-equivalent to A./ where D maxf1 ; : : : ; n g.
V.277. Prove that there exist l-equivalent spaces X and Y such that X is
hereditarily paracompact while Y is not hereditarily normal.
Solution. If X D A.!1 / and Y D A.!1 / A.!1 / then X is l-equivalent to Y
by Problem 276. It is straightforward that any subspace of X is either discrete or
compact, so X is hereditarily paracompact. If a is the unique non-isolated point of
A.!1 / then .a; A.!1 // D !1 , so fag is not a G -subset of A.!1 / (see TFS-327)
and hence A.!1 / is not perfectly normal.
Assume that Y is hereditarily normal. Since A.!1 /A.!/ embeds in Y , the space
A.!1 / A.!/ is also hereditarily normal and hence A.!1 / is perfectly normal by
Fact 2 of S.292; this contradiction proves that Y is not hereditarily normal.
V.278. Prove that Lp .D/ is l-equivalent to Lp .D/ D for any infinite discrete
space D. Deduce from this fact that the Souslin property is not l-invariant.
Solution. The expression M
L says that the linear topological spaces M and L
are linearly homeomorphic. If I D ff 2 Cp .Lp .D// W f .D/ D f0gg then I is a
linear subspace of the space Cp .Lp .D//; since D is l-embedded in Lp .D/ by CFS467, the space Cp .Lp .D// is linearly homeomorphic to I Cp .D/ D I RD (see
CFS-448). Therefore Cp .Lp .D//RD
I .RD RD /
I RD
Cp .Lp .D//
l
314
(ii) if ' W Cp .Cp .Y // ! Cp .Cp .X // is the dual map of ' then ' embeds Lp .Y /
in Lp .X / and ' .y/ D 1 .y/x1 .y/ C : : : C n.y/ .y/xn.y/ .y/ for any y 2 Y .
Solution. Fix a point y 2 Y and recall that we also consider y to be a linear
functional on the space Cp .Y /. Then y ' is a continuous linear functional on
Cp .X /, i.e., y ' 2 Lp .X / (see TFS-197). It is easy to see that y ' is not
identically zero, so P
we can find n D n.y/ 2 N and distinct points x1 ; : : : ; xn 2 X
such that y ' D niD1 i xi for some 1 ; : : : ; n 2 Rnf0g. Since X is a Hamel
basis in Lp .X / (see Fact 5 of S.489), this representation of y ' is unique; let
i .y/ D i and xi .y/ D xi for all i 2 f1; : : : ; ng.
PFor any function fP2 Cp .X / we
have the equalities '.f /.y/ D .y '/.f / D . niD1 i xi /.f / D niD1 i f .xi /,
so (i) is proved. It follows from Fact 4 of S.489 that ' embeds Lp .Y / in Lp .X /.
Pn.y/
Since we have the equalities ' .y/ D y ' D iD1 i .y/xi .y/ for any y 2 Y ,
we are also done with (ii).
V.280. Suppose that ' W Cp .X / ! Cp .Y / is a continuous linear surjection and let
.y/ D supp.'; y/ for any y 2 Y . Prove that the map W Y ! exp.X / is lower
semicontinuous.
Solution. Fix a set U 2 .X / and a point y0 2 l1 .U / D fy 2 Y W .y/\U ;g.
Pick a point x0 2 .y0 /\U and take a function f 2 C.X / such that f .x0 / D 1 and
f .x/ D 0 for any x 2 .X nU / [ ..y0 /nfx
P 0 g/. For any point x 2 .y0 / there exists
.x/ 2 Rnf0g such that '.g/.y0 / D x2.y0 / .x/g.x/ for any g 2 Cp .X /. In
particular, '.f /.y0 / D .x0 /f .x0 / D .x0 / 0, so the set V D '.f /
1 .Rnf0g/
is an open neighborhood of the point y0 .
If y 2 V and P
.y/ D fx1 ; : : : ; xn g X nU then there exist 1 ; : : : ; n 2 R such
that '.f /.y/ D niD1 i f .xi /, so it follows from f ..y// D f0g that '.f /.y/ D 0
which is a contradiction. Therefore .y/ \ U ; for any y 2 V , so every point
y0 2 l1 .U / has an open neighborhood V contained in l1 .U /. This shows that
l1 .U / is open in Y for any U 2 .X /, i.e., is a lower semicontinuous map.
V.281. Given a continuous linear surjection ' W Cp .X / S
! Cp .Y / prove that, for
any bounded subset A of the space Y , the set supp.A/ D fsupp.'; y/ W y 2 Ag is
bounded in X .
Solution. Recall that if u D 1 x1 C : : : C n xn 2 Lp .X / for some x1 ; : : : ; xn 2 X
and 1 ; : : : ; n 2 Rnf0g then supp.u/ D fx1 ; : : : ; xn g; if u D 0 then supp.u/ D ;.
Any v 2 Lp .Y / is a continuous linear functional on Cp .Y /; let ' .v/ D v '.
Then ' W Lp .Y / ! Lp .X / is a linear embedding and it follows from Problem 279
that supp.' .y// D supp.'; y/ for any y 2 Y .
If a set A Y is bounded in Y then A is bounded in Lp .Y /, so ' .A/ is
bounded in 'S .Lp .Y // and hence in Lp .X /. Our observation above shows that
supp.A/ D fsupp.' .y// W y 2 Ag and hence we can apply Problem 245 to
conclude that the set supp.A/ is bounded in X .
315
kn
X
iD1
ni f .xin /j K
kn
X
iD1
jni j < n
kn
X
jni j D jg.yn /j;
iD1
316
V.284. Given spaces X and Y assume that X is a -space and there exists a linear
surjection ' W Cp .X / ! Cp .Y / which is an R-quotient map. Prove that Y is also
a -space. Give an example of a compact space X (which is, automatically, a space) such that there exists a continuous linear surjection of Cp .X / onto Cp .Y /
for some Y which is not a -space.
Solution. For any f 2 Cp .Cp .Y // let ' .f / D f '; this definition gives us the
map ' W Cp .Cp .Y // ! Cp .Cp .X // which embeds Cp .Cp .Y // in Cp .Cp .X // as
a closed subspace (see TFS-163). Besides, ' .Lp .Y // Lp .X / by Problem 279;
this shows that ' .Lp .Y // is closed in Lp .X / and hence ' .Y / is closed in Lp .X /.
Thus, Y embeds in Lp .X / as a closed subspace. Apply Problem 283 to see that
Lp .X / is a -space; it is an easy exercise that -property is closed-hereditary, so Y
is a -space as well.
Now if X D !1 C 1 and Y D !1 then X is compact and Y is a countably
compact non-compact space, so Y fails to be a -space. We also have X D Y by
TFS-314 and hence the restriction map W Cp .X / ! Cp .Y / is a continuous linear
surjection.
V.285. Given -spaces X and Y , let ' W Cp .X / ! Cp .Y / be a continuous linear
surjection. Prove that, if X is compact then Y is also compact. Observe that the
same conclusion about Y may be false if Y is not a -space.
Solution. The map ' is uniformly continuous by Problem 134, so we can apply
Problem 193 to see that the space Y is pseudocompact. Any pseudocompact space is compact, so Y is compact.
Now if X D !1 C 1 and Y D !1 then X is compact and Y is a countably
compact non-compact space, so Y fails to be a -space. We also have X D Y by
TFS-314 and hence the restriction map W Cp .X / ! Cp .Y / is a continuous linear
surjection.
V.286. Given -spaces X and Y , let ' W Cp .X / ! Cp .Y / be a continuous linear
surjection. Prove that, if X is -compact then Y is also -compact. Observe that
the same conclusion about Y may be false if Y is not a -space.
S
Solution. It follows from -compactness of X that X D n2! Xn where Xn is
compact and Xn XnC1 for any n 2 !. For any point y 2 Y there exists a uniquely
determined nP2 N together with x1 ; : : : ; xn 2 X and 1 ; : : : ; n 2 Rnf0g such that
'.f /.y/ D niD1 i f .xi / for any f 2 Cp .X /; let supp.'; y/ D fx1 ; : : : ; xn g.
The set Yn D fy 2 Y W supp.'; y/ Xn g is bounded in Y for any n 2 !
(see Problem 282). If we let .y/ D supp.'; y/ for each y 2 Y then the map W
Y ! exp.X / is lower semicontinuous by Problem 280. An immediate consequence
is that the set Yn is closed in Y for every n 2 !; since Y is a -space, every Yn is
compact.
S Given any y 2 Y it is clear that supp.'; y/ Xn for some n 2 !, so
Y D n2! Yn is -compact.
Now if X D !1 C 1 and Y D !1 then X is compact and Y is a countably
compact non-compact space, so Y fails to be -compact. We also have X D Y by
TFS-314 and hence the restriction map W Cp .X / ! Cp .Y / is a continuous linear
surjection.
317
V.287. For any space X let K.X / be the family of all compact subspaces of X .
Cech-complete
space M D P the map ' W K.M / ! K.X / preserves inclusions
and swallows all compact subsets of X , i.e., we proved necessity.
318
P
Rnf0g such that .f /.y/ D niD1 i f .xi / for any f 2 Cp .X /; let supp.; y/ D
fx1 ; : : : ; xn g. Letting .y/ D supp.; y/ for any point y 2 Y we obtain a lower
semicontinuous map W Y ! K.X / (see Problem 280). Thus, for any compact
subspace F of the space X the set '.F / D fy 2 Y W .y/ F g is closed in Y ;
besides, '.F / is bounded in Y (see Problem 282) and hence compact. It is evident
that the map ' W K.X / ! K.Y / preserves inclusions, i.e., and FS G implies
'.F / '.G/ for any F; G 2 K.X /. If K 2 K.Y / then the set A D fsupp.; y/ W
y 2 Kg is bounded in X by Problem 281. Therefore F D A is compact and it
follows from the definition of ' that '.F / K.
We checked that all premises of Problem 287 are fulfilled for the map ', so it
Cech-complete
subspace is not an l-invariant property in the class of second
countable spaces.
Solution. The expression P ' Q says that the spaces P and Q are homeomorphic.
Choose a faithful enumeration fqn W n 2 !g of the set Q and consider the set
1
T D .Q f0g/ [ f.qn ; nC1
/ W n 2 !g R2 with the topology induced from the
1
/ W n 2 !g is a discrete subspace of T . Indeed,
plane. Observe that D D f.qn ; nC1
1
1
; n1 / is open in R2 and Un \ D D f.qn ; nC1
/g for any n 2 N;
the set Un D R . nC2
the point x0 D .q0 ; 1/ is also isolated in T because the set U0 D R . 21 ; 2/ is open
in R2 and U0 \ D D fx0 g.
Take any point x D .q; 0/ 2 Q f0g and U 2 .x; T /; there exists " > 0 such
that V \T U where V D .q"; qC"/0; "/. The set A D Q\.q"; qC"/ being
1
1
infinite we can find n 2 ! for which qn 2 A and nC1
< ". The point y D .qn ; nC1
/
belongs to D \ U ; this proves that D \ U ; for any U 2 .x; T / and hence
x 2 D. The point x 2 Q f0g was chosen arbitrarily, so we proved that D is dense
319
V.290. Prove that there exist l-equivalent -compact second countable spaces X
and Y such that X can be condensed onto a compact space and Y doesnt have
such a condensation.
Solution. For any space Z denote by O.Z/ the family of all clopen subsets of Z;
if O.Z/ D f;; Zg then Z is called connected. Call a subset UT of the space Z
nontrivial if U ; and U Z. For each point z 2 Z let Qz D fU W z 2 U and
U 2 O.Z/g; the
Sset Qz is called the quasi-component of the point z in the space Z.
The set Kz D fC W z 2 C Z and C is connectedg is called the component of
the point z in Z.
Fact 1. Suppose that Z is a space and, for any points x; y 2 Z there exists a
connected subspace C Z such that fx; yg C . Then Z is connected.
Proof. Suppose that U 2 O.Z/ and U ;; fix a point x 2 U . If U Z then
choose a point y 2 ZnU and a connected subspace C Z with fx; yg C . It
follows from x 2 U and y U that U 0 D U \ C is a clopen subspace of C such
that U ; and U C which is a contradiction. Therefore U D Z and hence
O.Z/ D f;; Zg, i.e., Z is connected which shows that Fact 1 is proved.
Fact 2. Suppose that Z is T
a space and C D fCt W t 2 T g is
Sa family of connected
subspaces of Z such that C ;. Then the set C D
C is connected. As a
consequence, the component of any point of Z is a closed connected subspace of Z.
T
Proof. Fix a point x 2
C and suppose that U is a nontrivial clopen subset of
C . We can assume, without loss of generality, that x 2 U for otherwise C nU is a
nontrivial clopen subset of C which contains x. Take a point y 2 C nU and t 2 T
with y 2 Ct . Then x 2 U 0 D Ct \ U and y U 0 , so U 0 is a nontrivial clopen
subspace of a connected space Ct . This contradiction shows that C has no nontrivial
clopen subsets, i.e., C is connected.
An immediate consequence is that the component Kz of any z 2 Z is connected.
It follows from Fact 1 of T.312 that K z is also a connected set; since z 2 K z , we
must have K z Kz , so Kz is closed in Z and hence Fact 2 is proved.
Fact 3. Given any space Z and z 2 Z we have Kz Qz , i.e., the component of any
point is contained in its quasi-component. If Z is compact then Kz D Qz .
Proof. Take any U 2 O.Z/ such that z 2 U . The set U \ Kz is clopen in Kz and
nonempty; since Kz is connected by Fact 2, the set U \ Kz must coincide with Kz
and hence Kz U . Therefore Kz U for any U 2 O.Z/ such that z 2 U , i.e.,
Kz Qz .
Now assume that Z is compact; since Kz is the maximal connected set which
contains z, to prove that Qz Kz , it suffices to show that Qz is connected. Assume
toward a contradiction that G is a nontrivial clopen subset of Qz ; then H D Qz nG
is also a nontrivial clopen subset of Qz , so G and H are nonempty closed disjoint
subsets of Z. Assume, without loss of generality, that z 2 G. By normality of the
320
space Z we can find disjoint sets U; V 2 .Z/ such that G U and H V . Since
Qz D G [ H U [ V , we can apply Fact
T 1 of S.326 to find a finite family V of
clopen subsets of Z such that Qz W D V U [ V .
It is evident that W is a clopen subset of Z, so W \ U is open in Z. Besides,
U \ W and V \ W are open complementary subsets of W , so they are both closed
in W and hence in Z. This shows that W 0 D W \ U is a clopen subset of Z such
that z 2 W 0 and ; H Qz nW which contradicts the fact that Qz is contained in
every clopen set which contains z. As a consequence, Qz is connected, so Qz D Kz ,
i.e., Fact 3 is proved.
Fact 4. Suppose that Z is a connected compact space and F is a nonempty closed
subset of Z such that F Z. Then, for any z 2 F , the component K of the point z
in the space F intersects the boundary B D F nInt.F / of the set F in Z.
Proof. If this is false then K O D Int.F /. By Fact 3, the set K is also the quasicomponent of z in F , so we can apply Fact
T 1 of S.326 to find a finite family V of
clopen subsets of F such that K W D V O. It is evident that W is a clopen
subset of F , so W is closed in Z. Besides, W is open in F and hence in O F .
Since O is open in Z, the set W is also open in Z. It follows from W F Z
that W Z; we also have z 2 W , so W ; and hence W is a nontrivial clopen
subset of Z. The space Z being connected, this is a contradiction which shows that
Fact 4 is proved.
Fact 5. Suppose that Z is a connected compact space S
and A D fZn W n 2 !g is a
disjoint family of closed subsets of Z such that Z D n2! Zn . Then at most one
element of A is nonempty.
Proof. Say that a cover F of a space E is adequate if it is disjoint, every F 2 F is
closed in E and at least two elements of F are nonempty. We will first prove that,
for any connected compact space E, if F is an adequate cover of E then,
(1) for any H 2 F there exists a connected compact C E such that C \ H D ;
and fF \ C W F 2 Fg is an adequate cover of C .
If H D ; then we can take C D E, so assume that H ;. The cover F being
adequate there is G 2 F such that G ; and G \ H D ;. By normality of E we
can find a set U 2 .G; E/ such that U \ H D ;; fix a point z 2 G. The component
C of the point z in the space U is connected and compact by Fact 2. The set C meets
the set U nU (see Fact 4); it follows from G U that C nG ; and hence there is
G 0 2 F distinct from G such that G 0 \ C ;, i.e., the family fF \ C W F 2 Fg is
adequate. Furthermore, C U and hence C \ H D ;, so (1) is proved.
Apply (1) to construct by induction a sequence fCi W i 2 !g of compact
connected subsets of Z such that CiC1 Ci ; Ci \ Zi D ; while fZn \ Ci W n 2 !g
is an adequate
family and hence Ci ; for all i 2 !. ByScompactness of Z, the set
T
C D i2! Ci is nonempty and no point of C belongs to i2! Zi ; this contradiction
shows that Fact 5 is proved.
1
Returning to our solution consider the sequence S D f nC1
W n 2 !g R which
converges to zero and let u0 D .0; 0/ be the zero point of the plane. We will also
321
need the point u1 D .0; 1/ and the subsets P0 D f0g 1; 2/ and P1 D f1g 1; 2/
of the plane R2 . Denote the interval 0; 1
R by I and consider the subspace
Z D fu0 g [ P0 [ P1 [ .S I / of the plane. For any point z D .x; y/ 2 P0 [ P1
let r.z/ D .0; y/; if w 2 Zn.P0 [ P1 / then r.w/ D u1 . It is trivial to check that
r W Z ! P0 is a retraction such that rjP1 W P1 ! P0 is a homeomorphism, so P0
and P1 are parallel retracts of Z by Problem 256.
Denote by X the R-quotient space obtained from Z by contracting the set P1 to
a point p1 and let Y be the R-quotient space obtained from Z by contracting P0 to
a point p0 . The spaces X and Y are l-equivalent by Problem 257.
A set U X is an open neighborhood of p1 in X if and only if .U nfp1 g/ [ P1
is an open neighborhood of P1 in Z (see Problem 254). It is easy to see that this
happens if and only if .U nfp1 g/ [ f.1; 1/g is an open neighborhood of the point
.1; 1/ in the space .ZnP1 / [ f.1; 1/g. In other words, the space
.ZnP1 / [ f.1; 1/g D fu0 g [ P0 [ .S I /
is homeomorphic to X and, in particular, w.X / !. From now on we will identify
X with the subspace fu0 g [ P0 [ .S I / of the plane R2 .
An analogous reasoning shows that the space Y is homeomorphic to the set
fu0 g [ fu1 g [ P1 [ .S I / with the topology induced from the plane, so we will
identify Y with this set from now on. It follows from Y R2 that w.Y / !.
The space K D .S [ f0g/ I is compact and, intuitively, the space X condenses
onto K by reflecting the interval P0 symmetrically with respect to the point u1 . To
define this condensation rigorously let h.x/ D x for any x 2 Q D fu0 g [ fu1 g [
.S I /. If x D .0; t / where t > 1 then let h.x/ D .0; 2 t /. It is evident that
h W X ! K is a bijection such that hjQ and hjP0 is continuous; applying Fact 2 of
T.354 we conclude that h is continuous and hence X condenses onto the compact
space K.
Assume toward a contradiction that Y can be condensed onto a compact space
L. We can consider that L and Y have the same underlying set and the topology of
L is contained in .Y /. The set In D f n1 g I being compact in Y the topologies
induced on In from L and Y coincide for all n 2 N.
Suppose that U 2 O.Y / and u0 2 U . The set U is also clopen in Y , so there is
m 2 ! such that . n1 ; 0/ 2 U and hence U \ In ; for all n m. The set In is
connected and U \ In is a nonempty clopen subset
S of In , so In U for all n m.
The point u1 belongs to the closure of the set fIn W n mg U in Y and hence
in L. Since U is closed in L, we conclude that u1 2 U which shows that u1 belongs
to the quasi-component of the point u0 in the space L.
By Fact 2 and Fact 3 the component C of the point u0 in L is a connected compact
space with fu0 ; u1 g C . Fix U0 ; U1 2 .C / such that u0 2 U0 ; u1 2 U1 while
U 0 \ U 1 D ; and w0 D .1; 0/ U i for each i D 0; 1. The sets U 0 ; U 1 being
disjoint there exists j 2 f0; 1g such that U j does not contain the set f1g .2 "; 2/
for any number " 2 .0; 1/. Therefore there exists a strictly increasing sequence
ftn W n 2 Ng .1; 2/ such that supftn W n 2 !g D 2 and wn D .1; tn / U j for
all n 2 N; let t0 D 0. The set Jn D f1g tn ; tnC1
is compact both in Y and L for
322
each n 2 !. If Wn D f1g .tn ; tnC1 / for all n 2 ! then the family fWn W n 2 !g is
disjoint; it follows from fwi W i 2 !g \ U j D ; that En D Jn \ U j D Wn \ U j is
a compact set in L for all n 2 ! and the family E D fEn W n 2 !g is disjoint.
Apply Fact 4 to see that the component D of the point uj in the set U j is a
compact set which meets the boundary of U j ; since the point uj is in the interior of
U j , there is a point z 2 Dnfuj g. It is easy to see that the family H D fEn \ D W n 2
!g [ fIn \ D W n 2 Ng [ fuj g is a countable disjoint cover of D and all elements
of H are compact. If H 2 H and z 2 H then H and fuj g are nonempty distinct
elements of H; this contradiction with Fact 5 shows that Y cannot be condensed
onto a compact space.
It is straightforward that Z is -compact, so both spaces X and Y are also compact being continuous images of Z. Thus X and Y are l-equivalent second
countable -compact spaces such that X condenses onto a compact space and Y
does not have such a condensation, i.e., our solution is complete.
V.291. Prove that a countable second countable space is scattered if and only if
it is Cech-complete.
Deduce from this fact that if X and Y are countable second
countable l-equivalent spaces then X is scattered if and only if Y is scattered.
Solution. Given a space Z denote by I.Z/ the set of isolated points of Z. Say that
a Cech-complete
set Oz 2 .z; Z/ for any z 2 Z. Fix a homeomorphic copy Wz
of every space
L Oz in such a way that the family fWz W z 2 Zg is disjoint; the
Fact 1 of S.491 shows that there exists a closed (and hence Cech-complete)
subspace F W such that '.F / D Z and '0 D 'jF W F ! Z is a perfect
Cech-complete.
323
is Cech-complete
being homeomorphic to U fd g. Now if d is not an isolated
point of U [ fd g then K D .U [ fd g/ is a compact extension of U and therefore
U is a G -subset of K. It follows from .d; fd g [ U / ! that .d; K/ ! (see
Fact 1 of S.158); this implies that fd g is a G -subset of K. It is easy to see that the
Z is locally Cech-complete.
By Fact 1, the space Z is Cech-complete,
so Fact 2 is
proved.
Cech-complete.
Applying Fact 2 we conclude that XC1 is Cech-complete.
If Sis a limit ordinal and the space X is Cech-complete for all <
then X D fX W < g and the family fX W < g is an open cover of X
by Fact 1 and our inductive procedure shows that X is Cech-complete for every
324
X
X
X
X
is l-equivalent to Q;
is not scattered;
has a subspace homeomorphic to Q;
has a closed subspace homeomorphic to Q.
to conclude that X Q. This settles (iv)H)(i) and makes our solution complete.
325
V.294. Prove that, for any infinite cardinal there exist l-equivalent spaces X and
Y such that X is dense-in-itself and Y has a dense set of -many isolated points.
Solution. Choose a faithful enumeration fqn W n 2 !g of the set Q and consider the
subspace E D .Q f0g/ [ f.qn ; n1 / W n 2 !g of the plane R2 . It is easy to see that
D D f.qn ; n1 / W n 2 !g is a dense set of isolated points of E. Since Q embeds in E,
l
n2! Cp .Hn /
.Cp .X // . It
!
!
!
follows from Cp .X /
.Cp .X // J
.Cp .X // ..Cp .X // J / that the
space Cp .X / is linearly homeomorphic to .Cp .X //! Cp .X /
.Cp .X //! . As a
consequence, Cp .X / Cp .X /
.Cp .X //! .Cp .X //!
.Cp .X //!
Cp .X /
which shows that the spaces X and R! satisfy all assumptions of Problem 292 and
l
therefore X R! .
326
V.296. Let K be an uncountable metrizable compact space. Prove that K is lequivalent to K E for any metrizable zero-dimensional compact space E.
Solution. The expression X ' Y says that the spaces X and Y are homeomorphic.
We denote by L
M the fact that the linear topological spaces L and M are
linearly homeomorphic.
Fact 1. For any infinite compact space X let .X / be the one-point compactification of the space X !. Then
(1) w.X / D w..X //; in particular, if X is second countable then .X / is also
second countable;
(2) if X is zero-dimensional then .X / is also zero-dimensional;
(3) .X / X ' .X /.
Proof. Let D nw.X /; since X embeds in .X /, we have nw..X // . Let
a 2 .X / be the point which compactifies X !, i.e., a X !. Since network
weight is countably
additive and nw.X fng/ D for each n 2 !, it follows from
S
.X / D fX fng W n 2 !g [ fag that nw..X // and hence we have the
equality nw..X // D nw.X /. Applying Fact 4 of S.307 we convince ourselves
that w..X // D nw..X // D nw.X / D w.X /, so (1) is proved.
Assume that
S the space X is zero-dimensional and let Fn D X fng; the set
Un D fag [ . fFi W i ng/ is an open neighborhood of a for every n 2 !. By the
definition of the topology of .X / at the point a, the family U D fUn W n 2 !g is
a local base at a in the space .X /; it is evident that every element of U is clopen
in .X /. Given any n 2 ! and x 2 Fn choose a family Ux of clopen subsets of Fn
which forms a local base at x in the space Fn . Since the set Fn is clopen in .X /,
the family Ux is also a local clopen base of .X / at the point x. This shows that
.X / is zero-dimensional, i.e., (2) is proved.
We can consider that .X /X D .X /[G where G is a homeomorphic copy
of X while the sets .X / and G are disjoint and clopen in .X / X . Since every
Fn is a homeomorphic copy of X , we can fix a homeomorphism qn W Fn ! FnC1 for
any n 2 !. Fix a homeomorphism q W G ! F0 and define a map ' W .X / X !
.X / by the equalities '.a/ D a; 'jG D q and 'jFn D qn for all n 2 !. It is clear
that ' is a bijection which is continuous at all points of .X !/ [ G. Observing that
'.Un / Un for all n 2 !, we verify continuity of ' at the point a. This shows that
' is a condensation and hence homeomorphism (see TFS-123), so we established
(3) and finished the proof of Fact 1.
Returning to our solution observe first that there is a closed F K which is
homeomorphic to the Cantor set K (see SFFS-353). The space H D .E/ is second
countable and zero-dimensional by Fact 1, so we can apply Fact 2 of U.003 to find
a closed set D F with D ' .E/. It follows from CFS-469 and CFS-448 that
there is a linear topological space I such that Cp .K/
Cp .D/ I . Fact 1 implies
that D E ' D, so Cp .D/
Cp .D/ Cp .E/ and hence the relevant substitution
of Cp .D/ gives us the formula Cp .K/
Cp .E/.Cp .D/I /
Cp .E/Cp .K/.
l
Since Cp .K E/
Cp .K/ Cp .E/, we conclude that K K E.
327
V.297. Prove that a compact space X is l-equivalent to the Cantor set K if and
only if X is metrizable, zero-dimensional and uncountable. As a consequence, any
two zero-dimensional metrizable uncountable compact spaces are l-equivalent.
Solution. The expression X ' Y says that the spaces X and Y are homeomorphic.
We denote by L
M the fact that the linear topological spaces L and M are
linearly homeomorphic.
l
328
lem 180. Recall that -compactness is even t -invariant property (see Problem 043);
since P is not -compact, the space X cannot be -compact either so we proved
necessity.
.Cp .X //! I
.Cp .X //! .Cp .X //! I ; replacing in the last product the
expression .Cp .X //! I with Cp .X / we conclude that Cp .X /
.Cp .X //!
Cp .X /, i.e., Cp .X /
.Cp .X //! . As an immediate consequence we obtain the
formula .Cp .X //2
.Cp .X //! .Cp .X //!
.Cp .X //!
Cp .X /. Finally
observe that P P ' P and hence Cp .P/
.Cp .P//2 ; this makes it possible
to apply Problem 292 to the spaces X and P to conclude that they are l-equivalent.
This settles sufficiency and makes our solution complete.
V.299. Given any n 2 N prove that a compact set K Rn is l-equivalent to
l
In if and only if In embeds in K. Deduce from this fact that K In if and only if
dim K D n.
Solution. The expression X ' Y says that the spaces X and Y are homeomorphic.
We denote by L
M the fact that the linear topological spaces L and M are
linearly homeomorphic. For any infinite compact space X let .X / be the one-point
compactification
of the space X !. If we have a point x D .x1 ; : : : ; xn / 2 Rn then
q
Fact 1. For any nonempty open set U Rn there is an open set V U such that
V ' Rn .
Proof. Fix a point a 2 U ; then, for some " > 0, the ball B D fx 2 Rn W jx ajn <
"g is contained in U . Let '.x/ D 1" .x a/ for any x 2 Rn . It is straightforward that
' W Rn ! Rn is a homeomorphism such that '.B/ D E D fx 2 Rn W jxjn < 1g.
If D p1n then .0; / ' R, so the set G D .0; /n is homeomorphic to Rn . If
q
x D .x1 ; : : : ; xn / 2 G then xi2 < 2 D n1 for each i n, so jxjn < n n1 D 1
and hence x 2 E. This proves that G E and therefore G is an open subset of
E homeomorphic to Rn ; consequently, ' 1 .G/ ' 1 .E/ D B U is an open
subset of U homeomorphic to Rn , so Fact 1 is proved.
Fact 2. If a compact space X embeds in Rn then .X / also embeds in Rn .
329
Proof. Let "i D 2i and Bi D fx 2 Rn W jxjn < "i g for all i 2 !. It is evident that
Ui D Bi nB iC1 is a nonempty open subset of Rn , so
Swe can use Fact 1 to find a set
Xi Ui with Xi ' X for every i 2 !. If Y D i2! Xi then Ui \ Y D Xi for
each i 2 !; the family fUi W i 2 !g being disjoint, the collection fXi W i 2 !g is
also disjoint and consists of clopen subsets of Y . Therefore Y is homeomorphic to
L
i2! Xi ' X !.
If G 2 .0; Rn / then there exists > 0 such that W D fx 2 Rn W jxjn < g G.
Choose m 2 ! with 2m < ; then Ui Bi W G for all i m; consequently,
Xi U for all i m. This shows that any open set G 3 0 contains all but finitely
many sets Xi ; an easy consequence is that f0g [ Y is a compact space so f0g [ Y is
homeomorphic to .X / and hence Fact 2 is proved.
l
330
It follows from CFS-469 and CFS-448 that there is a linear topological space I
such that Cp .X /
Cp .H / I . Apply Fact 1 of V.296 again to see that H X
is homeomorphic to H , so Cp .H /
Cp .H / Cp .X / and hence the relevant
substitution of Cp .H / gives us the formula Cp .X /
Cp .X / .Cp .H / I /
Cp .X / Cp .X /.
l
331
332
Fact 1. Any space with at most one non-isolated point is hereditarily paracompact.
Proof. The property of having at most one non-isolated point is hereditary, so
it suffices to show that any space Z with at most one non-isolated point is
paracompact. Fix a point a 2 Z such that any x 2 Znfag is isolated in Z and take
an open cover U of the space Z. If U 2 U and a 2 U then fU g [ ffxg W x 2 ZnU g
is a disjoint (and hence locally finite) open refinement of U , so Z is paracompact,
i.e., Fact 1 is proved.
Fact 2. If Z is a space and A Z is l-embedded in Z then the set A is also
l-embedded in ZA
.
Proof. It follow from .Z/ .ZA
/ that Cp .Z/ Cp .ZA
/ and it is immediate
that Cp .Z/ is a linear subspace of Cp .ZA
/. There exists a continuous linear map
W Cp .A/ ! Cp .Z/ such that .f /jA D f for each f 2 Cp .A/. Therefore can
be considered to be a map from Cp .A/ to Cp .ZA
/.
Let us consider that A carries the topology induced from Z and denote by A0
the set A with the topology inherited from ZA
. By Fact 1 of S.293, these two
topologies on A coincide, so we can identify Cp .A/ and Cp .A0 /; this implies that
is also a continuous linear extender of continuous functions on A0 in the space
ZA
. Therefore A is l-embedded in ZA
, i.e., Fact 2 is proved.
Returning to our solution take a discrete space D of cardinality !1 ; then D is
closed and l-embedded in the space Z D Lp .D/ (see CFS-466). Take a point
a Z and let Y D ZD
fag. The set D is still closed and discrete in ZD
;
assume that there is a disjoint family fUd W d 2 Dg of open subsets of ZD
such
that d 2 Ud for every d 2 D. There exists Vd 2 .d; Z/ such that d 2 Vd Ud
for each d 2 D. Therefore fVd W d 2 Dg is an uncountable disjoint family of
nonempty open subsets of Lp .D/ which contradicts Problem 236. Thus the set D
witnesses that the space ZD
is not collectionwise normal, so the space Y is not
collectionwise normal either.
Let P be the R-quotient space obtained from ZD
by contracting the set D to
a point q. Since D is l-embedded in ZD
by Fact 2, it follows from Problem 258
that Y is l-equivalent to the space X D P D. It is straightforward that q is the
unique non-isolated point of X , so X is hereditarily paracompact by Fact 1.
V.302. Prove that there exist l-equivalent spaces X and Y such that X is
collectionwise normal while Y is not normal.
Solution. Given a space Z and F Z we denote by ZF the R-quotient space
obtained by contracting the set F to a point which will be referred to as aF .
Fact 1. In the space N D !1 .!1 C 1/ consider the set F D f.; !1 / W < !1 g.
If f 2 Cp .N / and f .F / D f0g then there exists an ordinal < !1 such that
f.; / W < < !1 and < !1 g f 1 .0/.
Proof. If such an ordinal does not exist then it is easy to construct an !1 -sequence
fq D . ; / W < !1 g !1 !1 such that f .q / 0 and < nnf ; g for
all < !1 while maxf ; g < nnf ; g whenever < < !1 .
333
There exists " > 0 such that, for an uncountable A !1 , we have jf .q /j "
for all 2 A. It follows from TFS-314 that, for any < !1 there is < !1 such
that f .; / D 0 for all > . This makes it possible to construct, by induction on
n 2 !, sequences fn W n 2 !g A and f.n ; n / W n 2 !g !1 !1 such that
f .n ; n / D 0 and maxfn ; n g < n < n < nnfnC1 ; nC1 g for all n 2 !.
Let D supfn W n 2 !g and take any O 2 ..; /; N /; pick an ordinal
< such that W D f.; / W < nnf; g and maxf; g g O. There
exists m 2 ! such that m > and hence .i ; i / 2 W for all i m; since
also .i ; i / 2 W for all i m C 1, both sequences S D f.n ; n / W n 2 !g
and T D f.n ; n / W n 2 !g converge to the point u D .; /. It follows from
f .T / D f0g that f .u/ D 0. However, f .S / Rn."; "/, so jf .u/j "; this
contradiction shows that the promised ordinal exists and hence Fact 1 is proved.
Fact 2. The space T D ..!1 C 1/ .!1 C 1//nf.!1 ; !1 /g is not normal.
Proof. The sets F D f.; !1 / W < !1 g and G D f.; / W < !1 g are disjoint
and closed in T . If T is normal then there exists a continuous function f W T ! R
such that f .F / D f0g and f .G/ D f1g. If N D !1 .!1 C 1/ then f jN is
continuous and identically zero on F , so we can apply Fact 1 to find an ordinal
< !1 such that f .; / D 0 whenever < nnf; g and maxf; g < !1 . In
particular, f . C 1; C 1/ D 0 which contradicts . C 1; C 1/ 2 G f 1 .1/.
Therefore the space T cannot be normal, i.e., Fact 2 is proved.
Fact 3. For any ordinal let f .; / D nnf; g for every .; / 2 . Then the
map f W ! is continuous.
Proof. Fix an arbitrary point .; / 2 and let D f .; /. If 0 < then
0 < and 0 < , so the set U D f.; / W 0 < and 0 < g is an
open neighborhood of .; / in . If .; / 2 U then 0 < nnf; g nnf; g,
i.e., 0 < f .; / ; this shows that f is continuous at the point .; / for any
.; / 2 , so Fact 3 is proved.
Fact 4. In the space .!1 C 1/ .!1 C 1/ consider the sets N D !1 .!1 C 1/
and F D f.; !1 / W < !1 g. Let G D .!1 C 1/ f!1 g and fix any set P !1 .
The set F is closed in the space Z D N [ .f!1 g P / while G is closed in the
space T D Z [ f.!1 ; !1 /g. For the R-quotient spaces ZF and TG define a map
' W ZF ! TG by letting '.aF / D aG and '.x/ D x for every x 2 ZnF . Then ' is
a homeomorphism; in particular, the spaces ZF and TG are homeomorphic.
Proof. It is immediate that ' is a bijection. It follows from Problem 252 that the
map 'j.ZF nfaF g/ W ZF nfaF g ! TG nfaG g is a homeomorphism, so it suffices to
show that ' is continuous at the point aF and ' 1 is continuous at aG .
Suppose that W 2 .aG ; TG /; by Problem 253, there is a cozero set U and a
zero-set E in the space T such that G E U and faG g [ .U nG/ W . Then
F E 0 D E \ Z U 0 D U \ Z while E 0 is a cozero set and U 0 is a zero-set in
Z, so we can apply Problem 253 again to see that W 0 D faF g [ .U 0 nF / is an open
neighborhood of the point aF in the space ZF . It is clear that '.W 0 / W , so ' is
continuous at the point aF .
334
Now assume that W 0 2 .aF ; ZF /; by Problem 253, we can find a cozero set U 0
and a zero-set E 0 in the space Z such that F E 0 U 0 and faF g [ .U 0 nF / W 0 .
By Fact 1 of V.140, there is a function f 2 Cp .Z; 0; 1
/ such that f .E 0 / D f0g
and f .ZnU 0 / f1g. As a consequence, f .F / D f0g, so we can apply Fact 1 to find
an ordinal < !1 such that the set H D f.; / W < < !1 and < < !1 g is
contained in f 1 .0/.
Thus f .!1 ; / D 0 for every ordinal > with 2 P , so the set f 1 .0/
contains H 0 D H [ f.!1 ; / W 2 P and > g. Since H 0 [ f.!1 ; !1 /g is an
open neighborhood of the point v D .!1 ; !1 /, letting g.v/ D 0 and gjZ D f we
obtain a function g W T ! R which is identically zero on a neighborhood of v, so
g 2 Cp .T /. Besides, G E D g 1 .0/ and E U D g 1 .0; 1//. Since E is
a zero-set and U is a cozero set in the space T , it follows from Problem 253 that
W D .U nG/ [ faG g is an open neighborhood of aG in the space TG . It is easy to
check that ' 1 .W / W 0 , so ' 1 is also continuous and hence Fact 4 is proved.
Returning to our solution consider the subspace Z D .!1 C 1/2 nf.!1 ; !1 /g of
the space .!1 C 1/2 . The set F D f.; !1 / W < !1 g is closed in Z; choose a point
a Z and let r.; / D .nnf; g; !1 / for every .; / 2 Z. It follows from Fact 3
that the map r W Z ! F is a retraction, so we can apply Problem 258 to convince
ourselves that Y D Z fag is l-equivalent to the space X D ZF F . Observe that
Y is not normal because Z is a closed subspace of Y and Z not normal by Fact 2.
If G D f.; !1 / W !1 g then G is a closed subset of the space T D .!1 C 1/2 .
Applying Fact 4 to the spaces Z and T we conclude that ZF is homeomorphic to
TG ; the space T being compact, TG is also compact which shows that ZF is compact
and hence collectionwise normal. The space F is homeomorphic to the ordinal !1 ,
so it is collectionwise normal by Fact 3, Fact 4 and Fact 5 of S.232. Therefore X is
also collectionwise normal.
V.303. Prove that there exist l-equivalent spaces X and Y such that X is
hereditarily normal while Y is not normal.
Solution. For any space Z and F Z we denote by ZF the R-quotient space
obtained by contracting the set F to a point which will be referred to as aF . Given
sets A; B Z say that they are separated (in Z) if A \ B D ; D B \ A. Call the
sets A and B open-separated (in Z) if there exist disjoint sets U; V 2 .Z/ such
that A U and B V .
If Z is a space and A Z let UA D .Z/ [ ffzg W z 2 ZnAg and consider the
topology A on Z generated by the family UA as a subbase; denote the space .Z; A /
by ZA
. The space ZA
is always Tychonoff and all points of ZnA are isolated
in ZA
; besides, a 2 A and a 2 U 2 A implies that there is V 2 .a; Z/ with
V U (see Fact 1 of S.293).
Fact 1. Given a space Z suppose that K is a compact subspace of Z and ZnK is
normal. Then Z is also normal.
Proof. Assume that F and G are closed disjoint subsets of Z. The sets F0 D F \ K
and G0 D G \ K are compact, so they are open-separated in Z by Fact 4 of T.309;
335
pick disjoint sets U0 ; V0 2 .Z/ such that F0 U0 and G0 V0 . The sets F0 and
GnV0 are also open-separated, so we can find disjoint U1 ; W1 2 .Z/ for which
F0 U1 and GnV0 W1 . If U D U0 \ U1 then F0 U and U \ G D ;.
The set F1 D F nU is closed in Z and disjoint from the set G0 , so we can apply
Fact 4 of T.309 again to find disjoint sets E0 ; H0 2 .Z/ such that F1 E0 and
G0 H0 . Furthermore, F1 and GnH0 are disjoint closed subsets of ZnK, so they
are open-separated in ZnK and hence in Z. Choose disjoint sets E1 ; H1 2 .Z/
for which F1 E1 and GnH0 H1 . It is immediate that E D E0 \ E1 is an
open neighborhood of F1 such that E \ G D ;. Therefore we found open subsets
U and E of the space Z such that F U [ E and U [ E does not meet G.
An analogous reasoning shows that we can find open sets H and W in the space
Z such that G H [ W and .H [ W / \ F D ;. It is straightforward that the
sets O D .U [ E/n.H [ W / and Q D .H [ W /n.U [ E/ are disjoint open
neighborhoods of F and G respectively, so Z is normal and hence Fact 1 is proved.
Fact 2. Suppose that Z A./ is normal for any infinite cardinal . Then Z is
collectionwise normal.
Proof. The space Z embeds in Z A.!/, so it is normal. Fix a discrete family
F D fFt W t 2 T g of closed subsets of Z; by normality of the space Z we can
assume, without loss of generality, that the set T is infinite. Take a point a T and
consider the topology on the set A D fag [ T such that ft g 2 for every t 2 T
and a 2 U 2 if and only if a 2 U and T nU if finite. It is easy to see that A is
homeomorphic to A./ for D jT j. Therefore the space Z A is normal.
TheSset G D Z fag is, evidently, closed in Z A and disjoint from the set
F D fFt ft g W t 2 T g. If w D .z; t / 2 .Z A/nF for some t 2 T then
.ZnFt / ft g is an open neighborhood of w that does not meet F . If w D .z; a/ then
there exists O 2 .z; Z/ such that O meets at most one element of F, i.e., there
exists t 2 T such that U \ Fs D ; whenever s t . Then O .Anft g/ is an open
neighborhood of w with O \ F D ;; this proves that the set F is closed in Z A.
By normality of Z A there exist disjoint open subsets U and V of the space
Z A such that F U and G V . For each t 2 T choose a set Vt 2 .Ft ; Z/
such that Vt ft g V . Given a point z 2 Z there is a finite K T and O 2
.z; Z/ such that O .AnK/ U . If the set O meets infinitely many elements
of the family V D fVt W t 2 T g then there is t 2 T nK with O \ Vt ; and
hence .O .AnK// \ .Vt ft g/ ;; this implies U \ V ;, so we obtained a
contradiction.
Therefore V is locally finite; for every t 2 T choose a set Wt 2 .Ft ; Z/ such that
W t Vt and W t \Fs D
S; for all s 2 T nft g. The family fWt W t 2 T g is also locally
finite, so the set Ht D fW s W s 2 T nft gg is closed in Z and does not meet Ft for
each t 2 T . It is straightforward to check that the family f.ZnHt / \ Wt W t 2 T g is
disjoint and Ft .ZnHt / \ Wt for each t 2 T . It follows from Fact 1 of S.302 that
the space Z is collectionwise normal, so Fact 2 is proved.
Returning to our solution take a discrete space D of cardinality !1 ; then D is
closed and l-embedded in the space Z D Lp .D/ (see CFS-466). The set D is still
336
337
be the identity map, i.e., idF .x/ D x for all x 2 F . Observe that sjA D rjA D
idF jA; the set A being dense in F , we can apply Fact 0 of S.351 to see that sjF D
idF . This shows that s is a retraction, so Fact 2 is proved.
Returning to our solution recall that the space R!1 is separable by TFS-108; fix
a countable dense subspace A R!1 . Since R!1 is homeomorphic to Cp .D/ for
a discrete space D with jDj D !1 , we can apply TFS-169 and Fact 1 of T.158
to see that w.R!1 / > !. Next apply Fact 1 of T.187 to convince ourselves that
w.A/ > !.
Take a space S homeomorphic to the convergent sequence ! C 1 and let a be the
unique non-isolated point of S . In the space Z D A S , the set F D A fag is a
retract of Z. Therefore the set F is also a retract of the space T D ZF
by Fact 1;
observe that ZnF is a dense set of isolated points of T . Choose a point b T and
let X D T fbg. It is clear that X is a countable space in which the isolated points
form a dense set; an immediate consequence is that w.X / D !.
It follows from Problem 258 that X is l-equivalent to the space Y D TF F .
The set F is homeomorphic to A, so A embeds in Y as a clopen subspace; as a
consequence, w.Y / w.A/ > !. Therefore the spaces X and Y witness that
-weight is not l-invariant in the class of countable spaces.
The space K D T is compact and it follows from Fact 2 that G D clT .F / is
a retract of K. The space K still has a dense set of isolated points, so w.K/ !.
Take a point c K and let L D K fcg. It is clear that w.L/ !. Apply
Problem 258 again to see that L is l-equivalent to the space M D KG G. Since
F is homeomorphic to a dense subspace of G, we have w.G/ D w.F / > !
(see Fact 1 of T.187). Now, G is homeomorphic to a clopen subspace of M , so
-weight of M has to be uncountable. Therefore, L and M constitute an example
which shows that -weight is not l-invariant in the class of compact spaces.
V.305. Give an example of l-equivalent spaces X and Y with ext .X / ext .Y /.
Solution. For any space Z and F Z we denote by ZF the R-quotient space
obtained by contracting the set F to a point.
Consider the set P D f.!1 ; C 1/ W < !1 g .!1 C 1/ .!1 C 1/. It is
evident that P is closed and discrete in the space N D .!1 .!1 C 1// [ P . The
set F D f.; !1 / W < !1 g is closed in N and if we let r.; / D .nnf; g; !1 /
for any .; / 2 N then the map r W N ! F is a retraction (see Fact 3 of V.302).
Choose a point a N and let X D N fag. The set P is still closed and discrete
in X , so ext .X / jP j > !.
Let w D .!1 ; !1 / and consider the space M D N [ fwg; it is clear that the set
G D .!1 C 1/ f!1 g is compact and hence closed in M . If A !1 !1 is a
countable set then there is < !1 such that A . C 1/ . C 1/; an immediate
consequence is that A . C 1/ . C 1/ is compact, so Q D !1 !1 is countably
compact by Fact 1 of S.310. If U 2 .w; M / then there exists < !1 such that
.!1 ; / 2 U for all > . Therefore the set P nU f!1 g . C 1/ is countable.
Consequently, the space P 0 D P [ fwg is Lindelf and hence ext .P 0 / D !.
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Now assume that the space K.N; A/ is not FrchetUrysohn. Recall that we
have .x; K.N; A// ! for every point x 2 K.N; A/nfag, so there must exist
a set E K.N; A/ such that a 2 E but no sequence from E converges to a. If
E \ P is infinite then any countably infinite subset of E \ P converges to a which
is a contradiction, so E \ P is finite and hence the set N 0 D EnP is infinite. We
still have a 2 N 0 while there is no sequence in N 0 which converges to a.
If some infinite set D N 0 is closed and discrete in M.N; A/ then D is a
sequence which converges to a. Therefore, for any infinite D N 0 there is A 2 A
with pA 2 D and hence D \ A is an infinite set. Assume for a moment that the
0
family A0 D
S fA 2 A W A \ N 0is infiniteg is finite. It is evident that the set U D0
K.N; A/n. ffpA g [ A W A 2 A g/ is an open neighborhood of a, so D D U \ N
is an infinite set which is closed and discrete in M.N; A/. This contradiction shows
that AjN 0 is an infinite maximal almost disjoint family on N 0 , i.e., we established
necessity and hence Fact 1 is proved.
Fact 2. Suppose that N is a countably infinite set and we are given almost disjoint
families A and B on the set N . If C D A [ B is an infinite maximal almost disjoint
family on N then the space K.N; A/ K.N; B/ is not FrchetUrysohn.
Proof. Let a be the unique point of the set K.N; C/nM.N; C/. It is immediate that
the space K0 D N [ fpA W A 2 Ag [ fag K.N; C/ is homeomorphic to K.N; A/
and K1 D N [ fpB W B 2 Bg [ fag is homeomorphic to K.N; B/.
The space K.N; C/ is not FrchetUrysohn by Fact 1. Since the subspace
M.N; C/ is first countable, there exists a set E K.N; C/ such that a 2 E but
no sequence from E converges to a. If E 0 D E \ fpC W C 2 Cg is infinite then it is
easy to see that E 0 contains a sequence convergent to a. Therefore a 2 EnE 0 ; since
EnE 0 N , the space N [ fag is not FrchetUrysohn.
Let
D f.x; x/ W x 2 K.N; C/g be the diagonal of the space K.N; C/. The set
0 D
\ .N [ fag/2 coincides with the diagonal of N [ fag, so it is not Frchet
Urysohn being homeomorphic to N [ fag. Now it follows from
0 K0 K1 that
K0 K1 is not a FrchetUrysohn space. Therefore K.N; A/ K.N; B/ ' K0 K1
is not FrchetUrysohn, i.e., Fact 2 is proved.
Fact 3. Suppose that N is a countably infinite set and A is an infinite maximal
almost disjoint family on N . Call an infinite set N 0 N nontrivial if AjN 0 is
infinite. Then, for any decreasing family N0 N1 : : : Nk : : : of nontrivial
subsets of N there exists a nontrivial set H N such that H nNk is finite for every
k 2 !.
Proof. Say that a set A N is small if AnHk is finite for any k 2 !. Observe that
S
(1) if Ak is small and Ak Nk for every k 2 ! then A D k2! Ak is also small,
because AnNk D .A0 nNk / [ : : : [ .Ak1 nNk / is a finite set for every k 2 !.
We are going to construct by induction a family fAk W k 2 !g of disjoint small
sets such that
(2) Ak Nk and there exists Bk 2 A such that Ak Bk for all k 2 !;
(3) the sets Bk and Bl are distinct if k l.
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343
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345
aji 2 Uji for all j ki . The set Qi D fy 2 X 0 W X .y/ \ Uji ; for all j ki g
is open in X 0 , so Wi0 D Qi \ Wi is open in X 0 and nonempty because yi 2 Wi0 .
If y 2 Wi0 then, for every j ki , there is a unique point bj 2 Uji \ X .y/; let
qji .y/ D bj . Then every qji W Wi0 ! Uji is a continuous map; this is proved in the
same way as we verified
continuity of pi .
T
The set E D fpi1 .Wi0 / W i ng \ Vn is open in the space Z 0 and nonempty
due to the fact that b 2 E. For any i 2 f1; : : : ; ng and j 2 f1; : : : ; ki g the set
Sji D fc 2 E W qji .pi .c// D cg is closed in E. If c 2 E and Y .c/ D fz1 ; : : : ; zn g
Pn
every i n let
then there are 1 ; : : : ; n 2 O for which c D
iD1 i zi . For P
X .zi / D fdji W j ki g; there are i1 ; : : : ; iki 2 O such that zi D kj iD1 ij dji . The
P
P
equality c D niD1 i . kj iD1 ij dji / shows that c D dji for some i 2 f1; : : : ; ng and
j ki . By definition of the maps pi and qji we have c D qji .pi .c//, i.e., c 2 Sji .
S
Therefore E fSji W i n; j ki g; an immediate consequence is that we
can choose i n and j ki for which there is a set Q 2 .Z 0 / with Q Sji .
Then qji .pi .c// D c for every c 2 Q which shows that the map pi jQ W Q ! pi .Q/
is a homeomorphism because qji jpi .Q/ is its continuous inverse.
We proved that a nonempty open set Q of the space Z 0 ' Z embeds in X .
Therefore a nonempty subspace W of the space Z also embeds in X . This settles
necessity and makes our solution complete.
Y is Cech-complete and hence has the Baire property, so we can apply Problem 308
to see that some nonempty open set W in the space Z is embeddable in Y . The set
V D W \ U is nonempty and open in U and hence in P ; besides, V is embeddable
in Y , so V 2 U . We proved that any U 2 .P / contains an element of U , so the
family U is a -base of P .
l
346
Solution. Apply Problem 309 to find a -base B in the space Y such that every
B 2 B is embeddable in X and hence .B/ . If B 2 B then S
B is open in X ,
so we have .x; Y / D .x; B/ for any x 2 B. The set D D B is open and
dense in X ; every x 2 D belongs to some B 2 B, so .x; Y / . Therefore D is
the promised dense subspace of Y .
V.311. Prove that X is a closed Hamel basis of L.X / for any space X .
Solution. Let L be the family of all continuous maps of X into locally convex
spaces of cardinality not exceeding jX j 2! . For every ' 2 L let L' be the locally
convex space such
Q that ' W X ! L' . If i D
f' W ' 2 Lg then i maps X in
the space L D fL' W ' 2 Lg and L.X / is the linear hull of i.X / in L. Let
p' W L.X / ! L' be the natural projection for each ' 2 L.
There exists ' 2 L such that ' is the canonical embedding of X into Lp .X /.
By the definition of the diagonal map, we have .p' ji.X // i D '. It is an easy
consequence of Fact 2 of S.337 that i W X ! i.X / is a homeomorphism, i.e., i
embeds X into L.X / and therefore we can identify i.x/ with x for any x 2 X .
Observe that p' W L.X / ! Lp .X / is a linear map such that p' .x/ D x for all
x 2 X ; since X is linearly independent in Lp .X /, it has to be linearly independent
in L.X / as well, i.e., X is a Hamel basis of L.X /. As an immediate consequence,
the map p' is an isomorphism and hence p'1 .X / D X ; since X is closed in L' D
Lp .X / (see TFS-167), the set X is closed in L.X /.
V.312. Prove that, for any space X and any continuous map f W X ! L of X to a
locally convex space L, there exists a unique continuous linear map f W L.X / ! L
such that f jX D f . Observe that this makes it possible to consider that L.X /, as
a linear space, coincides with Lp .X / C.Cp .X // while the topology of L.X /
is stronger than .Lp .X //. In all problems that follow we use this observation
identifying the underlying set of L.X / with Lp .X /.
Solution. Let L be the family of all continuous maps of X into locally convex
spaces of cardinality not exceeding jX j 2! . For every ' 2 L let L' be the locally
convex space such
Q that ' W X ! L' . If i D
f' W ' 2 Lg then i maps X in
the space L D fL' W ' 2 Lg and L.X / is the linear hull of i.X / in L. Let
p' W L.X / ! L' be the natural projection for each ' 2 L. Since i W X ! i.X / is a
homeomorphism (see Problem 311), we will identify i.x/ with x for every x 2 X .
Let M be the linear hull of the set f .X / in L. Then jM j jX j 2! and hence
there exists ' 2 L such that ' W X ! L' coincides with f W X ! M , i.e.,
M D L' and '.x/ D f .x/ for each x 2 X . The definition of the diagonal product
implies that f D p' i . Recall that we identify X with i.X /, so the map p' W
L.X / ! L' D M coincides with f on X . Since p' is linear, continuous and M is
a linear subspace of L, we can consider that p' W L.X / ! L and hence f D p'
is the promised continuous linear extension of f . This extension is unique because
two linear functionals on a linear space coincide whenever they coincide on a Hamel
basis of the space.
Finally, observe that, for the canonical embedding id W X ! Lp .X / there exists
a continuous linear map W L.X / ! Lp .X / such that jX D id . The set X
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348
and are generated by the same set of linear functionals and hence D .
Recalling that D .Lp .X // (see Problem 233), we conclude that D .Lp .X //,
i.e., the weak topology of L.X / coincides with the topology of Lp .X /.
V.315. Given a space X let E be the weak dual of L.X /, i.e., E D .L.X // and
the topology of E is induced from Cp .L.X //. For every f 2 E let .f / D f jX ,
i.e., W E ! Cp .X / is a restriction map. Prove that is a linear homeomorphism
and hence E is linearly homeomorphic to Cp .X /.
Solution. Recall that we consider that the spaces L.X / and Lp .X / have the same
underlying set and operations while the topology of L.X / is stronger than the
topology of Lp .X / (see Problem 312). Therefore Cp .Lp .X // Cp .L.X // while
the map W .Lp .X // ! Cp .X / is a linear homeomorphism by Problem 235.
Since .Lp .X // D E by Problem 314, we conclude that W E ! Cp .X / is a
linear homeomorphism as well.
V.316. Observe that l-equivalence implies u-equivalence, i.e., for any spaces X
l
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350
If " > 0 then the set W D ff 2 CB W jjf jjB < 2" g is an open neighborhood
of 0 in CB , so, by the Cauchy property of B .F/, there exists F 2 F such that
B .f / B .g/ 2 W , i.e., jjB .f / B .g/jjB < 2" for any f; g 2 F . It follows
from h 2 B .F / that jjh B .f /jjB 2" < " for all f 2 F . This shows that
(2) for any " > 0 there exists F 2 F such that jjh B .f /jjB < " for all f 2 F .
Now take any x 2 B; given " > 0 apply (2) to find a set F 2 F such that
jjhB .f /jjB < 3" . We also have p.x/ 2 ff .x/ W f 2 F g by the definition of p.x/,
so there exists f 2 F with jp.x/ f .x/j < 3" . Therefore jp.x/ h.x/j 23 " < ";
since " > 0 was chosen arbitrarily, we proved that p.x/ D h.x/ for all x 2 B. Since
h 2 CB , there exists g 2 Cb .X / such that gjB D h D pjB. Thus the function p
is b-continuous; recalling that X is a bf -space we conclude that p is continuous.
Besides, it follows from the property (2) and the equality pjB D h that
(3) for any bounded set B X and " > 0 there exists a set F 2 F such that
jjB .p/ B .f /jjB < " for all f 2 F .
Finally fix any set F 2 F and a neighborhood U of the function p in Cb .X /.
We can choose a bounded set B X and a number " > 0 such that the set G D
ff 2 Cp .X / W jjB .p/ B .f /jjB < "g is contained in U . By the property (3)
there exists F 0 2 F such that jjB .p/ B .f /jjB < " for any f 2 F 0 . Take
any f 2 F 0 \ F ; then jjB .p/ B .f /jjB < " and hence f 2 U \ F . This
shows
Tthat U \ F ; for any U 2 .p; Cb .X //, so p 2 F for all F 2 F, i.e.,
p 2 fF W F 2 Fg. Therefore the uniform space Cb .X / is complete and hence we
settled sufficiency.
V.318. Given a space X call a set P C.X / equicontinuous at a point x 2 X if,
for any " > 0 there exists U 2 .x; X / such that f .U / .f .x/ "; f .x/ C "/
for any f 2 P . The family P is called equicontinuous if it is equicontinuous at
every point x 2 X . Say that P is pointwise bounded if the set ff .x/ W f 2 P g is
bounded in R for any x 2 X . Prove that, for any equicontinuous pointwise bounded
set P C.X /, the closure of P in the space Cb .X / is compact. In particular, if X
is pseudocompact and P C.X / is equicontinuous and pointwise bounded then
the closure of P in Cu .X / is compact.
Solution. For any space Z, if A Z then A W C.Z/ ! C.A/ is the restriction
map; for each f 2 C .A/ let jjf jjA D supfjf .x/j W x 2 Ag. If the set A is bounded
in Z then we consider that A W C.Z/ ! C .A/. Say that a set Q C.Z/
is adequate if it is pointwise bounded and equicontinuous. The set clp .Q/ is the
closure of Q in the space Cp .Z/; analogously, clk .Q/ and clb .Q/ are the closures
of Q in the spaces Ck .Z/ and Cb .Z/ respectively.
Fact 1. For any space Z if Q C.Z/ is an adequate set then Q0 D A .Q/
C.A/ is adequate for any A Z.
Proof. Since fA .f /.x/ W f 2 Qg D ff .x/ W f 2 Qg for any x 2 A, the set Q0
is pointwise bounded. Given any x 2 A and " > 0 take a set U 2 .x; Z/ such that
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353
Fact 8. Given a continuous map ' W Z ! T let ' .f / D f ' for any f 2 C.T /.
Then the dual map ' W Cb .T / ! Cb .Z/ is continuous; besides, if we consider that
' W Ck .T / ! Ck .Z/ then ' is continuous as well.
Proof. Fix a function q 2 C.T / and let p D ' .q/; take any set U 3 p which
is open in Cb .Z/ (or in Ck .Z/ respectively). There exists a bounded (compact) set
B Z such that the set p; B; "
D ff 2 C.Z/ W jf .z/ p.z/j < " for all z 2 Bg
is contained in U for some " > 0.
The set B 0 D '.B/ is bounded (compact) in the space T ; consider the set W 0 D
fg 2 C.T / W jg.x/ q.x/j < " for all x 2 B 0 g. If W is the interior of W 0 in the
space Cb .T / (or in Ck .T / respectively) then q 2 W by Fact 7. If g 2 W then, for
any z 2 B, we have ' .g/.z/ D g.'.z// and x D '.z/ 2 B 0 . As a consequence,
j' .g/.z/ p.z/j D jg.x/ q.x/j < " for every z 2 B, i.e., ' .g/ 2 p; B; "
U
for all g 2 W , so the set W witnesses continuity of ' at the point q and hence
Fact 8 is proved.
Fact 9. If Z is a space and Q Cb .Z/ is an adequate set then let '.z/.f / D f .z/
for any f 2 Q and z 2 Z. This defines a function '.z/ 2 C .Q/ for any z 2 Z and
the map ' W Z ! Cu .Q/ is continuous.
Proof. Observe first that '.z/.Q/ D ff .z/ W f 2 Qg is a bounded subset of R,
so '.z/ is a bounded function on Q for every z 2 Z. Every '.z/ is continuous on
the set Q endowed with the pointwise convergence topology by TFS-166; therefore
'.z/ is continuous on Q with the topology induced from Cb .Z/. This shows that
' W Z ! Cu .Q/.
To see that ' is continuous take any y 2 Z and U 2 .Cu .Q// with '.y/ 2 U .
There is " > 0 such that the set W D fg 2 Cu .Q/ W jjg '.y/jjQ < "g is contained
in U . By equicontinuity of Q there exists V 2 .y; Z/ such that jf .z/ f .y/j < 2"
for all z 2 V and f 2 Q. This is the same as saying that j'.z/.f / '.y/.f /j < 2"
for all f 2 Q which shows that jj'.z/ '.y/jjQ 2" < " and hence '.z/ 2 W for
every z 2 V . In other words, '.V / W U , i.e., the set V witnesses that ' is
continuous at the point y, so Fact 9 is proved.
Fact 10. Given a space Q and Y Cu .Q/ let e.z/.f / D f .z/ for every f 2 Y
and z 2 Q. Then e.z/ 2 C.Y / for all z 2 Z and the set E D fe.z/ W z 2 Qg C.Y /
is adequate.
Proof. If z 2 Q then e.z/ is continuous on Y with the topology induced from
Cp .Q/ by TFS-166; since Cu .Q/ induces a stronger topology on Y , every e.z/ is
continuous. Given any f 2 Y it follows from f 2 C .Q/ that the set f .Q/ is
bounded in R. Therefore fe.z/.f / W z 2 Qg D f .Q/ is bounded in R and hence the
set E is pointwise bounded.
Next, fix a function f 2 Y and " > 0. The set U D fg 2 Y W jjg f jjQ < "g is
open in Y and f 2 U . For any z 2 Q and g 2 U we have
je.z/.g/ e.z/.f /j D jg.z/ f .z/j jjg f jjQ < ";
354
i.e., e.z/.U / .e.z/.f / "; e.z/.f / C "/ for any z 2 Q and hence U witnesses
equicontinuity of E at the point f . This shows that E is adequate, so Fact 10 is
proved.
Returning to our solution fix an adequate set P in the space Cb .X / and let
'.x/.f / D f .x/ for all x 2 X and f 2 P . Then '.x/ 2 C .P / for every
x 2 X and the map ' W X ! Cu .P / is continuous by Fact 9; let Y D '.X /. For
each f 2 P let e.f /.y/ D y.f / for any y 2 Y ; then e.f / 2 C.Y / for every
f 2 P and the set Q D e.P / C.Y / is adequate by Fact 10.
The closure F of the set Q in the space Cp .Y / is compact by Fact 4. Furthermore,
the set F has to be adequate by Fact 2 and Fact 3. By Fact 5, the topology induced
on F from Ck .Y / coincides with the topology induced on F from Cp .Y /. Therefore
the set F is compact as a subspace of Ck .Y /. The space Y is metrizable because
so is Cu .P /; therefore the topologies of Cb .Y / and Ck .Y / coincide by Fact 6;
consequently, F is a compact subspace of Cb .Y /.
Since the dual map ' W Cb .Y / ! Cb .X / is continuous by Fact 8, the set
G D ' .F / is a compact subspace of Cb .X /. Our last step is to prove that P G,
so fix an arbitrary function f 2 P . Then g D e.f / 2 Q; given x 2 X we
have ' .g/.x/ D g.'.x//. If y D '.x/ then g.'.x// D e.f /.y/ D y.f / D
'.x/.f / D f .x/. Therefore g.'.x// D f .x/ for all x 2 X which shows that
' .g/ D f and hence f 2 ' .Q/ ' .F / D G. We proved that the set P is
contained in a compact set G, so the closure of P in Cb .X / is compact, i.e., our
solution is complete.
V.319. Prove that, for any bf -space X , a set P C.X / is equicontinuous and
pointwise bounded if and only if the closure of P in the space Cb .X / is compact.
Solution. Given a space Z and A Z let A W C.Z/ ! C.A/ be the restriction
map. If A is bounded in Z then jjf jjA D supfjf .x/j W x 2 Ag.
Fact 1. If Z is a space and B Z is a bounded subspace of Z then the restriction
map B W Cb .Z/ ! Cu .B/ is continuous.
Proof. Fix a function p 2 Cb .Z/, a set O 2 .B .p/; Cu .B// and let q D B .p/.
There exists " > 0 such that V D ff 2 Cu .B/ W jjf qjjB < "g O. Consider
the set W 0 D ff 2 Cb .Z/ W jf .x/ p.x/j < 2" for all x 2 Bg; by Fact 7 of V.318,
we have p 2 W D Int.W 0 /. If f 2 W then jjf pjjB 2" < " which shows that
jjB .f / qjjB < " and therefore B .f / 2 V . Thus B .W / V O, so the set
W witnesses continuity of B at the point p and hence Fact 1 is proved.
Returning to our solution observe that necessity was established in Problem 318,
so assume that the closure K of the set P in the space Cb .X / is compact. It suffices
to show that K pointwise bounded and equicontinuous. For any point x 2 X let
ex .f / D f .x/ for every f 2 K. Then ex W K ! R is continuous if the topology
p is induced on K from Cp .X / (see TFS-166). Since the topology b induced on
K from Cb .X / contains p (actually, b D p but we dont need that), the map
ex W .K; b / ! R is continuous. Therefore the set ex .K/ D ff .x/ W f 2 Kg is
compact and hence bounded in R, i.e., we proved that K is pointwise bounded.
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To see that the set K is equicontinuous fix a point a 2 X ; for any x 2 X the
function ux D jex ea j is continuous on Cb .X /, so the set ux .K/ is compact.
Therefore the number '.x/ D sup ux .K/ is consistently defined; it is easy to see
that '.x/ D supfjf .x/ f .a/j W f 2 Kg for any x 2 X . Our next step is to prove
that the function ' W X ! R is continuous. Since X is a bf -space, it suffices to
show that 'jB can be extended to a continuous function on X for any bounded set
B X.
So, fix a bounded set B X ; there is no loss of generality to assume that a 2 B.
The restriction map B W Cb .X / ! Cu .B/ is continuous by Fact 1, so L D B .K/
is a compact subset of Cu .B/. Fix an arbitrary " > 0; since L is metrizable, there
exists a finite Q K such that, for any f 2 K there is q 2 Q with jjq f jjB < 3" .
The function W X ! R defined by the equality .y/ D supfjr.y/r.a/j W r 2 Qg
for every y 2 X , is continuous on X .
If x 2 B then there exists f 2 K such that jf .x/ f .a/j > '.x/ 3" . There is
q 2 Q with jjqf jjB < 3" and, in particular, jq.x/f .x/j < 3" and jq.a/f .a/j <
"
. Thus, jf .x/ f .a/j jf .x/ q.x/j C jq.x/ q.a/j C jq.a/ f .a/j which
3
shows that '.x/ 3" < 23 "Cjq.x/q.a/j and hence '.x/ .x/ jq.x/q.a/j >
'.x/ ". The point x 2 B was chosen arbitrarily, so we established that
(1) for every " > 0 there is 2 C.X / such that j.x/ '.x/j < " for all x 2 B.
Applying the property (1) we can choose, for each n 2 ! a continuous function
n W X ! R such that jn .x/ '.x/j < 2n for all x 2 B. An immediate
consequence is that the sequence fB .n / W n 2 !g converges uniformly to 'jB
and hence 'jB belongs to the closure of the set B .C.X // in Cu .B/. However,
B .C.X // is closed in Cu .B/ by Fact 1 of V.317, so 'jB 2 B .C.X // for any
bounded B X . The bf -property of X implies that the function ' is continuous
on X .
Finally, take any " > 0; by continuity of the function ' there exists a set U 2
.a; X / such that j'.x/ '.a/j D j'.x/j < " for all x 2 U . Given f 2 K we have
jf .x/ f .a/j j'.x/j < " for every x 2 U and hence f .U / .f .a/ "; f .a/ C
"/. This shows that K is equicontinuous and makes our solution complete.
V.320. Given a space X , let P; "
D f' 2 L.X / W '.P / ."; C"/g for every
P C.X / and " > 0. Prove that a set U L.X / is open in L.X / if and only if,
for any 2 U there exists an equicontinuous pointwise bounded set P C.X / and
" > 0 such that CP; "
U . In other words, the topology of L.X / coincides with
the topology of uniform convergence on equicontinuous pointwise bounded subsets
of C.X /.
Solution. As before, we consider that X L.X / and X is a Hamel basis of L.X /.
Call a set P C.X / adequate if P is equicontinuous and pointwise bounded; let
O D fU L.X / W for each 2 U there exists an adequate set P C.X / and
" > 0 such that C P; "
U g. We have to prove that O D .L.X //.
We omit an easy checking that O is a topology on L.X /. Let us prove, however,
that L .X / D .L.X /; O/ is a locally convex space. Given a set A L.X / we
denote by Int .A/ the interior of A in the space L .X /. Let us first prove that
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357
P; "
is a convex set so W D Int .P; "
/ is also convex (see Problem 203). Since
0 2 W B, we proved that L .X / is a locally convex space.
Let O0 D fO \ X W O 2 Og be the topology induced on X from L .X /.
If O 2 O0 and x 2 O then there exists an adequate set P C.X / such that
.x C P; "
/ \ X O for some " > 0. By equicontinuity of P there exists a set
U 2 .x; X / such that jf .y/ f .x/j < " for each f 2 P and y 2 U . If y 2 U
then .y x/.f / D f .y/ f .x/ 2 ."; "/ for every f 2 P which shows that
y x 2 P; "
and hence y 2 x C P; "
O. Thus, for every set O 2 O0 and
x 2 O there is U 2 .x; X / such that U O. An immediate consequence is
that O0 .X / and hence the identity map i W X ! .X; O0 / is continuous. We
can consider that i W X ! L .X /, so Problem 312 is applicable to find a linear
continuous map W L.X / ! L .X / such that jX D i . The set X is a Hamel basis
of L.X /, so the linear extension of i is unique and hence has to be the identity
map. It follows from continuity of that O .L.X //.
To prove that .L.X // O fix a set U 2 .L.X // such that 0 2 U and
choose a convex balanced set V 2 .0; L.X // with V U . Consider the set
Q D f 2 .L.X // W .V / Ig C.L.X //. Given 2 L.X / there is r > 0 such
that 2 tV for all t > r. Therefore rC1
2 V which implies that j. rC1
/j 1, i.e.,
j./j r C 1 for all 2 Q. Thus f./ W 2 Qg r 1; r C 1
which shows
that the set Q is pointwise bounded.
Given " > 0 and 2 L.X / the set W D 2" V is an open neighborhood of 0 in
L.X /, so CW 2 .; L.X //. If 2 Q and w 2 W then .Cw/ D ./C.w/.
There is v 2 V such that w D 2" v and hence j.w/j D 2" j.v/j 2" < ". This shows
that . C W / ../ "; ./ C "/ for all 2 Q and hence the set Q is
equicontinuous, i.e., Q is an adequate set. The set P D fjX W 2 Qg C.X / is
also adequate by Fact 1 of V.318. It is easy to check that
(2) for any 2 Q if f D jX then .f / D ./ for every 2 L.X /.
It follows from (1) that the set O D Int .P; 1
/ belongs to B. If there exists a
point 2 OnV then we can apply Problem 223 to the set V to find a functional
2 .L.X // such that ./ > 1 while .V / I and hence .V / I, i.e., 2 Q.
If f D jX then f 2 P , so we can apply (2) to see that .f / D ./ > 1 which
is a contradiction with 2 O P; 1
. This contradiction shows that O V and
hence O U . Therefore every neighborhood of 0 in L.X / contains an element
of B O, so the identity map W L.X / ! L .X / is open by Fact 3 of S.496.
Consequently, is a homeomorphism and hence .L.X // D O, i.e., our solution is
complete.
V.321. Given a space X and P X let IP D ff 2 C.X / W f .P / f0gg. Prove
that for any linear continuous functional ' W Ck .X / ! R which is not identically
zero on Ck .X /, there exists a compact subspace K X (called the support of '
and denoted by supp.'/) such that '.IK / D f0g and '.IK 0 / f0g whenever K 0 is
a proper compact subset of K.
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359
360
361
If (3) is not true then there exists a sequence S D fn W n 2 !g nf0g and a
discrete family U D fUn W n 2 !g of open subsets of X such that Un \ Sn ; for
all n 2 ! (see Fact 1 of V.245). We can assume without loss of generality (passing
to an appropriate subsequence of S if necessary) that Un \ Sm D ; whenever
m < n. Apply the property (1) to find a function fn 2 C.X / such that n .fn / 0
and fn .X nUn / f0g for each n 2 !.
Let c0 D 0; then 0 .c0 f0 / D 0. Proceeding inductively, assume that n 2 !
and we have cP0 ; : : : ; cn 2 R such that i .c0 f0 C : : : C ci fi / D i for all i n. If
P
nC1 niD0 nC1 .ci fi /
cnC1 D
then nC1 .cnC1 fnC1 / D n C 1 niD0 nC1 .ci fi / and
nC1 .fnC1 /
P
hence nC1 . nC1
iD0 ci fi / D n C 1, so our inductive procedure can be continued to
obtain a sequence fcn W n 2 !g R such that n .c0 f0 C : : : C cn fn / D n for all
n 2 !.
P
TheP
family U being discrete, the function fSD 1
iD0 ci fi is continuous on X . If
gn D niD0 ci fi then it follows from Sn \ . m>n Um / D ; that f jSn D gn jSn
and hence n .f / D n .gn / D n for all n 2 !. The set B is absorbing, so there
exists r > 0 such that 1r f 2 B and hence jn . 1r f /j 1 which implies that
n D jn .f /j r for all n 2 !. This contradiction shows that the set P is bounded
in X and hence (3) is proved.
Since X is a -space, the set K D P is compact; given any f 2 IK we have
f .S / D f0g and hence .f / D 0 for all 2 nf0g. If f B then we can
apply Problem 223 to find a continuous linear functional W Ck .X / ! R such that
.B/ I and .f / > 1. Such a functional must belong to nf0g, so .f / D 0;
this contradiction shows that f 2 B. The function f 2 IK was chosen arbitrarily,
so we proved that IK B.
Now take any f 2 K; 3
; then 2f 2 K; 23
and we can apply Fact 1 of V.321
to find a function g 2 C.X / such that gjK D f jK and jjgjjX jjf jjK 13 .
This implies that jj2gjjX 23 < and hence 2g 2 X;
B. Furthermore,
2f 2g 2 IK , so again 2g 2f 2 B. By convexity of B we have f D 12 2g C
1
.2f 2g/ 2 B, i.e., we established that K; 3
B. Now apply Fact 7 of V.318
2
to conclude that there is a set W 2 .Ck .X // such that 0 2 W K; 3
B. Thus
B is a neighborhood of 0, so we proved that the space Ck .X / is barreled; this settles
sufficiency.
Finally observe that if X is a realcompact space then it is a -space by Fact 1 of
V.246, so Ck .X / is barreled and hence our solution is complete.
V.324. Prove that Cp .X / is barreled if and only if all bounded subspaces of X are
finite.
Solution. For any Q X and " > 0 let Q; "
D ff 2 C.X / W f .Q/ ."; "/g.
Assume that Cp .X / is barreled and take a bounded set P in the space X . It is easy
to see that the set B D ff 2 Cp .X / W f .P / Ig is a barrel in Cp .X /, so we can
find a set U 2 .Cp .X // for which 0 2 U B. There exists a finite set K X
such that K; "
U for some " > 0.
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363
364
365
X Y . It follows from Problem 328 that both X and Y are bf -spaces; apply
Problem 237 to see that there exists a linear homeomorphism ' W Lp .X / ! Lp .Y /.
By Problem 239, the map ' W L.X / ! L.Y / is also a linear homeomorphism, so
the spaces X and Y are L-equivalent.
V.331. Prove that there exist l-equivalent spaces which are not L-equivalent.
Solution. Let D be a discrete space of cardinality !1 ; the spaces X D Lp .D/ and
Y D Lp .D/ D are l-equivalent by Problem 278. Fix an arbitrary n 2 N; for any
x D .x1 ; : : : ; xn / 2 X n and D .1 ; : : : ; n / 2 Rn let n .x; / D 1 x1 C : : : C
n xn . This gives us a map n W X n Rn ! L.X /; since X L.X / and L.X / is a
linear topological space, every map n is continuous.
The cardinal !1 is a precaliber of X by Problem 236; therefore !1 is a precaliber
of X n Rn and hence !1 is also a precaliber
of Pn D n .X n Rn / for all n 2 N. It
S
follows from the equality L.X / D fPn W n 2 Ng that !1 is a precaliber of L.X /
and, in particular, the space L.X / has the Souslin property.
Consider the space Cu .D/ and let jjf jj D supfjf .x/j W x 2 Dg for every
function f 2 Cu .D/. If d.f; g/ D jjf gjj for all f; g 2 Cu .D/ then d is a
metric which generates the topology of the space Cu .D/. For each f 2 Cu .D/ and
r > 0 the set B.f; "/ D fg 2 Cu .D/ W jjg f jj < "g is the open ball of radius "
centered at f .
Given d 2 D let fd .d / D 1 and fd .x/ D 0 for all x 2 Dnfd g. Since all
functions are continuous on D, the set E D ffd W d 2 Dg is contained in Cu .D/. It
is easy to see that the family fB.fd ; 12 / W d 2 Dg is disjoint, so if E T Cu .D/
then the Souslin number of T is uncountable.
There exists a continuous onto map ' W Y ! E because D is a retract of Y
which can be mapped continuously onto anything of cardinality at most !1 . We can
consider that ' W Y ! Cu .D/; since Cu .D/ is a locally convex space, we can apply
Problem 312 to find a continuous map W L.Y / ! Cu .D/ such that jY D '
and, in particular, T D .L.Y // E. By the above observation, c.T / > !, so
c.L.Y // > !; recalling that c.L.X // D ! we conclude that the spaces L.X / and
L.Y / are not even homeomorphic. Thus X and Y are l-equivalent spaces which fail
to be L-equivalent.
V.332. Prove that a space X has a weaker metrizable topology if and only if L.X /
has a weaker metrizable topology. In particular, if X and Y are L-equivalent and
X can be condensed onto a metrizable space then Y can also be condensed onto a
metrizable space.
Solution. Given a space Z say that a set A C.Z/ is adequate if A is
equicontinuous and pointwise bounded. Recall that the phrases Z has a weaker
metrizable topology and Z condenses onto a metrizable space say the same
thing.
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Fact 1. Suppose that Z is a space and we are given a metric on the set Z such that
.x; y/ 1 for all x; y 2 Z. Assume also that generates a topology .Z/.
Then the set E./ D ff 2 C.Z/ W jf .x/j 1 and jf .x/ f .y/j .x; y/ for all
x; y 2 Zg is adequate, closed in Cp .Z/ and separates the points of Z.
Proof. If g 2 Cp .Z/nE./ then there exist x; y 2 Z such that jg.x/ g.y/j >
.x; y/. The set U D ff 2 Cp .Z/ W jf .x/ f .y/j > .x; y/g is easily seen to be
open in Cp .Z/; since also g 2 U Cp .Z/nE./, the set E./ is closed in Cp .Z/.
If x 2 Z then ff .x/ W f 2 E./g I, so the set E./ is pointwise bounded.
Finally, fix x 2 Z and " > 0; the set B D fy 2 X W .x; y/ < "g is an open
neighborhood of x. If y 2 B and f 2 E./ then jf .y/ f .x/j .x; y/ < ",
so f .y/ .f .x/ "; f .x/ C "/, i.e., the set B witnesses equicontinuity of E./.
Therefore the set E./ is adequate.
Given distinct points a; b 2 Z let f .x/ D .a; x/ for all x 2 Z. It is
straightforward that f 2 E./; since also f .a/ D 0 f .b/, the set E./ separates
the points of Z and hence Fact 1 is proved.
Returning to our solution observe that X embeds in L.X /, so if L.X / has a
weaker metrizable topology then X also has one, i.e., we trivially have sufficiency.
Now assume that X has a weaker metrizable topology and hence there exists a
metric on the set X such that .x; y/ 1 for all x; y 2 X and the topology
generated by is contained in .X /. The set E./ D ff 2 C.X / W jf .x/j 1
and jf .x/ f .y/j .x; y/ for all x; y 2 X g is adequate, closed in Cp .X /
and separates the points of X (see Fact 1). For any x 2 X and f 2 E./ let
'.x/.f / D f .x/; this gives us a map ' W X ! Cu .E.// which is continuous by
Fact 9 of V.318. The space Cu .E.// is locally convex, so there exists a continuous
linear mapping W L.X / ! Cu .E.// such that jX D ' (see Problem 312).
If u 2 L.X /nf0g then there exist distinct points x1 ; : : : ; xn 2 X and numbers
1 ; : : : ; n 2 Rnf0g such that u D 1 x1 C : : : C n xn . If n D 1 then let f .x/ D 1
for all x 2 X ; it is clear that f 2 E./ and .u/.f / D 1 f .x1 / D 1 0, so
.u/ 0. If n > 1 then let f .x/ D nnf.x; xi / W 2 i ng for every x 2 X .
Given any points x; y 2 X there exist i; j 2 f2; : : : ; ng such that f .x/ D
.x; xi / and f .y/ D .x; xj /. The inequalities .x; xi / .x; xj / .x; y/ C
.y; xj / imply that f .x/ f .y/ D .x; xi / .y; xj / .x; y/. The points
x and y are in a symmetric situation so f .y/ f .x/ .x; y/ and hence
jf .x/ f .y/j .x; y/ for all x; y 2 X which shows that f 2 E./. It is
easy to see that .u/.f / D 1 .x1 ; xi / for some i 2 f2; : : : ; ng, so .u/.f / 0
and hence .u/ 0. Thus .u/ 0 for all u 2 L.X /nf0g which implies that
W L.X / ! Cu .E.// is injective. The space Cu .E.// is metrizable, so L.X /
has a weaker metrizable topology, i.e., we established necessity.
Finally, if X and Y are L-equivalent spaces and X condenses onto a metrizable
space then so does L.X /. Therefore L.Y / also condenses onto a metrizable space;
being a subspace of L.Y /, the space Y must be condensable onto a metrizable space.
V.333. Suppose that X and Y are l-equivalent spaces. Prove that, if X is
metrizable, then Y can be condensed onto a metrizable space.
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368
369
S
-discrete network in Mn for every n 2 !. Therefore F D n2! Fn is a -discrete
network in the space .Z; / as well as in the space Z. Since .Z; / is paracompact,
we can choose, for each F 2 F, a set OF 2 such that F OF and the family
fOF W F 2 Fg is -discrete in .Z; / and hence in Z.
Now take an open cover U of the space Z; say that a set F 2 F is marked if
there exists UF 2 U such that F UF . If x 2 Z then there exists U 2 U with
x 2 U ; since F is a network in Z, we can choose F 2 F such that x 2 F U .
The set F is, evidently, marked so marked elements of F cover the space Z. It is
straightforward that the family V D fUF \ OF W F is a marked element of Fg is a
-discrete refinement of U , so the space Z is paracompact (see TFS-230); since its
-approximation witnesses that Z is -metrizable, we established (iii)H)(i) and
hence Fact 2 is proved.
Fact 3. Suppose that Z is a space and .Z/ is a metrizable -approximation
of Z;Sfix a family M D fMn W n 2 !g of closed subsets of Z 0 D .Z; / such
that M D Z and jMn D .Z/jMn for all n 2 !. Denote by Ln the linear
hull of the set Mn in the linear space L.Z/ and let n and n0 be the topologies on
Ln induced from the spaces L.Z/ and L.Z 0 / respectively. The set Ln is closed in
L.Z 0 / and the identity map j W .Ln ; n / ! L.Mn / is a topological isomorphism;
if we consider that j W .Ln ; n0 / ! L.Mn / then j is a topological isomorphism as
well. In particular, n D n0 for every n 2 !.
Proof. Every set Ln is closed in Lp .Z 0 / (see Fact 2 of V.246) and hence in L.Z 0 /.
Observe that Ln and L.Mn / have the same underlying set and denote by the
topology of L.Mn / on Ln . The map j is clearly an isomorphism, so it suffices to
show that n D n0 D . It follows from .Z/ that .L.Z 0 // .L.Z// and
hence n0 n . Since Ln is a locally convex space, the identity map of Mn onto
Mn is extendable to a continuous linear map from L.Mn / onto .Ln ; n /. The set Mn
being a Hamel basis in Ln the mentioned linear extension is also the identity and
hence it coincides with j . Therefore the map j W L.Mn / ! .Ln ; n / is continuous
which shows that n .
To see that the linear isomorphism j W .Ln ; n0 / ! L.Mn / is also continuous
apply SFFS-104 to find a continuous map W Z 0 ! L.Mn / such that jMn D j .
By Problem 312 there exists a continuous linear map W L.Z 0 / ! L.Mn / such
that jZ 0 D . The set Mn being a Hamel basis in the space Ln we must have
jLn D j , so the map j W .Ln ; n0 / ! L.Mn / is, indeed, continuous. This implies
that n0 and hence we have n D n0 D , i.e., Fact 3 is proved.
Fact 4. If Z is a metrizable space then L.Z/ is -metrizable and paracompact.
Proof. Fix a metric on the set Z such that .x; y/ 1 for all x; y 2 Z and .Z/
is generated by . The set E D ff 2 C.X; I/ W jf .x/ f .y/j .x; y/ for all
x; y 2 Zg is pointwise bounded, equicontinuous and separates the points of X (see
Fact 1 of V.332). Let .x/.f / D f .x/ for any f 2 E and x 2 Z; this gives us a
continuous injective map W Z ! Cu .E/ (see Fact 9 of V.318). Let Y D .Z/
and denote by H the linear hull of Y in the space Cu .Z/. We will establish first that
E has sufficiently many functions for our purposes, namely, that
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371
U being disjoint the points y1 ; : : : ; yn are distinct and hence u 2 Gn . This proves
that W Gn . Let xi D 1 .yi /; Vi D 1 .Ui / and fi D dZnVi ; then fi 2 E
while ri D fi .xi / 0 and fi .ZnVi / f0g for all i n. The multiplication and
taking the inverse are continuous operations in R, so it follows from the equality
ti ri ri1 D ti that
(7) for every i n, there exist sets Pi ; Qi 2 .Rnf0g/ such that ti ri 2 Pi ; ri 2 Qi
and Pi .Qi /1 Oi .
It follows from (7) that xi 2 Di D fi1 .Qi /; if gi D dZnDi then gi 2 E and
gi .ZnDi / f0g for all i n. The set Ni D fv 2 H W v.fi / 2 Pi and v.gi / 0g
is open in H ; furthermore, u.fi / D ti fi .xi / D ti ri and u.gi / D ti gi .xi / 0 (we
used the
T fact that U is disjoint and Di Vi ), so u 2 Ni for every i n. Therefore
N D in Ni 2 .u; H /.
Suppose that v 2 N \ Gn and hence l.v/ D k n; then v D s1 z01 C : : : C sk z0k
for distinct points z01 ; : : : ; z0k 2 Y and s1 ; : : : ; sk 2 Rnf0g. For each i n let
zi D 1 .z0i /; we have v.fi / D s1 fi .z1 / C : : : C sk fi .zk / 0, so there is mi k
such that fi .zmi / 0 and hence zmi 2 Vi . The family fV1 ; : : : ; Vn g being disjoint,
the points zm1 ; : : : ; zmn have to be distinct, so k D n and we can change the order
of summation if necessary to be able to assume, without loss of generality, that
v D s1 z01 C : : : C sn z0n and z0i 2 Ui for all i n.
Now, v.gi / D si gi .zi / 0 implies that gi .zi / 0 and hence zi 2 Di ; an
immediate consequence is that fi .zi / 2 Qi . Since we also have v.fi / D si f .zi / 2
Pi , we conclude that si 2 Pi Qi1 Oi for any i n. Thus v 2 W which shows
that any point u 2 W has a neighborhood N in H such that N \ Gn W ; an
immediate consequence is that W is open in Gn and hence we proved that
(8) if a family fU1 ; : : : ; Un g .Y / is disjoint and O1 ; : : : ; On 2 .Rnf0g/ then
the set O1 U1 C : : : C On Un is open in Gn .
Let i.y/ D y for every y 2 Y ; then the map i W Y ! H is continuous, so we
can apply Problem 312 to find a continuous linear map j W L.Y / ! H such that
j jY D i . It follows from (5) that j is a linear isomorphism, so we can consider that
the underlying set of L.Y / coincides with H while .H / .L.Y //.
Fix n 2 N and let 0 D .H /jGn ; 1 D .L.Y //jGn ; it is evident that 0 1 . If
W 2 1 and u 2 W then there is a set W 0 2 .L.Y // such that W 0 \Gn D W . There
exist distinct y1 ; : : : ; yn 2 Y and t1 ; : : : ; tn 2 Rnf0g for which u D t1 y1 C: : :Ctn yn .
Choose disjoint sets U10 ; : : : ; Un0 2 .Y / such that yi 2 Ui0 for all i n. It follows
from continuity of linear operations in the space L.Y / that, for each i n there
exist Ui00 2 .yi ; Y / and Oi 2 .ti ; Rnf0g/ such that O1 U100 C : : : C On Un00 W 0 .
Let Ui D Ui0 \ Ui00 for all i n. Then the family fU1 ; : : : ; Un g is disjoint and
u 2 V D O1 U1 C : : : C On Un W 0 \ Gn D W . The property (8) shows that the
set V belongs to 0 . This proves that, for any point u 2 W there exists V 2 0 such
that u 2 V W ; an immediate consequence is that W 2 0 . In other words,
(9) the topologies .H /jGn and .L.Y //jGn coincide for all n 2 N.
The space H is metrizable, so every Gn is an F -set in H , S
i.e., there exists a
countable family Gn of closed subsets of H such that Gn D
Gn . The family
372
S
S
G D f0g [ . fGn W n 2 Ng/ is countable, H D
G and it follows from (9)
that .H /jP D .L.Y //jP for every P 2 G. Therefore H is a metrizable approximation of L.Y / and hence L.Y / is -metrizable and paracompact by Fact 2.
Since Z is homeomorphic to Y by (4), the space L.Z/ is also -metrizable and
paracompact, i.e., Fact 4 is proved.
Returning to our solution observe that if L.X / is paracompact and -metrizable
then so is X because X is a closed subspace of L.X / (see Problem 311); this proves
sufficiency.
Now if X is -metrizable and paracompact then we can apply Fact 1 and Fact 2 to
find a metrizable topology .X / such that there exists a sequence
fMn W n 2 !g
S
of closed subspaces of the space X 0 D .X; / for which n2! Mn D X while
Mn MnC1 and jMn D .X /jMn for all n 2 !. Apply Fact 4 to see that the space
L.X 0 / is paracompact and denote by Ln the linear hull of the set Mn in L.X 0 /. For
every n 2 ! apply Fact 3 to see that
(10) the set Ln is closed in L.X 0 / and .L.X 0 //jLn D .L.X //jLn and, besides,
Ln is homeomorphic to L.Mn /.
Apply Fact 4 toSfind a countable family S
Ln of closed metrizable subsets of Ln
such that Ln D
Ln . The family L D n2! LS
n is countable and consists
S of
closed metrizable subsets of L.X 0 /. It follows from n2! Ln D L.X 0 / that L D
L.X 0 /; apply (10) to conclude that .L.X //jA D .L.X 0 //jA for any A 2 L. Thus
.L.X 0 // is a paracompact -approximation of L.X /, so we can apply Fact 2 to
see that L.X / is -metrizable and paracompact. This settles necessity and makes
our solution complete.
V.335. Suppose that a space X is l-equivalent to a metrizable space. Prove that X
is -metrizable and paracompact.
Solution. If X is l-equivalent to a metrizable space M then X is L-equivalent to M
because M is a bf -space (see Problem 330). By Problem 334, the space L.M / is metrizable and paracompact and hence so is L.X /. Therefore X is also -metrizable
and paracompact being a closed subspace of L.X /.
V.336. For an arbitrary space X , prove that X is hemicompact if and only if Ck .X /
is first countable.
Solution. For any A X and O R let A; O
D ff 2 Ck .X / W f .A/ Og. If
X is hemicompact then
S we can find a sequence fKn W n 2 !g of compact subsets
of X such that X D n2! Kn and every compact subset of X is contained in some
Kn . The set O.n; m/ D Kn ; .2m ; 2m /
is a neighborhood of 0 for all n; m 2 !
(see Fact 7 of V.318), so it suffices to prove that O D fInt.O.n; m// W n; m 2 !g
is a local base of Ck .X / at 0. To do it take any set U 2 .0; Ck .X //; there exists
a compact set K X such that K; ."; "/
U . Choose n; m 2 ! such that
K Kn and 2m < "; it is straightforward that O.n; m/ K; ."; "/
U , so
0 2 Int.O.n; m// U which shows that the family O is a countable local base of
Ck .X / at 0, i.e., we proved necessity.
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374
Cech-complete
(see TFS-269). Since Ck .X / is a linear topological space, its topology is generated by its linear uniformity L (see Problem 134). Apply Problem 121
375
to find a complete uniform space .L; U / such that .Ck .X /; L/ is a dense uniform
subspace of .L; U /. For any pair .f; g/ 2 Ck .X / Ck .X / let s.f; g/ D f C g and
i.f / D f .
The map s W Ck .X / Ck .X / ! Ck .X / is continuous and linear, so we can
apply Problem 134 to see that it is uniformly continuous. Since Ck .X / Ck .X /
is a dense uniform subspace of L L and the space L L is complete, we can
apply Problem 119 to find a uniformly continuous map s1 W L L ! L such that
s1 jCk .X / Ck .X / D s. Analogously, the map i W Ck .X / ! Ck .X / is linear and
hence uniformly continuous, so there exists a uniformly continuous map i1 W L ! L
such that i1 jCk .X / D i .
Let sQ .u; v/ D s1 .v; u/ for any u; v 2 L L. Since addition is commutative
in Ck .X /, we have the equality sQ jCk .X / Ck .X / D s D s1 jCk .X / Ck .X /;
the space Ck .X / Ck .X / being dense in L L we conclude that sQ D s1 (see
Fact 0 of S.351), i.e., the operation s1 is commutative. Analogously, consider the
operations ; W L3 ! L defined by .u; v; w/ D s1 .s1 .u; v/; v/ and .u; v; w/ D
s1 .u; s1 .v; w// for each .u; v; w/ 2 L3 . The addition is an associative operation, so
j.Ck .X //3 D j.Ck .X //3 ; applying Fact 0 of S.351 again we conclude that D
and hence the operation s1 is associative.
Now let s2 .u/ D s1 .0; u/ for any u 2 L; since s2 .f / D 0 C f D f for all
f 2 Ck .X /, we can apply Fact 0 of S.351 once more to conclude that s2 .u/ D u
for all u 2 L, so s2 W L ! L is an identity map and hence 0 is a zero element in L.
Furthermore, let .u/ D s1 .u; i.u// for all u 2 L; then W L ! L is a continuous
map such that .f / D f C .f / D 0 for all f 2 Ck .X /; thus s1 .u; i.u// D 0 for
every u 2 L.
All these considerations show that the operation s1 W L L ! L makes L
a commutative group (actually, L is a linear topological space but we wont need
that). To simplify the notation we will write uCv instead of s1 .u; v/ and u in place
of i1 .u/.
For each u 2 L let 'u .v/ D u C v for all v 2 L; then 'u W L ! L is a continuous
map. It is clear that 'u is the inverse of 'u , so 'u is a homeomorphism for all
u 2 L. Suppose that L Ck .X / and fix a point u 2 LnCk .X /. If 'u .Ck .X // \
Ck .X / ; then there exist f; g 2 Ck .X / such that g D f C u and hence u D
g C .f / 2 Ck .X / which is a contradiction. Therefore '.Ck .X // and Ck .X / are
376
377
Q
Finally, assume that Xn is an @0 -space for all n 2 ! and let X D n2! Xn . For
each n 2 ! let Yn D X0 : : : Xn and apply (3) to find a countable network Pn in
the space Yn for all compact subsets of Yn ; we will also need the natural projection
n W X ! Yn .
S
The family N D fn1 .P / W P 2 Pn ; n 2 !g is countable, so it suffices
to show that N is a network for K.X /. Take any compact set K X and U 2
.K; X /. For every point x 2 K there exists n.x/ 2 ! and a set Ux 2S
.Yn / such
1
that x 2 Vx D n.x/
.Ux / U . Take a finite set A K such that K fVx W x 2
Ag and let n D maxfn.x/ W x 2 Ag. If Wx D n .Vx / then n1 .Wx / D Vx for all
x 2 A.
S
The set K 0 D n .K/ Yn is compact and K 0 W D fWx W x 2 Ag.
Pick P 2 Pn with K 0 P W . Then Q D n1 .PS/ 2 N and it follows from
the inclusions K n1 .K 0 / Q n1 .W / D fVx W x 2 Ag U that
K Q U and hence N is, indeed, a network for all compact subsets of X , so
we proved that any countable product of @0 -spaces is an @0 -space.
V.342. Observe that a compact-covering continuous image of an @0 -space is an @0 space. Prove that a space X is an @0 -space if and only if X is a compact-covering
continuous image of a second countable space.
Solution. Suppose that X is an @0 -space and f W X ! Y is a continuous compactcovering map. Fix a countable network N for all compact subsets of X and let
N 0 D ff .N / W N 2 N g. Suppose that K 0 Y is compact and U 0 2 .K 0 ; Y /;
there exists a compact K X such that f .K/ D K 0 . The set U D f 1 .U 0 / is open
in X and K U , so there is N 2 N with K N U . Then N 0 D f .N / 2 N 0
and K 0 N 0 U 0 ; this shows that N 0 is a countable network for all compact
subsets of Y and hence Y is an @0 -space. Therefore
378
379
380
381
from ' .f /.x/ D f .'.x// D f .y/ g.y/ D ' .g/.x/ that ' .f / ' .g/, so
the mapping ' W Ck .Y / ! E is a condensation.
To see that the map D .' /1 W E ! Ck .Y / is continuous fix a function f 2
E, let g D .f / and take any U 2 .g; Ck .Y //. There exists a compact set K Y
such that g; K; "
Y U for some " > 0. The map ' being compact-covering, we
can find a compact set L X for which '.L/ D K. Apply Fact 7 of V.318 to
see that there is an open set W in the space Ck .X / such that f 2 W f; L; "
X .
Thus V D W \ E is an open neighborhood of f in the space E. If h 2 V and
u D .h/ then h D ' .u/. Fix a point y 2 K and pick x 2 L with '.x/ D y.
We have ju.y/ g.y/j D jh.x/ f .x/j < ", so u 2 g; K; "
Y . This shows that
.h/ 2 g; K; "
Y U for all h 2 V , i.e., .V / U and hence the set V witnesses
continuity of at the point f . Consequently, the map D .' /1 is continuous and
hence ' W Ck .Y / ! E is a homeomorphism.
V.346. Given a compact subspace K of a space X let v.f; x/ D f .x/ for every
f 2 Ck .X / and x 2 K. Prove that the map v W Ck .X / K ! R is continuous.
Solution. For any function f 2 Ck .X / and L X we will need the set
f; L; "
D fg 2 Ck .X / W jg.x/ f .x/j < " for all x 2 Lg
for every " > 0. To prove continuity of the map v fix f0 2 Ck .X /; x0 2 K and
" > 0; let r D f0 .x0 / D v.f0 ; x0 /. Apply Fact 7 of V.318 to see that there is an open
set W in the space Ck .X / such that f0 2 W f0 ; K; 2"
. The set V D fx 2 K W
f0 .x/ 2 .r 2" ; r C 2" /g is an open neighborhood of the point x0 in the space K, so
O D W V is an open neighborhood of the point .f0 ; x0 / in Ck .X /K. If .f; x/ 2
O then x 2 V and hence jf0 .x/ f0 .x0 /j < 2" ; since also f 2 f0 ; K; 2"
, we have
jf .x/ f0 .x/j < 2" which implies that jv.f; x/ v.f0 ; x0 /j D jf .x/ f0 .x0 /j < ",
so the set O witnesses that the function v is continuous at the point .f0 ; x0 /.
V.347. Prove that the following properties are equivalent for any space X :
(i) X is an @0 -space;
(ii) Ck .X / is an @0 -space.
(iii) Ck .X / has a countable network.
Solution. Given a space Z, a set K Z and a function f 2 C.Z/ consider the
set f; K; "
D fg 2 C.Z/ W jg.x/ f .x/j < " for all x 2 Kg for every " > 0.
Furthermore, if Q R then hK; Qi D ff 2 C.Z/ W f .K/ Qg. Given a family
S of open subsets of Z say that a family B exp.Z/ is an S-network for compact
subsets of Z if for any compact K Z and S 2 S with K S there exists B 2 B
for which K B S .
Fact 1. A space Z is an @0 -space if and only if it has a subbase S such that some
countable family B of subsets of Z is an S-network for compact subsets of Z.
382
Proof. If Z is an @0 -space then it has a network B for all compact subsets of Z; the
family S D .Z/ is a subbase of Z and B is an S-network for compact subsets of
Z, so we proved necessity.
Now assume that S is a subbase of Z and B is a countable S-network for compact
subsets of Z. Let C be the family of all finite intersections of the elements of B and
denote by D the family of all finite unions of the elements of C. It is clear that
jDj !; let us prove that D is a network for all compact subsets of Z.
Fix a compact set K Z and U 2 .K; Z/; say that a set G 2 .K/ is adequate
if there exists C 2 C such
finite
T that G C U . Given any x 2 K there exists aT
S 0 S such that x 2 S 0 U . Take a set V 2 .x; Z/ for which V S 0 ;
if S 2 S 0 then the set T
F D V \ K is contained in S , so we can find PS 2 B with
F PS S . If C D fPS W S 2 S 0 g then F C U and C 2 C; an immediate
consequence is that G D V \ K 3 x is an adequate set. Thus, for any x 2 K there
exists an adequate set G
Sx such that x 2 Gx . By compactness of K there is a finite
A K such that K D fGx W x 2 Ag.
S
For every x 2 A pick Cx 2 C for which Gx Cx U ; then D D fCx W x 2
Ag is an element of D and K D U . This shows that D is a countable network
for all compact subsets of Z, i.e., Z is an @0 -space, so we settled sufficiency and
hence Fact 1 is proved.
Fact 2. For any space Z the family S D fhK; Oi W K is a compact subset of Z and
O 2 .R/g is a subbase of the space Ck .Z/.
Proof. Suppose that K Z is compact, O 2 .R/ and f 2 hK; Oi. Then f .K/
O and it follows from compactness of the set f .K/ that there exists " > 0 such that
jf .x/ rj > " whenever x 2 K and r 2 RnO. Take any g 2 f; K; "
; if x 2 K
and r D g.x/ 2 RnO then " < jr f .x/j D jg.x/ f .x/j < "; this contradiction
shows that g 2 hK; Oi and hence f; K; "
hK; Oi. By definition of the topology
of Ck .Z/ every set hK; Oi is open in Ck .Z/, i.e., S .Ck .Z//.
Now assume that U 2 .Ck .Z// and f 2 U ; there exists a compact set K Z
such that f; K; "
U for some " > 0. It is easy to find a finite set A K for
which f .A/ is an 3" -net for f .K/, i.e., for every x 2 K there is a 2 A such that
"
jf .x/ f .a/j < 3" . The set
S Ka D fx 2 K W jf .x/ f .a/j " 3 g is compact
for every a 2 A and K D fKa W a 2 Ag. If Qa D .f .a/ 2 ; T
f .a/ C 2" / then
Sa D hKa ; Qa i 2 S and f 2 Sa for all a 2 A; therefore f 2 S D fSa W a 2 Ag.
If g 2 S and x 2 K then take a 2 A such that jf .x/ f .a/j < 3" ; then x 2 Ka
and it follows from g 2 Sa that jg.x/ f .a/j < 2" . An immediate consequence is
that jg.x/ f .x/j 2" C 3" < " and hence g 2 f; K; "
U for every g 2 S . Thus
finite intersections of the elements of S form a base in Ck .Z/, so S is a subbase of
Ck .Z/, i.e., Fact 2 is proved.
Returning to our solution suppose that X is an @0 -space. By Problem 342 there
exists a second countable space M and a compact-covering map ' W M ! X .
The dual map ' W Ck .X / ! Ck .M / is an embedding by Problem 345, so it
suffices to show that Ck .M / is an @0 -space (see Problem 341).
383
Let B be a countable base of M closed under finite unions and finite intersections.
It is easy to see that
(1) the family B is a network for all compact subsets of M .
The family S D fhC; U i W C M is compact and U is an open subset of Rg is a
subbase of Ck .M / by Fact 2. Denote by Q the family of all finite unions of intervals
with rational endpoints; it is easy to see that Q is a network for all compact subsets
of R. Consider the countable family O D fhB; Qi W B 2 B and Q 2 Qg.
Suppose that K hC; U i 2 S and K is a compact subset of Ck .M /. For any
f 2 Ck .M / and x 2 C let v.f; x/ D f .x/; then the map v W Ck .M / C ! R is
continuous by Problem 346. For every x 2 C the set K.x/ D v.K; x/ is compact
being a continuous image of the compact set K fxg. We will need the following
property of the sets K.x/.
(2) if fxn W n 2 !g C and xn ! x then for any G 2 .K.x/; R/ there exists
m 2 ! such that K.xn / G for all n m.
If (2) does not hold then we can find a subsequence fxni W i 2 !g of the sequence
fxn W n 2 !g and a sequence S D ffi W i 2 !g K such that fi .xni / G
for all i 2 !. Pick an accumulation point f 2 K for the sequence S ; it follows
from f .x/ 2 K.x/ G that v.f; x/ D f .x/ 2 G, so continuity of v at the point
.f; x/ implies that we can find i 2 ! such that fi .xni / D v.fi ; xni / 2 G. This
contradiction shows that (2) is true.
Our next step is to show that
(3) there is B 2 B such that C B and v.K; B/ Q U for some Q 2 Q.
Let fQn W n 2 !g be an enumeration of all elements of Q contained in U . It is
easy to see that .C; M / !; recalling that B is closed under finite unions and
intersections we can choose a countable outer base B 0 D fBn W n 2 !g B of
the set C in M such that BnC1 Bn for all n 2 !. If (3) does not hold then
v.K; Bn /n.Q0 [ : : : [ Qn / ; and hence we can find a function gn 2 K and
yn 2 Bn such that gn .yn / Q0 [ : : : Qn for all n 2 !.
It is straightforward that the set C [ fyn W n 2 !g is compact, so the sequence
fyn W n 2 !g contains a subsequence fyni W i 2 !g which converges to a point
y 2 C . It S
follows from K hC; U i that K.y/ U ; the set K.y/ is compact and
K.y/ n2! Qn , so there is n 2 ! such that K.y/ Q D Q0 [ : : : [ Qn
Apply (2) to see that there exists m 2 ! for which K.yni / Q for all i m. For
i D m C n we have K.yni / Q Q0 D Q0 [ : : : [ Qni and hence gni .yni / 2 Q0
which is a contradiction, i.e., (3) is proved.
An immediate consequence of (3) is that K hB; Qi hC; U i which proves
that for the subbase S of the space Ck .M / the family O is an S-network for compact
subsets of Ck .M /. This, together with Fact 1 shows that Ck .M / is an @0 -space and
hence Ck .X / is an @0 -space, so we established that (i)H)(ii).
The implication (ii)H)(iii) is trivial, T
so assume that Ck .X / has a countable
network N and consider the set PN D ff 1 ..0; C1// W f 2 N g for each
N 2 N . The family P D fPN W N 2 N g is countable; let us prove that P is a
network for all compact subsets of X .
384
385
O1 ; : : : ; On 2 .T / such that g0 2 U 0 D z1 ; : : : ; zn ; O1 ; : : : ; On
TZ U . If yi D
'.zi / for all i n then W D y1 ; : : : ; yn ; O1 ; : : : ; On
TZ 0 is an open neighborhood of
the function h0 in the space Cp .Z 0 ; T /. It is straightforward that ' .W / U 0 U ,
so the map ' is continuous at the point h0 .
To see that ' is an injection take distinct f; g 2 Cp .Z 0 ; T /. Then f .y/ g.y/
for some y 2 Z 0 . If z 2 ' 1 .y/ then ' .f /.z/ D f .y/ g.y/ D ' .g/.z/ and
hence ' .f / ' .g/.
Let E D ' .Cp .Z 0 ; T //; to see that the mapping .' /1 W E ! Cp .Z 0 ; T / is
continuous take any f 2 E and let g D .' /1 .f /. Fix a set U 2 .g; Cp .Z 0 ; T //;
there are y1 ; : : : ; yn 2 Y and O1 ; : : : ; On 2 .T / such that
g 2 U 0 D y1 ; : : : ; yn ; O1 ; : : : ; On
TZ 0 U:
Choose xi 2 ' 1 .yi / for all i n; the set V D x1 ; : : : ; xn ; O1 ; : : : ; On
\ E
is an open neighborhood of f in the space E. If h 2 V and u D .' /1 .h/ then
h.xi / D ' .u/.xi / D u.'.xi // D u.yi / 2 Oi for all i n. Thus u D .' /1 .h/ 2
U 0 for any h 2 V and hence .' /1 .V / U 0 U which proves continuity of the
map .' /1 at an arbitrary point f . Hence the mapping ' W Cp .Z 0 ; T / ! E is a
homeomorphism, so Fact 1 is proved.
Returning to our solution fix a countable network N for all compact subsets of
Y which is closed under finite unions; there exists a second countable space M
and a continuous onto map ' W M ! X (see Fact 6 of T.250). The dual map
' W Cp .X; Y / ! Cp .M; Y / is an embedding by Fact 1, so it suffices to show that
Cp .M; Y / has a countable network.
Let B be a countable base of M closed under finite unions. Given B 2 B and
N 2 N let hB; N i D ff 2 Cp .M; Y / W f .B/ N g. Consider the family
S 0 D fhB; N i W B 2 B and N 2 N g; we will show that the family S of all
finite intersections of the elements of S 0 is a network in Cp .M; Y /. Our main tool
will be the following property.
(1) For any f 2 Cp .M; Y / if x 2 M and U 2 .f .x/; Y / then there exists N 2 N
such that N U and x 2 Int.f 1 .N //.
Let fNk W k 2 !g be an enumeration of all elements of N contained in U and
suppose that (1) does not hold. Since N is closed under finite unions, the point x
does not belong to the interior of the set Pk D f 1 .N0 / [ : : : f 1 .Nk / for all
k 2 !. Take a decreasing local base fWk W k 2 !g at the point x such that W0
f 1 .U / and choose a point yk 2 Wk nPk for every k 2 !. It is clear that the set
F D fyg [ fyk W k 2 !g is compact and the set fk 2 ! W f .yk / 2 Ni g is finite for
every i 2 !. However, G D f .F / is a compact subset of U , so there is N 2 N
with G N U . We have N D Ni for some i 2 !, so ff .yk / W k 2 !g Ni ;
this contradiction shows that (1) is proved.
Fix f 2 Cp .M; Y / and U 2 .f; Cp .M; Y //. There are points x1 ; : : : ; xn 2 M
and O1 ; : : : ; On 2 .Y / for which f 2 U 0 D x1 ; : : : ; xn ; O1 ; : : : ; On
YM U .
386
Apply (1) to find a set Ni 2 N such that Ni Oi and xi 2 Vi D Int.f 1 .Ni // for
all i D 1; : : : ;T
n. Pick Bi 2 B such that xi 2 Bi Vi ; then f 2 hBi ; Ni i for all
i n. If S D fhBi ; Ni i W i ng then it is straightforward that f 2 S U 0 U ,
so S is a countable network of Cp .M; Y /. We already observed that this implies that
nw.Cp .X; Y // ! and hence our solution is complete.
V.350. Given spaces X; Y and a function u W X Y ! R let ux .y/ D u.x; y/ for
all y 2 Y ; then ux W Y ! R for every x 2 X . Analogously, let uy .x/ D u.x; y/ for
all x 2 X ; then uy W X ! R for every y 2 Y . Say that the function u is separately
continuous if the functions ux and uy are continuous (on Y and X respectively)
for all x 2 X and y 2 Y . Let Cps .X Y / be the set of all separately continuous
functions on X Y with the topology induced from RXY . Observe that Cps .X Y /
is a locally convex space and let .'/.x; y/ D '.x/.y/ for any continuous function
' W X ! Cp .Y /. Prove that .'/ 2 Cps .X Y / for every ' 2 Cp .X; Cp .Y // and
W Cp .X; Cp .Y // ! Cps .X Y / is a linear homeomorphism.
Solution. It is easy to see that Cps .X Y / is a linear subspace of RXY , so
Cps .X Y / is a locally convex space. Besides, Cp .X; Cp .Y // is a linear subspace
of Cp .Y /X , so Cp .X; Cp .Y // is also a locally convex space.
For each x 2 X and ' 2 Cp .X; Cp .Y // the function .'/x is continuous because
it coincides with '.x/ 2 Cp .Y /. If y 2 Y then let y W Cp .Y / ! R be the
projection onto the coordinate determined by y; then .'/y D y ' is a continuous
map, so .'/ is separately continuous, i.e., .'/ 2 Cps .X Y / for every ' 2
Cp .X; Cp .Y //.
If ' and are distinct elements of Cp .X; Cp .Y // then '.x/ .x/ for some
x 2 X ; consequently, '.x/.y/ .x/.y/ for a point y 2 Y . This shows that
.'/.x; y/ ./.x; y/ and hence .'/ ./, i.e., is an injective map.
Given any u 2 Cps .X Y / let '.x/ D ux ; then '.x/ 2 Cp .Y / for every x 2 X
and therefore ' W X ! Cp .Y /. For each y 2 Y the map y ' is continuous
because it coincides with uy ; applying TFS-102 we conclude that ' W X ! Cp .Y /
is continuous. We have .'/.x; y/ D '.x/.y/ D ux .y/ D u.x; y/ for all .x; y/ 2
X Y ; this shows that .'/ D u, so is also surjective, i.e., W Cp .X; Cp .Y // !
Cps .X Y / is a bijective map. We omit a simple verification of linearity of ; once
it is done we can see that is a linear isomorphism.
Given .x; y/ 2 X Y let p.x;y/ .u/ D u.x; y/ for each u 2 Cps .X Y /; then
p.x;y/ W Cps .X Y / ! R is the projection onto the factor determined by the point
.x; y/. For every x 2 X let qx .'/ D '.x/ for each function ' 2 Cp .X; Cp .Y //;
then qx W Cp .X; Cp .Y // ! Cp .Y / is the projection onto the factor determined
by x.
Fix any point .x; y/ 2 X Y ; then .p.x;y/ /.'/ D '.x/.y/ for every function
' 2 Cp .X; Cp .Y //. Therefore p.x;y/ D y qx is a continuous map for
every .x; y/ 2 X Y , so we can apply TFS-102 once again to conclude that
is continuous.
Finally take any x 2 X and u 2 Cps .X Y /; if ' D 1 .u/ then qx .'/ D ux ;
to see that the map qx 1 W Cps .X Y / ! Cp .Y / is continuous observe that
387
2u.x; y/
whenever .x; y/ .z; z/:
u.x; y/ C u.x; z/ C u.z; y/
388
S
X D K. Now, if n 2 N and the moves V1 ; U1 ; : : : ; Vn1 ; Un1 ; Vn are made then
let Un D .V1 ; : : : ; Vn / D Vn nKn ; it is clear that Vn is a nonempty open subset of
Un , so we defined a strategy for the player E on the space X .
SupposeT
that P D fUn ; Vn W n 2 Ng is a play in which E applies the strategy
; if P D P then P \ Kn D ; for all n 2 N and hence P D ;. Therefore the
strategy is winning for the player E; this contradiction shows that X is of second
category in itself, i.e., we proved sufficiency.
Now assume that X is of second category in itself and s is a strategy of the
player E in the NE-game on the space X . The family B D fs.V / W V 2 .X /g
is a -base of the space X , so we can choose a maximal disjoint
S (with respect to
inclusion) subfamily U .1/ of the family B. It is evident that U .1/ is dense in
X . For any U 2 U .1/ fix a set V D 1 .U / 2 .X / such that U D s.V / and
let V.1/ D f1 .U / W U 2 U .1/g. It is clear that the map 1 W U .1/ ! V.1/ is a
bijection.
Proceeding by induction assume that n 2 N and we have constructed families
U .1/; V.1/ : : : ; U .n/; V.n/ of nonempty open subsets of X with the following
properties:
S
(1) the family U .i / is disjoint and U .i / is dense in X for every i n;
(2) for every i n a bijection i W U .i / ! V.i / is fixed in such a way that
U i .U / for each U 2 U .i /;
(3) if i < n and V 2 V.i C 1/ then there is U 2 U .i / with V U ;
(4) if k n and U1 : : : Uk where Ui 2 U .i / for all i k then letting
Vi D i .Ui / we obtain an initial segment V1 ; U1 ; : : : ; Vk ; Uk of a play in the
NE-game such that Ui D s.V1 ; U1 ; : : : ; Vi1 ; Ui1 ; Vi / for all i k.
Fix a set Un 2 U .n/ and let Vn D n .Un /; if 1 < k n and we have the sets
Vk ; Uk ; : : : ; Vn ; Un , then we can apply (3) to find a set Uk1 2 U .k 1/ (which
is evidently, unique) with Vk Uk1 ; let Vk1 D k1 .Uk1 /. This inductive
construction gives us the sets U1 : : : Un , so the property (4) implies that
V1 ; U1 ; : : : ; Vn ; Un is an initial segment of a play in which E applies the strategy s.
Therefore we can consider the family B D fs.V1 ; : : : ; Vn ; V / W V 2 .Un /g which
is, evidently, a -base in Un ; choose
a maximal disjoint subfamily U .n C 1/Un
of
S
the family B. It is evident that U .n C 1/ is dense in Un . For each U 2 U .n C 1/
there exists V D nC1 .U / 2 .Un / such that U D s.V1 ; : : : ; Vn ; V /; it is
immediate that the family V.n C 1/Un
D fnC1 .U / W U 2 U .n C 1/g consists of
nonempty open subsets
of Un and nC1 W U .nC1/Un
! V.nC1/Un
is a bijection.
S
If U .n C 1/ D fU .n C 1/Un
W Un 2 U .n/g and V.n C 1/ D nC1 .U .n C 1//
then the map nC1 W U .n C 1/ ! V.n C 1/ is a bijection while the family U .n C 1/
is disjoint and its union is dense in X .
It is straightforward to verify that the properties (1)(4) now hold if we replace n
with n C 1. Thus our inductive procedure can be continued to construct a sequence
of families fU .i /; V.i / W i 2 Ng with the conditions
(1)(4) satisfied for all n 2 N.
S
It follows from (1) that the set Fi D X n. U .i // is closed and nowhere dense
in X for every
S i 2 N; since X is of second
T Scategory in itself, there exists a point
x 2 X n. fFi W i 2 Ng/. Thus x 2 f U .i / W i 2 Ng, so we can choose a
389
T
sequence fUi W i 2 Ng such that Ui 2 U .i / for each i 2 N and x 2 fUi W i 2 Ng.
For every i 2 N it is an easy consequence of (1)(3) that UiC1 Ui ; let Vi D
i .Ui /. The property (4) shows that
T P D fVi ; Ui W i 2 Ng is a play in which E
applies the strategy s. Now, x 2 P, so s is not winning for E. Since a strategy s
of the player E was taken arbitrarily, we proved that no strategy of E is winning;
this settles necessity and makes our solution complete.
V.353. Prove that a space X has the Baire property if and only if the player E has
no winning strategy in the BanachMazur E-game on X .
Solution. Suppose that the player E does not have a winning strategy on X in the
BanachMazur E-game. Fix a nonempty open set U X and assume that E has
a winning strategy s in the NE-game on the space U . To define a strategy of E
in the E-game on X let .;/ D U . For any V1 2 .U / we can consider V1 to be
the first move of NE in the NE-game on V , so we can define .V1 / D s.V1 /. It is
evident that .U / is the family of all admissible sets for .
Proceeding by induction assume that n 2 N and we proved that, for each
i n, an i -tuple .V1 ; : : : ; Vi / is admissible for the strategy s if and only if it
is admissible for the strategy and .V1 ; : : : ; Vi / D s.V1 ; : : : ; Vi /. Observe that
fV1 ; U1 ; : : : ; Vn ; Un ; VnC1 g is an initial segment of a play in the NE-game on the
space U if and only if fU; V1 ; U1 ; V2 ; : : : ; Un1 ; Vn ; Un ; VnC1 g is an initial segment
of a play in the E-game on X . By the induction hypothesis we have the equalities
Ui D s.V1 ; : : : ; Vi / D .V1 ; : : : ; Vi / for all i n. The .nC1/-tuple .V1 ; : : : ; VnC1 /
is admissible for if and only if VnC1 Un and this happens precisely when it is
admissible for s, so we can let .V1 ; : : : ; VnC1 / D s.V1 ; : : : ; VnC1 / completing our
construction of a strategy for the player E in the E-game on X .
The strategy s is winning, so is also winning because, apart from the set U , all
plays where E applies coincide with the respective plays on E where E uses the
strategy s. This contradiction shows that E does not have a winning strategy on the
NE-game on U and hence U is of second category in itself by Problem 352. Thus
every U 2 .X / is of second category, i.e., X has the Baire property which shows
that we proved sufficiency.
Now suppose that X has the Baire property and is a strategy of the player E
in the E-game on X ; let U D .;/. Every V1 2 .U / is admissible for , so
we can let s.V1 / D .V1 /. Proceeding inductively as above it is easy to see that
letting s.V1 ; : : : ; Vn / D .V1 ; : : : ; Vn / for every admissible n-tuple .V1 ; : : : ; Vn / for
the strategy we consistently define a strategy s for the player E in the NE-game
on the space U .
The set U is of second category in itself, so the strategy s cannot be winning by
Problem 352. Since any play where E applies coincides (apart from the set U )
with the respective play on E where E uses the strategy s, the strategy is not
winning either. Thus E does not have a winning strategy in the E-game on the
space X and hence we settled necessity.
390
391
Suppose that X is not locally compact at the point a. Since the moving off
property is closed-hereditary, any closed neighborhood of a is a non-compact space
with the moving off property; therefore it is not countably compact by Problem 354.
Thus we can choose an infinite closed discrete set Dn O nC1 ; observe that Dn
On for every n 2 !. Take a faithful enumeration fxn W n 2 !g of some countably
infinite set D D0 and consider the family D D ffxn ; d g W d 2 Dn ; n 2 !g.
If K X is compact then D \ K is finite, so there exists n 2 ! such that
xn K. The set Dn \ K is also finite, so we can find d 2 Dn with d K. Now
fxn ; d g 2 D and fxn ; d g \ K D ;; this proves that D is a moving off collection.
Consequently, there is an infinite D0 D which has a discrete open expansion.
Observe that if fxn ; d g and fxm ; eg are distinct elements of D0 then m n, so we
can choose an increasing sequence fni W i 2 !g ! and dni 2 Dni for all i 2 !
in such a way that ffxni ; dni g W i 2 !g D0 and, in particular, fdni W i 2 !g is a
faithfully indexed closed discrete subset of X . However, dni 2 Oni for all i 2 !, so
we can apply (1) to conclude that the sequence fdni W i 2 !g has an accumulation
point; this contradiction shows that X is locally compact at any point a 2 X .
V.356. Prove that the following conditions are equivalent for any space X ;:
(i) X has the moving off property;
(ii) given a sequence fKi W i 2 !g of moving off collections in X , we can choose
Ki 2 Ki for each i 2 !, such that the family fKi W i 2 !g has a discrete open
expansion;
(iii) the player II has no winning strategy in the GruenhageMa game on X .
Solution. Suppose that the space X has the moving off property and we are given
a sequence fKi W i 2 !g of moving off collections in X . Since nonempty compact
spaces do not admit moving off collections, the space X is not compact and hence
not pseudocompact by Problem 354, so we can fix a faithfully indexed closed
discrete set D D fdn W n 2 !g X .
For every n 2 ! consider
S the family Ln D ffdn g [ L0 [ : : : [ Ln W Li 2 Ki
for all i ng and let L D n2! Ln . Given a compact set F X , the set D \ F
is finite, so there is n 2 ! such that dn F . Pick Li 2 Ki with Li \ F D ; for
all i n; this is possible because every Ki is a moving off collection. Then the set
L D fdn g [ L0 [ : : : [ Ln belongs to L and L \ F D ;; this shows that L is a
moving off family.
Thus there exists an infinite family L0 L which has a discrete open expansion.
If L D fdn g [ L0 [ : : : [ Ln and L0 D fdm g [ P0 [ : : : [ Pm are distinct elements of
L0 then they are disjoint, so n m. Therefore we can find an increasing sequence
fni W i 2 !g ! and a set Qi D fdni g [ Li0 [ : : : [ Lnnii 2 Lni such that Qi 2 L0
for each i 2 !. Observe that we have i ni , so Lni i 2 Ki ; thus, letting Ki D Lni i
for every i 2 ! we obtain the promised sequence fKi W i 2 !g which has a discrete
open expansion. This shows that (i)H)(ii).
For each k 2 N denote by SkSthe family of all finite sequences of the elements
of ! of length k and let S D fSk W k 2 Ng. If s D .n1 ; : : : ; nk / 2 S then
si
D .s1 ; : : : ; si / for every i D 1; : : : ; k and s _ n D .n1 ; : : : ; nk ; n/ for all n 2 !.
392
Next, assume that the property (ii) holds for X and is a strategy of the player
II in the GruenhageMa game on the space X . The family f .K/ W K 2 K.X /g is
clearly moving off, so we can choose a sequence fKn W n 2 !g K.X / such that
f .Kn / W n 2 !g has a discrete open expansion; let K.n/ D Kn and L.n/ D .Kn /
for every n 2 !.
Proceeding by induction assume that n 2 N and, for any nonempty finite
sequence s of elements of ! of length at most n, we have defined sets Ks and Ls is
such a way that
(1) if k n and s 2 Sk then the family Ks1
; Ls1
; : : : ; Ksk
; Lsk
is an initial
segment of a play in which II applies the strategy .
(2) the family fLs _ n W n 2 !g has a discrete open expansion for every sequence s
of length at most n 1.
Fix any sequence s 2 Sn ; then Ks1
; Ls1
; : : : ; Ksn
; Lsn
is an initial segment of
a play on X in which II applies the strategy . It is clear that the family fP .K/ D
.Ks1
; : : : ; Ksn
; K/ W K 2 K.X /g is moving off, so we can choose a faithfully
indexed sequence fKn W n 2 !g K.X / such that fP .Kn / W n 2 !g has a discrete
open expansion. Let Ks _ n D Kn and Ls _ n D P .Kn / for all n 2 !. Having done
this construction for all s 2 Sn we obtain the sets Kt and Lt for all t 2 SnC1
and it is straightforward that the conditions (1) and (2) are satisfied if n is replaced
with n C 1. Therefore our inductive procedure can be continued to obtain a family
fKs ; Ls W s 2 Sg for which (1) and (2) are fulfilled for all n 2 N.
Any family which has a discrete open expansion is moving off so the family
Qs D fLs _ n W n 2 !g is moving off for each s 2 S [ f;g. Apply (2) to pick
Qs 2 Qs for all s 2 S [ f;g in such a way that the family P D fQs W s 2 S [ f;gg
has a discrete open expansion.
Thus there is n1 2 ! such that L.n1 / 2 P. Proceeding inductively assume that
k 2 N and we have a sequence s D .n1 ; : : : ; nk / such that Lsi
2 P for all i k.
By our choice of P there exists nkC1 2 ! such that Ls _ nkC1 2 P. Therefore this
inductive procedure can be continued to construct a sequence fni W i 2 Ng !
such that L.n1 ;:::;nk / 2 P for all k 2 N.
Let Pk D K.n1 ;:::;nk / and Qk D L.n1 ;:::;nk / for all k 2 N; it follows from (1)
and (2) that fPk ; Qk W k 2 Ng is a play in which II applies the strategy . It
follows from fQk W k 2 Ng P that the family fQk W k 2 Ng has a discrete open
expansion and hence the strategy is not winning. Recall that a strategy of the
second player was taken arbitrarily so we showed that II has no winning strategy
if (ii) is assumed, i.e., (ii)H)(iii).
Finally, assume that II has no winning strategy in the GruenhageMa game on
the space X while X does not have the moving off property. This means that there
exists a moving off family P in the space X such that no infinite subfamily of P
has a discrete open expansion. If moves K1 ; L1 ; : : : ; Kn1 ; Ln1 ; Kn are made in
the game of GruenhageMa
on X then let .K1 ; : : : ; Kn / be an element of P which
S
does not meet Kn [ . fKi [ Li W 1 i < ng/; such an element exists because P
is a moving off family. In any play where II applies the set of choices of II is
an infinite subfamily of P, so it does not have a discrete open expansion, i.e., is
393
a winning strategy; this contradiction shows that we settled (iii)H)(i) and thereby
completed our solution.
V.357. Prove that, if Ck .X / has the Baire property then the space X has the moving
off property.
Solution. If K is a compact subset of the space X and O 2 .R/ then the set
hK; Oi D ff 2 Ck .X / W f .K/ Og is open in Ck .X / by Fact 2 of V.347.
Suppose that PSis a moving off family in the space X and consider, for any n 2 !,
the set Un D fhK; .n; C1/i W K 2 Pg. By our above observation the set Un is
open in Ck .X / for each n 2 !. If W is a nonempty open subset of Ck .X / then there
exists a function f 2 W and a compact set L X such that the set
H D fg 2 Ck .X / W jg.x/ f .x/j < " for all x 2 Lg
is contained in W for some " > 0. Pick K 2 P with K \ L D ; and define a
function h W K [ L ! R by the equalities hjL D f and h.x/ D n C 1 for every
x 2 K. It is evident that h is continuous on K [ L, so there exists g 2 Ck .X / such
that gj.K [ L/ D h (see Fact 1 of T.218). It is clear that g 2 H \ Un W \ Un ,
i.e., W \ Un ; for any nonempty open set W Ck .X /.
This shows that every set Un is dense inT
Ck .X /, so the Baire property of Ck .X /
implies that we can find a function f 2 n2! Un . Pick a set K0 2 P such that
f 2 hK0 ; .0; C1/i and let a0 D 0; since f .K0 / is compact, we can find b0 > a0
such that f .K0 / .a0 ; b0 /.
Proceeding inductively, assume that k 2 ! and we have chosen K0 ; : : : ; Kk 2 P
and a0 ; b0 ; : : : ; ak ; bk 2 R such that
(1) ai < bi and f .Ki / .ai ; bi / for all i k;
(2) bi C 1 < aiC1 for all i D 0; : : : ; k 1.
Take n 2 ! with n > bk C 1 and let akC1 D n; there exists KkC1 2 P such
that f .KkC1 / .akC1 ; C1/. The set f .KkC1 / being compact we can find bkC1 >
akC1 for which f .KkC1 / .akC1 ; bkC1 /. It is clear that the properties (1) and (2)
now hold if we replace k with k C 1. Thus our inductive procedure can be continued
to construct families fKi W i 2 !g P and fai ; bi W i 2 !g R such that the
conditions (1) and (2) are satisfied for all k 2 !.
It is immediate from (1) and (2) that f.ai ; bi / W i 2 !g is a discrete open
expansion of the family ff .Ki / W i 2 !g, so ff 1 ..ai ; bi // W i 2 !g is a discrete
open expansion of an infinite family fKi W i 2 !g P. Therefore the space X has
the moving off property.
V.358. Prove that, for any q-space X , the following conditions are equivalent:
(i) Ck .X / has the Baire property;
(ii) X has the moving off property;
(iii) the player II has no winning strategy in GruenhageMa game on the space X .
394
395
Take "nC1 2 .0; 2n1 /, a compact set EnC1 AnC1 and fnC1 2 Ck .X / such
that "nC1 < "n and fnC1 ; EnC1 ; "nC1
nC1 .gnC1 ; AnC1 ; "n
/.
Take a set DnC1
EnC1 and let LnC1 D s.K1 ; : : : ; Kn / D DnC1 nInt.AnC1 /.
This defines a strategy s for the second player on the space X and if fKi ; Li W i 2 Ng
is a play in which II applies s then we also have families fAi ; Di ; Ei W i 2 !g
together with the functions ffi ; gi W i 2 Ng and positive numbers f"i W i 2 Ng with
the properties (1)(4) fulfilled for all n 2 N.
By our assumption the strategy s cannot be winning, so we can fix a play
fKi ; Li W i 2 Ng in which II applies s and loses; we also have our overhead
consisting of the families fAi ; Di ; Ei W i 2 !g together with the functions
ffi ; gi W i 2 Ng and positive numbers f"S
i W i 2 Ng with the properties (1)(4).
It follows from (1) and (3) that A D fAn W n 2 Ng is an open subset of X . The
properties (2) and (3) imply the inequality jfiC1 .x/fi .x/j < 2i for every x 2 Ei
and i 2 N. Since the sequence fEi W i 2 Ng is increasing, we have jfnC1 .x/
fn .x/j < 2n for all x 2 Ei and n i ; it is an easy exercise that this implies that the
sequence ffn W n 2 Ng converges uniformly on every set EiS
. Let f .x/ D lim fn .x/
for every x 2 A; this definition is consistent because A D fEi W i 2 Ng. Letting
f .x/ D 0 for all x 2 X nA we obtain a function f W X ! R.
Let Wn D fn ; En ; "n
for all n 2 N. It follows from (2) and (3) that WnC1 Wn ,
so ffi W i ng Wn for all n 2 N. As a consequence,
(5) jfi .y/ fn .y/j < "n for all i n and therefore jf .y/ fn .y/j "n < 2n
for every y 2 En and n 2 N.
Observe that f jEi is continuous on Ei being a uniform limit of continuous
functions. If x 2 Ei then x 2 Int.EiC1 / by the property (1), so it follows from
continuity of f jEiC1 that the function f is continuous at the point x.
Now, fix a point x 2 X nA and " > 0; pick m 2 N with 2mC1 < ". Since the
play fKi ; Li S
W i 2 Ng is a loss for II , the family fLi W i 2 Ng is discrete and hence
the set L D fLi W i 2 Ng A is closed in X , so the set U D X n.Am [ L/ is an
open neighborhood of the point x.
If y 2 U nA then f .y/ D 0 and hence jf .y/ f .x/j D 0 < ". If y 2 A then
let p D nnfn 2 N W y 2 An g. If y 2 Dp1 then it follows from y Ap1 that
y 2 Lp1 L which is a contradiction. Therefore y 2 Ap nDp1 , so the conditions
(2) and (3) imply that jfp .y/j < 2p . The property (5) shows that jf .y/ fp .y/j
2p and hence jf .y/j 2pC1 2mC1 < ". Thus f .U / ."; "/ and hence U
witnesses continuity of the function f at the point x.
Thus the function f is continuous on the space X ; fix any n 2 N and a set
W 2 .f; Ck .X //. There exists a compact set P X and > 0 such that En P
and f; P;
W . Since the sequence ffi W i 2 Ng converges to f uniformly on
En , there exists i n such that jf .x/ fi .x/j < for all x 2 En . If h D fi f
then h.En / .; /, so it follows from compactness of En that there is 0 2 .0; /
such that h.En / 0 ; 0
. By Fact 1 of V.321 there exists a function h0 2 C.X /
such that h0 jEn D hjEn and h0 .X / 0 ; 0
.
If g D f Ch0 then jf .x/h0 .x/j 0 < for all x 2 X , so g 2 f; P;
. On the
other hand, if x 2 En then g.x/ D fi .x/, so jg.x/ fn .x/j D jfi .x/ fn .x/j < "n
396
397
Cech-complete.
Prove that Y is metrizable. In particular, if a Cech-complete
space
X is l-equivalent to a metrizable space then X is metrizable.
Solution. If Z is a space and A exp.Z/ then AjP D fA \ P W A 2 Ag for any
P Z.
Fact 1. If a space Z is -metrizable and paracompact then every subspace of Z is
-metrizable and paracompact.
Proof. Fix an arbitrary subspace T Z; by Fact 2 of V.334 the space Z has a
metrizable -approximation, i.e., there exists a metrizable topology on
S Z and a
countable family F of closed subsets of Z such that .Z/ while F D Z
and .Z/jF D jF for every F 2 F. If F 0 D FjT and 0 D jT then F 0
is
of closed subsets of T and 0 is a metrizable topology on T such that
S a family
0
F D T and 0 jP D .T /jP for every P 2 F 0 . In other words, 0 is a metrizable
-approximation for the space T , so we can apply Fact 2 of V.334 again to conclude
that T is paracompact and -metrizable and hence Fact 1 is proved.
Returning to our solution observe that X has a weaker metrizable topology by
Problem 333; therefore Y also has a weaker metrizable topology and, in particular,
the diagonal of Y is a G -subset of Y Y . The space X is paracompact and metrizable by Problem 335, so we can apply Fact 1 to see that Y is also paracompact.
Finally, it follows from Fact 7 of U.421 that Y is metrizable.
V.363. Suppose that X is l-equivalent to a metrizable space. Prove that A is an
@0 -space for any countable set A X .
Solution. If Z is a space and B Z then hBi is the linear hull of B in Lp .Z/.
Fact 1. If Z is a space and Y Z then clLp .Z/ .hY i/ D hclZ .Y /i. In other words,
the closure of the linear hull of Y in Lp .Z/ coincides with the linear hull of the
closure of Y in Z.
Proof. The set P D hclZ .Y /i is closed in Lp .Z/ by Fact 2 of V.246, so it follows
from hY i P that Q D clLp .Z/ .hY i/ P . For every n 2 N consider the map
'n W Rn Z n ! Lp .Z/ defined by the formula 'n .t; z/ D t1 z1 C : : : C tn zn for any
t D .t1 ; : : : ; tn / 2 Rn and z D .z1 ; : : : ; zn / 2 Z n .
Let F D clZ .Y /; it follows from continuity of 'n that the set Hn D 'n .Rn Y n /
is denseSin the set Gn D 'n .Rn F n / for S
every n 2 N. As a consequence, the set
hY i D fHn W n 2 Ng is dense in hF i D fGn W n 2 Ng, so Q D P , i.e., Fact 1
is proved.
l
Returning to our solution fix a metrizable space M such that X M and let
A0 D A. We can consider that M Lp .X / is a Hamel basis of Lp .X / such that
398
399
400
Cech-complete.
Solution. IfSZ is a space and A is a family of subsets of Z then, as usual, we let
St.Y; A/ D fA 2 A W A \ Y ;g for any Y Z.
Cech-complete,
so there exists a point z 2 V nM . Let us prove that
(2) the family Wn D fW 2 Un W z 2 O.W /g is finite for every n 2 !.
Indeed, if some Wn is infinite then take any U 2 UnC1 such that z 2 O.U /; then,
for any W 2 Wn we have z 2 O.W / \ O.U /, so O.W / \ O.U / is a nonempty
open subset of N and hence U \ W D O.U / \ O.W / \ M ;. However, this
contradicts (iii) and shows that (2) is proved.
If W 2 Un and W 0 2 UnC1 say that W W 0 if St.W 0 ; UnC1 / W . If n 2
!; k > 1 and we are given sets W 2 Un and W 0 2 UnCk say that W W 0 if
there exist sets W1 ; : : : ; Wk1 such that Wi 2 UnCi for all i D 1; : : : ; k 1 and
401
and X is Cech-complete;
fix a complete metric on X which generates the topology
402
By
TFact 1 we can choose Vn 2 Vn in such a way that V nC1 Vn for every n 2 !
and TfVn W n 2 !g D ;. Pick a point yn 2 Vn for every n 2 !; it is easy to deduce
from n2! V n D ; that
(10) the set D D fyn W n 2 !g is infinite, closed and discrete in Y .
T .U / ;g is finite by (9) and we have
The familySWn D fU 2 Un W Vn \ S
the inclusion
fsupp.y/
W
y
2
V
g
Wn for every n 2 !. Consider the set
n
S
K D fsupp.yn / W n 2 !g; given any " > 0 there exists n 2 ! such that 2n < ".
Then fyi W i ng Vn , so P D ffyi g W i < ng [ Wn is a finite cover of K such
that diam .P / 2n < " for every P 2 P. Since " > 0 was taken arbitrarily,
Fact 2 shows that K is totally bounded and hence K is a compact subset of X (see
TFS-212). By Problem 282, the set C D fy 2 Y W supp.y/ Kg is bounded in Y
and hence so is D C . Since D is closed in Y , it must be compact (recall that Y
the space Y is metrizable, so we can apply Problem 366 to see that X is Cechcomplete. Now, if X and Y are l-equivalent metrizable spaces and X is metrizable
403
an easy exercise that the product of two locally compact spaces is locally compact,
so P is locally compact and hence so is the space X D P C . It is also clear that the
space X is first countable.
Apply Problem 258 to see that X is l-equivalent to the space Y D PF F where
PF is the R-quotient space obtained from P by contracting the set F to a point. The
subspace F is homeomorphic to !1 which is first countable; besides, F is clopen in
Y , so Y is first countable at every point of F . Let aF be the point represented by
the set F in the space PF . Observe that PF nfaF g is homeomorphic to !1 ! (see
Problem 252), so PF is first countable at every point of PF nfaF g. To see that PF is
also first countable at aF , let On D !1 ..! C 1/nn/ for every n 2 ! (recall that
we identify every n 2 ! with the set f0; : : : ; n 1g). It turns out that
(1) for any U 2 .F; P / there exists n 2 ! such that On U .
To prove (1) denote by L the set of all limit ordinals in !1 and take, for any
ordinal 2 L, an ordinal ./ and a number m./ 2 ! such that the set ../;
..! C 1/nm.// is contained in U . Apply SFFS-065 to find a stationary set A !1
such that there exists k 2 ! for which m./ D k for all 2 A. By SFFS-067, there
exists < !1 and an uncountable set B A such that ./ D for every 2 B.
An immediate consequence is that .; !1 / ..! C 1/nk/ U . It is easy to deduce
from compactness of C1 that there exists l 2 ! such that . C1/..! C1/nl//
U ; now if n D maxfk; lg then On U , i.e., (1) is proved.
It is easy to see that F is a zero-set in P and every On is a clopen subset of P .
This, together with Problem 253, shows that the set Gn D faF g [ .On nF / is an
open neighborhood of aF in P for each n 2 !. Next, apply (1) to conclude that the
family fGn W n 2 !g is a local base at the point aF in PF , so PF is first countable at
aF and hence the space Y is first countable.
Finally, take any U 2 .aF ; Y /; by (1) there exists n 2 ! such that Gn U and
hence Q D !1 fn C 1g Gn is a non-compact subset of U which is closed in Y .
Therefore Q is also closed in U , so U cannot be compact. This shows that Y is not
locally compact at the point aF and hence our spaces X and Y are first countable
and l-equivalent while X is locally compact and Y is not.
V.369. Given a space Z let Z 0 be the set of non-isolated points of Z. Suppose
that X and Y are normal first countable l-equivalent spaces. Prove that if X 0 is
countably compact then Y 0 is also countably compact. Show that this statement can
be false if we omit first countability of X and Y .
Solution. It follows from Problem 263 that the space .! C 1/ ! is l-equivalent to
the FrchetUrysohn !-fan V .!/. The spaces V .!/ and .! C 1/ ! are countable
and hence normal; besides, the set of non-isolated points of .!C1/! is infinite and
discrete while V .!/ has a unique non-isolated point. Therefore even compactness of
X 0 does not need to imply that Y 0 is countably compact if we omit first countability
of X .
Now assume that X and Y are first countable l-equivalent normal spaces and X 0
is countably compact. If Y 0 is not countably compact then we can fix a faithfully
404
The set Kn D Sn [ fan g is compact for each n 2 ! and every open neighborhood
of a contains all but S
finitely many of the sets Kn . An immediate consequence is that
the set K D fag [ . fKn W n 2 !g/ is compact.
For every x 2 X there exist distinct P
points y1 ; : : : ; yn 2 Y and numbers
1 ; : : : ; n 2 Rnf0g such that '.f /.x/ D niD1 i f .yi / for all f 2 Cp .Y / (see
Problem 279); let supp.x/ D fy1 ; : : : ; yn g. As a trivial consequence,
(3) for every x 2 X , if f 2 Cp .Y / and f .supp.x// D f0g then '.f /.x/ D 0.
S
For every set E X let supp.E/ D fsupp.x/ W x 2 Eg; from compactness
of K it follows that the set supp.K/ is bounded in Y (see Problem 281 and Fact 2
of S.398). Apply (1) to conclude that D is not contained in supp.K/ and fix n 2 !
such that dn 2 Dnsupp.K/. There exists k 2 ! for which Bmn \ supp.K/ D ;
and hence fmn .supp.K// D f0g for all m k. Apply (2) to see that '.fmn /.x/ D 0
for all x 2 K and m k. The sequence f'.fmn / W m kg converges to n , so
n
n .x/ D 0 for all x 2 K. In particular, n .xm
/ D 0 D n .an / for all m k; this
0
contradiction with (2) shows that Y is countably compact and hence our solution is
complete.
V.370. Given a nonempty closed subspace F of a normal space X suppose that F
is a retract of some neighborhood of F . Prove that F is l-embedded in X and hence
Cp .X /
Cp .F / I , where I D ff 2 Cp .X / W f .F / D f0gg.
405
406
X X C XY Y as promised.
V.374. Suppose that X is a compact space and F is l-embedded in X . Prove that
X C is l-equivalent to F .X nF /. In particular, if X is an infinite metrizable
l
407
408
Cp .X / .Cp .Y //n .
V.377. Say that a metrizable compact space K is universal in the dimension n 2 !
if dim K D n and any metrizable compact space of dimension at most n embeds in
K. Prove that if X and Y are metrizable compact spaces universal in the dimension
l
n, then X Y .
Solution. If a compact space K is universal in the dimension n then the space K 0 D
K .! C 1/ embeds in K because K 0 is compact, metrizable and dim K 0 D n
due to the fact that K 0 is the countable union of its subspaces homeomorphic to K
(see Problem 150). It follows from Problem 376 that Cp .K/
Cp .K/ Cp .K/.
In particular, Cp .X / is linearly homeomorphic to .Cp .X //2 and Cp .Y / is linearly
homeomorphic to .Cp .Y //2 . By universality of Y in the dimension n, the space X
embeds in Y and the space Y embeds in X by universality of X in the dimension n,
l
409
410
411
so Cp .X /
Cp .F1 / Cp .F /; by the induction hypothesis, Cp .F /
Cp .Ik / for
k D dim F n. Thus, Cp .X /
Cp .In / Cp .Ik /
Cp .In / (see Problem 379),
l
i.e., X In .
If G D F1 \ F ; then G is a nonempty closed subset of F1 with G F1 .
Consequently, .F1 /G is l-equivalent to In by Problem 380. The space XF is compact
and XF nfaF g is homeomorphic to X nF (see Problem 252); besides, .F1 /G nfaG g is
homeomorphic to F1 nG D X nF . Thus, Fact 1 of V.374 is applicable to conclude
l
that .F1 /G ' XF . It follows from Problem 380 that .F1 /G In , so XF In . Apply
l
412
413
If (3) does not hold then apply (2) to find an increasing sequence ftn W n 2 Ng
of points of .0; C1/n' 1 .R/ such that tn ! C1 and tn ; tnC1
\ ' 1 .R/ ; for
all n 2 N. Letting t0 D 0 and Qi D '.ti ; ti C 1
/ \ R for all i 2 ! weS
obtain a
sequence Q D fQi W i 2 !g of disjoint closed subsets of R such that R D Q and
Qi ; for all i 2 N. By Fact 5 of V.290 at most one element of Q is nonempty;
this contradiction shows that (3) is proved.
If E D '..a; C1// then
(4) the map ' W .a; C1/ ! E is a homeomorphism.
Indeed, if the statement (4) is false then there is a point t 2 .a; C1/ and a
sequence S D ftn W n 2 !g .a; C1/ which is does not converge to t while
the sequence f'.tn / W n 2 !g converges to the point x D '.t / 2 E. Passing to a
subsequence of S if necessary we can assume, without loss of generality, that there
is r > 0 for which jtn t j r for all n 2 !. An immediate consequence is that
the set S is closed and discrete in a; C1/ and hence tn ! C1. Therefore x 2 R
which implies that t 2 ' 1 .R/ \ .a; C1/ which is a contradiction with (3) and
hence (4) is proved.
Observe that F D '.0; a
/ is a compact subspace of K homeomorphic to I, so
K is l-equivalent to F .KnF / by Problem 374. It follows from (4) that KnF is
l
414
415
(12) If ' 1 .A/ (or ' 1 .B/) is bounded in R then there exists r 2 R such that
' 1 .B/ r; C1/ (or ' 1 .A/ .1; r
respectively).
If ' 1 .B/ does not have a lower bound (or ' 1 .A/ does not have an upper bound
respectively) then apply (11) and (7) to find a sequence ftn W n 2 !g Rn' 1 .B/
(or ftn W n 2 !g Rn' 1 .A/) such that At0 is compact (Bt0 is compact) and tnC1 <
tn 1 (tnC1 > tn C 1) while tnC1 ; tn
\ ' 1 .B/ ; (or ' 1 .A/ \ tn ; tnC1
;)
for every n 2 !. Let P0 D At0 \ B (or P0 D Bt0 \ A respectively) and consider the
set Pn D '.tnC1 ; tn
/ \ B (or Pn D '.tn ; tnC1
\ A) for all n 2 N.
Then P D fPn W n 2 !g is a disjoint family of compact subsets
of B (ofSA)
S
such that infinitely many elements of P are nonempty and B D P (or A D P
respectively). Since B is connected (A is connected) this is a contradiction with
Fact 5 of V.290, i.e., (12) is proved.
By (9) we can assume that ' 1 .A/ (or ' 1 .B/) is bounded in R. The property
(12) implies that there exists a number r 2 R such that ' 1 .B/ .r; C1/
(or ' 1 .A/ .1; r/ respectively). Apply the properties (10) and (11) to find
s 2 R such that the set As is compact (or the set Bs is compact respectively)
and 'j.1; s/ W .1; s/ ! LnAs (or 'j.s; C1/ W .s; C1/ ! LnBs )
is a homeomorphism. The set s; C1/ (.1; s
) condenses onto As (onto Bs
respectively) which is compact, so we can apply the property (5) to conclude that
l
Finally, apply Problem 374 to the set F from (13) to see that L F .LnF /.
l
416
Cp .In / Cp .K.X //
Cp .K.X // and hence Cp .In /
Cp .K.X //, i.e., K.X / is
l-equivalent to In as promised.
V.388. Call a second countable space Y weakly n-Euclidean if dim Y D n
and every n-dimensional subspace of Y has nonempty interior and contains a
homeomorphic copy of In . Prove that a compact space X is l-equivalent to In if
and only if its dimensional kernel K.X / has a nonempty open weakly n-Euclidean
subspace and every U 2 .K.X // contains a subset which is l-equivalent to X .
Solution. Suppose that X is l-equivalent to In and hence dim X D n. By
Problem 309, some W 2 .K.X // embeds in In ; let W 0 In be homeomorphic
to W . Since dim W 0 D n (see Problem 386), the interior V 0 of the set W 0 in
In is nonempty (see Problem 160) and hence there exists V 2 .W / which is
homeomorphic to V 0 . Thus V is a nonempty open subspace of K.X / and V is a
homeomorphic to an open subspace of In . It follows from Problem 160 and Fact 1
of V.379 that V is weakly n-Euclidean.
Now fix any U 2 .K.X //; by Problem 309 some set G 2 .U / embeds in In .
Let G 0 In be homeomorphic to G. Since dim G 0 D n (see Problem 386), the
interior of G 0 in In is nonempty by Problem 160; this, together with Fact 1 of V.379
shows that In embeds in G 0 and hence in G U . If F U is a homeomorphic
copy of In then F is l-equivalent to X and hence we proved necessity.
417
418
419
420
421
422
let lX .y/ D k and X .y/ D fx1 ; : : : ; xk g. For any u 2 Lp .X / there exists a unique
number m 2 ! such that for some 1 ; : : : ; m 2 R and uniquely determined
distinct points y1 ; : : : ; ym 2 Y we have r.u/ D 1 y1 C : : : C m ym ; let lY .u/ D m
and Y .u/ D fy1 ; : : : ; ym g. Note that m D 0 means that r.u/ D 0 and Y .u/ D ;.
The set Lm D fu 2 Lp .Y / W lY .u/ mg is closed in Lp .Y / (see Fact 1 of U.485);
let L1 D ; and L0m D Lm nLm1 for every m 2 !.
The set Yk D fyS2 Y W lX .y/ kg is closed in Y for any k ! by Fact 1 of
U.485. Since Y D k2! Yk , it suffices to show that dim Yk n for every k 2 !
(see Problem 150). The space Y being perfect, Yk0 D Yk nYk1 is an F -set in Y ;
since also Y0 D ;, it suffices to show that dim Yk0 n for all k 2 N.
Fix any number k 2 N; for any D .m1 ; : : : ; mk / 2 ! k consider the set
O D fy 2 Yk0 W there exists an enumeration fx1 ; : : : ; xk g of the set X .y/ such
P
that jY .xi /j mi for all i kg and let
D kiD1 mi . It is clear that
S
(1) Yk0 D fO W 2 ! k g.
Given any k-tuple D .m1 ; : : : ; mk / 2 ! k take a point y 2 Yk0 nO . Then
X .y/ D fx1 ; : : : ; xk g and jY .xi /j D ji for each i k while j1 C : : : C jk >
. Since Lji 1 is closed in Lp .Y / for all i k, the set Ui D fv 2 Lp .X / W
r.v/ Lji 1 g is open in Lp .X / and xi 2 Ui for all i k. Take a disjoint family
W1 ; : : : ; Wk of open subsets of X such that xi 2 Wi Ui for all i k.
The set G D .R W1 C : : : C R Wk / \ Yk0 is an open neighborhood of y in Yk0
(see Fact 2 of U.485). If z 2 G then z D 1 a1 C : : : C k ak where i 2 R and
ai 2 Wi for all i k. An immediate consequence is that lX .z/ D fa1 ; : : : ; ak g
and lY .ai / ji for all i k which shows that z O and hence we proved that
y 2 G Yk0 nO , i.e., every point of Yk0 nO has a neighborhood in Yk0 contained in
Yk0 nO . Therefore
(2) the set O is closed in Yk0 for any 2 ! k .
The properties (1) and (2) show that it suffices to prove that dim O n for every
2 ! k . We will do that by induction on m D
. If m D 0 and y 2 O then y is a
linear combination of the set X .y/. Therefore y D r.y/ is a linear combination of
r.X .y// D f0g, i.e., y D 0 which is a contradiction. Therefore O D ; and hence
dim O D 1 n.
Now assume that m > 0 and dim O n whenever 2 ! k and
< m; fix a ktuple DS.m1 ; : : : ; mk / such that
D m. It follows from the property (2) that the
set F D fO W
< mg is closed in Yk0 and dim F n (see Problem 150). The
set O nF is open in O ; since Y has a countable network, O nF is an F -subset of
O , so it suffices to prove that O 0 D O nF has dimension at most n.
By Fact 1 it is sufficient to show that O 0 has local dimension at most n, so fix
a point b 2 O 0 and a1 ; : : : ; ak 2 X such that X .b/ D fa1 ; : : : ; ak g. There is no
loss of generality to assume that jY .ai /j mi for every i k, so it follows from
P
k
iD1 jY .ai /j D m that jY .ai /j D mi for all i k.
Choose a disjoint family fG1 ; : : : ; Gk g of open subsets of X such that ai 2 Gi
and r.Gi / \ Lmi 1 D ; for every i k. The set G D .R G1 C : : : C R Gk / \ O 0 is
423
424
S
(a) if every Li is adequate then L D i2! Li is adequate;
(b) if every Li is dimensionally n-adequate then L is also dimensionally nadequate.
Proof. We will give a simultaneous proof for (a) and (b). Take a space Zi (with
dim Zi n if we are proving (b)) for which there exists a continuous onto map 'i W
K ! Zi such that Li D 'i .Cp .Zi // for each i 2 !. It follows from Li LiC1
that there exists a continuous map hi W ZiC1 ! Zi such that hi 'iC1 D 'i for all
j
i 2 ! (see TFS-163). For any i; j 2 ! with i < j let i D hi : : : hj 1 W Zj !
j
Zi ; then S D fZi I i ; i; j 2 !g is an inverse sequence of compact spaces. If Z is
the inverse limit of S then Z is compact (and dim Z n (see Problem 174) if we
are proving (b)). Let i W Z ! Zi be the limit projection for any i 2 !.
j
It is easy to see that i 'j D 'i for any i; j 2 ! with i < j . This, together
with Problem 167, shows that the diagonal product ' D
i2! 'i maps the space K
in Z.
Suppose that a point a D .ai W i 2 !/ belongs to Z and let Fi D 'i1 .ai / for
j
j
every i 2 !. If j > i and x 2 Fj then 'i .x/ D i .'j .x// D i .aj / D ai and
hence x 2 Fi . This proves
T that fFi W i 2 !g is a decreasing family of nonempty
compact sets; if x 2 i2! Fi then 'i .x/ D ai for all i 2 !, i.e., '.x/ D a.
Consequently, '.K/ D Z; since also i ' D 'i , we can apply TFS-163 once
more to see that Li G D ' .Cp .Z// for any i 2 !. The set G is closed in
Cp .K/, so L G.
Q
If x and y are distinct points of the space Z then it follows from Z i2! Zi
that there is i 2 ! such that i .x/ i .y/. Take a function f 2 Cp .Zi / with
f .i .x// f .i .y//; then gSD f i 2 i .Cp .Zi // and g.x/ g.y/.
This proves that the set A D i2! i .Cp .Zi // separates the points of Z; it is
straightforward that A is an algebra in Cp .Z/, so A is dense in Cp .Z/ by TFS-192.
As a consequence, ' .A/ is dense in ' .Cp .Z// D G.
It follows from i ' D 'i that
S'i D ' i and hence Li D ' .i .Cp .Zi ///
for any i 2 !. Therefore the set i2! Li D ' .A/ is dense in G, so L D G is an
adequate set. In the case of (b) the set G D ' .Cp .Z// is dimensionally n-adequate
because dim Z n, so Fact 1 is proved.
Returning to our solution let n D dim X ; if n D 1 then there is nothing to
prove, so we can consider that n 2 !. Note that the space Cp .Y / embeds in Cp .X /,
so t .Cp .Y // t .Cp .X // D ! and hence Y is Lindelf by TFS-149. There exists a
continuous linear surjection of Cp .X / onto Cp .Y / (see Problem 390), so Cp .Y / is
pseudocompact by Problem 193; as a consequence, Y is compact. It follows from
Problem 390 that we can assume that Cp .Y / is a linear subspace of Cp .X / and there
exists a linear retraction r W Cp .X / ! Cp .Y /.
Fix any continuous onto map ' W Y ! K of Y onto a second countable space K.
Then L0 D ' .Cp .K// is an adequate subspace of Cp .Y / and nw.L0 / D !; it
follows from Fact 5 of U.086 that there is an adequate subset M00 of the space Cp .X /
such that L0 M00 and nw.M00 / D !. Apply Problem 161 to find a set M0 which is
dimensionally n-adequate in Cp .X / while M00 M0 and nw.M0 / !.
425
426
427
Finally, take an arbitrary set U 2 .0L ; L/ and s > 0 such that B.s/ U .
It follows from (1) that V f .B. 3s // for some V 2 .0M ; M /. Now apply (3) to
convince ourselves that V f .B. 3s // f .B.s// f .U / and therefore we can
apply Fact 3 of S.496 to conclude that f is an open map.
V.398. (Closed Graph Theorem) Suppose that L and M are Banach spaces and
f W L ! M is a linear map such that its graph G D f.x; f .x// W x 2 Lg is closed
in L M . Prove that the map f is continuous.
Solution. Say that a norm jj jj on a linear space G is complete if the metric
generated by this norm is complete.
Fact 1. Suppose that jj jjG ; jj jjH are complete norms on linear spaces G and H
respectively. For any point z D .x; y/ 2 G H let jjzjj D jjxjjG C jjyjjH . Then
jj jj is a complete norm on G H and the topology of the space .G H; jj jj/
coincides with the topology of the product .G; jj jjG / .H; jj jjH /. In particular,
the product of any two Banach spaces is a Banach space.
Proof. It is clear that jjzjj 0 for any z 2 E D G H . If z D .x; y/ 2 E and
jjzjj D 0 then jjxjjG D 0 and jjyjjH D 0 which shows that x D 0G and y D 0H
and hence z D .0G ; 0H / D 0E . If t 2 R and z D .x; y/ 2 E then the equalities
jjt zjj D jjtxjjG C jjtyjjH D jt j.jjxjjG C jjyjjH / D jt j jjzjj show that the second
axiom of the norm also holds.
Take any a; b 2 E with a D .a1 ; a2 / and b D .b1 ; b2 /. By our definition of jj jj
we have jja C bjj D jja1 C b1 jjG C jja2 C b2 jjH jja1 jjG C jjb1 jjG C jja2 jjH C
jjb2 jjH D jjajj C jjbjj, so the axiom of triangle is fulfilled and hence jj jj is, indeed,
a norm on E.
Let us temporarily denote by E 0 the space E with the norm jj jj. For any r > 0 let
BG .r/ D fx 2 G W jjxjjG < rg and BH .r/ D fy 2 H W jjyjjH < rg; we will also
need the r-ball B.r/ D fz 2 E W jjzjj < rg. If U 2 .0E ; E/ then there exists " > 0
such that BG ."/ BH ."/ U . It is straightforward that B."/ BG ."/ BH ."/
U , so the identity map i W E 0 ! E is continuous by Fact 2 of S.496.
Now, if U 2 .0E ; E 0 / then there exists r > 0 for which B.r/ U . It is
easy to see that BG . 2r / BH . 2r / B.r/, so i.U / is a neighborhood of 0E ; this,
together with Fact 3 of S.496, shows that the map i is open. Thus i W E 0 ! E is
a homeomorphism, which is the same as saying that the topology of E coincides
which .E 0 /.
To prove completeness of jj jj assume that zn D .xn ; yn / 2 E for all n 2 ! and
fzn W n 2 !g is a Cauchy sequence with respect to the metric generated by jj jj.
Given any " > 0 there is m 2 ! such that jjzn zk jj < " whenever n; k m. Then
jjxn xk jjG jjzn zk jj < " and jjyn yk jjH jjzn zk jj < " for all n; k m
which shows that fxn W n 2 !g and fyn W n 2 !g are Cauchy sequences in their
respective spaces. By completeness of the norms jj jjG and jj jjH , we can find
x 2 G and y 2 H such that xn ! x and yn ! y. Therefore zn ! z D .x; y/ in
the product space E; since .E 0 / D .E/, the sequence fzn W n 2 !g converges to
z in E 0 , so jj jj is complete and hence Fact 1 is proved.
428
429
430
.x/jj1
R, i.e., jjf .x/jj1 Rjjxjj0 R" R D " which shows that
hence jjfjjxjj
0
f .V / S1 ."/ U . Therefore the map f is continuous at the point 00 , so it is
continuous by Fact 2 of S.496 and hence (b)H)(a).
Now assume that f is surjective. If f is continuous then it is open by
Problem 397; since 00 belongs to the interior of S0 .1/, the point 01 belongs to the
interior of f .S0 .1//. Therefore S1 .r/ f .S0 .1// for some r > 0 and hence we
proved that (a)H)(c). It is evident that (c)H)(b), so (a) (b) (c), i.e.,
Fact 2 is proved.
Fact 3. Let i W R ! R be the identity map, i.e., i.x/ D x for any x 2 R. Suppose
that X is a separable space and ' W Cp .X / ! Cp .X / R is a continuous linear
surjection. Then there exists a countable dense set D X such that the map D D
1
W Cp .DjX / ! Cp .DjX / R is a continuous linear surjection.
.D i / ' D
Proof. If D is dense in X then D W Cp .X / ! Cp .DjX / is a linear bijection.
Therefore D is also linear; the product of any number of surjections is also a
surjection, so D is a linear surjection for any dense D X . To find a set D for
which D is continuous fix a point a X and identify Cp .X / R with the space
X C D X fag. Therefore ' W Cp .X / ! Cp .X C / and we can use the notion of
support for the map '.
C
Let DS
0 be any dense subset of X ; if n 2 ! and we have a set Dn then let
DnC1 D fsupp.y/
S W y 2 Dn g. This gives us a sequence fDn W n 2 !g of subsets
of X C ; let D D . n2! Dn /nfag.
Observe first that D is dense in X because it contains D0 \ X which is dense in
X . To see that D is continuous note that Cp .DjX / R is a subspace of the product
RD R D RD[fag and let py W RD[fag ! R be the projection onto the factor
determined by y for any y 2 D [ fag.
Fix any y 2 D [ fag and consider the map py D W Cp .DjX / ! R.
1
Given
any f 2 Cp .DjX / let g D D
.f /. Then py .D .f // D '.g/.y/ D
P
x2supp.y/ yx g.x/. However, supp.y/ D and g.x/ D f .x/ for any x 2 D
431
P
(recall that f is the restriction of g to D), so py .D .f // D x2supp.y/ yx f .x/.
For any x 2 D let ex .f / D f .x/ for any f 2 Cp .D/.
PThen ex is continuous on
Cp .D/ and hence on Cp .DjX /. Therefore py D D fyx ex W x 2 supp.y/g
is continuous being a linear combination of continuous functions. This shows that
py D is continuous for any y 2 D [ fag, so D is continuous by TFS-102 and
hence Fact 3 is proved.
Fact 4. Suppose that X is a separable pseudocompact space and we have a linear
continuous surjection ' W Cp .DjX / ! Cp .DjX / R is for some countably infinite
sets D X D D. Then there exists a unique adequate map q W RD ! RD R
such that qjCp .DjX / D '.
Proof. It suffices to prove existence of q because its uniqueness follows from the
fact that Cp .DjX / is dense in RD . Take a point a X and let D C D D fag; we
C
will identify RD R with RD .
C
For any y 2 D C let py W RD ! R be the projection on the factor determined
by y. The map py ' is a continuous linear functional on Cp .DjX / and hence there
exists a continuous linear functional qy W RD ! R such that qy jCp .DjX / D py '
for any y 2 D C (see Problem 224). The diagonal product q D
fqy W y 2 D C g is
C
a continuous linear map and q W RD ! RD ; it is easy to see that qjCp .DjX / D '.
Let Y D X fag; the space X being pseudocompact, the norms jj jjX and jj jjY
are consistently defined on Cp .X / and Cp .Y / respectively; besides, it is easy to see
that BX D .Cp .X /; jj jjX / and BY D .Cp .Y /; jj jjY / are Banach spaces. For any
r > 0 let SX .r/ D fx 2 BX W jjxjjX rg and SY .r/ D fy 2 BY W jjyjjY rg;
we will also need the balls TD .r/ D fx 2 RD
W jjxjjD rg and TD C .r/ D fy 2
C
W
jjyjj
rg.
RD
C
D
Consider the identity maps iX W BX ! Cp .X / and iY W BY ! Cp .Y / and let
' be the graph of the map '. The maps D iX and D C iY are continuous
isomorphisms, so the map D .D C iY /1 ' .D iX / W BX ! BY is
consistently defined, surjective and linear. If is the graph of then h D .D
iX / .D C iY / is a condensation of BX BY onto Cp .DjX / Cp .D C jY / and
D h1 .' / which shows that is closed in BX BY , so the map is continuous
by Problem 398. Apply Fact 2 to see that
() there exist positive numbers r and R such that SY .r/ .SX .1// SY .R/.
Observe that Q D .D iX /.SX .1// is a dense subset of TD .1/, so '.Q/ is
C
a dense subset of '.TD .1// in the topology of pointwise convergence on RD
.
Besides, '.Q/ D .D C iY /..SX .1/// .D C iY /.SY .R// TD C .R/ by
()). The set TD C .R/ is compact under the topology of pointwise convergence on
C
C
RD because it coincides with the set R; R
D . Therefore '.TD .1// '.Q/
TD C .R/ (the bar denotes the pointwise convergence closure). As a consequence,
C
we have the formula '.TD .n// D n'.TD .1// nTD C .R/ RD
. Since
S
C
D
RD
fTD .n/ W n 2 Ng, we conclude that '.RD
D
/ R ; the inclusion
D
'.TD .1// TD C .R/ together with Fact 2 shows that 'jR is continuous with
DC
respect to the norm topologies on RD
and R .
432
The inclusion '.Q/ D .D C iY /..SX .1/// .D C iY /.SY .r// together with
Q TD .1/ and compactness of TD .1/ under the topology of pointwise convergence
show that '.TD .1// .D C iY /.SY .r// D TD C .r/. This implies the inclusion
S
C
'.TD .n// TD C .nr/ for any n 2 N, so it follows from RD
D fTD C .nr/ W n 2
DC
D
DC
Ng that '.RD
and hence the map f is adequate, i.e.,
/ R , so '.R / D R
Fact 4 is proved.
Fact 5. Suppose that D is a countably infinite set and ' W RD ! RD R is an
adequate map. For an infinite set A D let fSa W a 2 Ag be a disjoint family of
subsets
S of D. Then, for every > 0 there exists an infinite set B A such that
.a; fSb W b 2 Bnfagg/ < for any a 2 B.
Proof. Fix any point c D and consider the set D C D D [ fcg; we will identify
C
RD R with the set RD . For any r > 0 let S.r/ D fx 2 RD
W jjxjjD rg and
C
D
SC .r/ D fy 2 R
W jjyjjD C rg. Let us prove first that
(2) for any " > 0 and for any infinite A0 A there exists b 2 A0 and an infinite
A0 A0 such that .a; Sb / < " for any a 2 A0 .
If (2) is not true then there exists " > 0 and an infinite set A0 A such that for
each b 2 A0 the set Qb D fa 2 A0 W .a; Sb / < "g is finite. By Fact 2 there exists
R > 0 such that '.S.1// SC .R/. Pick a number j > R" and choose distinct
b1 ; : : : ; bj 2 A0 ; by our assumption there exists a point a 2 A0 n.Qb1 [ : : : [ Qbj /.
S
Pj
We have .a; D/ .a; fSbi W 1 i j g/ D iD1 .a; Sbi / j" > R.
for any
There exists a function f 2 1; 1
D D S.1/ such that f .d / D jad
ad j
P
d 2 supp.a/. Then '.f /.a/ D fad f .d / W d 2 supp.a/g D .a; D/ > R.
However, f 2 S.1/, so '.f / 2 SC .R/ and hence we must have j'.f /.b/j R for
any b 2 D C . This contradiction shows that (2) is proved.
Apply (2) to find a point a0 2 A and an infinite set A0 A such that .a; Sa0 / <
for
any a 2 A0 . Proceeding by induction assume that m 2 ! and we have infinite
2
sets A0 ; : : : ; Am and points a0 ; : : : ; am with the following properties:
(3) aiC1 2 Ai nfa0 ; : : : ; ai g and AiC1 Ai whenever i < m;
i1
(4) if i m and
;
S a 2 Ai then .a; Sai / < 2
(5) Sai C1 \ . fsupp.aj / W j i g/ D ; for all i < m.
The set S
Am being infinite we can find an infinite set A0 Am nfa0 ; : : : ; am g such
that Sa \ . fsupp.ai / W i mg/ D ; for any a 2 A0 . Apply (2) to pick an element
amC1 2 A0 and an infinite set AmC1 A0 such that .a; SamC1 / < 2m2 for any
a 2 AmC1 . It is immediate that the conditions (3)(5) are now satisfied if we replace
m with m C 1, so our inductive procedure can be continued to construct sequences
fAi W i 2 !g and fai W i 2 !g for which the properties (3)(5) hold for all m 2 !.
To check that the set B D fai W i 2 !g is as promised observe that it follows
from (3) that the indexation of B is faithful and hence B is an
Sinfinite subset of A.
Now if n 2 ! then supp.an / \ Si D ; for
all
i
>
n,
so
.a
;
fSb W b 2 Bnfan gg/
n
P
1
is equal to .an ; Sa0 [ : : : [ San1 / D n1
C : : : C 2n / <
iD1 .an ; Sai / < .2
and hence Fact 5 is proved.
433
434
the property (6). As a consequence, the set .'.Q// is contained in the "-ball T 0 D
fx 2 RDm [feg W jjxjjDm [feg "g. Now it follows from T .'.P // C .'.Q//
that T L C T 0 which is a contradiction with Fact 1. Thus the set A is infinite and
hence Fact 7 is proved.
Fact 8. Suppose that X is a pseudocompact space, D is a countable dense subset of
X and there exists a continuous linear surjection ' W Cp .DjX / ! Cp .DjX / R.
Then for any dense set E D there exists " > 0 such that, for some infinite set
A E and a family fSa W a 2 Ag of pairwise disjoint finite subsets of D we have
the following properties:
(a) Sa S
supp.a/ and .a; Sa / > " for any a 2 A;
(b) A \ . a2A Sa / D ;.
(c) either ad > 0 for all a 2 A and d 2 Sa or ad < 0 for all a 2 A and d 2 Sa .
Proof. By Fact 4 we can consider that ' is defined on the whole space RD and
' W RD ! RD R is an adequate map. Choose a faithful enumeration fdn W n 2 !g
of the set D and let Dn D fd0 ; : : : ; dn g for any n 2 !. By Fact 7 there exists an
infinite set N ! such that, for some > 0 we have .dn ; DnDn / > for each
n 2 N.
Let n0 D nn.N / and P0 D supp.dn0 /nDn0 . Proceeding inductively we can find
an increasing sequence fni W i 2 !g N such that
(7) for any i; j 2 ! if j < i then supp.dnj / [ fdnj g Dni 1 .
Let Pi D supp.dni /nDni for each i 2 !; the property (7)
Simplies that the family
P D fPi W i 2 !g is disjoint and fdni W i 2 !g \ . P/ D ;. For the set
P0 supp.dn0 / take U 2 .P0 ; X / and V 0 2 .dn0 ; X / such that U \ V 0 D ; and
apply Fact 6 to find a set V 2 .dn0 ; X / such that V V 0 and .a; U \ D/ > 2
for any a 2 V . The set E being dense in X there exists a0 2 V \ E; consider the
set Q0 D supp.a0 / \ U .
Proceeding inductively assume that k 2 ! and we have chosen distinct points
a0 ; : : : ; ak 2 E and disjoint sets Q0 ; : : : ; Qk such that
(8) Qi supp.ai / and
S .ai ; Qi / >
(9) fa0 ; : : : ; ak g \ . ik Qi / D ;.
for all i k;
435
Fact 10. Suppose that ft W ! ! D for any t 2 T and jT j < c. Then, for any infinite
set A ! there exist distinct points a; b 2 cl! .A/ such that ft .a/ D ft .b/ for any
t 2 T.
Proof. If the family F D fft W t 2 T g separates the points of F D cl! .A/ then the
diagonal product of F embeds F in the space DT and hence w.F / w.DT / < c.
However, the space F is homeomorphic to A (see Fact 2 of S.451) which, in turn,
is homeomorphic to !. Therefore w.!/ < c; this contradiction with TFS-368
shows that the family F cannot separate the points of cl! .A/, i.e., there are distinct
a; b 2 cl! .A/ such that ft .a/ D ft .b/ for any t 2 T , so Fact 10 is proved.
436
437
It is easy to see that the cardinality of the family A of all admissible pairs does
not exceed c, so we can find a set Q cn! such that A D f.D ; ' / W 2 Qg and
AD for any 2 Q. Letting D D D and ' D ' for all 2 .cn!/nQ we
obtain an enumeration f.D ; ' / W ! < cg of the family A such that AD
for any 2 cn!. To simplify the notation let D D and AD D A for any
2 cn!; observe that A! D !.
Fact 11. There exists a family of functions fu W ! < cg D! and a set of
pairs f.a ; b / W ! < cg ! ! such that, for any 2 !; c/ we have the
following properties:
(a) u
.a 0 / D u
.b 0 / for all ; 0 2 !; /;
(b) if uA .!/ D KA then for any Q Dc such that A [fg .Q/ KA [fg
and A jQ W Q ! D is a bijection, for the function g D ' .p .A jQ/1 /
we have g
.a / g
.b /.
Proof. Assume that ! < c and we have functions fu W < g and pairs
f.a ; b / W < g such that the conditions (a) and (b) are satisfied for all 2
!; /. If the statement uA .!/ D KA is not true then let u D , choose
any point a 2 ! and let b D a ; it is clear that the properties (a) and (b) now
hold for all .
Now assume that uA .!/ D KA . The properties (11) and (12) show that
A! . .n// D un ; since the set A1! .un / \ KA 3 .n/ is clopen in K for every
n 2 !, it follows from density of uA .!/ in KA that .n/ D uA .n/ for all n 2 !,
i.e., D uA .
There exist E !; " > 0 and a family S D fSn W n 2 Eg as in the condition
(14) for the set D . Observe that all statements of (14) hold if we replace E with any
infinite subset of E. We will have to pass several times to an infinite subset of E; to
simplify notation, we will denote the respective smaller set by E again. Choose an
increasing enumeration fni W i 2 !g of the set E.
Let nQ D .n/ for each n 2 !; recalling that KA is a metrizable compact space
we can pass to an infinite subset of E if necessary to guarantee that the sequence
fnQ i W i 2 !g converges to a point s 2 KA . The family S is disjoint, so we can
pass once more to an infinite subset of E to assure that s Sn for all n 2 E. As a
consequence,
(15) Sn \ clKA .fnQ W n 2 Eg/ D ; for any n 2 E.
Case 1. There exist a point t 2 KA and a number > 0 such that, for any U 2
.t; KA / the set fn 2 E W .n;
Q U \ Sn / > g is infinite.
Choose a decreasing local base fUk W k 2 !g of t in KA . The assumption of our
Case shows that we can find an increasing sequence fik W k 2 !g ! such that
.nQ ik ; Uk \ Snik / > ; let mk D nik and Pmk D Uk \ Snik for any k 2 !. Passing to
a smaller infinite subset of E if necessary we can assume that E D fmk W k 2 !g.
Therefore
(16) .n;
Q Pn / > for any n 2 E.
438
The sequence fPmk W k 2 !g being disjoint we can refine the set E once more
to be able to consider that t Pmk for all k 2 !. It is easy to find a disjoint family
fVmk W k 2 !g of clopen subsets of KA such that Pmk Vmk Uk nft g while
Vmk \ fnQ W n 2 Eg D ; and supp.m
Q k / \ Vmk D Pmk for each k 2 !.
Assume that t 2 supp.n/
Q for infinitely many n 2 E and hence we can pursue our
practice of refining E and consider that t 2 supp.n/
Q for all n 2 E. Let q.d / D 1
0
for all d 2 D . Then q 2 RD
; the map ' being adequate, the function q D ' .q/
0
is bounded on D and
Q r for all n 2 E.
Phence there exists r > 0 such that jq .n/j
Recall that q 0 .n/
Q D fnQ d W d 2 supp.n/g;
Q since the numbers nQ d are of the same
sign, we have jnQ t j r for all n 2 E. Therefore the sequence fnQ t W n 2 Eg is
bounded, so we can pass to smaller infinite subset of E again to consider that it is
convergent. Refining E once again we can assume that
(17) either t supp.n/
Q for all n 2 E or there exists 2 R such that t 2 supp.n/
Q
and nQ t 2 .; C 4 / for all n 2 E.
We still need to refine the set E once more to apply Fact 5 to the family fVn \D W
n 2 !g to be able to consider that
S
(18) .n;
Q fVk \ D W k 2 Enfngg/ < 4 for any n 2 E.
Let Rn D fk 2 ! W kQ 2 Vn g for all n 2 E. It is easy to see that the family
B D fp1 .0/ \ KA ; p1 .1/ \ KA W 2 A g is a clopen subbase in the space KA .
Every set Vn is compact, so it can be represented as a finite union of some finite
intersections of the elements of B. Thus the characteristic function of Rn is a finite
sum of finite products of the elements of the family fu ; 1 u W 2 A g. This,
together with the property (a) shows that Rn
.a / D Rn
.b / for all < and
n 2 E. By Fact 9 we can refine the set E once again to consider that
(19) SfRn Wn2E 0 g
.a / D SfRn Wn2E 0 g
.b / for any E 0 E and 2 !; /.
Next, apply Fact 10 to find distinct points a ; b 2 cl! .E/ for which we have
the equality u
.a / D u
.b / for all < . Choose a set E 0 E such that
a 2 cl! .E 0 / and b cl! .E 0 /; then b 2 cl! .EnE 0 /. Let us check that for
the function u D SfRn Wn2E 0 g and the points a ; b , the conditions (a) and (b) are
satisfied.
SWe already saw that Vn \ .E/ D ; for any n 2 E; this implies the equality
. fRn W n 2 Eg/ \ E D ;, so u .E/ D f0g and hence u
.a / D u
.b / D 0.
This, together with (19), shows that (a) is fulfilled for all .
Assume that Q Dc , the map A jQ W Q ! D is a bijection and we have the
inclusion A [fg .Q/ KA [fg ; let h D p ..A jQ/1 /. Given any n 2 ! there
is a unique x 2 Q such that A .x/ D n;
Q since also y D A [fg .x/ 2 KA [fg
and yjA D xjA D n,
Q we conclude that yj! D un , so it follows from density of
A [fg .!/ in KA [fg that y is the unique point of KA [fg such that yjA D n.
Q
Consequently, y coincides with A [fg .n/ and hence p .x/ D p .y/ D u .n/.
This proves that h.n/
Q D u .n/ for any n 2 !.
If W is a neighborhood of t then all but finitely many elements of the family
fVn W n 2 Eg are contained in W . Therefore the function v D SfVn Wn2E 0 g is
439
locally constant at every point of KA nft g. Given d 2 KA nft g fix a clopen set
G 2 .d; KA / such that v.G/ D fi g D. Then the sets G 0 D G fi g KA [fg
and G 00 D KA [fg nG 0 are clopen in KA [fg , disjoint and G 0 [ G 00 D KA [fg .
Therefore, for every d 2 G, the point x D .d; i / is the unique element of KA [fg
such that xjA D d .
Now if d 2 D nft g and x 2 Q is the unique point such that xjA D d then
it follows from x 0 D xj.A [ fg/ 2 KA [fg that x 0 coincides with the unique
extension of d over A [ fg. This proves that
(20) h.d / D SfVn Wn2E 0 g .d / for any d 2 D nft g.
For any n 2 E let ln D nQ t h.t / if t 2 supp.n/
Q or ln D 0 otherwise. Since
h.t / 2 D, it follows from (17) that
(21) there exists l 2 R such that ln 2 .l; l C 4 / for any n 2 E.
Let g D ' .h/; observe first that
P
S
(22) g.n/
Q D fnQ d W d 2 supp.n/
Q \ . fVk W k 2 E 0 g/g C ln for any n 2 E.
By the property (14.2) all numbers
nQ d are of the same sign; assume first that
S
they are positive and let V 0 D k2E 0 Vk . If n 2 E 0 then we have the equality
P
P
0
(23) g.n/
Q D fnQ d W d 2 supp.n/\V
Q
fnQ d W d 2 supp.n/\.V
Q
nVn /gCln .
n /gC
P
Thus g.n/
Q fnQ d W d 2 supp.n/
Q \ Vn /g C ln D .n;
Q Pn / C ln , so we can
apply (16) and (21) to see that g.n/
Q > l C . P
If n 2 EnE 0 then V 0 nVn D V 0 , so g.n/
Q D fnQ d W d 2 supp.n/
Q \ .V 0 nVn /g C
a set U
Si 2 .xi ; KA / such that the set N.Ui ; k / is finite for any i D 1; : : : ; k; then
U D fUi S
W 1 i kg is an open neighborhood of the set P . It is immediate that
N.U; / fN.Ui ; k / W 1 i kg, so N.U; / is a finite set as promised.
440
Take any number n0 2 E and let D 8" ; by the property (15), there exists
U 2 .supp.nQ 0 /; KA / such that N.U; 8" / is finite and U \ .E/ D ;. Let i0 D 0
and pick disjoint clopen sets Un0 and Vn0 such that Sn0 Vn0 ; supp.nQ 0 /nSn0 Un0
and Un0 [ Vn0 U .
Proceeding inductively assume that k 2 ! and we have an increasing sequence
fi0 ; : : : ; ik g E together with a disjoint family fUnij ; Vnij W j kg of clopen
subsets of KA with the following properties:
the set Ej D N.Unij [ Vnij ; 2j 3 "/ is finite for any j k;
.Unij [ Vnij / \ .E/ D ; for any j k;
S
fEl W l < j g/ for all j k;
nij 2 En.
S
Snij n. fUnil [ Vnil W l < j g/ Vnij for all j k;
S
supp.nQ ij /n.Snij [ . fUnil [ Vnil W l < j g// Unij whenever j k.
S
Take ikC1 > ik such that nikC1 2 En fEl W l
Skg and apply (15) to find an
open neighborhood U of the set P D supp.nQ ikC1 /n. fUnij [ Vnij W j kg/ such
S
that the set N.U; 2k4 "/ is finite and U \. .E/[. fUnij [Vnij W j kg// D ;.
It is easy to find disjoint clopen sets UnikC1 and VnikC1 in the space KA such that
SnikC1 \P VnikC1 ; P nSnikC1 UnikC1 and UnkC1 [VnkC1 U . It is clear that the
conditions (24)(28) are now satisfied if we replace k with k C 1, so our inductive
procedure can be continued to construct an increasing sequence fij W j 2 !g !
and a disjoint family fUnij ; Vnij W j kg such that the properties (24)(28) hold for
any k 2 !.
S
Let mk D nik and Pmk D Smk n. fUmjS[ Vmj W j < kg/ for any k 2 !. Observe
that .m
Q k ; Pmk / D .m
Q k ; Smk /.m
Q k ; . fU
Smj [Vmj W j < kg/\Smk /. Recalling
that .m
Q k ; Smk / > " and the number .m
Q k ; . fUmj [ Vmj W j < kg/ \ Smk / does
P
P
j 3
" 4" we
not exceed f.m
Q k ; .Umj [ Vmj / \ Smk / W j < kg
j <k 2
conclude that
(24)
(25)
(26)
(27)
(28)
(29) .m
Q k ; Pmk / > "
"
4
441
Next, apply Fact 10 to find distinct points a ; b 2 cl! .E/ for which we have
the equality u
.a / D u
.b / for all < . Choose a set E 0 E such that
a 2 cl! .E 0 / and b cl! .E 0 /; then b 2 cl! .EnE 0 /. Let us check that for
the function u D SfRn Wn2E 0 g and the points a ; b , the conditions (a) and (b) are
satisfied.
SWe already saw that Vn \ .E/ D ; for any n 2 E; this implies the equality
. fRn W n 2 Eg/ \ E D ;, so u .E/ D f0g and hence u
.a / D u
.b / D 0.
This, together with (31), shows that (a) is fulfilled for all .
Assume that Q Dc , the map A jQ W Q ! D is a bijection and we have the
inclusion A [fg .Q/ KA [fg ; let h D p ..A jQ/1 /. Given any n 2 ! there
is a unique x 2 Q such that A .x/ D n;
Q since also y D A [fg .x/ 2 KA [fg
and yjA D xjA D n,
Q we conclude that yj! D un , so it follows from density of
A [fg .!/ in KA [fg that y is the unique point of KA [fg such that yjA D n.
Q
Consequently, y coincides with A [fg .n/ and hence p .x/ D p .y/ D u .n/.
This proves that h.n/
Q D u .n/ for any n 2 !.
Observe that, for each n 2 E and d 2 supp.n/
Q the function v D SfVn Wn2E 0 g
is locally constant at d , i.e., there exists a clopen set G 2 .d; KA / such that
v.G/ D fi g D. Indeed,
S the function v is not locally constant only at the points
of V 0 nV 0 where V 0 D fVk W k 2 E 0 g. However, supp.m
Q k / Umk [ Vmk , so our
statement follows from the fact that .Umk [ Vmk / \ .V 0 nV 0 / D ; for any k 2 !.
Then the sets G 0 D G fi g KA [fg and G 00 D KA [fg nG 0 are clopen in
KA [fg , disjoint and G 0 [ G 00 D KA [fg . Therefore, for every d 2 G, the point
x D .d; i / is the unique element of KA [fg such that xjA D d .
Now if d 2 supp.n/
Q for some n 2 E and x 2 Q is the unique point such that
xjA D d then it follows from x 0 D xj.A [ fg/ 2 KA [fg that x 0 coincides with
the unique extension of d over A [ fg. This proves that
S
(32) h.d / D SfVn Wn2E 0 g .d / for any d 2 fsupp.n/
Q W n 2 Eg.
Let g D ' .h/; observe first that
P
S
(33) g.n/
Q D fnQ d W d 2 supp.n/
Q \ . fVk W k 2 E 0 g/g for any n 2 E.
By the property (14.2) all numbers nQ d are of the same sign; assume first that
they are positive. If n 2 E 0 then we have the equality
P
P
(34) g.n/
Q D fnQ d W d 2 supp.n/
Q \ Vn /g C fnQ d W d 2 supp.n/
Q \ .V 0 nVn /g.
P
Thus g.n/
Q fnQ d W d 2 supp.n/
Q \ Vn /g DP.n;
Q Pn / 34 " by (29).
0
0
0
If n 2 EnE then V nVn D V , so g.n/
Q D fnQ d W d 2 supp.n/
Q \ .V 0 nVn /g
"
and hence it follows from (30) that g.n/
Q < 4 . Recalling that a 2 cl! .E 0 / and
0
b 2 cl! .EnE / we conclude that g
.a / 34 " while g
.b / 4" and
therefore we have the inequality g
.a / > g
.b /.
Q then fix any n 2 E 0 . We still
Now if nQ d < 0 for any n 2 E and d 2 supp.n/
0
have (34) and hence g.n/
Q D .n;
Q Pn / .n;
Q V nVn / .n;
Q Pn / < 34 " by the
property (29).
442
443
444
(4)
(5)
(6)
(7)
(8)
445
Solution. For any x 2 X choose a -base Bx at the pointSx such that jBx j . If
X has a dense subspace D of cardinality then B D fBx W x 2 Dg is easily
seen to be a -base of X of cardinality at most and hence ord.B/ . Therefore
we can assume, without loss of generality, that d.X / D C .
Fix a set D D fd W < C g which is dense in X and let x0 D d0 . Proceeding
inductively, assume that < C and we have chosen points fx W < g D in
such a way that
(1) if 0 < < then d0 2 fx W g;
(2) x fx W < g for any < .
It follows from d.X / > , that Y D fx W < g cannot be dense in X , so the
set A D f < C W d 2 X nY g is nonempty; let D nnA and x D d . It is clear
that the condition (2) now holds for all .
To check (1) suppose that 0 < . If < then d0 2 fx W g by the
induction hypothesis. If D and there exists < with 0 < then we have
d0 2 fx W g fx W g, so (1) holds in this case too. Finally, if D
D 0 C 1 then d 2 fx W 0 g D fx W < g for any < 0 which shows
that either d0 2 fx W < g or 0 D and hence d0 D d D x 2 fx W g,
so we proved that the conditions (1) and (2) are satisfied for all .
This shows that our inductive procedure can be continued to construct a set E D
fx W < C g such that the properties (1) and (2) hold for all < C . It follows
from (1) that E is dense in X . It is an easy consequence of (2) that the family
C D fB 2 Bx W B \ fx W < g D S
;g is a -base at the point x for every
< C . By density of E, the family C D fC W < C g is a -base in X .
C
If ord.C/
x 2 X and a family C 0 C such that jC 0 j D C
T 0 then fix a point
0
and x 2 C . For each C 2 C there is BC 2 Bx with BC C ; since jBx j ,
we can find a set B 2 Bx for which the family C 00 D fC 2 C 0 W BC D Bg has
cardinality C . The set E being dense in X there S
is < such that x 2 B and
therefore x 2 C for all C 2 C 00 . The family B D fBx W g has cardinality
not exceeding , so there is C 2 C 00 nB. Recalling the definition of C we convince
ourselves that C 2 C for some > and hence x C ; this contradiction shows
that C is a -base in X with ord.C/ .
V.403. Assuming CH prove that
(i) any Lindelf first countable space has a point-countable -base;
(ii) any space X with .X / D c.X / D ! has a point-countable -base;
(iii) if !1 is a caliber of X and .X / ! then X is separable.
Solution. Given a set A and an infinite cardinal let exp .A/ D fB W B A and
jBj g.
Fact 1. For any space X we have jX j d.X /t.X/
jX j d.X /.X/ holds for every space X .
.X/
446
x 2 XT
, a family Bx of open neighborhoods of x in X such that jBx j and
fxg D fB W B 2 Bx g; it follows from t .X / that we can find, for any B 2 Bx ,
a set SBx D \ B such that jSBx j and x 2 SBx .
Let '.x/ D fSBx W B 2 Bx g for every x 2 X ; then ' W X ! exp .exp .D//.
Since jexp .exp .D//j D .jDj / D D , it suffices to show that ' is an
injective map. Take any distinct points x; y 2 X and pick B 2 Bx such that y B.
Then y SBx and hence SBx '.y/ because all elements of '.y/ contain y in
their closure. Therefore '.y/ '.x/ for any distinct x; y 2 X , so the map ' is
injective and hence jX j jexp .exp .D//j D , i.e., we established that jX j
d.X /t.X/ .X/ for any space X ; observe that t .X / .X / .X / and hence also
jX j d.X /.X/ , so Fact 1 is proved.
Fact 2. If X is an arbitrary space then jX j 2l.X/
the inequality jX j 2l.X/.X/ for any space X .
.X/t.X/
. In particular, we have
Proof. Let T
D l.X / .X / t .X / and fix a family Bx .x; X / such that jBx j
and fxg D
S Bx for each x 2 X . For any set A X we will need the family
B.A/ D fBx W x 2 Ag; take any point x0 2 X and let F0 D fx0 g. Suppose
that < C and we have a family fF W < g of closed subsets of X with the
following properties:
(1) jF j 2 for each < ;
(2) F0 F whenever 0 < ; S
S
(3) if < andSU is a subfamily of B. < F / such that jU j and X n U
; then F n U ;.
S
Consider the
a subfamily of B. < F / such that
S collection A D fU W U is S
jU j and SU X g. Observe first that j < F j 2 D 2 and therefore
the family B. < F / has cardinality at most 2 D 2S
. As a consequence,
jAj .2 / D 2 . For any US
2 A choose a point x.U / 2 X n U and consider the
set P D fx.U / W U 2 Ag [ . < F /.
If F D P then d.F / jP j 2 C 2 D 2 , so it follows from Fact 1
and t .X / .X / that jF j jP j .2 / D 2 . It is straightforward that the
conditions (1)(3) are now satisfied for all and hence our inductive procedure
can be continued to obtain a family fF W < C g of closed subsets of X for which
C
the properties
S (1)(3) hold for all < .
If F D fF W < C g then jF j 2 C D 2 , so it suffices to show that
F D X . Note first that it follows from t .X / that the set F is closed in X . If
F X then fix a point a 2 X nF and choose, for any x 2 F a set Vx 2 Bx such
that a Vx . The family V D fVx W x 2 F g is an open cover of F , so it follows S
from
l.F / l.X / that we can find a family U V such that jU j and S
F U.
C
It is easy S
to see that there exists
S an ordinal < such that U B. < F /;
sinceSa
U , the set X n U is nonempty,
so
we can apply (3) to see that
S
F n. U / ;. However, F F U ; this contradiction shows that F D X
and hence we checked that jX j 2l.X/t.X/ .X/ for any space X ; finally it follows
from t .X / .X / .X / that jX j 2l.X/.X/ and hence Fact 2 is proved.
447
448
hence there exists k > n such that y.k/ < x.k/. It is clear that Uk .y/ \ Rx D ; and
hence Uk .y/\On .x/ D ;. This shows that every y 2 X nOn .x/ has a neighborhood
contained in X nOn .x/, i.e., the set X nOn .x/ is open and hence
(2) the set On .x/ is clopen in X for any x 2 X and n 2 N.
An immediate consequence of (1) and (2) is that the space X is zero-dimensional
and hence Tychonoff (see Fact 1 of S.232). Let !! D supf!i W i 2 Ng; our next step
is to prove S
that d.X / > !! . Assume that D is a dense subset of X . If jDj !!
then D D fDi W i 2 Ng where jDi j !i for any i 2 N. For each i 2 N the
cofinality of !iC1 is strictly greater than the cardinality of Di , so there is an ordinal
i 2 !iC1 such that x.i C 1/ < i for any x 2 Di . Let x.1/ D 0 and x.i C 1/ D i
for any i 2 N.
Take any d 2 D; then d 2 Di for some i 2 N and hence d.i C 1/ < i D
x.i C 1/. This shows that d Rx for any d 2 D, i.e., D \ Rx D ;. Since Rx is a
nonempty open subset of X , this contradicts density of D and proves that
(3) w.X / d.X / > !! .
Finally assume that X has a point-countable -base B and let D .!! /C , i.e.,
is the cardinal that follows !! . It follows from (1) that we can assume, without loss
of generality, that
S every element of B is the set On .x/ for some x 2 X and n 2 N.
Therefore B D fBn W n 2 Ng where Bn D fOn .x/ W x 2 An g for every n 2 N.
The property (3) implies that jBj ; since the cardinal is regular, there is
n 2 N for which jAn j D . Since > !n D j!1 : : : !n j, we can apply regularity
of once more to find a set A An and a sequence .1 ; : : : ; n / 2 !1 : : : !n
such that jAj D and x.i / D i for all x 2 A.
Choose a set A0 A with jA0 j D !1 and fix any i > n. Since the cofinality of !i
is strictly greater than !1 , we can choose an ordinal i 2 !i such that x.i / < i for
all x 2 A0 . Define a point y 2 X as follows: y.i / D i for all i n and y.i / D i
whenever i > n.TIt is immediate that y 2 Rx and hence y 2 On .x/ for any x 2 A0 .
Therefore y 2 fOn .x/ W x 2 A0 g, so the order of the family B at the point y is
at least !1 , i.e., B is not point-countable. This contradiction shows that X is a first
countable space which has no point-countable -base.
V.405. Let X be a space for which we can find a family of sets fAm W m 2 !g and
a sequence fkm W m 2 !g Nnf1g such that supfjAm j W m 2 !g D jX j while
Am X km n
km .X / and Am is concentrated around
km .X / for every m 2 !.
Prove that the space Cp .X / has a point-countable -base. In particular, the space
Cp .X / has a point-countable -base if there is a set A with jAj D jX j such that
either A X n n
n .X / and A is concentrated around
n .X / or A X and A is
concentrated around some point of X .
Solution. Given a space Z call a family U .Z/ a -base of a family V
.Z/ if any element of V contains some U 2 U . It is evident that if V is a -base
in Z and U is a -base of V then U is also a -base in Z.
Denote by I the family of all nontrivial open intervals of R with rational
endpoints. The collection Q D f.Q0 ; : : : ; Qn1 / W n 2 Nnf1g; Qi 2 I for any
449
450
451
452
453
T
otherwise
D f.K K/nW W W 2 Wg and hence
.
; K K/ jWj <
S
which is a contradiction. Pick any point z 2 P n. W/; it is straightforward that
(1) now holds for all and hence our inductive procedure can be continued to
construct
S a set D D fz W < g P such that (1) holds for all < . Since
z 2 Vz for any < , it follows from (1) that z0 z whenever 0 and
hence jDj D D jKj.
If z 2 P then there is U 2 V with z 2 U . If z 2 U then U 2 Vz and hence
(1) shows that z U for all > . Now, if < then z Vz , so U Vz ,
i.e., z U . Therefore every z 2 P has a neighborhood which contains at most one
point of D, so D is closed and discrete in P .
Now take any set W 2 .
; K K/. The set L D .K K/nW D P nW P
is compact. Therefore D \ L D DnW is compact being closed in L; however,
D \ L is a discrete space, so it must be finite. This proves that DnW is finite
for any W 2 .
; K K/ and hence D is concentrated around
. Finally, apply
Problem 405 to conclude that Cp .K/ has a point-countable -base.
V.412. Prove that if Cp .X / embeds in a -product of first countable spaces then it
has a point-countable -base.
Q
Solution. Suppose that Nt is a space for every t 2 T and N D t2T Nt . Given
a point a 2 N let .N; a/ D fx 2 N W jft 2 T W x.t / a.t /gj !g. If
x 2 .N; a/ then supp.x/ D ft 2 T W x.t / a.t /g. The spaces with a countable
network are called cosmic.
Q
Fact 1. Assume that nw.Nt / D .Nt / D ! for all t 2 T , and N D t2T Nt .
Then, for any a 2 N , every subspace of .N; a/ has a point-countable -base.
Q
Proof. For each S T consider the set NS D t2S Nt and the natural projection
S W N ! NS ; let aS D S .a/. It is easy to see that S ..N; a// D .NS ; aS /
for any S T . For every Y .N; a/ let .Y / be the minimal cardinality of a
set S T such that Y embeds in .NS ; aS /. Observe first that
(1) if Y .N; a/ and .Y / ! then Y has a countable -base.
Indeed, .Y / ! implies that Y embeds in NS for some countable S T . The
space NS is cosmic and first countable and hence so is Y . Take any countable dense
D Y and fix a countable local baseSBd in the space Y at every point d 2 D. It is
an easy exercise that the family B D d 2D Bd is a countable -base of Y , so (1) is
proved. Our next step is to show that
(2) if Y .N; a/ and .Y / D .V / for any nonempty open set V of the space
Y , then Y has a point-countable -base.
If (2) is not true then the family Y D fY .N; a/ W .Y / D .V / for
any V 2 .Y / and Y does not have a point-countable -baseg is nonempty. Let
D nnf.Y / W Y 2 Yg and choose a set Y 2 Y with .Y / D . It follows from
(1) that > !. We can assume, without loss of generality, that Y .NS ; aS / for
some S T with jS j D . Choose a faithful enumeration fs W < g of the set
454
S ; we will need the set S D fs W g for any < . Let p .y/ D yjS for
any y 2 Y and < ; then p W Y ! Y D p .Y / is the restriction to the set Y of
the relevant natural projection.
Given any ordinal < , we have Y .NS ; aS / and jS j < , so our
choice of guarantees that Y has a point-countable -base B0 ; consider the set
F D fx 2 Y W x.s / D a.s /g and the family B D fB 2 B0 W B \ F D ;g. The
1
family
SE D fp .B/ W B 2 B g .Y / is point-countable for each < ; let
E D fE W < g.
Take any U 2 .Y /; there exist 1 ; : : : ; n 2 and sets O1 ; : : : ; On such
that Oi 2 .Nsi / for all i n while the set U 0 D fy 2 Y W y.si / 2 Oi
for each i ng is nonempty and contained in U . Let D maxf1 ; : : : ; n g; if
y.s / D a.s / for any > and y 2 U 0 then U 0 embeds in .NS ; aS / and
hence .U 0 / jS j < which is a contradiction.
Therefore there exists an ordinal > such that y.s / a.s / for some point
y 2 U 0 . The set V D p .U 0 / is open in Y and U 0 D p1 .V / (see Fact 1 of S.298).
Since p .y/ 2 V nF , the open set V nF is nonempty and hence there is B 2 B0
such that B V nF , i.e., B 2 B . Since also B 0 D p1 .B/ p1 .V / D U 0 U
and B 0 2 E, we proved that every nonempty open subset of Y contains an element
of E, i.e., the family E is a -base of Y .
T
Now assume that there exists a family E 0 E such that jE 0 j D !1 and E 0 ;.
Since E is point-countable, the family E 0 \ E is countable for every < . As a
consequence, there existsTan uncountable set A such that E 0 \ E ; for any
2 A. Pick
point y 2 E 0 and an element B 2 B for any 2 A in such a way
T a 1
that y 2 fp .B / W 2 Ag.
It follows from the equality B \ F D ; that p .y/ F and hence y./
a./ for any 2 A. Thus A supp.y/, so supp.y/ is uncountable which is a
contradiction with y 2 .NS ; aS /. Therefore the family E is a point-countable
-base of Y ; this contradiction with the choice of Y shows that (2) is proved.
Now take an arbitrary subspace Y of the space .N; a/ and consider the family
B D fB 2 .Y / W .B/ D .B 0 / for any B 0 2 .Y / with B 0 Bg. If
U 2 .Y / then let D nnf.U 0 / W U 0 2 .Y / and U 0 U g and choose a set
B 2 .Y / such that B U and .B/ D . It is immediate that B 2 B, so the
family B is S
a -base of Y . Take a maximal disjoint subfamily B 0 of the family B;
then the set B 0 is dense in the space Y . The property (2) shows that, for every set
B 2 B 0 we can
S choose a point-countable -base CB for the space B. It is easy to
see that C D fCB W B 2 B 0 g is a point-countable -base of Y , so Fact 1 is proved.
Returning to our solution assume
Q that Mt is a first countable space for any t 2 T
and we have a point a 2 M D t2T Mt such that Cp .X / .M; a/. Let pt W
M ! Mt be the natural projection and consider the set Nt0 D pt .Cp .X // for
any t 2 T . It follows from TFS-299 that Nt0 is a cosmic
Qspace and hence Nt D
Nt0 [ fa.t /g is cosmic as well for any t 2 T ; let N D t2T Nt . It follows from
Cp .X / .N; a/ and Fact 1 that Cp .X / has a point-countable -base, so our
solution is complete.
455
V.413. Say that a space X is P -favorable (for the point-open game) if the player
P has a winning strategy in the point-open game on X . Prove that
(i)
(ii)
(iii)
(iv)
(v)
456
S
S
strategy
sm . Therefore
Xm D j 2! Uij \ Xm D n2Am Un S
\ Xm and hence
S
S
S Xm
U
U
for
any
m
2
!.
Consequently,
X
D
X
n
n
m
n2Am S
n2!
m2!
n2! Un ,
so X D n2! Un which shows that the strategy s is winning for P , i.e., X is P favorable.
(iv) Suppose that X is P -favorable and F is a nonempty closed subspace of X . Fix
a winning strategy s for the player P on the space X . If we have an n-th move
fxn ; Un g of a play on X say that the move Un of the player O is adequate if
xn 2 X nF implies Un D X nF . In this item we will only consider the initial
segments of a play on X where P applies the strategy s and all moves of O
are adequate. A play (or an initial segment of a play) is called adequate if all
moves of O are adequate. Observe that
(1) if we have an adequate play fxn ; Un W n 2 !g and F 6 U0 [ : : : [ Uk for
some k 2 ! then there exists m > k such that xm 2 F .
S
Indeed, the strategy sS
is winning, so n2! Un D X ; if xn F then Un D X nF
for all n > k and hence n2! Un D U0 [ : : : [ Uk X which is a contradiction.
Apply the property (1) to see that there is a uniquely determined m0 2 ! and an
adequate segment fx0 ; U0 ; : : : ; xm0 1 ; Um0 1 g such that xi F for all i < m0 and
xm0 D s.U0 ; : : : ; Um0 1 / 2 F . Let y0 D xm0 and t .;/ D y0 .
Proceeding inductively assume that fy0 ; V0 ; : : : ; yk ; Vk g is an initial segment of
a play on F such that there exist natural numbers m0 < : : : < mk and an adequate
initial segment fx0 ; U0 ; : : : ; xmk ; Umk g such that yi D xmi and Vi D Umi \ F for all
i k while fx0 ; : : : ; xmk gnfy0 ; : : : ; yk g X nF .
If F Wk D U0 [ : : : [ Umk then V0 [ : : : [ Vk D F , so take any point
ykC1 2 F and let t .V0 ; : : : ; Vk / D ykC1 . If F nWk ; then apply the property
(1) to see that there exists a uniquely determined mkC1 2 ! and adequate initial
segment fx0 ; U0 ; : : : ; xmk ; Umk ; xmk C1 ; Umk C1 ; : : : ; xmkC1 1 ; UmkC1 1 ; xmkC1 g such
that xmkC1 D s.U0 ; : : : ; UmkC1 1 / 2 F and xi F whenever mk < i < mkC1 .
Let ykC1 D xmkC1 and t .V0 ; : : : ; Vk / D ykC1 . This inductive procedure gives us a
strategy t for the player P on the space F .
If fyk ; Vk W k 2 !g is a play where P applies the strategy t then we have two
possibilities.
Case 1. There exists k 2 ! such that F V0 [ : : : [ Vk . Then it is evident that the
player P is the winner.
Case 2. F 6 V0 [ : : : [ Vk for all k 2 !. Then there exists an adequate play
E D fxn ; Un W n 2 !g and an increasing sequence S D fmk W k 2 !g ! such
that yk D xmk and Vk D UmS
k \ F for all k 2 !. Since P applied the strategy s
in the playSE, we have X D n2! Un . Besides, Un D
!nS and
S X nF for all n 2 S
therefore n2S Un F . As a consequence, F D n2S .Un \ F / D k2! Vk
and hence the player P is the winner.
Therefore t is a winning strategy for the player P on the space F , i.e., F is
P -favorable.
457
(v) Given a scattered space Y let I.Y / be the set of all isolated points of Y . Fix any
scattered space X and let X0 D X . Proceeding inductively assume that > 0
is an ordinal and we have a family fX W < g of closed subsets of X with
the following properties:
(2) if C 1 < then XC1 D X nI.X /;T
(3) if < is a limit ordinal then X D < X .
If D C 1 for T
some ordinal then let X D X nI.X /; if is a limit
ordinal then let X D < X . It is clear that the properties (2) and (3) still hold
for all , so our inductive procedure can be continued indefinitely. However,
if X ; then XC1 is strictly contained in X because the space X is scattered.
Therefore the ordinal .X / D nnf W X D ;g (called the dispersion index of X )
is well defined. The family fX W < .X /g is called the canonical decomposition
of X .
Assume that X is a scattered space and fX W < .X /g is a canonical
decomposition of X . Suppose that Y X and Y \ X D ; for some ordinal
< .X /. Consider the canonical decomposition fY W < g of the space
Y . We have Y0 D Y X D X0 ; proceeding inductively assume that is an
ordinalTand we proved
T that Y X for all < . If is a limit ordinal then
Y D < Y < X D X . If D C 1 then Y X and hence any
non-isolated point of Y is not isolated in X , i.e., Y X . Therefore our inductive
procedure can be continued to prove that Y X for any ordinal . In particular,
Y X , so it follows from Y \ X Y \ X D ; that Y D ; and hence we
established that
(4) if fX W < .X /g is a canonical decomposition of X and Y \ X D ; for
some < .X / and Y X then .Y / .
Say that a point a of a space X is central in X if X nU is P -favorable for any
U 2 .a; X /. Observe that
(5) if a space X has a central point then X is P -favorable.
Indeed, if x0 is a central point of X then let s.;/ D x0 ; if U0 is the move of
the player O then there is a winning strategy t for the player P on the space F D
X nU0 ; let x1 D t .;/ and s.U0 / D x1 . If moves x0 ; U0 ; : : : ; xn ; Un are made for
some n > 0 then let s.U0 ; : : : ; Un / D t .U1 \ F; : : : ; Un \ F /. This gives us a
strategy s on the space X . If fxn ; Un W n 2 !g is a play where P applies s then,
for the set F D X nU0 , the sequence fxnC1 ; UnC1 \SF W n 2 !g is a play in
whichSP applies a winning strategy t . ThereforeSF D n2! .UnC1 \ F / and hence
F n2! UnC1 . This implies in turn that X D n2! Un , so s is a winning strategy,
i.e., X is P -favorable and hence (5) is proved.
Now assume that X is a nonempty scattered Lindelf space. We will prove that
X is P -favorable by induction on the dispersion index of X . Observe that X ;
implies that .X / > 0. If .X / D 1 then X is discrete and hence countable, so it
is P -favorable by (i). Now assume that > 1 is an ordinal and we proved that any
nonempty Lindelf scattered space Y with .Y / < is P -favorable.
458
Take a Lindelf scattered space X with .X / D and let fX W < g be the
canonical decomposition of X . We have two cases.
T
Case 1. is a limit ordinal. Then < X D ;. For any point x 2 X there exists
< such that x X and hence we can choose a set Ux 2 .x; X / such
that U x \ X D ;. It follows from (4) that .U x / < , so we can
apply the induction hypothesis to see that U x is a P -favorable space for any
x 2 XS
. The space X being Lindelf there
S exists a countable A X such that
X D fUx W x 2 Ag and hence X D fU x W x 2 Ag. Now it follows from
(iii) that X is P -favorable.
Case 2. D C 1. Then X is countable closed discrete subset of X . Use
collectionwise normality of X to find a family fUx W x 2 X g such that
Ux 2 .x; X / for any x 2SX and the collection fU x W x 2 X g is disjoint.
Consider the set F D X n. fUx W x 2 X g/; it follows from F \ X D ; that
we can apply (4) again to convince ourselves that .F / < and hence F
is P -favorable.
Assume that W 2 .x; U x /; then Fx D U x nW is a closed subset of X such
that Fx \ X D ; and hence we can apply the property (4) once more to see that
Fx is P -favorable by the induction hypothesis. This proves that x is a central point
of U x , so the property
S (5) guarantees that U x is P -favorable for all x 2 X . The
equality X D F [ . fU x W x 2 X g/ shows that X is the union of countably many
P -favorable spaces, so it is P -favorable by (iii). This shows that every Lindelf
scattered space is P -favorable and completes our solution.
V.414. Prove that
(a) if X is P -favorable for the point-open game and .X / ! then X is
countable;
(b) a compact space X is P -favorable for the point-open game if and only if X is
scattered.
Solution. (a) Fix a winning strategy s for the player P on the space XT. For any
x 2 X let Ux .x; X / be a countable family such that fxg D
Ux . Say
that an initial segment S D fx0 ; U0 ; : : : ; xn ; Un g of a play on X is s-legal if P
applies the strategy s in the segment S .
Let x0 D s.;/ and A0 D fx0 g. Proceeding inductively assume that we have a
countable set An X and consider the set A0nC1 D fy 2 X W there exists
S k2!
and an s-legal initial segment fx0 ; U0 ; : : : ; xk ; Uk g such that Ui 2 fUx W x 2
An g for all i k andS
y D s.U0 ; : : : ; Uk /g; let AnC1 D An [ A0nC1 and observe
that the family V D fUx W x 2 An g is countable, so we only have countably
many finite subfamilies of V. If S D fx0 ; U0 ; : : : ; xk ; Uk g is an s-legal initial
segment then the family fU0 ; : : : ; Uk g uniquely determines S because we have
the equalities x0 D s.;/; x1 D s.U0 /; : : : ; xn D s.U0 ; : : : ; Un1 /. Therefore
jA0nC1 j jVj ! and hence AnC1 is countable.
S
Once we haveSthe sequence fAn W n 2 !g let A D n2! An and consider the
family W D fUx W x 2 Ag. Let us show that
459
460
461
let t .U0 ; : : : ; Un / D FnC1 . It is immediate from (2) that for any UnC1 2 .FnC1 ; X /
the properties (3) and (4) hold if we replace n by n C 1, so our inductive procedure
can be continued to construct a strategy t for the player P on the space X .
Now suppose that fFn ; Un W n 2 !g is a play where P applies the strategy t and
let U D fUn W n 2 !g.T
Assume for a moment that lim U X . Then there exists
x 2 X such that x fUi W i ng for any n 2 !. Therefore we can find an
increasing
S sequence fjk W k 2 !g ! such that x Ujk for every k 2 ! and hence
x k2! Ujk . However, it follows from (3) S
that fUjk W k 2 !g is an adequate
family, so we can apply (1) to conclude that k2! Ujk D X . This contradiction
shows that t is a winning strategy for the player P in the game PO00 , i.e., we settled
sufficiency and completed our solution.
V.417. Prove that a space X is P -favorable for the point-open game if and only if
Cp .X / is a W -space.
Solution. Suppose that X is P -favorable for the point-open game. By Problem 416
there exists a strategy s on the space X which is winning for P in the game PO00 .
Denote by u the function which is identically zero on X . For any finite set A X
and " > 0 let A; "
D ff 2 Cp .X / W f .A/ ."; "/g.
If F0 D s.;/ then H0 D F0 ; 1
is an open neighborhood of the point u; let
t .;/ D H0 . If the second player in the W -game chooses a function f0 2 H0 then
let us consider that the player O picks the set U0 D f01 ..1; 1//; it is easy to see
that F0 U0 .
Proceeding inductively assume that moves fH0 ; f0 ; : : : ; Hn ; fn g have been made
in the Gruenhage W -game on Cp .X / at the point u, i.e., Hi 2 .u; Cp .X //;
462
463
464
465
If is a limit
Sordinal then let be the !-modification of the topology generated
by the family f W < g as a subbase. It follows from (3) that every set
is open in Y D .; /, so (2) and (3) imply that the property (3) still holds for
all
S . If U 2 then U D U \ 2 for any < by (4). Therefore
U D fU W < g 2 , i.e., (4) also holds for all . The properties (5)
and (6) bring no new obligations for the collection f W g, so they are also
fulfilled for all .
As to the property (2), observe first that Y is Hausdorff its topology being
stronger than the Tychonoff topology . Given a point < there is a local
base C of Lindelf open neighborhoods of the point in the space YC1 . It follows
from (2) and (3) that C is also a local base in Y at the point . Besides, any Lindelf
subspace is closed in a Hausdorff P -space (see Fact 2), so C is a clopen local base in
Y at . Thus Y is zero-dimensional and hence Tychonoff. Choosing the respective
bases in all finite powers of Y , we conclude that (2) is also fulfilled for all ,
i.e., our construction can be carried out for any limit ordinal .
Now assume that is a successor ordinal, say, D C 1 and consider the
set M D f < : either n D n./ > 1 and is in the -closure of the set
TU D n .S \ .U . C 1/// for some U 2 Bn1 or n D n./ D 1 and is in
the -closure of S g. If M D ; then let be the topology generated by [ ffgg
as a subbase. Choosing the respective bases in all finite powers of Y we can easily
see that the conditions (1)(6) are satisfied for all , so this case is easy.
Now, if the set M is nonempty then the family H D fS W 2 M and
n./ D 1g [ fTU W 2 M ; n./ > 1 and U 2 Bn1 g has cardinality !1 ,
so we can choose an enumeration fH W < !1 g of the family H in which every
H 2 H occurs !1 -many times. Since E D .; / is a P -space of weight !1 ,
we can choose a local clopen base fB W < !1 g at the point in E such that
< < !1 implies B B .
The point belongs to the -closure of every element of H , so we can pick a
point z 2 H \ B for every < !1 . It follows from ./ that z for any
< !1 . The transfinite sequence S D fz W < !1 g converges to the point in
E , which, together with the P -property of E implies that S is a discrete subspace
of E and is the unique cluster point of S .
Given an ordinal < !1 the set B \ is a clopen subspace of Y , so there
exists a clopenS
Lindelf subspace L of the space Y such that z 2 L B . For
C D ffg [ . fL W g/ W < !1 g let be the topology generated by the
family [ C as a subbase.
An immediate consequence of the definition of is that \ exp./ D , i.e.,
we have (1) and (3) for the collection f W g. The family C is a local clopen
base at the point , so the space Y is Tychonoff being T1 and zero-dimensional. Any
countable intersection of the elements of C belongs to C whence is a P -point in
Y ; thus Y is a P -space. Furthermore, every C 2 C is Lindelf because, for any
U 2 .; Y / there is < !1 such that the set C nU is closed in the Lindelf space
S
fL W < g. After we choose the relevant bases in all finite powers of Y we
conclude that (2) also holds for the family f W g. The property (4) is clear
and the property (5) must only be checked for D .
466
If < and n./ > 1 assume that the point is in the -closure of the set TU
for some U 2 Bn1 . Then H D TU 2 H and therefore jH \ S j D !1 which
shows that C \ H ; for any C 2 C , i.e., is in the -closure of H . Therefore
the condition (5) is satisfied for the family T D f W g. The proof that (6)
is also satisfied for T is analogous, so our inductive construction is complete; let
D !2 and Y D .!2 ; /.
It follows from (2) and (3) that every Y is open in Y , so Y is right-separated
and hence scattered. The properties (2) and (3) imply that Y is locally Lindelf,
Tychonoff and every 2 Y is a P -point in Y , i.e., Y is a locally Lindelf P -space.
We will prove by induction that hd.Y n / !1 for every n 2 N. To start the
induction let Y 0 D f;g; then hd.Y 0 / D 1 < !1 . Now assume that n 1 and we
have proved that hd.Y k / !1 for all k < n. We will need the sets
1 D ; and
n D fx 2 Y n W there are distinct i; j < n with x.i / D x.j /g for any n 2 Nnf1g.
By Fact 0 of T.020 it suffices to show that we have the inequality hd.Y n n
n / !1 .
Consider the set Gn D fx 2 Y n W x.0/ < : : : < x.n 1/g; since any permutation
of the set n generates a homeomorphism of Y n n
n onto itself, the space Y n n
n is
a finite union of spaces homeomorphic to Gn . Therefore it suffices to establish that
hd.Gn / !1 (evidently, G1 D Y ).
Take an arbitrary set A Gn ; there is no loss of generality to consider that
jAj D !2 . We have hd.Y n1 / !1 by the induction hypothesis; since w.E/ !1 ,
we can apply Fact 1 of V.023, to see that hd.Y n1 E/ !1 . Therefore the set
A has density at most !1 in the space Y n1 E, so we can find a set B A such
that jBj D !1 and B is -dense in A where D .Y n1 E/; there is an ordinal
< !2 such that B D S . Let W Y n1 Y ! Y be the projection.
The set A0 D fx 2 A W x.n 1/ g has cardinality at most !1 . If x 2 AnA0
then D x.n 1/ > and x D .z; / where z 2 n1 . Given any V 2 .z; Y n1 /,
there is U 2 Bn1 such that z 2 U V . The point x being in the -closure
of S , we can apply Fact 1 to see that the point is in the -closure of the set
TU D n .S \ .U . C 1///. The property (5) for n > 1 (or the property (6) if
n D 1) shows that belongs to the C1 -closure of TU .
An immediate consequence of (3) is that belongs to the -closure of TU . Since
U V , the point belongs to the -closure of the set n .S \ .V . C 1///;
therefore belongs to the -closure of the set .S \ .V Y //. Now, Fact 1 is
applicable to the product P Z where Z D Y n1 and P D Y to conclude that
x D .z; / is in the n -closure of S where n D .Y n /. This proves that A0 [ B is
a n -dense subset of A of cardinality at most !1 . Therefore hd.Gn / !1 and hence
hd.Y n / !1 .
To finally construct the promised space X take a point a Y . To introduce a
topology X on the set X D Y [ fag consider the family L D fU Y W Y nU is a
clopen Lindelf subspace of Y g and let X be the topology generated by the family
[ ffag [ L W L 2 Lg. It is straightforward that .X; X / is a Lindelf scattered
P -space. It follows from hd .Y / !1 and jX nY j D 1 that hd .X / !1 (see
Fact 1 of T.099).
467
Next, apply Problem 413 to see that X is P -favorable for the point-open game
and hence Cp .X / is a W -space by Problem 417. Assume that Cp .X / has a pointcountable -base B. By Fact 2 of U.271 there existsSa family fD W < !1 g of
discrete subspaces of Cp .X / such that the set D D fD W < !1 g meets every
element of the family B; in particular, D is dense in Cp .X /.
Apply SFFS-027 to see that s.Cp .X // hl.Cp .X // hl .Cp .X // D
hd .X / !1 and hence jD j !1 for each < !1 ; therefore jDj !1 . As
a consequence, .X / i w.X / D d.Cp .X // !1 which shows that .X / !1 .
In particular,
T .a; X / !1 and hence there is a family fW W < !1 g .a; X /
such that fW W < !1 g D fag. If F D X S
nW then F is a Lindelf subspace
of Y for any < !1 . It follows from Y D fF W < !1 g that l.Y / !1 .
However, fY W < !2 g is an open cover of Y which does not have any subcover
of cardinality !1 . This contradiction shows that Cp .X / does not have a countable
-base and hence it cannot be embedded in a -product of first countable spaces
(see Problem 412), so our solution is complete.
V.419.QProve that if Xt is a d -separable space for each t 2 T then the product
space t2T Xt is d -separable. In other words, any product of d -separable spaces
must be d -separable.
Solution. The expression X ' Y says that the spaces X and YQare homeomorphic.
Given a space Nt for each t 2 T suppose that a 2 N D t2T Nt . The space
.N; a/ D fx 2 N W the set ft 2 T W x.t / a.t /g is finiteg is the -product of N
with the center a. For any x 2 .N; a/ let supp.x/ D ft 2 T W x.t / a.t /g. We
will say that a topological property P is d -adequate, if
P is preserved by finite products;
if X has P and U is open in X then U has P;
P
Lis preserved by free unions, i.e., if Xt has P for every t 2 T then the space
t2T Xt also has P;
(4) If X is aSspace, Y D X and Y has P then X also has P;
(5) if X D n2! Xn and every Xn has P then X also has P.
(1)
(2)
(3)
Fact 1. SupposeQ
that a topological property P is d -adequate and Nt has P for any
t 2 T ; let N D t2T Nt . Then the space .N; a/ has P for any a 2 N and hence
the space N also has P.
Proof. Fix any point a 2 N and let Nt D Nt nfa.t /g for any t 2 T ; given a set
S T let aS D ajS . For every n 2 ! consider
the set Ln D fx 2 .N; a/ W
S
jsupp.x/j D ng; observe that L0 D fag and n2! Ln D .N; a/.
Fix any n 2 N and consider the family
Q Fn D fA T W jAj D ng. Observe
that forSevery A 2 Fn the set HA D t2A Nt faT nA g is contained in Ln and
Ln D fHA W A 2 Fn g. If A; A0 2 Fn and A A0 then AnA0 ; or A0 nA ;. If
t 2 AnA0 then x.t / a.t / for any x 2 HA while y.t / D a.t / whenever y 2 HA0 ;
an analogous reasoning for the case of A0 nA ; shows that HA \ HA0 D ; for
distinct A; A0 2 Fn , i.e.,
(6) the family fHA W A 2 Fn g is disjoint for any n 2 N.
468
Q
Q
Let WA D t2A Nt t2T nA Nt for every A 2 Fn . It is clear that WA is an open
subset of N and a moments reflection shows that WA \ Ln D HA . Therefore
every
L
(6) that Ln is homeomorphic to fHA W A 2
HA is open in Ln , so it follows from Q
Fn g. It is an easy exercise that HA ' t2A Nt , so it follows from the properties (1)
and (2) that HA has P for every A 2 Fn . Applying (3) we can see that Ln has the
property P. Now the property (5) implies that .N; a/ has P. Finally observe that
.N; a/ is dense in N and apply (4) to conclude that N has P as well, so Fact 1 is
proved.
Returning to our solution let P stand for d -separability. Given d -separable
X
Y
spaces X and Y we can choose discrete subspaces
S XDn X and Dn Y for
each n 2
!
in
such
a
way
that
the
set
D
D
fD
W
n
2
!g
is
dense
in X and
X
n
S
X
DY D fDnY W n 2 !g is dense in Y . It is evident that D
D
D
DnY is a
m
Sm;n
discrete subspace of X Y for any m; n 2 !. Since D D fDm;n W m; n 2 !g D
DX DY , the set D is dense in X Y and hence X Y is d -separable. Therefore
P has the property (1).
Given a d -separable
S space X fix a family fDn W n 2 !g of discrete subspaces of
X such that D D n2! Dn is dense inSX . If U is open in X then Dn0 D Dn \ U
is a discrete subspace of U and D 0 D n2! Dn0 D D \ U is dense in U , so U is
d -separable and hence P satisfies the condition (2).
t
Now assume that Xt is d -separable
S and choose a family fDn W n 2 !g of discrete
subspaces of Xt such that Dt D n2! Dnt is dense in Xt for every
Lt 2 T . We
will identify every Xt with the respective
clopen
subspace
of
X
D
t2T Xt . It is
S t
straightforward
that
the
set
D
D
fD
W
t
2
T
g
is
discrete
for
any
n
2 !; since
n
S
S n
also D D n2! Dn D t2T Dt is dense in X , we conclude that d -separability is
preserved by free unions, i.e., P has (3).
If Y has a dense -discrete subspace D and Y D X then D is a dense -discrete
subspace
Finally, assume that
S of X , so X is also d -separable and hence P has (4).
n
X D n2! Xn and every Xn is d -separable;
fix
a
family
fD
W
m m 2 !g of discrete
S n
subspaces
of
X
such
that
D
D
fD
W
m
2
!g
is
dense
in Xn . Then the set
n
m
S n n
D D fDm
W n; m 2 !g is a dense -discrete subspace of X and hence P also
has the property (5), so d -separability is a d -adequate property. Applying Fact 1 we
conclude that P is preserved by arbitrary products, i.e., any product of d -separable
spaces is d -separable and hence our solution is complete.
V.420. Given an infinite cardinal and a space X prove that X is d -separable
if and only if there exists a family D D fDn W n 2 !g of discrete subspaces of X
such that supfjDn j W n 2 !g d.X /. In particular, if X has a discrete subspace
of cardinality d.X / then X is d -separable. Deduce from this fact that X d.X/ is
d -separable for any space X .
Solution. If the space X is d -separableSthen there exists a family fDn W n 2 !g
of discrete subsets of X such that D D n2! Dn is dense in X . Therefore jDj D
supfjDn j W n 2 !g d.X / d.X /, so we have necessity.
Let D d.X / and assume that we have a family fDn W n 2 !g of discrete
subspaces of X such that supfjDn j W n 2 !g . Consider the cardinal n D jDn j;
469
xj.nIn / 2 Un g is, evidently, open in X and xA;n 2 W . If y D xA ;n 2 Qkn nfxA;n g
then we have two possibilities.
Case 1. If then yj.nIn / D en Un , so y W .
Case 2. If D then A0 A; if y 2 W then y./ p for all 2 A. However,
A0 D f 2 In W y./ pg, so A A0 and it follows from jAj D jA0 j D k that
A D A0 and hence y D xA;n which is a contradiction.
Therefore W \ Qkn D fxA;n g and hence we proved that
(1) Qkn is a discrete subspace of X for any n 2 ! and k 2 N.
S
Thus the set Q D fQkn W n 2 !; k 2 Ng is a -discrete subspace of X . Take
an arbitrary nonempty set U 2 .X /. There is a finite set A D f1 ; : : : ; k g
such that for some V1 ; : : : ; Vk 2 .X / the set W D fx 2 X W x.i / 2 Vi for all
i kg is contained in U . The set S being dense in X we can find t1 ; : : : ; tk 2 S such
that ti 2 Vi for all i k. There exists n 2 ! such that A In and ft1 ; : : : ; tk g Sn ;
it is evident that A 2 Fkn . Letting s.i / D ti for all i n we obtain a point
s 2 .Sn /A , so there exists an ordinal < n such that s D sA;n . Now it follows
from xA;n jA D s that xA;n 2 W \ Q U \ Q and hence Q \ U ; for any
U 2 .X /, i.e., Q is dense in X , so the space X is d -separable which shows
that we proved sufficiency.
Finally, take any space X and let D d.X /. If X is discrete then the space
X is d -separable by Problem 419. If X is not discrete then the two-point space D
embeds in X and hence D embeds in X . It is an easy exercise that D has a discrete
subspace of cardinality , so X also has a discrete subspace of cardinality and
hence we can apply our above result to convince ourselves that X is d -separable.
470
471
472
S
Fix a family D D fDn W n 2 !g of discrete subspaces of Cp .X / such that D
is dense in Cp .X / and hence the cardinal D supfjDn j W n 2 !g is greater than
or equal to D d.Cp .X //; let n D jDn j for any n 2 !. Take a disjoint family
fUn W n 2 !g of nonempty open subspaces of Cp .X / and pick a standard open
set Vn Un for each n 2 !. It follows from (1) that Cp .X / is homeomorphic to
Vn and therefore we can fix a discrete
Ssubspace En Vn such that jEn j D n for
every n 2 !. It is evident that E D n2! En is a discrete subspace of Cp .X / and
jEj D . Passing, if necessary, to an appropriate subspace of E we can obtain
a discrete subspace of Cp .X / of cardinality .
V.423. Given a space X and n 2 N say that a discrete subspace D X n is
essential if D \
n .X / D ; and jDj D i w.X /. Prove that if, for some n 2 N, there
exists an essential discrete set D X n then Cp .X / is d -separable. In particular,
if there exists a discrete subspace of X of cardinality i w.X / then Cp .X / is d separable.
Solution. For any n 2 N let on 2 Rn be the point whose all coordinates are equal
to zero; for any r > 0, the set Bnr D f.x1 ; : : : ; xn / 2 Rn W x12 C : : : C xn2 r 2 g
is the closed r-ball in Rn centered at on . It is clear that B1r D r; r
R. Given a
space X and a set A X let CAn .X / D ff 2 Cp .X; Rn / W f .A/ fon gg for any
n 2 N. For any points a; b 2 Rn the set a; b
D ft a C .1 t / b W t 2 0; 1
g is
the line segment in the space Rn which connects a and b. Given a space Z say that
sets P; Q Z are functionally separated if there exists a function f 2 C.Z; 0; 1
/
such that f .P / f0g and f .Q/ f1g.
473
Fact 1. Given a space X and an infinite cardinal suppose that a family F consists
of finite subsets of X , the cardinality of F is equal to and there is m 2 N such
that jF j m for all F 2 F. Then there exists a finite set A X (called the core of
F) such that for any finite B X nA there exists U 2 .B; X / such that the family
fF 2 F W F \ U D ;g has cardinality .
Proof. If the family F has no finite core then we can choose disjoint nonempty sets
A0 ; : : : ; Am X such that for any i m and U 2 .Ai ; X / there are strictly less
than elements of F which miss U . Now let U0 ; : : : ; Um be disjoint open subsets
of X such that Ai Ui for all i m. Every family fF 2 F W F \ Ui D ;g
has cardinality strictly less than , so there is F 2 F such that F \ Ui ; for
any i m. This implies, however, that jF j m C 1 and hence we obtained a
contradiction which shows that Fact 1 is proved.
Fact 2. Suppose that n 2 N and X is a space for which there exists a finite set
A X such that, for some r > 0 and some -discrete subspace E CAn .X /, the
set Kn D Cp .X; Bnr / \ CAn .X / is contained in the closure of E. Then the space
.Cp .X //n is d -separable.
Proof. We identify .Cp .X //n with Cp .X; Rn /. For every k 2 N let 'k .f / D k f
for any f 2 Cp .X; Rn /; it is immediate that 'k W Cp .X; Rn / ! Cp .X; Rn / is a
homeomorphism. Therefore Ek D 'k .E/ is a -discrete subspace of Cp .X; Rn /
S
fFk W k 2 Ng
and Fk D 'k .Kn / ES
k for any k 2 N. It is an easy exercise that
is dense in CAn .X /, so fEk W k 2 Ng is a -discrete dense subspace of CAn .X /,
i.e., CAn .X / is d -separable. If A D ; then Cp .X; Rn / D CAn .X / is d -separable. If
A ; then Cp .X; Rn / is homeomorphic to CAn .X / .Rn /A by Fact 1 of S.409.
Any product of d -separable spaces is d -separable (see Problem 421), so the space
.Cp .X //n ' Cp .X; Rn / is d -separable and hence Fact 2 is proved.
Fact 3. If Z is a space and P; Q Z then P and Q are functionally
separated if and only if there exist zero-sets P 0 and Q0 in the space Z such that
P P 0 ; Q Q0
and P 0 \ Q0 D ;.
Proof. If P and Q are functionally separated then take a function f 2 C.Z; 0; 1
/
such that f .P / f0g and f .Q/ f1g; then P 0 D f 1 .0/ and Q0 D f 1 .1/ are
as promised, so we have necessity.
If, on the other hand, there exist disjoint zero-sets P 0 ; Q0 such that P P 0
and Q Q0 then we can apply Fact 1 of V.140 to see that there exists a function
f 2 C.Z; 0; 1
/ such that f .P 0 / f0g and f .Q0 / f1g. It is clear that f also
separates P and Q, so Fact 3 is proved.
Fact 4. Suppose that Z is a space and we have functionally separated nonempty
sets P; Q Z. Then, for any points a; b 2 Rn there exists a continuous function
f W Z ! a; b
such that f .P / D fag and f .Q/ D fbg.
474
Proof. Since Rn D Cp .f1; : : : ; ng/, it follows from Fact 1 of S.301 that there exists
a homeomorphism ' W 0; 1
! a; b
such that '.0/ D a and '.1/ D b. Take a
function g 2 C.Z; 0; 1
/ such that g.P / f0g and g.Q/ f1g. Then f D ' g
is as promised, so Fact 4 is proved.
Fact 5. Suppose that Z is a space, a set F Z is compact and F U 2 .Z/.
Then there exists V 2 .F; Z/ such that V is functionally separated from X nU . In
particular, F is functionally separated from ZnU .
Proof. The sets F and G D clZ .ZnU / are disjoint and closed in Z. By normality
of Z there exists a continuous function f W Z ! 0; 1
such that f .F / f1g
and f .G/ f0g. If g D f jZ then P D g 1 . 12 ; 1
/ and Q D g 1 .0/ are zero-sets
in Z. Since ZnU Q and V D f 1 .. 12 ; 1
/ P , we can apply Fact 3 to see
that V is functionally separated from ZnU ; besides, F V 2 .Z/, so Fact 5 is
proved.
Fact 6. Suppose that w1 ; : : : ; wk 2 Rn and we have a disjoint family U1 ; : : : ; Uk of
open subsets of Z. If ; Fi Ui and Fi is functionally separated from ZnUi
(in particular, if Fi is a compact subset of Ui ) for each i k then there exists a
continuous function ' W Z ! Rn such S
that f .U i / on ; wi
and f .Fi / D fwi g for
any i k while f .z/ D on for all z ik Ui .
Proof. Apply Fact 4 to find a continuous function 'i W Z ! on ; wi
such that
'i .Fi / D fwi g and 'i .ZnUS
i / fon g for every i k. Let '.z/ D 'i .z/ if z 2 Ui
for some i k; if z 2 Zn. ik Ui / then let '.z/ D on . It is easy to see, applying
Fact 2 of T.254, that ' is a continuous function with the required properties. Finally
observe that if Fi is compact then Fi is functionally separated from ZnUi (see
Fact 5), so Fact 6 is proved.
Returning to our solution observe that if the cardinal D i w.X / is countable
then Cp .X / is even separable, so we can assume that > !. For any k 2 N
denote by Mk the set f1; : : : ; kg. In this proof we will pass several times to a subset
D 0 D with jD 0 j D . To simplify the notation we will assume each time that
D 0 D D which means that all previous reasoning can be repeated for our smaller
set D 0 .
Let
n D
n .X / and denote by Sn the set of all bijections from the set Mn onto
itself. Every 2 Sn determines a map p W X n ! X n defined by the formula
p .x/ D .x.1/ ; : : : ; x.n/ / for any x D .x1 ; : : : ; xn / 2 X n . It is clear that every p
is a homeomorphism such that p .
n / D
n . The set Pd D fp .d / W 2 Sn g is
finite for all d 2 D, so we can pass, if necessary, to a subset of D of cardinality ,
to assure that D \ Pd D fd g for any d 2 D.
We can consider that n is the minimal number for which an essential discrete
subspace exists in X n . For any d D .d1 ; : : : ; dn / 2 D let Kd D fd1 ; : : : ; dn g;
if some x 2 X belongs to -many distinct elements of the family fKd W d 2
Dg then, passing to an appropriate subset of D of cardinality we can consider
that there is j 2 Mn such that dj D x for all d D .d1 ; : : : ; dn / 2 D; if xd D
.d1 ; : : : ; dj 1 ; dj C1 ; : : : ; dn / then the set E D fxd W d 2 Dg X n1 n
n1 is also
discrete and essential which is a contradiction with the choice of n. Thus
475
476
477
478
that xi 2 Wi for all i k, the family A0 D fclX 0 .Wi / W i kg is disjoint (and hence
the collection A D fW S
i W i kg is disjoint as well) and there -many elements
d 2 D such that Kd \ . A/ D ;.
It is easy to choose Vi 2 .xi ; X 0 / such that Vi 2 B and the set Vi is functionally
separated from X nWi in X 0 (and hence in X ) for all i 2 Mk . An immediate
consequence is that the 3k-tuple D .W1 ; : : : ; Wk ; V1 ; : : : ; Vk ; r1 ; : : : ; rk / belongs
to W. Thus f .xi / D ri 2 Gi for all i k which proves that I . It is immediate
from the definition that CA D ff 2 Cp .X / W f .A/ f0gg.
Fix any D .W1 ; : : : ; Wk ; V1 ; : : : ; Vk ; r1 ; : : : ; rk / 2 W and consider the point
d D .d1 ; d2 / D './; the set B D ff 2 Cp .X / W f .d1 / > 1 and f .d2 / < 1g is
open in Cp .X / and contains the function f , so it suffices to establish the equality
B \ D ff g. Assume toward a contradiction, that f 2 B for some 2 Wnfg;
then a D .a1 ; a2 / D './ d .
We have f .d1 / > 1 and f .d2 / < 1 which, together with (6)(8), implies that
d1 2 U1a and d2 2 U2a ; this shows that d 2 U a contradicting U a \ D fag.
Consequently, B \ D ff g and hence CA is a discrete subspace such that
I . Finally apply Fact 2 of V.423 to see that Cp .X / is d -separable.
V.425. Let X be a space such that the cardinal D i w.X / has uncountable
cofinality. Prove that the following conditions are equivalent:
(i)
(ii)
(iii)
(iv)
Fact 1. If Z is a space such that the cardinal D i w.Z/ has uncountable cofinality
and Cp .Z/ is d -separable then, for some n 2 N, there is a discrete E Z n with
jEj D .
Proof. Apply Problem 422 to see that there exists a discrete subspace D Cp .Z/
such that jDj D d.Cp .Z// D i w.Z/ D . Let B be the family of all nonempty open
intervals of R with rational endpoints. For any m 2 N if x D .x1 ; : : : ; xm / 2 Z m
and B D .B1 ; : : : ; Bm / 2 B m then the set x; B
D ff 2 Cp .Z/ W f .xi / 2 Bi for
all i mg is open in Cp .Z/ and the family C D fx; B
W x 2 Z m and B 2 B m for
some m 2 Ng is a base in Cp .Z/.
For any f 2 D fix a set Uf 2 C such that Uf \ D D ff g and Uf D xf ; Bf
f
f
f
f
where xf D .x1 ; : : : ; xmf / 2 Z mf ; Bf D .B1 ; : : : ; Bmf / 2 B mf , the family
479
f
480
481
482
483
484
485
486
487
488
489
490
491
Proof. For any set A !1 let A W D!1 ! DA be the projection map defined by
A .x/ D xjA for any x 2 D!1 . Say that a set N D!1 is canonical if there exists
a nonempty countable set A !1 and a closed nowhere dense subset M of DA
such that N D A1 .M /. It is immediate that every canonical set is nowhere dense
in D!1 .
Fix a countable dense set P D!1 and let fpn W n 2 !g be a faithful enumeration
of P . It is easy to findS
a family A D fAmn W m; n 2 !g of uncountable disjoint
subsets of !1 such that A D !1 . Choose a family fK W < !1 g of finite subsets
of !1 for which we have the equality fK W 2 Amn g D !1
<! for any m; n 2 !.
Suppose that N is a nowhere dense subset of D!1 and choose maximal disjoint
family U of standard openS
subsets of D!1 which are contained in D!1 nN . The family
U is countable and U D U is dense in D!1 . There exists a countable set A !1
such that U D A1 A .U /. The set V D A .U / is open and dense in DA , so
M D DA nV is nowhere dense in DA ; the set N 0 D A1 .M / is canonical and
N N 0 . Therefore
(1) canonical sets are cofinal in the family of all nowhere dense subsets of D!1 ,
i.e., for any nowhere dense set N D!1 there is a canonical set N 0 such that
N N 0 . It follows from CH that the family of all countable subsets of !1 has
cardinality !1 ; besides, the family of all closed nowhere dense subsets of DA does
not exceed !1 for any countable A !1 . This shows that the family of all canonical
subsets of D!1 has cardinality !1 .
Therefore we can find an !1 -sequence fB W < !1 g of countable subsets of !1
such that, for any < !1 there is a closed nowhere dense N in the space DB such
that fM D B1 .N / W < !1 g is an enumeration of all canonical subsets of D!1 .
Our promised space Z will have the form fx ; y W < !1 g. To force the space
Z to be Luzin it suffices to make it dense in D!1 and guarantee that, for any < !1
the points x ; y are outside M for all > .
To obtain d -separability of the space Z Z we will choose the points x ; y in
such a wayS
that the set Dmn D f.x ; y / W 2 Amn g is -discrete for any m; n 2 !
and D D m;n<! Dmn is dense in Z Z. To get -discreteness of Dmn we will
show that the sum modulo 2 map .x ; y / ! x y D x C y 2x y takes
Dmn injectively onto a subspace of D fx 2 D!1 W jx 1 .1/j < !g. The density
of Z in will be proved establishing density of Z Z in which, in turn,
will be obtained by assuring that the point .pm ; pn / belongs to the closure of the set
Dmn for all m; n 2 !.
To start carrying out the outlined program take any distinct points x0 ; y0 2
such that K0 .x0 / D K0 .pm / and K0 .y0 / D K0 .pn / where .m; n/ 2 ! ! is the
unique pair with 0 2 Amn ; let E0 D ! [ K0 [ x01 .1/ [ y01 .1/ and fix an ordinal
0 2 E0 such that x0 .0 / y0 .0 /.
To make the inductive step assume that < !1 and we have chosen a family
fE W < g of countably infinite subsets of !1 and a set fx ; y W < g
with the following properties:
(2) if < < then E E ;
(3) if < and 2 Amn then K .x / D K .pm / and K .y / D K .pn /;
492
S
fB W < g [ . fK W g/ E for any < ;
x1 .1/ [ y1 .1/ E for any < ;
S
if < then there is 2 E n. fE W < g/ such that x . / y . /;
fE .x /; E .y /g \ E .M / D ; whenever < < ;
x y 2 for any < .
S
S
Consider the set E D fE W < g [ . fB W < g/ [ K and let
.m; n/ 2 ! ! be the unique pair such that 2 Amn . Since B E, the set
E
H D E .M / is nowhere
S dense in D for any < , so we can apply Fact 1 to
E
find points s; t 2 D n. fH W < g/ such that sjK D pm jK ; t jK D pn jK
while sj.EnK / D t j.EnK /. Take an ordinal 2 !1 nE and let E D E [ f g;
define x ; y 2 by requiring that x jE D s; y jE D t while x . / D 0 D
1 y . / and x ./ D y ./ D 0 for any 2 !1 nE . It is straightforward
that the properties (2)(7) are fulfilled now for all . The condition (8) is
also satisfied because EnK .x / D EnK .y / and hence the points x and y
are distinct only on finitely many coordinates. Thus our inductive procedure can be
continued to obtain a set Z D fx ; y W < !1 g such that the properties
(2)(8) hold for all < !1 .
Given m; n 2 !, if K ! is a finite set then there is 2 Amn such that K D K
and hence K .x / D K .pm /; K .y / D K .pn / by the property (3). This proves
that the point .pm ; pn / belongs to the closure of the set Dmn D f.x ; y / W 2 Amn g
for any m; n S
2 !. As a consequence, the set P P is contained in the closure of
the set D D fDmn W m; n 2 !g Z Z which shows that Z Z is dense in
D!1 D!1 and hence in .
Now, if N Z is nowhere dense then N is nowhere dense in D!1 and hence
there is < !1 such that N M . An immediate consequence of (7) is that
x ; y M for any > and hence the set N fx ; y W g is countable.
This shows that Z is a Luzin space.
We have already established that D contains the set P P in its closure, so it is
dense in ZZ. The map ' W D ! D!1 defined by '.x ; y / D x y is continuous
and '.D/ by (8). The space is -discrete by Fact 2, so D 0 D '.D/ is discrete as well. If < < !1 then it follows from (5) and (6) that .x y /. / D
0 and .x y /. / D 1 which shows that '..x ; y // '..x ; y //, i.e., the map
' is a continuous bijection of D onto a -discrete space D 0 . Thus D is a -discrete
dense subspace of Z Z and hence Z Z is d -separable, so Fact 3 is proved.
(4)
(5)
(6)
(7)
(8)
Returning to our solution apply Fact 3 to see that, under CH, there exists a dense
Luzin subspace X of the set D fx 2 D!1 W jx 1 .1/j !g S
such that X X is
d -separable. If Y is a countable subset of then the set A D fx 1 .1/ W x 2 Y g
is countable; take any 2 !1 nA and observe that V D fx 2 W x./ D 1g
is a nonempty open subset of such that V \ Y D ;. In particular, Y is not
dense in ; this shows that d./ > !, so the space X is not separable being
dense in . Furthermore, s.X / hl.X / ! (see SFFS-043) and hence every
-discrete subspace of X is countable. Therefore X is not d -separable while X X
is d -separable.
493
Fact 1.
Q Suppose that nw.Xa / for any a 2 A. Then any G -subset of the space
X D a2A Xa is a union of adequate G -subsets of X .
Proof. Take
Tany G -set Q X and fix a family U .X / such that jU j
and Q D
U . Given x 2 Q, for every U 2 U we can choose a finite
Q BU A
U
and
a
set
W
2
.X
/
for
every
a
2
B
such
that
x
2
H
D
a
a
U
x
a2BU Wa
S
Q
X
U
.
The
set
B
D
fB
W
U
2
U
g
has
cardinality
not
exceeding
;
a
U
a2AnBU
Q
1
let y D B .x/. If z 2 pB .y/ then pBU .z/ D yjBU D pBU .x/ 2 a2BU Wa which
T
shows that z 2 HxU for any U 2 U . Therefore z 2 U for any z 2 Hx D pB1 .y/,
i.e., HS
x is an adequate G -set such that x 2 Hx Q for each x 2 Q. Thus
Q D fHx W x 2 Qg, so Fact 1 is proved.
494
495
496
497
498
and f 1 .00 / O. We have the inclusion pB.0/ .O/ XB.0/ which, together with
nw.XB.0/ / implies that we can find a network N0 in the space pB.0/ .O/ such
that jN0 j .
Let N00 D fclKB.0/ .N / W N 2 N0 g and denote by N000 the family of all finite
intersections of the elements of N00 . Observe that jN000 j and the family N000
separates the points of pB.0/ .O/ from the points of KB.0/ npB.0/ .O/. Consider the
1
family F0 D fqB.0/
.F / W F 2 N000 g and let G0 D fclY .f .F \ D// W F 2 F0 g;
S
clearly,SG0 consists of compact subsets of Y . It follows from O
F0 that
00 G0 . By Fact 5 there exists a nonempty closed G -subset 0 of the space
Y such that 0 00 and, for any G 2 G0 , either 0 G or 0 \ G D ;.
It follows from the inequality .0 / .Y / that there exists y0 2 0 such
that .y0 ; 0 / (see Fact 1 of U.086); apply Fact 8 to find a -base B0 of Y at
the point y0 such that jB0 j and U \ 0 ; for all U 2 B0 .
Proceeding inductively assume that n 2 ! and we have constructed, for every
i n, a nonempty compact G -subset i of the space Y , a point yi 2 i , a set
B.i / A together with the families Fi ; Gi ; and Bi with the following properties:
(8) Fi is a family of compact subsets of K and fpB.i/ .F / W F 2 Fi g separates the
points of pB.i/ .O/ from the points of KB.i/ npB.i/ .O/ for any i n;
1
(9) pB.i/
pB.i/ .F / D F for any F 2 Fi and i n;
(10) Fi is closed under finite intersections for all i n;
(11) Gi D fclY .f .F \ D// W F 2 Fi g for all i n;
(12) maxfjB.i /j; jFi j; jGi jg for all i n;
(13) if i n then i is a compact G -subset of Y such that, for any G 2 Gi either
i \ G D ; or i G;
(14) for each i n the family Bi is a -base of Y at the point yi such that jBi j
and U \ i ; for all U 2 Bi ;
(15) B.i / B.i C 1/; Fi FiC1 and iC1 i for all i < n;
(16) for any i < n, if U 2 Bi then E.U / B.i C 1/.
The family E D fE.U / W U 2 B0 [ : : : [ Bn g has cardinality not exceeding
, so weScan choose a set B.n C 1/ A such that jB.n C 1/j and
1
B.n/ [ . E/ B.n C 1/. It is evident that O D pB.nC1/
pB.nC1/ .O/. We have
pB.nC1/ .O/ XB.nC1/ and nw.XB.nC1/ / which shows that we can find a
network NnC1 in the space pB.nC1/ .O/ such that jNnC1 j .
0
00
Let NnC1
D fclKB.nC1/ .N / W N 2 NnC1 g and denote by NnC1
the family of all
0
00
finite intersections of the elements of NnC1 . Observe that jNnC1 j and the family
00
NnC1
separates the points of pB.nC1/ .O/ from the points of KB.nC1/ npB.nC1/ .O/.
1
00
Let FnC1 D fqB.nC1/
.F / W F 2 NnC1
g [ Fn and GnC1 D fclY .f .F \ D// W F 2
S
FnC1 g; clearly,
G
consists
of
compact
subsets of Y . It follows from O FnC1
nC1
S
that n GnC1 . By Fact 5 there exists a nonempty closed G -subset nC1 of the
space Y such that nC1 n and, for any set G 2 GnC1 , either nC1 G or
nC1 \ G D ;.
It follows from the inequality .nC1 / .Y / that there exists a point
ynC1 2 nC1 such that .ynC1 ; nC1 / (see Fact 1 of U.086); apply Fact 8 to
find a -base BnC1 of Y at the point ynC1 such that jBnC1 j and U \ nC1 ;
499
for all U 2 BnC1 . It is straightforward that the conditions (8)(16) are now satisfied
if we replace n with n C 1, so our inductive procedure can be continued to construct
for every i 2 !, a nonempty compact G -subset i of the space Y , a point yi 2 i ,
a set B.i / A together with the families Fi ; Gi ; and Bi such that the properties
(8)(16) hold for each n 2T
!.
S
Consider
the
sets
D
n2! n and B
S
SD n2! B.n/ together with the families
S
B D n2! Bn ; F D n2! Fn and G D n2! Gn . Choose an accumulation point y
for the sequence fyn W n 2 !g; it is easy to see that y 2 and B is a -base of Y at
the point y.
Let y be the family of all open neighborhoods
S of y in Y , i.e., y D .y; Y /. For
every U T
2 y we will need the set H.U / D fV W V 2 B and V U g. Now
let P D fclK .H.U // W U 2 y g. It follows from (16) that qB1 qB .U
/ D U
for
any U 2 B; as an immediate consequence, we have qB1 qB .P / D P . Since P is
compact, the set qB .P / is a compact subspace of KB and hence R D qB .P / \ XB
is a closed subspace of XB . It follows from nw.XB / that R is a G -subset of
XB and hence P 0 D P \ X D pB1 .R/ is a G -subset of X .
Given any set U 2 y it follows from the inclusion H.U / U that we have the
formula
//\X D clX .H.U // clX .U /. As an immediate consequence,
TclK .H.U
0
P fclX .U / W U 2 y g D Q.f; y/.
The property (9) implies that qB1 qB .F / D F for any F 2 F. Besides, the family
FB D fqB .F / W F 2 Fg consists of compact subsets of KB and it follows from (8),
(9), and (15) that
(17) FB is closed under finite intersections and separates the points of pB .O/ from
the points of KB npB .O/.
Take aTpoint x 2 D with f .x/ D y; let Fx D fF 2 F W x 2 F g and consider the
set L D Fx . Then x 2 L D qB1 qB .L/ and qB .L/ qB .O/ D pB .O/; this is an
0
easy consequence of (17). Take an arbitrary U 2 y and any finite subfamily
T 0 F of
0
the family Fx . There exists n 2 ! such that F Fn and hence F D F 2 Fn .
Therefore the set G D clY .f .F \ D// belongs to Gn ; it follows from y D f .x/ 2
G \ n that G \ n ; and hence n G by the property (13).
There exists W 2 Bn such that W U and it follows from the property (14)
that W \ n ;. ThusTf 1 .W / \ F ; which shows that F \ W ;.
Consequently, H.U / \ . F 0 / ; for any finite family F 0 Fx and U 2 y . It
is easy to see, using Fact 1 of S.326, that this implies L0 D P \ L ;. Taking in
consideration that qB1 qB .L0 / D L0 we conclude that qB .L0 / qB .P / \ qB .O/, so
qB .O/\qB .P / ;. Therefore ; L0 P \O and hence P0 D P \O D P 0 \O
0
is a nonempty G -subset of X . Besides, P
S0 P Q.f; y/ and hence P0 2 P;
this contradiction with P0 O X n. P/ shows that f .M / intersects every
nonempty G -subset of Y , i.e., Fact 9 is proved.
Returning to our solution assume that .K/ and denote by P the family
of all nonempty G -subsets P of the product N such that P Q.f; y/ for some
y 2 K. It follows from Fact 1 and Fact 2 that we
Scan find a family
S A P of
adequate
G
-subsets
of
N
such
that
jAj
and
A
is
dense
in
P. Let S D
S
fsupp.P / W P 2 Ag; then we have the equality pS1 pS .P / D P for any P 2 A
500
S
S
S
and F D clN . P/ D clN . A/. Let A D A and take any z 2 pS .A/. There is
P 2 A with z 2 pS .P / and hence pS1 .z/ P Q.f; y/ for some y 2 K.
Let D 0 D F \ D and apply Fact 6 to the open map ' D pS and the map f to see
that there exists a continuous map g W pS .D 0 / ! K such that g .pS jD 0 / D f jD 0 .
This implies that f .D 0 / D g.pS .D 0 // and hence nw.f .D 0 // nw.pS .D 0 // .
Next apply Fact 9 to see that
(18) the set E D f .D 0 / intersects every nonempty G -subset of K.
If KnE ; then pick a point y 2 KnE and take a set Oz 2 .z; K/ such that
y O z for any z 2SE. Since l.E/ nw.E/ , there is a set E 0 E such that
jE 0 j and E TfOz W z 2 E 0 g.
Then y 2 R D fKnO z W z 2 E 0 g KnE, so R is a nonempty G -subset of
K contained in KnE. This contradiction with (18) shows that K D E and hence
w.K/ D nw.K/ D nw.E/ (see Fact 4 of S.307).
Finally assume that K is a continuous image of a dense subspace of a product
C
of cosmic spaces. It is trivial that D t .K/ w.K/. Since t .I / > , it follows
C
from TFS-162 that the space K cannot be mapped onto I and hence .K/ ,
i.e., .K/ t .K/ w.K/. If .K/ D then w.K/ because K is a continuous
image of a dense subspace of a product of cosmic and hence -cosmic spaces. Thus
w.K/ .K/ t .K/ w.K/ which shows that w.K/ D t .K/ D .K/ and
hence our solution is complete.
V.431. Suppose that is a cardinal of uncountable cofinality, T ; is a set and Nt
is a space
Qsuch that nw.Nt / ! for all t 2 T . Assume that D is a dense subspace
of N D t2T Nt and f W D ! K is a continuous map of D onto a compact space
K with w.K/ D . Prove that K maps continuously onto I .
Solution. If X is a space then a family E exp.X / separates the points of a set
F X from the points of F 0 X if for any x 2 F and y 2 F 0 there exists E 2 E
such that x 2 E and y E.
Q
Q
Given a product X D a2A Xa and B A let pB W X ! XB D a2B Xa
be the natural projection. Suppose that is an infinite cardinal and nw.Xa / !
for all a 2 A. Say that F X is an adequate G -subset of X if there exists a set
B A (called the support of F and denoted by supp.F /) such that jBj and
F D pB1 .z/ for some z 2 XB . It is evident that any adequate G -subset of X is a
G -subset of X . Say that F X is a G< -subset of X if F is a G0 -subset of X
for some 0 < . An open subset U of the space X is called standard if there is a
finite B A (which is also called the support
denoted by supp.U /) and
Q of U andQ
Ua 2 .Xa / for each a 2 B such that U D a2B Ua a2AnB Xa . It is clear that
standard open subsets of X constitute a base of X .
If X is an arbitrary space and D X is a dense subspace of X then we will
X
need an extension
operator eD
W .D/ ! .X / which is defined by the formula
S
X
eD .U / D fV 2 .X / W V \ D U g for any U 2 .D/. It is easy to see that, for
any space X and any dense D X , we have the following properties:
501
X
(1) eD
.U / \ D D U for any U 2 .D/;
X
X
(2) if U; V 2 .D/ and U V then eD
.U / eD
.V /;
X
X
(3) if U; V 2 .D/ and U \ V D ; then eD .U / \ eD
.V / D ;.
X
Assume that X is a space, D is a T
dense subspace of X and let e D eD
. Given a
1
map f W D ! Y , the set Q.f; y/ D fclX .e.f .U /// W U 2 .y; Y /g is a useful
extension of the set f 1 .y/ (it is an easy exercise that Q.f; y/ \ D D f 1 .y/ for
any y 2 Y ).
;
for
every
U
2
.y;
X
/
and
hence
y
2
S
S
G
is
dense
in
Y
.
It
follows
from
(6)
that
fsupp.P
/
W
P
2 Gg B and hence
S
S
G D pB1 pB . G/.
502
S
S
S
S
S
Finally observe that it follows from G E G that E D E D G.
S
S
The map pB W X ! XB being open we have the equality G D pB1 .pB . G//
(see Fact 1 of S.424). As an immediate consequence, E D pB1 pB .E/, so Fact 1 is
proved.
Fact 2. Suppose that
Q nw.Xa / ! for every a 2 A and D is a dense subspace of
the product X D a2A Xa . Assume that is a cardinal of uncountable cofinality
and Y is a compact space which cannot be continuously mapped onto I while there
X
exists a continuous onto map f W D ! Y . Denote by e the extension operator eD
and let P be the family of all adequate G<
S-subsets P of the space X such that
P Q.f; y/ for some y 2 Y . If M D clX . P/ \ D then f .M / intersects every
nonempty G< -subset of the space Y .
Q
Proof. Let Ka D Xa for every a 2 A and
Q consider the space K D a2A Ka .
For any B A let pB W X ! XB D a2B Xa be the
Q natural projection; we
will also need the natural projection qB W K ! KB D a2B Ka . It follows from
d.Ka / d.Xa / nw.Xa / ! that !1 is a caliber of Ka for any a 2 A and hence
!1 is a caliber of K (see SFFS-281); in particular, c.K/ !.
For every set U 2 .Y / let U D e.f 1 .U // and U
D clK .U /; it is easy to
K
see that U
D clK .eD
.f 1 .U ///, so we can apply Fact 4 of V.430 to see that there
1
exists a set E.U / A such that jE.U /j ! < and U
D qE.U
/ qE.U / .U
/.
0
Assume that there exists a nonempty G< -set 0 of the space Y which does not
meet f .M /. By Fact 2 of S.328 we can pass to a smaller set if necessary to be able
0
to assume, without loss of generality, that S
0 is compact.
Apply Fact 1 to the set N D clX . P/ to find B.0/ A such that
1
1
jB.0/j < and N D pB.0/
pB.0/ .N /. If O D X nN then O D pB.0/
pB.0/ .O/
0
1
and f .0 / O. We have the inclusion pB.0/ .O/ XB.0/ which, together with
nw.XB.0/ / < implies that we can find a network N0 in the space pB.0/ .O/ such
that jN0 j < .
Let N00 D fclKB.0/ .N / W N 2 N0 g and denote by N000 the family of all finite
intersections of the elements of N00 . Observe that jN000 j < and the family N000
separates the points of pB.0/ .O/ from the points of KB.0/ npB.0/ .O/. Consider the
1
family F0 D fqB.0/
.F / W F 2 N000 g and let G0 D fclY .f .F \ D// W F 2 F0 g;
S
clearly,SG0 consists of compact subsets of Y . It follows from O
F0 that
00 G0 . By Fact 5 of V.430 there exists a nonempty closed G< -subset 0 of
the space Y such that 0 00 and, for any G 2 G0 , either 0 G or 0 \ G D ;.
It follows from the fact that Y cannot be mapped onto I that 0 cannot be
continuously mapped onto I and hence there exists a point y0 2 0 such that
.y0 ; 0 / < (see Fact 1 of U.086); apply Fact 8 of V.430 to find a -base B0 of
Y at the point y0 such that jB0 j < and U \ 0 ; for all U 2 B0 .
Proceeding inductively assume that n 2 ! and we have constructed, for every
i n, a nonempty compact G< -subset i of the space Y , a point yi 2 i , a set
B.i / A together with the families Fi ; Gi ; and Bi with the following properties:
503
D
D n2! B.n/ together with the families
n2! n and BS
S
S
B D n2! Bn ; F D n2! Fn and G D n2! Gn . It follows from cf./ > ! that
jBj < and jBj < . Choose an accumulation point y for the sequence fyn W n 2
!g; it is easy to see that y 2 and B is a -base of Y at the point y.
Let y be the family of all open neighborhoods
S of y in Y , i.e., y D .y; Y /. For
every U T
2 y we will need the set H.U / D fV W V 2 B and V U g. Now
let P D fclK .H.U // W U 2 y g. It follows from (16) that qB1 qB .V
/ D V
for
any V 2 B; as an immediate consequence, we have qB1 qB .P / D P . Since P is
compact, the set qB .P / is a compact subspace of KB and hence R D qB .P / \ XB
is a closed subspace of XB . It follows from nw.XB / < that R is a G< -subset of
XB and hence P 0 D P \ X D pB1 .R/ is a G< -subset of X .
504
Given any set U 2 y it follows from the inclusion H.U
T / U that we have
0
clK .H.U // \ X D clX .H.U // clX .U /, so P fclX .U / W U 2 y g D
Q.f; y/.
The property (9) implies that qB1 qB .F / D F for any F 2 F. Besides, the family
FB D fqB .F / W F 2 Fg consists of compact subsets of KB and it follows from
(8),(9) and (15) that
(17) FB is closed under finite intersections and separates the points of pB .O/ from
the points of KB npB .O/.
Take aTpoint x 2 D with f .x/ D y; let Fx D fF 2 F W x 2 F g and consider the
set L D Fx . Then x 2 L D qB1 qB .L/ and qB .L/ qB .O/ D pB .O/; this is an
0
easy consequence of (17). Take an arbitrary U 2 y and any finite subfamily
T 0 F of
0
the family Fx . There exists n 2 ! such that F Fn and hence F D F 2 Fn .
Therefore the set G D clY .f .F \ D// belongs to Gn ; it follows from y D f .x/ 2
G \ n that G \ n ; and hence n G by the property (13).
There exists W 2 Bn such that W U and it follows from the property (14)
that W \ n ;. ThusTf 1 .W / \ F ; which shows that F \ W ;.
Consequently, H.U / \ . F 0 / ; for any finite family F 0 Fx and U 2 y . It
is easy to see, using Fact 1 of S.326, that this implies L0 D P \ L ;. Taking in
consideration that qB1 qB .L0 / D L0 we conclude that qB .L0 / qB .P / \ qB .O/, so
qB .O/ \ qB .P / ;. Therefore ; L0 P \ O and hence P \ O D P 0 \ O is
a nonempty G< -subset of X .
Apply Fact 1 of V.430 to find an adequate G< -subset P0 of the space X such that
0
P0 P 0 \ O. It follows
S from P0 P Q.f; y/ that P0 2 P; this contradiction
with P0 O X n. P/ shows that f .M / intersects every nonempty G< -subset
of Y , i.e., Fact 2 is proved.
Returning to our solution assume that K does not map continuously onto I and
denote by P the family of all nonempty adequate G< -subsets P of the product N
such that P Q.f; y/ for some y 2 K. It follows from Fact 1 that
S find a
S we can
family A P and a set S T such that jAj < ; jS j < while P A and
pS1 pS .P / D P for any P 2 A.
S
S
S
Observe that F D P D A; let A D A and take any z 2 pS .A/. There
is P 2 A with z 2 pS .P / and hence pS1 .z/ P Q.f; y/ for some y 2 K.
Let D 0 D F \ D and apply Fact 6 of V.430 to the open map ' D pS and the
map f to see that there exists a continuous map g W pS .D 0 / ! K such that g
.pS jD 0 / D f jD 0 . This implies that f .D 0 / D g.pS .D 0 // and hence nw.f .D 0 //
nw.pS .D 0 // < . Next apply Fact 2 to see that
(18) the set E D f .D 0 / intersects every nonempty G< -subset of K.
If KnE ; then pick a point y 2 KnE and take a set Oz 2 .z; K/ such that
y O z for any z 2SE. Since l.E/ nw.E/ < , there is a set E 0 E such that
jE 0 j < and E TfOz W z 2 E 0 g.
Then y 2 R D fKnO z W z 2 E 0 g KnE, so R is a nonempty G< -subset
of K contained in KnE. This, however, contradicts (18) and implies that K D E,
505
so w.K/ D nw.K/ D nw.E/ < (see Fact 4 of S.307). This final contradiction
with w.K/ D shows that K can be continuously mapped onto I and hence our
solution is complete.
V.432. Given
Q an infinite cardinal suppose that nw.Nt / for any t 2 T and
C N D t2T Nt is a dense subspace of N . Assume additionally that we have a
continuous (not necessarily surjective) map ' W C ! L of C into a compact space
L. Prove that if y 2 C 0 D '.C / and h.y; L/ then .y; C 0 / . Here the
cardinal h.y; L/ is the hereditary -character of the space L at the point y, i.e.,
h.y; L/ D supf.y; Z/ W y 2 Z Lg.
Q
Q
Solution. If we have a product Z D t2T Zt and A T then ZA D t2A Zt is
the A-face of Z and A W Z ! ZA is the natural projection. A set F Z depends
on A T if A1 A .F / D F ; if F depends on a set of cardinality then we say
that F depends on at most -many coordinates. A set E Z covers a face ZA if
A .E/ D ZA . Suppose that, for every t 2 T we have a family Nt of subsets of Zt
and let N D fNt W t 2 T g. If we have a faithfully indexed set A D ft1 ; : : : ; tn g T
and Ni 2 Nti for each t n then let t1 ; : : : ; tn ; N1 ; : : : ; Nn
D fx 2 Z W x.ti / 2 Ni
for all i D 1; : : : ; ng. A set H Z is called N -standard (or standard if N is clear)
if H D t1 ; : : : ; tn ; N1 ; : : : ; Nn
for some t1 ; : : : ; tn 2 T and Ni 2 Nti for all i n.
In this case we let supp.H / D A and r.H / D n. We also consider that H D Z
is the unique standard subset of Z such that r.H / D 0. Given any point x 2 Z
and A T the set hx; Ai D fy 2 Z W y.t / D x.t / for any t 2 Ag is closed
in Z. If A T then the face ZA is called -residual if jT nAj . Say that a
nonempty closed set F Z is -large if, for any x 2 F and any finite A T , the
set hx; Ai \ F covers a -residual face of Z.
If Z is a space and H is a family of subsets of Z then H is called a network of Z
at a point z 2 Z if for any U 2 .z; Z/ there exists H 2 H such that x 2 H U .
Fact 1. Q
Given an infinite cardinal suppose that nw.Nt / for any t 2 T and
N D
t2T Nt . Assume that C N is dense in N , and we
Q have a compact
extension Kt of the space Nt for any t 2 T . If a set F K D t2T Kt is -large
then there exists a G -set G in the space K such that F G and F \ C D G \ C .
In particular, F \ C is a G -subset of C .
Proof. We can assume, without loss of generality, that KnF ;. For every t 2 T
fix a network Nt in the space Nt such that jNt j ; we will need the family
Mt D fclKt .N / W N 2 Nt g. If M D fMt W t 2 T g then the M-standard subsets
of K will be called standard. It is easy to see that
(1) the family H of all standard subsets of K is a network in K at every x 2 C .
Given standard sets P and P 0 say that P 0 P if P D t1 ; : : : ; tn ; M1 ; : : : ; Mn
and there exists a natural k n such that P 0 D ti1 ; : : : ; tik ; Mi1 ; : : : ; Mik
for some
distinct i1 ; : : : ; ik 2 f1; : : : ; ng; if k < n then we write P 0 P . We also include
here the case when k D 0, so P 0 D K P for any standard set P . Say that a
standard set P is minimal if P \ F D ; but P 0 \ F ; whenever P 0 P . It
follows from (1) that
506
(2) for any x 2 C nF there exists a minimal standard set P such that x 2 P .
It will be easy to finish our proof if we establish that
(3) the family S of minimal standard sets has cardinality not exceeding .
Assume, toward a contradiction that jSj > . Then we can choose S0 S such
that jS0 j D C and there exists n 2 ! with r.P / D n for all P 2 S0 . Observe first
that
(4) if A T , a set D K covers the face KT nA and a standard set P is disjoint
from D then supp.P / \ A ;.
Indeed, if supp.P / D ft1 ; : : : ; tk g T nA and P D t1 ; : : : ; tk ; M1 ; : : : ; Mk
then it follows from T nA .D/ D KT nA that there exists a point x 2 D such that
x.ti / 2 Mi for all i k. Therefore x 2 D \ P which is a contradiction.
The set F being -large, there exists A1 T with jA1 j such that F covers
the face KT nA1 . The property (4) shows that supp.P / \ A1 ; for any P 2 S0 .
There exists a point t1 2 A1 such that the family S00 D fP 2 S0 W t1 2 P g has
cardinality C . Since jMt1 j , we can find a family S1 S00 and M1 2 Mt1 such
that jS1 j D C and t1 ; M1
P for any P 2 S1 .
Proceeding by induction assume that k < n and we have a set Ak T with
jAk j and a family Sk such that jSk j D C and, for some t1 ; : : : ; tk 2 Ak
and Mi 2 Mti (i D 1; : : : ; k), we have t1 ; : : : ; tk ; M1 ; : : : ; Mk
P for every
P 2 Sk . Therefore P D t1 ; : : : ; tk ; s1 ; : : : ; snk ; M1 ; : : : ; Mk ; E1 ; : : : ; Enk
for
every P 2 Sk ; let Q.P / be the set in which s1 and E1 are omitted from the definition
of P , i.e., Q.P / D t1 ; : : : ; tk ; s2 ; : : : ; snk ; M1 ; : : : ; Mk ; E2 ; : : : ; Enk
. It is clear
that Q.P / P ; since P is minimal, the set Q.P / intersects F for each P 2 Sk .
Fix a set R 2 Sk and let F 0 D F \ Q.R/. The set F being -large, we can
find A T with jAj such that F 0 covers the face KT nA and hence the face
KT n.A[Ak / as well. Let AkC1 D A [ Ak and observe that every set P 2 Sk is
disjoint from F 0 ; this, together with (4) shows that supp.P / \ AkC1 ;. Suppose
for a moment that P D t1 ; : : : ; tk ; s1 ; : : : ; snk ; M1 ; : : : ; Mk ; E1 ; : : : ; Enk
2 Sk
and fs1 ; : : : ; snk g \ AkC1 D ;. Since F 0 covers the face KT nAkC1 , we can find a
point x 2 F 0 such that x.si / 2 Ei for all i n k; since also x.ti / 2 Mi for all
i k because x 2 Q.R/, we conclude that x 2 F 0 \ P . This contradiction implies
that fs1 ; : : : ; snk g \ AkC1 ; and hence the set supp.P /nft1 ; : : : ; tk g intersects
the set AkC1 for any P 2 Sk nfRg.
Therefore we can find a family SkC1 Sk of cardinality C together with a
point tkC1 2 AkC1 nft1 ; : : : ; tk g and a set MkC1 2 MtkC1 such that for any P 2
SkC1 we have t1 ; : : : ; tkC1 ; M1 ; : : : ; MkC1
P . As a consequence, our inductive
procedure can be continued to construct a family Sn S such that jSn j D C
while t1 ; : : : ; tn ; M1 ; : : : ; Mn
P for any P 2 Sn . Recalling that r.P / D n, we
conclude that we have the equality P D t1 ; : : : ; tn ; M1 ; : : : ; Mn
for each P 2 Sn ;
this contradiction shows that jSj , i.e.,
S (3) is proved.
It is straightforward that G D Kn. S/ is a G -subset of K such that F G
and F \ C D G \ C , i.e., Fact 1 is proved.
507
Returning to our solution observe that there is no loss of generality to assume that
C 0 is denseQin L. Choose a compact extension Kt of the space Nt for any t 2 T ;
then K D t2T Kt is a compact extension of both N and C . There exist continuous
maps W C ! L and W C ! K such that jC D ' and .x/ D x for any
x 2 C . It is clear that both and are surjective.
For every t 2 T fix a network Nt in the space Nt such that jNt j and let
Mt D fclKt .N / W N 2 Nt g. If M D fMt W t 2 T g then the M-standard subsets
of K will be called standard. Our first step is to prove that
(5) the set Fy D . 1 .y// is -large.
Fix a point x 2 Fy , a finite A T and consider the set P D hx; Ai D fx 0 2 K W
x .t / D x.t / for all t 2 Ag. It follows from P \ Fy ; that 1 .P / \ 1 .y/
; and hence y 2 Q D . 1 .P //. The set Q is compact and it follows from
h.y; L/ that we can choose a -base B of the space Q at the point y such
that jBj . For every B 2 B pick a set OB 2 .L/ such that ; OB \ Q
O B \ Q B. It follows from c.K/ and Fact 4 of V.430 that
0
(6) for any U 2 .L/, the set clK .' 1 .U // depends on at most -many
coordinates and coincides with the set .clC . 1 .U ///.
Apply (6) to find a set S T of cardinality at most for which A S and
the set DB D .clC . 1 .OB /// depends on S for any B 2 B. The face KT nS is
residual; to show that P \ Fy covers KT nS fix any point w 2 KT nS and consider
the set E D fz 2 K W T nS .z/ D w and S .z/ 2 S .P /g. Clearly, E is a nonempty
compact subset of P .
Fix any B 2 B; it follows from OB \ Q ; that there is a point u 2 1 .P /
such that .u/ 2 OB ; thus u 2 1 .OB / which shows that .u/ 2 DB \ P . Define
a point u0 2 K by the equalities T nS .u0 / D w and S .u0 / D S ..u//. Since the
sets DB and P depend on S , we conclude that u0 2 DB \ P . On the other hand,
S .u0 / 2 S .P /, so u0 2 E, and therefore E \ DB ;.
As a consequence, . 1 .E// \ O B ; and hence . 1 .E// \ B ; for
any B 2 B; since . 1 .E// is a closed subset of Q and B is a -base of Q at
y, we must have y 2 . 1 .E// which implies that 1 .E/ \ 1 .y/ ; and
hence E \ Fy ;. If v 2 E \ Fy then w D T nS .v/ 2 T nS .P \ Fy /; the point
w 2 KT nS was chosen arbitrarily, so P \ Fy covers KT nS and hence (5) is proved.
By Fact 1 there exists a G -set G in the space K such that Fy G and G \
C D Fy \ C D ' 1 .y/. Therefore we can
S choose a family F of compact subsets
of K such that jFj and C nFy
F KnFy . For any F 2 F the set
1
WF D Ln.
.F
//
is
an
open
neighborhood
of y in L and it is straightforward
T
that H D fWF W F 2 Fg is a G -subset of L such that H \ C 0 D fyg. This
shows that .y; C 0 / and hence our solution is complete.
Q
V.433. Suppose that C is a dense subspace of a product N D t2T Nt such that
nw.Nt / for each t 2 T . Assume that K is a compact space with t .K/ and
' W C ! K is a continuous (not necessarily surjective) map; let C 0 D '.C /. Prove
that every closed subspace of C 0 is a G -set; in particular, .C 0 / .
508
Solution. Fix a nonempty closed set F 0 in the space C 0 and let F D clK .F 0 /.
Consider the quotient map p W K ! KF obtained by contracting the set F to
a point and let q D pjC 0 . It is easy to see, applying TFS-162, that we have the
inequalities t .KF / t .K/ ; denote by y the point of the space KF represented
by F and let C 00 D p.C 0 /.
Fact 1. If X is a compact space then h.x; X / t .X / for any x 2 X .
Proof. Fix any set Z X such that x 2 Z and let P D Z; it is an easy exercise that
.x; Z/ D .x; P /. The space P is compact and t .P / t .X /, so we can apply
TFS-331 to see that .P / t .P / t .X / and hence .x; Z/ D .x; P /
t .X / which shows that Fact 1 is proved.
Returning to our solution observe that h.y; KF / by Fact 1; therefore
we can apply Problem 432 to the map p ' to see that .y; C 00 / . Since
F 0 D q 1 .y/, we conclude that F 0 is a G -subset of C 0 .
Q
V.434. Suppose that C is a dense subspace of a product N D t2T Nt such that
nw.Nt / for each t 2 T . Assume additionally that l.C / and K is a compact
space with t .K/ such that there exists a continuous (not necessarily surjective)
map ' W C ! K. Prove that if C 0 D '.C / then hl.C 0 / .
Solution. We have l.C 0 / while every closed subspace of the space C 0 is a
G -set by Problem 433. Now, SFFS-001 shows that hl.C 0 / .
V.435. Prove that if C is a dense subspace of a product of cosmic spaces and
K is a compact space then, for any continuous map ' W C ! K, we have
.'.C // t .K/.
Solution. Let D t .K/ and Y D '.C /. The space C is dense in the product of
cosmic and hence -cosmic spaces, so we can apply Problem 433 to see that every
closed subspace of Y is a G -set. Therefore .Y / as promised.
V.436. Suppose that C is a dense subspace of a product of cosmic spaces and ' W
C ! K is a continuous (not necessarily surjective) map into a compact space K of
countable tightness; let Y D '.C /. Prove that Y is a perfect space and w.Y / !.
In particular, if ' W Cp .X / ! K is a continuous map of Cp .X / into a compact
space K with t .K/ ! then '.Cp .X // is a perfect space of countable -weight.
Solution. There is no loss of generality to assume that Y is dense in K. Apply
Problem 435 to see that .Y / t .K/ !, so Y is a perfect space.
The cardinal !1 is a precaliber of C , so it also a precaliber of Y (see SFFS-277,
SFFS-278 and SFFS-280). Therefore !1 is a caliber of K (see SFFS-279). By TFS332, we can find a point-countable -base B in the space K; this, together with !1
being a caliber of K implies that B is countable. Therefore the family BY D fB \Y W
B 2 Bg is a countable -base in the space Y and hence w.Y / !. Finally observe
that our solution is also applicable to any space C D Cp .X / because Cp .X / is a
dense subspace of RX .
509
510
Returning to our solution assume that Q< D cf./ and the space X is
strongly -cosmic for any < ; let X D < X . By Fact 1 we can choose a
family fZ W < g such that < 0 implies Z Z0 while nw.Z / < for
S
each < and < Z D X for every < .
Q
Letting Y D < Z we obtain a family fY W < g of subsets of X . Given
any < note that nw.Y / supfnw.Z / W < g < because < D cf./
and nw.Z / < for each < . Thus nw.Y / < for each < .
For any x 2 X and < there exists < such that x./ 2 Z . Take any
<
S with f W < g ; it is immediate that x 2 Y , so we proved that
< Y D X and hence X is strongly -cosmic, i.e., our solution is complete.
V.439. Given an infinite cardinal prove that D is not strongly -cosmic and
hence no strongly -cosmic space can be continuously mapped onto I .
Solution. It is easy to find a disjoint
family fA W < g of subsets of such that
S
jA j D for any < and < A D . If D is strongly -cosmic
then fix a
S
family fY W < g such that nw.Y / < for every < and < Y D D .
Let W D ! DA be the natural projection; since nw. .Y // < , it is
impossible that .Y / D DA , so we can choose a point x 2 DA n .Y / for
each < . For every < there is a unique < such that 2 A ; let
x./ D x ./. This gives us a point x 2 D . For each
S < it follows from
.x/ D x .Y / that x Y . Consequently, x < Y ; this contradiction
shows that D is not strongly -cosmic.
Finally observe that if a strongly -cosmic space X maps continuously onto
I then I and D I must be strongly -cosmic by Problem 438. This final
contradiction proves that no strongly -cosmic space can be continuously mapped
onto I .
V.440. Assume that is an infinite cardinal and K is a strongly -cosmic compact
space. Prove that there exists x 2 K such that .x; K/ < .
Solution. Say that F K is a G< -set if F is a G -subset of K for some < .
Assume, toward a contradiction, that .x; K/ for any x 2 K and the space K
is strongly -cosmic. If D cf./ then there
S exists a -sequence fY W < g
such that < implies Y Y and K D fY W < g while nw.Y / < for
every < (see Fact 1 of V.438). It follows from TFS-327 and Fact 7 of V.430
that
(1) For any < , if F is a closed G -subset of K then .x; F / for any
x 2 F.
Since nw.Y0 / < , it is impossible that Y0 D K, so we can pick a point x 2
KnY0 . Take a set Oz 2 .z; K/ such that x O z for any z 2 YS
0 . Since l.Y0 /
nw.Y0 / < , there
is
a
set
E
Y
such
that
jE
j
<
and
Y
fOz W z 2 E0 g.
0
0
0
0
T
Then x 2 R0 D fKnO z W z 2 E0 g KnY0 ; since R0 is a G< -subset of K, we
can apply Fact 2 of S.328 to find a closed G< -subset F0 of the space K such that
x 2 F0 R0 KnY0 .
Proceeding inductively assume that < and we have constructed a family
fF W < g of nonempty closed G< -subsets of K with the following properties:
511
T
It follows from < that F D < F is a nonempty closed G< -subset of
K, so we can derive from the property (1) that .x; F / for any x 2 F . As a
consequence, w.F / D nw.F / > nw.Y / and therefore Y cannot cover F .
Pick any point x 2 F nY ; there exists a set Oz 2 .z; K/ such that x O z for
any z 2 Y .S
Since l.Y / nw.Y / < , there is aT
set E Y such that jE j <
and Y fOz W z 2 E g. Then x 2 R D fKnO z W z 2 E g KnY ;
since R is a G< -subset of K, we can apply Fact 2 of S.328 to find a closed G< subset H of the space K such that x 2 H R KnY . It is evident that if
F D H \ F then (2) and (3) are fulfilled for all , so we can construct a
family fF W < g with the properties
T (2) and (3) satisfied for all < . The
space K being compact,
the
set
P
D
fF W < g is nonempty; it follows form
S
(3) that P Kn. fY W < g/, so we obtained a contradiction which shows
that K must have a point x such that .x; K/ < .
V.441. Suppose that is an uncountable cardinal and X is a space such that
w.X / and l.X / < cf./. Prove that Cp .X / is strongly -cosmic. In particular,
if cf./ > ! and X is a Lindelf space with w.X / D then Cp .X / is strongly
-cosmic.
Solution. It follows from w.X / that we can assume, without loss of generality,
that X I . For any A let pA W I ! IA be the natural projection. If <
and A D f W < g then p D pA jX and Y D p .X /.
Let p .g/ D g p for any g 2 Cp .Y /; then the map p W Cp .Y / ! Cp .X /
is an embedding for any < and for Z D p .Cp .Y // we have nw.Z / D
nw.Y / < . It follows from TFS-298 that any continuous function f W X ! R
factorizes through a l.X /-face in I , i.e., there is a set A such that jAj l.X /
for which there is a continuous map g W pA .X / ! R such that g .pA jX / D f .
It follows from jAj < cf./ that we can find < with A . It is easy to see
that there exists a continuous map h W Y !
S R for which h p D f and hence
f D p .h/, i.e., f 2 Z . This proves that fZ W < g D Cp .X /, so Cp .X / is
strongly -cosmic.
V.442. Let be a cardinal of uncountable cofinality. Prove that if X is a Lindelf
-space with nw.X / then Cp .X / is strongly -cosmic.
Solution. We have d.Cp .X // nw.Cp .X // D nw.X / , so there exists a set
fg W < g which is dense in Cp .X /; let P D fg W < g for every < .
Any Lindelf -space is stable (see SFFS-266), so Cp .X / is monolithic and hence
jj < for any < . Besides, it
the space F D P is jj-cosmic, i.e., nw.F / S
follows from t .Cp .X // D ! and cf./ > ! that fF W < g D Cp .X /, so the
space Cp .X / is strongly -cosmic.
V.443. Given a cardinal > ! suppose that a space X is strongly -monolithic,
i.e., w.A/ for every A X with jAj and, additionally, l.X / < cf./.
Prove that w.K/ < for any compact continuous image K of the space Cp .X /.
512
Deduce from this fact that if X is a Lindelf strongly !1 -monolithic space (in
particular, if l.X / D ! and w.X / !1 ) then every compact continuous image
of Cp .X / is metrizable.
Solution. For any A X let A W Cp .X / ! Cp .A/ RA be the restriction map.
Suppose that K is a compact space, ' W Cp .X / ! K is a continuous onto map and
w.K/ . Since Cp .X / is a dense subspace of RX , we can apply Problem 430 to
see that .K/ D w.K/. If w.K/ D then cf./ > ! together with Problem 431
show that K can be continuously mapped onto I . On the other hand, if w.K/ >
C
then it follows from .K/ D w.K/ that K can be continuously mapped onto I
and hence K also maps continuously onto I .
Therefore, in all possible cases there is a continuous onto map q W K ! I .
Since Cp .X / is a dense subspace of RX , it follows from TFS-299 that we can find
a set A X with jAj and a continuous map g W A .Cp .X // ! I for which
g A D q '. If B D A then it is easy to see that there exists a continuous map
h W B .Cp .X // ! K such that h B D q '.
By strong -monolithity of X we have w.B/ ; since B is closed in X , we
conclude that l.B/ l.X / < cf./. This makes it possible to apply Problem 441
to see that the space Cp .B/ is strongly -cosmic and hence so is B .Cp .X //
Cp .B/. Since the space I is a continuous image of B .Cp .X //, we obtained a
contradiction with Problem 439 and hence w.K/ < .
Finally, observe that the above result is applicable in the case when D !1 and
X is a Lindelf strongly !1 -monolithic space. Thus, for every compact continuous
image K of the space Cp .X / we have w.K/ < !1 , i.e., w.K/ ! and hence K is
metrizable.
V.444. Given a cardinal with cf./ > ! assume that X is a -monolithic Lindelf
-space. Prove that if K is a compact continuous image of Cp .X / then w.K/ <
. In particular, if X is an !1 -monolithic Lindelf -space then every compact
continuous image of Cp .X / is metrizable.
Solution. For any A X let A W Cp .X / ! Cp .A/ RA be the restriction map.
Suppose that K is a compact space, ' W Cp .X / ! K is a continuous onto map and
w.K/ . Since Cp .X / is a dense subspace of RX , we can apply Problem 430 to
see that .K/ D w.K/. If w.K/ D then cf./ > ! together with Problem 431
show that K can be continuously mapped onto I . On the other hand, if w.K/ >
C
then it follows from .K/ D w.K/ that K can be continuously mapped onto I
and hence K also maps continuously onto I . Therefore, in all possible cases there
is a continuous onto map q W K ! I .
Since Cp .X / is a dense subspace of RX , it follows from TFS-299 that we can
find a set A X with jAj and a continuous map g W A .Cp .X // ! I for
which g A D q '. If B D A then it is easy to see that there exists a continuous
map h W B .Cp .X // ! K such that h B D q '.
In particular, the space Cp .B/ D B .Cp .X // maps continuously onto I . By
-monolithity of the space X we have nw.B/ ; since B is closed in X , it is
a Lindelf -space, so we can apply Problem 442 to see that Cp .B/ is strongly
-cosmic; this contradiction with Problem 439 shows that w.K/ < .
513
Finally, observe that the above result is applicable in the case when D !1
and X is an !1 -monolithic Lindelf -space. Thus, for every compact continuous
image K of the space Cp .X / we have w.K/ < !1 , i.e., w.K/ ! and hence K is
metrizable.
V.445. Let be a cardinal and denote by D a discrete space of cardinality . For
the compact space K D D prove that Cp .K/ maps continuously onto I .
Solution. There exists a continuous surjective map ' W Cp .K/ ! Cp .K; I/ (see
TFS-092). If W Cp .K; I/ ! ID is the restriction map then we have the equality
.Cp .K; I// D ID ; therefore ' maps Cp .K/ continuously onto the space ID .
It is easy to find a homeomorphism W ID ! I ; then ' maps Cp .K/
continuously onto I .
V.446. Prove that every one of the following statements is equivalent to Luzins
axiom (2!1 > c/:
(i) for every separable compact space K any compact continuous image of Cp .K/
is metrizable;
(ii) any compact continuous image of Cp .!/ is metrizable;
(iii) any compact continuous image of Cp .Ic / is metrizable;
(iv) for every compact space K with w.K/ c, any compact continuous image of
Cp .K/ is metrizable.
Solution. A space X is called extremally disconnected if U is open for any
U 2 .X /. It is an easy exercise that a space X is extremally disconnected if and
only if for any disjoint sets U; V 2 .X / we have U \ V D ;. For any infinite
cardinal let D be a discrete space of cardinality .
Fact 1. Suppose that f W X ! Y is a closed irreducible onto map. If Y is
extremally disconnected then f is a homeomorphism.
Proof. For any U 2 .X / let f ] .U / D Y nf .X nU /; it is evident that f ] .U /
f .U / and f ] .U / is open in Y while f 1 .f ] .U // U ; besides, f ] .U / is dense
in f .U / by Fact 1 of S.383.
Suppose that x; y 2 X and x y. Take disjoint sets U; V 2 .X / such that
x 2 U; y 2 V and U \ V D ;. It is straightforward that f ] .U / \ f ] .V / D ;. The
space Y being extremally disconnected, we have f ] .U /\f ] .V / D ;. Furthermore,
f .U / D f ] .U / and f .V / D f ] .V / which shows that f .U / \ f .V / D ;. Since
x 2 f .U / and y 2 f .V /, we conclude that f .x/ f .y/ whenever x and y
are distinct points of X . Therefore f is a bijection, so it is a homeomorphism by
TFS-155 and hence Fact 1 is proved.
Fact 2. For any cardinal the space D is extremally disconnected.
Proof. If is finite then D D D is a finite space, so it is discrete and hence
extremally disconnected. Now if ! then take any set U 2 .D / and let
V D U \ D . Then U D V because D is dense in D . Besides, V is clopen in
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517
The space K is first countable (TFS-384), so we can fix, for any x 2 K, a local
base fUn .x/ W n 2 !g of the space K at the point x such that UnC1 Un for any
n 2 !. For any A K let A W Cp .K/ ! Cp .A/ be the restriction map and let
Cp .AjK/ D A .Cp .K//.
Fact 1. If A is a countable dense subset of the double arrow space K then Cp .AjK/
is an F -subset of RA and, in particular, Cp .AjK/ is a Borel set.
Proof. Given any points x; y 2 A and m 2 ! it is easy to see that the set
D.x; y; m/ D ff 2 RA W jf .x/ f .y/j 2m g is closed in RA . The oscillation
of a function f 2 RA at a point a 2 A is equal to zero if and only if for any m 2 !
there exists n 2 !Tsuch that jf .x/ f .y/j 2m for all x; y 2 Un .a/ \ A. The
set E.m; n; a/ D fD.x; y; m/ W x; y 2 Un .a/ \ Ag is also closed in RA for any
m; n 2 ! andT
a 2 A;Sit is immediate that a function f 2 RA is continuous at a if and
only if f 2 m2! n2! E.m;
a function f 2 RA is continuous
TTherefore
S
Tn; a/.
on A if and only if f 2 E D a2A m2! n2! E.m; n; a/, i.e., Cp .A/ D E. It is
clear that E is an F -subset of RA , so we proved that
(1) Cp .A/ is an F -subset of RA .
However, the set Cp .AjK/ is strictly smaller than Cp .A/, so we need something
else to characterize Cp .AjK/. Consider the following property of a function
f 2 RA .
. / for any sequence S D fan W n 2 !g A if S ! x and x 2 KnS then the
sequence ff .an / W n 2 !g is convergent.
Let P be the set of all functions from RA which have the property . /; it is
clear that Cp .AjK/ P \ Cp .A/. To prove the reverse inclusion take any function
f 2 Cp .A/ which has the property . /. For any point x 2 K there is a sequence
fan W n 2 !g Anfxg which converges to x; let g.x/ be the limit of the sequence
ff .an / W n 2 !g which exists by . /.
If fbn W n 2 !g Anfxg is any other sequence that converges to x and ff .bn / W
n 2 !g does not converge to g.x/ then let z2n D an and z2nC1 D bn for any n 2 !.
The sequence fzn W n 2 !g Anfxg still converges to x but ff .zn / W n 2 !g is
not convergent; this contradiction with . / shows that we have consistently defined
a function g W K ! R such that gjA D f .
Assume that the function g is discontinuous at some point x 2 K and take
" > 0 such that diam.g.U // > " for any U 2 .x; K/. For every n 2 ! fix points
yn ; zn 2 Un .x/ such that jg.yn / g.zn /j > ". It is easy to find sequences fakn W k 2
!g .A \ Un .x//nfx; yn ; zn g and fbkn W k 2 !g .A \ Un .x//nfx; yn ; zn g such
that akn ! yn and bkn ! zn (when k ! 1). By our construction of the function
g we have g.akn / ! g.yn / and g.bkn / ! g.zn / when k ! 1. Therefore we can
choose kn ; ln 2 ! such that jg.aknn / g.yn /j < 3" and jg.blnn / g.zn /j < 3" .
It is easy to see that faknn ; blnn W n 2 !g Anfxg is a sequence which converges
to x. Therefore the sequence S D fg.aknn /; g.blnn / W n 2 !g must be convergent. If,
for some n 2 ! we have jg.aknn / g.blnn /j < 3" then
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jg.yn / g.zn /j jg.yn / g.aknn /j C jg.aknn / g.blnn /j C jg.blnn / g.zn /j < ";
which is a contradiction. Therefore jg.aknn / g.blnn /j 3" for all n 2 ! and hence
the sequence S cannot be convergent. This contradiction shows that g is continuous
and hence we proved that Cp .AjK/ consists of the functions from Cp .A/ which
satisfy the condition . /.
Let us also consider the following condition for a function f 2 RA .
./ For each m 2 ! we can find n 2 ! such that for any a0 ; : : : ; an 2 A with
a0 : : : an , there exists i < n for which jf .ai / f .aiC1 /j 2m .
Denote by Q the set of functions from RA which satisfy the condition ./.
To show that Cp .AjK/ Q take any f 2 Cp .AjK/; then f D gjA for some
g 2 Cp .K/. Given any m 2 ! it follows from compactness of K that there exists
an open cover fU0 ; : : : ; Uk g of the space K such that diam.g.Ui // < 2m for every
i k. Making the sets Ui smaller if necessary we can assume that every Ui is an
interval with respect to the order .
Let n D k C 1 and take any points a0 ; : : : ; an 2 A such that a0 : : : an .
It follows from n > k that there are i; j n such that i < j and ai ; aj 2 Ul for
some l k. Since the set Ul is an interval, it follows from ai aiC1 aj that
aiC1 2 Ul , so jf .ai / f .aiC1 /j D jg.ai / g.aiC1 /j diam.Ul / 2m which
shows that f has the property ./ and hence we established that Cp .AjK/ Q.
It turns out that Q P or, equivalently, the property ./ for a function f 2 RA
implies that f satisfies . /. To see this, assume that a function f 2 RA has ./
and take any sequence S D fai W i 2 !g A which converges to some point
x S . If the sequence ff .ai / W i 2 !g is not convergent then it is not a Cauchy
sequence and hence there exists " > 0 and a sequence fik ; jk W k 2 !g ! such
that ik < jk < ikC1 for all k 2 ! while jf .aik / f .ajk /j > " for all k 2 !.
From now on we assume that x D ht; 0i for some t 2 .0; 1
; it is an exercise for
the reader to carry out the respective adjustments to make the proof work in the case
when x 2 K1 . It follows from S ! x that the set fi 2 ! W ai
xg is finite and the
set fi 2 ! W ai yg is finite for any y x.
Let b0 D ai0 ; proceeding inductively assume that n 2 ! and we have points
b0 ; : : : ; bn 2 S such that b0 : : : bn and jf .bi / f .biC1 /j > 2" for any
i < n. Since only finitely many elements of S are below bn under the order ,
we can find k 2 ! such that aik > bn and ajk > bn . If jf .aik / f .bn /j 2" and
jf .ajk /f .bn /j 2" then jf .aik /f .ajk /j " which is a contradiction. Therefore
we can find a point bnC1 2 faik ; ajk g such that jf .bn / f .bnC1 /j > 2" .
Therefore our inductive procedure can be continued to construct a sequence S 0 D
fbi W i 2 !g S such that bi biC1 and jf .bi / f .biC1 /j > 2" for all i 2 !. Take
m 2 ! such that 2m < 2" and observe that the sequence S 0 is a counterexample
to the existence of the number n promised in ./. This contradiction shows that
Q P and hence Cp .AjK/ consists of functions from Cp .A/ with the property
./, i.e., Cp .AjK/ D Q \ Cp .A/.
For arbitrary points a0 ; : : : ; an 2 A and any number m 2 ! consider the set
H.a0 ; : : : ; an / D ff 2 RA W jf .ai / f .aiC1 /j 2m for some i < ng; it follows
519
S
from the equality H.a0 ; : : : ; an / D fD.ai ; aiC1T
; m/ W iS< ngT
that H.a0 ; : : : ; an /
is closed in RA . It is straightforward that Q D m2! n2! fH.a0 ; : : : ; an / W
a0 ; : : : ; an 2 A and a0 : : : an g, so Q is and F -subset of RA . Applying (1) we
conclude that Cp .AjK/ D Q \ Cp .A/ is an F -subset of RA and hence Fact 1 is
proved.
Returning to our solution take a countable dense subspace A of the space K. It is
clear that A W Cp .K/ ! Cp .AjK/ is a condensation. By Fact 1 the space Cp .AjK/
is a Borel set. If Cp .AjK/ is -compact then A is a P -space (see Fact 4 of S.186);
any countable P -space is discrete while A has no isolated points because K has no
isolated points. This contradiction shows that Cp .AjK/ is not -compact, so we can
apply SFFS-354 to see that Cp .AjK/ can be condensed onto I! . Therefore Cp .K/
also condenses onto I! and hence our solution is complete.
V.452. Prove that Cp .Dc / condenses onto I! .
Solution. Suppose that Z is a space and A is a dense subspace of Z. Given a
continuous function ' W A ! R let osc.'; z/ D inffdiam.'.U \A// W U 2 .z; Z/g
for any z 2 Z; the number osc.'; z/ is called the oscillation of ' at the point z. If
Z is a space and D Z then D W Cp .Z/ ! Cp .D/ is the restriction map and
Cp .DjZ/ D D .Cp .Z//.
Fact 1. Suppose that M is a compact space and D is a countable subset of Cp .M /
such that the closure K of the set D in the space RM is compact. Then Cp .DjK/ is
an F -subset of RD .
Proof. To characterize the set Cp .DjK/ we must describe what functions from
Cp .D/ can be extended over K. Given any k 2 N and t D .t1 ; : : : ; tk / 2 M k
let coord.t / D ft1 ; : : : ; tk g. For an arbitrary finite set A M and f; g 2 D let
A .f; g/ D supfjf .a/g.a/j W a 2 Ag; clearly, OA .f; / D fg 2 RM W F .f; g/ <
g is an open subset of RM for any > 0; f 2 RM and finite A M .
The following condition on a function ' 2 RD turns out to be a characterization
of functions from Cp .DjK/.
. / for any m 2 ! there exists a number n 2 ! and a finite set A M such that
j'.f / '.g/j 2m whenever f; g 2 D and A .f; g/ < 2n .
Denote by P the set of all functions from RD which have the property . / and fix
a function ' 2 P . Given any h 2 K and " > 0 take m 2 ! with 2m < " and apply
. / to find a number n 2 ! and a finite set A M such that A .f; g/ < 2n implies
j'.f / '.g/j < 2m for any f; g 2 D. The set U D ff 2 K W A .f; h/ < 2n1 g
is an open neighborhood of h in K. If f; g 2 U \ D then it is easy to see that
A .f; g/ A .f; h/ C A .h; g/ < 2n and hence j'.f / '.g/j 2m < "; this
shows that diam.'.U \ D// ". Since " > 0 was chosen arbitrarily, we proved
that, for any " > 0, there exists a set U 2 .h; K/ such that diam.'.U \ D// ";
therefore osc.'; h/ D 0 for any h 2 K. Applying Fact 3 of T.368 we conclude
that the function ' can be continuously extended over K, i.e., ' 2 Cp .DjK/ and
therefore P Cp .DjK/.
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To prove the inclusion Cp .DjK/ P take any function 2 Cp .K/ and let
' D jD. Fix any m 2 !; by continuity of , for any h 2 K we can choose a finite
set Ah M and h > 0 such that the diameter of the set .OAh .h; 2h / \ K/ does
not exceed 2m .
The space K being compact we can extract a finite S
subcover of the cover
fOAh .h; S
fOAh .h; h / W h 2 F g.
h / W h 2 Kg, so fix a finite F K such that K
Let A D fAh W h 2 F g; D nnfh W h 2 F g and pick a number n 2 ! such that
2n < .
Given any f; g 2 D with A .f; g/ < 2n take a function h 2 F such that
f 2 OAh .h; h /. We have jf .x/ g.x/j < 2n < h for any x 2 A and
hence these inequalities also hold for any x 2 Ah . It is easy to see that this implies
g 2 OAh .h; 2h /, so j'.f / '.g/j diam..OAh .h; 2h / \ K// 2m . This
proves that any function from Cp .DjK/ has . / and hence Cp .DjK/ P , so we
established that P D Cp .DjK/.
For any m; n 2 ! and k 2 N consider the set F .m; n; k/ D f.'; t / 2 RD M k W
for any f; g 2 D either coord.t/ .f; g/ 2n or j'.f / '.g/j 2m g.
Take any .; s/ 2 .RD M k /nF .m; n; k/; there exist functions f; g 2 D such
that coord.s/ .f; g/ < 2n and j.f / .g/j > 2m . Let s D .s1 ; : : : ; sk /; the
functions f and g being continuous on M , the set
W D ft D .t1 ; : : : ; tk / 2 M k W jf .ti / g.ti /j < 2n for all i kg
is open in M k and s 2 W . It is clear that G D f' 2 RD W j'.f / '.g/j > 2m g
is open in RD and 2 G. We have .; s/ 2 G W and .G W / \ F .m; n; k/ D
;, so every point of .RD M k /nF .m; n; k/ has a neighborhood contained in the
set .RD M k /nF .m; n; k/. Therefore the complement of F .m; n; k/ is open in
RD M k and hence F .m; n; k/ is closed in RD M k for any m; n 2 ! and k 2 N.
Let W RD M k ! RD be the natural projection. The space M k being compact,
the map is closed (see Fact 3 of S.288), so the set E.m; n; k/ D .F .m; n; k//
is closed in RD for all m; n 2 ! and
S it is easy to see that a function
T k 2SN. Now
' 2 RD has . / if and only if ' 2 m2!
S k2N
S E.m; n; k/.
T n2!
Thus we have the equality P D m2! n2! k2N E.m; n; k/ D Cp .DjK/
which shows that Cp .DjK/ is an F -subset of RD and hence Fact 1 is proved.
Returning to our solution consider the compact space M D D! ; then the space
K D DM is compact. The space D D Cp .M; D/ Cp .M / is countable and dense
in K (see Fact 1 of U.077 and Fact 1 of S.390). Therefore Fact 1 can be applied to see
that C D Cp .DjK/ is an F -subset of RD , so C is a Borel set. If C is -compact
then D has to be a P -space by Fact 4 of S.186. Any countable P -space is discrete;
since D has no isolated points, we obtained a contradiction which shows that C is
not -compact. Thus we can apply SFFS-354 to see that C can be condensed onto
I! . The space Cp .K/ condenses onto C , so Cp .K/ can also be condensed onto I! .
Finally observe that K is homeomorphic to Dc and hence Cp .Dc / condenses onto
the space I! .
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526
Apply SFFS-432 to see that there exists n 2 ! such that the space Cp .X / is
homeomorphic to C for some C Fn . Since 'jC maps C into Kn , it follows from
Problem 433 that .'.C // !. Since the map 'jC is a condensation, we must
have .Cp .X // D .C / .'.C // D ! and hence d.X / D .Cp .X // D !,
i.e., X is separable as promised.
It is a consequence of .Cp .X // D ! that Cp .X /nff g is an F -set for any
f 2 Cp .X /. The space Cp .X / being Lindelf, Cp .X /nff g is Lindelf as well.
Therefore Y nfyg is Lindelf for any y 2 Y ; this implies that .Y / !.
Finally note that l.Cp .X // D t .Cp .X // D ! for any Corson compact space X
(see CFS-150), so if Cp .X / condenses onto a -compact space then X is separable
and hence metrizable by CFS-121.
V.459. Given a space X prove that the space Cp .X / condenses onto a space
embeddable in a compact space of countable tightness if and only if Cp .X /
condenses onto a second countable space.
Solution. If Cp .X / condenses onto a second countable space M then M is
embeddable in a metrizable compact space K (see TFS-209); of course then t .K/
! and hence we proved sufficiency.
Now if ' W Cp .X / ! Y is a condensation of Cp .X / onto a space Y such that
Y K for some compact space K of countable tightness then .Y / ! by
Problem 433. It is an easy exercise that .Cp .X // .Y / !, so i w.Cp .X // D
! (see TFS-173), i.e., Cp .X / condenses onto a second countable space.
V.460. Assuming MAC:CH prove that if K is a compact space such that Cp .K/
is Lindelf and condensable onto a -compact space then K is metrizable.
Solution. Apply Problem 458 to see that K is separable; it follows from CFS-080
that K is !-monolithic, so w.K/ D nw.K/ ! by Fact 4 of S.307.
V.461. Assume that Cp .X / is a Lindelf -space and there exists a condensation
of Cp .X / onto a -compact space Y . Prove that nw.X / ! and nw.Y / !.
Solution. Denote by X the Hewitt realcompactification of the space X . Then
Z D X is a Lindelf -space by CFS-206; since Cp .Z/ is also a Lindelf
-space (see CFS-234), we conclude that t .Cp .Z// D l.Cp .Z// D !. The space
Cp .Z/ condenses onto Cp .X / and hence Cp .Z/ is condensable onto Y ; this shows
that the space Z is separable (see Problem 458). It follows from stability of Cp .Z/
(see SFFS-266) that Z is monolithic and hence nw.Z/ !. Since X Z, we have
nw.X / nw.Z/ D !. Finally observe that nw.Y / nw.Cp .X // D nw.X / !.
V.462. Prove that, for any compact space X such that w.X / !1 , the space
Cp .X / is hereditarily metalindelf.
Solution. Recall that a space Z is called metalindelf if every open cover of Z
has a point-countable refinement. If A is a family of subsets of Z and Y Z then
AjY D fA \ Y W A 2 Ag. If d is a metric on a set Z then .d / is the topology
generated by d . Given a continuous map ' W Z ! T let ' .f / D f ' for any
f 2 C.T /; then ' W C.T / ! C.Z/ is the dual map of the map '.
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528
To see that U covers Z fix any point x 2 Z and denote by x the least ordinal
< !1 such that x 2 F . It turns out that
(1) there exists < x such that .FC1 nF / \ B.x; 14 rx / ;.
Indeed, if x D C1 for some 2 !1 [f1g then x 2 .FC1 nF /\B.x; 14 rx /. If
x is a limit ordinal then it follows from the property (d) that we can find a minimal
2 !1 [ f1g such that FC1 \ B.x; 14 rx / ;; it easily follows from minimality
of that .FC1 nF / \ B.x; 14 rx / ;, so (1) is proved.
The set C being dense in FC1 nF there exists a point z 2 C \ B.x; 14 rx /.
It follows form the inclusions B.z; 12 rx / B.x; 34 rx / Ox that rz 12 rx .
Furthermore, B.z; 38 rx / B.z; 34 rz / Oz . We have d.z; x/ < 14 rx < 38 rx which
shows that x 2 B.z; 38 rx / Oz . It follows from < x that x F , so
x 2 Oz nF 2 U and therefore the family U covers Z which shows that U is a
point-countable refinement of the cover O. Thus .Z; / is metalindelf; we already
saw that this implies that every subspace of Z is metalindelf and hence Fact 2 is
proved.
Returning to our solution fix any compact space X with w.X / !1 ; we can
consider that X I!1 . For every countable ordinal > 0 let W X ! I be
the restriction to X of the natural projection; if X D .X / then we can consider
that W X ! X . If 0 < < < !1 then we will also need the projection
p W X ! X .
It is immediate that the set F D .C.X // is an algebra in C.X / for every
> 0; let F0 D fug where u.x/ D 0 for all x 2 X andSobserve that F is closed in
Cp .X / for each < !1 . It follows from TFS-298 that fF W < !1 g D C.X /. If
0 < < < !1 then it is an easy consequence of the equality D p that
F F ; clearly F0 F for every < !1 .
Given any 2 !1 nf0g the space Cu .X / is second countable by Fact 2 of T.357;
since the map W Cu .X / ! Cu .X / is continuous by Fact 8 of V.318, the set F
is separable and hence second countable with the topology induced from Cu .X /.
Next assume that < !1 is a limit ordinal and let G D .p / .C.X // for every
< . The family of maps fp W 0 < < g separates the points of X and hence
S
the algebra G D fG W < g separates the points of X . Applying TFS-191 we
conclude that G is dense in X . Note that F D .G / for every < and hence
S
fF W < g D .G/ is dense in .C.X // D F in the topology induced
from Cu .X /.
Let d.f; g/ D supfjf .x/ g.x/j W x 2 X g for any f; g 2 C.X /; then d is
a metric on C.X / which generates the topology of Cu .X /. If is the topology of
Cp .X / then the space Z D C.X / with the metric d and the family fF W <
!1 g satisfies the conditions (a)(d) of Fact 2 which shows that the space .Z; / D
Cp .X / is hereditarily metalindelf and hence our solution is complete.
V.463. Given an uncountable discrete space X prove that the space Cp .X; D/ is
not metalindelf; therefore Cp .X / is not metalindelf either.
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Solution. Given a space Z and a set A Z suppose that Ua 2 .a; Z/ for every
a 2 A; then the family U D fUa W a 2 Ag is called an open expansion of the set A.
The expansion U is called point-countable if the set fa 2 A W x 2 Ua g is countable
for any x 2 Z.
Fact 1. If Z is a metalindelf space then every closed discrete subspace of Z has a
point-countable open expansion.
Proof. Let D be a closed discrete subspace of Z. For every x 2 Z take a set
Ux 2 .x; Z/ such that jUx \Dj 1 and choose a point-countable open refinement
V of the open cover U D fUx W x 2 Zg of the space Z. For every d 2 D pick a set
Od 2 V with d 2 Od . Then O D fOd W d 2 Dg is an open expansion of D. If d
and d 0 are distinct points of D and Od 3 d 0 then pick U 2 U with Od U and
observe that fd; d 0 g U which is a contradiction with the choice of U . Therefore
Od \ D D fd g for all d 2 D and hence
(1) Od Od 0 for distinct d; d 0 2 D.
point-countable then there is an uncountable D 0 D such that
T Now if O is not
0
fOd W d 2 D g ;. It follows from (1) that the family fOd W d 2 D 0 g V
is uncountable, so V is not point-countable which is a contradiction. Therefore O is
an open point-countable expansion of D and hence Fact 1 is proved.
Fact 2. Suppose that is an infinite regular cardinal, and E is a set with jEj D .
Assume that A is a family of subsets of E such that jAj D and jAj D for any
A 2 A. If, additionally, jA \ A0 j < for any distinct A; A0 2 A then there exists a
set B such that jBj D and jB \ Aj < for any A 2 A.
Proof. Take a faithful enumeration fA W < g of the family A. Choose an
arbitrary point x0 2 A0 ; proceeding inductively, assume that < and we have a
set fx W < g such that
(2) x x0 for any distinct ; 0 and x A whenever < < .
The set A has cardinality while jA \ A j < for
S any < . By regularity
of we can choose a point x 2 A n.fx W < g [ fA W < g/. It is clear
that (2) now holds for all , so we can construct a set B D fx W < g such
that (2) is satisfied for all < and, in particular, jBj D . Now, if < then
it follows from (2) that B \ A fx W g and hence jB \ A j < for all
< , i.e., Fact 2 is proved.
Fact 3. Suppose that is an infinite regular cardinal and E is a set with jEj D .
Then there exists a family A of subsets of E such that jAj D C while jAj D for
any A 2 A and jA \ A0 j < for any distinct A; A0 2 A.
Proof. Say that a family B of subsets of E is almost disjoint if jBj while
jBj D for any B 2 B and jB \ B 0 j < for any distinct B; B 0 2 B. It is easy
to find a disjoint family A D fA W < g of subsets of E such that jA j D
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for any < ; of course, A is almost disjoint. Proceeding inductively assume that
< C and we have a family fA W < g such that A D fA W g is
almost disjoint for any < .
It is an easy exercise that the family fA W < g is also almost disjoint. By
Fact 2 there exists a set A E such that jA j D and jA \ A j < for any
< , i.e., the family A D fA W g is almost disjoint. Therefore our
inductive procedure can be continued to construct a family A D fA W < C g
such that A is almost disjoint for every < C . If A; A0 are distinct elements of
A then there is < C such that A; A0 2 A and hence jA \ A0 j < because A
is almost disjoint. This shows that A is almost disjoint and hence Fact 3 is proved.
Fact 4. Let Z be a discrete space of cardinality !1 . Then there exists a closed
discrete subset D Cp .Z; D/ such that jDj D !1 and D has no point-countable
open expansion.
Proof. Recall that for any A Z the set A is clopen in Z by Fact 2 of T.371
(the bar denotes the closure in Z). Let fz W < !1 g be a faithful enumeration
of Z and denote by Z the set fz W < g for all < !1 . Given any f 2 DZ
there exists a unique function e.f / 2 Cp .Z; D/ such that e.f /jZ D f . For any
< !1 let f .z / D 1 for all < and f .z / D 0 whenever , i.e.,
f is the characteristic function of the set Z ; let g D e.f /. We will show that
D D fg W < !1 g is the promised set.
Given any function f 2 Cp .Z; D/ and a finite subset K of the space Z let
f; K
D fg 2 Cp .Z; D/ W gjK D f jKg; it is clear that the family ff; K
W K is
a finite subset of Zg is a local base of the space Cp .Z; D/ at the point f .
If D C 1 < !1 and O D g ; fz ; z g
then g .z / D 0 and hence g O
for any < . If > then g .z / D 1 and hence g O. This shows that
O \ D D fg g.
Next, assume that !1 is a limit ordinal. It is straightforward that the family
E D fZ nZ W < g is centered and consists of nonempty compact subsets of
T
E ;. Furthermore Z \ Z nZ D ; (see Fact 1 of
Z. Therefore E D
S.382) and hence Z \ E D ; for any < ; an immediate consequence is that
(3) for any limit ordinal !1 the set E is nonempty and g .E / D f0g for each
< .
Now if < !1 is a limit ordinal then pick a point x 2 E and consider the set
O D g ; fx; z g
. If > then g .z / D 1 g .z / and hence g O. If
< then g .x/ D 0 by (3). However, x 2 Z and g .Z / D f1g; this shows that
g .x/ D 1 and hence g O for all < . Thus O \ D D fg g and hence D is a
discrete subset of Cp .Z; D/.
To prove that D is closed in Cp .Z; D/ take any function f 2 Cp .Z; D/nD
and assume that f .z / < f .z / for some ordinals ; 2 !1 with < .
It is immediate that U D f; fz ; z g
is an open neighborhood of f such that
U \ D D ;. Therefore, to prove that f D, we can consider that
(4) f .z / f .z / whenever < < !1 .
531
532
533
534
Observe first that it follows from (1) and (2) that Ei Gi for any < i , so
every family Ei is locallyS
finite. Any locally finite union of finite sets is closed and
D
Ei is closed and discrete in X for every i 2 !.
discrete, so the
set
D
i
S
Let D D i2! Di and assume that N.D/ X ; then there exists a set K 2 K
such that K 0 D KnN.D/ ;. By compactness of K 0 we can find a finite set Q
is covered by the
K 0 such that K 0 N.Q/. The compact space K 00 D KnN.Q/ S
00
family fN.Di / W i 2 !g, so there exists
n
2
!
such
that
K
N.
in Di /. Take a
S
set F 2 F for which K F N. in Di / [ N.Q/; there exists m > n such that
F D GmC1 for some < mC1 . It is easy to see that the sets K and Q witness that
GmC1 is N.A.m; //-special and hence GmC1 nN.A.m; // N.EmC1 /. As an
immediate consequence, F nN.D/ GmC1 nN.A.m; // N.EmC1 / N.D/;
this contradiction proves that N.D/ D X .
Finally take any point x 2 X ; since N.D/ D X , we can choose a number n 2 !
such that x 2 N.Dn /. The property
(2) implies that N.Dn / is an open neighborhood
S
of xSwhich does not meet i>n Di . Since every Di is closed and discrete, the
set in Di is also closed and S
discrete, so there exists a set V 2 .x; X / which
contains at most one element of in Di . Thus the set V \ N.Dn / contains at most
one element of D. The point x 2 X was chosen arbitrarily, so we proved that every
x 2 X has a neighborhood which contains at most one element of D, i.e., D is
closed an discrete. Since also N.D/ D X , we established that X is a D-space.
(ii) Take a space X with a point-countable base B; this means that the family Bx D
fB 2 B W x 2 Bg must be countable for any x 2 X . It is easy to find infinite
disjoint subsets fAn W n 2 !g
S of the set ! such that f0; : : : ; n C 1g A0 [
: : :[An for every n 2 ! and n2! An D !. Given a neighborhood assignment
N on the space X observe first that we can assume, without loss of generality,
that N.x/ 2 B for any x 2 X . Indeed, if we proved (ii) for all neighborhood
assignments N such that fN.x/ W x 2 X g B, assume that M is an arbitrary
neighborhood assignment on X . For each x 2 X choose a set Bx 2 B such
that x 2 Bx M.x/ and let N.x/ D Bx . For the assignment N , there exists a
closed discrete set D X with N.D/ D X ; since M.D/ N.D/ D X , we
have M.D/ D X , i.e., D witnesses the fact that X is a D-space.
We will construct by transfinite induction countable sets D whose union will
be a closed discrete set D such that N.D/ D X . Let D0 D
S ; and assume that, for
some ordinal we have the family fD W < g. If N. fD S
W < g/ D X ,
then our construction stops. If not, pick a point x0 2 Q D X nN. fD W < g/
and let H0 D fx0 g. Choose an enumeration fUn W n 2 A0 g of the family Bx0 . If we
have a finite set Hn D fx0 ; : : : ; xn g Q and an enumeration fUn W n 2 Ai g of the
family Bxi for any i n, observe that there is a unique k n such that n C 1 2 Ak
and consider the following condition
E.; n/: the set R.; n/ D fx 2 QnN.Hn / W N.x/ 2 fUm W m 2 Ak gg is
nonempty.
If E.; n/ holds, then choose the minimal m 2 Ak such that N.x/ D Um for some
x 2 QnN.Hn / and take xnC1 to be any point in QnN.Hn / such that N.xnC1 / D
Um ; let HnC1 D Hn [ fxnC1 g. If R.; n/ D ;, then
S let xnC1 D x0 and HnC1 D Hn .
After we have the sets fHn W n 2 !g let D D n2! Hn .
535
Note that the sets D are disjoint and D ; for any ordinal > 0
C
if D is defined. Therefore, there exists
S an ordinal < jX j at which our
inductive construction stops; let D D
fD W < g. By definition of our
inductive procedure we must have N.D/ D X , so the only thing left is to prove
that D is a closed discrete subset of X .
Fix any x 2 X and let be the minimal ordinal such that x 2 N.D /. If > ,
thenSD X nN.D /, so N.D / is a neighborhood of x that does not meet the
set fD W < < g. There exists n 2 ! such that x 2 N.Hn / where
fHn W n 2 !g is the family used for the construction of D . The condition E.; n/
shows that W D N.Hn / is a neighborhood of x that does not meet D nHn and
hence W \ D is finite.
Finally assume that N.x/ \ D ; for some ordinal < and pick a point
y 2 D \ N.x/. Let fGn W n 2 !g be the family used for the construction of D .
Then y 2 Gn for some n 2 ! and there is k 2 ! such that By D fUn W n 2 Ak g;
observe that N.x/ 2 By and therefore N.x/ D Um for some m 2 !. Besides,
the point x witnesses the fact that E.; n/ holds for any n 2 Ak . Therefore at the
inductive step n a point xn 2 D will be chosen in such a way that N.xn / D Up for
some p m. If l > n and l 2 Ak , then xl N.xn / D Up and hence N.xl / Up .
This shows that there will be infinitely many steps of the induction procedure at
which distinct sets are chosen from the finite family U D fUn W n 2 Ak ; n mg;
this contradiction shows that N.x/ \ D D ; for any < . Consequently, the set
N.x/ \ N.D / \ W is a neighborhood of x that meets finitely many elements of D.
Thus D is a closed discrete set that witnesses the D-property of X .
V.465. Prove that,
(i) for any infinite cardinal , if a space is monotonically -monolithic then it is
-monolithic;
(ii) for any infinite cardinal , if X is a monotonically -monolithic space and
Y X then Y is also monotonically -monolithic;
(iii) if is an infinite cardinal, then any countable product of monotonically
-monolithic spaces is monotonically -monolithic;
(iv) for any infinite cardinal , every closed continuous image of a monotonically
-monolithic space is monotonically -monolithic;
(v) a space X is monotonically monolithic if and only if X is monotonically
-monolithic for any infinite cardinal ;
(vi) for any infinite cardinal , a space X is monotonically -monolithic if and
only if, to any finite set F X we can assign a countable family O.F /
exp.X
/ in such a way that for any set A X with jAj , the family
S
fO.F / W F 2 A
<! g is an external network at all points of A;
(vii) a space X is monotonically monolithic if and only if, to any finite set F X
we can assign a countable
family O.F / exp.X / in such a way that for any
S
A X , the family fO.F / W F 2 A
<! g is an external network at all points
of A;
536
537
<
g
D
f
fO.F
/
W
F
2
B
gW
S
S
< g D fO.F / W F 2 A
<! g that O.A/ D fO.F / W F 2 A
<! g, i.e., Fact 1
is proved.
Returning to our solution assume that in a space
S X we have an operator O on all
finite subsets of X as in (vi). Letting O0 .A/ D fO.F / W F 2 A
<! g for every
set A X with jAj , it is immediate that we obtain a monotone -monolithity
operator O0 on X . This proves sufficiency.
Now, if O is a monotone -monolithity operator on X , then let O0 .F / D O.F /
for any finite subset of X . If A X and jAj , then
[
[
fO0 .F / W F 2 A
<! g D
fO.F / W F 2 A
<! g D O.A/
S
by Fact 1, so the family fO0 .F / W F 2 A
<! g is an external network at all points
of A, i.e., we proved necessity.
(vii) Assume that in a space X weS
have an operator O on all finite subsets of X
as in (vii). Letting O0 .A/ D fO.F / W F 2 A
<! g for any A X , it is
immediate that we obtain a monotone monolithity operator O0 on X . This
proves sufficiency.
Now, if O is a monotone monolithity operator on X , then let O0 .F / D O.F /
for any finite subset of X . If A X , then
[
[
fO0 .F / W F 2 A
<! g D
fO.F / W F 2 A
<! g D O.A/
S
by Fact 1, so the family fO0 .F / W F 2 A
<! g is an external network at all
points of A, i.e., we proved necessity.
(viii) Let N be a countable network in the space X 0 . Given an arbitrary set A X
let O.A/ D ffag W a 2 AnX 0 g [ N . It is trivial that the operator O witnesses
monotonic monolithity of X .
(ix) Let O0 be an operator of monotonic -monolithity on X . Consider the family
O.F / D O0 .F / for any finite set F X . Given an arbitrary set A X ,
take any point x 2 A and U 2 .x; X /. It follows from t .X / that we
can find a set B A such that jBj and x 2 B. The operator O0 is
applicable to B, so there exists N 2 O0 .B/ such that x 2 N U . By Fact 1,
there is a finite set F B such that N 2 O0 .F / D O.F /. Therefore the
538
S
family fO.F / W F 2 A
<! g contains an external network at every point of
A which, together with (vi), implies that X is monotonically monolithic.
(x) Suppose that Xt is monotonically -monolithic
Qand fix the respective operator
Ot on the space Xt for any t 2 T . Let X D t2T Xt and fix a point a 2 X .
We must prove that the space .X; a/ D fx 2 X W jft 2 T W x.t / a.t /gj <
!g is Q
monotonically -monolithic. For any S T we will need the point
aS 2 t2S Xt such that aS .t / D a.t / for any t 2 S . Let pt W X ! Xt be the
projection for each t 2 T .
For every point x 2 .X; a/ let supp.x/ D ft 2 T W x.t / a.t /g. Suppose
that we have a finite set K T and a family At of
Qsubsets of the space Xt for any
t 2 K. Let A D fAt W t 2 Kg and H.K; A/ D f t2K Pt faT nK g W Pt 2 At for
every t 2 Kg. Now we are ready to construct a monotonic -monolithity operator
on .X; a/.
To do so, fix a set A .X; a/Swith jAj and let D maxfjAj; !g. It
is evident that the family E.A/ D fsupp.x/ W x 2 Ag has cardinality at most
; for every finite K E.A/ let AK .A/ D fOt .pt .A// W t 2 Kg. Then the
cardinalitySof the family H.K; AK .A// does not exceed . Therefore the family
O.A/ D fH.K; AK .A// W K is a finite subset of E.A/g also has cardinality at
most .
To check that the operator O is as promised, observe that if A B .X; a/
then pt .A/ pt .B/ for any t 2 T . Therefore H.K; AK .A// H.K; AK .B//
for every finite K E.A/ which in turn implies that O.A/ O.B/. To see that
the increasing union property holds for O observe that O.A/ is defined by using
finitary operations with families which have this property. To finally see that O.A/
is an outer network at all points of A take any x 2 A and any U 2 .x; .X; a//.
There exists a finite set K T and a family fWt W t 2 Kg such that supp.x/ K
and Wt 2 .x.t /; Xt / for any t 2 K while W D fy 2 .X; a/ W y.t / 2 Wt for each
t 2 Kg U .
Since x.t / 2 pt .A/, there
Q exists Pt 2 O.pt .A// such that x.t / 2 Pt Wt for
every t 2 K. The set P D t2K Pt faT nK g belongs to O.A/ and x 2 P U , so
O is, indeed, a monotone -monolithity operator on .X; a/.
V.466. Prove that,
(i) a space X is strongly monotonically monolithic if and only if X is strongly
monotonically !-monolithic;
(ii) every space with a point-countable base must be strongly monotonically
monolithic;
(iii) if a space X is strongly monotonically monolithic, then it must be strongly
monolithic and monotonically monolithic;
(iv) every subspace of a strongly monotonically monolithic space is strongly
monotonically monolithic;
(v) any countable product of strongly monotonically monolithic spaces must be
strongly monotonically monolithic;
539
540
(vi) Take a countable dense set Ay in the space f 1 .y/ for any y 2 Y and let
O be the
S strong monotone monolithity operator in X . If B Y then let
QB D fAy W y 2 Bg and N .B/ D ff .E/ W E 2 O.QB /g.
To see that N .B/ is an external base for B take a point y 2 B and a set
U 2 .y; Y /; observe that f 1 .B/ \ f 1 .y/ ; because the map f is
open. Since QB is dense in f 1 .B/, there exists a point x 2 f 1 .y/ with
x 2 QB . Take a set V 2 O.QB / such that x 2 V f 1 .U /; then W D
f .V / 2 N .B/ and y 2 W U , i.e., N .B/ is an external base for B. An easy
proof that N satisfies all other conditions of the definition of strong monotone
monolithity can be left to the reader.
(vii) Given a strongly monotonically !-monolithic countably compact space X
take an operator O which witnesses strong monotone !-monolithity of X and
fix a point a 2 X ; let A0 D fag. Proceeding inductively assume that n 2 !
and we have countable subsets A0 ; : : : ; An of the space X with the following
properties:
(1) Ai AiC1 for any i < n;
S
(2) if i < n and U is a finite subfamily
of O.Ai / such that U X then
S
there is a point x 2 AiC1 n. U /.
The set An being countable the family V of all finite unions of the elements
of O.An / is also countable. Let V 0 D fV 2 V W V X g and choose a point
xV 2 X nV for any V 2 V 0 . The set AnC1 D An [ fxV W V 2 V 0 g is countable and
it is immediate that the properties (1) and (2) still hold if we replace n with n C 1.
Therefore our inductive procedure can be continued to construct
S a sequence fAn W
n 2 !g such that (1) and (2) are true for all n 2 !. If A D n2! An is not dense
in X then pick a set W 2 .X / such that W \ A D ;. The family O.A/ being an
external base for A we can choose a set Vx 2 O.A/ such that x 2 Vx X nW for
any x 2 A.
The space A is countably compact and second countable because O.A/ is a
countable external base of A. Thus
S the set A is compact and hence there exists a
finite Q A such that A fVx W x 2 Qg. It follows from the definition of
strong monotone !-monolithity that V D fVx S
W x 2 Qg O.An / for some number
S
n 2 !. The property (2) implies that AnC1 n. V/ ; while AnC1 A V;
this contradiction shows that A is dense in X , so X is compact and metrizable
because O.A/ is a countable base in X .
V.467. For any infinite cardinal prove that
(a) a space X is monotonically -stable if and only if Cp .X / is monotonically
-monolithic.
(b) a space X is monotonically -monolithic if and only if Cp .X / is monotonically
-stable.
Solution. Fix a countable base B in the space R; given a family A of subsets of a
space Z let W.A/ D fA1 ; : : : ; An I B1 ; : : : ; Bn
W n 2 N; Ai 2 A and Bi 2 B for
541
542
(1) if f 2 Cp .Cp .Z// and S.f / B Z, then f 2 B .Cp .Cp .BjZ///.
Now assume that Z is monotonically -monolithic and fix the respective
operator O on the
S space Z. For any set A Cp .Cp .Z// with jAj consider
the set S.A/ D fS.f / W f 2 Ag. It is easy to check that
(2) the assignment A ! S.A/ is -monotone.
Now let N .A/ D W.W.O.S.A/// for any set A Cp .Cp .Z// with jAj .
Apply Fact 1 and the property (2) to see that N is the composition of four monotone maps, so it is -monotone and hence we only have to prove that N .A/ is
an external network for A.
Let B D S.A/ and Y D Cp .BjZ/. The map B W Cp .Z/ ! Y is open by TFS152, so the set E D B .Cp .Y // is closed in Cp .Cp .Z// by TFS-163. The property
(1) shows that A E and hence A E. By the choice of the operator O, the family
O.S.A// is an external network for B, so W.O.S.A/// is a network for the map B
by Fact 3. Now, apply Fact 2 to see that N .A/ D W.W.O.S.A/// is an external
network for the set E; since A E, the family N .A/ is also an external network
for A, i.e., the operator N witnesses that Cp .Cp .Z// is monotonically -monolithic
and hence Fact 4 is proved.
Returning to our solution assume that X is monotonically -stable and fix the
respective operator O. Given a set A Cp .X / with jAj , denote by ' the
reflection map with respect to A, i.e., ' W X ! Cp .A/ and '.x/.f / D f .x/ for
any x 2 X and f 2 A. The family O.A/ is a network for the map '; let N .A/ D
W.O.A//. The assignment A ! N .A/ is -monotone being the composition of
two -monotone mappings. By Fact 2, the family N .A/ is an external network in
Cp .X / for the set ' .Cp .Y // where Y D '.X /. Observe that A ' .Cp .Y // by
Fact 5 of U.086 and therefore N .A/ is an external network in Cp .X / for the set A.
Thus, the operator N witnesses that Cp .X / is monotonically -monolithic, i.e., we
proved necessity in (a).
Now assume that Cp .X / is monotonically -monolithic and let N be the
respective operator on Cp .X /. Let e W X ! Cp .Cp .X // be the natural embedding
defined by e.x/.f / D f .x/ for any x 2 X and f 2 Cp .X / (see TFS167). Take a set A Cp .X / with jAj and apply Fact 3 to the restriction
map W Cp .Cp .X // ! Cp .A/ to note that W.N .A// is a network for in
Cp .Cp .X //. Letting O.A/ D fe 1 .H \ e.X // W H 2 W.N .A//g we obtain a
-monotone operator, so it suffices to show that O witnesses monotone -stability
of X , i.e., O.A/ is a network for the reflexion map ' W X ! Cp .A/ defined by
'.x/.f / D f .x/ for any x 2 X and f 2 A.
To do this, observe first that we have the equality ' D e; take any point
x 2 X and a set U 2 .'.x/; Cp .A//. Since W.N .A// is a network for the map
and '.x/ D .e.x// 2 U , we can find a set Q 2 W.N .A// such that e.x/ 2 Q and
.Q/ U . Then the set P D e 1 .Q \ e.X // belongs to O.A/ and x 2 P . Since
also '.P / D .e.P // .Q/ U , the set P witnesses the fact that O.A/ is a
network for ' and hence the space X is monotonically -stable, i.e., we completed
the proof of (a).
543
544
545
Proof. Take any P 2 O.A/; there exists < such that P 2 O.A /. The set A
being U -saturated, we have K.P / N.A / [ U N.A/ [ U which shows that
A is U -saturated, i.e., Fact 1 is proved.
Fact 2. Suppose that Z is a monotonically -monolithic space; fix the respective
operator O and let N be a neighborhood assignment on Z. Then for any A Z
with jAj and U 2 .Z/ such that N.A/ U there exists a closed discrete set
D ZnU such that jDj maxfjAj; !g and the set A [ D is U -saturated.
Proof. We will use induction on the cardinal D jAj. To start off, assume that
jAj
S ! and take a family fn W n 2 !g of infinite disjoint subsets of ! such that
fn W n 2 !g D ! and f0; : : : ; ng 0 [ : : : [ n for all n 2 !. Enumerate the
family O.A/ as fPn W n 2 0 g and let B0 D A. Proceeding inductively, assume that
k 2 ! and we have sets B0 ; : : : ; Bk with the following properties:
(1) Bi BiC1 and jBiC1 nBi j 1 for any i < k;
(2) an enumeration fPn W n 2Sj g for the family O.Bj / is chosen for each j k;
(3) if i < k; i 2 j and fK.Pn / W n 2 j gn.N.Bi / [ U / ; then, for
the number m D nnfn 2 j W K.Pn /n.N.Bi / [ U / ;g we have BiC1 D
Bi [ fd g for some d 2 K.Pm /n.N.Bi / [ U /.
There is
Sa unique j 2 ! such that k 2 j and hence j k. If we have the
inclusion fK.Pn / W n 2 j g N.Bk / [ U then let BkC1 D Bk ; if not, then
consider the number m D nnfn 2 j W K.Pn /n.N.Bk / [ U / ;g, choose a
point d 2 K.Pm /n.N.Bk / [ U / and let BkC1 D Bk [ fd g. Choose an enumeration
fPn W n 2 kC1 g of the family O.BkC1 / and observe that now the conditions (1)
(3) are satisfied if we replace k with k C 1. Therefore our inductive procedure can
be continued to construct a family fBi W i 2 !g such that the properties (1)(3) hold
for all k 2 !. S
Let B D i2! Bi and consider the set D D BnA. It follows from (1) that
jDj !; the condition (3) shows that D ZnU . To see that the set A [ D D B
is U -saturated take any P 2 O.B/; there exists j 2 ! such that P 2 O.Bj / and
hence P D Pn for some n 2 j . If K.P /n.N.B/ [ U / ; then K.Pn /n.N.Bi / [
U / ; for all i 2 j which is impossible because the condition (3) implies that
after at most n inductive steps a point d 2 K.Pn /n.N.Bi / [ U / has to be chosen for
some i 2 j and hence Pn N.d / N.B/; this contradiction shows that A [ D
is U -saturated.
Now fix any point x 2 Z; if x 2 U then U is a neighborhood of x with U \
D D ;. If x N.B/ [ U and x 2 D then there exists P 2 O.D/ such that
x 2 P N.x/ and hence x 2 K.P /n.N.B/ [ U /. We have O.D/ O.B/, so
P 2 O.B/ which contradicts the fact that B is U -saturated. Thus x D for any
x N.B/ [ U .
Finally, if x 2 N.B/nU then let m be the minimal i for which x 2 N.Bi /. It
follows from (3) that N.Bi / is an open neighborhood of x which does not meet the
set DnBi ; this, together with (1) shows that N.Bi / \ D is finite. Thus every x 2 Z
has a neighborhood whose intersection with D is finite and hence D is closed and
discrete. This completes our proof for a countable A.
546
547
548
V.471. Prove that every subspace of a monotonically monolithic space is a Dspace. As a consequence,
(i) if X is a Lindelf -space then every subspace of Cp .X / is a D-space.
(ii) Observe that ext .Y / D l.Y / for any D-space Y . Therefore (i) generalizes
Baturovs theorem (SFFS-269).
Solution. Assume that X is a monotonically monolithic space and fix an operator O
which witnesses that; let N be a neighborhood assignment on X . For every P X
say that x 2 P is a central point of P if P N.x/; denote by K.P / the set of all
central points of P . For an open set U X say that a set A X is U -saturated
if K.P / N.A/ [ U for any P 2 O.A/. If U D ; then U -saturated sets will be
called saturated.
Observe first that monotone monolithity is a hereditary property by Problem 465,
so it suffices to show that every monotonically monolithic space X is a D-space. Let
D jX j; there is no loss of generality to assume that !. Fix an operator O
which witnesses monotone monolithity of X . Take an arbitrary point a 2 X and
apply Fact 2 of V.470 to the sets fag and U D N.a/ to find a closed discrete set
D00 X nU such that the set D0 D fag [ D00 is U -saturated; it is easy to see that
D0 is closed, discrete and saturated.
Proceeding by induction assume that 0 < < C and we have chosen a
family fD W < g of closed nonempty discrete subsets of X with the following
properties:
S
(1) the set S
D is saturated for any < ;
(2) D X nN. < D / for each < .
S
S
If N. < D / X then let Q D < D and choose a point b 2 X nN.Q/.
Apply Fact 2 of V.470 to the sets Q [ fbg and V D N.Q [ fbg/ to find a closed
0
discrete set D0 X nN.fbg [ Q/ such that Q [ fbg [ D
S is V -saturated and let
0
D D fbg [ D . It is easy to see that the set D [ Q D D is saturated, so
the properties (1) and (2) still hold for all .
ThereforeSthis inductive construction can be continued to construct
S a set D as
soon as N. < D / X . It follows from (2) that the sets N. < D / are
strictly increasing, so it is impossible
W < C g and hence
S to obtain the family fDS
C
there exists < such that N. < D / D X . Let D D < D and fix any
point x 2 X .
Denote by the least ordinal such that x 2 N.D /. ItSfollows from (2) that
N.D / is a neighborhood of x which does not meet the setS << D . Apply the
property (1) and Fact 1 of V.470 to see that the set E D < D is saturated. If
x 2 E then x 2 P N.x/ for some P 2 O.E/. Therefore x 2 K.P / N.E/
which is a contradiction with the choice of . Thus x E and hence the point x
has a neighborhood which meets only the set D . Since D is closed and discrete,
the point x has a neighborhood which contains at most one point of D. This proves
that D is a closed discrete subset of X and hence X is a D-space.
549
550
551
552
553
To see that the strategy is winning for the player O suppose that a family
fUn ; pn W n 2 !g is a play in which O applies . If the sequence S D fpn W n 2 !g
does not converge to the set F , then, by compactness of X , there exists a cluster
point x for the sequence S such that x F . Take a set V 2 .x; X / such that V \
F D ;; since N .S / is an external network for S 3 x, weS
can find a set N 2 N .S /
such that x 2 N V . It follows from the equality S D ffp0 ; : : : ; pn g W n 2 !g
that N 2 N .fp0 ; : : : ; pn g/ for some n 2 ! and hence N D Nij for some i n and
j 2 !.
By our choice of the strategy , the set U k does not meet N for any k > m D
maxfn; j g, so for the neighborhood W D X nU mC1 of the point x we have W \S
fp0 ; : : : ; pm g, i.e., x is not a cluster point of S which is a contradiction. Therefore
is a winning strategy for the player O and hence Fact 6 is proved.
Returning to our solution suppose that X is a countably compact !-monolithic
space. The space X is compact by Fact 5; apply Problem 465(iii) to see that X X
is also monotonically !-monolithic, so we can apply Fact 6 to conclude that for
every nonempty closed subset F of X X , the player O has a winning strategy in
the Gruenhages game on F . Therefore X is Corson compact by Problem CFS-188
and hence our solution is complete.
V.474. Give an example of a Corson compact space that is not monotonically !monolithic.
Solution. We will consider several trees identifying any tree .T; / with the
underlying set T . Recall that a set C T is a chain if .C; / is a linearly ordered
set. Maximal chains are called branches. To simplify the notation, we denote the
order on !1 and all trees we use by the same letter; the set on which the order
is taken will be always clear from the context. Given a point x 2 T , the set
Lx D fy 2 T W y < xg is well-ordered; its order type will be denoted by ht.x/. It
is an ordinal, then the set fx 2 T W ht.x/ D g is called the -th level of T .
A tree T is continuous if for any x 2 T such that ht.x/ is a limit ordinal, if z 2 T
and y < z for any y 2 Lx , then x z. We consider that zero is a limit ordinal,
so continuity of a tree T implies that there is only one element x 2 T such that
ht.x/ D 0. We say that a tree T is complete if every branch of T has a maximal
element. For any x 2 T let V .x/ D fy 2 T W x yg and xO D fy 2 T W y xg.
A set A T is dense in T if V .x/ \ A ; for any x 2 T .
Two elements x; y of a tree T are called comparable if either x y or y x; if
x and y are not comparable, they are incomparable. Say that x 2 T is an immediate
successor of y 2 T if y is the maximal element of Lx . The point y is called the
immediate predecessor of x. A point x 2 T is an immediate successor if it has an
immediate predecessor. It is an easy exercise that x 2 T is an immediate successor
if and only if ht.x/ is a successor ordinal.
Apply SFFS-065 and SFFS-066 to fix a stationary set S !1 such that !1 nS
is also stationary and denote by T0 the family of all subsets of S closed in !1 . It is
immediate that all elements of T0 are countable. Given x; y 2 T0 , say that x y
if x y and < whenever 2 x and 2 ynx. The set T0 considered with
554
the above order is a tree: this was proved in Fact 1 of U.176. Every x 2 T0 nf;g is
compact, so it has a maximal element which will denoted by max.x/. For notational
purposes it is convenient to consider that max.;/ D 0.
The set D is the doubleton f0; 1g with the discrete topology. We let D0 D f;g
and Dn is the set of all functions
f W f0; : : : ; n 1g ! D for any n 2 N. We will
S
also need the set D<! D fDn W n 2 !g. The set D<! is easily seen to be a tree if
we define its order by the condition that f g if and only if dom.f / dom.g/
and gjdom.f / D f . The expression Lim.!1 / stands for the set of all limit ordinals
in !1 .
Fact 1. Given a tree T suppose that D is a dense subset of T and C D is a
maximal antichain in D. Then C is a maximal antichain in T .
Proof. Take any x 2 T ; by density of D there is d 2 D such that x d . It follows
from maximality of C in D that there exists y 2 C which is comparable with d . If
y d then y is comparable with x because fx; yg dO and the set dO is linearly
ordered. If d y, then x d y implies that x y, so any point of T is
comparable with an element of C , i.e., C is a maximal antichain in T and hence
Fact 1 is proved.
Fact 2. Given a complete continuous tree T consider the set T 0 D fx 2 T W ht.x/
is a successor ordinalg and denote by T the topology generated by the family S D
fV .x/ W x 2 T 0 g [ fT nV .x/ W x 2 T 0 g as a subbase. Then
(a) the family S0 D fV .x/ W x 2 T 0 g is T0 -separating, i.e., for any distinct points
x; y 2 T , there exists z 2 T 0 such that V .z/ \ fx; yg is a singleton;
(b) .T; T / is a compact Hausdorff space.
Proof. (a) Take any distinct points x; y 2 T . If x and y are comparable say, x < y,
then y 2 V .y/ and x V .y/. If x and y are incomparable and the ordinal ht.x/
is a successor, then x 2 V .x/ and y V .x/. Now, if both ht.x/ and ht.y/ are
limit ordinals, then by continuity of T there exists z 2 T such that z < x and
y V .z/. Since x 2 V .z/, we proved
that the family S0 is T0 -separating.
T
(b) It follows from (a) that fxg D fS 2 S W x 2 S g; since every element of S is
clopen in .T; T /, the set fxg is closed in .T; T / for any x 2 T , i.e., .T; T / is
Tychonoff being a zero-dimensional T1 -space (see Fact 1 of S.232).
To prove that X D .T; T / is compact it suffices to show that any cover U S
of the space X has a finite subcover (see TFS-118). So take any U S such that
S
U D T and let U0 D fU W U 2 U \ S0 g. It is easy to see that
(1) if x; y 2 T are incomparable, then .T nV .x// [ .T nV .y// D T ,
and therefore we can assume, without loss of generality, that the set C D fx 2
T W T nV .x/ 2 U g is a chain. It is an easy exercise to see that there exists a branch
B T such that C B; let a be the maximal element of B. Observe that if x B,
then a V .x/ and a .T nV .y// for any y 2 B. Therefore there exists a minimal
b 2 B such that V .b/ 2 U ; since the ordinal ht.b/ is a successor, there exists c 2 B
which is an immediate predecessor of b, i.e., b is the minimal element of B greater
555
To satisfy the condition (3) we must start with 0 D max.x/; E0 D fxg; if <
!1 is a limit ordinal and we have the set f
S W < g and the family fE W < g
then let D supf W < g and E D fE W < g. This guarantees (5).
556
Now, suppose that, for some ordinal < !1 , we have the set f W g
and the family fE W g with the properties (3)(6) fulfilled for all ; .
For every element t 2 E and n 2 ! fix u.t; n/ 2 An and s.t; n/ 2 T0 such
that t s.t; n/; u.t; n/ s.t; n/ and max.s.t; n// > maxf; g (this is possible
by (2)).
S
0
0
Let EC1
D E [ fs.t; n/ W t 2 E ; n 2 !g; EC1 D fpO W p 2 EC1
g and
C1 D supfmax.p/ W p 2 EC1 g. It is straightforward that the properties (3)(6)
hold for the set f W C 1g and the family fE W C 1g, so our inductive
procedure can be continued to construct the promised !1 -sequence f W < !1 g
and the family fE W < !1 g with the properties (3)(6).
Observe that
(7) the set H D f < !1 W D g is closed and unbounded in !1 .
Indeed, if fn gn2! H is an increasing sequence and n ! then it follows
from (5) that D supfn W n 2 !g D supfn W n 2 !g D because n D n
for any n 2 !. This proves that the set H is closed. Given any < !1 , let 0 D
and nC1 D n C 1 for any n 2 !. A consequence of (6) is that n < nC1 for any
n 2 !; if D supn2! n then 2 H and > which shows that H is cofinal in
!1 and (7) is proved.
Our set S being stationary, it follows from the property (7) that there exists a
limit ordinal 2 H \ S ; fix an increasing sequence fn W n 2 !g such that
supn2! n D . Applying the property (7) once more we conclude that supfn W
n 2 !g D .
Observe that E0 E0 , so we can take p0 D x 2 E0 . Suppose that n 2 !
and we have sets fpi W i ng T0 and fui W i < ng T0 with the following
properties:
(8) pi 2 Ei for all i n;
(9) pi piC1 and max.piC1 / > i for any i < n;
(10) ui 2 Ai and ui piC1 for every i < n.
The property (6) implies that we can choose pnC1 2 EnC1 and un 2 An such that
un pnC1 ; pn pnC1 and max.pnC1 / > n n . It is immediate that (8)(10)
are fulfilled for the sets fpi W i n C 1g and fui W i < n C 1g, so our inductive
procedure gives us sequences fpn W n 2 !g and fun W n 2 !g with the properties
(8)(10).
It follows from
S (4), (6) and (8) that pn for any n 2 !. It is easy to see that
the set p D . n2! pn / [ fg belongs to T0 and un pnC1 < p; in particular,
p 2 V .un / On for any n 2 !. Therefore p 2 O and x D p0 < p, so O is dense
in T0 and hence Fact 4 is proved.
Fact 5. An element x 2 T0 is an immediate successor if and only if D max.x/ is
an isolated point of the set x.
Proof. Suppose that y is an immediate predecessor of x and let D max.y/. All
points of xny are greater than . If D nn.xny/, then y < y [ f g x which
shows that y [ f g D x and hence D , so the set fg D .; !1 / \ x is open in
x; this proves necessity.
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558
559
and hence .t; s/ < .t; s 0 /. This proves that every element of T1 has a successor and
hence B coincides with the set of the branches of T1 with no maximal element.
Take a faithfully indexed set Q D ftb W b 2 Bg such that Q \ T D ; and
let T D T1 [ Q. For each b 2 B, declare that x < tb for any x 2 b and tb
is incomparable with all elements of .T1 nb/ [ .Qnftb g/. Then the set T with the
respective order is a complete continuous tree by Fact 3. Since no element of Q has
an immediate predecessor, also for the tree T, the set T 0 coincides with the set of all
elements that have an immediate predecessor. Denote by the topology on the tree
T generated by the family S D fV .x/ W x 2 T 0 g [ fTnV .x/ W x 2 T 0 g as a subbase.
By Fact 2, the space K D .T; / is compact and Hausdorff.
Suppose that C T is an infinite chain. Since Q is an antichain, the set C has
at most one element of Q and hence the chain C 0 D C nQ T1 has the same
cardinality as C . Given any elements .t; s/ 2 C 0 and .t 0 ; s 0 / 2 C 0 , it follows from
their comparability, that t and t 0 are comparable in T0 by (11) and (12). Therefore
the set E D ft 2 T0 W there exists s 2 D<! such that .t; s/ 2 C 0 g is a chain in T0 .
Since all chains in T0 are countable by Fact 1 of U.176, we conclude that jEj !.
As a consequence, jC j D jC 0 j jE D<! j ! and hence we proved that
(16) every chain in the tree T is countable.
Observe that U D fV .x/ W x 2 T 0 g is a T0 -separating family of clopen subsets
of K by Fact 2. If x 2 T, then it follows from (16) that the set fy 2 T 0 W x 2
V .y/g xO is countable because xO is a chain in T. This shows that K has a T0 separating point-countable family of clopen sets and therefore K is Corson compact
(see CFS-118).
Since monotone !-monolithity is a hereditary property, to show that K is not
monotonically !-monolithic, it suffices to disprove monotone monolithity of T1
with the topology inherited from K.
Fact 7. Suppose that An is an antichain in T1 for each n 2 !. Then
S there exists a
maximal antichain B in T1 such that B \ xO D ; for any x 2 A D n2! An .
Proof. For any a D .t; s/ 2 A consider the set C.a/ D ft [ fg W 2 S; >
max.t / and s 2 bt; g. We will prove first that
S
(17) En D fC.a/ W a 2 An g is an antichain in T0 .
Take distinct elements a D .t; s/ and a0 D .t 0 ; s 0 / of the set An and assume that
some set t [ fg 2 C.a/ is comparable with a set t 0 [ fg 2 C.a0 /. There is no
loss of generality to assume that t [ fg t 0 [ fg. If t [ fg t 0 [ fg, then
D max.t 0 [ fg/ > D max.t [ fg/ which implies that t [ fg t 0 and hence
.t; s/ .t 0 ; s 0 / by (12), i.e., we obtained a contradiction. Therefore t [fg D t 0 [fg
and hence D max.t 0 [ fg/ D max.t [ fg/ D which shows that t D t 0 . We
also have s 2 bt; and s 0 2 bt; ; the set bt; being a branch, the elements s and s 0
are comparable and hence .t; s/ is comparable with .t; s 0 / D .t 0 ; s 0 / by (11). This
contradiction shows that no element of C.a/ is comparable with an element of C.a0 /
if a a0 . Since it is evident that every C.a/ is an antichain, the set En is also an
antichain, so (17) is proved.
560
Take a maximal antichain Dn in the tree T0 such that En Dn ; it turns out that
(18) for any a D .t; s/ 2 An , the set tO does not meet Dn .
To see that (18) is true, assume that d t and .t; s/ 2 An for some s 2 D<! and
d 2 Dn . If d 2 Dn nEn , then take > max.t / such that s 2 bt; and observe that
d t t [fg 2 En which is a contradiction with the fact that d and t [fg belong
to the same antichain. Now, if d 2 En , then d D t 0 [ fg where .t 0 ; s 0 / 2 An and
s 0 2 bt 0 ; for some s 0 2 D<! . This, together with (12) implies that .t 0 ; s 0 / .t; s/,
so t 0 D t and hence
S t [ fg t which is again a contradiction, i.e.,
T we proved (18).
Let Hn D fV .t / W t 2 Dn g for every n 2 !; the set H D n2! Hn is dense
in T0 by Fact 4. Take a maximal antichain B 0 in the set H ; then B 0 is a maximal
antichain in T0 by Fact 1. To see that the set B D f.t; ;/ W t 2 B 0 g is as promised
observe first that distinct elements of B are not comparable by (13), i.e., B is an
antichain. Now, if .t 0 ; s 0 / 2 T1 , then take > max.t 0 / such that s 0 2 bt 0 ; . The set
t 0 [ fg is comparable with some t 2 B 0 by maximality of B 0 . If t 0 [ fg t , then
.t 0 ; s 0 / .t; ;/ by (12). If t < t 0 [ fg then D max.t 0 [ fg/ does belong to t
and hence t t 0 . Then .t; ;/ .t 0 ; s 0 /, so in all possible cases .t 0 ; s 0 / is comparable
with an element of B; this proves that B is a maximal antichain in T1 .
Finally assume that .t 0 ; ;/ 2 B and there exists n 2 ! such that .t 0 ; ;/ .t; s/
for some x D .t; s/ 2 An ; this evidently implies that t 0 t . However, t 0 2 Hn and
hence there is d 2 Dn such that d t 0 , so it follows from d t 0 t that d t
which is a contradiction with (18). Consequently, xO \ B D ; for any x 2 A, i.e.,
Fact 7 is proved.
Finally, assume that an operator N witnesses that the space T1 is monotonically
!-monolithic. For every x 2 T1 let N .x/ D N .x/;
O observe that the operator N is
applicable to the set xO because xO is countable by (16). Given any N 2 N .x/ let
M.N; x/ D fy 2 N \ V .x/ W V .y/ \ N D fygg and observe that the set M.N; x/
is an antichain for any N 2 N .x/.
Let A0 be a maximal antichain in the tree T1 ; proceeding by induction assume
that n 2 ! and we have maximal antichains A0 ; : : : ; An in the tree T1 with the
following properties:
S
(20) if i < n, then AiC1 D fAiC1 .a/ W a 2 Ai g where AiC1 .a/ V .a/nfag is a
maximal antichain in V .a/ for any a 2 Ai ;
(21) if i < n and a 2 Ai , then AiC1 .a/ \ uO D ; whenever u 2 M.N; a/ and
N 2 N .a/.
For every a 2 An let Ma D ffagg [ fM.N; a/ W N 2 N .a/g; since Ma
is a countable family of antichains of T1 , we can apply Fact 7 to find
S a maximal
antichain Ba in the tree T1 such that xO \ Ba D ; whenever x 2
Ma . Then
AnC1 .a/ D Ba \ V .a/ is a maximal antichain in V .a/ and AnC1 .a/ V .a/nfag.
To see it, take any x 2 V .a/; by maximality of Ba there exists y 2 Ba comparable
with x. If x y, then a x y implies that y 2 V .a/. If y < x, then it follows
from a x, that y is comparable with a. Since the inequality y a is impossible
561
S
because of the choice of Ba and the fact that a 2
Ma , we have a < y, i.e.,
y 2 V .a/ \ Ba D AnC1 .a/ and hence AnC1 .a/ V .a/nfag is a maximal antichain
in V .a/.
S
Let AnC1 D fAnC1 .a/ W a 2 An g. Take any distinct x; y 2 AnC1 . If x; y 2
AnC1 .a/ for some a 2 An , then x and y are incomparable because AnC1 .a/ is an
antichain. Now, if there are distinct a; a0 2 An such that x 2 AnC1 .a/ and y 2
AnC1 .a0 /, then V .a/ \ V .a0 / D ; because An is an antichain; since V .x/ V .a/
and V .y/ V .a0 /, we have the inclusion V .x/ \ V .y/ V .a/ \ V .a0 / D ;
and therefore the elements x and y are incompatible. This proves that AnC1 is an
antichain and hence the property (20) holds for all i n.
Take any x 2 T1 . Since the antichain An is maximal, there exists a 2 An
which is comparable with x. If x a, then any element of the nonempty set
AnC1 .a/ is comparable with x. If x a, then we can apply maximality of AnC1 .a/
to find an element y 2 AnC1 .a/ comparable with x. This shows that AnC1 is a
maximal antichain in T1 . Finally, observe that the property (21) holds by our choice
of AnC1 .a/ for any a 2 An and hence our inductive procedure can be continued
to obtain a sequence fAn W n 2 !g of maximal antichains in T1 that satisfy the
conditions (20) and (21) for any n 2 !.
Apply
S Fact 7 once more to find an element x 2 T1 such that x aO for any point
a 2 n2! An . By maximality of An we can find an 2 An such that an < x for any
n 2 !. The set Q D fan W n 2 !g xO is linearly ordered, so it follows from (20)
that an < anC1 for any n 2 !. Let y be the minimal element of xO such that an < y
for any n 2 !.
It is easy to see that y has no immediate predecessor and hence ht.y/ is a limit
ordinal. Take any open set U in the space T1 such that y 2 U . There exist points
p1 ; : : : ; pm ; q1 ; : : : ; qr 2 T1 such that
y 2 W D .TnV .p1 // \ : : : \ .T1 nV .pm // \ V .q1 / \ : : : \ V .qr / U:
Observe first that the inequality an < y implies that an 2 T1 nV .pi / for any
i m and n 2 ! and hence Q W0 D .TnV .p1 // \ : : : \ .T1 nV .pm //. Every
element qi has an immediate predecessor, so qi < y and hence we can pick a point
an.i/ > qi for any i D 1; : : : ; r. If k > maxfn.1/; : : : ; n.r/g, then ak 2 W1 D
V .q1 / \ : : : \ V .qr / and therefore ak 2 W0 \ W1 D W U . This proves that
U \ Q ; for any set U 2 .y; T1 /, i.e., y 2 Q.
Take t 2 T0 and s 2 D<! such that y D .t; s/. There is n 2 ! such that s 2 Dn ;
let si jn D s and si .n/ D i for each i 2 D. We leave it to the reader to check that s0
and s1 are the only immediate successors of s, i.e.,
(22) for any s 0 2 D<! , if s < s 0 , then si s 0 for some i 2 D.
Let y0 D .t; s0 / and y1 D .t; s1 /; it is clear that y < yi for every i 2 D. We will
prove that y0 and y1 are the only immediate successors of y, i.e.,
(23) for any z 2 T1 , if y < z, then yi z for some i 2 D.
562
To see that (23) holds take any z D .t 0 ; s 0 / 2 T1 such that y < z. If t 0 D t , then
s < s 0 and hence si s 0 for some i 2 D by (22). Then yi z, so the property (23)
is true for this case. If t 0 t , then there exists > max.t / such that t [ fg t 0
and s 2 bt; . Since bt; has no maximal element, we can pick s 00 2 bt; with s < s 00 .
Apply (22) once more to see that si s 00 for some i 2 D and hence si 2 bt; . This
shows that yi D .t; si / .t 0 ; s 0 / D z by (12), so (23) is proved.
It is an immediate consequence of (23) that V .y/nfyg D V .y0 / [ V .y1 /, so
the set G D .T1 nV .y0 // \ .T1 nV .y1 // is an open neighborhood of the point y.
Therefore we can find N 2 N .Q/ such that y 2 N G. Since N is !-monotone,
there exists n 2 ! such that N 2 N .fa0 ; : : : ; an g/ N .an /. By our choice of
the set G we have y 2 M.N; an /, so the property (21) shows that AnC1 .an / \
yO D ; which is a contradiction with anC1 2 AnC1 .an / \ y.
O Therefore T1 is not
monotonically !-monolithic and hence our Corson compact space K T1 is not
monotonically monolithic either, i.e., our solution is complete.
V.475. Observe that if X is a monotonically !-monolithic compact space and !1
is a caliber of X , then the space X is metrizable. Prove that there exists a monotonically !1 -monolithic (and hence monotonically !-monolithic) non-compact
pseudocompact space X such that !1 is a caliber of X .
Solution. If X is a monotonically !-monolithic compact space, then X is Corson
compact by Problem 473, so it is metrizable if !1 is a caliber of X by CFS-132.
The following statement gives a method of construction of monotonically
-monolithic spaces.
Fact 1. If X is a space and every subspace of X of cardinality is closed in X
then X is monotonically -monolithic.
Proof. If X 0 is the set X with the discrete topology and f W X 0 ! X is the identity
map then f jA is homeomorphism for any A X 0 with jAj . The space X 0 being
monotonically monolithic, Fact 1 of V.469 guarantees that X is monotonically monolithic, so Fact 1 is proved.
Fact 2. Given an uncountable regular cardinal assume that is a caliber of a space
X and Y X is G -dense in X , i.e., every nonempty G -subset of X intersects Y .
Then is also a caliber of Y .
Proof. Take any family U .Y / with jU j D . For each U 2 U choose a set
OU 2 .X / such that OU \ Y D U ; then U V implies OU OV , so the family
O D fOU W U 2 U g .X / has cardinality . Since
T is a caliber of X , there
exists a family V U such that jVj D
and
G
D
fOU W U 2 Vg ;. Now,
T
G is a nonempty G -subset of X , so V D G \ Y ; and hence the family V
witnesses that is a caliber of Y , so Fact 2 is proved.
Returning to our solution let D 2!1 and take a set A of S
cardinality . Choose a
disjoint family fA W < g of subsets of A such that A D < A and jA j D
for every < . If B A and jBj !1 then jIB j .2! /!1 D . Since the family
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564
565
566
Q
N .A/ the family of all sets U Y such that U D fNn W n 2 Ng where, for some
finite set F N, we have Nn 2 O.E.A// for all n 2 F and Nn D X if n 62 F .
It is straightforward to verify that the assignment A ! N .A/ is !-monotone. To
see that the family N .A/ is a network for the map rA take any point y 2 Y and a set
W 2 .rA .y/; Y /. There exists a number n 2 N and sets V1 ; : : : ; Vn 2 .X / such
that rA .y/ 2 V W where V D V1 : : : Vn X Nnf1;:::;ng . The family O.E.A//
being a network for the map sE.A/ , it follows from rA .y/.i / D sE.A/ .y.i // 2 Vi that
we can find Fi 2 O.E.A// such that y.i / 2 Fi and sE.A/ .Fi / Vi for each i n.
Then y 2 F D F1 : : : Fn X Nnf1;:::;ng 2 N .A/ and rA .F / V W which
shows that N .A/ is a network for the map rA and hence rA and N .A/ witness that
the space X N is monotonically retractable.
Now we can apply Problem 477 to convince ourselves that for any countable
family H of closed subsets of Y we can choose a countable set P .H/ Y such that
rP .H/ .H / H for any H 2 H and the assignment P is !-monotone.
Observe that the set Zn D fy 2 Y W fk 2 N W y.k/ 6D a.k/g f1; : : : ; ngg Y
is closed in Y and the map 'n D pn jZn W Zn ! X n is a homeomorphism for which
n
we have the equality sE.A/
D 'n rA 'n1 for any n 2 N. If G is a countable
subfamily of CL .X /, then fix n.G/ 2 N such that G X n.G/ for every G 2 G and
1
consider the family G 0 D f'n.G/
.G/ W G 2 Gg CL.X N /.
Let tG D sE.P .G 0 // W X ! X and P.G/ D O.E.P .G 0 ///. Then tG is a retraction
and P.G/ is a network for tG . Since the assignments P , E, O and G ! G 0 are !monotone, the assignment P is also !-monotone. Finally, for any G 2 G \ CL.X n /
we have n.G/ D n and therefore
.tG /n .G/ D .sE.P .G// /n .G/ D 'n ..sE.P .G// /N .'n1 .G/// 'n .'n1 .G// D G;
i.e., the map tG and the family P.G/ witness that (c) holds, so we proved that
(a)H)(c) and hence our solution is complete.
V.479. Given a monotonically retractable space X , prove that
(a) every F -subset of X is monotonically retractable;
(b) the space X is Sokolov; in particular, X is !-stable, collectionwise normal and
ext .X / !;
(c) Cp .X / is a Lindelf D-space.
Solution. (a) Suppose that Y is an F -subset
Sof X and let F be a countable family
of closed subsets of X such that Y D
F. Apply Problem 478 to assign to
any countable family G of closed subsets of X a retraction sG W X ! X and a
countable network O.G/ for sG such that sG .G/ G for any G 2 G and the
assignment O is !-monotone.
For any countable set A Y let G.A/ D F [ ffxg W x 2 Ag. It is clear
that the assignment A ! G.A/ is !-monotone; observe first that sG.A/ .Y / Y .
Indeed, if y 2 Y then y 2 F for some F 2 F G.A/, so sG.A/ .F / F which
implies that sG.A/ .y/ 2 F Y . Therefore rA D sG.A/ jY W Y ! Y is a retraction.
567
568
S
S To construct fnC1 let Un D fN.fi / W i ng. It follows from (3) and n 2
in i that the set Pn is defined; if Z.Pn / Un then let fnC1 D fn . This ensures
that (4) holds for all i n C 1. If Z.Pn /nUn ; then choose fnC1 2 Z.Pn /nUn .
This implies that Z.Pn / Pn N.fnC1 /, so (4) now holds for all i n C 1.
If AnC1 D An [ SfnC1 and fPk W k 2 nC1 g is an enumeration of O.AnC1 /, then
the properties (2)(5) still hold if we replace n by n C 1, so we can construct a set
D D ffi W i 2 !g and a family A S
D fAi W i 2 !g such that the conditions (2)(5)
are satisfied for all n 2
!;
let
A
D
i2! Ai .
S
We will show that fN.fi / W i 2 !g D Cp .X /, so fix any function f 2 Cp .X /.
Observe that g D f rA 2 rA .Cp .Y // where Y D rA .X /. Since N .A/ is a network
for rA , we can apply Fact 2 of V.467 to see that O.A/ is an external network for
rA .Cp .Y // and hence we can find a set P 2 O.A/ such that g 2 P N.g/ and in
particular, g 2 Z.P /. By (2) and !-monotonicity of O, there exists a number n 2 !
such that P 2 O.AS
n / and hence P D Pk for some k 2 n . The property (4) shows
that g 2 Z.Pk / fN.fi / W i 2 !g, so there exists m 2 ! such that g 2 N.fm /.
It follows from (2) and (3) that Sfm Am A Y . Since rA .x/ D x for any
x 2 A, we have the equality f jSfm S
D gjSfm , so it follows from g 2 N.fm / that we
have the inclusions f 2 N.fm / S fN.fi / W i 2 !g. The point f 2 Cp .X / was
taken arbitrarily, so we proved that fN.fi / W i 2 !g D Cp .X /.
Given any f 2 Cp .X / take n 2 ! such that f 2 N.fn /; by the property (5) we
have N.fn /\D ff0 ; : : : ; fn g and hence every point of Cp .X / has a neighborhood
whose intersection with D is finite. This shows that D is a closed discrete subset of
Cp .X / and finishes the proof of (1).
It is clear that (1) implies that Cp .X / is a D-space. Given any open cover U
of the space Cp .X / take a set Uf 2 U such that f 2 Uf for any f 2 Cp .X /.
Apply (1) to the neighborhood
S assignment fUf W f 2 Cp .X /g to find a countable
set D Cp .X / such that fUf W f 2 Dg D Cp .X /. Since fUf W f 2 Dg is
a countable subcover of U , we proved that Cp .X / is Lindelf. This settles (c) and
makes our solution complete.
V.480. Prove that
(a) any -product of monotonically retractable spaces is monotonically
retractable;
(b) any -product of monotonically retractable spaces is monotonically
retractable and hence every countable product of monotonically retractable
spaces is monotonically retractable;
(c) any closed subspace of a -product of cosmic spaces is monotonically
retractable.
Solution. If Z is a set, then Z
! is the family of all countable subsets of Z.
Suppose that in a space Xt , for any countable set A Xt we have a retraction rAt W
Xt ! Xt and a network Nt .A/ for the mapQrAt that witness monotone retractability
of Xt for any t 2 T . Fix a point a 2 X D t2T Xt . We must prove that the spaces
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570
Q
Say that a set Q X is A-standard if Q D t2T Qt and there is a finite
F E.A/ such that Qt 2 Nt .At / for any t 2 F and Qt D Xt for all t 2 T nF .
It is easy to see that the family N .A/ D fQ \ Y W Q is an A-standard setg is
countable; we will show that N .A/ is a network for sA .
Q Suppose that x 2 Y and y D sA .x/ 2 U 2 .Y /. There exists a set V D
t2T Vt such that Vt 2 .Xt / for all t 2 T while Vt D Xt if t 2 T nF for some
finite set F T and y 2 V \ Y U . If t 2 K D F \ E.A/, then it follows
from y.t / D rAt t .x.t // 2 Vt that we can find Qt 2 Nt .At / such that x.t / 2 Qt
and rAtQ
.Qt / Vt . Letting Qt D Xt for any t 2 T nK, we obtain an A-standard set
t
Q D t2T Qt . It follows from x 2 Q that x 2 Q0 D Q \ Y 2 N .A/.
Take any z 2 Q0 ; if t 2 K, then sA .z/.t / D rAt t .z.t // rAt t .Qt / Vt . If
t 2 F nK, then sA .z/.t / D a.t / D sA .x/.t / D y.t / 2 Vt . Therefore sA .z/.t / 2 Vt
for all t 2 F which implies sA .z/ 2 V \ Y U for each z 2 Q0 , i.e., sA .Q0 / U .
This proves that N .A/ is a network for the map sA .
Let us show that the operator N is !-monotone. It is evident that the family
N .A/ is countable for any countable A Y . If A A0 , then At A0t and hence
Nt .At / Nt .A0t / for any t 2 T . Since also E.A/ E.A0 /, every A-standard set
is A0 -standard, so N .A/ N .A0 /. Finally,S
if fAn W n 2 !g is a non-decreasing
family of countable
subsets
of
Y
and
A
D
n2! An , then it suffices to show that
S
N .A/ Q n2! N .An /, so take any set Q0 2 N .A/. There exists an A-standard
set Q D t2T Qt such that Q0 D Q \ Y . Let F T be a finite set such that
Qt 2 Nt .At / for any t 2 F and Qt D Xt whenever t 2 T nF . By monotonicity of
every Q
Nt , we can find n 2 ! such that Qt 2 Nt ..An /t / for every t 2 F and hence
Q D t2T Qt is an An -standard set, i.e., Q0 2 N .An /. Therefore we have verified
that the retractions sA and the families N .A/ witness monotone retractability of the
space Y and hence Fact 2 is proved.
Returning to our solution
S let Y be one of the spaces .X; a/ or .X; a/. Observe
that if we let E.A/ D fsupp.x/ W x 2 Ag for any countable set A Y , then the
assignment E is !-monotone. Since also rA; E.A/
.Y / Y by Fact 1, we proved
that both .X; a/ and .X; a/ are monotonically invariant in .X; a/, so they are
monotonically retractable by Fact 2. This settles (a) and (b).
(c) Assume that nw.Xt / D ! for all t 2 T and let Y be a closed subset of .X; a/.
Fix a countable network Et in the space Xt for every t 2 T . If, for any countable
set A X , we let Nt .A/ D Et and rAt .x/ D x for all x 2 Xt , then the maps
rAt and the families Nt .A/ witness monotone retractability of the space Xt for
every t 2 T .
Taking in consideration the structure of the maps rAt , we can see that for any
A Y and B T , the map rA; B
W X ! X acts as follows: rA; B
.x/.t / D
x.t / if x 2 B and rA;S
B
.x/.t / D a.t / whenever t 2 T nB. For every countable
set A Y let S.A/ D fsupp.x/ W x 2 Ag. It is immediate that the assignment S
is !-monotone.
Q
Say that a set Q D t2T Qt is canonical, if Q \ Y ;, the set H.Q/ D ft 2
T W Qt Xt g is finite and Qt 2 Et for every t 2 H.Q/. For each canonical set
571
572
573
574
575
After the player P picks a point an 2 Un , define a family FnC1 by the formula
FnC1 D Fn [ N .Fn [ ffa0 g; : : : ; fan gg/ and choose an enumeration fQnC1;k W
k 2 !g of FnC1 .SThe family G D fQj;k W max.j; k/ n and Qj;k \ F D ;g is
finite, so the set G is closed and does not meet F . By normality of the
S space Z
we can find a set UnC1 2 .F; Z/ such that U nC1 Un and U nC1 \ . G/ D ;.
Let s.a0 ; : : : ; an / D UnC1 and observe that the conditions (1)(5) still hold if we
replace n with n C 1, so we completed the definition of a strategy s such that (1)(5)
hold for all n 2 ! whenever the player O applies s.
Suppose that P D fUn ; an W n 2 !g is a play on F where O applies s and hence
we have a collection fFn W n 2 !g of families with the properties (1)(5). To see
576
that the O wins in the play P assume that the sequence S D fan W n 2 !g does
not converge to F ; by compactness of Z there exists a cluster point p F
S for the
sequence S . Observe that the family ffan g W n 2 !g is contained in F D n2! Fn
by (4), and hence rF .an / D an for each n 2 !. It follows from p 2 S and continuity
of the retraction rF that rF .p/ D p 2 ZnF . Since N .F/ is a network for rF , there
exists N 2 N .F/ such that p 2 N and rF .N / \ F D ;. The operator N being
!-monotone, we can find n 2 ! such that N 2 Fn and hence N D Qn;k for
some k 2 !. Besides, N 2 FnC1 by (4) and hence N 2 F which implies that
rF .N / N . Since also F 2 F, we have rF .F / F ; if x 2 F \ N , then
rF .x/ 2 rF .N / \ F D ; which is a contradiction. Therefore N \ F D ;.
Now, if we consider the number m D max.n; k/ C 1, then (5) can be applied to
the set N D Qn;k to see that N \ U m D ;. By the properties (2) and (3) we have
fai W i mg Um and therefore G D .ZnU m / is an open neighborhood of the
point p 2 N such that G \ S fa0 ; : : : ; am1 g which implies that p is not a cluster
point of S ; this contradiction shows that the sequence S converges to F , so s is a
winning strategy for the player O and hence Fact 1 is proved.
Returning to our solution observe that if X is Corson compact, then it embeds in
a -product of real lines, so it is monotonically retractable by Problem 480(c); this
proves sufficiency.
Finally, assume that X is a compact monotonically retractable space. By
Problem 480(b) the space X X is also monotonically retractable, so we can apply
Fact 1 to conclude that for every nonempty closed subset F of X X , the player O
has a winning strategy in the Gruenhages W -game on F . Therefore X is Corson
compact by Problem CFS-188 and hence our solution is complete.
V.484. Prove that a monotonically retractable space X is monotonically Sokolov
if and only if X is monotonically !-monolithic. In particular, a compact space is
monotonically Sokolov if and only if it is monotonically !-monolithic.
Solution. For any space Z we denote by CL.Z/ the family of all closed subsets
of Z. Any monotonically Sokolov space is monotonically !-monolithic by Problem 476, so necessity holds trivially.
To prove sufficiency assume that X is a monotonically retractable monotonically
!-monolithic space and apply Problem 478 to assign to any countable family F of
closed subsets of X a continuous retraction rF W X ! X and a network N .F/
for the map rF such that rF .G/ G for any G 2 F and the assignment N is
!-monotone. Observe first that the family N 0 .F/ D fP W P 2 N .F/g is still
a network for the map rF and the assignment N 0 is also !-monotone so, passing
to N 0 if necessary, we can consider, without loss of generality, that every element
of N .F/ is closed in X . By monotone !-monolithity of X , to any countable set
A X we can assign an external network M.A/ for the set A in such a way that
the operator M is !-monotone. For any nonempty closed subset F of the space X
fix a point xF 2 F .
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578
579
x; y
D fz 2 X W x z yg while x; y/ D fz 2 X W x z < yg and
x; !/ D fz 2 X W x zg whenever x; y 2 X and x < y. Let I.X / be the
set of isolated points of X and z0 D nn.X /.
For any countable compact saturated set K X , the map rK W X ! K is the
retraction defined in Fact 4. If x 2 X nI.X /, then fix a set Sx I.X / such that
sup.Sx / D x and Sx n.z; x
is finite for any z < x. In other words, Sx . ; x/ is a
sequence of isolated points
S of X that converges to x. Given a countable set A X ,
let E.A/ D fz0 g [ A [ fSx W x 2 AnI.X /g. It turns out that
(2) The set E.A/ is saturated for any countable A X .
To prove the property (2) we must only check that every isolated point of the set
E.A/ isSisolated in X , so take any y 2 E.A/ which is isolated in E.A/. If y D z0
or y 2 fSx W x 2 AnI.X /g I.X /, then y is certainly isolated in X . The same
is true if y 2 A \ I.X /. Since it follows from x 2 Sx nfxg for every x 2 AnI.X /,
that the points of AnI.X / are not isolated in E.A/, we have no other possibilities
for y and hence (2) is proved.
We leave it to the reader to verify that
(3) the assignment A ! E.A/ is !-monotone.
For any countable set A X the family
O.A/ D ffxg W x 2 Ag [ fx; !/ W x 2 Ag [ fx; y/ W x; y 2 A and x < yg
is countable and it is again easy to check that the assignment O is !-monotone. This
shows that letting N .A/ D O.E.A// for any countable set A X , we obtain an
!-monotone assignment A ! N .A/ by Fact 1(a) of V.477. The set K.A/ D
E.A/ is compact and saturated by the property (2), Fact 1 and Fact 3, so
rK.A/ W X ! K.A/ is a continuous retraction by Fact 4. Since A K.A/, it suffices
to show that
(4) the family N .A/ is a network for the map rK.A/ for any countable set A X .
To prove (4) take any point x 2 X and a set U 2 .rK.A/ .x/; X /. By density of
E.A/ in K.A/, there exists a point y 2 E.A/ such that y; rK.A/ .x/
U .
Case 1. We have z x for any z 2 E.A/. Then x 2 Q D y; !/ 2 N .A/ and
the inclusion rK.A/ .Q/ y; rK.A/ .x/
U shows that Q 2 N .A/ witnesses that
N .A/ is a network for rK.A/ .
Case 2. There exists z 2 E.A/ such that x < z. Then the point u D nnft 2
E.A/ W x < t g belongs to E.A/ and x 2 Q D y; u/ 2 N .A/; it is easy to check
that again rK.A/ .Q/ y; rK.A/ .x/
U ; this finishes the proof of (4) and shows
that our space X is indeed, monotonically retractable.
Finally, observe that Cp .X / must be a Lindelf D-space by Problem 479, so our
solution is complete.
V.486. Prove that
(a) the set E of all ordinals < !2 of uncountable cofinality is monotonically
!-monolithic but is neither a D-space nor monotonically !1 -monolithic;
580
(b) for set Y of all ordinals < !2 of countable cofinality, the space X D Y [
f!2 g is countably compact and ext .Cp .X // D ! while l.Cp .X // D !2 . In
particular, X is a countably compact space such that Cp .X / is not a D-space.
Solution. (a) It is easy to see that if A E and jAj D !1 then A has an
accumulation point; as a consequence, ext .X / !.
Fact 1. If Z is a space and every subspace of Z of cardinality is closed in Z
then Z is monotonically -monolithic.
Proof. If Z 0 is the set Z with the discrete topology and f W Z 0 ! Z is the identity
map then f jA is homeomorphism for any A Z 0 with jAj . The space Z 0 being
monotonically monolithic, Fact 1 of V.469 guarantees that Z is monotonically monolithic, so Fact 1 is proved.
Returning to our solution observe that every countable subset of E is closed in
E, so E is monotonically !-monolithic by Fact 1. The family f \ E W < !2 g is
an open cover of E which has no countable subcover, so E is not Lindelf; applying
Problem 470 we conclude that E is not monotonically !1 -monolithic.
Finally let N./ D f 2 E W g for any 2 E; then N is a neighborhood
assignment on E. If D is a closed discrete subset of E then jDj ! and hence
the set Z D N.D/ is not cofinal in !2 . The set E being cofinal in !2 , we can find
2 E such that Z, so N.D/ E for any closed discrete D E which shows
that E is not a D-space.
(b) If A Y is a countably infinite set then we can choose a strictly increasing
sequence fn W n 2 !g A. The ordinal D supfn W n 2 !g is countably
cofinal and hence 2 Y ; it is easy to check that is an accumulation point of
A. This shows that X is a countably compact space.
By the definition of the order topology on !2 C 1, the point !2 cannot belong to
the closure of any subset of Y of cardinality less than !2 . Therefore t .X / !2 and
hence l.Cp .X // !2 by TFS-189; besides, l.Cp .X // nw.Cp .X // D nw.X / D
!2 , so l.Cp .X // D !2 .
Fact 2. For any f 2 Cp .Y / there exists 2 Y such that f ./ D f ./ for all
2 Y with .
Proof. Take any continuous function f W Y ! R. Assume that, for any 2 Y ,
there is an ordinal D ./ > such that 2 Y and f ./ f ./; let us also fix
n D n./ 2 N with jf ./ f ./j n1 . There exists m 2 N and a set A Y such
that jAj D !2 and n./ D m for each 2 A. Take any 0 2 A and 0 D .0 /; if
we have i ; i for all i n, find nC1 2 A with nC1 > maxfi ; i W i ng and
let nC1 D .nC1 /. This inductive construction gives us sequences fi W i 2 !g
and fi W i 2 !g such that i D .i / and i < iC1 for all i 2 !.
The ordinal D supfi W i 2 !g belongs to Y ; the function f being continuous
1
at the point , there is < such that jf . / f ./j < 2m
for all 2 .; / \ Y .
Choose n 2 ! with < n < n ; then
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1
1
1
C
D :
2m
2m
m
This contradiction with jf .n /f .n /j m1 proves that, for some 2 Y , there will
be no > ; 2 Y with f ./ f ./, i.e., f ./ D f ./ for all ; 2 Y
and hence Fact 2 is proved.
Returning to our solution let I D ff 2 Cp .X / W f .!2 / D 0g; then Cp .X / '
I R, so it suffices to show that ext .I / ! (see Fact 1 of V.242). To do it,
fix any 2 Y and consider the set F D fy 2 X W y > g. Observe that both
sets F and Y D X nF are clopen in X and let P D ff 2 Cp .X / W f .F / D
f0gg; if W Cp .X / ! Cp .Y / is the restriction map then it is easy to see that
p D jP W P ! Cp .Y / is an embedding. It is evident that .P / D Cp .Y /,
so P is homeomorphic to Cp .Y /. Since Y !2 is a countably compact first
countable subset of !2 , we can apply Problem 485 to convince ourselves that Cp .Y /
is Lindelf. This proves that
(1) the space P is Lindelf for any 2 Y .
Finally, assume that a set D I is closed, discrete and jDj D !1 . By Fact 2,
for any f 2 D there exists f 2 Y such that f ./ D f .f / D 0 for any 2 Y
with f . The set Y is cofinal in !2 , so there exists an ordinal 2 Y such that
f < for all f 2 D. As a consequence, D P and hence D is an uncountable
closed discrete subset of P ; this contradiction with the property (1) shows that
ext .Cp .X // D ext .I / D !. Finally observe that ext .Z/ D l.Z/ for any D-space
Z, so it follows from ext .Cp .X // D ! < l.Cp .X // that Cp .X / is not a D-space.
V.487. Suppose that X and Cp .X / are Lindelf -spaces. Prove that both X and
Cp .X / must be monotonically retractable and monotonically Sokolov. In particular,
X and Cp .X / have the Sokolov property
Solution. Let B be a fixed countable base in R. If Z is a space and x1 ; : : : ; xk 2
Z then as usual, x1 ; : : : ; xk I B1 ; : : : ; Bk
D ff 2 Cp .Z/ W f .xi / 2 Bi for all
i D 1; : : : ; kg whenever B1 ; : : : ; Bk 2 B. If U D x1 ; : : : ; xk I B1 ; : : : ; Bk
, then
supp.U / D fx1 ; : : : ; xk g.
If r W Z ! Y is a continuous map then it dual map r W Cp .Y / ! Cp .Z/ is
defined by the equality r .f / D f r for any f 2 Cp .Y /. Given a space Z recall
that M W Cp .Z/ ! Cp .M / is the restriction map for any M Z; if L Cp .Z/,
then eL W Z ! Cp .L/ is the reflection map defined by eL .x/.f / D f .x/ for any
f 2 L. If we have a fixed set Y Cp .Z/ suppose that P Z and Q Y ; we
will say that sets M P and L Q are .P; Q/-conjugate if M .L/ D M .Q/
and eL .M / D eL .P /; the sets M and L are .P; Q/-preconjugate if M .L/ is dense
in M .Q/ and eL .M / is dense in eL .P /. If no confusion is possible, then .Z; Y /conjugate sets will be called conjugate and .Z; Y /-preconjugate sets will be simply
called preconjugate. The following statement was proved as Fact 2 in U.285.
Lemma 1. Suppose that Z is a space and a set Y Cp .Z/ generates the topology
of Z. Assume also that M X and L Y are conjugate sets. Then the mappings
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584
Proof. Observe that the set Y D Cp .Z/ generates the topology of Z; choose
countable families P exp.Z/ and Q exp.Y / closed under finite intersections
and finite unions which are networks with respect to a compact cover of X and Y
respectively.
It follows from Fact 2 that for any countable A Z, there exist countable sets
M.A/ Z and L.A/ Y such that A M.A/ and the pair .M.A/\P; L.A/\Q/
is .P; Q/-preconjugate for any .P; Q/ 2 P Q while the assignment A ! L.A/ is
!-monotone. If F D clZ .M.A// and G D clY .L.A// then the pair .F; G/ has to be
conjugate by Lemma 2. Applying Lemma 1 we can convince ourselves that the map
uA D eG jF W F ! eG .F / is a homeomorphism and the map rA D .uA /1 eG W
Z ! F is a continuous retraction.
Since Z is a Lindelf -space, the space Cp .Z/ must be monotonically monolithic by Problem 468; applying Problem 467 we conclude that Z is monotonically
stable and, in particular, it is monotonically !-stable. Therefore, to each countable
set L Y we can assign a network O.L/ exp.Z/ for the map eL in such a way
that the operator O is !-monotone. If A Z is a countable set, then .uA /1 is a
homeomorphism, so the family O.L.A// is a network for rA by Fact 1. Finally,
let K.A/ D clZ .M.A// and N .A/ D O.L.A//. Then A K.A/ Z and
rA W Z ! K.A/ is a continuous retraction. Besides, N .A/ is a countable network
for rA and the assignment N is !-monotone; this shows that Z is monotonically
retractable, so Fact 3 is proved.
Returning to our solution, assume that X and Cp .X / are Lindelf -spaces. By
Fact 3, the space X is monotonically retractable and hence Cp .X / is monotonically
Sokolov by Problem 481. Since Cp .Cp .X // is also a Lindelf -space by CFS219, we can apply Fact 3 to the space Z D Cp .X / to conclude that Cp .X / is
monotonically retractable and hence X is monotonically Sokolov by Problem 481.
Finally, apply Problem 479 to see that both spaces X and Cp .X / are Sokolov.
V.488. Prove that
(a) any Eberlein compact space X has a -closure-preserving local base at every
point, S
i.e., for any x 2 X there exists a local base Bx at the point x such that
Bx D n2! Bxn and every Bxn is closure-preserving;
(b) there exists an Eberlein compact space K that does not have a closurepreserving local base at some point;
(c) there exists a non-metrizable compact space Y such that Cp .Y / has a closurepreserving local base at every point.
Solution. (a) Given a space Z and a closed set F Z recall that a family U
.F; Z/ is an outer base of F in Z if for any V 2 .F; X / there is U S
2 U such
that U V . A family A exp.Z/ is -closure-preserving if A D n2! An
and every An is closure-preserving.
Fact 1. If Z is a zero-dimensional Eberlein compact space and F is a closed subset
of Z, then F has a -closure-preserving clopen outer base in Z.
585
Proof. The space ZnF must be -metacompact, i.e., every open cover of ZnF
has a -point-finite refinement (see CFS-363). For any x 2 ZnF choose a set Ux 2
.x; Z/ with FS
\U x D ;. There exists a refinement U of the cover fUx W x 2 ZnF g
such that U D n2! Un while Un UnC1 and Un is point-finite for any n 2 !.
Observe that U is compact for any U 2 U , so the cover U can be shrunk, i.e., we
can find, for any U 2 U , a compact set QU U such that fQU W U 2 U g is still a
cover of ZnF (see Fact 1 of U.188). Using normality of Z it is easy to find a clopen
set GU such that QU GU U S
for any U 2 U . Given a compact Q ZnF there
is a finite V U such that Q fGV W V 2 Vg. Consequently, the family W of
all finite intersections of the family fZnGU W U 2 U g is an outer base for the set F
in Z; observe that all elements of W are clopen in Z.
To see that W is -closure-preserving denote by Wn the family of all finite
intersections of the elements of the family fZnGU W U 2 Un g. UsingSthe fact that
the sequence fUn W n 2 !g is increasing, it is easy to prove that W D n2! Wn , so
it suffices to show that each Wn is closure-preserving.
Suppose that n 2 ! and
S thereSexists a point x 2 Z together with a family
W 0 Wn such that xT2 W 0 n W 0 . The family fGU W U 2 Un g being pointfinite, the set H D fGU W x 2 GU g is open in X . If W 2 W 0 and W D
T
fX nGUi W 1 i ng then it follows from
S x W that x 2 GUi for some i n
and hence W \ H D ;. Consequently, . W 0 / \ H D ;; this contradiction with
S
x 2 W 0 shows that every Wn is closure-preserving and hence Fact 1 is proved.
Now assume X is an arbitrary Eberlein compact space and x 2 X . Take a zerodimensional Eberlein compact space Z for which there exists a continuous onto
map f W Z ! X (see CFS-336). Passing to an appropriate closed subset of the
space Z if necessary we can assume, without loss of generality, that the map f is
irreducible, i.e., f .E/ X for any proper closed set E Z (see TFS-366).
Apply Fact 1 toS
find a clopen outer base U of the set G D f 1 .x/ in the space
Z such that U D n2! Un and each Un is closure-preserving in Z. For every set
U 2 Un let H.U / D X nf .ZnU /; observe that the set H.U / is open in X and
x 2 H.U /. The map f being irreducible, the set H.U / must be dense in f .U / for
any U 2 Un by Fact 1 of S.383.
Since every U 2 Un is compact, the family Hn D ff .U / W U 2 Un g consists
of compact subsets of X ; the fact that the map f is closed easily implies that Hn is
closure-preserving in X . Therefore the family Vn D fH.U / W U 2 Un g 2 .x; X /
is also closure-preserving in X for every n 2 !. It is an easy exercise
that the family
S
V D fH.U / W U 2 U g is a local base at x in X ; since V D n2! Vn , the family V
is -closure-preserving and hence we settled (a).
(b) Recall that for any set D, the expression D
<! stands for the family of all finite
subsets of D.
Fact 2. Assume that we are given a map W !1
<! ! !1
<! such that A\.A/ D
<!
; for any A 2 !1
<! . Then thereSexists a disjoint
S family fAn W n 2 !g !1
such that jAn j ! 1 and the sets n2! An and n2! .An / are disjoint.
586
587
Fact 3. Given spaces Z and Z 0 suppose that Z has a closure-preserving local base
B at a point z and Z 0 has a closure-preserving local base B 0 at a point z0 . Then the
family C D fB B 0 W B 2 B and B 0 2 B 0 g is a closure-preserving local base at the
point .z; z0 / in the space Z Z 0 .
0
Proof. We leave it to the reader to verify
S that
S C is a local base at .z; z /. Take any
family D C and assume that u 2 Dn fC W C 2 Dg for some u D .x; y/ 2
Z Z 0 . For every C D B B 0 2 D let C0 D B and C1 D B 0 ; observe that
C D C 0 C 1 . Consider the families D0 D fC 2 D W x C 0 g and D1 D fC 2 D W
y C 1 g.
S
The family B being closure-preserving, it follows from x fC 0 W C 2 D0 g
that we can find a set U 2 .x; Z/ such that
D0 , so U \ C0
; and therefore
D1 , so V \ C1
; and therefore
S
Thus, in all possible cases, we have W \ C D ; for any C 2 D, i.e., W \ . D/ D
;; this contradiction shows that C is closure-preserving and hence Fact 3 is proved.
Fact 4. Suppose that Z is a space with a countable dense set D of isolated points.
Assume that there exists a point a 2 ZnD and a family F Z
<! nf;g cofinal in
Z
<! such that for any closed neighborhood C of the point a, we can find a finite
set E ZnC such that E \ F ; whenever F 2 F and F nC ;. Then Cp .Z/
has a closure-preserving local base at every point.
Proof. Let u 2 Cp .Z/ be the function equal to zero at all points of the space Z.
If I D ff 2 Cp .Z/ W f .a/ D 0g, then Cp .Z/ is homeomorphic to I R (see
Fact 1 of S.409). It is trivial that R has a closure-preserving local base at every
point, so if we prove that I has a closure-preserving local base at u, then Fact 3 can
be applied to see that Cp .Z/ has a closure-preserving local base at some point. This
implies that Cp .Z/ has a closure-preserving base at every point (see e.g., TFS-062,
TFS-115, TFS-116 and Fact 1 of S.496). Therefore it suffices to show that I has a
closure-preserving local base at u.
Given a function f 2 I , a finite set A Z and a number " > 0 consider the set
M.f; A; "/ D fg 2 I W jg.x/ f .x/j < " for all x 2 Ag. It is clear that the family
fM.f; A; "/ W A 2 Z
<! and " > 0g is a local base at f in I for any f 2 I .
Observe first that if D is finite then Z is finite and hence our Fact is trivially
true, so we can assume, without loss of generality, that D is infinite and hence we
can fix a faithful enumeration fdn W n 2 Ng of the set D. Let Dn D fd1 ; : : : ; dn g
588
1
1
/D
2i
2i
589
590
take G 2 Gnmk with f 2 G and observe that it follows from diam.G/ < nm that
G B.f; nm / and hence G intersects at most one element of Bnm . Therefore G
intersects at most one element of Nnmk ; since f 2 Enmk was chosen arbitrarily
and G is open in Enmk , we conclude that the family Nnmk is discrete in Enmk ; the
set Enmk being closed in Cp .K/, the family Nnmk is discrete in Cp .K/ for any
n; m; k 2 !. S
Thus N D fNnmk W n; m; k 2 !g is a -discrete family in Cp .K/. Take an
arbitrary f 2 Cu .K/ and O 2 .f; Cu .K//. Since B is a base in Cu .K/, we can
find n; m 2 ! such that f 2 B O for some B 2 Bnm . Choose k 2 ! for which
f 2 Enmk and observe that B 0 D B \ Enmk 2 N . Since also f 2 B 0 O, we
proved that N is a network in Cu .K/; it is evident that this implies that N is also a
network in Cp .K/ and hence we established that (i)H)(ii).
Fact 1. Suppose that Z is a compact space; let Z .f; g/ D supfjf .x/ g.x/j W x 2
Zg for any f; g 2 C.Z/. As usual, diamZ .B/ D supfZ .f; g/ W f; g 2 Bg for any
nonempty set B C.Z/. Given a set A C.Z/ let A be the closure of A in the
space Cp .Z/. Then diamZ .A/ D diamZ .A/ for any nonempty set A C.Z/.
Proof. Let r D diamZ .A/; it suffices to show that diamZ .A/ r. If this is false
then we can find f; g 2 A for which Z .f; g/ > r C " for some " > 0. Therefore
there exists a point x 2 Z such that jf .x/ g.x/j > r C ". Take f0 ; g0 2 A for
which jf0 .x/ f .x/j < 3" and jg.x/ g0 .x/j < 3" . Then
jf0 .x/ g0 .x/j D jf0 .x/ f .x/ C f .x/ g.x/ C g.x/ g0 .x/j
"
2
jf .x/ g.x/j jf0 .x/ f .x/j jg0 .x/ g.x/j r C " " D r C > r;
3
3
which shows that diamZ .A/ Z .f0 ; g0 / > r which is a contradiction. Therefore
diamZ .A/ D diamZ .A/, i.e., Fact 1 is proved.
Returning
S to our solution assume that N is a network in the space Cu .K/ such
that N D n2! Nn and every family Nn is discrete in the space Cp .K/. The family
Mn D fN W N 2 Nn g is still discrete in Cp .K/ for every n 2 !; let M D
S
n2! Mn . Take a point f 2 Cu .K/ and U 2 .f; Cu .K//; there exists r > 0 such
that B.f; r/ U . The family N being a network of Cu .K/ we can find N 2 N
with f 2 N B.f; 3r /. Apply Fact 1 to see that if M D N then diam.M / D
diam.N / 23 r. Furthermore, f 2 M , so M B.f; 34 r/ B.f; r/ U . This
shows that M is also a network S
in the space Cu .K/.
/ < "g for each n 2S!. It
Given any " > 0 let Mn D fM 2 Mn W diam.M
S
is easy to see that every set M 2 Mn is open in Mn (in the topology on Mn
induced from Cp .K/); therefore the family Un D fM 2 Mn W diam.M / < "g is an
"-small open cover of the set Mn . Take any point f 2 Cp .K/; since M is a network
in Cu .K/, we can find n 2 ! and M 2 Mn such that f 2 M B.f; 3" /. This
implies that diam.M / diam.B.f; 3" // 23 " < ", so M 2 Un and hence f 2 Mn .
591
S
Thus Cp .K/ D Mn which shows that Cp .K/ has the property JNR; this settles
(ii)H)(i) and makes our solution complete.
V.490. Prove that
(a) if L is a linearly ordered separable compact space then Cp .L/ is a -space,
i.e., it has a -discrete network;
(b) for any separable dyadic compact space K, the space Cp .K/ has a -discrete
network.
Solution. (a) For any set A R let dm.A/ D supfjt sj W s; t 2 Ag, i.e., dm.A/
is the diameter of A in R. Given a space X and a continuous function f on the
space X let jjf jjY D supfjf .x/j W x 2 Y g for any Y X . If P Cp .X / then
let diamX .P / D supfjjf gjjX W f; g 2 P g. A family P of subsets of Cp .X /
is "-small if diamX .P / < " for any P 2 P.
Denote by < the order that generates the topology of L. Let a be the smallest
element of L and denote by b its largest element (see TFS-305). For any x; y 2 L
the expression x y says that either x < y or x D y. For any x; y 2 L let
x; y
D fz 2 L W x z yg and .x; y/ D fz 2 L W x < z < yg. We will also need
the intervals x; y/ D fz 2 L W x z < yg and .x; y
D fz 2 L W x < z yg. Fix a
countable dense set S L such that fa; bg S .
Fact 1. Suppose
that X is a space, " > 0 and A is a family of subsets of X such
S
that X D A; let F D ff 2 C.X / W dm.f .A// " for any A 2 Ag. Assume
additionally, that D X and D \ A ; for any A 2 A. Then jjf gjjX 3" for
any pair of functions f; g 2 F such that jjf gjjD ".
Proof. Take any t 2 X and choose A 2 A such that t 2 A. There exists d 2 D \ A;
it follows from jjf gjjD " that jf .d / g.d /j ". Besides, we have the
inequalities jf .t / f .d /j dm.f .A// " and jg.t / g.d /j dm.g.A// ".
As an immediate consequence, jf .t / g.t /j jf .t / f .d /j C jf .d / g.d /j C
jg.d / g.t /j 3" for any t 2 X , i.e., jjf gjjX 3" and hence Fact 1 is proved.
Returning to our solution consider, for any x; y 2 L with x y and any " > 0
the set A.x; y; "/ D ff 2 Cp .L/ W there exist p; q 2 x; y
such that p q and
x; y
D x; p
[ q; y
while dm.f .x; p
// " and dm.f .q; y
// "g. Take any
function f 2 Cp .X /nA.x; y; "/; to construct a neighborhood of f which does not
meet A.x; y; "/ we will need the points u D supft 2 x; y
W dm.f .x; t
// "g
and v D infft 2 x; y
W dm.f .t; y
// "g.
It is easy to see that dm.f .x; u
// " and dm.f .v; y
// "; this, together
with f A.x; y; "/ implies that x; y
x; u
[ v; y
and hence there exists a
point z 2 .u; v/. By our choice of u and v there exist r; s 2 x; z
and t; w 2 z; y
such that jf .r/ f .s/j > " and jf .t / f .w/j > ".
The set W D fg 2 Cp .L/ W jg.r/ g.s/j > " and jg.t / g.w/j > "g is
open in Cp .L/ and f 2 W . If g 2 W \ A.x; y; "/ then there exist p; q 2 L
such that p q and x; y
D x; p
[ q; y
while dm.g.x; p
// " and
dm.g.q; y
// ". Therefore the segment x; p
cannot contain the points r and s
and hence p < z. Analogously, the set ft; wg cannot be contained in q; y
, so z < q.
592
Thus z 2 x; y
n.x; p
[ q; y
/ which is a contradiction. Therefore W \
A.x; y; "/ D ;, so we proved that every f 2 Cp .L/nA.x; y; "/ has a neighborhood
contained in Cp .L/nA.x; y; "/. As a consequence,
(1) for every " > 0 the set A.x; y; "/ is closed in Cp .L/ for any x; y 2 L with
x y.
Our next step is to prove that
(2) for any " > 0 and x; y 2 L with x y, if f 2 A.x; y; "/ then there exists
Uf 2 .f; Cp .L// such that jjg f jjxy
3" for each g 2 Uf \ A.x; y; "/.
Fix points p; q 2 x; y
such that p q and x; y
D x; p
[q; y
while we have
the inequalities dm.f .x; p
// " and dm.f .q; y
// ". Let D D fx; y; p; qg
and observe that the set Uf D ff 2 Cp .L/ W jg.t / f .t /j < " for all t 2 Dg is an
open neighborhood of f in Cp .L/ such that jjf gjjD " for any g 2 Uf . Take
any function g 2 Uf \ A.x; y; "/ and choose points r; s 2 x; y
such that r s
and x; y
D x; r
[ s; y
while dm.g.x; r
// " and dm.g.s; y
// ". There
are several cases to consider.
Case 1. r D p D q and hence q s. Then the family A D fx; r
; s; y
g in
the space X D x; y
and the set D together with the functions f jX and gjX
satisfy the assumptions of Fact 1, so jjf gjjX 3".
Case 2. r D p < q; it is an easy exercise that this implies s q. Then the family
A D fx; p
; q; y
g in the space X D x; y
and the set D together with the
functions f jX and gjX satisfy the assumptions of Fact 1, so jjf gjjX 3".
Case 3. r < p; it is easy to see that this implies s p. Then the family A D
fx; r
; s; p
; q; y
g and the set D together with the functions f jX and gjX
satisfy the assumptions of Fact 1, so jjf gjjX 3".
Case 4. r > p; it is straightforward that this implies r q. Then the family A D
fx; p
; q; r
; s; y
g and the set D together with the functions f jX and gjX
satisfy the assumptions of Fact 1, so jjf gjjX 3".
Thus, in all possible cases we have jjf gjjX 3", i.e., (2) is proved. Now let
us establish that
(3) for any f 2 Cp .L/ and " > 0 there exists a sequence fs0 ; : : : ; sn g S such
that s0 D a < s1 < : : : < sn D b and f 2 A.si ; siC1 ; "/ for any i < n.
Recall that a set P L is called convex if x; y
P for any x; y 2 P . It
is easy to see that the family C of convex open subsets of L is a base of L. By
continuity of f for any x 2 L thereS
exists Cx 2 C such that dm.f .Cx // ".
Choose a finite K L such that L D fCx W x 2 Kg; it is easy to find a sequence
Q D fs0 ; : : : ; sn g S such that a D s0 < : : : < sn D b and Q \ Cx ; for any
x 2 K.
Fix any i < n and consider the families E0 D fCx W x 2 K and S
si 2 CxS
g and
g.
Observe
first
that
s
;
s
E
[
E1 .
E1 D fCx W x 2 K and sS
iC1 2 C
x
i
iC1
0
S
Indeed, if t 2 si ; siC1
n. E0 [ E1 / then t 2 Cx for some x 2 K; by convexity
593
594
(4) given an adequate family F and " > 0, if f 2 Cp .DS /nA.F; "/ then there
exists a finite representative set Q DS for the function f .
We will prove (4) by induction on k.F/. If k.F/ D 0 then all elements of F are
singletons and hence there exists a unique selection set L for F. Since f A.F; "/,
there must exist x; y 2 DS such that xjL D yjL and jf .x/ f .y/j > ". It is clear
that Q D fx; yg is a representative set for f .
Now assume that n 2 N and we proved (4) for all families F such that k.F/ < n.
If F is an adequate family and k.F/ D n then take any selection set M for the
family F and fix a; b 2 DS such that ajM D bjM and jf .a/ f .b/j > ". The set
O D f.x; y/ 2 DS DS W jf .x/ f .y/j > "g is an open neighborhood of the point
.a; b/, so there exist G 2 .a; DS / and H 2 .b; DS / such that G H O. We
can find a finite set E S such that M E while a; E
G and b; E
H . As
a consequence,
(5) for any x; y 2 DS , if xjE D ajE and yjE D bjE then jf .x/ f .y/j > ".
Pick u; v 2 DS such that ujE D ajE; vjE D bjE and uj.S nE/ D vj.S nE/.
For each F 2 F let sF be the unique point of M \ F and denote the set E \ F
by EF . For any s 2 EF nfsF g consider the family D.F; s/ D ffsgg [ .FnfF g/;
it is evident that D.F; s/ is adequate and k.D.F; s// D n 1. Since also
f 2 Cp .DS /nA.D.F; s/; "/, the induction hypothesis is applicable to find a finite
representative set Q.F; s/ for
S the family D.F; s/.
The set Q D fu; vg [ fQ.F; s/ W F 2 F and s 2 EF nfsF gg is finite; we
claim that it is representative for f . Indeed, take any selection set L for the family
F and denote by tF the unique point of L \ F for any F 2 F. If tF 2 EF nfsF g for
some F 2 F then L is a selection set for the family D.F; tF /; since Q.F; tF / is a
representative set for f we can find x; y 2 Q.F; tF / Q such that xjL D yjL and
jf .x/ f .y/j > ". If tF EF nfsF g then it is easy to see that u.tF / D v.tF / for
each F 2 F and hence ujL D vjL; since jf .u/ f .v/j > " by (5), the functions
u; v 2 Q witness that Q is representative for f . This completes our inductive step
so (4) is proved.
Now take any adequate family F and " > 0; if f 2 Cp .DS /nA.F; "/ then
apply (4) to find a finite representative set Q for the function f and consider the set
W D fg 2 Cp .DS / W jg.x/g.y/j > " whenever x; y 2 Q and jf .x/f .y/j > "g;
it is immediate that W 2 .f; Cp .DS //. If g 2 W and L is a selection set for F
then there exist x; y 2 Q such that xjL D yjL and jf .x/ f .y/j > "; by the
definition of W we have jg.x/ g.y/j > " and hence g A.F; "/. This proves that
every f 2 Cp .DS /nA.F; "/ has a neighborhood contained in Cp .DS /nA.F; "/ and
therefore
(6) the set A.F; "/ is closed in Cp .DS / for any adequate family F and " > 0.
Fix " > 0 and an adequate family F of subsets of S . Given f 2 A.F; "/ take a
selection set L for the family F such that jf .x/
S f .y/j " whenever xjL D yjL.
The set R D fx 2 DS W x is constant on S n F and on F nL for any F 2 Fg is
easily seen to be finite. The set V D fg 2 Cp .DS / W jg.x/ f .x/j < " for any
595
x 2 Rg is open in Cp .DS /; take any g 2 V \ A.F; "/. There exists a selection set
M for F such that jg.x/ g.y/j " for all x; y 2 DS such that xjM D yjM . Take
an arbitrary x 2 DS ; it is easy to find y 2 R such that xj.M [ L/ D yj.M [ L/.
The choice of y guarantees that jf .x/ f .y/j " and jg.x/ g.y/j "; it
follows from y 2 R that jf .y/ g.y/j < ". Since x 2 DS was chosen arbitrarily, it
follows from jf .x/ g.x/j jf .x/ f .y/j C jf .y/ g.y/j C jg.y/ g.x/j 3"
that jf .x/ g.x/j 3" for any x 2 DS , i.e., jjf gjj 3". As a consequence,
(7) if F is an adequate family and " > 0 then for any f 2 A.F; "/ there exists a
set V 2 .f; Cp .DS // such that jjf gjj 3" for any g 2 V \ A.F; "/.
Take any function f 2 Cp .DS / and " > 0. By continuity of f , for every x 2 DS
there is a finite set Ex S such that dm.f .x; Ex
// <
S ". By compactness of
DS weScan choose a finite set P DS such that DS D fx; Ex
W x 2 P g; let
E D fEx W x 2 P g. Now if x; y 2 DS and xjE D yjE then pick a 2 P for
which x 2 a; Ea
. Then yjEa D xjEa D ajEa which shows that y 2 a; Ea
and
hence jf .x/ f .y/j dm.f .a; Ea
// < ". This proves that
(8) for any f 2 DS and " > 0 there is a finite set E S such that
jf .x/ f .y/j < " whenever xjE D yjE.
Denote by B the family of all nonempty clopen subsets of S (recall that S D D!
is the Cantor set). Then B is countable, so the collection F of all adequate families of
elements of B is countable. Fix an arbitrary " > 0 and consider the countable family
A D fA.F; 9" / W F 2 Fg. It follows from (6) that all elements of A are closed
in Cp .DS /. Given any A.F; 9" / 2 A apply (7) to find a set Vf 2 .f; Cp .DS //
such that jjf gjj 3" for any f 2 A.F; "/ and g 2 Gf D Vf \ A.F; 9" /. An
immediate consequence is that diam.Gf / 23 " < " for any f 2 A.F; 9" / and hence
fGf W f 2 A.F; 9" /g is an open "-small cover of A.F; 9" /. If f 2 Cp .DS / then we
can apply (8) to find a set E D fs1 ; : : : ; sn g S such that jf .x/ f .y/j < 9"
whenever xjE D yjE. Take disjoint sets B1 ; : : : ; Bn 2 B such that si 2 Bi for
each i n. Then F D fB1 ; : : : ; Bn g is an adequate
S family which, together with
the set E, witnesses that f 2 A.F; 9" /. Therefore A D Cp .DS /, so we proved
that Cp .DS / has the property JNR and hence Cp .DS / ' Cp .Dc / has a -discrete
network by Problem 489.
Finally assume that K is a separable dyadic compact space; by Fact 2 of S.368,
we have w.K/ 2d.K/ c. Suppose that A is a set and ' W DA ! K is a continuous
onto map. It follows from TFS-299 that we can find a set B A such that jBj c
and there exists a continuous map W DB ! K for which D ' where
W DA ! DB is the natural projection. In particular, DB maps continuously onto K
and hence Dc also maps continuously onto K. Therefore Cp .K/ embeds in Cp .Dc /,
so Cp .K/ has a -discrete network, i.e., we proved (b) and hence our solution is
complete.
V.491. Prove that there exists a scattered compact space K with a countable dense
set of isolated points such that Cp .K; D/ is not perfect. Deduce from this fact that
Cp .!; D/ is not perfect and, in particular, the space Cp .!/ does not have a
-discrete network.
596
for every i 2 !.
For the set A D fsji W i mg K let g 2 Cp .K; D/ be the characteristic
function of A; then A D g 1 .1/ and hence g 2 F . It is straightforward that Bxi \
Bxj D A for any distinct i; j 2 ! which easily implies that the sequence fgxi W
i 2 !g Pn converges to g. However, Pn is closed in Cp .K; D/ and g Pn ; this
contradiction shows that Cp .K; D/nF is not an F -subset of Cp .K; D/ and hence
Cp .K; D/ is not a perfect space.
Finally, observe that there exists a continuous surjective map ' W ! ! K
because ! can be continuously mapped onto any separable compact space. Let
' .f / D f ' for any f 2 Cp .K/; then ' W Cp .K/ ! Cp .!/ is an embedding
such that ' .Cp .K; D// Cp .!; D/. The property of being perfect is easily seen
to be hereditary so Cp .!; D/ is not perfect. Any space with a -discrete network
is perfect and hence Cp .!/ Cp .!; D/ has no -discrete network.
V.492. Prove that, for any ultrafilter 2 !n!, the following conditions are
equivalent:
(i) is not a P -point in !n!;
(ii) .R! / is homeomorphic to a closed subspace of Cp .! /;
(iii) Cp .! / is not hereditarily Baire.
S
Solution. Let ! 0 D f;g and consider the set D f! n W n 2 !g of all finite
sequences of natural numbers. If s 2 then let l.s/ D jdom.s/j be the length
of s. We follow the usual practice of identifying any ordinal with the set of its
597
598
xi 2 F for all i n;
Ui D B.xi ; ri / where 0 < ri < 2i for all i n;
U i \ Qi D ; for each i n;
U iC1 Vi for all i < n.
If the player NE makes a move Vn then we can choose a point xnC1 2 Vn nQnC1
because the space F has no isolated points. Pick a number rnC1 2 .0; 2n1 / such
that the closure of the set UnC1 D B.xnC1 ; rnC1 / is contained in Vn nQnC1 and let
.xnC1 ; UnC1 / D .V0 ; : : : ; Vn /. It is easy to see that this defines a strategy of
the player E on the space X . To see that is winning assume that we have a play
f.xi ; Ui /; Vi W i 2 !g in which
T the strategy is applied. The property (2) shows
that
diam.U
/
!
0,
so
if
i
i2! Ui ; then this intersection is a singleton, i.e.,
T
U
D
fxg
for
some
x
2
X.
i
i2!
Furthermore, it follows from x 2 Ui and (2) that .xi ; x/ < 2i for every i 2 !
and hence xi ! x. The set F being closed in X , the point x has to belong to F and
hence x D qn for some n 2 !. The property (3) implies that qn U n ; however,
S
T D fxi W i ng U n and hence qn D x 2 S U n ; this contradiction shows that
i2! Ui D ; and hence is a winning strategy for E, i.e., we proved sufficiency.
Now assume that is a winning strategy for the player E; for any U 2 .X /
and x 2 U take a number rUx > 0 such that B.x; rUx / U . If .x0 ; U0 / D .;/
then let A.;/ D f.x0 ; U0 /g and q.;/ D x0 . For any s 2 with l.s/ D n > 0 let
A.s/ D fM0 ; V0 ; : : : ; Mn1 ; Vn1 ; Mn g if the following conditions are satisfied:
(5) A.s/ is an initial segment of a play in the Choquet game on X , i.e., Mi D
.xi ; Ui / while xi 2 Vi Ui for all i < n and Ui Vi1 whenever 0 < i n;
(6) the moves of the player E are made applying the strategy , i.e., M0 D .;/
and MiC1 D .V0 ; : : : ; Vi / for any i < n;
(7) Vi D B.xi ; 2s.i/ rUxii / for each i < n.
It is evident that the family A.s/ is uniquely determined by the sequence s; let
q.s/ D xn . We are going to show that the set F D fq.s/ W s 2 g witnesses that
the space X is not hereditarily Baire.
It is clear that the set F is countable; fix an arbitrary s 2 and " > 0. If
l.s/ D n then A.s/ D fM0 ; V0 ; : : : ; Mn1 ; Vn1 ; Mn g where Mi D .xi ; Ui / for
every i n. Then q.s/ D xn and we can choose k 2 ! such that 2k rUxnn < ".
Let t D s _ k and fix any u 2 ! ! such that t u. The function u defines a play
P D fNi ; Wi W i 2 !g such that A.ujm/ D fN0 ; W0 ; : : : ; Nm1 ; Wm1 ; Nm g for
each m 2 !. As an immediate consequence,TE played in P according to the strategy
, so the play P is a win for E and hence i2! Wi D ;. It follows from t u that
Ni D Mi and Wi D Vi for all i < n while Mn D Nn and Wn D B.xn ; 2k rUxnn /.
If the set
Tfxj W j 2 !g is finite then some xj belongs to infinitely many Wi s
and hence i2! Wi ; which is a contradiction. Therefore there exists m > n C 1
such that xm xn . The point xm has to belong to the set Wn and hence we have the
599
inequality .xm ; xn / < 2k rUxnn < " which shows that xm D q.ujm/ 2 F nq.s/ is
an element of F nfq.s/g which belongs to the set B.q.s/; "/. Therefore every "-ball
centered at q.s/ contains a point of F nfq.s/g and hence q.s/ is not isolated in F
for any s 2 , i.e., the set F has no isolated points. By SFFS-349, the space F is
homeomorphic to Q and hence F is of first category in itself.
To see that F is a closed subset of the space X assume that there exists a point
z 2 F nF and choose a faithfully enumerated sequence Z D fzn W n 2 !g F
which converges to z. For every s 2 consider the set H.s/ D fq.t / W t 2 nfsg
_
and s t g and
S let Hi .s/ D fq.t / W t 2 and s i t g for any i 2 !; it is evident
that H.s/ D i2! Hi .s/.
We claim that
(8) given any s 2 and D ! the set ZD D fzn W n 2 Dg intersects only finitely
many sets Hi .s/.
To prove (8) assume that the set Q D fi 2 ! W ZD \ Hi .s/ ;g is infinite and
fix " > 0. We have A.s/ D fM0 ; V0 ; : : : ; Mm1 ; Vm1 ; Mm g for some m 2 ! where
Mi D .xi ; Ui / for all i m.
There exists i 2 Q such that 2i rUxmm < "; take n 2 D such that zn 2 Hi .s/
and hence zn D q.t / for some t 2 such that t jm D s and t .m/ D i . This
implies that zn 2 B.q.s/; 2i rUxmm / and hence .zn ; q.s// < ". Since " > 0 was
taken arbitrarily, we established that q.s/ is an accumulation point of ZD which is
impossible because ZD is a nontrivial subsequence of Z, so it has to converge to
z q.s/. This contradiction shows that (8) is proved. It is easy to deduce from (8)
that
(9) for any s 2 if the set D D fn 2 ! W zn 2 H.s/g is infinite then there exists
m 2 ! such that D 0 D fn 2 ! W zn 2 Hm .s/g is also infinite.
It is easy to construct by induction, using the property (9), a function u 2 ! ! such
that the set Dn D fi 2 ! W zi 2 H.ujn/g is infinite for any n 2 !. There exists a play
M D fMi ; Vi W i 2 !g in which E applies the strategy and, for every n 2 !, we
have A.ujn/ D fM0 ; V0 ; : : : ; Mn1 ; Vn1 ; Mn g where Mi D .xi ; Ui / for all i n.
Fix any n 2 !; then the set J D fi 2 ! W zi D q.ti / for some ti
ujng is infinite. If
i 2 J and l.ti / D k > n then A.ti / D fM0 ; V0 ; : : : ; Mn ; Wn ; : : : ; Nk1 ; Wk1 ; Nk g;
since A.ti / is an initial segment of a play, we must have zi D q.ti / 2 Wk1 Un
and hence fzi W i 2 J g Un T
. As a consequence,
z 2 fzi W i 2 J g U n for each
T
n 2 ! which shows that z 2 n2! U n D n2! Un which
T is a contradiction with
the fact that the play M is favorable for E and hence n2! Un D ;. Therefore F
is a closed subspace of X which is of first category in itself so X is not hereditarily
Baire, i.e., we settled necessity and hence Fact 2 is proved.
Fact 3. Given a separable metrizable space X , the player NE has a winning
600
B.xn ; r/ Un and declares his move to be the set Vn D B.x; 2n r/. This gives a
strategy for the player NE in the Choquet game on X . If P D f.xi ; Ui /; Vi W i 2
!g is a play in which NE applies then we have a decreasing family fV i W i 2 !g
of closed subsets of X such that diam.V i / 2iC1 for every i 2 ! and hence
diam.V i / ! 0. The space
T
T.X; / being
T complete we can apply TFS-236 to see that
V
;
and
hence
U
D
i
i2!
i2! i
i2! V i ; which shows that is a winning
strategy of NE and hence we proved sufficiency.
Now suppose that the player NE has a winning strategy in the Choquet game
on the space X . Take a metric which generates the topology of X . For every
x 2 X let the move of the player E be the pair .x; B.x; 13 //; the strategy gives
us a set Vx D ..x; B.x; 13 ///. Choose a countable subcover fVxn W n 2 !g of the
open cover fVx W x 2 X g of the space X ; let q.s/ D xs.0/ ; U.s/ D B.q.s/; 13 /
and V .s/ D Vq.s/ D ..q.s/; U.s/// for any s 2 ! 1 . We will also need the set
V .;/ D X .
Suppose that, for some n 2 N we have defined sets U.s/; V .s/ 2 .X / and a
point q.s/ 2 X for any s 2 nf;g with l.s/ n in such a way that
S
(10) if 0 l.s/ < n then V .s/ D fV .s _ i / W i 2 !g;
(11) if 1 l.s/ n then diam.U.s// 2 3l.s/ ;
(12) if 1 l.s/ n then f.q.sji /; U.sji //; V .sji / W 1 i l.s/g is an initial
segment of a play on X in which E applies the strategy
Fix any s 2 with l.s/ D n and consider an open cover fB.y; ry / W y 2
V .s/g such that ry 2 .0; 3n1 / and
SB.y; ry / V .s/ for any y 2 V .s/. Pick a
set fyn W n 2 !g V .s/ such that i2! B.yi ; ryi / D V .s/; let q.s _ i / D yi and
U.s _ i / D B.yi ; ryi / for any i 2 !. If i 2 ! then the sequence
.q.sj1/; U.sj1//; V .sj1/; : : : ; .q.s/; U.s//; V .s/; .q.s _ i /; U.s _ i //
is an initial segment of a play in X is which E applies the strategy , so this strategy
gives us the set V .s _ i / D ..q.sj1/; U.sj1//; : : : ; .q.s/; U.s//; .q.s _ i /; U.s _ i ///.
After we construct the point q.s _ i / and sets U.s _ i /; V .s _ i / for all s 2 ! n and
i 2 !, we will have a point q.s/ and sets U.s/; V .s/ for all s 2 nf;g with
l.s/ n C 1. It is straightforward that the conditions (10)(12) are satisfied if we
replace n with n C 1, so our inductive procedure can be continued to construct a
point q.s/ and sets U.s/; V .s/ for all s 2 nf;g in such a way that (10)(12) hold
for all n 2 N.
It follows from the properties (11) and (12) that if s 2 and l.s/ D n > 0
then diam.V .s// diam.U.s// 2 3n < n1 . Given any u 2 ! ! , it follows from
(12) that f.q.uji /; U.uji //; V .uji / W i 2 Ng isTa play in the Choquet
game on X
T
in which E applies the strategy and hence i2N V .uji / D i2N U.uji / ;.
This, together with the property (10) shows that the family V D fV .s/ W s 2 g is
601
fcl
.E/
W E 2 Eg and
!
S
therefore G D fcl! .E/ \ ! W E 2 Eg is an F -subset of ! such that G.
The ultrafilter being a P -point in ! we can find a set U 2 .; ! / such that
U \ G D ;. By Fact 2 of S.370 there exists A ! with 2 cl! .A/ such that
cl! .A/ \ ! U . Then A 2 and it follows from cl! .A/ \ cl! .E/ \ ! D ;
that A \ E is finite for any E 2 E (see Fact 1 of S.371); this settles (i)H)(ii) and
shows that Fact 4 is proved.
Given an ultrafilter 2 !n!, the GulkoSokolov game on ! is played as
follows: at the n-th move player N U takes a set Sn 2 exp.!/n and player U
replies by choosing a finite set Tn ! in such a way that the family fSi W i
ng [ fTi W i ng is disjoint. S
The game ends after the moves Sn ; Tn are made for all
n 2 ! and player U wins if fTn W n 2 !g 2 . Otherwise, the player N U is the
winner.
Fact 5. Player N U has a winning strategy in the GulkoSokolov game on ! if
and only if is not a P -point in !n!.
602
Proof. Assume first that is not a P -point in ! and apply Fact 1 to find a disjoint
family E D fEn W n 2 !g exp.!/n such that no element of has a finite
intersection with all elements of E. Let S0 D E0 and .;/ D S0 . If n 2 ! and
moves S0 ; TS
0 ; : : : ; Sn1 ; Tn1 are made in the GulkoSokolov game at ! then let
Sn D En n. fTi W i < ng/ and .T0 ; : : : ; Tn1 / D Sn . This defines a strategy of
the player N U on the space ! . If fSn ; Tn W n 2 !g is a play in whichS
N U applies
the strategy then Sn En and En nSn is finite for any n 2 !. If T D n2! Tn 2
then, for some n 2 !, the set T \ En is infinite by our choice of the family E. This
implies that T \ Sn ; which is a contradiction. Therefore T , i.e., N U wins
every play in which he applies , so is a winning strategy of N U and hence we
proved sufficiency.
To establish necessity, assume that is a winning strategy of the player N U on
the space ! and the ultrafilter is a P -point of the space ! . Consider the family
E of all possible moves of the player N U made according to the strategy . In other
words, E D f .;/g [ f .T0 ; : : : ; Tn / W n 2 ! and the .n C 1/-tuple .T0 ; : : : ; Tn /
constitutes the moves of U in some play fSi ; Ti W i 2 !g in which N U applies the
strategy g. Since we only have countably many finite sequences of finite subsets of
!, the family E is countable. Furthermore, E exp.!/n, so we can apply Fact 1
to see that there exists an element A 2 such that A \ E is finite for every E 2 E.
Let fai W i 2 !g be a faithful enumeration of the set A.
0
Let S0 D S00 D .;/; we will also need the set T1
D ;. Passing to the set
An .;/ if necessary, we can assume, without loss of generality, that S0 \ A D ;.
Proceeding inductively assume that n 2 ! and we have families fSi W 0 i ng
and fSi0 W 0 i ng together with the families fTi W 0 i < ng and fTi0 W 1
i < ng such that
(13) Sn D fS0 ; T0 ; : : : ; Sn1 ; Tn1 ; Sn g is an initial segment of a play in which N U
applies the strategy ;
0
0
(14) Sn0 D fS00 ; T00 ; : : : ; Sn1
; Tn1
; Sn0 g is also an initial segment of a play in which
N U applies the strategy ;
0
0
(15) if 0 i < n then fa0 ; : : : ; ai g Mi D .T0 [ TS
0 / [ : : : [ .Ti [ Ti /;
0
(16) if 0 i n then .S0 [ : : : [ Si / \ A Li D SfTj W 1 j < i g;
(17) if 0 i < n then .S00 [ : : : [ Si0 / \ A Ki D fTj W 0 j i g.
The finite set F D Sn0 \ A is disjoint from the set Ln and we have the inclusion
.S0 [ : : : [ Sn / \ A Ln by the property (16), so F is disjoint from S0 [ : : : [ Sn .
If an Mn1 then let Tn D fan g [ .F nKn1 /; if a 2 Mn1 then define the set
Tn to be equal to F nKn1 . The above observations show that, in both cases, Tn is
an admissible move for U to continue the play started in Sn . Besides, the condition
(17) is now satisfied for all i 2 f0; : : : ; ng.
The strategy gives us the set SnC1 D .T0 ; : : : ; Tn /; observe that SnC1 is
disjoint from Kn D T0 [: : :[Tn . Besides, .S00 [: : :[Sn0 /\A Kn , so G D SnC1 \A
is disjoint from .S00 [: : :[Sn0 /. Therefore the set Tn0 D GnLn is a valid move for U to
continue the play started in Sn0 . The property (16) now holds for all i 2 f0; : : : ; nC1g
0
and it is evident that we also have (15) for i D n. Letting SnC1
D .T00 ; : : : ; Tn0 /
0
0
0
we obtain families SnC1 D Sn [ fTn ; SnC1 g and SnC1 D Sn [ fTn0 ; SnC1
g together
603
with the families fTi W 0 i ng and fTi0 W 1 i ng for which the properties
(13)(17) hold if we replace n with n C 1.
Therefore our inductive procedure can be carried out for every n 2 ! to construct
families S D fSn ; Tn W n 2 !g and S 0 D fSn0 ; Tn0 W n 2 !g such that the conditions
(13)(17) are satisfied for all n 2 !. It is clear that SSand S 0 are plays in
S which
N U applies the strategy , so neither of the sets T D n2! Tn and T 0 D n2! Tn0
belongs to the ultrafilter . Therefore cl! .T / and cl! .T 0 / which shows
that cl! .T [ T 0 / and hence T [ T 0 . However, it follows from (15) that
A T [ T 0 ; since A 2 , we have T [ T 0 2 . This contradiction shows that
cannot be a P -point, so we settled necessity and hence Fact 5 is proved.
Fact 6. Suppose that X is a space and F is closed subspace of X . Consider the
linear subspace I D ff 2 Cp .X / W f .F / f0gg of the space Cp .X / and let
W Cp .X / ! Cp .X nF / be the restriction map. Then the map p D jI is a linear
embedding of I in Cp .X nF /.
Proof. Let J D p.I /; we must prove that p W I ! J is a homeomorphism. The
map p is linear and continuous because so is the map . If f; g 2 I and f g
then there exists x 2 X nF such that f .x/ g.x/; therefore the point x witnesses
that p.f / p.g/ and hence p is a condensation.
To see that the map q D p 1 W J ! I is continuous, fix a function g0 2 J
and let f0 D q.g0 /; then g0 D p.f0 /. If U 2 .f0 ; I / then we can find a finite set
A X and " > 0 such that the set V D ff 2 I W jf .x/ f0 .x/j < " for all x 2 Ag
is contained in U . If B D AnF then the set W D fg 2 J W jg.x/ g0 .x/j < " for
all x 2 Bg is an open neighborhood of g0 in J .
Given any function g 2 W let f D q.g/; then f j.X nF / D g and, in particular,
jf .x/ f0 .x/j D jg.x/ g0 .x/j < " for any x 2 B. Besides, f .x/ D f0 .x/ D 0
for any x 2 AnB which shows that jf .x/ f0 .x/j < " for any x 2 A, i.e., f 2 V .
This proves that q.W / V U , so the set W witnesses continuity of the map q
at the point g0 . Thus p is a homeomorphism and hence Fact 6 is proved.
Fact 7. Suppose that 2 !n! and consider the set I D ff 2 Cp .! / W f ./ D
0g; let W Cp .! / ! Cp .!/ D R! be the restriction map. Then Cp .! /
.I /.
Proof. By Fact 1 it suffices to show that Cp .! / is linearly homeomorphic to I .
Take an infinite set A ! such that !nA is also infinite; then exactly one of the
sets A and !nA belongs to . Renaming the relevant set if necessary, we can assume,
without loss of generality, that A .
It is clear that F D ff 2 I W f .! nA/ D f0gg is a linear subspace of I ; for any
f 2 I let r.f /.x/ D 0 if x 2 ! nA and r.f /.x/ D f .x/ for every x 2 A. Then
r W I ! F is a linear continuous map such that r.f / D f for any f 2 F , i.e., r is a
retraction. It follows from Problem 390 that I
F M for some linear topological
space M . Since also, F
RA
R! , we conclude that I
R! M and therefore
R I
.R R! / M
R! M
I . Recalling that R I
Cp .! / (see
Fact 1 of S.409), we conclude that I
Cp .! / and hence Fact 7 is proved.
604
605
Apply (19) to see that .'.f //.akn / kr for any k > kn ; this proves that,
(20) for any n 2 N, we have .f /.akn / ! C1 as k ! 1.
If uf 2 C then there exists U 2 such that uf .U / .1; 1/. Choose a number
n 2 N such that U \ An is infinite; then j.f /.akn /j < 1 for infinitely many k.
This, however, gives a contradiction with (20) and proves that q.RA0 n .RA0 // \
C D ; and hence q. .RA0 // D E which shows that E is a closed subspace of
C homeomorphic to .RA0 /. Since C
Cp .! /, the space .RA0 / embeds in
Cp .! / as a closed subspace, so we settled (i)H)(ii).
To show that (iii)H)(i) assume that Cp .! / is not hereditarily Baire and hence
C is not hereditarily Baire either. If f 2 C ; " > 0 and A is a finite subset of !
then let f; A; "
D fg 2 C W jf .n/ g.n/j < " for each n 2 Ag. It is clear that the
family ff; A; "
W A is a finite subset of ! and " > 0g is a local base of C at f .
Apply Fact 2 to see that we can choose a winning strategy for the player E in
the Choquet game on the space C . Our plan is to construct a winning strategy s for
the player N U on the space ! .
If .f0 ; U0 / D .;/ then let S0 D fn 2 ! W jf0 .n/j 1g. Since e.f0 / is
continuous and equals zero at , the set S0 does not belong to , so letting s.;/ D S0
we obtain a strategy s for the first move of the player N U .
If the player U chooses a finite set T0 !nS0 then jf0 .n/j < 1 for any n 2 T0
and therefore we can find "0 2 .0; 1/ together with a finite set A0 ! such that
T0 A0 and f0 ; A0 ; "0
U while f0 .n/ "0 ; f0 .n/ C "0
.1; 1/ for any
n 2 A0 nS0 . If V0 D f0 ; A0 ; "0
then the strategy gives us a pair .f1 ; U1 / D .V0 /,
so we can define the set S1 D fn 2 ! W jf1 .n/j 21 gn.S0 [ T0 /; let S1 D s.T0 /.
Proceeding inductively, assume that m 2 N and we have an initial segment Sm D
fS0 ; T0 ; : : : ; Sm1 ; Tm1 ; Sm g of a play in the GulkoSokolov game on ! and an
initial segment Um D f.f0 ; U0 /; V0 ; : : : ; .fm1 ; Um1 /; Vm1 ; .fm ; Um /g of a play in
the Choquet game on C with the following properties:
the player E applies the strategy in Um ;
the player N U applies the strategy
S s in Sm ;
Si D fn 2 ! W jfi .n/j 2i gn j <i .Sj [ Tj / for any i 2 f1; : : : ; mg;
Vi D fi ; Ai ; "i
and "i 2 .0; 2i / for any i < m;
Ti [ Ai1 Ai for any i 2 f1; : : : ; m 1g;
fi .n/ "i ; fi .n/ C "i
.fi1 .n/ "i1 ; fi1 .n/ C "i1 / for any n 2 Ai1
and i 2 f1; : : : ; m 1g;
(27) fi .n/ "i ; fi .n/ C "i
.2i ; 2i / for any n 2 Ti and i < m.
(21)
(22)
(23)
(24)
(25)
(26)
The properties (22) and (24) show that .fm ; Um / D .V0 ; : : : ; Vm1 / and, in
particular, fm .n/ 2 .fm1 .n/ "m1 ; fm1 .n/ C "m1 / for any n 2 Am1 . If Tm
is the move of the player U in the GulkoSokolov game then it follows from
(23) that we have the inequality jfm .n/j < 2m for any n 2 Tm . This makes
it possible to find a number "m 2 .0; 2m / and a finite set Am ! such that
Am1 [ Tm Am and fm ; Am ; "m
Um while the properties (26) and (27) are
606
607
608
Returning to our solution say that ultrafilters and are equivalent if there exists
a bijection b W ! ! ! such that b./ D . Observe first that we have the equalities
.; ! / D fA [ fg W A 2 g and .; ! / D fB [ fg W B 2 g. Therefore, for any
bijection b W ! ! ! such that b./ D we can define a map h W ! ! ! letting
h./ D and h.n/ D b.n/ for any n 2 !; then h. .; ! // D .; ! / and hence h
is a homeomorphism.
l
609
If RB0 D ; then let f .n0 / D 0; otherwise choose a number f .n0 / such that
jrn0 n f .n0 /j 1 for any n 2 RB0 . Observe that it is possible because the set RB0 is
finite by (7) and rn0 n 0 for each n 2 RB0 .
Proceeding inductively assume that j 2 ! and we have defined f .ni / for any
number i j . If the set RBj C1 nRBj is empty then let f .nj C1 / D 0. Otherwise,
choose f .nj C1 / in such a way that
P
./ j m2P .n/\B rmn f .m/j 1 for all n 2 RBj C1 nRBj .
This is possible because nj C1 2 P .n/ \ B while there are only finitely many
elements in RBj C1 nRBj and rnj C1 n 0 for any n 2 RBj C1 nRBj which shows that
f .nj C1 / can be chosen sufficiently big to guarantee that the absolute value of all
the sums in ./ is greater than or equal to 1.
Therefore our inductive procedure can be continued to construct a function f 2
R! such that f .!nB/ D f0g and the property ./ holds for all j 2 !. We already
saw that f 2 C and hence g D T .f / 2 C .
P Take any n 2 A; we have g.n/ D n .g/ D .n T /.f / D
m2P .n/ rmn
Pm .f /. However, the function f is identically zero on !nB, so
g.n/ D
m2P .n/\B rmn f .m/. If j D maxfk W nk 2 P .n/ \ Bg then
n 2 RBj nRBj 1 if j > 0 and n 2 RB0 if j D 0. Therefore it follows from
./ or the choice of f .n0 / respectively, that jg.n/j 1; since we checked this for
any n 2 A, the function g cannot belong to C . This contradiction shows that (7)
is proved. It is important to see that an analogous proof shows that we have the
counterpart of (7) if we interchange and , namely,
.70 / suppose that B 2 ; A ! and Q.n/ \ A ; for any n 2 B; if, additionally,
the set fn 2 B W Q.n/ \ A Kg is finite for any finite K A then A 2 .
Next assume that A 2 and we have a nonempty set P0 .n/ P .n/ for each
n 2 A. Given a set B ! with P0 .n/ \ B ; for every n 2 A, it is an immediate
consequence of (7) that
(8) if the set fn 2 A W m 2 P0 .n/g is finite for any m 2 B then B 2 .
We will also need the version of (8) obtained by interchanging and . That is,
assume that B 2 and we have a nonempty set Q0 .n/ Q.n/ for each n 2 B.
Given a set A ! with Q0 .n/ \ A ; for every n 2 B, it is an immediate
consequence of .70 / that
.80 / if the set fn 2 A W m 2 Q0 .n/g is finite for any m 2 A then A 2 .
We will apply the property (8) to show that our task can be reduced to establishing
the following statement.
(9) If there exists a set E 2 for which we can find an injection ' W E ! ! such
that '.n/ 2 P .n/ for any n 2 E then the ultrafilters and are equivalent.
Choosing a smaller element of if necessary, we can assume, without loss of
generality, that the sets !nE and !n'.E/ are infinite. Take an arbitrary bijection
'0 W !nE ! !n'.E/ and define a map h W ! ! ! by the equalities h.n/ D '.n/
if n 2 E and h.n/ D '0 .n/ for any n 2 !nE.
610
It is clear that the map h is a bijection; fix an arbitrary element C 2 and let
P0 .n/ D f'.n/g for any n 2 A D C \ E. The map ' being injective it is easy to
see that (8) is applicable to the sets A and B D '.A/ D h.A/, so B 2 . It follows
from h.C / B that h.C / 2 . This shows that h.C / 2 for any C 2 , i.e.,
h./ . To see that h./ D take any element B 2 ; if A D h1 .B/ then
A0 D !nA 2 and hence !nB D h.A0 / 2 which is a contradiction. Therefore
A 2 which shows that B D h.A/ 2 h./. This proves that h./ D and hence
the ultrafilters and are equivalent, i.e., (9) is proved.
For each n 2 ! consider the sets P0 .n/ D fm 2 P .n/ W n 2 Q.m/g and
Q0 .n/ D fm
2 P .m/g. It follows from the equality n D n T T 1
P2 Q.n/ W n P
that n D
m2P .n/ rmn
k2Q.m/ skm k ; the family fi W i 2 !g being linearly
independent, there exists m 2 P .n/ such that n 2 Q.m/ and hence m 2 P0 .n/.
Therefore the set P0 .n/ is nonempty for any n 2 !. Analogously, Q0 .n/ ; for
every n 2 !.
Next observe that the family P D fP0 .n/ W n 2 !g is point-finite because for
any m 2 ! if m 2 P0 .n/ then n 2 Q.m/ and the set Q.m/ is finite. An analogous
reasoning shows that the family Q D fQ0 .m/ W m 2 !g is also point-finite.
It will be easy to finish our proof after we establish the following property of the
families P and Q.
(10) The set E D fn 2 ! W Q0 .m/ D fng for any m 2 P0 .n/g belongs to the
ultrafilter .
Note first that it is straightforward from the definition that n 2 Q0 .m/ for any
m 2 P0 .n/. If the property (10) does not hold then there exists an element A 2
such that, for any n 2 A we can choose a number ln 2 P0 .n/ such that there exists
.n/ 2 Q0 .ln /nfng. For every n 2 !nA choose a number .n/ n arbitrarily.
This gives a map W ! ! ! such that .n/ n for all n 2 !.
By Fact 1 we can find disjoint sets A0 ; A1 ; A2 such that ! D A0 [ A1 [ A2
and .Ai / \ Ai D ; for any i 2 f0; 1; 2g. It is easy to see that one of the sets
A0 \ E; A1 \ E; A2 \ E belongs to ; denote this set by W . It follows from the
choice of the sets Ai that .W / \ W D ;.
Consider the set W 0 D fln W n 2 W g; then ln 2 P0 .n/ \ W 0 , so P0 .n/ \ W 0 ;
for any n 2 W and hence we can apply the property (8) to see that W 0 2 . If
W 00 D .W / then .n/ 2 Q0 .ln / \ W 00 and hence Q0 .ln / \ W 00 ; for any
n 2 !, so we can apply .80 / to conclude that W 00 2 . Thus, W 2 ; W 00 2 and
W \ W 00 D ; which is a contradiction, so the property (10) is proved.
Finally, choose an element '.n/ 2 P0 .n/ for any n 2 E. Given distinct n; m 2 E
if '.n/ D '.m/ D k then fm; ng Q0 .k/ which is a contradiction with the choice
of E. Therefore '.n/ '.m/ for any distinct m; n 2 E, i.e., the map ' W E ! !
is an injection, so we can apply (9) to see that the ultrafilters and are equivalent
and hence our solution is complete.
V.494. Suppose that and are ordinals such that ! < !1 . Prove that
. C 1/ is l-equivalent to . C 1/ if and only if < ! . Deduce from this fact that
there exist countable compact u-equivalent spaces which are not l-equivalent.
611
Solution. The expression Y ' Z says that the spaces Y and Z are homeomorphic.
If L and M are linear topological spaces then we write L
M if L and M are
linearly homeomorphic. Given a space Z let I.Z/ be the set of isolated points
of Z and D0 .Z/ D Z. If is an ordinal and we have D .Z/ then DC1 .Z/ D
D .Z/nI.DT
.Z//; if is a limit ordinal and we have D .Z/ for any < then
D .Z/ D < D .Z/. The set D .Z/ will be called the -th derivative of the
space Z. If Y is a space and A Y is a closed subspace of Y then YA is the space
obtained from Y by contracting the set A to a point. If ' W X ! Y is a continuous
map then let ' .f / D f ' for any f 2 C.Y /; then ' W C.Y / ! C.X / is called
the dual map of the map '.
Given two linearly ordered spaces L and M we say that they are canonically
homeomorphic if there exists a homeomorphism f W L ! M which is also an
order isomorphism between L and M . If <L and <M are the orders on L and M
respectively then the lexicographic order < on L M is defined as follows: for any
a; b 2 L M with a D .a1 ; a2 / and b D .b1 ; b2 / we declare that a < b if either
a1 <L a2 or a1 D a2 and b1 <M b2 . It is an easy exercise that the lexicographic
order on the product of two well-ordered sets is also a well-order.
If K is a nonempty countable compact space then K is scattered. Therefore, if
is an ordinal and D .K/ ; then DC1 .K/ is a proper closed subset of D .K/.
Therefore D .K/ has to be empty for some countable ordinal ; it is easy to see that
D nnf < !1 W D .K/ D ;g is a successor ordinal; the predecessor of is called
the dispersion index of K and is denoted by d i.K/. In other words, an ordinal is
the dispersion index of a countable compact space K if D nnf < !1 W D .K/ is
finiteg. An easy proof by transfinite induction shows that, for any countable scattered
compact space K,
(1) if F is a closed subset of K then D .F / D .K/ \ F ; if the set F is clopen
in K then D .F / D D .K/ \ F for any ordinal .
Say that an infinite ordinal is a prime component if C < for any ordinals
and such that < and < . Given ordinals and with let
;
D f W g; all other ordinal intervals are defined analogously. In
particular, for an ordinal we will often denote the space C 1 by 0;
.
Fact 1. Suppose that a well-ordered set A is isomorphic to an ordinal and a wellordered set B is isomorphic to an ordinal . Consider the set
C D C.A; B/ D .f0g A/ [ .f1g B/
with the following order: if c1 ; c2 2 C and ci D .ai ; bi / for each i 2 D then say that
c1 < c2 if either a1 < a2 (which actually means that a1 D 0 and a2 D 1) or a1 D a2
and b1 < b2 (observe that b1 < b2 makes sense because a1 D a2 implies that either
fb1 ; b2 g A or fb1 ; b2 g B). Then C with the described order is isomorphic to
C . In other words, to obtain the sum of two well-ordered sets A and B we must
place all elements of B after all elements of A.
612
613
we
have
D
T
;, so D .1; !
/ D D D f! g.
If D C 1 for some
S countable ordinal then it follows from the equalities
1; !
D 1; ! !
D f1; ! n
W n 2 !g [ f! g that there is a family
fBn W n 2
S
!g of disjoint clopen subsets of 1; !
such that 1; !
D f! g [ fBn W n 2 !g
and Bn ' 1; !
for every n 2 !. The set D .1; !
/\Bn D D .Bn / is a singleton
by the induction hypothesis; fix a point yn such that D .1; !
/ \ Bn D fyn g for
every n 2 !. As a consequence, the set D .1; !
/ D f! g [ fyn W n 2 !g is a
convergent sequence with limit ! . Therefore D .1; !
/ D D1 .D .1; !
// D
f! g, so our inductive procedure shows that D .1; !
/ D f! g for any < !1
and hence Fact 5 is proved.
Fact 6. Given a countable ordinal , a countable compact space K is homeomorphic to 1; !
if and only if jD .K/j D 1.
Proof. Since necessity is immediate from Fact 5, let us prove sufficiency by
induction on . If D 0 and D .K/ D K is a singleton then ! D 1 and hence K
is homeomorphic to f1g D 1; !
.
Assume that > 0 is a countable ordinal and we proved that, for any countable
compact space K, if < and jD .K/j D 1 then K ' 1; !
. Suppose first that
is a limit ordinal and fix a countable compact space K such that D .K/ D fag for
some point a 2 K.
Choose a family fOn W n 2 !gTof clopen subsets of K such that O0 D K while
UnC1 Un for each n 2 ! and n2! Un D fag. If Pn D On nOnC1 then Pn is a
clopen compact subset of Knfag for any n 2 !.
Apply (1) to see that D .Pn / D D .K/ \ Pn D ; and hence n D d i.Pn / <
for each n 2 !. Given any n 2 ! the set An D Dn .Pn / is finite, so it is easy to
find a clopen disjoint finite cover On of the space Pn such that jDn .O/j D 1 for
every O 2 On . By the induction hypothesis, every O 2 On is homeomorphic
to
S
1; ! n
; if we choose an enumeration fUk W k 2 !g of the family n2! On then
Uk ' 1; ! k
for every k 2 !.
614
615
clopen set V such that V \ A D fbg. The set V 0 D .V nfAg/ [ fag KA is the
one-point compactification of the space V nA D V nfbg which shows that V is also
the one-point compactification of V nA.
Consequently, V ' V 0 ; since b 2 D .K/\V D D .V / we must have D .V 0 /
; and hence D .KA / ;. Therefore D .KA / D fag, i.e., Fact 7 is proved.
Fact 8. If K and L are countable compact spaces such that d i.L/ < d i.K/ then
K L ' K. In particular, if K is infinite and L is finite then K L ' K.
Proof. Let D d i.K/; since D .K/ ;, we can find n 2 N and distinct points
a1 ; : : : ; an 2 K such that D .K/ D fa1 ; : : : ; an g. There exist disjoint clopen sets
U1 ; : : : ; Un for which K D U1 [ : : : [ Un and ai 2 Ui for every i n. We have the
equality D .Ui / D fai g and hence Ui ' 1; !
for each i n by Fact 6. Observe
that K ' U1 : : : Un and D .U1 L/ D D .U1 / D .L/ D D .U1 / D fa1 g
which shows that U1 L ' 1; !
' U1 by Fact 6. As an immediate consequence,
K L ' .U1 L/ : : : Un ' U1 : : : Un ' K, i.e., Fact 8 is proved.
Fact 9. If K and L are countably infinite compact spaces and d i.K/ D d i.L/ then
l
K L.
Proof. If D d i.K/ D d i.L/ then D .K/ and D .L/ are nonempty finite sets. We
can find n 2 N and distinct points a1 ; : : : ; an 2 K such that D .K/ D fa1 ; : : : ; an g.
There exist disjoint clopen sets U1 ; : : : ; Un for which K D U1 [: : :[Un and ai 2 Ui
for every i n. Then D .Ui / D fai g and hence Ui ' 1; !
for each i n by
Fact 6.
The set F D fa1 ; : : : ; an g is easily seen to be a retract of K, so K is l-equivalent
to the space KF F (see Problem 373). Since KF is infinite and F is finite, we can
apply Fact 8 to convince ourselves that KF F ' KF . It follows from Fact 6 and
Fact 7 that D .KF / is a singleton and therefore KF ' 1; !
. This shows that the
space K is l-equivalent to 1; !
. Since we can repeat the same reasoning for L, we
l
616
Now assume that n < nC1 for some number n > 1 and we have proved
l
that 1;
1;
for any ordinal such that k < kC1 for some k < n. Since
K is a clopen subspace of 1; ! .nC1/
, we can apply the property (1) together with
Fact 5 to see that D.nC1/ .K/ D D.nC1/ .1; ! .nC1/
/ \ K D f! .nC1/ g \ K D ;.
Therefore Dn .F / D D.nC1/ .K/ D ;; this shows that d i.F / < n.
The space KF F is l-equivalent to K by Problem 373; besides, KF ' 1; !
Fact 8. Therefore K F 1; !
' 1; !
as promised.
If d i.F / then and it follows from d i.F / < n that < ! n .
Observe also that 1;
' 1;
f0g ' 0;
' F by Fact 8. Since < ! n , there
exists k < n such that ! k < ! .kC1/ , i.e., k < kC1 , so our induction
l
K KF F ' 1;
1;
1;
1;
. Besides, d i.1;
1;
/ D
l
D d i.1;
/, so we can apply Fact 9 to conclude that K 1;
1;
1;
;
this completes our induction step and shows that Fact 10 is proved.
Fact 11. If .B1 ; jj jj1 / and .B2 ; jj jj2 / are normed spaces then B1
B2 if and
only if there exists a surjective linear map ' W B1 ! B2 such that, for some number
K > 0, we have jjxjj1 jj'.x/jj2 Kjjxjj1 for any x 2 B1 .
Proof. Let 01 and 02 be the zero vectors in the spaces B1 and B2 respectively.
Suppose first that ' W B1 ! B2 is a surjective linear map as in the hypothesis
of our Fact. If x 2 B1 and '.x/ D 01 then jjxjj1 jj'.x/jj2 D 0, so jjxjj1 D 0
and hence ' is injective. For any r > 0 let S1 .r/ D fx 2 B1 W jjxjj1 rg and
S2 .r/ D fx 2 B2 W jjxjj2 rg.
The second inequality of our hypothesis implies that '.S1 .1// S2 .K/, so the
map ' is continuous by Fact 2 of V.400. If W B2 ! B1 is the inverse of ' then the
first inequality of our hypothesis shows that jj.y/jj1 jjyjj2 because, for x D .y/
we have y D '.x/ for any y 2 B2 . Therefore .S2 .1// S1 .1/ and hence is also
continuous by Fact 2 of V.400. It turns out that ' is a homeomorphism, so we settled
sufficiency.
Now assume that W B1 ! B2 is a linear homeomorphism and let W B2 ! B1
be its inverse. By Fact 2 of V.400 there exists R > 0 such that .S2 .1// S1 .R/.
Let '.x/ D R .x/ for any x 2 B1 . It is immediate that ' W B1 ! B2 is a surjective
1
linear map. If x 2 B1 nf01 g and y D '.x/ D R .x/ then jjyjj
y belongs to S2 .1/
2
1
and therefore jjyjj2 jj.y/jj1 R. Observe that .y/ D .R .x// D R x, so we
1
have jjyjj
R jjxjj1 R, so jjxjj1 jjyjj2 D jj'.x/jj2 and hence we have the first
2
of the promised inequalities for '.
The map ' being continuous, we can apply Fact 2 of V.400 once more to see
1
that '.S1 .1// S2 .K/ for some K > 0. If x 2 B1 nf01 g then y D jjxjj
x 2 S1 .1/
1
617
1
and hence jj'.y/jj2 K, i.e., jjxjj
jj'.x/jj2 K which shows that we have the
1
inequality jj'.x/jj2 Kjjxjj1 for every x 2 B1 and hence we established necessity,
so Fact 11 is proved.
Fact 12. Suppose that .B1 ; jj jj1 / and .B2 ; jj jj2 / are normed spaces and a linear
continuous map ' W B1 ! B2 is not a topological embedding (i.e., ' is not a
homeomorphism between B1 and '.B1 /). Then, for any " > 0 there exists x 2 B1
such that jjxjj1 D 1 and jj'.x/jj2 < ".
Proof. If ' is not injective then there exists x 0 2 B1 nf01 g such that '.x 0 / D 02 .
Then x D jjx10 jj1 x 0 is as promised. If ' is injective then let C D '.B1 / and consider
the inverse map W C ! B1 for the map '. The map cannot be continuous, so
there exists a sequence fyn W n 2 !g C nf02 g such that yn ! 02 and f.yn / W n 2
!g does not converge to 01 .
Passing to a subsequence if necessary, we can assume that there is > 0 such that
jj.yn /jj1 ; let xn D jj.y1n /jj1 .yn / for all n 2 !. Then, for every n 2 ! we have
jjxn jj1 D 1, so it follows from jj'.xn /jj2 1 jjyn jj2 that the sequence fjj'.xn /jj2 W
n 2 !g converges to zero. Thus there exists n 2 ! for which jj'.xn /jj2 < ", i.e.,
x D xn is as promised and hence Fact 12 is proved.
Fact 13. Suppose that K be an infinite countable compact space and a 2 K is a
non-isolated point of K. Let I D ff 2 Cu .K/ W f .a/ D 0g. Then the Banach space
I (with the norm inherited from Cu .K/) is linearly homeomorphic to Cu .K/.
Proof. Recall that jjf jj D supfjf .x/j W x 2 Kg for any f 2 Cu .K/ and the
topology of Cu .K/ is generated by the norm jj jj. Given a point b K, the space
fbg K is homeomorphic to K by Fact 8. Therefore we can find an isolated point
z 2 K such that Q D Knfzg ' K. To simplify the notation we denote the norms in
I and Cu .Q/ by the same symbol jj jj.
For every f 2 I let .f /.x/ D f .x/ C f .z/ for any x 2 Q. This defines a linear
map W I ! Cu .Q/. If g 2 Cu .Q/ then let f .x/ D g.x/ g.a/ for all x 2 Q and
f .z/ D g.a/. It is straightforward that .f / D g, so the map is surjective. It is
immediate that jj.f /jj 2jjf jj for any f 2 I . We claim that also
(4) jjf jj 2jj.f /jj for every f 2 I .
Indeed, fix a function f 2 I and let r D jjf jj. If f D 0 then the promised
inequality clearly holds, so assume that f 0 and hence r > 0. If jf .z/j 2r
then j.f /.a/j D jf .z/j 2r and hence jj.f /jj jf .z/j 2r as required. If
jf .z/j < 2r then there is a point x 2 Q such that jf .x/j D r; since j.f /.x/j D
jf .x/Cf .z/j > 2r , we conclude that jj.f /jj jf .x/Cf .z/j > 2r , so (4) is proved.
Finally, let '.f / D 2.f / for any f 2 I . Then ' W I ! Cu .Q/ is a surjective
linear map and it follows from (4) that jjf jj jj'.f /jj 4jjf jj for any f 2 I , so
we can apply Fact 11 to convince ourselves that I
Cu .Q/
Cu .K/ and hence
Fact 13 is proved.
Fact 14. Suppose that K is a compact space and F is a closed subset of K. Assume
additionally that there exists a retraction r W K ! F . For every function f 2 Cu .F /
618
619
Let r.a/ D a for any a 2 A. If z 2 ZnA then z D .; / for some < and
> 0; let r.z/ D . C 1; 0/. For any < the set H D .fg 1; // [ f. C 1; 0/g
is easily seen to be clopen in Z and canonically homeomorphic to 1;
; it follows
from the equality H D r 1 .. C 1; 0// that the map r is continuous at all points
of H S
. The family H D fH W < g is disjoint, so r is continuous at all points of
H D H. Furthermore, ZnA H and hence H is dense in Z. Therefore, for the
set B D f. C 1; 0/ W < g we have r 1 .B/ D H , so r 1 .B/ is dense in Z.
If < is a limit ordinal then r 1 ..; 0// D f.; 0/g. Given any ordinal <
the set W D fz 2 Z W . C 1; 0/ z .; 1/g is an open neighborhood of .; 0/
such that r.W / .;
. This shows that r is also continuous at all points of ZnH ,
so r has all promised properties, i.e., Fact 16 is proved.
Returning to our solution take any countable infinite ordinals and such that
< ! . By Fact 4 there exists an ordinal > 0 such that ! < ! C1 .
Since ! C1 D ! ! D supf! n W n 2 !g, we can find a number n 2 ! for which
! n < ! .n C 1/. It is easy to see that 1; ! .n C 1/
' Y0 : : : Yn where
Yi ' 1; !
for every i n. Therefore d i.1; ! .n C 1/
/ D D d i.1; !
/,
so it follows from 1; !
1;
1; ! .n C 1/
that d i.1;
/ D and hence
l
1;
1; !
by Fact 9.
The ordinal D ! is a prime component and < ! ; it follows
from ! D supf m W m 2 !g that there exists m 2 ! such that < m . !/m .
The ordinal is infinite, so ! and therefore .2 /m D 2m < ! ;
l
and hence 1;
1;
. The ordinals and being infinite, we can apply Fact 8
to see that C 1 D 0;
' 1;
and C 1 D 0;
' 1;
. This implies that
l
620
K > 0 such that jjf jj jj'.f /jj Kjjf jj for any f 2 L. Pick a number n 2 !
with n > 4K; the space 1; n
is a retract of 1; !
by SFFS-316 so Cu .1; n
/ is
isometric to a subspace of Cu .1; !
/ by Fact 14.
Therefore there exists a linear subspace M of the space L and a surjective map
W M ! Cu .1; n
/ such that jjf jj jj.f /jj Kjjf jj for any f 2 M . Let
g0 2 Cu .1; n
/ be the function which is identically equal to 1. The map being a
linear homeomorphism, it has an inverse W Cu .1; n
/ ! M . Let f0 D .g0 /; it
1
follows from f0 ./ D 0 that we can find an ordinal 0 < such that jf0 . /j < nC1
for all 0 .
Apply Fact 16 to find a closed set Y0 1; n
canonically homeomorphic to
1;
and a retraction r0 W 1; n
! Y0 such that, for some B0 Y0 , the set
r01 .B0 / is dense in 1; n
and r01 .x/ is canonically homeomorphic to 1; n1
and a retraction rk W Zk ! Yk such that, for some Bk Yk , the set rk1 .Bk / is dense
in Zk and rk1 .x/ is canonically homeomorphic to 1; nk1
for all x 2 Bk . The
dual map rk W Cu .Yk / ! Cu .Zk / is a linear embedding by Fact 14. Since Zk is a
retract of 1; n
, the space Cu .Zk / embeds in Cu .1; n
/ as a linear subspace (see
Fact 14); to simplify the notation, we consider that rk .Cu .Yk // is a linear subspace
of Cu .1; n
/.
Let k W I ! Cu .1; k
/ be the restriction map. Since Yk ' 1;
, the linear
map k rk cannot be an embedding by the choice of , so we can apply Fact 12 to
1
find a function gkC1 2 rk .Cu .Yk // such that jjgkC1 jj D 1 and j.gkC1 /. /j < nC1
for all k . Let fkC1 D .gkC1 /; it follows from fkC1 ./ D 0 that we can find
1
kC1 > k such that jfkC1 . /j < nC1
for all kC1 .
The map gkC1 is constant on every set rk1 .x/; since rk1 .Bk / is dense in 1; nk
and jjgkC1 jj D 1, we can choose x 2 Bk such that jgkC1 .z/j 12 for any z 2
ZkC1 D rk1 .x/. It is clear that the conditions (5)(9) are now satisfied if we replace
621
622
623
Solution. Recall that closed map means continuous closed onto map. A map
' W T ! Z is finite-to-one if ' 1 .z/ is a finite set for any z 2 Z. Observe first that
nw.Cp .X // D nw.X / D w.X / !; this implies that nw.Cp .Y // ! and hence
nw.Y / !, so Y is a -space. Therefore we can apply Problem 285 to see that Y
is compact; since w.Y / D nw.Y / !, the space Y must be metrizable.
Apply Problem 237 to see that Lp .Y / embeds in Lp .X / as a linear subspace;
in particular, we can consider that Y is a closed linearly independent subspace of
Lp .X /. For any n 2 N; a D .a1 ; : : : ; an / 2 Rn and x D .x1 ; : : : ; xn / 2 X n let
n .a; x/ D a1 x1 C : : : C an xn ; this gives a continuous map n W Rn X n ! Lp .X /
for any n 2 N. Let M0 D f0g where 0 is the zero vector of Lp .X /; for any n 2 N
the set Mn D n .Rn X n / is closed in Lp .X / by Fact 1 of U.485. Therefore the set
An D Mn nMn1 is open in Mn ; it follows from nw.Lp .X // D ! that An is an F subsetSof Lp .X / for every n 2 N. The set Y is linearly independent in Lp .X /, so
Y fAn W n 2 Ng. Therefore there exists a family fYn W n
S2 !g of closed subsets
of Y and a sequence fkn W n 2 !g N such that Y D n2! Yn and Yn Akn
for each n 2 N. For every point u 2 Lp .X /nf0g we can find a uniquely determined
n 2 N and a1 ; : : : ; an 2 Rnf0g such that u D a1 x1 C : : : C an xn for some distinct
x1 ; : : : ; xn 2 X ; let supp.u/ D fx1 ; : : : ; xn g.
Say that a set G Lp .X / is adequate if there exists n 2 N such that, for some
disjoint family fU1 ; : : : ; Un g .X / and a family fO1 ; : : : ; On g .Rnf0g/ we
have G D O1 U1 C : : : C On Un D n .O1 : : : On ; U1 : : : Un /. Adequate
sets form a base in every An by Fact 3 of U.485. Therefore every Yn can be covered
by finitely many adequate subsets of Akn .
Consequently, there exists a family fPn WS
n 2 !g of compact subsets of Y and a
sequence fmn W n 2 !g N such that Y D n2! Pn and the set Pn is contained in
an adequate subset Gn of Amn for every n 2 !.
Fix any n 2 ! and choose the sets O1 ; : : : ; Omn 2 .Rnf0g/ and disjoint sets
U1 ; : : : ; Umn 2 .X / such that Gn D O1 U1 C: : :COmn Umn ; let O D O1 : : :Omn
and U D U1 : : :Umn . The map mn j.O U / W O U ! Gn is a homeomorphism
(see Fact 4 of U.485), so we can find a set Pn0 O U such that Pn0 ' Pn and
mn .Pn0 / D Pn .
Let n W Pn0 ! X mn be the natural projection and denote by K the compact set
n .Pn0 /. Fix any point x D .x1 ; : : : ; xmn / 2 K; if u 2 n1 .x/ then u D .a; x/ 2 Pn0
for some a D .a1 ; : : : ; amn / 2 O and hence n .u/ D a1 x1 C : : : C amn xmn 2
Y . If the set n1 .x/ is infinite, then there exists an infinite set Q Y such that
S
fsupp.w/ W w 2 Qg fx1 ; : : : ; xmn g. Therefore Q is contained in the linear
span of the finite set fx1 ; : : : ; xmn g; this contradiction with linear independence of
Q shows that n1 .x/ is finite for any x 2 K.
The spaces Pn0 and K being compact, the map n W Pn0 ! K is closed. The space
mn
X is easily seen to be -zero-dimensional, so the space K X mn is also -zerodimensional.
S Take a family fEi W i 2 !g of zero-dimensional subspaces of K such
that K D i2! Ei .
If Ei0 D n1 .Ei / then the map n jEi0 W Ei0 ! Ei is closed for every i 2 ! by
Fact 1 of S.261; it is clearly finite-to-one
so the space Ei0 is zero-dimensional by
S
0
0
Fact 1 of V.495. We have Pn D i2! Ei , so the space Pn0 is -zero-dimensional.
624
It follows from S
Pn0 ' Pn that the space Pn is -zero-dimensional for all n 2 !, so
the space Y D n2! Pn is -zero-dimensional as well.
Finally, observe that if X is finite-dimensional then it representable as the finite
union of its zero-dimensional subspaces (see Problem 164); in particular, the space
X must be -zero-dimensional. If there exists a continuous linear surjection of
Cp .X / onto Cp .I! / then I! must be -zero-dimensional; this contradiction with
Problem 098 shows that there exists no continuous linear surjection of Cp .X / onto
Cp .I! /, so our solution is complete.
V.497. Prove that a space K is l-equivalent to the Cantor set K if and only if there
exists a continuous linear surjection of Cp .K/ onto Cp .K/ as well as a continuous
linear surjection of Cp .K/ onto Cp .K/.
Solution. Necessity being trivial, assume that there exists a continuous linear
surjection of Cp .K/ onto Cp .K/ and vice versa. We can apply Problem 495 to see
that K is a metrizable zero-dimensional compact space. It follows from existence
of a continuous linear surjection of Cp .K/ onto Cp .K/ that Lp .K/ embeds in
Lp .K/ as a linear subspace (see Problem 237). In particular, there exists a linearly
independent set F Lp .K/ which is homeomorphic to K.
For any u 2 F there exists a nonempty finite set '.u/ K such that u belongs
to the linear hull Lu of the set '.u/. The linear space Lu is finite-dimensional; since
F is linearly independent, the set Lu \ F has to finite. Therefore we have a map
' W F ! K
<! D fA K W jAj < !g such that ' 1 .A/ is finite for any
A 2 S
K
<! . If the space K is countable then K
<! is also countable and hence
F D f' 1 .A/ W A 2 K
<! g is countable as well; this contradiction shows that K
l
625
626
fclZ .Gi / W i lg is disjoint, we can apply (1) to see that the family Vj D fGi W
i lg is discrete for each j m. It is clear that every Vj is inscribed in U and
S
fVj W 0 j mg is a cover of Z, so we proved E.m C 1/.
Now assume that we established the statement E.k/ for some k m C 1 and fix
an open cover U of the space Z. By the induction hypothesis there exists a collection
C D fV1 ; : : : ; Vk g of
S discrete families of open subsets of Z such that every Vi is
inscribed in U and fVi W i 2 Ag is a cover of Z for any set A f1; : : : ; kg of
cardinality m C 1.
S S
Let A D fA f1; : : : ; kg W jAj D mg; consider the set PA D Zn f Vi W i 2
Ag for every
SA 2 A. IfSA and B are distinct elements of A then jA [ Bj m C 1
and hence i2A Vi [ i2B Vi is a cover of X ; as a consequence, PA \ PB D ;.
Therefore fPA W A 2 Ag is a disjoint family of closed subsets of Z, so we can find
a discrete family fOA W A 2 Ag .Z/ such that PA OA for each S
A 2 A.
For every A 2 A fix an index jA 2 f1; : : : ; kgnA; since the family i2A Vi [ VjA
is a cover of Z, the family VjA covers PA . Thus the family DA D fV \ OA W V 2
VjA g is discrete, inscribedSin VjA (and hence in U ) and covers PA . This easily implies
that the family VkC1 D fDA W A 2 Ag is discrete and inscribed in U . To see that
the family fV1 ; : : : ; VkC1 g is as promisedS
take any set B f1; : : : ; k; k C 1g of
cardinality m C 1. If B f1; : : : ; kg then i2B Vi is a cover of Z by the induction
hypothesis. If kSC 1 S
2 B then A D B \ f1;S
: : : ; kg 2 A and hence VkC1 covers the
set PA D Zn i2A Vi . This shows that fVi W i 2 Bg is a cover of Z, so we
carried out the induction step and hence E.k/ holds for any k m C 1, i.e., Fact 2
is proved.
Returning to our solution, let Q D f1; : : : ; 2n C 1g and fix a metric on the
space K which generates the topology of K. For any k 2 ! we will need the set
Ik D 0; 1 2k1
I . Let diam.Z/ D supf.x; y/ W x; y 2 Zg for any Z K.
Apply Fact 2 to construct, for any q 2 Q,Sa discrete family Cq;0 of open subsets of
K such that diam.U / 1 forS
every U 2 fCq;0 W q 2 Qg and, for any set A Q
with jAj D n C 1, the family q2A Cq;0 is a cover of K.
Let E.r/ D fi r 1 W i 2 f0; : : : ; rgg for any prime number r 2 N. Take distinct
q
prime numbers r01 ; : : : ; r02nC1 2 N such that r0 > 2jCq;0 j for each q 2 Q and choose
1
1 1
a number "0 > 0 such that "0 < nnf 2 ; .r0 / ; : : : ; .r02nC1 /1 g. Using normality of
q
the space K it is easy to construct, for any q 2 Q, a function f0 2 C.K; I0 / such
q
q
that, for each U 2 Cq;0 we have f0 .U / D faU g for some number aU 2 E.r0 / \ I0
and aU aV for distinct U; V 2 Cq;0 .
Proceeding inductively assume that m 2 ! and we have constructed, for any
k m, a collection fCq;k W q 2 Qg of discrete families of open subsets of K, prime
q
numbers rk1 ; : : : ; rk2nC1 2 N, a set of functions ffk W q 2 Qg C.K; Ik / and a
number "k > 0 with the following properties:
(2)
(3)
(4)
(5)
627
S
(6) if k m then for any set A Q with jAj D n C 1, the family q2A Cq;k is a
cover of K;
q
q
(7) if k m and U 2 Cq;k then fk .U / D faU g for some number aU 2 E.rk / \ Ik
and aU aV for distinct U; V 2 Cq;k ;
q
q
q
(8) if j < k m and q 2 Q then fj .x/ fk .x/ fj .x/ C "j "k for all
x 2 K.
q
There exists a number > 0 such that jfm .x/ fm .y/j < 14 "m for any q 2 Q
whenever .x; y/ . Take a collection fCq;mC1 W q 2 Qg of discrete
S families of
m1
open subsets
of
K
such
that
diam.U
/
<
nnf;
2
g
for
any
U
2
fCq;mC1 W q 2
S
Qg and fCq;mC1 W q 2 Ag is a cover of K for any A Q with jAj D n C 1.
q
2nC1
1
Choose distinct prime numbers rmC1
; : : : ; rmC1
2 Nnfrk W k m and q 2 Qg
q
q
such that rmC1 > .jCmC1 j C 2/ "4m for every q 2 Q. Fix a number q 2 Q and U 2
q
Cq;mC1 ; observe that the diameter of the set fm .U / does not exceed 14 "m . If dU D
q
q
inf fm .U / then fm .U / dU ; dU C 14 "m
and the interval dU C 14 "m ; dU C 12 "m
q
q
contains at least jCmC1 j-many points of the set E.rmC1 /. Therefore it is possible
q
to choose a number aU 2 dU C 14 "m ; dU C 12 "m
\ E.rmC1 / in such a way that
q
aU aV for any distinct U; V 2 CmC1 . It is immediate that aU 2 ImC1 for all
U 2 Cq;mC1 .
q
q
Given any set U 2 CmC1 let gq .x/ D aU fm .x/ for every x 2 U . Then
S
gq is a continuous function on the closed set F D fU W U 2 Cq;mC1 g and,
besides, 0 gq .x/ 12 "m for any point x 2 F . Therefore we can find a continuous
q
q
function hq W K ! 0; 12 "m
such that hq jF D gq . Letting fmC1 D hq C fm
q
q
we obtain a function fmC1 2 C.K; ImC1 / such that fmC1 .U / D faU g and aU 2
q
E.rmC1 / \ ImC1 for any set U 2 Cq;mC1 . Choose a number "mC1 > 0 such that
2nC1 1
1
/1 ; : : : ; .rmC1
/ g; it is straightforward
"mC1 < 12 "m and "mC1 < nnf2m1 ; .rmC1
that the conditions (2)(7) are now satisfied for all k m C 1.
To prove (8), fix any index q 2 Q and observe that we have the inequalities
q
q
q
fm .x/ fmC1 .x/ fm .x/ C 12 "m < "m "mC1 for every x 2 K, i.e., the property
q
q
(8) holds for j D m and k D m C 1. Now, if j < m then fm .x/ fj .x/ C "j "m
q
q
q
for all x 2 K and therefore fmC1 .x/ fj .x/C"j "m C 12 "m < fj .x/C"j "mC1
for each x 2 K; this shows that (8) is true for k D m C 1 and any j < k. If k m
and j < k then (8) is true by the induction hypothesis, so we checked that (8) holds
if we replace m with m C 1.
Thus we carried out the induction step, so our procedure guarantees that we can
construct, for any k 2 !, a collection fCq;k W q 2 Qg of discrete families of open
q
subsets of the space K, prime numbers rk1 ; : : : ; rk2nC1 2 N, a set of functions ffk W
q 2 Qg C.K; Ik / and a number "k > 0 such that the conditions (2)(8) are
satisfied for all m 2 !.
q
The properties (3) and (8) show that the sequence ffk .x/ W k 2 !g is increasing
q
and bounded by 1; therefore there exists f q .x/ D lim fk .x/ for any x 2 K and
hence we have a function f q W K ! I for every q 2 Q. The property (8) implies
q
that jf q .x/ fj .x/j "j for all x 2 K and j 2 !; therefore the sequence
628
for every U 2 Cq;k . The property (7) shows that if U and V are distinct elements
q
of Cq;k then aU aV and hence jaU aV j .rk /1 ; by the property (3) we have
aU ; aU C "k
\ aV ; aV C "k
D ;, so the family faU ; aU C "k
W U 2 Cq;k g is
disjoint and hence Dq;k is discrete for any q 2 Q and k 2 !.
q
Fix an arbitrary continuous function h W K ! R; let k0 D 0 and 0 .t / D 0 for
all q 2 Q and t 2 R. Proceeding by induction assume that m 2 ! and we have a set
q
q
of numbers fki W i mg ! and functions 0 ; : : : ; m 2 C.R/ for every q 2 Q
with the following properties:
(9) ki < kiC1
m;
P i<
P whenever
q
(10) if hi D q2Q ij D0 j f q and Mi D supfjh.x/ hi .x/j W x 2 Kg for each
q
i < m, then jiC1 .t /j .n C 1/1 Mi for any q 2 Q and t 2 R;
q
(11) for every i < m and U 2 Cq;ki C1 if D D f q .U / 2 Dq;ki C1 then iC1 .D/ D
1
fsD g where sD D .n C 1/ .h.yD / hi .yD // for some yD 2 U .
(12) if i < m then j.h hi /.x/ .h hi /.y/j < .2n C 2/1 Mi for any x; y 2 K
such that .x; y/ 2ki C1 .
P
P
q
q
Let hm D q2Q m
j D0 j f ; if Mm D supfj.h hm /.x/j W x 2 Kg D 0
then h D hm and our construction stops. If Mm > 0 then, by uniform continuity of
h hm , there exists > 0 such that j.h hm /.x/ .h hm /.y/j < .2n C 2/1 Mm
for any x; y 2 K with .x; y/ < . Pick a number kmC1 2 ! such that kmC1 > km
and 2kmC1 < .
Fix an arbitrary q 2 Q; for every U 2 Cq;kmC1 take a point zU 2 U and let
.t / D .n C 1/1S
.h.zU / hm .zU // for any t 2 f q .U /. This gives a continuous
function W Z D fD W D 2 Dq;kmC1 g ! .n C 1/1 Mm ; .n C 1/1 Mm
. The
q
q
family Dq;kmC1 is discrete, so there exists mC1 2 C.R/ such that mC1 jZ D and
q
1
jmC1 .t /j .n C 1/ Mm for all t 2 R.
It is straightforward that the conditions (9)(12) are now satisfied if we replace
m by m C 1, so our inductive procedure can be continued. If our induction stops at
q
a step m then wePobtain
of functions fi W iP
m; q 2 Qg C.R/ such
Pamfamily
q
q
q
q
that h D hm D q2Q j D0 j f . Letting ' D P m
j D0 j for every q 2 Q we
q
obtain a family f' W q 2 Qg C.R/ such that h D q2Q ' q f q .
Now, if our inductive construction did not stop at any finite step then we have a
q
sequence fki W i 2 !g ! and a family of functions fi W q 2 Q; i 2 !g C.R/
such that the conditions (9)(12) are satisfied for
S all m 2 !.
Fix any i 2 !; q 2 Q and a point x 2
Cq;ki C1 ; if x 2 U 2 Cq;ki C1 then
q
q
there is y 2 U such that iC1 .f q .x// D iC1 .f q .y// D .n C 1/1 .h hi /.y/
for any x 2 U . Furthermore, diam.U / 2ki C1 , so we can apply (12) to see that
j.h hi /.x/ .h hi /.y/j < .2n C 2/1 Mi and therefore
629
(13) j.n CS1/1 .h hi /.x/ iC1 .f q .x//j < .n C 1/1 .2n C 2/1 Mi for any point
x 2 Cq;ki C1
S
Take an arbitrary point x 2 X . If the set A D fq
Cq;ki C1 g has
S2 Q W x 2
cardinality less than n C 1 then jQnAj n C 1 and i2QnA Cq;ki C1 does not cover
the point x which is a contradiction with (6). Thus jAj n C 1, so we can choose a
set B A with jBj D n C 1. It follows from (10) and (13) that
P
q
j.h hiC1 /.x/j D j.h hi /.x/ q2Q iC1 .f q .x//j
P
P
q
q
(14) j.h hi /.x/ q2B iC1 .f q .x//j C j q2QnB iC1 .f q .x//j <
1
n
2nC1
Mi C nC1 Mi D 2nC2 Mi :
2nC2
q
2nC1
Mi
2nC2
/i M0 for all i 2 !,
(15) Mi < . 2nC1
2nC2
/i M0 for any i 2 ! and x 2 K. As a consequence, for
so j.h hi /.x/j < . 2nC1
2nC2
every point x 2 K the sequence fhi .x/ W i 2 !g converges to h.x/.
1
Fix an index q 2 Q; if di D nC1
. 2nC1
/i M0 then it follows from (10) and
2nC2
P
q
(15) that ji .t /j di for any i 2 ! and t 2 R. It is evident that the series 1
iD0 di
q
q
converges, so we can apply TFS-030 to see that the sequence f0 C: : :C i W i 2 !g
converges uniformly to a function ' q 2 C.R/.
q
q
q
Let i D 0 C : : : C i for every q 2 Q and i 2 !. Given any point x 2 K
q
q
q
q
the sequence fi .f .x//
P W i q 2 q!g converges to the point ' .fP .x//. qTherefore
the sequence S D f q2Q i .f .x// W i 2 !g converges to q2Q ' .f q .x//;
recalling that S D fhi .x/ W i P
2 !g, we conclude that S also converges to h.x/, so
we have the equality h.x/ D Pq2Q ' q .f q .x// for each x 2 K. Thus, in all cases,
we obtained the equality h D q2Q ' q f q which shows that
1
2nC1
(16) for any continuous
2 C.R/
P function h W K ! R there exist ' ; : : : ; '
such that h D q2Q ' q f q .
If x and y are distinct points of K and f q .x/ D f q .y/ for all q 2 Q then fix a
function h 2 C.K/ such that h.x/ D 0 and h.y/ D 1. If f' q W q 2 Qg C.R/ is a
family as in (16) then ' q .f q .x// D ' q .f q .y// for all q 2 Q which, together with
(16), implies that h.x/ D h.y/ which is a contradiction.
Therefore the family ff q W q 2 Qg separates the points of K. Define a map
f W K ! I 2nC1 by the equality f .x/ D .f 1 .x/; : : : ; f 2nC1 .x// for any x 2 K. It
is immediate that f is an embedding; let K 0 D f .K/.
Given any continuous function ' W K 0 ! R the function h D ' f is continuous
and hence
(16) to find a family f' q W q 2 Qg C.R/ such that
P weq can apply
q
h D q2Q ' f . Since f q .K/ I , we can restrict every function ' q to I to
obtain the same equality. Therefore we can consider, without loss of generality, that
' q 2 C.I / for every q 2 Q.
If y D .y1 ; : : : ; y2nC1 / 2 K 0 then there is aP
unique x 2 K with yq D f q .x/
for any q 2 Q. We have '.y/ D '.f .x// D q2Q ' q .f q .x//; in other words,
'.y/ D ' 1 .y1 / C : : : C ' 2nC1 .y2nC1 / for any point y D .y1 ; : : : ; y2nC1 / 2 K 0 , so
the set K 0 I 2nC1 is as promised.
630
Finally observe that we proved, in particular, that any compact space K with
dim K n embeds in I 2nC1 and hence in I2nC1 . If X is a second countable space
and dim X n then there exists a second countable compact space K such that
X K and dim K n (see Problem 162). If W K ! I2nC1 is an embedding then
jX embeds X in I2nC1 and hence our solution is complete.
V.499. Prove that, for any finite-dimensional metrizable compact space K, there
exists a surjective continuous linear mapping of Cp .I/ onto Cp .K/.
Solution. The expression L
M says that the linear topological spaces L and M
are linearly homeomorphic. Let I be the closed interval 0; 1
R and fix n 2 !
such that dim K n. By Problem 498, we can consider that K I 2nC1 and,
(1) for any continuous
P function f W K ! R there exist h1 ; : : : ; h2nC1 2 C.I / such
that f .x/ D 2nC1
iD1 hi .xi / for every point x D .x1 ; : : : ; x2nC1 / 2 K.
Let i W I 2nC1 ! I be the natural projection of I 2nC1 onto its i -th factor; the
function pi D i jK W K ! I is continuous for each i 2n C 1. The dual map
pi W Cp .I / ! Cp .K/ is a linear embedding by TFS-163; thus Zi D pi .Cp .I // is
a linear subspace of Cp .K/ homeomorphic to Cp .I / for every i 2nC1. Therefore
the space Z D Z1 : : : Z2nC1 is linearly homeomorphic to .Cp .I //2nC1 .
For any point g D .g1 ; : : : ; g2nC1 / 2 Z let .g/ D g1 C : : : C g2nC1 ; then
W Z ! Cp .K/ is a linear continuous map. Given any f 2 Cp .K/ apply (1)
P
to find functions h1 ; : : : ; h2nC1 2 C.I / such that f .x/ D 2nC1
iD1 hi .xi / for every
point x D .x1 ; : : : ; x2nC1
/
2
K.
P
Therefore f .x/ D 2nC1
iD1 hi .pi .x// for every x 2 K and hence we have the
P
equality f D 2nC1
h
631
If Z and T are spaces and ' W Z ! Fin.T / say that a map e W .T / ! exp.Z/
is an extractor for ' (or '-extractor) if the following conditions are satisfied:
(1) 'u1 .U / e.U / for any U 2 .T /;
(2) if U; V 2 .T / and U V then '.x/\.V nU / ; whenever x 2 e.V /ne.U /;
(3) if U D fU
S n W n 2 !g .T / is an increasing sequence and fe.Un / W n 2 !g !
Z then U D T .
Given an extractor e W .T / ! exp.Z/ let e .U / D Zne.U / for any U 2 .T /.
If Z is a spaceVand A is a family of subsets of Z then we write l.A/ S if l.A/
for any A 2 A. For every family U of subsets of Z let U
D f V W V U
and jVj g. Say that a cover U of the space Z is -trivial if Z 2 U
; if U is not
-trivial, we call it -nontrivial.
If ' W Z ! Fin.T / say that an extractor e W .T / ! exp.Z/ is -synchronous
if there exists a base B in the space T and a family L of subsets of Z such that
l.L/ and, for any -nontrivial cover U B of the space T , if U 2 U
then
there exists V 2 U
such that U V and e .V / 2 L.
Fact 1. Given spaces Z and T , let ' W Z ! exp.T / be a lower semicontinuous
map. Then, for any U 2 .T / and n 2 N, the set V D fx 2 Z W j'.x/ \ U j ng is
open in Z.
Proof. Fix a point x 2 V and choose distinct points t1 ; : : : ; tn 2 '.x/ \ U . There
exist disjoint
sets W1 ; : : : ; Wn 2 .T / such that ti 2 Wi U for any i n. The set
T
G D in 'l1 .Wi / is open in Z and it is straightforward that x 2 G V , so every
point of V is in the interior of V , i.e., V is open in Z and hence Fact 1 is proved.
Fact 2. Suppose that Z and T are spaces and ' W Z ! Fin.T / is a lower
semicontinuous map. If e W .T / ! exp.Z/ is an extractor for ' and fUn W
n 2 !g .T / is an increasing sequence then, for any point x 2 Z, either
I D fn 2 ! W x 2 e.Un /g or !nI is finite.
Proof. If both sets I and !nI are infinite then it is easy to see that we can find a
sequence fkn W n 2 !g ! such that knC1 > kn C1 while kn 2 !nI and kn C1 2 I
for any n 2 !. Therefore x 2 e.Ukn C1 /ne.Ukn / and hence '.x/ \ .Ukn C1 nUkn / ;
for any n 2 ! by the property (2). The family fUkn C1 nUkn W n 2 !g being disjoint,
the set '.x/ has to be infinite; this contradiction shows that Fact 2 is proved.
Fact 3. Suppose that Z and T are spaces, ' W Z ! Fin.T / is a lower
semicontinuous map and e W .T / ! exp.Z/ is an extractor for '. Assume
additionally that fUn W n 2 !g .T / is an increasing sequence
that for
Tn such
e
.U
any k; n 2 ! with k n we have j'.x/j
n
k
for
each
x
2
i /. Then
iDk
S
fe.Un / W n 2 !g ! Z and hence T D n2! Un .
Proof. Fix an arbitrary point x 2 Z; we must prove that there exists m 2 ! such
that x 2 e.Un / for any n m. By Fact 2, it suffices to show that the set I D fn 2
! W xT2 e.Un /g is infinite. However, if I is finite then there exists k 2 ! such that
x 2 niDk e .Ui / and hence j'.x/j n k for any n k. This implies that '.x/
is infinite, so we obtained a contradiction which shows that Fact 3 is proved.
632
Fact 4. Suppose that Z and T are spaces, ' W Z ! Fin.T /nf;g is a lower
semicontinuous map and is an infinite cardinal. If e W .T / ! exp.Z/ is a synchronous extractor for ' and l.Z/ then l.T / .
Proof. There exists a base B in the space T and a family L of subsets of Z such
that l.L/ and, for any -nontrivial cover U B of the space T , if U 2 U
then there exists V 2 U
such that U V and e .V / 2 L.
Assume that l.T / > ; then we can find a -nontrivial open cover U B of the
space T . For any x 2 Z there exists a set Ux 2 U such that '.x/\Ux ; and hence
x 2 'l1 .Ux /. The cover f'l1 .Ux / W x 2 Zg has a subcover
S of cardinality and
hence there exists A Z such that jAj and ZSD f'l1 .Ux / W x 2 Ag. If
U0 D fUx W x 2 Ag U then jU0 j and '.x/ \ . U0 / ; forSany x 2 Z.
By the choice of B and L there exists U0 2 U
such that U0 U0 and
e .U0 / 2 L. If x 2 e .U0 / then the property (1) implies that '.x/ is not contained
in U0 , so it follows from '.x/ \ U0 ; that j'.x/j 2.
Proceeding inductively, assume that n 2 ! and we have sets U0 ; : : : ; Un 2 U
such that
e .Ui / 2 L for any i n;
T
j'.x/j m k C 2 for any x 2 Fk;m D m
iDk e .Ui / and k m n;
j'.x/ \ UmC1 j m k C 2 for any x 2 Fk;m and k m < n;
Um UmC1 for any m < n.
V
Fix any k n; the set Fk;n belongs to L, so l.Fk;n / . By (5),
S we can
choose, for any x 2 Fk;n a finite family Wx
U
such
that
j'.x/
\
Wx j
S
n k C 2. The set Hx D fy 2 Z W j'.y/ \ Wx j n k C 2g is an open
neighborhood of x by Fact 1, so the cover fHx W x 2 Fk;n g of the set Fk;n has a
subcover of cardinality not exceeding .
Therefore
S there exists a family UnC1 U such that jUnC1 j and we have
j'.x/ \ UnC1 j n k C 2 for any x 2SFk;n and k n. By the choice of B we
can find a set UnC1 2 U
such that Un [ UnC1 UnC1 and e .UnC1 / 2 L. It is
immediate that the conditions (4), (6) and (7) are satisfied if we replaceTn with nC1.
nC1
To see that (5) is also true it suffices to check it for all sets Fk;nC1 D iDk
e .Ui /,
so fix k n C 1 and a point x 2 Fk;nC1 .
If k D nC1 then it follows from the inclusion U0 UnC1 that '.x/\UnC1 ;.
Since x e.UnC1 /, by the property (1) it is impossible that '.x/ UnC1 , so
'.x/nUnC1 ; and hence j'.x/j 2 D .n C 1/ .n C 1/ C 2.
If k n then Fk;nC1 Fk;n , so x 2 Fk;n . Applying (6) for m D n we can
see that j'.x/ \ UnC1 j n k C 2; since also x 2 e .UnC1 /, we must have
'.x/nUnC1 ; by the property (1), so j'.x/j n k C 2 C 1 D .n C 1/ k C 2
and hence (5) also holds if we replace n with n C 1.
Therefore our induction procedure can be continued to construct an increasing
sequence fUn W n 2 !g U
for which the conditions (4)(7) are satisfied for all
n 2 !.
(4)
(5)
(6)
(7)
633
It follows
from the property (5) and Fact 3 that fe.Un / W n 2 !g ! Z and hence
S
T D n2! Un . As a consequence, T 2 U
, i.e., U is -trivial; this contradiction
shows that l.T / and hence Fact 4 is proved.
Returning to our solution observe that the spaces X and Y are in a symmetrical
situation, so it is sufficient to prove that l.Y / l.X /. There is no loss of generality
to assume that l.X / is an infinite cardinal; let W Cp .Y / ! Cp .X / be a linear
homeomorphism. For any point x 2 X and f 2 Cp .X / let x .f / D f .x/. Then
x W Cp .X / ! R is a nontrivial continuous linear functional and hence the map
x W Cp .Y / ! R is a nontrivial continuous linear functional on Cp .Y /. By TFS197, there exists a nonempty
finite set Ax Y and a set fy .x/ W y 2 Ax g Rnf0g
P
such that .g/.x/ D y2Ax y .x/ g.y/ for any g 2 Cp .Y /. Since the point x
will always be clear from the context, in the expression for .g/.x/ we will write
y instead of y .x/. For technical reasons, we will consider that any sum with the
empty set of summands is equal to zero.
Letting '.x/ D Ax for any point x 2 X we obtain a finite-valued lower
semicontinuous map ' W X ! Fin.Y /nf;g (see Problem 280). Fix an arbitrary
point y 2 Y and consider a continuous nontrivial linear functional W Cp .Y / ! R
defined by .g/ D g.y/ for every g 2 Cp .Y /. Then 1 is a continuous
nontrivial linear functional on Cp .X /, so there exists a nonempty
finite set B X
P
and a set ftx W x 2 Bg Rnf0g such that 1 .f /.y/ D x2B tx f .x/ for any
f 2 Cp .X /.
S
If y does not belong to the finite set F D fAx W x 2 Bg then pick a function
g 2 Cp .Y / such
P that g.y/ D 1 and g.F / D f0g. For the function f D .g/ we
have f .x/ D
/ D f0g. Therefore
y2Ax y g.y/ D 0 because g.Ax / g.FP
1
f .x/ D 0 for any x 2 B and hence g.y/ D .f /.y/ D x2B tx f .x/ D 0
which is a contradiction. Thus y 2 F , i.e., there exists x 2 X such that y 2 Ax .
Since the point y 2 Y was chosen arbitrarily, we proved that
S
(8) the map ' is surjective, i.e., f'.x/ W x 2 X g D Y .
P
Given an open set V Y and x 2 X let rV .x/ D fy W y 2 '.x/nV g and
consider the set e.V / D fx 2 X W rV .x/ D 0g. It turns out that
(9) the map e W .Y / ! exp.X / is a '-extractor.
If V 2 .Y / and '.x/ V then '.x/nV D ; and hence rV .x/ D 0 by our
agreement on sums with the empty set of summands; therefore 'u1 .V / e.V /,
i.e., the property (1) holds for e.
Now assume that U; V 2 .Y / and U V ; if x 2P
e.V /ne.U / then rV .x/ D 0
and rP
fy W y 2 '.x/ \ .V nU /g
U .x/ 0, so it follows from rU .x/ D rV .x/ C
that fy W y 2 '.x/ \ .V nU /g 0 and hence '.x/ \ .V nU / ;, i.e., we
proved that e satisfies the condition (2).
To prove that the map e has (3), fix an increasing
sequence fUn W n 2 !g .Y /
S
such that fe.Un / W n 2 !g ! X . If U D n2! Un Y then fix a point y 2 Y nU
and consider the set G D fg 2 Cp .Y / W jg.y/j < 1g. The map being open, the
set .G/ is an open neighborhood of the zero function of Cp .X /; in particular, there
634
X
z2'.x/\Uk
z g.z/ C
z2'.x/nUk
and hence .g/ 2 .G/. Now, is a bijection, so g 2 G whence jg.y/j < 1; this
contradiction shows that Y D U and hence e has the property (3), i.e., (9) is proved.
Recall that a set U Y is called functionally open if we can find a set O 2
.R/ and g 2 Cp .Y / such that U D g 1 .O/. Functionally open sets are also
called cozero sets. The complements of functionally open sets are called functionally
closed. The family B of all functionally open subsets of Y is a base in Y (see Fact 1
of T.252). Say that a set U 2 B is adequate if there exists an increasing
S sequence
fFn W n 2 !g of functionally closed subsets of Y such that U D n2! Fn and
'u1 .U /n'u1 .Fn / ; for any n 2 !. The following lemma shows that there are
sufficiently many adequate sets for our purposes.
Lemma 1. Suppose that is an infinite cardinal and U B is a -nontrivial cover
of Y . Then, for every V U with jVj there exists a family W U
! such that
(a) W is closed under finite unionsS
and jWj
S ;
(b) every W 2 W is adequate and V W.
S
Proof. Let V D
V; the cover U being -nontrivial, the set Y nV is nonempty.
The map ' is surjective by (8), so there exists x0 2 X such that '.x0 /nV ;. Pick
U0 2 U
! with '.x0 / U0 . Proceeding inductively, assume that n 2 ! and we
have points x0 ; : : : ; xn 2 X and sets U0 ; : : : ; Un 2 U
! such that
(10) '.xi / Ui for all i n;
(11) '.x0 /nV ; and '.xiC1 /n.V [ U0 [ : : : [ Ui / ; for any i < n.
Since V 0 D V [ U0 [ : : : [ Un 2 U
, we can pick a point xnC1 2 X such that
'.xnC1 /nV 0 ;. Taking a set UnC1 2 U
! with '.xnC1 / UnC1 we obtain points
x0 ; : : : ; xn ; xnC1 2 X and sets U0 ; : : : ; Un ; UnC1 2 U
! such that the conditions
(10) and (11) are satisfied if we replace n with n C 1. Therefore our inductive
procedure can be continued to obtain a sequence fxn W n 2 !g X and a family
fUn W n 2 !g U
! such
Sthat (10) and (11) are true for every n 2 !.
It is clear that U D n2! Un 2 U
! . Denote by Vf u the family of all finite
unions of elements of V. For every H 2 Vf u let OH D H [ U and consider the
family W D fOH W H 2 Vf u g. It is easySto see that the family W is closed under
finite unions; besides, jWj and V W.
To see that every W 2 W is adequate observe first that a countable union of
functionally open sets is a functionally open set (see Fact 1 of T.252), so we have the
inclusion W B. If H 2 Vf u and W D OH then choose an
S increasing sequence
fFn W n 2 !g of functionally closed sets such that H D n2! Fn . We can also
635
Chapter 3
The reader has, evidently, noticed that an essential percentage of the problems of
the main text is formed by purely topological statements some of which are quite
famous and difficult theorems. A common saying among Cp -theorists is that any
result on Cp -theory contains only 20% of Cp -theory; the rest is general topology.
It is evident that the author could not foresee all topology which would be needed
for the development of Cp -theory; so a lot of material had to be dealt with in the
form of auxiliary assertions. After accumulating more than seven hundred such
assertions, the author decided that some deserve to be formulated together to give a
big picture of the additional material that can be found in solutions of problems.
This section presents 80 topological statements which were proved in the solutions of problems without being formulated in the main text. In these formulations
the main principle is to make them clear for an average topologist. A student could
lack the knowledge of some concepts of the formulation; so the index of this book
can be used to find the definitions of the necessary notions. After every statement
we indicate the exact place (in this book) where it was proved.
The author considers that most of the results that follow are very useful and have
many applications in topology. Some of them are folkloric statements and quite a
few are published theorems, sometimes famous ones. For example, Fact 5 of V.290
is a classical theorem of Sierpinski that can be found in practically all textbooks
and, in particular, in Engelking (1977). Fact 1 of V.274 is a well-known result of
Arhangelskii published in Arhangelskii (1978b) and Fact 3 of V.403 is a celebrated
theorem of Hajnal and Juhsz that has an infinity of applications (see the survey of
Hodel (1984)).
To help the reader find a result he/she might need, we have classified the material
of this section according to the following topics: standard spaces, compact spaces
and their generalizations, properties of continuous maps, cardinal invariants and
637
638
set theory, locally convex spaces and homotopies, zero-dimensional spaces, and
connected spaces. The last section is entitled raznoie which in Russian means
miscellaneous and contains unclassified results. The author hopes that once we
understand in which subsection a result should be, then it will be easy to find it.
639
and Cantor cubes as well as ordinals together with the Alexandroff and StoneCech
compactifications of discrete spaces.
V.022. Fact 4. The space R! is not -totally bounded (as a linear topological space).
V.148. Fact 1. Given a cardinal > ! let D fx 2 D W jx 1 .1/j !g. Then
the set P D D n is a pseudocompact non-countably compact (and hence nonnormal) dense subspace of D .
V.160. Fact 1. Suppose that A; B R are countable dense subsets and a function
f W A ! B is a bijection such that a < b implies f .a/ < f .b/. Then there exists
a unique homeomorphism h W R ! R such that hjA D f and x < y implies
h.x/ < h.y/.
V.160. Fact 8. For any n 2 N, if A and B are countable dense subspaces of Rn then
there exists a homeomorphism h W Rn ! Rn such that h.A/ D B.
V.266. Fact 1. Given a space Z suppose that a 2 Z and Z0 ; Z1 are closed subsets
of Z such that Z0 [Z1 D Z and Z0 \Z1 D fag. If there exist homeomorphisms h0 W
I ! Z0 and h1 W I ! Z1 such that h0 .1/ D h1 .1/ D a then Z is homeomorphic
to I.
V.299. Fact 1. For any nonempty open set U Rn there is an open set V U such
that V ' Rn .
V.302. Fact 1. For the space N D !1 .!1 C 1/ let F D f.; !1 / W < !1 g. For
any f 2 Cp .N / with f .F / D f0g there exists an ordinal < !1 for which we have
the inclusion f.; / W < < !1 and < !1 g f 1 .0/.
V.302. Fact 2. The space T D ..!1 C 1/ .!1 C 1//nf.!1 ; !1 /g is not normal.
V.302. Fact 3. For any ordinal let f .; / D nnf; g for every .; / 2 .
Then the map f W ! is continuous.
V.434. Fact 2. For any infinite cardinal the space D fx 2 D W jx 1 .1/j < !g
is -discrete.
V.434. Fact 3. If the Continuum Hypothesis holds then there exists a dense Luzin
subspace Z of the -product D fx 2 D!1 W jx 1 .1/j !g of the Cantor cube
D!1 such that the space Z Z is d -separable.
V.452. Fact 2. For any cardinal the space D is extremally disconnected.
V.452. Fact 3. If 2!1 D c and D is a discrete space of cardinality !1 then the space
D embeds in !.
640
V.488. Fact 1. The following conditions are equivalent for any ultrafilter 2 ! :
(i) is a P -point in ! ;
(ii) for any countable family E exp !n, there exists A 2 such that A \ E is
finite for any E 2 E;
(iii) for any countable disjoint family E exp !n, there exists A 2 such that
A \ E is finite for any E 2 E.
641
642
643
.X/
. In particular, the
.X/t.X/
. In particular, we
V.403. Fact 3. For any space X we have the inequality jX j 2c.X/.X/ .
V.413. FactQ1. Assume that Nt is a space with nw.Nt / D .Nt / D ! for all t 2 T ,
and N D t2T Nt . Then, for any a 2 N , every subspace of .N; a/ has a pointcountable -base.
V.439. Fact 1. If X is a compact space then h.x; X / t .X / for any x 2 X .
V.456. Fact 1. Suppose that is an infinite cardinal and Z is a space such that
l.Z/ and t .Z/ . Then Z has no free sequences of length C .
V.490. Fact 1. Suppose that D is a nonempty set and f W D ! D is a map such
that f .x/ x for any x 2 D. Then there exist disjoint subsets A0 ; A1 ; A2 of the set
D such that D D A0 [ A1 [ A2 and f .Ai / \ Ai D ; for any i D 0; 1; 2.
644
645
646
also Cech-complete.
V.301. Fact 1. Any space with at most one non-isolated point is hereditarily
paracompact.
V.433. Fact 3. If Z is a space and U is a weakly -point-finite family of nonempty
open subsets of Z then there is a -discrete subspace D Z such that D \ U ;
for any U 2 U .
647
Chapter 4
Open problems
This Chapter contains 100 unsolved problems which are classified by topics
presented in seven sections, the names of which outline what the given group of
problems is about. At the beginning of each section we define the notions which
are not defined in the main text. Each published problem has a reference to the
respective paper or book. If it is unpublished, then my opinion on who is the author is
expressed. The last part of each problem is a very brief explanation of its motivation
and/or comments referring to the problems of the main text or some papers for
additional information. If the paper is published and the background material is
presented in the main text, we mention the respective exercises. If the main text
contains no background, we refer the reader to the original paper. If no paper is
mentioned in the motivation part, then the reader must consult the paper/book in
which the unsolved problem was published.
To do my best to assign the right author to every problem, I implemented the
following simple principles:
1. If the unsolved problem is published, then I cite the publication and consider
myself not to be involved in the decision about who is the author. Some
problems are published many times and I have generally preferred to cite the
articles in journals/books which are more available for the Western reader. Thus
it may happen that I do not cite the earliest paper where the problem was
formulated. Of course, I mention it explicitly, if the author of the publication
attributes the problem to someone else.
2. If, to the best of my knowledge, the problem is unpublished then I mention the
author according to my personal records. The information I have is based upon
my personal acquaintance and communication with practically all specialists
in Cp -theory. I am aware that it is a weak point and it might happen that the
problem I attributed to someone was published (or invented) by another person.
However, I did an extensive work ploughing through the literature to make sure
that this does not happen.
649
650
4 Open problems
651
652
4 Open problems
653
4.2.8 Let X be a metrizable -compact space. Does there exist a compact space
Y such that X is t -equivalent to Y ?
Published in Arhangelskii (1992b)
Related to Problem 043
4.2.9 Let X be a first countable space which is t -equivalent to a second countable
space. Must X be second countable?
Published in Arhangelskii (1992b)
Related to Problem 348
4.2.10 Suppose that X is t -equivalent to Y and Y is -pseudocompact. Must X be
-pseudocompact?
Published in Arhangelskii (1989a)
Related to Problems 043 and 045
4.2.11 Suppose that X is t -equivalent to Y and Y is -countably compact. Must X
be -countably compact?
Published in Arhangelskii (1992b)
Related to Problems 043 and 045
4.2.12 Suppose that X is t -equivalent to Y and Y is a Hurewicz space. Must X be
a Hurewicz space?
Published in Arhangelskii (1989a)
Related to Problems 014 and 043
4.2.13 Does there exist an infinite compact space X such that any space, which is
t -equivalent to X , is compact (homeomorphic to X )?
Published in Arhangelskii (1992b)
Motivated by the fact that there exists a space Y such that Cp .X / '
Cp .Y / implies that X is pseudocompact (Problem TFS-400).
4.2.14 Is it true that every infinite compact space is t -equivalent to a compact space
containing a nontrivial convergent sequence?
Published in Arhangelskii (1990a)
Motivated by the fact that there are compact spaces without nontrivial
convergent sequences which are l-equivalent to compact spaces with
nontrivial convergent sequences (Problem 270)
4.2.15 Suppose that X is t -equivalent to Y and all countable subsets of X are
closed. Is it true that all countable subsets of Y must be closed?
Published in Arhangelskii (1983a)
Motivated by the fact that if all countable subsets of X are closed and
C -embedded then all countable subsets of the space Y also have this
property (Problem TFS-485).
654
4 Open problems
655
4.3.6 Let X and Y be u-equivalent metrizable spaces. Is it true that X is Cechcomplete if and only if so is Y ?
Published in Marciszewski and Pelant (1997)
Motivated by the fact that this is true if the spaces X and Y are l-equivalent
(Problems 366367).
656
4 Open problems
each one, there exists an l-embedding into the other. Is it true that X Y ?
Published in Arhangelskii (1991)
Motivated by the fact that this is true if one of them is l-stable
657
658
4 Open problems
659
4.5.7 Suppose that X is Lindelf and each one of the spaces Cp .X / and Cp .Y /
(linearly) embeds in the other. Must Y be Lindelf?
Published in Arhangelskii (1992b)
Motivated by l-invariance of the Lindelf property (Problem 500).
4.5.8 Suppose that Cp .Cp .X // is homeomorphic to Cp .Cp .Y // and the space Y
is ( -)compact. Must X be -compact?
Published in Arhangelskii (1988a, 1989a)
Motivated by the fact that -compactness is t -invariant (Problem 043).
4.5.9 Suppose that Cp .Cp .X // is homeomorphic to Cp .Cp .Y // and Y is a
Lindelf -space. Must X be Lindelf -space?
Published in Arhangelskii (1988a)
Motivated by t -invariance of the Lindelf -property (Problem 043).
4.5.10 Suppose that Cp .Cp .X // is homeomorphic to Cp .Cp .Y // and Y is discrete.
Must X be discrete?
Published in Arhangelskii (1989a)
Motivated by the fact that discreteness is t -invariant (Problem TFS-487).
4.5.11 Suppose that Cp .Cp .X // is homeomorphic to Cp .Cp .Y // and Y is countable (has cardinality ). Must X be countable (have cardinality )?
Published in Arhangelskii (1988a)
Motivated by the fact that cardinality is t -invariant (Problem 001).
4.5.12 Suppose that X is finite and Cp .Cp .Cp .X /// is (linearly) homeomorphic to
Cp .Cp .Cp .Y ///. Must Y be finite?
Published in Arhangelskii (1988a)
Motivated by the fact that discreteness is t -invariant (Problem TFS-487).
4.5.13 Suppose that X is a dyadic compact space such that Cp .X / embeds in
Cp .Y / for some Eberlein compact Y . Must X be metrizable?
Published in Arhangelskii (1992b)
Motivated by the fact that the Eberlein property is t -invariant in compact
spaces (Problem 033).
4.5.14 Suppose that X is a compact space such that Cp .X / embeds in Cp .Y / for
some Eberlein compact Y . Must X be Eberlein compact?
Published in Arhangelskii (1992b)
Motivated by the fact that the Eberlein property is t -invariant in compact
spaces (Problem 033).
660
4 Open problems
661
662
4 Open problems
663
664
4 Open problems
4.7.8 Is it true that, for any compact X , the space Cp .X / can be embedded in a
Lindelf Cp .Y /?
Published in Arhangelskii (1998b)
Motivated by the fact that if X is a discrete uncountable space then Cp .X /
cannot be embedded in a Lindelf Cp .Y / (Problem 023)
4.7.9 Suppose that X is a compact space such that Cp .X / can be embedded in a
Lindelf Cp .Y /. Is it true that t .X / D !?
Published in Arhangelskii (1998b)
Motivated by the fact that if X is a discrete uncountable space then Cp .X /
cannot be embedded in a Lindelf Cp .Y / (Problem 023)
4.7.10 Suppose that D has countable pseudocharacter for any discrete subspace
D Cp .X /. Must the space X be separable, or, equivalently, is it true that
.Cp .X // D !?
Published in Tkachuk (2015a)
4.7.11 Suppose that D is Lindelf for any discrete set D Cp .X / Cp .X /. Must
Cp .X / be Lindelf?
Published in Tkachuk (2015a)
4.7.12 Suppose that the subspace D has the FrchetUrysohn property for any
discrete set D Cp .X /. Must the space Cp .X / be FrchetUrysohn?
Published in Tkachuk (2015a)
4.7.13 Assume that the subspace D is realcompact for any discrete set D Cp .X /.
Must the space Cp .X / be realcompact?
Published in Tkachuk (2015a)
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665
666
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For every symbol of this list we refer the reader to a place where it was defined.
There could be many such places but we only mention one here. Note that a symbol
is often defined in one of the previous volumes of this book. The first volume entitled
Topology and Function Spaces is denoted by TFS. The second volume has the title
Special Features of Function Spaces; it is denoted by SFFS, and the third volume
whose title is Compactness in Function Spaces is referred to as CFS. We never
use page numbers; instead, we have the following types of references:
(a) A reference to an introductory part of a section.
For example,
A 1.1
says that A is defined in the Introductory Part of Section 1.1 of this volume.
Of course,
Cp .X / TFS-1.1
shows that Cp .X / is defined in the Introductory Part of Section 1.1 of the book TFS.
Analogously,
K SFFS-1.4
says that K was defined in the Introductory Part of Section 1.4 of the book SFFS
and
Cp;n .X / CFS-1.2
means that Cp;n .X / was defined in the Introductory Part of Section 1.2 of the book
CFS.
(b) A reference to a problem.
For example,
h.y; L/ 432
says that h.y; L/ was defined in Problem 432 of this volume, while
Cu .X / TFS-084
indicates that the expression Cu .X / is defined in Problem 084 of the book TFS and,
naturally,
717
718
X A
CFS-090
shows that X A
was defined in Problem 090 of the book CFS.
(c) A reference to a solution.
For example,
O.f; K; "/ S.321
says that the definition of O.f; K; "/ can be found in the Solution of Problem 321
of the book TFS.
Analogously, we can infer from
n .Z/ T.019
that the definition of
n .Z/ can be found in the Solution of Problem 019 of the
book SFFS.
From the expression
B1 .X / U.463
we can understand that the definition of B1 .X / can be found in the Solution of
Problem 463 of the book CFS and, finally,
.K/ V.300
says that the definition of .K/ can be found in the Solution of Problem 300 of this
volume.
Every problem is short; so it wont be difficult to find a reference in it. An
introductory part is never longer than two pages; so, hopefully, it is not hard to
find a reference in it either. Please, keep in mind that a solution of a problem can be
pretty long but its definitions are always given in the beginning.
The symbols are arranged in alphabetical order; this makes it easy to find the
expressions
B.x; r/ and X but it is not immediate what to do if we are looking
L
for t2T Xt . I hope that the placement of the expressions which start with Greek
letters or mathematical symbols is intuitive enough to be of help to the reader. Even
if it is not, then there are only three pages to plough through. The alphabetic order is
by line and not by column. For example, the first three lines contain symbols which
start with A or something similar and lines 35 are for the expressions beginning
with B, , or B.
A./ TFS-1.2
a.X / TFS-1.5
AD.X
/
TFS-1.4
.X / 1.4
V
W
A T.300
A U.031
AjY T.092
a0 ; : : : ; am
1.1
A 1.1
C 1.5
1.5
1.5
B.x; r/ TFS-1.3
Bd .x; r/ TFS-1.3
B1 .X / U.463
(B1)(B2) TFS-006
X TFS-1.3
B.X / SFFS-1.4
cl .A/ TFS-1.1
clX .A/ TFS-1.1
C.X / TFS-1.1
C .X / TFS-1.1
C.X; Y / TFS-1.1
Cp .X; Y / TFS-1.1
Cu .X / TFS-084
Ck .X / 1.3
Cp .X / TFS-1.1
Cp .X / TFS-1.1
719
Cp .Y jX / TFS-1.5
Cp;n .X / CFS-1.2
c.X / TFS-1.2
.A; X / TFS-1.2
.X / TFS-1.2
D./ TFS-1.2
dom.f / SFFS-1.4
dim X 1.2
X TFS-1.2
n .Z/ T.019
t2T ft TFS-1.5
} SFFS-1.1
exp X TFS-1.1
f < g SFFS-1.1
fn !
!f TFS-1.1
jjf jj CFS-346
F TFS-1.3
' .X / for a card. inv. ' SFFS-1.1
G TFS-1.3
G TFS-1.5
h'.X / for a card. inv. ' 2.1
h# .U / S.228
Int.A/ TFS-1.1
i w.X / TFS-1.2
J./ TFS-1.5
K SFFS-1.4
L.X / 1.3
l.X / TFS-1.2
lim S for S D fAn W n 2 !gSFFS-1.5
lim S 1.2
Cb .X /
conv.A/
CH
.x; X /
A
d.X /
diam.A/
D
.X /
ij
n .Z/
F
}C
ext .X /
f g
f jY
Fin.A/
F
F
G
GCH
h.y; L/
HFD
IntX .A/
I
J
K
Lp .X /
L./
(LB1)(LB3)
L0 ; L
1.3
SFFS-1.2
SFFS-1.1
TFS-1.2
CFS-1.2
TFS-1.2
TFS-1.3
SFFS-1.4
TFS-1.2
T.019
TFS-1.5
SFFS-1.1
TFS-1.2
SFFS-1.4
TFS-022
S.326
TFS-1.3
SFFS-1.4
TFS-1.3
SFFS-1.1
432
T.040
TFS-1.1
TFS-1.1
U.093
SFFS-1.4
1.3
TFS-1.2
TFS-007
1.3
max.f; g/
(MS1)(MS3)
MA./
M./
nw.X /
O.f; K; "/
ord.U /
L
t2T Xt
p.X /Q Q
p
W
X
!
S
t
t2T
t2S Xt
Q
X
t
t2T
Q
t2T gt
.A; X /
.X /
nn.f; g/
m.X /
MA
M
N
O.f; x1 ; : : : ; xn ; "/
0;
L 0L
fXt W t 2 T g
(PO1)(PO3)
Q
p
W
X
! Xt
t
s
s2T
Q
fXt W t 2 T g
0 .X /
.x; X /
.x; X /
TFS-1.1
TFS-1.5
SFFS-1.1
1.1
TFS-1.1
TFS-1.2
1.3
TFS-1.4
TFS-1.4
TFS-1.2
TFS-1.2
SFFS-1.4
TFS-1.2
TFS-1.4
TFS-1.1
TFS-1.3
SFFS-1.1
CFS-1.2
TFS-1.2
S.321
1.2
TFS-1.4
TFS-1.2
TFS-1.4
TFS-1.2
TFS-1.5
TFS-1.2
TFS-1.2
720
w.X /
Y W Cp .X / ! Cp .Y /
P
P
q.X /
r for r W X ! Y
s.X /
St.x; U /
hS i
.A/
./ Q
.X; x/ for x 2 t2T Xt
./
t0 .X /
t .X /
.X /
.X /
X
(U1)(U2)
V ./
!
! <!
x1 ; : : : ; xn I O1 ; : : : ; On
X A
L
X Y
t
X Y
X
X
X 'Y
XT
.Z/
TFS-1.4
TFS-1.5
CFS-1.1
CFS-1.1
TFS-1.5
TFS-1.5
TFS-1.2
TFS-1.3
S.489
CFS-1.4
TFS-1.5
CFS-1.4
TFS-1.5
TFS-1.5
TFS-1.2
TFS-1.1
TFS-1.2
TFS-1.5
1.2
CFS-1.2
TFS-370
SFFS-1.4
TFS-1.1
CFS-090
.X /
P
P
P
Q
R
SA
St.A; U /
0 .X /
.A/
./ Q
.X; x/ for x 2 t2T Xt
.A/
tm .X /
.x; X /
.A; X /
.d /
S
ffi W i 2 I g
U1 ^ : : : ^ U n
vet .X /
w.X /
!
.K/
X1 : : : X n
X Y
u
X Y
X
<
X
<!
X
Y
X `P
.Z/!
1.3
1.1
1.1
1.1
1.1
TFS-1.2
S.493
TFS-1.4
SFFS-1.1
CFS-1.1
SFFS-1.4
TFS-1.1
TFS-1.1
SFFS-1.1
TFS-1.3
SFFS-1.4
CFS-1.4
TFS-1.5
CFS-1.4
CFS-1.4
TFS-1.5
TFS-1.1
TFS-1.1
TFS-1.3
SFFS-1.4
S.144
CFS-1.1
TFS-1.1
1.5
V.300
TFS-1.2
1.3
1.2
1.1
1.1
1.4
CFS-1.1
S.493
Index
A
Absolute Borel set of class , 22, 218, 219
Alexandroff double of a space, 34, 304, 305
Almost disjoint family of sets, 235,
340342
Almost lower semicontinuous map, 5, 9, 10,
95, 96, 100, 102104
Almost perfect map, 234, 236, 642
Analytic space, 8, 23, 31, 55, 90, 91, 225, 282,
521, 523, 524
@0 -space, 37, 4143, 376, 377384, 387, 397,
398, 655, 660
B
Baire property, 39, 40, 42, 43, 48, 77, 193, 323,
330, 331, 343345, 359, 360, 362, 389,
393, 394, 396, 412, 413, 471, 596
BanachMazur game, 3738, 42, 387, 389
Banach space, 37, 46, 425, 427, 428,
431, 617
Barrel, 40, 41, 359363
Barrelled space, 26, 40, 340, 359, 361363
Barycenter, 5, 11, 122, 125, 126
Barycentric subdivision
coordinates, 5, 11, 122124, 126, 127, 132
b-continuous function, 26
Borel set, 5, 22, 24, 61, 218220, 221, 238,
517, 519521
Browers fixed-point theorem, 11, 132
bf -space, 26, 40, 41, 348350, 354, 355,
363365, 367, 372
Bunch of spaces, 33, 295
C
Caliber, 6, 30, 31, 50, 57, 65, 276, 282, 365,
445, 447, 452, 497, 502, 508, 562,
563
Canonical homeomorphism, 618
Cantor cube
set, 490
Cardinal invariant, 4, 25, 637, 643
Category of a set in a space, 388, 425
Cauchy filter, 14, 16, 162164, 165, 349, 375
Cech-complete
space, 2, 11, 35, 36, 39, 43, 44,
62, 121, 122, 222, 300, 317, 318, 322,
323, 325, 327, 328, 345, 375, 396, 400,
402, 490, 645, 646
CechStone
compactification, 639
C*-embedded subspace, 19, 20, 81, 181, 182,
184, 651
C-embedded subspace, 66, 81, 82, 182, 235,
271, 284, 285, 315, 572, 653
Centered family, 162, 163, 170, 204, 207,
359, 412
Character at a point
of a set, 500
of a space, 310, 312
Choquet game, 47, 597599, 600, 605
Closed Graph theorem
discrete set, 427
map, 46, 427
Cofinal set, 21, 206
Collectionwise normality, 17, 39, 58, 167, 168,
221, 331, 332, 334336, 390, 398, 458,
566, 567
Compact-covering map, 380382
721
722
Compactification, 34, 37, 240, 241, 284, 304,
326, 328, 329, 338, 340, 436, 516, 586,
588, 596, 614, 615, 639, 641
Compact-open topology, 26
Compact-valued map, 10, 107
Complete class of spaces
family of covers, 4
uniformity, 17, 18
uniform space, 90
Completely metrizable space. See also Banach
space
normable space, 26, 38, 259, 263
Completely regular space, 25, 32, 290, 293
Completion of a uniform space, 170
Component of a point in a space, 319, 645
Concentrated set, 47, 50, 448, 450, 451
Condensation, 35, 55, 64, 66, 87, 148, 200,
205, 272, 277, 279, 285, 296, 319, 321,
322, 326, 368, 381, 412, 413, 431, 481,
484486, 487, 489, 519, 521, 523525,
526, 603, 647, 651, 658
Connected space, 304, 319, 412, 638, 645
Consistency with ZFC, 650, 651, 663
Continuous function, 11, 39, 40, 42, 70, 72, 81,
84, 94, 116, 120, 122, 132, 134136,
138, 141143, 190, 191, 193, 199, 201,
213, 214, 230, 242, 244, 274, 278,
283285, 289, 291, 292, 294, 303, 308,
332, 333, 336, 339, 347, 351, 355, 357,
358, 360, 374, 384, 386, 387, 395, 405,
419, 420, 429, 431, 473475, 477, 480,
511, 519, 521523, 541, 569, 580, 591,
627629, 630, 644
Continuous linear functional, 2931, 39, 46,
83, 140, 147, 265269, 272278, 279,
282288, 307, 314, 330, 344, 347, 358,
360, 361, 398, 418, 429, 431, 608, 633
Continuous map, 4, 1012, 14, 15, 17, 18, 20,
21, 3032, 39, 41, 48, 52, 53, 6971,
75, 92, 108, 110, 112, 134136, 140,
142145, 147, 154, 155, 165, 168, 172,
174, 190, 191, 196, 199, 200, 204, 205,
208, 215, 217, 229, 234, 244, 274, 275,
278, 295, 298, 299, 302, 307, 308, 310,
322, 331, 336, 338, 345347, 353, 357,
363, 365, 369, 375, 386, 418, 420, 428,
429, 493, 496, 500, 508, 512, 514, 515,
523, 572, 582, 642
Continuum Hypothesis (CH), 50, 52, 55,
107, 445, 447, 464, 490492, 526,
639, 663
Convex hull
set, 252, 259, 263, 266, 357
Index
Corson compact space, 51, 55, 57, 62, 452,
481, 525, 526, 550, 553, 562, 575,
651, 660
Cosmic space, 53, 58, 138, 454, 493, 500,
508510, 568, 645
Countable sum theorem for covering
dimension, 19, 184, 421, 622
Countably compact space
paracompact space, 135, 142
Covering dimension (dim), 2, 61, 202
Cozero set, 141, 142, 177, 291, 292, 296,
297, 333, 334, 339, 634. See also
Functionally open set
Crowded space. See Dense-in-itself, space
D
Dense-in-itself, space, 36, 304, 323325, 345,
471, 472
Dense subspace, 17, 30, 52, 53, 165, 166, 168,
183, 194, 276, 323, 337, 346, 400, 445,
473, 485, 490, 492, 493, 495, 497, 500,
502, 505, 507509, 512, 519, 521, 550,
604, 639, 650
Density degree, 2, 6, 61, 64, 100, 103, 192,
280, 434, 437, 438, 441, 445, 448, 466,
491, 554, 577, 579, 650, 661
Diagonal of a space
number, 51
Diameter of a set, 520, 593, 627
Dieudonn complete space, 18, 31, 173,
283285, 646
Dimension. See Covering dimension
Directed set, 14, 21, 204
Disconnected space, 304
Discrete family of sets
open expansion, 37, 78, 315, 390
Discrete space, 33, 34, 54, 55, 6567, 84, 88,
272, 300, 301, 304, 305, 309, 312, 313,
323, 332, 335337, 338, 365, 406, 429,
436, 453, 464, 477, 479, 490, 492, 513,
514, 528, 530, 532, 588, 639
Discrete subspace
topology, 490, 562
union, 239
Double arrow space, 54, 516, 517
d -separable space, 52, 467, 468, 473, 489, 647
D-separating family of functions, 94
D-space, 47, 55, 5759, 533, 534, 548550,
552, 566, 568, 577, 579581
Dual map
of a linear topological space, 94, 364
Dyadicity index, 47
Index
E
Eberlein compact, 59, 88, 338, 584586, 650,
651, 659
"-essential point, 9, 10, 101103
"-inessential point, 9, 101
Embedding, 5, 7, 9, 10, 14, 25, 42, 88, 89, 94,
101103, 138, 200202, 215, 239, 290,
293, 295, 314, 346, 380, 382, 384, 385,
418, 420, 511, 532, 542, 581, 596, 603,
617620, 629, 630, 658
Equicontinuous family of maps
at a point, 28, 263, 264
"-small family, 59, 589
Essential subspace, 52, 472, 474
Extension of a mapping, 137, 144, 286
Extent, 2, 78, 338, 398, 567, 662
External base
network, 539
Extractor of a multi-valued map, 4
Extremal disconnectedness, 513, 514, 639,
642
F
Face of a product, 129
Face of a simplex, 5, 124, 128, 130
Filter, 162165, 170, 173, 221, 223227,
349, 531
Finite-dimensional space, 3, 30, 49, 60,
62, 271, 272, 287, 288, 622, 624,
630, 644
Finite intersection property, 385
Finite-to-one map, 621623, 645
Finite-valued map, 4, 5, 810, 95, 96, 100,
102104, 108, 110, 633
First countable space, 4143, 44, 50, 51, 54,
58, 263, 340, 341, 372, 384, 396, 398,
402, 403, 443, 445, 447, 448, 453, 454,
463, 514, 517, 577, 578, 581, 650, 653
Fixed point of a map, 154, 297
FrchetUrysohn fan
-fan, 33
space, 300
Free sequence
locally convex space, 25
union (see Discrete subspace)
F -set, 20, 23, 185, 213, 227, 367, 371,
422, 526
Functionally closed set. See Zero-set
Functionally open set. See also Cozero set
perfect space, 53, 508, 596, 655
separated sets, 178, 187
723
G
G -set, 11, 119121, 200, 219, 222, 313, 323,
327, 397, 464, 470, 471, 522, 523, 550,
552, 635
General countable sum theorem, 19, 184
Generating topology by a base
a closure operator, 13, 29, 202, 269, 580
a family of maps, 528
a linear order, 2, 14, 18, 2538, 45, 46,
62, 76, 77, 140, 147, 148, 173, 174,
249, 251, 253, 254, 258260, 261, 263,
265271, 273, 287, 294, 302, 313,
323329, 330, 356, 365, 374, 375,
416418, 419, 425, 603, 611, 630, 639,
644, 660
a metric, 26, 27, 38, 59, 202, 254, 259, 260,
307, 365, 366, 521, 526528, 589, 597,
600, 626
a norm, 26, 38, 259261, 262, 422,
427, 431
a subbase, 4, 25, 26, 87, 336, 554
a uniformity, 13, 14, 16, 159, 374
G -set, 51, 53
Graph of a map, 431, 604
GruenhageMa game, 37, 43, 391393, 394
Gulko compact space, 88, 663
Gulko family, 486, 487, 597, 601, 602, 605
GulkoSokolov game, 597, 601, 602, 605
Gulko space, 486, 597, 663
H
HahnBanach theorem, 28, 264
Hamel basis, 26, 29, 30, 39, 83, 84, 271, 272,
274, 279, 287, 288, 314, 330, 343, 346,
347, 355, 357, 369, 370, 397, 398
Hausdorff space, 21, 203, 207, 290, 447, 554
Hedgehog space, 367
Hemicompact separable space, 37, 41,
372374, 376, 654, 655
Hemicompact space, 41, 373, 374, 654
Hereditarily Baire space
d -separable space, 48
metalindelf space, 55, 526, 527
Hereditarily normal space
paracompact space, 12, 135
Hereditary density
Lindelf number, 2, 61, 100
-character, 661
HewittNachbin number, 81
Hewitt realcompactification, 284, 315,
516, 526
724
Homeomorphic spaces, 162
Homeomorphism, 162, 6875, 81, 82, 86,
133, 136, 146, 246248, 252, 269, 270,
273279, 288293, 296299, 302304,
307, 308, 322, 326, 328, 343, 345348,
363365, 375, 384387, 396, 413415,
436, 473, 484, 485, 513, 608, 616620,
622, 639, 642, 652
Homotopic equivalence, 147
Homotopic maps, 12, 135, 144
Homotopy, 4, 644
Hurewicz space, 6, 67, 653
I
Identity map, 137, 155, 166, 273, 274, 308,
310, 337, 347, 357, 369, 375, 427, 430,
431, 562, 580
Independent set of points in Rn , 5, 11, 122
Induced topology, 5, 25, 26, 29, 30, 40, 42,
88, 89, 269, 272, 296, 318, 321, 351,
353, 354, 357, 369, 386, 464, 527,
528
Invariance under an operation, 569
Inverse sequence
system, 14, 205
Inverse sequence
system, 14, 205
Irrationals, 5, 36, 192, 317, 327
Irreducible map, 513, 585, 642
Isometric spaces, 400, 620
Isomorphism of linearly ordered sets, 18, 29,
174, 193, 239, 270, 275, 330, 343, 347,
369, 371, 386, 611
i -weight, 6, 64
J
JNR property, 59, 589, 591, 593, 595
K
-analytic space, 8, 31, 90, 282
-cosmic space, 53, 508510
-monolithic space, 5557, 535537, 539, 544,
549, 562
Kowalsky hedgehog, 367
k-space, 41, 340, 373, 374, 376, 379, 642,
654, 655
Index
L
l-bounded set, 28, 263
Left-separated space, 97
l-embedded set, 656
L-equivalence, 40, 348
l-equivalence, 2, 3, 2562, 293, 300, 302, 305,
315, 336, 340, 348, 373, 416, 656658
Lexicographic order, 516, 611, 618
Limit of a sequence
of an inverse system, 21, 203, 204, 207
of a family of sets, 50, 448, 451, 452, 522
Lindelfnumber (degree), 2, 3, 61, 62, 78, 100,
101, 104, 650
Lindelf space, 22, 54, 208, 218, 421, 457,
465, 485, 511, 515, 529, 661
Lindelf -space, 8, 21, 31, 50, 52, 5355,
57, 59, 88, 90, 208, 282, 443, 444, 482,
485487, 489, 509, 511513, 516, 526,
533, 543, 544, 548, 549, 581584, 647,
659
Linear functional
homeomorphism, 1, 30, 3942, 149,
275279, 284, 308, 364, 386
map, 29, 30, 265, 270, 275, 286, 288,
307308, 364
(topological) space, 2, 14, 18, 2538, 45,
46, 62, 76, 77, 122, 140, 147, 148,
173, 174, 249, 251, 253254, 258263,
265273, 327330, 416, 417419,
425427, 644
span (hull) of a set in a linear space, 194,
270, 271, 284, 288, 315, 369, 372
uniformity, 14, 18, 40, 173176, 348, 349,
363, 374375
Linearly bounded set in a linear topological
space. See also l-bounded set
Cauchy sequence, 373, 374, 376
homeomorphic linear topological spaces,
2, 14, 18, 2537, 45, 294, 302, 313,
323329, 416, 417, 419
Linearly ordered space, 239, 611
l-invariant property, 35, 318, 652, 655
Local base
dimension, 15
Locally Cech-complete space
compact space, 33, 42, 43, 300, 340, 390,
396, 403, 521
convex space, 25, 2730, 39, 40, 254,
258, 263, 267269, 271272, 274275,
346347, 359, 386, 418, 419, 644
finite family, 227, 399, 400
Index
Lower semicontinuousmap, 9, 10, 95, 96, 100,
103, 112, 314, 318, 631633
Lower semicontinuous with respect to a map,
5, 8, 9, 95102
Luzins Axiom, 10, 54, 106, 107, 513515,
525, 650, 651
Luzin space, 492
M
-approximation, 367369, 372, 397
Martins Axiom (MA), 10, 11, 106, 107, 110,
111
Maximal almost disjoint family, 340342
Metalindelf space, 55, 526529, 663
Metric space, 17, 111, 112, 117, 161, 162,
164, 166, 169, 173, 200, 212, 218223,
227, 233, 236238, 259, 262, 349, 367,
400402, 527
Metrizable space, 2, 5, 11, 16, 20, 2224,
3746, 52, 62, 111, 112, 116, 143,
161, 166, 173, 218220, 225, 230239,
285, 323324, 365369, 372, 396398,
400402, 406, 451452, 481, 597, 642,
655657
Minkowski functional, 26, 256, 257, 260, 266
Monotonically -monolithic space
k-stable space, 48, 56, 540, 542, 543
monolithic space, 5557, 535537, 539,
544, 549, 562
retractable space, 58, 566, 568, 573576
Sokolov space, 57, 58, 563, 574, 576
Moving off collection
property, 37, 43, 390, 391
-space, 35, 37, 40, 315, 316, 352, 361363,
373, 376, 396, 621, 623
Multiplicative class of absolute Borel sets, 22,
24, 218, 221, 238
Multi-valuedmap, 4
Mushroomlemma, 12, 135137, 143, 144
N
Natural projection, 14, 15, 73, 74, 86, 105,
107, 108, 154156, 162, 164, 204206,
284, 310, 343, 346, 377, 428, 433, 436,
453, 454, 464, 497, 500, 502, 510, 520,
524, 569, 622, 623, 630
Neighborhood assignment, 47, 533, 534, 544,
545, 547549, 567, 568, 580
Network, 37, 42, 48, 56, 59, 64, 369, 376378,
380387, 489, 505, 536, 537, 541544,
564568, 570573, 582, 590
725
Network weight
with respect to a cover, 6, 64, 91, 230, 326,
384, 416, 549
Normable linear topological space, 259
Normal space, 19, 20, 32, 44, 135, 141, 178,
179, 184186, 188190, 199, 221, 291,
336, 403, 404405, 428, 625
Normed linear space, 261
Norm in a linear space, 38, 261, 427
Nowhere dense set, 491
O
!-modification of a space, 463, 464, 465
Okunevs method of construction of pairs of
l-equivalent spaces, 62
One-point compactification, 34, 37, 240, 241,
304, 326, 328, 329, 338, 340, 436, 586,
588, 596, 614, 615, 641
Open mapping, 29, 30, 56, 229, 262, 265, 276,
277, 288, 427, 500, 504, 539, 642
Open Mapping Theorem, 45, 425
Open-separated sets in a topological space,
334, 335, 624, 625
Order of a family of sets, 182184
Ordinal space, 22, 59, 145, 168, 248,
579580, 611
Outer base, 383, 496, 497, 551, 584, 585
P
Paracompact space, 12, 17, 43, 135, 142, 168,
322, 396, 646
Parallel retractions, 25, 292, 293
Partially ordered set, 264
Partition between two sets, 5, 12, 136, 137,
139, 142, 186191, 202
-base, 39, 50, 51, 345, 346, 388, 443454,
463, 467, 471, 482, 487489, 497499,
502, 503, 507, 508, 643
-character, 53, 505
Perfect image/preimage
map, 368
normal space, 367
Player in a game, 461, 462
Play of a game, 38
Point-countable family of sets, 448449
Point-finite cellularity, 6, 64
Point-open game, 47, 51, 455, 458461,
463, 467
Pointwise bounded subset of function space,
40, 355
Polish space, 35, 317
P -point, 47, 60, 465, 466, 596, 601604,
606, 640
726
Precaliber, 30, 276, 365, 508
Prime component of an ordinal, 612, 615, 619
Product space, 52, 427, 467
Pseudocharacter of space, 34, 305, 664
Pseudocompact space, 6, 32, 42, 57, 65, 73, 75,
177, 285, 390, 431, 434, 549, 562
Pseudocomplete space, 35, 66, 67, 318
Pseudometric, 13, 16, 156162
P -space, 6, 51, 66, 67, 463465, 466, 519521,
651
-weight, 39, 53, 336, 337, 508
Q
QS-algebra, 14, 21, 22, 208, 209, 215218
q-space, 37, 42, 43, 390, 393, 396
Quasi-component, 319, 321, 645
Quotient image
map, 379, 380
space of a linear space, 58, 343, 379, 380,
410, 574
topology, 25, 26, 28, 260, 261
R
Rational numbers (space), 81, 210
Realcompact space, 31, 40, 282, 359, 361
Real line, 18, 68, 175, 486, 487, 489, 575, 576,
639
Restrictionmap, 30, 40, 81, 82, 8587, 89, 110,
145, 148, 176, 215, 230, 246, 247, 272,
275, 276, 278, 293, 302, 308, 316, 348,
350, 354, 355, 362364, 405, 418, 428,
485, 512, 513, 515, 517, 519, 521, 524,
525, 541, 542, 544, 567, 581, 603, 620
Retract, 32, 33, 44, 45, 294296, 298301,
303, 307, 309, 312, 336338, 365, 402,
404, 417, 420, 425, 571, 572, 615, 619,
620, 642
Retraction, 25, 32, 33, 45, 48, 57, 58, 132134,
137, 144, 292, 293, 295300, 304, 312,
318, 321, 334, 336338, 405, 417419,
421, 424, 436, 563565, 566573,
575579, 582, 584, 603, 617, 618, 620
Right-separated space (this coincides with the
concept of scattered space), 99, 466
R-quotient map (or image)
topology (or space), 25, 286
S
-bounded space, 91, 252, 259, 260
Scattered space, 51, 455, 457459, 654
Index
-compact space, 6, 7, 31, 46, 55, 67, 90, 91,
94, 281, 282, 316, 322, 390, 525, 526,
651, 653
-discrete base, 368369
-discrete family, 48, 59, 589, 590
-discrete network, 3, 48, 59, 62, 368369,
589, 591, 593, 595, 596
-discrete space, 490, 492
Second category set
countable space, 20, 24, 35, 36, 39, 4143,
45, 50, 51, 54, 55, 60, 66, 78, 138, 141,
145, 196, 199203, 215, 217, 237, 240,
301, 317319, 322325, 327328, 336,
337, 377380, 382, 384, 385, 396, 398,
408, 415, 416, 424, 425, 445, 447, 448,
453455, 463, 467, 482, 515, 521, 523,
526, 624, 630, 641, 642, 645, 653, 664
Seminorm, 2526, 28, 29, 256260, 265, 268
Separable space, 52, 78, 430, 467, 468, 473,
489, 643, 647, 652, 656
metrizable space (in this book this is the
same as second countable space), 2,
56, 11, 16, 20, 2224, 35, 3746, 52,
62, 111, 112, 116, 143, 161, 166, 173,
186, 200, 201, 218220, 225, 227, 228,
230, 234, 236239, 284, 285, 301, 323,
365369, 372, 396398, 400, 402, 406,
407, 447, 451, 452, 481, 482, 521, 597,
599, 642, 650, 655657, 662
Separated sets in a space, 78, 98, 99, 334,
412
Separately continuous function, 42, 386, 387
Separating points by a family of maps, 559
Sequentially compact space, 105, 641
Sequential space, 10, 11, 104, 108, 110
Shrinking of a cover, 19, 178, 184, 189
Simple space, 484
Simplex, 5, 11, 122134
Simplicial subdivision, 5, 11, 123125, 128
-metacompact space, 458, 584585
-metrizable space, 41, 367, 369, 372,
397
Souslin number
property, 34, 43, 84, 313, 365, 398, 644
Space A./
!, 306
D./ (see Discrete space)
D (see Cantor cube)
I , 67, 305
K (see Cantor set)
P (see Irrationals)
Q (see Rational numbers)
R (see real line)
Index
Space R , 199
(!), 6, 7
V ./, 33
!1 , 12
!1C1 , 12
Sperners lemma, 11, 126
Sphere S n in Rn , 12
Spread, 2, 61, 100, 103, 650, 661
-product, 51, 55, 58, 453, 463, 467, 486, 490,
524, 568, 575, 576, 639
-space, 48
Star refinement, 167, 196198, 400, 402
-totally bounded uniform space, 18, 175,
176, 230
Strategy of a player in a topologicalgame,
37, 38
Stronger topology, 353, 384
Strongly -cosmic space
monotonically -monolithic space, 5557,
535539, 544, 547549, 562
monotonically monolithic space, 56, 57,
536, 538, 539, 548
zero-dimensional space, 8, 12, 19,
60, 9193, 121, 138, 139, 143,
183, 185, 192, 203, 327, 621, 622,
637638, 645
Strong -space, 533
Subbase of a uniformity, 13, 15, 17, 151, 152,
154, 172
Sub metrizable space, 41, 367, 663
Sum theorem for the dimension dim, 61
Support of a linear functional, 40
Swelling of a family of sets, 178, 179
Symmetric subset of a square of a set, 159,
160
T
t -equivalence, 2, 4, 6, 7, 1012, 18, 34, 61,
64, 65, 8688, 103, 110, 111, 121,
140, 177, 309, 312, 416, 652654,
660, 661
Thread (for an inverse system), 14
Tightness of a space, 53, 55, 310, 312, 340,
509, 526, 552, 643, 651
t -invariance, 61, 650, 658, 659
Topological game, 2
Totally bounded subset, 78
Totally bounded uniform space, 17, 169,
176, 230
T1 -separating family, 37
T0 -space, 27, 248
Two arrows space. See Double arrow
space
727
Tychonoff cube
space, 14, 1722, 25, 27, 31, 32, 159, 166,
167, 171173, 177, 179186, 196, 200,
205, 209, 214, 215, 228, 249251, 282,
290, 514, 596, 646
U
u-equivalence, 2, 1324, 40, 60, 61, 177, 348,
610, 652, 655
Ultrafilter, 16, 17, 47, 60, 162, 163, 169, 170,
596, 597, 601603, 608610, 640
Uniform convergence topology
homeomorphism, 26, 40
isomorphism, 154
Uniform product of uniform spaces, 13, 15
Uniformity
induced by a metric, 16, 17, 160, 161, 164,
166, 169
Uniformly continuous map
metrizable space, 161
pseudometric, 13, 16, 156, 158, 159, 161,
162
Uniform product
space, 13, 1517, 154, 155, 164, 166, 169,
170, 173, 175
Universal space
uniformity, 17, 18, 173
Upper semicontinuous map, 5, 10, 107110
V
Vietoris topology, 4, 23, 228231, 236, 237
W
Weaker topology, 31, 41, 285, 365, 366, 397,
475, 477, 480
Weak functional tightness
dual of a linear topological space, 313
topology of a linear topological space, 310
Weakly -point-finite family of sets, 487, 646
Weight, 6, 39, 53, 64, 91, 230, 301, 326, 384,
416, 465, 514, 515, 549
Winning strategy, 42, 43, 51, 387, 389,
392394, 455463, 552, 553, 575, 576,
597602, 605, 606
W -space, 186, 458, 459
Z
Zero-dimensional space, 8, 11, 12, 19, 22, 36,
60, 9193, 121, 137141, 143, 183,
185, 192, 195, 203, 218, 240, 326328,
448, 554, 584, 621624, 638, 645
Zero-set, 32, 142, 177, 291, 296, 297, 333,
334, 339, 403, 473, 474