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67652

Proposed Rules Federal Register


Vol. 70, No. 215

Tuesday, November 8, 2005

This section of the FEDERAL REGISTER Written Submissions use. Section 513 of the act (21 U.S.C.
contains notices to the public of the proposed 360c) established three categories
Submit written submissions in the
issuance of rules and regulations. The (classes) of devices, defined by the
purpose of these notices is to give interested following ways:
• FAX: 301–827–6870. regulatory controls needed to provide
persons an opportunity to participate in the reasonable assurance of their safety and
rule making prior to the adoption of the final • Mail/Hand delivery/Courier (for
rules. paper, disk, or CD–ROM submissions): effectiveness. The three categories of
Division of Dockets Management (HFA– devices are class I (general controls),
305), Food and Drug Administration, class II (special controls), and class III
DEPARTMENT OF HEALTH AND 5630 Fishers Lane, rm. 1061, Rockville, (premarket approval).
HUMAN SERVICES MD 20852. Under section 513 of the act, FDA
To ensure more timely processing of refers to devices that were in
Food and Drug Administration comments, FDA is no longer accepting commercial distribution before May 28,
comments submitted to the agency by e- 1976 (the date of enactment of the 1976
21 CFR Part 874 mail. FDA encourages you to continue amendments), as preamendments
[Docket No. 2005N–0346] to submit electronic comments by using devices. FDA classifies these devices
the Federal eRulemaking Portal or the after it takes the following steps: (1)
Ear, Nose, and Throat Devices; agency Web site, as described in the Receives a recommendation from a
Tinnitus Masker; Designation of Electronic Submissions portion of this device classification panel (an FDA
Special Controls paragraph. advisory committee); (2) publishes the
panel’s recommendation for comment,
AGENCY: Food and Drug Administration, Instructions: All submissions received along with a proposed regulation
HHS. must include the agency name and classifying the device; and (3) publishes
ACTION: Proposed rule. docket number or regulatory a final regulation classifying the device.
information number for this rulemaking. FDA has classified most
SUMMARY: The Food and Drug All comments received may be posted preamendments devices under these
Administration (FDA) is proposing to without change to http://www.fda.gov/ procedures.
amend the classification regulations of ohrms/dockets/default.htm, including Devices that were not in commercial
tinnitus masker devices in order to any personal information provided. For distribution before May 28, 1976,
specify a special control for the device. additional information on submitting generally referred to as postamendments
The agency is taking this action on its comments, see the ‘‘Comments’’ heading devices, are classified automatically by
own initiative. This action is being of the SUPPLEMENTARY INFORMATION statute (section 513(f) of the act) into
taken under the Federal Food, Drug, and section of this document. class III without any FDA rulemaking
Cosmetic Act (the act), as amended by Docket: For access to the docket to process. Those devices remain in class
the Safe Medical Devices Act of 1990 read background documents or III until FDA does the following: (1)
(SMDA), and the Food and Drug comments received, go to http:// Reclassifies the device into class I or II;
Administration Modernization Act of www.fda.gov/ohrms/dockets/ (2) issues an order classifying the device
1997 (FDAMA). Elsewhere in this issue default.htm and insert the docket into class I or II in accordance with
of the Federal Register, FDA is number, found in brackets in the section 513(f)(2) of the act; or (3) issues
publishing a notice of availability of the heading of this document, into the an order finding the device to be
draft guidance document that the ‘‘Search’’ box and follow the prompts substantially equivalent, in accordance
agency proposes to use as a special and/or go to the Division of Dockets with section 513(i) of the act, to a legally
control for the device. Management, 5630 Fishers Lane, rm. marketed device that has been classified
DATES: Submit written or electronic 1061, Rockville, MD 20852. into class I or class II. The agency
comments on the proposed rule by FOR FURTHER INFORMATION CONTACT: determines whether new devices are
February 6, 2006. See section XI of this Teresa Cygnarowicz, Center for Devices substantially equivalent to previously
document for the proposed effective and Radiological Health (HFZ–460), marketed devices by means of
date of a final rule based on this Food and Drug Administration, 9200 premarket notification procedures in
document. Corporate Blvd., Rockville, MD 20850, section 510(k) of the act (21 U.S.C.
ADDRESSES: You may submit comments, 301–594–2980. 360(k)) and 21 CFR part 807 of the
identified by Docket No. 2005N–0346, SUPPLEMENTARY INFORMATION: regulations.
by any of the following methods: Under the 1976 amendments, class II
I. Statutory and Regulatory Authorities devices were defined as devices for
Electronic Submissions The act (21 U.S.C. 301 et. seq.), as which there was insufficient
Submit electronic comments in the amended by the Medical Device information to show that general
following ways: Amendments of 1976 (the 1976 controls themselves would provide
• Federal eRulemaking Portal: http:// amendments) (Public Law 94–295), reasonable assurance of safety and
www.regulations.gov. Follow the SMDA (Public Law 101–629), FDAMA effectiveness, but for which there was
instructions for submitting comments. (Public Law 105–115), and the Medical sufficient information to establish
• Agency Web site: http:// Device User Fee and Modernization Act performance standards to provide such
www.fda.gov/dockets/ecomments. (Public Law 107–250), established a assurance. SMDA broadened the
Follow the instructions for submitting comprehensive system for the regulation definition of class II devices to mean
comments on the agency Web site. of medical devices intended for human those devices for which the general

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Federal Register / Vol. 70, No. 215 / Tuesday, November 8, 2005 / Proposed Rules 67653

controls by themselves are insufficient TABLE 1.—RISKS TO HEALTH AND the special controls guidance. However,
to provide reasonable assurance of RECOMMENDED MITIGATION MEASURES the firm need only show that its device
safety and effectiveness, but for which meets the recommendations of the
there is sufficient information to Recommended guidance or in some other way provides
establish special controls to provide Risks to Health Mitigation equivalent assurance of safety and
Measures effectiveness.
such assurance, including performance
standards, postmarket surveillance, Side effects, including wors- Section 8. Clin- VI. Environmental Impact
patient registries, development and ening tinnitus ical Testing
The agency has determined under 21
dissemination of guidelines, Section 9. La-
beling CFR 25.34(b) that this action is of a type
recommendations, and any other that does not individually or
appropriate actions the agency deems Change in hearing Section 7. Pre- cumulatively have a significant effect on
necessary (section 513(a)(1)(B) of the clinical Test- the human environment. Therefore,
act). ing neither an environmental assessment
Section 8. Clin- nor an environmental impact statement
II. Regulatory History of the Devices ical Testing is required.
Section 9. La-
In the Federal Register of March 31, VII. Analysis of Impacts
beling
2000 (65 FR 17138), FDA issued a final
rule reclassifying 28 preamendments FDA has examined the impacts of the
Adverse tissue reaction Section 7. Pre-
devices from class III (premarket clinical Test-
proposed rule under Executive Order
ing 12866 and the Regulatory Flexibility Act
approval) into class II (special controls).
(5 U.S.C. 601–612), and the Unfunded
FDA also identified a summary of FDA
Electrical hazards Section 7. Pre- Mandates Reform Act of 1995 (Public
guidance special controls that the clinical Test- Law 104–4). Executive Order 12866
agency believes will reasonably ensure ing directs agencies to assess all costs and
the safety and effectiveness of the benefits of available regulatory
devices. For the tinnitus masker device Tissue heating or cavitation Section 7. Pre- alternatives and, when regulation is
(TMD), FDA identified labeling as the (ultrasound TMDs only) clinical Test-
necessary, to select regulatory
special control. ing
approaches that maximize net benefits
III. Proposed Rule Improper use Section 9. La- (including potential economic,
beling environmental, public health and safety,
FDA is proposing to amend the and other advantages; distributive
reclassification regulation of TMDs in V. Special Controls impacts; and equity). The agency
order to designate a special control for believes that this proposed rule is
FDA believes that, in addition to consistent with the regulatory
these devices. FDA has now developed general controls, the class II special
a guidance document for the device and, philosophy and principles identified in
controls guidance document entitled the Executive order. In addition, the
under the SMDA provisions, is ‘‘Class II Special Controls Guidance proposed rule is not a significant
proposing to designate the special Document: Tinnitus Masker Devices’’ regulatory action as defined by the
controls that, in addition to general are adequate controls to address the Executive order and so is not subject to
controls, the agency believes will risks to health described in section IV of review under the Executive order.
reasonably assure the safety and this document. The class II special The Regulatory Flexibility Act
effectiveness of these devices. FDA is controls guidance document provides requires agencies to analyze regulatory
identifying the guidance document information on how to control the risks options that would minimize any
entitled ‘‘Class II Special Controls to health of device side effects, significant impact of a rule on small
Guidance Document: Tinnitus Masker including worsening tinnitus, change in entities. The purpose of this proposed
Devices’’ as the proposed special hearing, adverse tissue reaction, rule is to designate a special control for
control. electrical hazards, tissue heating or these devices. FDA has designated
Following the effective date of a final cavitation (ultrasound TMDs only), and guidance documents as the special
improper use. The draft guidance controls. FDA believes that
rule based on this proposed rule, any
document contains specific manufacturers, including small
firm submitting a premarket notification
recommendations with regard to device manufacturers, are already substantially
(510(k)) for a new TMD will need to
performance testing and other in compliance with the
address the issues covered in the special information in a 510(k) submission. In
control guidance. However, the firm recommendations in the guidance
table 1 of this document, FDA has documents and they will not add
needs only to show that its device meets identified the risks to health associated substantially to the information
the recommendations of the guidance or with the use of the device in the first manufacturers presently submit. FDA,
in some other way provides equivalent column and the recommended therefore, believes that the rule will
assurance of safety and effectiveness. mitigation measures identified in the impose no significant economic impact
IV. Risks to Health class II special controls guidance on any small entities. The agency,
document in the second column. These therefore certifies that this proposed
FDA has identified the following risks recommendations will also help ensure rule will not have a significant
to health associated with the device in that the device has appropriate economic impact on a substantial
the ‘‘Class II Special Controls Guidance performance characteristics and labeling number of small entities. In addition,
Document: Tinnitus Masker Devices.’’ for its use. this proposed rule will not impose costs
The first column in table 1 of this Following the effective date of a final of $100 million or more on either the
document shows the identified risks. rule based on this proposed rule, any private sector or State, local, and tribal
firm submitting a 510(k) for a TMD will governments in the aggregate and,
need to address the issues covered in therefore, a summary statement or

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67654 Federal Register / Vol. 70, No. 215 / Tuesday, November 8, 2005 / Proposed Rules

analysis under section 202(a) of the special controls guidance. However, the Virginia program) under the Surface
Unfunded Mandates Reform Act of 1995 manufacturer need only show that its Mining Control and Reclamation Act of
is not required. device meets the recommendations of 1977 (SMCRA or the Act). West Virginia
the guidance or in some other way proposes to revise its Code of State
VIII. Federalism
provides equivalent assurances of safety Regulations (CSR) concerning surety
FDA has analyzed this final rule in and effectiveness. bonds. The amendment is intended to
accordance with the principles set forth provide the State with an alternative
in Executive Order 13132. FDA has List of Subjects in 21 CFR Part 874 source of reliable financial information
determined that the rule does not Medical devices. about the surety, and to allow sureties
contain policies that have substantial ■ Therefore, under the Federal Food, that are licensed and in good financial
direct effects on the States, on the Drug, and Cosmetic Act and under condition but are not currently listed
relationship between the National authority delegated to the Commissioner with the U.S. Department of the
Government and the States, or on the of Food and Drugs, it is proposed that Treasury as an acceptable surety of
distribution of power and 21 CFR part 874 be amended as follows: Federal bonds to provide surety bonds
responsibilities among the various to the coal industry in West Virginia.
levels of government. Accordingly, the PART 874—EAR, NOSE, AND THROAT The proposed amendment was
agency has concluded that the rule does DEVICES authorized by the West Virginia
not contain policies that have Secretary of State as an emergency rule
federalism implications as defined in ■ 1. The authority citation for 21 CFR under the State’s Administrative
the Executive order and, consequently, part 874 continues to read as follows: Procedures Act.
a federalism summary impact statement Authority: 21 U.S.C. 351, 360, 360c, 360e, DATES: We will accept written
is not required. 360j, 371. comments on this amendment until 4
IX. Paperwork Reduction Act of 1995 ■ 2. Section 874.1 is amended by p.m. (local time), on December 8, 2005.
revising paragraph (e) to read as follows: If requested, we will hold a public
FDA tentatively concludes that this hearing on the amendment on December
proposed rule contains no collections of § 874.1 Scope. 5, 2005. We will accept requests to
information. Therefore, clearance by the * * * * * speak at a hearing until 4 p.m. (local
Office of Management and Budget (e) Guidance documents in this part time), on November 23, 2005.
(OMB) under the Paperwork Reduction may be obtained on the Internet at ADDRESSES: You may submit comments,
Act of 1995 (the PRA) (44 U.S.C. 3501– http://www.fda.gov/cdrh/guidance.html. identified by WV–108–FOR, by any of
3520) is not required. the following methods:
■ 3. Section 874. 3400 is amended by
FDA also tentatively concludes that • E-mail: chfo@osmre.gov. Include
revising paragraph (b) to read as follows:
the special controls guidance document WV–108–FOR in the subject line of the
does not contain new information § 874.3400 Tinnitus masker. message;
collection provisions that are subject to * * * * * • Mail/Hand Delivery: Mr. Roger W.
review and clearance by OMB under the (b) Classification. Class II (special Calhoun, Director, Charleston Field
PRA. Elsewhere in this issue of the controls). The special control for these Office, Office of Surface Mining
Federal Register, FDA is publishing a devices is FDA’s ‘‘Class II Special Reclamation and Enforcement, 1027
notice announcing the availability of the Controls Guidance Document: Tinnitus Virginia Street, East, Charleston, West
draft guidance document entitled ‘‘Class Masker Devices.’’ Virginia 25301; or
II Special Controls Guidance Document: • Federal eRulemaking Portal: http://
Tinnitus Masker Devices.’’ Dated: October 7, 2005.
www.regulations.gov. Follow the
Linda S. Kahan, instructions for submitting comments.
X. Comments Deputy Director, Center for Devices and Instructions: All submissions received
Interested persons may submit to the Radiological Health. must include the agency docket number
Division of Dockets Management (see [FR Doc. 05–22269 Filed 11–7–05; 8:45 am] for this rulemaking. For detailed
ADDRESSES) written or electronic BILLING CODE 4160–01–S instructions on submitting comments
comments regarding this proposed rule. and additional information on the
Submit a single copy of electronic rulemaking process, see the ‘‘Public
comments to http://www.fda.gov/ DEPARTMENT OF THE INTERIOR Comment Procedures’’ heading in the
dockets/ecomments or two paper copies SUPPLEMENTARY INFORMATION section of
of any written comments, except that Office of Surface Mining Reclamation this document. You may also request to
individuals may submit one paper copy. and Enforcement speak at a public hearing by any of the
Comments are to be identified with the methods listed above or by contacting
docket number found in brackets in the 30 CFR Part 948 the individual listed under FOR FURTHER
heading of this document. Received INFORMATION CONTACT.
[WV–108–FOR]
comments may be seen in the Division Docket: You may review copies of the
of Dockets Management between 9 a.m. West Virginia Regulatory Program West Virginia program, this amendment,
and 4 p.m., Monday through Friday. a listing of any scheduled public
AGENCY: Office of Surface Mining hearings, and all written comments
XI. Proposed Implementation Plan Reclamation and Enforcement (OSM), received in response to this document at
FDA proposes that any final Interior. the addresses listed below during
regulation that may issue based on this ACTION: Proposed rule; public comment normal business hours, Monday through
proposal become effective 30 days after period and opportunity for public Friday, excluding holidays. You may
its date of publication in the Federal hearing on proposed amendment. also receive one free copy of this
Register. Following the effective date of amendment by contacting OSM’s
a final rule exempting the device, SUMMARY: We are announcing receipt of Charleston Field Office listed below.
manufacturers of TMDs will need to a proposed amendment to the West Mr. Roger W. Calhoun, Director,
address the issues covered in this Virginia regulatory program (the West Charleston Field Office, Office of

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