Journal of the Oklahoma State Medical Association
Introduction: A Symposium in Seven Parts
“Jerry Vannatta, MO; Ronald Schleifer, PRD Shella Crow, PhD
ay the nglecof the study of the humanities, which has been farto0 general. the profession loses aver precious quality Sr Wiliam Osler’
PREFACE
This paper is the first of an eight-part symposium that
describes "the role of narrative in the everyday practice
‘of medicine” This subtitle, which prefaces each of the
subsequent parts of the symposium, Is adapted from the
title of a work that the authors wrote and produced in 2005,
Medicine and Humanistic Understanding: The Significance of
Narrative in Medical Practices, published by the University of
Pennsylvania Press. We say “produced,” because this work
is an interactive DVD-Rom, consisting of more than 700
screens and 3 hours of video interviews, simulations, and
montages. Much of the contents of the symposium is based
upon and elaborates the work of Medicine and Humanistic
Understanding, and interested readers will find there in-
depth discussions of issues examined in the symposium, The
authors are all members of the faculty at the University of,
‘Oklahoma,
Dr. Jerry Vannatta, MD, is John Flack Burton Professor of
Medical Humanities and David Ross Boyd Professor at the
University of Oklahoma. He is Professor of intemal Medicine,
Adjunct Professor of English, and former Executive Dean of
the University of Oklahoma College of Medicine. Dr.Vannatta
isalso Adjunct Professor of Humanitiesin the HonorsProgram,
Oklahoma City Univesity
Professor Ronald Schleifer, PRD, is George Lynn Cross
Research Professor of English at the University of Oklahoma.
He has written or edited sixteen books - including studies of
narratology, literary criticism, and the relationships between
science and literature in the twentieth century ~ and is the
former editor of the literary journal Genre: Forms of Discourse
‘and Culture. He is also Adjunct Professor in Medicine.
Professors Schleifer and Vannatta have team-taught
undergraduate and medical-college courses in medicine and
literature for many years.
Correspondence t:Jrry 8, Vannatta MID, Jahn Flack Burton Profesor of
Hamanites in Medicina, Davia Ross Goyd Professor of Medicine, University
of Oklahoma College of Medicine, WP 1160 2D. Bex 26901, Olaho™a City,
Oklahoma 73190
2+ Narrative Medicine
Shella Crow, PhD, is Director of the Office of Educational
Development & Support in the College of Medicine at
the University of Oklahoma. She is an Associate Professor
in Pediatrics and Adjunct Assistant Professor in Human
Relations, Professor Crow is responsible for organizing many
of the humanities related activities in the undergraduate and
graduate program, as well as faculty development in this area.
INTRODUCTION
For the majority of physicians who practice medicine, at least
in the westem world, the practice can be said to be primarily
narrative in nature, This is because by far and away the most
‘common task ofthe physician is eliciting stories ~ interviewing,
‘negotiating with or teaching ~ a patient. It has been estimated
that most physicians will perform this task around 200,000
times in a career? Interviewing, discussing, listening and
teaching all involve stories (or narrative). The patient is telling
the physician a story ~ one that represents why they made the
‘appointment or the essence of how they are suffering. We
call this story the History of Present Iliness (HPI). The patient
and the physician may be discussing a diagnosis or treatment
= narratives concerning why the patient should participate in
a certain therapy ~ or why the patient is skeptical about that
therapy. The physician may be attempting to teach the patient
enough about their particular illness to convince them that
they should participate in the treatment prescribed. All of
these activities are narratives ~ stories in short, These storied
‘messages — of the physician, of the patient, and the patient’s
family — function in the same way all stories do. They are
designed to communicate time frames, motives, characters,
plot, and often an “unsaid” message as well as the one clearly
verbally articulated, All of this is common sense to the
physician who has been practicing medicine, even for a short
period of time. Most physicians learn from the mistakes of
not getting the HPI exactly right, We suffer the consequences
‘of missing the diagnosis, or providing a service that missed
the mark because we listened more attentively to the “Chief
Complaint” rather than the “Chief Concern.” Unlike the
Chief Complaint, which describes a patient’s ailment mostusually in physiological terms, the Chief Concern describes
the way that whatever brings him to the physician affects his
quality of life. For this reason, whether explicit or implicit,
it presents itself as a narrative, Such narrative information, as
‘we shall se, is crucial to treatment and patient (and physician)
satisfaction, However, our profession has spent little time
training medical students residents, and practicing physicians
in the competences associated with the task of apprehending
narrative, Furthermore, we have spent virtually no time at all
discussing the consequences of misapprehending the story ~ of
being narratively incompetent. Ifwe accept the premise that the
history of present iliness ~ the patient's story of suffering — is
the most powerful diagnostic information available to us, then
‘we must conclude that filing to properly understand that story
can be devastating ~to the patient and to us as professionals.
It is the thesis of the articles that will follow in this
symposium that the physician can improve his or her
apprehension of the patient’s story by attending to the skills
of narrative competence, and therefore practice better
medicine. This we believe will create a physician who will
have, in addition to the skills of scientific practice and evidence
based medicine, those necessary to practice patient centered,
empathic medicine. Narrative competence will, we believe,
Jead a physician more commonly to engage with their patient
rather than detach — which is what commonly occurs,
The aticles in this series will accomplish three goals toward
an exploration of Narrative Medicine, The first goal isto define
Narrative Medicine and explore its many roles inthe everyday
practice of medicine. This goal will be met in this next paper
in the series, “Definition of Narrative Medicine,” and in the
second, Development of a Patient-Physician Relationship. The
second goal isto explore the competencies associated with the
‘engagement withthe patient's story: 1) to acknowledge it, 2)
absorb it, 3) interpret it, 4) and act in response to it. Each of
these four competencies will be discussed in detail in the third
and fourth papers of the series, “Narrative Knowledge” and
“Making the Diagnosis.” The fourth competency, responsive
and responsible action, encompasses the ethical action within
a physician's professional behavior. This ethical action of
everyday medical practice is explored through virtue ethies in
the fifth and sixth papers of this symposium, “Medical Ethics
and Narrative” and “Ethics and the Everyday Practice of
Medicine.” The third major goal of this series of articles is to
explore a strategy to improve the narrative competence of
Jeamers, ie. medical students, residents, and those of us who
perform this task many times a day in the everyday practice of
medicine. This strategy is designed to improve communication
and understanding — between doctors and patients — and to
make the relationship between physician and patient more
‘meaningful and fulfilling for both It is also a strategy that can
be woven into a physician’s everyday life as well as planned
like any other continuing medical education activity. These
strategies will be discussed in detail in the seventh and last
paper of the series, “Developing Narrative Competence.”
REFERENCES
1 Osler, ila, Montreal Medica Journal 26: 186, 1887,
2 Upkin, M. et al The Medical Interview, Clnieal Care, Education, ond
(hnical Research New York Springer verlo, 1995, reace
Narrative Medicine «3The Journal of the Oklahoma State Medical Association
Part One: Definition of Narrative Medicine
Jerry Vannatta, MD; Ronald Schleifer, PhO; Shella Crow, PhD
“Medicinestsef< more nanntivey inflected enterprise than trees its procticei suffused with ttenvon toes temporal hovzens, wth the commitment
describe the singular wit the urge to uncover plot ond with an enarenessof he inesubjectve and ethical nature of healing ita Charon, M.D, PRD!
DEFINITION OF NARRATIVE MEDICINE
Narrative Medicine is @ term invented by Rita Charon M.D.
Ph.D., professor of both medicine and literature at Columbia
University. Dr. Charon is a general internist and has a Ph.D.
in English literature, focusing on the narratives of Henry
James, She is the director of the Narrative Medicine Program
at College of Physicians and Surgeons, Columbia University,
She defines narrative medicine, as “medicine practiced with
the narrative competence to recognize, absorb, interpret, and be
‘moved by the stories of illness.” By this term she implies that
‘much of what we da in medicine is narrative in nature and that a
physician can practice better medicine by becoming narratively
competent Examples of narrative activities in medicine are:
‘The initial history of present illness, the physician’s retelling of
that story to the patient in a medicalized form, the negotiation
of a diagnosis, and the negotiation ofa treatment plan Although
stories seem simple, these medical stories ~ like all stories —
involve complex arrangements of time sequence, motive,
character, plot, and desire, Narratologists use a variety of
frameworks t0 organize and study narratives, However, the
basic categories of time, motive, plot, desire, and character are
common and are specifically used by Dr. Charon in an essay
“Literary Concepts for Medical Readers: Frame, Time, Plot,
Desire.” We will discuss each of these categories as they
relate to stories in general and to how they function particularly
in the practice of medicine.
Quite simply, if we accept the proposition that encountering
narrative is a crucial component of the practice of medicine
‘and that a physician can be better at narrative apprehension by
practice much like getting better at performing a colonoscopy,
then we can define the idea of narrative competence and
wonder how one would increase his or her competence in i,
Narratively competent individuals — those trained in
literary studies ~ are better at analyzing the story, recognizing
its genre, articulating its meanings and themes, understanding.
its metaphors and similes. Those who are better at these skills
are also better at reading what remains “unsaid” in the course
of a story and figuring out how the unsaid fits into the motive
of the characters, the events of the narrative, and the desire of
4+ Narrative Medicine
the author, These people can better read or listen to a story,
and because of their understanding of narrative, its structure,
components, and their profound understanding of the language,
better apprehend the “meaningful whole” of the story. The
meaningful whole is an important concept in any discussion of
narrative medicine and narrative competence. The scientific
concepts in medicine are mostly derived from a reductionist
science where the whole equals the sum of the parts. Narrative
is a non-reductionist enterprise where the whole is greater than
the sum of its parts, just as a sentence has meaning greater
than the sum of the individual words or letters comprising it.
The meaningful whole of medical narrative includes, among
other things, the biomedical content, its emotional affect,
body language, and social, religious and cultural context. An
important part of the whole of narrative is an emotional domain
that is absent in the logico-scientific part of medicine This
‘domain is an essential component of the meaningful whole that
the competent physician is “reading” in the text of the patient
because it is closely tied to the pationt’s Chief Concern, AS
physicians, we are all familiar with the range of emotion patients
bring to our offices. Such emotion is a powerful resource for
building the patient-physician relationship, uncovering. vital
information, and negotiating treatment plans that will be
followed. It is also a resource for much joy of our profession.
"Narrative Medicine isa field that includes not only the story
the patient tells the physician but also the many other stories of,
medicine. It includes among others the stories associated with
diagnostic tests, the possibilities of treatments and their possible
failures. Italso commonly includes a story about the end of life.
‘This symposium will focus on literature as narrative and apply
‘what we have leamed about the intersection of literature and
medicine. This is not to minimize the importance of all other
narratives as they apply to our clinical enterprise but to allow
us a medium sufficient to explore in enough depth to provide
the reader and practitioner of medicine an understanding of its
application. Literature, insofar as it presents narratives that are
‘written, rewritten, polished, and professionally discussed, offers
stories that often starkly reveal the workings of the hundreds of
everyday narratives we encounterWe will now turn our attention to a set of concepts used by
some narratologists (0 analyze stories. Just as we need a
vocabulary to understand physiology and pathophysiology we
also need a vocabulary to discuss and analyze stories. We will
borrow the vocabulary Dr. Charon used to discuss stories in the
article, “Literary Concepts for Medical Readers: Frame, Time,
Plot, Desire.”*
NARRATIVE TIME
Al stories have a beginning, middle, and an end. ‘The story
js told in some sort of time sequence. Most stories prior to
the “post-modern” era were told in @ manner in which we
‘could easily discern the chronological order of beginning,
middle, and end, even when there were flashbacks and other
disruptions of chronological order. For instance, in Madame
Bovary, Flaubert begins the story by introducing a comical,
ironic little boy wearing a ridiculous hat. ‘The boy grows to
‘2 man, marries a woman, Madame Bovary, and ends with
hher commiting suicide. The middle of the story proceeds in
chronological sequence. In the post-modern era of literature,
the story, especially inthe form ofthe novel, the events suggest
confusions in time so thatthe story might begin at the end and
then vibrate in time, coming back to the beginning to end it,
The ability to comprehend events as narrative is to grasp the
organization of beginning-middle-end. Such comprehension ~
getting the story “right” — frequently allows us to discem causal
sequence, the difference between important and trivial events
in the story, and even what is missing from the narrative, the
“unsaid.”
It is common for our patients to tell us stories about their
illnesses, starting in the middle, jumpingaround chronologically,
and maybe even getting their ideas of cause and effe
backward. If we are not Keenly aware of this “time problem’
‘and competent at apprehending it, we will likely fail to get the
story exactly right. This will lead to getting the HPI wrong and
missing the best diagnostic evidence available. Attending to the
time sequences ofthe patient's story is therefore very important,
and in fact is the basis for the basic logic of diagnosis, arguing
from effect to cause.
MOTIVE
Motive speaks to the characters in a story. Stories have
characters who behave in certain ways, their behavior molded
bby motives. The behavior of the characters drives the plat
(what happens) and the category of motive makes explicit
the connections among the events of a story. In this way, it
commonly gives the reader of the story insight into the themes
being explored in the narrative, Motive is commonly “unsaid.”
‘The discerning listener or reader must make educated guesses
as to what motive drives action. Experienced readers of
difficult literature, who are also good students of the human
condition and its attendant psychological nuances, are better at
understanding the motive behind the character’s behavior. The
reader must make educated guesses along the way in reading
the story, and then ensure that their guesses make sense and
“work” in apprehending the meaningful whole.
In Richard Selzer's short story “Imelda” a physician on a
mission trip to South America agrees to operate on a young git!’s
cleft palate, Her mother is overjoyed at this act of kindness,
Unfortunately, the girl dies of malignant hyperthermia before
the operation. The surgeon returns to the morgue that evening
‘and fixes the girls deformity before the mother views the
body. The motive behind this surgeon's action is ambiguous ~
unsaid . Selzer invites his readers to interpret it for themselves.
Ambiguity is certainly important for seeing the ways that
narrative competency can contribute to success in the practice
‘of medicine. Most of a medical education is concentration on
the abstract sciences in which ambiguity is minimized if not
ignored altogether. Maybe because the physician prepares him
or herself for a medical education by studying these sciences
= or possibly because a career in medicine attracts people
‘who seek unambiguous solutions to problems ~ the medical
student commonly arrives to medical school with a significant
discomfort with ambiguity. As the student visits the clinic they
discover that there is much ambiguity. Most of the ambiguity
is in the patient’s story. It is therefore important that the
education of the physician contain some experience with and
investigation of this ambiguity
The stories that patients tell physicians have characters
whose behaviors are driven by motives and belief systems as
well. In medicine, the reader of the story — the physician — has
the advantage over the reader of a written story, in that they
‘can ask the teller of the story about his or her “hunches” as to
motive. This checking with the teller patient, asking appropriate
‘questions along the way, commonly helps the teller improve
clarity and helps the listener avoid mistakes in apprehension
of the meaningful whole. One of the most common errors the
physician-listener makes is to “assume” motive and belief
systems of the “character” in the story, ie. the patient. This
assuming leads to misinterpretation of the meaning of the
story, and therefore can lead to misdiagnosis and mishaps in
treatment. One of the most unfortunate words in medicine
= unfortunate because it implies blame and closes down the
dialogue between physician and patient ~ “non-compliance”
~ implies motive. While the motive or the reason for “non-
compliance” is commonly assumed, when the physician more
carefully “reads” his patient’s narrative relating tothe treatment,
hhe or she finds thatthe assumption thatthe patient is motivated,
somehow, to resist the treatment was wrong. There is almost
always another story — the patient couldn’t afford medications,
the patient distrusts the medical system, the patient simply
never understood the physician’s advice. If this careful reading
is ignored, or worse yet, not done at all, the outcome for the
patient will not be maximized and might in fact lead to harm,
CHARACTER
As we have seen, characters in a story move the plot along, In
well constructed literary narrative they are rich and colorful,
causing us to engage with their feelings, their ambitions, and
their desires. The effective author creates in the reader feelings
for his or her characters. These feelings of disgust, anger,
identification, and empathy among others work to engage
the reader in the story. There is good evidence that there is a
physiological basis for such responses ~ the so-called mirror
Narrative Medicine «5—_—_—
neurons which allow individuals to “share” the experience of
others — and itis equally clear that narratives can provoke such,
responses. As readers we become participants in the lives of
the characters.
Sethe, the protagonist in Toni Mortison’s novel Beloved
is a slave woman living in Ohio several years following
‘emancipation. She escaped slavery, pregnant, alone, bare foot
and scared. The text is riveted with gut wrenching descriptions
of her memory of the inhuman torture at the hands of slave
‘owners, At one point in the book Sethe kills her baby rather than.
allow the slave owner who has tracked her down to take the baby
into a life of slavery. The reader identifies with Sethe as well as
other characters in the novel, Feelings of anger, frustration,
‘and empathy wash over the reader. Ambivalent feelings about
1 mother killing her own children emerge as well. The reader
is let to wrestle with the ethics of Sethe’s action, as well as the
‘multiple emotions elicited by the text
In medicine, the stories we hear can be equally riveting.
‘They have characters as well. One of the main characters,
the protagonist of the story, is usually the patient. However,
there are other characters; sometimes they are mentioned, and
Sometimes the listener must hypothesize their existence and ask
‘about them. This is an example of the “unsaid” that plays such
‘an important role in narrative competence. An example of this,
tse of characteris the middle aged woman who presented to
the hospital with severe abdominal pain. The characteristics
of the pain, its time sequence and description did not lead
immediately to a diagnosis. Instead it made the physician
listener wonder about her motive. When asked about her
family, she stated she had three sons. She became happier and
in detail deseribed two sons who were quite successful, married
with children and living happy lives. She described a husband
that had left, and a marriage that ended unhappily. However,
she never mentioned the third child. Is this an oversight? Is
this an important “unsaid”? When the careful listener asked
about the third child, he learned that this son was in prison. He
leamed in just a few minutes of another narrative, more related
to the abdominal pain, The son was in prison, accused of
murder she was certain he did not commit, and one she was sure
‘nephew had perpetrated. Every time she was in the company
of the extended family, including this nephew and his mother,
the abdominal pain returned. The dynamics of this illness are
not difficult to understand, However, the skill to recognize the
“unsaid” ~ the description of the third son, a missing “character”
jn the patient's story ~ and thus apprehend the meaningful
whole of the patient's story is essentially a narrative skill. In
addition to making the correct diagnosis, by connecting the
social content to the physical symptoms, the physician found
‘a way to engage with this lady who might otherwise have been
“not t00 interesting” because she had no obvious abdominal
illness.
PLOT
‘The plot ofa story is what happens. Since Aristotle's Poetics,
wwe have understood the story to have action that develops
conflict, culminating in consequences. To apprehend the
meaningful whole of the story, we must be able to correctly,
6 + Narrative Medicine
understand the character’s motives, get their actions exactly
right whether said or unsaid ~and articulate the consequences
of their actions, Articulating these consequences allows for 2
narrative ethies to emerge, atopic to which we will return in the
fifth paper in this series
Tn Anton Chekhov's “A Doctor's Visit” a young Dr.
Korolyov is called to the country to visita young factory heiress
‘who is chronically ill and complaining of palpitations. He listens
to her history, examines her briefly and immediately knows
there is no serious illness, The family begs him to stay the night
and he reluctantly agrees, The plot thickens by his observing
the factory at work during the night, his imagining the horrible
life of the factory workers in late nineteenth-century Russia,
and his making the connection between the difficult lives of the
factory workers and the symptoms of his patient — this patient
he had so easily dismissed just hours earlier. Because of this
new insight, he revisits the patient and has a long discussion
bout her symptoms and what he feels is causing them. The
reader is left to understand that the patient was helped through
his insight into her social and personal predicament, Because
he apprehended the meaningful whole of her he was “moved”
toward engagement, as Dr. Charon commonly says, rather than
remaining “detached.” The narrative process that leads doctor
Korolyov to a proper diagnosis is the way it allows (pertaps
forces) him to imagine himself in the situation of another and
thus grasp the whole state of affairs of another “character.”
‘When our patient tells us their story of suffering ~ the HPL
= they are giving us symptoms. These symptoms can also be
thought of as analogous to characters in a short story or novel.
(Thus patients offen say “my back is hurting me,” making their
back an active character in their stories.) The motives of the
teller, the experience of the characters, and the actions (plots)
‘of these symptoms culminate in the comprehension of the plot
1s a whole — the “meaningful whole” of the narrative ~ that
wwe call diagnoses. The skills at apprehending the meaningful
whole of this plotting of the patient's story is identical to the
skill of apprehending plot of the literary story. For the plot to
make sense and in the final analysis to illuminate a diagnosis,
requires that the listener get the motives, time sequences, and
descriptions correct. (In Part 4 of this symposium we explore
how narrative knowledge can help with diagnosis.)
DESIRE
Desire in this context is the desire of the storyteller, the author
‘ofa literary work or the patient-author of an HPI. The question
the skilled reader asks is: why is this author writing this short
story or novel? Understanding the desire of the author ~
different from the motive of the character insofar as it takes in
the story as a whole — helps the reader apprehend the story at
‘a deeper level. Reading for the desire of the author is a meta-
skill of apprehending literary text. Understanding the desire
of the author of a literary text adds depth to the understanding
Of the text, just as does reading for the desire of the author of
the HPI add depth and meaning to our practice. We need only
to study secondary texts about the great novels of the world’s
literature to know that there are multiple interpretations of
the desire of the author. This, however, does not detract fromits importance, In fact, reading for desire of the author is but
cone area in narrative studies where the learner becomes more
comfortable with ambiguity. A classic ambiguous authorial
desire is that of Albert Camus in his novel The Plague. The
text isa story of a modern day plague caused by the bacteria,
Pasteurella pestis, spread by rats, a plague in every way a
classic one. Critics began reading into the text a desire of the
author to create an allegory of the Nazis occupation of France
during the Second World War. The allegory works beautifully
upon a more “careful reading,” but the reader is left to interpret
~ to make “educated guesses” about ~ this desire for himself
A.common ambiguous authorial desire in medicine is the
patient who presents with chronic pain. We in medicine, for
1 variety of reasons, are commonly suspicious of the intent of
the patient and commonly assume that the patient is seeking
financial reward for this pain more than relief from it. Unless we
read the narrative of the patient, including the story, the exam,
and the lab and imaging studies carefully, we risk misreading
the intent of the author — jumping to conclusions and harming
the patient.
As mentioned earlier, becoming more comfortable with
ambiguity is indeed one of the goals of using literature to
teach medicine. With experience physicians learn that there
is much ambiguity in medicine, but because of the scientific
training and education many are never comfortable with it. Just
as discussed with motive, the physician-reader of the patient
hhas an advantage of being able to test hypotheses regarding
desire by asking questions, verifying, and getting the desire
“just right.” The key here, however, is the same as with
careful reading. ‘That is, the reader of the patient's story must
care enough, engage, and take time enough to get the story as
accurate as possible.
CONCLUSIONS
‘As we apply the above concepts to our careful reading of texts,
and as we wonder how these concepts apply to the stories of
‘our patients we discover a different category of knowledge —
narrative knowledge. Narrative knowledge implies a certain
way of knowing. Throughout these papers we will use the
term narrative knowledge to mean the knowledge we take away
from narrative which, unlike scientific knowledge, explores
rather than expels ambiguity and uses our natural engagements
‘with others as a resource, Narrative knowledge can be more
specifically designated as its “meaningful whole” — the thought
‘or “point” or “theme” of a story, where the whole is greater
than the sum of its parts. This is opposed to the scientific —
non-emotive ~ language of logico-scientific medicine, where
‘the whole is equal to the sum of its parts, Yet, like science, it
is not simply “intuitive” but can be systematically taught and
learned. ‘The practice of discovering this narrative knowledge
‘as we read and apprehend good literature provides us with skills
‘we can apply directly to patient care. ‘The third paper explores
this conceps in depth, but all the papers explore the domains of
‘our clinical practices where narrative knowledge is best applied
to make our work and its fulillments better
REFE
2
3
ERENCES
Charon, Rite, M.D. PRO, Nararive Medicine, Oxford University Press
200639.
Charon, Rita. Nartatve Medicine, Honoring the Stoves of Hes.
‘Oxford England, New York OxTorsUnleraity Pres. 2008, Preface ui
Charon, fta. "Literary Concepts for Medial Readers: Fame, Time,
Plot, Desire” Teaching Literature and Medicine. Edited by Anne
Hunsaker Hawkins and Maryn Chandler MeEniyte. New York The
Modern Language Associaton, 2000. p, 29-1
Vannata, JB, sclefer, Ry Crow, 3. Medicine and Humanistic
Understanding The. Signiscance of Nanative in_the Practet of
‘Medicine, 8 DVD ROM. Philadelphia, University of Penn Press. 2005.
Chap. 4p, Vonnatt ik
Selzer, &“melda eres to a Young Doctor, San Diego, New York
London, Harcourt Brace and Company. 1982, pp.2136. Dr. Richard
Selzer was practicing surgeon fo many years,
CChekoy, A."A Doctors Viste A Doctors Usk: Short Stoves by Anton
Chekhov. New York, Bantam Books. 1988, pp. 96-106. Anton Chekhov
‘was practicing physician thoughout his writing career
Narrative Medicine+7The Journal of the Oklahoma State Medical Association:
Part Two: The Role of Narrative in the Everyday Practice of Medicine
Development of a Patient-physician Relationship
‘Jerry Vannatta, MD; Ronald Schleifer, PhO; Sheila Crow, PhD
Anew potientalvay: created an extement an anipaton
wanted my fest mpression abe uncliedI wanted ito be pure, ea velb stuck note
nen
I think backo some those arly patients ts that ist Impression chat lingers wr they wore, what word they used ttl er story, who was wth them, he
scentofthe rom, how the enlarge spleen et rebounding off ry gers how th smocth bt dstended Iver slid under my hond. The writer Milan Kundera says
thatthe first en minutes between a mon and oma are the most importantintheisubsequen istry, apredictarof things come, Solas with me: the fest
ten minutes were a determinant of how | woud color that patient in my memo. ~ Abraham Verghese, M.D, My Ow County!
The patient brings to the clinical encounter a story, the
history of present illness (HP). As the physician listens to
the story, a special kind of relationship begins to form. itis,
often charged with deep felt emotion by the patient ~ fear
and anxiety, anger, sadness, ora combination of these. As we
suggested in Part One of this symposium, when the physician,
attends to the patient's story, both its biomedical content
and the emotions with which itis told, a special therapeutic
relationship is born. This relationship Is the basis ofall future
interactions between physician and patient.
PATIENT-PHYSICIAN RELATIONSHIP:
POWER DIFFERENTIAL
‘The patient-physician relationship, because of the physician's
privileged knowledge and also, as sanctioned by the state,
privileged power, has embedded in it a power differential
One of the responsibilities of the physician is to recognize
this differential and respond appropriately. That is, there
are appropriate as well as inappropriate uses of this power
differential. In general terms, Anatole Broyard has described
the appropriate use of a physician's knowledge and power.
“My ideal doctor,” he writes,
‘would resemble Oliver Sacks, the neurologist who
wrote Awakenings and The Man Who Mistook His Wife
‘for a Hat. Ucan imagine Dr. Sacks entering my condition,
Tooking around at it from the inside like a benevolent
landlord with a tenant, trying to see how he could make
the premises more livable for me. He would see the genius
cofmmy illness... My ideal doctor would “read” my poetry,
my literature, He would see that my sickness has purified
‘me, weakening my worst parts and strengthening the best
‘Corespondence te Jey & Vansatta MD, John Flack Burton Professor of
Humonities in Medicine, David Ross Boyd Professor of Medicine, University
‘of Oktahoma College of Medicine, WP 1160 PO. Box 26901, Oklahoma Cy.
‘okiahoma 73190
8+ Narrative Medicine
‘On the other hand, there are many examples of the abuse
of this power. Two categories of this abuse of power are
paternalism and arrogance. By paternalism we mean that the
physician treats the patient, even though he is an adult, as a
child, Inhis novel, The Woman Who Walked into Doors, Raddy
Doyle presents a woman, Paula, who is the victim of spousal
abuse. Her husband brutally beats her, and then takes her to the
emergency department for care. The physicians and the other
personnel treat her with a paternalistic attitude, leaving Paula to
play the role of a child.
[No questions asked. What about the burn on my hand?
The missing hair? The teeth? I waited to be asked. Ask me.
Ask me. Ask me, I'd tell her. I'd tell them everything. Look at
the burn. Ask me about it.
Ask,
No?
‘The nurses and doctors who treat Paula respond to her as
if she is a child, They allow the abusive husband to remain in
the room, and in fact to answer most of her questions. They call
her silly and tell her she surely must be more careful. Falling
down stairs and running into doors are the activities of careless
children, Reading this narrative creates empathy for Paula, and
generates antipathy toward the physicians and nurses for not
only heir paternalistic indifference, but their confederacy in the
conspiracy against Paula. Nowhere in the story do the medical
personnel treat Paula as an adult; there is never an alliance built
between patient and physician, although Paula is screaming
inside for help: “Ask.”
By arrogance we mean a subtler form of power and
paternalism that is often displayed by physicians, and which,
again, is easily discernable in narrative, In her story, “The
Interior Castle.” Jean Stafford tells a story of @ Woman
undergoing exceptionally painful nose surgery. In this
narrative, the doctor never validates the pain, doesn’t invest
time or energy in developing rapport, and demonstrates no‘empathic understanding of the patient’s horrible suffering. The
patient, Pansy, we are told, “fought two adversaries: pain and
Dr. Nicholas.™ The doctor tells her there is no danger even
though he wonders to himself “if she knew in what potential
danger she lay.” This patient-physician relationship results in
‘only technical manipulation of the nose and virtually no caring
forthe patient.
Using these and other stories to teach both practicing
physicians and medical students works particularly well
precisely because the elements of narrative we described in Part
One ~ narrative time, motive, character, plot, and the overall
“desire” or purpose of a story — allow those encountering
such stories to grasp an overall sense of the professional and
interpersonal relationships that arise inthe practice of medicine.
‘These stories provide the doctors or students examples of
abuse of power at a distance from the particular occurrences
of the patient-physician encounter ~ the doctor's busy day, her
necessary attention to details of physiology, the need to attend
to her own professional standing — and allows them to reflect
on the suffering ofthe patient and his concerns as a whole. The
careful reading of stories like these allows doctors or students,
to practice narrative skills, just as musicians — and surgeons
~ “practice” their skills. Moreover, since they are written
in ordinary language, they also remind their readers that the
specialized language of medicine should not forget the overall,
goal of healthcare as the attending to the suffering patient.
DEVELOPMENT OF RAPPORT
Encouraging physicians to develop rapport with the patient
‘early in the relationship is one ofthe goals of medical education,
Rapport is usually defined as agreement and harmony between
people, a close and trusting relationship. Most medical schools
use a variety of methods to teach the development of rapport,
including observed interviews with standardized patients, and
feedback provided of those interviews, The use of literature
in teaching strategies for achieving rapport with patients is
relatively new. It is a method that is contextual in nature; that
is, the literary text provides a context — a vicarious experience
within which the reader can recognize and even feel harmony,
agreement or disagreement, trust or distrust with characters or
‘with the author. In literary narratives, the reader is presented with
a learning environment devoid of the learner's ego investment.
‘The reader can reflect, write, and discuss the content ofthe story
and develop analyses, connections, and analogies to his own
life experiences — including, for physicians, clinical situations ~
without actually experiencing it. In the above example of Paula
in Doyles” novel, the reader has the experience of observing
the doctor mistreat Paula out of distain for alcoholism. This
allows readers to imagine themselves in situations and, as we
noted in Part One, experience the emotions that arise out of
those situations unhampered by the dismissive shorthand of
stereotype. (It is such shorthand that allows physicians to
dismiss the lower-class Paula so easily.) Narratives can present
such shorthand, yet at the same time they are able to provoke
critical judgment — both intellectual and emotional ~ of those
situations. When done well, the representations of situations
Cf interpersonal relationships provoke in learners emotional
responses that often arise in actual clinical situations.
Anexcellent example of the doctor developing rapport with
his patient isin Fervol Sams” story “Epiphany.” In this narrative,
Dr. Goddard is treating an uneducated, poor, ex-convict, Gresry
MeHTune. Rapport is required in tis relationship, as itis in
most, because future effectiveness of treatment depends upon
it, Dr. Goddard recognizes the social and educational gap that
exists between them, He does an excellent job of bridging it.
Gregry’s response to Dr. Goddard intially demonstrates that
the patient fels rapport with the doctor. After receiving medical
samples, Gregy tells the doctor:
won't forget, Doc, but hell, you didn’t have to do this.
Pm a pore man, but {ain't no charity case.”
“You're accommodating you habits and wishes to mine,
Grogry, and I'm tying to accommodate mine to yours. T'lsee
you next week.”
“TIL sure be here.” There was a pause, almost of
embarrassment, “I ain't never run into no doctor like you
before." He hesitated, “Ifyou cae, eare.”*
Throughout the narrative, Sams portrays Dr. Goddard as,
caring for his patient and develops an emotional connection to
his patent, the harmony and agreement of rapport. The eare
and connection take the forms of respect and honor for the
patients story taking the time to listen carefully, and finaly,
responding to his patient in terms of the values and vocabulary
thatthe patient brings to the patient-physician encounter.
Rapport is a relationship built on trust and emotional
ality. The physician has the responsibilty to demonstrate
genuineness, honesty, and commitment. The patent will
respond to this honesty emotionally. This forms the beginning
of & relationship based upon rapport. Rapport is more easily
developed with patients who are like the physician ~ when
te patent and physician are of same gender, similar cultural
background, age, and interests. But when the patient and
physician are not similar ~ as in the case of Dr. Goddard and
Gregry ~ development of rapport can be more difficult to
achieve. Reading literary narrative —especiallyin group setings
that allow the expression of different understandings and points
of view ~ has a role to play in the education of physicians
about development of rapport. Literature provides a wealth of
experience - vicarious experiences — with other cultures, gender
roles, and socioeconomic groups thatthe physician may never
have experienced, Narative is about something particular and
‘therefore creates memories and images in the reader's mind that
often provoke an emotional response. Both the images and the
emotions of narrative that ean give rise to vicarious experiences
are stored in memory. This library of images and emotions,
built up overtime in response tothe reading of excellent stories,
is available to the physician. As the physician remembers the
story, the character or situation, and once again experiences the
remembered emotion, he is often able to transfer that emotion
to the patient at hand and use that emotional energy to make
‘8 connection with this particular patient. Once rapport is
established, the physician conceives of her work witha patient
as a relationship, a collaborative effort, and the nature of her
role and weight of her burden change.
Narrative Medicine «9—————
In the DVD-Rom we developed, Medicine and Humanistic
Understanding, Dr. Vannatta relates an epiphany ~ a vicarious
‘experience with a piece of literature and its use in creating
‘apport with a patient in his care. Itis worth citing this narrative
description at length. “T.came to this whole interest in narrative,
literature, and the practice of medicine,” Dr. Vannatta notes,
through an experience I had in my own practice. I'm a
general intemist, and I had an elderly African American
‘woman who came back tothe office for an office visit after
hhaving been in the hospital. I didn’t get to know her
real wellin the hospital because she was cared for primarily
by the residents and the medical students on my service,
but when she came back for an office visit, was providing
the cate. And she rapidly told me that she was having
trouble getting her medications, but as I was interacting.
‘with her, there was just really no connection being
‘made, That makes me so uncomfortable when I'm really
not connecting with the patient, so, as [usually do when I’m.
not connecting well, I backed up and sort of took a
psychosocial history. I basically just said, “Tell me about
‘yout life.”
She began to tell me a story about having grown up
in east Texas on a sharecropping farm where her father was
f sharecropper, and he, when she was fifteen, made her
‘marry a man who was twenty-one. It really wasn't the man
she wanted to marry; she was in love with a sixteen year
old, but he made her marry the twenty-one year-old
because he could provide for a living. In fact, she said to
‘me during the story that he wasn’t very good at making
a living, but he was sure good at making babies, and she
had seventeen of them, And I thought at the time she
said that, “My goodness, that could have rolled right out of
‘a wonderful novel or short story.” She went on to say
that she, oftentimes, to make ends meet, walked two miles
10 a white man’s house and two miles back to do domestic
work. And she told me that sometimes the white man
‘would give her a dozen eggs, and sometimes he would give
her a two-gallon pail of milk to carry back to the family.
And then she looked at me and said, “Doctor, have you
ever carried a two-gallon pail of milk two miles?”
‘And, in fact, did grow up on a farm, and can remember
‘carrying those galvanized pails of water around the farm to
the chickens and whatnot, and I could just see that wire
handle just burying and cutting into her hand, But more
importantly, { was thinking that I was seeing her carrying
this pail of milk on a dusty, sort of rocky road, probably
‘with not very good shoes. And as I was thinking about her
feet, making this journey back, I began to think of this
novel, Toni Morrison's novel, Beloved, which I had just
read a few months earlier, at that time, the most remarkable
novel I had ever read, a very disturbing story about slavery
jn America. And the protagonist, Sethe, is running from
slavery. She's pregnant, she’s trying to escape, and she’s
tired and she’s about to deliver a baby, and she’s hiding up
under a bush and a little white girl finds her. One of the
things that’s striking about that scene is her swollen,
bleeding and pussy, infected feet. And that image of those
10 + Narrative Medicine
feet came back to me justin a flood, and the emotions that
had felt, think, when I read the novel were seemingly
stored in memory. And along with the image of the feet,
these emotions came flooding back to me.”
‘And the remarkable thing that happened in the room was
‘hatthose emotions were available to meto beable toconnect
with this lady, not that she was a slave, but in some way
she was telling me a story about her economic enslavement
land somehow they connected. I don't know how that
works, but nonetheless, it happened. It was an experience
‘that was dramatic for me, and from that point on, we began
to make a more meaningful connection, and we rapidly sort
‘of problem solved her ability to buy her medications and get
them so that she could take them. And at the end of
the interaction, we stood up to leave and a remarkable thing
hhappened, which usually doesn’t happen in my practice,
which is we embraced. And she knew that a wonderful
relationship had begun, and so did I.
Above all, Dr. Vannatta is telling a story with a beginning,
middle, and end. Moreover, it ends with the “remarkable thing”
of remembered and re-experienced emotion, that now becomes,
in this new narrative, thea remarkable combination of Morrison's
lengthy narrative, particular experiences of Sethe, Dr. Vannatta’s,
patient, and Vannatta himself ~ combined in a new experience
that brings together emotion and knowledge. That new
experience grows out of the elements we described in Part One
of this symposium ~ narrative time, motive, character, plot, and
the overall “desire” or purpose of a story. Here, the time is that
of the patient interview; the motive for the physician is to make
1 “connection,” for the patient to receive care; the characters,
remarkably, are remembered people strugaling to walk; the plot
is the transformation of dissociation to rapport. And the “desire”
of the story both in the DVD and here ~ is to demonstrate the
power of narrative inthe practice of medicine,
DEVELOPMENT OF EMPATHY
Empathy, akin to rappor, is a quality that physicians can bring
to or develop within their relationships with patients, The
quality of empathy is, in many ways, at the base of rapport.
‘The following is a short discussion of empathy by Rita Charon
‘extracted fom Medicine and Humanistic Understanding.
Empathy is the method, or the tool, that gets you towards
engagement. Empathy is that ability to recognize the
plight of another person and to be moved by it. Empathy
ddoes not require that I have experienced what the patient
is experiencing, Tt doesn’t require that I imagine it
happening to myself necessarily. I mean, I can’t really say
“I'm a 98 year old demented woman.” That doesn’t work,
but it does require that I can imagine the whole situation,
and if she’s 98 and demented, I have to say as | use my
imagination, “Well, what does that mean?” Probably she
can’t do very much cooking in the house if she can’t
remember where she put the rice, and perhaps this means
she can't use the telephone any more, and those very
practical things. And, also, even though her memory is
askew, it doesn’t mean that her feelings are askew, $0, how
can I dignify her, how can 1 treat her with nobility eventhough she thinks it’s 1930? So, this ability to imagine the
predicament or the plight of the patient pus us in position
to treat them all the more effectively?
The “recognition” discussed by Dr. Charon is a type of
understanding of the patient's plight. It i also being willing
to invest one’s self emotionally in the patient and in her story
in the direction, as she says, towards engagement. When the
physician and patient engage in this manner, they experience
a deeper, more meaningful relationship — one built on mutual
understanding, trust, and a kind of love, This engagement
deseribes rapport, and it is established through the development
of empathetic recognition and understanding. Empathy is a
response and an emotion generated by an act of recognition, as
De. Charon has said. Such recognition can be provoked by an
image, an imaginative identification, a sense of “whole” story
falling into place, as it does in Dr. Vannatta’s narrative of his
patient interview. Empathy is more readily demonstrated by
some individuals, as if tis built into their personality structure.
For those to whom empathy is “second nature,” the study of
the humanities can provide deep experiences that validate theit
impulses to connect with and comfort others. For those who,
for a variety of reasons, do not readily feel or acknowledge
their own feelings of empathetic understanding, the study of
the humanities ean provide promptings for such feelings.
Many physicians argue that too much empathy is
overwhelming and inhibits their ability to practice, but Dr
‘Charon describes the “rewards of engagement.” Physicians
‘who train themselves to be more empathic almost universally
report higher job satisfaction, and, as Dr. Charon suggests, the
‘engagement to which empathy leads the physician is what the
patient needs. The patient then gains from the relationship as
4 result ofthis “recognition and understanding” by the doctor.
‘This patient satisfaction is obvious tothe physician and, in retumn
physician's satisfaction is improved as well. It seems a paradox
‘that when physicians work hard to find ways to “connect” with
patiant, they commonly receive more out ofthe resulting
relationship than they invested. For most physicians, this return
on investment ~the ability to adequately care for others—is one
of the reasons they entered medicine in the first place.
‘The efficacy of empathy in making a difference in care
is mulifold. It fosters the patient's honest storytelling, the
physician's attentive listening, and most importantly, the
Aiagnosis that arises from the patient-physician encounter.
Moreover, empathy can be taught and learned. The very
practice of reading narrative, as we suggested in Part One,
provokes neurologcally-based empathetic responses, which
readers Team to attend to more fully. Moreover, simple
practices of asking for stories and explanations from patients,
as Dr, Vannatla did, cteate opportunities of such “narrative”
responses. And when this happens a remarkable thing often
‘occurs: patients recognize empathy, respond with greater care,
and physicians find themselves engaged by the simple act of
‘exchanging stories. Reading and discussing narrative enriches
this engagement, as we saw in Dr. Vannata’s case, where the
‘combination of different narratives created a complex emotional
‘and cognitive response.
REF!
1
2
“ERENCES,
‘Abraham Verghese, MD. My Own County: A Doctors Story. New
‘ork Vintage Books, 1995p. 111.
‘Anatole Broyrd ntxicaied by ity ness, New York: Clarkson Potter,
1992, 4.
Roddy Dose, The Woman Who Meiked no Doors New York: Penguin
Books, 1996:p. 168.
san Stafford, “The Intevior Castle, The Collected Stories of Jeon
Stafford, New yor: arr Straus, and Giroux, 1969, pp 17593,
Fora fine discussion arguing that the gos” of meditine s the oli of
suffering, see Erle Cassell, The Notute of Sufering and the Goals
‘of Medicine. New Yor: Oxford University Press, 1997. Ox Caseell was
Dracticing physician,
FerolSams, Een, Alant: Longstreet Press. 1994.12.01 Sams
vasa practicing physician,
Vannatta, J. Sehleter A, Crow, S, Medicine and Humanistic
Understanding, The Significance of Naratve inthe Practices of
Medicine, \ OVO ROM. Philadephia, University of enn Press. 2005
GET SCREEN REF
Vannata, 18, et al. Medicine and Humanistic Understanding,
The Significance of Warratve inthe Practices of Medicine, & DVD ROM
Philadelphia, University of Penn Press. 2006. Chap I-p 35.
Vannatta, JB, et al Medicine and. fumanstie Understanding,
The igncance of Waratv inthe Practes of Mediie, & BVD ROM.
Paladelpha, University of Pena Press. 2008. Chap I. p42.
Narrative Medicine + 11