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with the Gnostics which is revealed in Enneads 3.8, g.8, s,5, and 2.9,
thinks M. Puech, Plotinus conceived of matter as a kind of evil substance,
whereas he later came to regard it as "imaginee comme un miroir". After
The two treatises which appear in places to teach most clearly the
inherent evil of matter are Enn. 2.4 and i.8. The former of these is the
was therefore written between 2S4 and 263 A.D.; the latter is number
fifty-one and was composed almost at the end of Plotinus' life, probably
in 269. The treatises against the Gnostics are numbers thirty to thirtythree in chronological order, all therefore having been written after
265; and those containing expressions suggesting that matter is mere
negativity include 2.6 (I7th in chronological order), 2.5 (25), 3.6 (26)
and 6.3 (44). Enn. 2.4, which, as has already been noticed, appears to
contain the theory of matter as evil, also supports the view of it as
negativity. We can at once conclude, therefore, that Plotinus appears to
have nmaintained the doctrine that nmatter is evil soon after he began to
write and again at the time of his death, and that his break with the
Gnostics did not, at least ultimately, affect his thought on this issue. We
nmay explain this by suggesting that the view of matter as negativity, which
appears along-side the apparently more dualistic view in the early tract
2.4, obtained complete supremacy in Plotinus' min(d for a period when
his opposition to Gnosticism was at its most intense, but if this is so,
(and I do not think it can be proved), then apparently dualist views on
this particular issue returned when the main struggle with Gnosticism
was over.
x H. C. Puech, "Plotin et les Gnostiques," Entretiens Hardt S, Les Sources de Plotin (Geneva
i 960) 1 84.
154
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All this - if true - seems rather confusing, and makes it very difficult
to understand Plotinus' process of thought, let alone the reason for that
process. It would appear then that talk of development in Plotinus'
doctrine of matter does not help very much in understanding him unless
we assume the unlikely hypothesis of a very brief change of view which
In his Philosophy of Plotinus,' Dean Inge has recognized that the apparent
difficulties in the Plotinian doctrine of matter arise from "the interrelation of the two kinds of judgement - that of existence and that of
value". This observation will serve as the basis of our own enquiry, and
if eventually we find that the "two kinds" have merged again, this is not
to disown Inge's dichotomy, but to stress that it is only a useful guide to
the teaching of Plotinus and would not have been acceptable as more
than that to Plotinus himself.
Just as for Plotinus there are two worlds, the world of particulars and
the world of Forms "yonder", so there are two kinds of matter, one "in
l'alterite c'est dans les autres." All Beings, that is everything associated
with any kind of matter, possess "otherness"; intelligible inatter is
I W. R. Inge, The Philosophy of Plotinuss (London 1929) Vol. x, 131 .
2 This dichotomy excludes from the discussion the celestial matter that forms the heavens
above the level of the moon. This matter is eternal and devoid of evil (Enn. 2.1.4.6-13.
CJ. 2.9.8.33-6), since it is, as Plotinus puts it, nxpop Oeoi3, while its sublunary counterpart
is only Trmp& rcov ycvo[i6vcov OcCv (Enn. 2.1.5. Cf. Tim. 69C).
3 R. Arnou, aLa Separation par simple Alteritet dans la 'Trinite' plotinienne," Gregorionum
X (1930) 189.
I 55
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"other" than the One, that is than what is "beyond Being", matter "here"
is other than Being (2.4. I 6).
has an individual distinction (1L6?-vJ 2.4. I3), which is, of course, not
its shape (for the possession of shape would involve at least a slight
connection with Limit), or its qualities, but simple its relation of "other-
ness" than other things. This "otherness" is its nature (cp6aLq), a nature
which is not essentially qualified but continually admits a flux of changing
qualities. Plotinus finds no difficulty in the idea of entities being un-
I56
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that it is "other" than "being". In this way Plotinus can say that matter
has no "being" (ouRa yocp so etvocL 9X?L 7 ' i.8.g), but rather is
non-being (t elvmoc), and that "non-being" has some kind of existence
in that it is identical with privation (2.4. i 6).
XeV&q 2.4. I 2) which shows the spurious nature of its object. In order
to see matter, says Plotinus (i.8.9), we must make use of a kind of
"counter-mind", a mind totally devoid of all Form and Being. Mind must
leave its own light, go out into an outside realm and suffer "the opposite
of its own nature". Mind must become mindless to recognize what exists
in some sense outside Being.
In the early treatise 4.8, Plotinus mentions two theories current among
the Platonists concerning the origin of matter. Either matter has always
existed, or its generation is the necessary consequence of its causes which
were "before" it (4.8.6). The 7tpo omueq here certainly refers to the
temporal creation of matter as opposed to its eternal existenice. It is
quite certain that Plotinus' final view is that matter exists eternally and
is not in any sense a temporal creation, and it is highly probable that his
support, even at this comparatively early date, was given to this view.
1 57
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(X&pLq) of the One. This being so, Brehier's suggestion I that, if matter
has always existed, "It is a term distinct from the realities which proceed
of value. For Plotinus, the Fornms are perfect examples of Being, and
Being is good. The Forms, therefore, are perfect examples of Goodness
and, like all that is good, are so constituted as to give of their Goodness
or "overflow" into creation. All that overflows is good, and all that does
not is evil. Evil is impotence, that inability to create which is the
negation of existence in a system which equLate existence and creativity.
Thus Plotinus can speak of a cause of evil. This cause is quite outside the
Ideal World, the World of Being; it arises below Being out of need,
privation and deficiency (j.9. io). Not however that any deficiency is
evil, for evil is absolute deficiency. What is to a limited degree deficient
in Goodness is not evil; rather it can be perfect so far as its own nature
with approval (i.8.6) the view that evil exists by necessity since there
must be an opposite to the Good. To the objection that, since the GoodI
is unqualified, it cannot have an opposite, he asserts that, in the case of
two particular substances, there can be no contradiction in essence since
they both possess a conimon element in matter - thus fire is conmpoun(de(d
of matter, warmth and dryness, and water of matter, coldness and wetness
1 E. Br6hier (trans. J. Thomas), The Philosophy of Plotinuis (Chicago i958) 8o.
2 Theaet. 176A.
I 58
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- but in the case of the Absolute and matter, their contrariety does not
depend on quality or on genus, but on their extreme separation from
They are both &pXoL, where apyn means "extreme", but one is a
beginning that causes the rest, while the other is a "beginning" that
marks the end of reception rather than the commencement of giving.
Thus although the Good and evil are opposing &p;(ou', there is no evidence
here of evil's having any active power to promote itself. Such language is
only the strongest way of saying that evil is unable to produce and that
production is good. The problem of the so-called "necessity" of evil,
which Plotinus struggles to explain non-dualistically despite Plato's
Timaeus, can be resolved by his theory of emanation, a solution not open
non-being and involved with sonme of the things mingled with non-being
or in some way associated with non-being. Evil is not absolute non-being
(ro mxv.?XxCo pq) ov) but only "other than Being" and 'v Totq [f oUGV.
In this passage it is clear that "the things mingled with non-being or in
some way associated" vith it are such primary physical existents as the
are to Being, the Fornms and the Good. Since Being is related to Goodness,
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reality. Such is its nature (yp'L5 I.8.6), such is the extent to which
It must now be quite clear that there are marked similarities for Plotinus
between matter and evil. Both are a kind of non-being, although not
absolutely non-existent. Both are totally devoid of Form and quality,
though they may be said to have a nature or character which is known
by its "effects". Both are at the lowest remove from Being: one in the
scale of existence, the other in the scale of value. Finally, these two
scales are different ways of looking at the same metaphysical facts, for
When speaking from the ethical point of view, Plotinus takes up the
powerful, if perhaps slightly rhetorical, position that the cause of evil
is itself evil. Evil is judged by its effects, or rather lack of them, just as
is evil (I.8.3; 5.9.IO, etc.). Thus matter is not only veWdo; but
8ae[8eo;, ALaXpO, xkX6c. Plotinus has made &vecWo; equal 8uae8eoq, and
equated utter negativity with positive harm. As he says in the closing
from infinity to zero. The One is infinity and matter is zero. Although
zero is nothing, it is not "absolutely non-existent" and it can, paradoxically, have positive effects. X, when raised to the power of zero, for
i6o
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We must now return to the great treatise against the Gnostics to see
what Plotinus has to say there about basic matter, and to discover
whether his opposition to Gnosticism has any connection with the
equation of matter with evil. It has often been assumed that since the
Gnostics can frequently be called dualists and the notion that matter is
evil is "dualistic", there must be a connection between these two facts.
It is accordingly surprising to find that while Plotinus has a very great
deal to say about Gnostic views of the phenomenal world, there is little
about "basic matter". His chief objection is to the Gnostic view that matter
is isolated from the procession of hypostases - an objection which our
exposition of Enneads i.8 and 2.4 would lead us to expect. If matter is
outside the cosmic chain derived from the One, says Plotinus (2.9.3),
the conclusion must be that the divine hypostases, the One, Noiq and
Soul are limited in space. This is intolerable to a man whose view it is
that the One is present everywhere in its transcendent fashion. Any kind
of spatial limitation seems to him like an impossible walling-in of the
v6i3ao) of the Soul and Sophia (2.9. I off.), Plotinus attacks their account
because it leads to the assumption that the phenomenal world is an
original principle. If this were true, he retorts (2.9.I2), matter in the
phenomenal world is also a "primal", which is impossible. According
to some of the Gnostics, when the Soul "declined", it saw and illuminated
the darkness that was already in existence.
To those who may have been willing to accept Plotinus' objection to
the independent existence of matter in eternity, but were still defending
their view of the Soul's "decline" by the suggestion that it did not
"decline" into a pre-existent darkness, but created this darkness by its
"decline", Plotinus replies that their own theory has shown that the
cause of the "decline" is nothing but the nature of Soul, and that they
are thus not justified in using the word "decline" is any derogatory sence.
Since Soul itself is the cause of "decline", the world or matter can not be.
Thus either "declining" is unnatural - which is impossible since this
would imply attributing evil in the world not to the world (as the
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matter and evil such as to lend support to the notion that his views on
the nature of matter had changed as a result of his struggle with Gnosticism. Plotinus protests that the Gnostics' introduction of a second soul,
"soul" arises later from the elements, how can it be the bond which
holds them together as elements? Plainly a bond must be at the least
contemporaneous with the objects it binds.
In short, the Gnostics are in error once again because they make matter
a "primal" or at any rate prior to this kind of "soul". In fact, they should
admit that soul is prior if they wish it to be any kind of "bond" for
things (5.8.7). Nothing is outside the donminion of' creative Form. The
Gnostics are wrong to separate matter in order to account for evil when
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likely that he admitted Forms of Mud, Hair and Dirt also. It has been
suggested that his analysis of negation in the Sophist enabled him to
dispense with such Forms as Evil itself and to account for all evil as
imperfection and negativity. However, as Ross remarks: 4 "There is
nothing to show that he ever took this line."
In interpreting all this Platonic theory without any notion of Platonic
than the Parmenides, e.g. the Form of Bed in Rep. 597, but it appears that only later did
Plato realize the difference their existence miiade to his general theory.
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trine of evil should suggest that such a phrase certainly need not involve
metaphysical dualism. No will to evil need be assumed.
phenomenal world (g.9. i4). First, we are told that they do not derive
from the One, as do the Forms, and that there is no No5q in them, but
that Soul, deriving from Noiuq and "taking other things from matter"
receives them from this latter source. A little below, we read that they
are the products of the Soul when it has reached the level of being unable
to produce anything better; matter this time is not mentioned. By the
phrase "taking other things from matter", Plotinus means no more than
that mud and the rest are nearer to "absolute otherness than Being" than
to the Forms. It is interesting to notice however that, although he has to
neglect the Platonic passages suggesting that Evil may have a place in
the World of Forms, he also finds it necessary completely to forget his
Master's doubts about matter. It is primarily because of their quasimaterial aspect, we remember, that Socrates in the Parmenides is hesitant
about the Forms of substances. To admit any kind of "extensionality"
into the Ideal World was a step which Plato apparently took with
considerable reluctance, for "extensionality" must have seemed liable
to confuse Forms with particulars. When Plato finally introduced his
Unlimited Dyad as an element in the Ideal World, he had revolutionized
his own theory and abandoned his fear of any kind of material principle.
Plotinus' taking over the Dyad and his interpretation of it as Intelligible
Matter 1 thus provides a solution to the question of matter at the base
of the phenomenal world without the need to resort to dualism, since
matter in this world is the image of Matter "yonder". Plotinus thus
avoids two varieties of dualism; firstly, he rejects the notion of a Form
of Evil, which for him must involve an Evil Mind, and goes so far as to
In Met. A. 988Ai4, Aristotle tells us that Plato made the One the cause of good and
the Great and Small the cause of evil. This can be brought into harmony with the Plotinian
doctrine of Intelligible Matter if we remember that for Plotinus it is Intelligible Matter
of which matter "here" is an image. In the special sense which we have described, matter
in this world is the quasi-cause of evil, and thus, indirectly, the origin of evil is Intelligible
Matter, although this in no way diminishes the latter's goodness. Some similar doctrine
of Plato would be sufficient to call forth Aristotle's remark in the Metaphysics.
i6S
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1 am particularly indebted for criticism of this paper in its original draft to Mr. F. H.
Sandbach and Professor A. H. Armstrong. Any remaining errors are my own.
i66
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