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69569

Rules and Regulations Federal Register


Vol. 72, No. 236

Monday, December 10, 2007

This section of the FEDERAL REGISTER are prohibited for use in organic published as a proposed rule on July 3,
contains regulatory documents having general production and handling. Under the 2006 (71 FR 37854).
applicability and legal effect, most of which authority of the Organic Foods
are keyed to and codified in the Code of IV. Statutory and Regulatory Authority
Production Act of 1990 (OFPA), as
Federal Regulations, which is published under amended, (7 U.S.C. 6501 et seq.), the The OFPA, as amended (7 U.S.C. 6501
50 titles pursuant to 44 U.S.C. 1510. et seq.), authorizes the Secretary to
National List can be amended by the
The Code of Federal Regulations is sold by Secretary based on proposed make amendments to the National List
the Superintendent of Documents. Prices of amendments developed by the NOSB. based on proposed amendments
new books are listed in the first FEDERAL Since established, the National List has developed by the NOSB. Sections
REGISTER issue of each week. been amended five times, October 31, 6518(k)(2) and 6518(n) of OFPA
2003 (68 FR 61987), November 3, 2003 authorize the NOSB to develop
(68 FR 62215), October 21, 2005 (70 FR proposed amendments to the National
DEPARTMENT OF AGRICULTURE 61217), September 11, 2006 (71 FR List for submission to the Secretary and
53299), and June 27, 2007 (72 FR establish a petition process by which
Agricultural Marketing Service 35137). Additionally, an amendment to persons may petition the NOSB for the
the National List, proposed on July 17, purpose of having substances evaluated
7 CFR Part 205 2006 (71 FR 40624), is currently for inclusion on or deletion from the
[Docket Number AMS–TM–07–0112; TM–06– pending. National List. The National List petition
04FR] This final rule amends the National process is implemented under § 205.607
List to reflect recommendations of the NOP regulations. The current
RIN 0581–AC61 petition process (72 FR 2167, January
submitted to the Secretary by the NOSB
18, 2007) can be accessed through the
National Organic Program (NOP); on August 17, 2005. On that date the
NOP Web site at http://
Amendments to the National List of NOSB recommended that the Secretary
www.ams.usda.gov/nop.
Allowed and Prohibited Substances add one substance to § 205.601 and
(Crops and Livestock) § 205.603 of the National List A. Executive Order 12866
regulations. This action has been determined not
AGENCY: Agricultural Marketing Service,
USDA. II. Overview of Amendments significant for purposes of Executive
Order 12866, and therefore, has not
ACTION: Final rule. The following provides an overview been reviewed by the Office of
of the amendments made to designated Management and Budget.
SUMMARY: This final rule amends the
sections of the National List regulations:
U.S. Department of Agriculture’s B. Executive Order 12988
(USDA) National List of Allowed and Section 205.601 Synthetic Substances
Allowed for Use in Organic Crop Executive Order 12988 instructs each
Prohibited Substances (National List)
Production executive agency to adhere to certain
regulations to reflect recommendations
requirements in the development of new
submitted to the Secretary of This final rule amends paragraph (e) and revised regulations in order to avoid
Agriculture (Secretary) by the National of § 205.601 of the National List unduly burdening the court system.
Organic Standards Board (NOSB) on regulations by adding Sucrose octanoate This proposed rule is not intended to
August 17, 2005. Consistent with the esters (CAS #s—42922–74–7; 58064–47– have a retroactive effect.
recommendations from the NOSB, this 4)—in accordance with approved States and local jurisdictions are
final rule adds one substance, along labeling. preempted under the OFPA from
with any restrictive annotations, to two
creating programs of accreditation for
sections of the National List. This final Section 205.603 Synthetic Substances
private persons or State officials who
rule also clarifies the use and Allowed for Use in Organic Livestock
want to become certifying agents of
prohibition of chitosan. Production
organic farms or handling operations. A
DATES: This rule becomes effective This final rule amends paragraph (b) governing State official would have to
December 11, 2007. of § 205.603 of the National List apply to USDA to be accredited as a
FOR FURTHER INFORMATION CONTACT: Bob regulations by adding Sucrose octanoate certifying agent, as described in
Pooler, Agricultural Marketing esters (CAS #s—42922–74–7; 58064–47– § 2115(b) of the OFPA (7 U.S.C.
Specialist, Telephone: (202) 720–3252; 4)—in accordance with approved 6514(b)). States are also preempted
Fax: (202) 205–7808. labeling. under §§ 2104 through 2108 of the
SUPPLEMENTARY INFORMATION:
III. Related Documents OFPA (7 U.S.C. 6503 through 6507)
from creating certification programs to
I. Background. One notice was published regarding certify organic farms or handling
On December 21, 2000, the Secretary the meeting of the NOSB and its operations unless the State programs
established, within the NOP (7 CFR part deliberations on recommendations and have been submitted to, and approved
205), the National List regulations substances petitioned for amending the by, the Secretary as meeting the
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(§§ 205.600 through 205.607). The National List. Substances and requirements of the OFPA.
National List regulations identify recommendations included in this final Pursuant to section 2108(b)(2) of the
synthetic substances and ingredients rule were announced for NOSB OFPA (7 U.S.C. 6507(b)(2)), a State
that are allowed and nonsynthetic deliberation in Federal Register Notice organic certification program may
(natural) substances and ingredients that 70 FR 43116, July 26, 2005, and contain additional requirements for the

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69570 Federal Register / Vol. 72, No. 236 / Monday, December 10, 2007 / Rules and Regulations

production and handling of organically Service (AMS) performed an economic handlers. A complete list of names and
produced agricultural products that are impact analysis on small entities in the addresses of accredited certifying agents
produced in the State and for the final rule published in the Federal may be found on the NOP Web site, at
certification of organic farm and Register on December 21, 2000 (65 FR http://www.ams.usda.gov/nop. AMS
handling operations located within the 80548). AMS has also considered the believes that most of these entities
State under certain circumstances. Such economic impact of this action on small would be considered small entities
additional requirements must: (a) entities. The impact on entities affected under the criteria established by the
Further the purposes of the OFPA, (b) by this final rule would not be SBA.
not be inconsistent with the OFPA, (c) significant. The effect of this final rule
D. Paperwork Reduction Act
not be discriminatory toward would be to allow the use of additional
agricultural commodities organically substances in agricultural production No additional collection or
produced in other States, and (d) not be and handling. This action would relax recordkeeping requirements are
effective until approved by the the regulations published in the final imposed on the public by this final rule.
Secretary. rule and would provide small entities Accordingly, OMB clearance is not
Pursuant to section 2120(f) of the with more tools to use in day-to-day required by section 350(h) of the
OFPA (7 U.S.C. 6519(f)), this proposed operations. AMS concludes that the Paperwork Reduction Act of 1995, 44
rule would not alter the authority of the economic impact of this addition of U.S.C. 3501, et seq., or OMB’s
Secretary under the Federal Meat allowed substances, if any, would be implementing regulations at 5 CFR part
Inspection Act (21 U.S.C. 601 et seq.), minimal and entirely beneficial to small 1320.
the Poultry Products Inspections Act (21 agricultural service firms. Accordingly, AMS is committed to compliance
U.S.C. 451 et seq.), or the Egg Products USDA certifies that this rule will not with the Government Paperwork
Inspection Act (21 U.S.C. 1031 et seq.), have a significant economic impact on Elimination Act (GPEA), which requires
concerning meat, poultry, and egg a substantial number of small entities. Government agencies in general to
products, nor any of the authorities of Small agricultural service firms, provide the public the option of
the Secretary of Health and Human which include producers, handlers, and submitting information or transacting
Services under the Federal Food, Drug accredited certifying agents, have been business electronically to the maximum
and Cosmetic Act (21 U.S.C. 301 et defined by the Small Business extent possible.
seq.), nor the authority of the Administration (SBA) (13 CFR 121.201)
E. Discussion of Comments Received
Administrator of the Environmental as those having annual receipts of less
Protection Agency (EPA) under the than $6,500,000 and small agricultural Eleven (11) comments were received
Federal Insecticide, Fungicide and producers are defined as those having on proposed rule TM–06–04. Comments
Rodenticide Act (FIFRA) (7 U.S.C. 136 annual receipts of less than $750,000. were submitted by two (2) non-profit
et seq.). This final rule would have an impact on organizations, one (1) state department
Section 2121 of the OFPA (7 U.S.C. a substantial number of small entities. of agriculture, one (1) private certifying
6520) provides for the Secretary to The U.S. organic industry at the end agent, and seven (7) consumers. One
establish an expedited administrative of 2001 included nearly 6,949 certified additional consumer comment was
appeals procedure under which persons organic crop and livestock operations. received but because it addresses grass
may appeal an action of the Secretary, Data on the numbers of certified organic fed beef it was not considered in this
the applicable governing State official, handling operations (any operation that rulemaking. The comments can be
or a certifying agent under this title that transforms raw product into processed viewed at http://www.ams.usda.gov/
adversely affects such person or is products using organic ingredients) nop/PublicComments/
inconsistent with the organic were not available at the time of survey NLAmendmentsCrops&LSTM=06=04/
certification program established under in 2001; but they were estimated to be PublicCommentsCrops&Livestock
this title. The OFPA also provides that in the thousands. By the end of 2006, TM=06=04.html.
the U.S. District Court for the district in the number of certified organic crop,
Sucrose Octanoate Esters
which a person is located has livestock, and handling operations
jurisdiction to review the Secretary’s totaled over 14,800 operations based on The seven (7) consumer comments
decision. reports by certifying agents to the NOP opposed adding sucrose octanoate esters
as part of their annual reporting (SOE) to §§ 205.601 and 205.603 on the
C. Regulatory Flexibility Act requirements. AMS believes that most of grounds that they oppose the use of
The Regulatory Flexibility Act (RFA) these entities would be considered pesticides. Two other commenters
(5 U.S.C. 601 et seq.) requires agencies small entities under the criteria favored the addition of SOE to
to consider the economic impact of each established by the SBA. §§ 205.601 and 205.603. The remaining
rule on small entities and evaluate U.S. sales of organic food and two (2) commenters did not address the
alternatives that would accomplish the beverages have grown from $1 billion in addition of SOE and were assumed to
objectives of the rule without unduly 1990 to an estimated $12.2 billion in take no position regarding its addition
burdening small entities or erecting 2004, $13.8 billion in 2005, and nearly to §§ 205.601 and 205.603.
barriers that would restrict their ability $17 billion in 2006. The organic The seven (7) consumer comments
to compete in the market. The purpose industry is viewed as the fasting provided brief statements of opposition,
is to fit regulatory actions to the scale of growing sector of agriculture, to adding sucrose octanoate esters,
businesses subject to the action. Section representing almost 3 percent of overall expressed as one or more of the
605 of the RFA allows an agency to food and beverage sales. Since 1990, following reasons: (1) Organic implies
certify a rule, in lieu of preparing an organic retail sales have historically that no pesticides were used, (2) the
analysis, if the rulemaking is not demonstrated a growth rate between 20 evidence cited is not convincing that
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expected to have a significant economic to 24 percent each year including a 22 sucrose is safe, (3) organic does and
impact on a substantial number of small percent increase in 2006. should indicate that the substance is
entities. In addition, USDA has 98 accredited unaltered, (4) no pesticides should be
Pursuant to the requirements set forth certifying agents (ACAs) who provide allowed in food labeled certified
in the RFA, the Agricultural Marketing certification services to producers and organic, (5) do not favor pollution of

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Federal Register / Vol. 72, No. 236 / Monday, December 10, 2007 / Rules and Regulations 69571

organic standards, (6) if special the EPA determined that no risks to the The NOP consulted with the EPA
warnings come with the synthetic how environment are expected from the use concerning the NOSB’s
can it be used in organic production, of SOE in pesticide products because: recommendation to include chitosan on
and (7) people who buy organic foods (a) The esters biodegrade rapidly and the National List for use as an adjuvant.
do so because they want food that is free therefore do not persist in the The EPA stated that, in addition to
of substances they would not normally environment, (b) the esters are not toxic chitosan being registered as an active
ingest. to mammals or other non-target ingredient, it is also approved as an EPA
We have considered these comments. organisms, (c) organisms are already List 4B inert ingredient. The EPA
The OFPA and NOP regulations allow exposed because these sucrose esters are further informed the NOP that chitosan,
for the use of certain pesticides that found in plants, and (d) the tiny used as an adjuvant, would be
have been reviewed and evaluated for amounts used in pesticide products are considered an inert ingredient. The NOP
inclusion on the National List by the not expected to substantially increase regulations, at § 205.601(m), permits the
NOSB. the amount of these esters in the use of EPA List 4 inert ingredients with
In organic crop and livestock environment. nonsynthetic substances or synthetic
production, insect pests are controlled The NOP consulted with the EPA and substances approved for use under the
primarily through management Food and Drug Administration (FDA) to NOP regulations as an active pesticide
practices including physical, ensure that the NOSB recommendation ingredient. As a result, the NOP stated
mechanical, and biological controls. for the use of SOE in organic crop and ‘‘it will not propose to specifically add
When these practices are not sufficient, livestock production would be chitosan to the National List as an
a biological, botanical, or synthetic consistent with Federal regulations adjuvant; it is already permitted for use
substance approved for use on the governing the use of the substance. The at § 205.601(m) of the National List
National List may be used. To be added EPA informed the NOP that the regulations.’’
to the National List the OFPA requires recommended use of SOE in organic The two (2) non-profit organizations,
that the NOSB review the substance crop and livestock production is one (1) state department of agriculture,
against the criteria established under 7 and one (1) private certifying agent
consistent with EPA regulations. The
U.S.C. 6517 and 6518. At its August 17, commented on the decision not to add
FDA likewise confirmed that the
2005, meeting in Washington, DC, the chitosan for use in organic crop
referenced sucrose octanoate ester
NOSB evaluated SOE against the production as an adhesive adjuvant to
product is appropriately licensed by the
evaluation criteria of 7 U.S.C. 6517 and be used with fungicides approved for
EPA for its use.
6518 of the OFPA, received public use under the NOP regulations. The
comment, and concluded that SOE is In consideration of the preceding
commenters did not oppose NOP’s
consistent with the OFPA evaluation information the NOP has decided to add
decision but requested further
criteria. Accordingly, the NOSB SOE to §§ 205.601 and 205.603. explanation and elaboration on the
recommended adding SOE to the Chitosan factors that led to that determination.
National List for use in organic crop and One commenter agreed that chitosan
livestock production as an insecticide/ In the July 3, 2006, proposed rule (71 should be considered approved for use
miticide. FR 37854), the NOP stated it ‘‘will not as a List 4 inert ingredient under
SOE was petitioned for use in organic propose to specifically add chitosan to 205.601(m)(l). The commenter believed
crop and livestock production as an the National List as an adjuvant, it is that such an interpretation would allow
insecticide/miticide. SOE exists as an already permitted for use at for the use of chitosan as an inert
amber-colored liquid. The mixture of § 205.601(m) of the National List ingredient when it is a component of a
esters is manufactured from two regulations.’’ Comments were received final product, e.g. listed as an inert
biochemicals—sucrose (table sugar) and regarding this statement and, as a result, ingredient in a Brand Name material
an octanoic acid ester (commonly found the NOP is clarifying the use and and functions as an adjuvant. However,
in plants and animals). The active prohibition of chitosan in organic the same commenter noted that the NOP
ingredient acts by dissolving the waxy agriculture. proposal to not specifically add chitosan
protective coating (cuticle) of target Chitosan (Poly-D Glucosamine) (CAS to the National List may pose challenges
pests, causing the insect or mite to dry #–9012–76–04) was petitioned for use in for some organic operators in some
out and die. organic crop production as an adhesive states because a spray ‘‘adjuvant’’ (inert
Under FIFRA, the EPA has registered adjuvant to be used with fungicides ingredient) may be regulated as a
SOE as a biochemical that targets mites approved for use under the NOP ‘‘pesticide’’ (active ingredient) in
and certain soft-bodied insects (e.g., regulations. At its August 17, 2005, varying states. As a result, the
aphids) at three distinct commercial meeting in Washington, DC, the NOSB commenter suggested that the NOP
sites: Food and non-food crops, recommended adding chitosan to the modify language in 205.601 (m) to
including certain ornamentals; media National List for use in organic crop explicitly recognize that ‘‘adjuvants
for growing mushrooms; and adult production as an insecticide, with the classified by the EPA,’’ along with
honey bees (http://www.epa.gov/ restriction that it only be used as an inerts, are allowed to be combined with
oppbppd1/biopesticides/ingredients/ adjuvant. In this open meeting, the nonysnthetic or synthetic substances
factsheets/factsheet_035300.htm). In NOSB evaluated chitosan against the approved for use in organic production.
assessing risks to human health, the evaluation criteria of 7 U.S.C. 6517 and We considered all of the comments. In
EPA has concluded that no risks to 6518 of the OFPA, received public addition to the comments, we consulted
humans are expected from the use of comment, and concluded that chitosan further with the EPA concerning the use
SOE as a pesticide active ingredient. is consistent with the OFPA evaluation of chitosan as an adjuvant. The EPA
SOE are not toxic to mammals, but in criteria. The NOSB recommended confirmed, as they had before, that
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high concentrations, they are corrosive restricting the use of chitosan to an chitosan, in addition to its approved use
to the eye. To avoid irreversible eye adjuvant only, due to the fact that as an active ingredient and plant
damage, exposed workers are required chitosan could also be used as a plant defense booster/plant growth regulator
to wear appropriate protective clothing. defense booster and plant growth (enhancer), is also approved as an EPA
In assessing risks to the environment, enhancer. List 4B inert ingredient. It also reiterated

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69572 Federal Register / Vol. 72, No. 236 / Monday, December 10, 2007 / Rules and Regulations

that chitosan could be used as an consultation with EPA, has determined Archives and records, Imports, Labeling,
adjuvant and that adjuvants are that chitosan, when used as an Organically produced products, Plants,
considered inert ingredients under the ‘‘adjuvant’’ (not demonstrating any Reporting and recordkeeping
EPA. However, in cases where chitosan pesticidal activity), is already allowed requirements, Seals and insignia, Soil
would be combined with a fungicide, under the existing inert ingredient conservation.
chitosan could not be considered an provisions of § 205.601(m) of the NOP ■ For the reasons set forth in the
inert ingredient or adjuvant, because regulations. However, chitosan, when preamble, 7 CFR part 205, subpart G is
chitosan has active fungicidal properties used in combination with a fungicide, amended as follows:
and is labeled for use against fungal cannot be considered an inert or
diseases such as blight. The EPA also adjuvant, because chitosan has PART 205—NATIONAL ORGANIC
commented that for chitosan to be fungicidal properties and is considered PROGRAM
considered an inert or adjuvant in a an active ingredient in such cases.
formulation, it could not exhibit Accordingly, unless specifically added ■ 1. The authority citation for 7 CFR
pesticidal activity. In that regard, the to § 205.601 of the National List as an part 205 continues to read as follows:
EPA determined that it could not verify active ingredient, chitosan cannot be Authority: 7 U.S.C. 6501–6522.
that chitosan does not have any used with a fungicide.
Therefore, AMS has decided to refer ■ 2. Section 205.601 is amended by
fungicidal activity for the intended use
the chitosan recommendation back to adding new paragraph (e)(9) to read as
and at the proposed levels mentioned in
the NOSB so that it can reconsider the follows:
the petition; data does not support its
non-fungicidal activity in such a use. intended use of the substance and its § 205.601 Synthetic substances allowed
In addition to the concerns raised inclusion on the National List (i.e., for use in organic crop production.
about chitosan’s use as an adjuvant in should it be considered a plant disease * * * * *
combination with another fungicide, the control; and should it be included on (e) * * *
issue of whether chitosan should be the National List as an approved active (9) Sucrose octanoate esters (CAS #s—
considered an insecticide (as ingredient?). In the meantime, chitosan, 42922–74–7; 58064–47–4)—in
recommended by the NOSB) or a plant under the inert ingredient provisions of accordance with approved labeling.
disease control was mentioned. The § 205.601(m) of the NOP regulations,
* * * * *
EPA informed the NOP that data does can be used as an ‘‘adjuvant’’ (not
not reveal chitosan having insecticidal demonstrating any pesticidal activity) in ■ 3. Section 205.603 is amended by
properties. Instead, chitosan is combination with approved active adding new paragraph (b)(7) to read as
considered more of a systemic acquired ingredients on the National List, follows:
response inducer and demonstrates provided the approved active ingredient § 205.603 Synthetic substances allowed
fungicidal activity. As a result, for the is not a registered fungicide. Chitosan, for use in organic livestock production.
purpose of the NOP regulations, when used in combination with a * * * * *
chitosan would be better characterized fungicide, is an active ingredient and (b) * * *
as a plant disease control. remains a prohibited substance that (7) Sucrose octanoate esters (CAS #s—
Based on the information submitted shall not be used in organic agriculture. 42922–74–7; 58064–47–4)—in
through public comment and gathered Further, chitosan remains prohibited for accordance with approved labeling.
in further consultation with the EPA, we use as a plant defense booster, a plant
have determined that chitosan, when growth enhancer, and as an active * * * * *
used in combination with another ingredient in any other capacity. If Dated: December 5, 2007.
fungicide, cannot be considered an inert readers have questions concerning when Lloyd C. Day,
or adjuvant. It is considered an active a substance qualifies to be an active or Administrator, Agricultural Marketing
ingredient in such cases. However, in inert ingredient, they should contact the Service.
cases where chitosan is used in EPA for further information and [FR Doc. E7–23880 Filed 12–7–07; 8:45 am]
combination with an approved active guidance. BILLING CODE 3410–02–P
ingredient on the National List and does
not demonstrate any pesticidal/ F. Effective Date
fungicidal activity, it could be This final rule reflects
DEPARTMENT OF TRANSPORTATION
considered an inert ingredient or recommendations submitted to the
adjuvant. Secretary by the NOSB. The substance Federal Aviation Administration
The preceding chitosan discussion is being added to the National List was
summarized as follows: based on a petition from the industry 14 CFR Part 23
Chitosan was petitioned for use in and evaluated by the NOSB using
organic crop production as an adhesive criteria in the Act and the regulations. [Docket No. CE277, Special Condition 23–
‘‘adjuvant’’ to be used with fungicides 217–SC]
Because this substance is crucial to
approved for use under the NOP organic crop and livestock production
regulations. The NOSB recommended Special Conditions; Honda Aircraft
operations, producers should be able to Company Model HA–420 Hondajet;
adding chitosan to the National List for use them in their operations as soon as
use in organic crop production as an Protection of Systems for High
possible. Accordingly, AMS finds that Intensity Radiated Fields (HIRF)
‘‘insecticide,’’ with the restriction that it good cause exists under 5 U.S.C.
only be used as an ‘‘adjuvant.’’ The EPA 553(d)(3) for not postponing the AGENCY: Federal Aviation
informed the NOP that data does not effective date of this rule until 30 days Administration (FAA), DOT.
reveal chitosan having insecticidal after publication in the Federal
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ACTION: Final special conditions; request


properties. Because the NOSB Register. for comments.
recommended the use of chitosan as an
adjuvant, the recommendation restricts List of Subjects in 7 CFR Part 205 SUMMARY: These special conditions are
the use of the substance to the capacity Administrative practice and issued to Honda Aircraft Company, for
of an inert ingredient. AMS, in procedure, Agriculture, Animals, a Type Certificate for the HA–420

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