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To cite this article: Noel Entwistle (1977) Strategies of learning and studying:
Regent research findings, British Journal of Educational Studies, 25:3, 225-238, DOI:
10.1080/00071005.1977.9973497
To link to this article: http://dx.doi.org/10.1080/00071005.1977.9973497
hat insights can educational and psychological research provide, which would have practical value for lecturers and
students in higher education?
There seems to be a good deal of justified scepticism about the value of
learning theories and educational research when applied to the complexities of student learning. Yet it seems logical that a systematic study of
learning should help both teachers and students to become more effective.
Certainly, at the turn of the century, James Ward found it self-evident
that psychology had important implications for education at whatever
level. He argued that:
a science of education is theoretically possible, and . . . such a science
must be based on psychology and the cognate sciences. To show this we
have, indeed, only to consider that the educator works, or rather ought
to work, upon a growing mind, with a definite purpose of attaining an
end in view. For unless we maintain that the growth of mind follows
no law; or, to put it otherwise, unless it be maintained that systematic
observation of the growth of (say) a hundred minds would disclose no
uniformities; and unless, further, it can be maintained that for the
attainment of a definite end there are no definite means, we must allow
that if the teacher knows what he wants to do there must be a scientific
way of doing it.1
Why then is there such scepticism nowadays? Perhaps there are two
main reasons: one concerns the direction taken by academic psychology
and the other is to do with the expectations of teachers and students.
Academic psychology has made strenuous attempts to become 'scientific',
and has followed the hypothetico-deductive paradigm of research which
proved so fruitful in the physical sciences. But to adopt this scientific
approach in psychology, the problems had to be narrowed down. Psychology began as the 'study of mind'; it soon became stereotyped as the
domain of rat-runners and pigeon-fanciers. Extrapolation from the
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help lecturers and students to think more clearly about the tasks that face
them in higher education.
Prediction of Academic Performance
A follow-up study sponsored by the Joseph Rowntree Memorial Trust
began in Lancaster in 1968. One part of this project was to identify the
characteristics of students who were successful in different areas of study,
and a full report on the findings has recently been prepared.5 1531
students from seven English universities were given a battery of psychological tests in their first year, and again in their final year. From a correlational analysis it was possible to describe the characteristics which were
consistently associated with good degree results across all six areas. The
results provided few surprises. The successful student tends to have
obtained good grades at school, to have high levels of numerical and
verbal aptitude, to be well motivated, to have well-organized study
methods, to work hard, and to be introverted. But that overall picture is
misleading and unhelpful. The spurious uniformity is produced by the
statistical analysis used. A different approachcluster analysisproduced
a more realistic picture. Successful students rarely have all the characteristics of the ideal statistical assemblage. Students achieve success in
different ways, with different combinations of aptitudes, attitudes and
personality traits. For example, two groups of students who had above
average degree results were described as follows:
One cluster 'contained students with high "A" level grades who were
satisfied with their courses. These students had not had a particularly
active social or sporting life, nor had they concentrated on developing
aesthetic interests . . . They were highly motivated and had (wellorganised) study methods. In personality they were emotionally stable
and had high scores on theoretical and economic values, linked with a
tendency towards tough-minded conservatism. This combination of
characteristics suggests a rather cold and ruthless individual governed
by rationality and spurred on by competition to repeated demonstrations of intellectual mastery...
'The main defining features (of the contrasting cluster) were high
scores on neuroticism and syllabus-boundness. Their self-ratings were
uniformly negative. They saw themselves as neither likeable nor selfconfident. They had no active social life and had few aesthetic interests
. . . It is tempting to see these students as being motivated by fear of
failure.'6
The two groups did seem to be using different forms of motivation
hope for success and fear of failure, but it was interesting to see how the
negative reaction proved almost as effective as the positive one in leading
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repetition of this differential treatment, both groups were given both deep
and surface questions about a third chapter. The results indicated that it
was possible to alter students' approaches to some extentbut it was
much easier to induce surface processing than to encourage a search for
meaning. Over half the Swedish first-year students were classified as
surface-processors, and a similar proportion has been reported in
England.13 It may well be that secondary school examinations are
encouraging a rote-learning, reproductive approach to studying.
The final study at Gothenburg has been reported by Fransson.14 He
varied the levels of motivation and anxiety of students before they were
asked to do the learning experiment. It seems that motivation increases
the probability of a student adopting deep-level processing, while anxiety
induces a hurried 'fact-grabbing' strategy. Here there seems to be a clear
link with the Lancaster research. Fear of failure students were syllabusbound. It now seems that they will also be likely to adopt surfaceprocessing and to reach acceptable levels of performance mainly by long
hours of anxious application.
This research at Gothenburg is still continuing, and an SSRC research
programme at Lancaster is following similar lines. Two important questions being asked concern the intellectual development which may take
place in higher education and whether students use different strategies in
reaching a deep level of understanding.
Intellectual Development during the College Years
The best-known research on intellectual development is that of Piaget and
Inhelder,15 but their famous series of stages and periods are completed
with the establishment of formal operations during adolescence. What
happens after that age ? There is surprisingly little psychological evidence
about the intellectual effects of higher education. Clearly students acquire
more knowledge and technical skills, but is there no change in their way
of thinking? One study carried out by Perry16 at Harvard suggests that
there are important changes during the college years.
Again this research study used an interview methodology. Perry talked
to the same group of students every year about their experiences at college.
Using a very open approach, he was particularly interested in the way
students came to appreciate the 'relativism which permeates a pluralistic
society'. This relativism is met in most undergraduate courses, but is most
striking in the social sciences and humanities. Perry found that he could
identify a series of nine positions through which most students progressed,
as they moved from absolutist views about the world towards what he calls
'contextual relativistic reasoning'. This development can most easily be
illustrated from the comments of two students, identified as being at the
first and fifth positions in Perry's scheme.
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When I went to my first lecture, what the man said was just like God's
word, you know, I believed it because he was a professor . . . and this
was a respected position.
The more I work here, the more I feel that what I'm trying to do is
to become what you might call a detached observer of . . . any situation
. . . One who can . . . detach himself emotionally . . . and look at the
various sides of a problem in an objective, empirical type of way.17
Few students at Harvard reached college at Position i. Most of them
were aware of uncertainty, but to begin with students still expected the
'right answer' to be found eventually. Some students attributed the conflicting interpretations they met to badly qualified teachers who were
unable to decide which answer was right. Later on, students recognized
that lecturers expect analytical discussion in essays and the weighing of
evidence in argument, but they saw the emphasis on relativism as part of
an academic ritual. They did not see its relevance to everyday life.
The eventual awareness that relativism is an accurate reflection, not
just of our current state of knowledge, but an inevitable consequence of
human fallibility and subjectivity, can come as a traumatic shock to some
students. It creates uncertainty; it challenges fundamental beliefs. But
out of this conflict grows the ability to use relativistic reasoning in
academic work and in social situations. Students become better able to
tolerate opposite viewpoints, while still defending their own ideas. They
recognize the need to commit themselves to a personal interpretation, but
accept the right of others to reach a different position.
This stage of commitment comes as the final position in Perry's scheme
and is rarely reached during the college years. One student who was
considered to have reached this stage of maturity, reviewed his own intellectual development in these words:
I used to think that you could evaluate decisions in terms of a right
and a wrong . . . And I think that lately I've been somehow rejecting
this . . ., that you can make right and wrong decisions. You simply
make decisions, and whichever way you go there's not going to be any
violent repercussion.
This student went on to describe the toleration he had acquired for other
people's committed views.
Once you find out where you stand, . . . then you just have to say, if
you're confronted with a person who doesn't do things like you do,
'Well, he has decided to do things like thisI wouldn't. I don't think
it's right.' And yet you have to come back and say 'But this is only
subjective'this is only my way of looking at things. I can't say, in
absolute terms, that this is immoral.1S
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In the later stages of Perry's scheme, intellectual and moral development merge. The relativistic reasoning which was first applied, reluctantly,
to academic assignments is later used enthusiastically in thinking about
social issues and personal relationships. The final position is seen by
several psychologists as the ultimate goal of personality development.
Maslow19 describes this as the process of 'self-actualisation', Erikson20 uses
the term 'ego-integrity' to describe
fruitful to use student-led tutorial groups: the inhibiting effect of tutordominance can easily destroy the potential value of discussions among
students.
Perhaps the most important reminder which comes from Perry's work
is that intellectual development can be traumatic. Lecturers are perhaps
too ready to attribute lack of progress to indolence or apathy.84 Such
explanations will be true for some students, but we still have to ask how
that apathy arisesto what extent are their experiences creating those
feelings ? As one lecturer commented during an interview
The main trouble is unwillingness to get down to work, but having
said this, there is no doubt at the back of every instance of such unwillingness a paradox . . . that at some time in the past, in order for a
person to have got here, presumably he had been willing, and something is going on which diminishes that willingness.
Perry's research indicates that students experience crises induced not just
by personal relationships, but by the fundamental shifts in thinking which
are being demanded of them. Students need support, rather than criticism,
where lack of progress has its roots in the crises of self-confidence, or
philosophical doubts, which assail even the most industrious, and particularly the more imaginative, students.
Some of the implications of Marton's research appear to be straightforward. If half our first-year students are still adopting a reproductive,
surface-processing approach, it is essential to help them to see higher
education in a different way. But there are problems. The study by Saljo
showed that it is easier to induce a surface approach than a deep one.
Perry's findings suggest that the awareness of relativistic reasoning, which
may be essential for deep-level reasoning, develops only gradually. It is
not clear to what extent this type of thinking can be taught at all. It may
even be another facet of general intellectual ability. Surface processing
may be the only strategy possible for students who are out of their intellectual depth. But for others it seems to be more a lack of awareness or of
maturity. It seems likely that some students could be helped to adopt
more effective approaches to reading and studying.
There is, however, one final problem. To what extent does surfaceprocessing reflect a style of learning which students deliberately adopt
because it suits their own personality? Pask's research distinguishes between the narrowly focused attention of the serialist learner and the broad
use of analogical relations preferred by the holist. In Marton's experiments
some of the surface approaches may have reflected an initial orientation
towards facts, which through apparent time pressures did not reach a
deeper review of the whole article. There may also be subject area differences: scientists may generally expect to adopt a narrower focus than
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REFERENCES
1. J. Ward, Psychology Applied to Education, Cambridge, Cambridge University
Press, 1926, 1.
2. Ibid., 9.
3. W. James, Talks to Teachers (re-issue), New York, Norton, 1958.
4. L. J. Cronbach, 'Beyond the Two Disciplines of Psychology', Am.Psychol., 30,
1975, 126.
5. N. J. Entwistle and J. D. Wilson, Degrees of Excellence: the Academic Achievement Game, London, Hodder and Stoughton, 1977.
6. Ibid., 129-30.
7. N. J. Entwistle, J. B. Thompson and J. D. Wilson, 'Motivation and Study
Habits', Higher Education, 3, 1974, 379-95.
8. C. Miller and M. R. Parlett, Up to the Mark: a Study of the Examination
Game, London, Society for Research into Higher Education, 1974.
9. N. J. Entwistle and D. J. Hounsell (eds.), How Students Learn: Readings in
Higher Education (1), Institute for Research and Development in PostCompulsory Education, University of Lancaster, 1975.
10. F. Marton and R. Saljo, 'On Qualitative Differences in Learning IOutcome
and Process', Br.J.Educ.Psychol., 46, 1, 1976, 7-8.
11. L. Svensson, 'On Qualitative Differences in Learning IIIStudy Skill and
Learning', Br.J.Educ.Psychol., 47, 3, November 1977.
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