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denotonsillectomy is one of the most commonly performed surgical procedures in children.1 Removing the tonsils dates back to the first century CE in Rome, where inflamed tonsils were purportedly removed with fingers.2 While
adenotonsillectomy is a common procedure, rates vary both within
the United States and globally.3
Indications
The indications for adenotonsillectomy in children are detailed in an
American Academy of OtolaryngologyHead and Neck Surgery clinical practice guideline (Box).4 The 2 most common indications are
throat infections and sleep-related breathing disorder.4,5
Sleep-Disordered Breathing
Sleep-disordered breathing (SDB) is a clinical diagnosis. If a child
has signs and symptoms of SDB and results of a polysomnogram
(PSG) confirm an obstructive breathing pattern, the correct diag-
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Adenotonsillectomy in Children
able. A meta-analysis of more than 1000 children found the rate for
OSA cure (apnea-hypopnea index [AHI] <1 event per hour) with adenotonsillectomy to be 58%.12 In a large multicenter study, 27% of
children achieved OSA cure, again defined as an AHI less than 1 event
per hour after adenotonsillectomy. Cure was less likely in children
who were older or obese or who had more severe baseline disease.13
In the first randomized clinical trial of adenotonsillectomy vs watchful waiting with supportive care (WWSC) for children with OSA (the
Childhood Adenotonsillectomy Trial [CHAT]),5 the overall success
for an adenotonsillectomy was 79%. Success was defined as an AHI
less than 2 events per hour and an obstructive apnea index less than
1 event per hour. Children with obesity, African American children,
and those with an AHI greater than 4.7 events per hour were less
likely to be cured. Of the children in the WWSC group, 47% had spontaneous resolution of their OSA at 7 months. The large differences
observed in published cure rates with adenotonsillectomy are likely
related to differences in study sample characteristics (eg, obesity status, age) and variability between laboratories in scoring of respiratory events; there is also objective evidence for publication bias, with
likely negative studies going unpublished.12
The CHAT trial results warrant special discussion.5 Generally
healthy 5- to 9-year-old children with mild to moderate OSA were
recruited from clinical settings and randomized to undergo adenotonsillectomy or WWSC. At baseline and 7 months of followup, a battery of neurocognitive tests, surveys, cardiometabolic measures, and sleep studies was performed. Results demonstrated
significant advantage for adenotonsillectomy vs WWSC for normalization of sleep study results, scores on multiple parent-reported behavioral scales, scores on SDB rating scales, and quality of life. In contrast, there were no differences in formally assessed neurocognitive
attention and executive function; results of teacher-reported behavior scales were mixed.
Multiple subsequent analyses of the CHAT data have been published. Baseline severity of OSA was found to be related to African
American race, obesity, scores on symptom scales, and environmental tobacco exposure.14,15 Investigators found that there were
no group differences in change in blood pressure, lipid, glucose, or
C-reactive protein levels.16 Complication rates for the procedure were
low, and no PSG or demographic parameters were associated with
the outcome.17 Baseline symptoms of SDB were associated with behavioral problems and poorer quality of life at baseline and were associated with change in parent ratings of behavior and symptoms
postoperatively; neither PSG measures nor SDB symptoms were associated with objective executive function at baseline or postoperative improvement.18 Improvements in quality of life measures
were greater for those undergoing adenotonsillectomy vs WWSC,
and the change in quality of life measures with surgery was minimally related to changes in AHI or oxygen desaturation index.19 Finally, children who underwent adenotonsillectomy demonstrated
greater weight gain, especially children who were overweight at
baseline.20
Taken together, the above data largely support the efficacy of
adenotonsillectomy for SDB in children, at least from the parents
subjective perspective. In addition, the results of CHAT highlight the
importance of outcomes beyond normalization of the PSG results.
Given the variable cure rates, it is important to assess for residual
symptoms of SDB postoperatively and obtain a PSG if there is clinical concern for residual disease.
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At a Glance
The 2 most common indications for adenotonsillectomy are
sleep-related breathing disorder and recurrent throat infections
that meet the Paradise criteria.
Sleep-disordered breathing is a clinical diagnosis based on
history of nighttime symptoms and daytime symptoms.
Obstructive sleep apnea (OSA) is the diagnosis given to a child
with sleep-disordered breathing who has undergone a sleep
study with abnormal results.
Sleep studies should be performed when the results have the
potential to alter patient management.
The Childhood Adenotonsillectomy Trial (CHAT), a randomized
clinical trial of adenotonsillectomy for children with OSA, showed
significant advantage for adenotonsillectomy vs watchful waiting
for normalization of sleep study results, scores on multiple
parent-reported behavioral scales, and quality of life.
Hospitalization is recommended for children younger than 3
years of age, those with severe OSA (defined by an apneahypopnea index >10 per hour or oxygen nadir <80%), and those
with complicated medical histories.
Routine administration of perioperative antibiotics for
adenotonsillectomy is not recommended by the American
Academy of OtolaryngologyHead and Neck Surgery.
The recommended first-line postoperative analgesics after
adenotonsillectomy are acetaminophen with or without
ibuprofen.
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Adenotonsillectomy in Children
Modifying Factors
Multiple antibiotic allergies
PFAPA
Peritonsillar abscess
See text for other possible
factors
Watchful
waiting with
supportive care
Yes
OR
Symptoms of SDB
Daytime symptoms
AND
Nighttime symptoms
AND
Large tonsils
AND
No selected comorbidity
Yes
Refer for
adenotonsillectomy
Nighttime
Snoring (at least
3 nights per week)
Labored breathing
Gasps or snorting
Enuresis (secondary)
Neck hyperextension
Mouth breathing
Morning headaches
Selected Comorbidities
Obesity
Down syndrome
Craniofacial abnormality
Neuromuscular disease
Sickle cell disease
Mucopolysaccharidoses
No
Polysomnogram
Other Indications
While SDB and recurrent throat infections represent by far the most
common reasons for children to undergo adenotonsillectomy, there
are many other potential indications that are less well validated. Other
indications include dysphagia or voice quality changes related to enlarged tonsils24; periodic fever, aphthous stomatitis, pharyngitis, and
cervical adenitis (PFAPA)25,26; and peritonsillar abscess.4,27,28 Other
potential indications include halitosis, chronic tonsillitis unresponsive to antimicrobials, tumor or hemorrhage of tonsils, pediatric autoimmune neuropsychiatric disorder associated with streptococci
(PANDAS), and chronic group A streptococcus.4 For children who are
carriers of group A streptococcus, it is important to evaluate for symptoms, family history of rheumatic heart disease or glomerulonephritis, and frequent spread of infection within the household. Tonsillectomy for unilateral tonsil enlargement is sometimes performed out
of concern of a malignant neoplasm. However, one tonsil fossa is often more shallow than the other, which gives the perception that a
tonsil is enlarged. Malignant neoplasm was only found for children
with asymmetrically enlarged tonsils if there were suspicious clinical symptoms.29 Tonsillar asymmetry without associated risk factors is not an indication for surgery.
Contraindications
The contraindications for adenotonsillectomy include hematologic
disorders, active infection, and uncontrolled systemic disease; in
addition, the risk of velopharyngeal insufficiency should be
considered.30 Conditions that may place a child at risk for velophajamapediatrics.com
SDB Signs/Symptoms
Daytime
Attention-deficit/
hyperactivity disorder
Sleepiness
Learning problems
Behavioral problems
Perioperative Issues
Hematologic Evaluation
Postoperative hemorrhage is a potential complication of adenotonsillectomy. Primary postoperative hemorrhage occurs within 24
hours of surgery, while secondary postoperative hemorrhage occurs after 24 hours. The most common time for a secondary hemorrhage is 6 days after adenotonsillectomy.31 Rates of hemorrhage
vary, but 2 large prospective studies estimated primary and secondary hemorrhage rates at 0.6% to 0.7% and 0.8% to 3%.32,33 Although hemorrhage is relatively uncommon and may resolve spontaneously, it can be devastating. Reviews of settlement cases related
to adenotonsillectomy revealed that postoperative hemorrhage was
the most frequent cause of death and malpractice claims,34,35 highlighting the importance of preoperative assessment for bleeding risk.
Children should avoid taking aspirin or other anticoagulants at least
10 days prior to adenotonsillectomy.
Previous studies have demonstrated mixed results with respect to the ability of coagulation studies to predict hemorrhage af(Reprinted) JAMA Pediatrics Published online October 5, 2015
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Adenotonsillectomy in Children
ter adenotonsillectomy.36-44 A meta-analysis of bleeding after tonsillectomy demonstrated no difference in rates of postoperative
bleeding in patients with or without abnormal results on preoperative coagulation studies.41 That said, a recent report examining children and young adults with known bleeding disorders found a high
incidence of postoperative bleeding at 53%, with delayed bleeding
(>24 hours after the surgical procedure) more common than early
bleeding.45 Others have found that while a history negative for bleeding disorders and normal results on coagulation tests both have excellent negative predictive values, they have poor positive predictive values for postoperative bleeding. 44 Taken together, the
available evidence supports assessing for a history of patient or family bleeding diathesis in all patients, coagulation testing in children
with a questionable or unknown history of bleeding disorders (with
prothrombin time, partial thromboplastin time, complete blood cell
count, and platelet function assay), and a low threshold for formal
preoperative hematologic consultation in those with abnormal test
results or a known bleeding disorder.
Inpatient vs Outpatient
Although adenotonsillectomy is most commonly a same-day surgical procedure, some children warrant inpatient treatment. Selected conditions or patient characteristics increase the risk for postoperative complications, mainly airway compromise, and form the
basis for planned inpatient management. Hospitalization is recommended for children younger than 3 years, those with severe OSA
(AHI >10 events per hour or oxygen saturation nadir <80%), and
those with complicated medical histories, such as cardiac disease,
neuromuscular disorders, former prematurity, failure to thrive, craniofacial anomalies, or recent respiratory infection.4 Respiratory infection may be as mild as an upper respiratory tract infection, with
increased risk of adverse events if peak symptoms occur within the
4 weeks preceding surgery48; in this situation, adenotonsillectomy
is often delayed to allow full recovery from the illness.
Operative Technique
The most common technique is extracapsular tonsillectomy, in
which the entire tonsil and surrounding capsule are removed. However, in an effort to decrease the rate of complications, subtotal
tonsillectomy (tonsillotomy) has been investigated. A recent metaE4
Pain Control
Throat and ear pain are common following adenotonsillectomy and
can typically remain bothersome for up to 2 weeks.50,51 Administration of intravenous dexamethasone has been shown to decrease postoperative pain, nausea, and vomiting.52 The recommended first-line postoperative analgesics are acetaminophen with
or without ibuprofen.4 Although acetaminophen with codeine was
used commonly in the past, it has not been shown to provide superior pain control compared with acetaminophen alone.53 While
there is a theoretical risk of ibuprofen use leading to increased postoperative bleeding, this adverse event has not been observed in
several trials.54-57 There is evidence that ketorolac and aspirin are
associated with increased bleeding risk.54,57 The benefit of fixed vs
as-needed schedules for analgesics is unresolved, but results from
one trial did demonstrate superior pain control with a fixed
schedule.58 Owing to the risk of oversedation, we do not advocate a
fixed schedule with opioids.
Opioid use should be limited in children following adenotonsillectomy. A recent study found that acetaminophen in combination
with morphine resulted in more frequent oxygen desaturations vs
acetaminophen combined with ibuprofen.59 More important, codeine is metabolized variably owing to inherited differences in the
cytochrome P450 pathway, which can lead to either ineffective pain
control or overdose. Recently, the US Food and Drug Administration added a black box warning to codeine indicating that it is contraindicated in children following adenotonsillectomy.60 For children who cannot tolerate oral intake in the postoperative period,
rectal administration of acetaminophen is an option. Reintroducing oral intake should be as tolerated; there is no evidence that restricting diet to soft foods and liquids in the immediate postoperative period reduces risk of complications.61,62
The above evidence suggests that scheduled acetaminophen
with or without ibuprofen is the best analgesic regimen in the
immediate postoperative period, with as-needed oxycodone
therapy used sparingly. Some institutions recommend oxycodone
only in children older than 5 years, but this guideline is not universally accepted.
Special Populations
Children with sickle cell disease should have a formal preoperative
evaluation with a hematologist, preoperative PSG, and postoperative inpatient observation given their increased risk for complications associated with hypoxemia and dehydration.11,63 Children with
Down syndrome have a higher risk of atlantoaxial instability; therefore, the surgical team should take precautions with the patients
neck flexion and extension while asleep.64 Currently, the AAP recommends cervical spine radiographs in children with Down syndrome who have neurologic signs or symptoms of instability but not
in asymptomatic children.64 Finally, as noted above, velopharyngeal insufficiency is a potential adverse effect of adenotonsillectomy; thus, careful preoperative evaluation of the palate for a submucous cleft is important.
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Adenotonsillectomy in Children
Potential Complications
Controversies
Role of Preoperative PSG
The role of preoperative PSG remains controversial. The AAP guidelines recommend routine preoperative PSG for proper diagnosis of
OSA when available, but also leave an option for referral to an otolaryngologist or sleep specialist.8,68 The rationale for routine PSG is that
history and physical examination alone lack sufficient accuracy for
proper diagnosis and that formal PSG can quantify the severity of baseline OSA, which may be helpful for selection of treatment and perioperative planning.8 The contrasting viewpoint is that preoperative
PSG should be reserved for patients with selected conditions or those
with a discrepancy between tonsil size on examination and reported
history.11 The rationale for this approach is that the role of PSG is to
improve diagnostic accuracy and severity assessment to avoid unnecessary surgery and help determine postoperative level of care in
children at higher risk of perioperative respiratory compromise.11 In
our opinion, PSG, like any other test, should be performed only when
the results have the potential to alter patient management. Therefore, it makes sense to perform this test when the child is at higher
perioperative risk, when adenotonsillectomy is unlikely to be curative, when parents request objective diagnosis prior to surgery, or
when history and examination are inconsistent.69
The real controversy is the utility of preoperative PSG in otherwisegenerallyhealthychildrenwithaclinicaldiagnosisofSDBandlarge
tonsils. Results of a PSG would be able to differentiate children with
snoring without frank OSA diagnosed via PSG (primary snorers) from
those who meet the American Academy of Sleep Medicine criteria for
OSA. This distinction would be of clinical importance if the 2 conditions were associated with different morbidity or responded differently to treatment. However, some studies demonstrate a similar degree of neurocognitive deficits in children with primary snoring
compared with those with frank OSA.70,71 Furthermore, in a study in
which children with SDB but PSG results negative for OSA were randomized to undergo either adenotonsillectomy or observation alone,
those who underwent adenotonsillectomy had significant improvements in SDB symptoms compared with those who received
observation.72 Results from CHAT also demonstrate a very mild, if any,
association between OSA severity as assessed by PSG and baseline
morbidity or response to adenotonsillectomy.18,19 On the other hand,
a growing body of evidence may support a role for treatment with injamapediatrics.com
Weight Gain
Previous reports have demonstrated increased weight gain in children following adenotonsillectomy.20 In children who are categorized as having failure to thrive at baseline, this weight gain may be
beneficial. In contrast, in children who are overweight or of normal
weight at baseline, this weight gain could increase their risk of obesity. For example, in CHAT, children who were overweight at baseline
had a 52% chance of becoming frankly obese following adenotonsillectomy20; the authors speculated that growth alterations could
be related to increased calorie intake, decreased calorie expenditure
related to less work required to breathe at night, decreased intermittenthypoxemia,decreaseddaytimehyperactivity,orincreasedgrowth
hormone secretion. Therefore, encouraging proper fitness and nutrition in children following adenotonsillectomy may be important.
Immune Function
Because the tonsils and adenoids are lymphatic tissue, a reasonable
question is whether removing those tissues will affect a childs immune function. One review found 27 studies, 21 of which demonstrated no effect of adenotonsillectomy on immune function.78 Furthermore, immunoglobulin levels have been shown to remain
adequate following adenotonsillectomy.78-80 The available evidence suggests that adenotonsillectomy will not place a child at increased risk for infection.
Conclusions
Adenotonsillectomy is a common surgical procedure that is usually
performed for SDB or recurrent throat infections in children. The
available evidence suggests that adenotonsillectomy is effective for
SDB and severe recurrent throat infections and that preoperative
PSG for OSA should be performed in patients for whom the results
directly affect management decisions. Future studies are needed to
evaluate the role of adenotonsillectomy for SDB in populations beyond generally healthy children.
(Reprinted) JAMA Pediatrics Published online October 5, 2015
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Adenotonsillectomy in Children
ARTICLE INFORMATION
Accepted for Publication: June 11, 2015.
Published Online: October 5, 2015.
doi:10.1001/jamapediatrics.2015.2016.
Author Affiliations: Division of Pulmonary and
Sleep Medicine, Childrens Mercy Hospital, Kansas
City, Missouri (Ingram); Division of Pediatric
Otolaryngology, Childrens Hospital Colorado,
Aurora (Friedman); Department of Otolaryngology,
University of Colorado School of Medicine, Aurora
(Friedman).
Author Contributions: Drs Ingram and Friedman
had full access to all the data in the study and take
responsibility for the integrity of the data and the
accuracy of the data analysis.
Study concept and design: Both authors.
Acquisition, analysis, or interpretation of data:
Ingram.
Drafting of the manuscript: Both authors.
Critical revision of the manuscript for important
intellectual content: Both authors.
Administrative, technical, or material support: Both
authors.
Conflict of Interest Disclosures: Dr Friedman is a
member of the American Board of Internal
Medicine (ABIM) Board of Directors and of the
ABIM Internal Medicine Examination Committee. To
protect the integrity of board certification, ABIM
strictly enforces the confidentiality and its
ownership of ABIM examination content, and Dr
Friedman has agreed to keep ABIM examination
content confidential. No ABIM examination content
is shared or otherwise disclosed in this article. No
other disclosures were reported.
Additional Contributions: Jacob Fish, MD, Sanford
Health, provided comments regarding an earlier
version of this manuscript and Amanda G. Ruiz, BA,
Department of Otolaryngology, University of
Colorado School of Medicine and Childrens
Hospital Colorado, assisted in preparing the figure.
They were not compensated for their contributions.
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