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Claude R Lambe Charitable Foundation 480935563 2009 06890C37
Claude R Lambe Charitable Foundation 480935563 2009 06890C37
,.
EXTENSION
GRANTED
LJ
Initial return
Amended return
Name of foundation
Use the IRS
label.
Otherwise,
print
or type.
See Specific
Instructions
Address chanoe
Room/suite
Name change
A Employer1dent1flcatlon
number
If exemption application 1s
pending, check here
(316)
P.O.
BOX 2256
City or town, state, and ZIP code
KS 67201-2256
[JU Section
I I Other
7 , 3 4 9, OOO .
16) .... $
::r.
Other (specify) _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ __ _ F
Analysis
J Accounting method
828-5552
, 20
Final return
48-0935563
WICHITA,
~@09
LJ
No 1545-0052
OMB
....
....
o
n
(d) Disbursements
for chantable
purposes
(cash basis onlvl
(c) AdJustednet
income
ConblbutJon~,
grants etc , received (attach schedule)
ec
attachSch B
1---------+---------+---------+--------81,536.
Intereston savingsandtemporarycashinvestments
32,478.
D1v1dends
and interest from securities
3
4
81,536.
32,478.
5 a Gross rents . . . . .
>---------->----------+----------+---------19,155.
(U)
a,
S?
z ~
z
a,
a:
0
:z
Netshort ermca~l~EIVED"
.
Income n od1fi.alld~ >----------+----------+----------+--------1O a Grosssale lesi returns
andallowa ces >-------....,'-""""""-+----------+----------+----------+---------b Less Cos1
>dsM@V. l-1-Q_,7,,,..n.,...I
1n..,.,__,!~d,....l
______
--+-------+--------+------8
9
I (.)I
oi!
C>
<
F'.:I
C>
~
j~
12
13
Compensation
of officers,directors,trustees,etc
14
:C
15
1/)
5; 16 a
~
b
w
c
~
;; 17
~1/) 18
"i: 19
!< 20
'H-
! 1---------+---------+---------+---------
u:r-~ _.-:'
II
, ...
11
b Grosssalespncefor all
1 2 O6 O7 2 .
'
'
>----------+----------+----------+--------assetson line6a
7 Capttal gain net income (from Part IV, hne 2)
l---------+--------+-------------94,859.
*.
24
QI
Q.
O 25
26
27
3,525.
15,982.
15,982.
0.
16,150.
9_4_5-+----------+----------+---------
Occupancy .
Travel, conferences, and meetings
..
22,320.
Interest .................
21
i 22
g123
"'O
114,014.
. . . . . . .
1,778.
4_1_,_0_2_5_.+____
1,339
1_9_,_5_0_7--t.
________
0_._____
2,819,461.
1---------+---------+---------+-----'------"-.....
2,860,486.
19,507.
AddImes24 and25
Total e-nses
and disbursements
1_7"-,
_4_8_9
2,713,796.
0.
2,731,285.
-0-
* ATCH
2 JSA
85651
* * ATCH 3
Form990-PF (2009)
48-0935563
1111111
Bala~ce Sheets
1
..
Cash - non-1nterest-beanng
Accounts receivable ~
5
6
4,509,294
4,509,294.
168.
0.
End of year
7,337,267.
-----------------------~
------------Pledges receivable ~
-----------------------Less allowance for doubtful accounts ~
------------Grants receivable
..
.. ..
Page2
Beginning of year
168
168.
(I)
Ill
Ill
c:(
Ill
- - - - -
-------------
..
9,378.
9 021.
I
9,378
-----------------------------------.. ..
13
14
15
Ill
(I)
z-rrc;:I:I
~
..
..
2,623,804.
2,663,574.
2,830,160
9,970,092.
28,146.
7,182,414.
6,095.
7,349,000
28,146.
6,095.
~ --------------------)
16
17
18
19
Deferred revenue
Grants payable
~ 20
.. ..
..
..
:g21
::i 22
23
..
Other hab1ht1es(descnbe
..
___________________
)
..
~w
Foundations
that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
:lu 24
l;
Unrestricted
Permanently restncted
'ti
Foundations
that do not follow SFAS 117,
check here and complete lines 27 through 31.
..
29
~ 30
Retainedearnings,accumulatedincome,endowment,or otherfunds
instructions)
Total liabilities and net assets/fund balances
9,970,092.
7,182,414.
(I)
::l
(I)
.. .. ..
..
31
of the instructions)
F.T-11
..
(see page 17
.. ..
~ ------------------------------------
..
. . ..
..
3 Other increases
4
7,176,319.
~o
0 27
J!! 28
9,941,946.
.. -
iii 26
m
c:
::::,
u..
7,176,319.
..
Temporanly restricted
25
9,941,946.
..
.. .. .. .. ..
at end of vear (hne 4 minus hne 5l - Part II, column (bl, hne 30
9,941,946
-2,765,627
..
7,176,319
5
6
7,176,319
Form 990-PF
JSA
9E14201 000
29145H
K932
11/12/2010
4: 28: 45 PM
V 09-8.5
85651
(2009)
.'
..
Form99Q>.PF
(2009)'
48-0935563
Page3
~lilU-
(D)How
acquired
P-Purchase
D-DonatJon
(a) List and describe the kmd(s) of property sold (e g , real estate,
SEE
PART
IV
(c) Date
acquired
(mo, day, yr)
SCHEDULE
c
d
e
(g) Cost or other basis
(or allowable)
c
d
e
Complete only for assets showmq qam m column (h) and owned by the foundation on 12/31/69
(J) AdJustedbasis
as of 12/31169
(1)FM V as of 12/31/69
c
d
e
.....
}
}
3 Net short-term capital gam or (loss) as defined 1n sections 1222(5) and (6)
If gam, also enter m Part I, hne 8, column (c) (see pages 13 and 17 of the instructions)
~-
....
-19,155.
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations sub1ect to the section 4940(a) tax on net investment income )
If section 4940(d)(2) apphes, leave this part blank
Was the foundation hable for the section 4942 tax on the distributable amount of any year m the base period?
If ''Yes," the foundation does not quahfy under section 4940(e) Do not complete this part
Yes[]]
No
1 Enter the appropriate amount m each column for each year, see page 18 of the instructions before making any entries
(a)
Basepenodyears
Calendar year (or tax year beginning 1n)
2
3
(b)
AdJusted
qualifyingd1stnbut1ons
(d)
(c)
ratio
D1stnbut1on
(col (b)d1v1ded
by col (c))
Netvalueof nonchantable-use
assets
2008
2,456,244.
11,492,427.
0.213727
2007
4,085,883.
15,540,497.
0.262918
2006
4,231,735.
17,229,773.
0.245606
2005
3, 796,
938.
19,799,454.
0.191770
2004
3, 110, 086.
21,925,067.
0.141851
...................................
..
1.055872
. . . . . . ..
0.211174
Average d1stribut1on ratio for the 5-year base period - d1v1dethe total on hne 2 by 5, or by the
number of years the foundation has been m existence 1f less than 5 years
. ..
8,782,857.
. . . . . . . . . . . . . . . . . . ....................
1,854,711.
....................
..........
. . . . . . . . . . . . . . . . . .........................
.........................
JSA
9E14301000
29145H
945.
1,855,656.
2,731,285.
8
that part using a 1% tax rate See the
Form990-PF (2009)
K932
11/12/2010
4: 28: 45
PM
V 09-8.5
85651
.,
::r.1
Excise
1a
48-0935563
Tax Based
on Investment
Income
(Section
4940(a),
b Domestic foundations
____________
4940(b),
LJ
4940(e),
Page4
requirements
1n Part V, check
1--1
__________
9_4_5_.
IZJ
here .,..
and enter 1% of Part I, line 27b . . . . . . . . . . . . . . . . . . . . . . . . .
c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4%
of Part I, line 12, col (b)
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)
945.
0.
945.
Cred1tsfPayments
a 2009 estimated tax payments and 2008 overpayment credited to 2009
Sa
Sb
c Tax paid with application for extension of time to file (Form 8868)
Sc
Sd
9, 021.
0.
0.
Tax due. If the total of Imes 5 and 8 1smore than hne 7, enter
amount owed
. . . . . . .
Overpayment If line 7 1smore than the total of lines 5 and 8, enter the amount overpaid
Entertheamountofhne10tobe
Creditedto2010estimatedtax
.,..
8,076.
10
11
O:..:-
...- Statements
1a
9,021.
.,_l--'9"--+----------.,_f--'1.,.0-+-------8-',_0_7_6_.
Refunded.,..
11
Rec:1ardinc:1
Activities
Dunng the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 11
participate or intervene 1nany political campaign?
. . . . . . . . . . . . . . . . . .
Yes
......
-------
b Did 1t spend more than $100 during the year (either directly or 1nd1rectly) for political purposes (see page 19
of the instructions for definition)?
No
1a
. . . . . . 1--'-+----i--
. .
. ......................................
If the answer is "Yes" to fa or 1b, attach a detailed descnpt1on of the act1v1t1esand copies of any matenals
1b
1c
e Enter the reimbursement (1f any) paid by the foundation during the year for poht1cal expenditure tax imposed
_
on foundation managers .,.. $ ___________
that have not previously been reported to the IRS?
Has the foundation engaged m any act1v1t1es
. . . . . . .
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
.....
4a
4b
b lf"Yes," has 11filed a tax return on Form 990-T for this year? ........
5
-~-----
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions that
confhct with the state law remain in the governing instrument?
Did the foundation have at least $5,000 in assets at any time during the year?
the foundation
reports or with
. .
which
----------------------
________________
(or designate) of each state as required by Generallnstruclton G?lf "No, attach explanation .
10
. . . . . .
(see instructions
. . . . . . . . . . . . .
dunng
General
t-=S=b-+_X_-+---
. .......
x
x
or
. . 1---"9--+---+-x_
. . . . . . . . . . . . . . . . . . . . . . . . . . . . .
10
Fann 990-PF
JSA
9E1440 1000
2 9145H
K932
11/12
/2 010
4: 28: 45
PM
V 09-8.5
85651
x
(2009)
48-0935563
Page5
Statements Re
11 At any time during the year, did the foundation, directly or 1nd1rectly,own a controlled entity w1th1nthe
meaning of section 512(b)(13)? If "Yes," attach schedule (see page 20 of the instructions)
11
12
12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before
August 17, 2008? ..
13 Did the foundation comply with the public inspection requirements for its annual returns and exemption applicatlon?
Website address ~ ____ NI A ____________________________________________________________________
13
I1s I
____ _
_
~LJ
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
1a Dunng the year did the foundation (either directly or indirectly)
.......
(1) Engage in the sale or exchange, or leasing of property with a disqualified person?
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1tfrom) a
disqualified person? .
(3) Furnish goods, services, or faalit1es to (or accept them from) a disqualified person?
[RI No
0Yes
~y~
Yes
~No No
Yes
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
No
(5) Transfer any income or assets to a disqualified person (or make any of either available for
0Yes
the foundation agreed to make a grant to or to employ the official for a penod after
termination of government service, 1fterm1nat1ngwithin 90 days)
Yes
b If any answer 1s"Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?
Organizations relying on a current notice regarding disaster assistance check here
1b
1c
. .
c Did the foundation engage in a pnor year 1nany of the acts described 1n 1a, other than excepted acts, that
were not corrected before the first day of the tax year beginning 1n2009?
Taxes on failure to d1stnbute income (section 4942) (does not apply for years the foundation was a pnvate
Yes
CRJ
No
b Are there any years listed in 2a for which the foundation 1s not applying the prov1s1onsof section 4942(a)(2)
(relating to incorrect valuation of assets) to the year's und1str1butedincome? (If applying section 4942(a)(2)
2b
to all years listed, answer "No" and attach statement - see page 20 of the 1nstruct1ons)
~---------3a
---------
--------
--------
Did the foundation hold more than a 2% direct or indirect interest in any business
enterprise at any time dunng the year? . . . .
Yes
CRJ
No
b If "Yes," did 1t have excess business holdings in 2009 as a result of (1) any purchase by the foundation or
disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the
Comm1ss1onerunder section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse
of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine tf the
4a
3b
Did the foundation invest during the year any amount in a manner that would Jeopardize its charitable purposes?
4a
4b
b Did the foundation make any investment in a pnor year (but after December 31, 1969) that could Jeopardize its
chantable purpose that had not been removed from Jeopardy before the first day of the tax year beginning 1n2009?
JSA
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4 8-09355 63
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5 a Dunng the year did the foundation pay or incur any amount to
(1) Carry on propaganda, or otheiw1se ~ttempt to influence leg1slat1on(section 4945(e))?
0Yes
~No
0Yes
~No
0Yes
~No
~Yes
0No
0Yes
~No
Page6
(2) Influence the outcome of any specific public elec!lon (see section 4955), or to carry on,
directly or indirectly, any voter registration dnve?
(4) Provide a grant to an organization other than a charitable, etc , organization described m
section 509(a)(1 ), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational
purposes, or for the prevention of cruelty to children or animals?
b If any answer 1s "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions descnbed in
Regulations section 53 4945 or 1n a current notice regarding disaster assistance (see page 22 of the instructions)?
Organizations relying on a current notice regarding disaster assistance check here
1-S_b_+---+--X-
..... ~D
If the answer 1s"Yes" to question 5a(4), does the foundation claim exemption from the tax
l\:r:r l\~.Hf"l.EN.T
.. 6.
~Yes
0No
~No
6b
b Did the foundation, dunng the year, pay premiums, directly or indirectly, on a personal benefit contract?
0Yes
~No
7b
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(b) Trtle, and average
de~~~~~ror ~:~i~n
(c) Compensation
(If not P~'.~ enter
(d) Contnbu~onsto
an~m/.lri:.:'dbc':,n~:~~~;:on
-0-
-0-
SEE ATTACHMENTC
-0-
Compensation of five highest-paid employees (other than those included on line 1 - see page 23 of the instructions).
If none, enter "NONE."
(a) Name and address of each employee paid more than $50,000
(c) Compensation
(d) Contnbut1onsto
employee benefrt
plans and deferred
comDensat1on
NONE
... -~I
Form
JSA
9E14601 000
29145H
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85651
990-PF
(2009)
48-0935563
Form990:PF(2009)
1iflfWIInformation
Page
3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE."
(a) Name and address of each person paid more than $50,000
(c) Compensation
NONE
..............................
iflitf,j Summary
NONE
List the foundation's four largest direct chantable act1vrt1esduring the tax year Include relevant stat1st1calinformation such as the number
of organizations and other beneficiaries served, conferences convened, research papers produced, etc
Expenses
NONE
':.lffi-=Summary
Descnbe the two largest progranwelated investments made by the foundation dunng the tax year on lines 1 and 2
Amount
NONE
3 NONE
---------------------------------------------------------------------------
..,
Form
JSA
9E14651000
29145H
K932
11/12/2010
4: 28: 45 PM
V 09-8.5
85651
990-PF
(2009)
4 8-09355
UIMQ Minimum
63
Page8
Investment Return (All domestic foundations must complete this part Foreign foundations,
see page 24 of the instructions )
Fair mark.et value of assets not used (or held for use) directly m carrying out charitable, etc,
purposes
a Average monthly fair mark.etvalue of securities ...........
.
b Average of monthly cash balances . . . . . . . . . . . . . . . . . . .
c Fair mark.et value of all other assets (see page 24 of the instructions)
1a
1b
1c
1d
2,381,950.
6,534,656.
0.
8,916,606.
2
3
4
5
6
0.
8,916,606.
133,749.
8 , 7 82 , 8 5 7 .
4 3 9, 14 3 .
t--~t--~~~~~~~~~-
1
2a
b
c
3
4
5
6
7
D
..
i 2~i
..
1:ifff:iil
Qualifying
a
b
2
..
..
..
line 1
.. ..
a
b
4
5
6
439,143.
2c
3
4
5
6
945.
438,198.
945.
..
.. . .
.. ..
. . ..
..
438,198.
438,198.
..........
......................
....................... . .
. . ..
. .
. . . . . . . . . . . .....................
........................
2,731,285.
0.
. ......
. . . ...
....................
0.
0.
0.
2,731,285.
945.
2,730,340.
Form
JSA
9E14701000
29145H
K932
11/12/2010
4: 28: 45 PM
V 09-8.
85651
990-PF
(2009)
48-0935563
Form 99Q..PF(2009)
Distributable
line 7 ...
Und1stnbutedincome, If any, as of the end of 2009
a
Page9
(b)
(c)
2008
(d)
2009
438,198.
..........
,20 __
20 --
(a)
Corpus
,20 __
3
a
2,020,055.
2,373,221.
3,384,774.
3,348,840.
1,896,993.
From 2004
b From 2005
c From 2006
d From 2007
e From 2008
. . .........
13,023,883.
line 4
2,731,285.
...
......
..
438,198.
2,293,087.
15,316,970.
income
Subtract
years' undistributed
lme 4b from line 2b
c Enter the amount of prior years' undistributed
income for which a notice of deficiency has been
issued, or on which the section 4942(a) tax has
been previously assessed. . . . . .
b Pnor
. . . . . . . . . .....
....
...............
....
10
Analysis of line 9
. . . ....
2,020,055.
13, 296, 915.
2,373,221.
3,384,774.
3,348,840.
1,896,993.
2,293,087.
Form 990-PF (2009)
JSA
9E14801 000
29145H
K932
11/12/2010
4:28:45
PM
V 09-8.5
85651
'I
48-0935563
:1:11-u Private Ooeratina Foundations see caae 27 of the instructions and Part VII-A, auest1on 9)
Page10
Forni990-PF(2009)
..
85%of hne2a
Qualifying
d1stnbubons made
directly for active conduct of
NOT APPLICABL E
I
I I
4942(])(3) or
(d)2006
I I
4942(])(5)
(e)Total
..
exempt
2d from hne 2c
(1)
(2)
. . test-
4942W(3)(B)(1)
"Endowment"
alternatlve
enter 2/3
of mm1mum invest-
(1)
(2)
general
or more
pub he
exempt organizations
as
provided tn section 4942
.. ..
Support
from
and 5
0)(3)(8)(111)
(3)
Largest
port
amount
from
an
of
(4)
SUI)-
exempt
organization
..
had $5,000
or more in assets
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest
NONE
2
lnfonnation
Regarding Contribution,
etc., Programs:
Check here ~
1f the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to ind1v1duals or
organizations under other cond1t1ons, complete items 2a, b, c, and d
a The name, address, and telephone number of the person to whom applications should be addressed
ATTACHMENT 7
b The form 1nwhich applications should be submitted and information and matenals they should include
ATTACHMENT 8
c Any subm1ss1ondeadlines
NONE
d Any restnct1ons or hm1tat1ons on awards, such as by geographical
factors
areas, chantable
ATTACHMENT 9
JSA
Forni990-PF (2009)
9E1490 1 000
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Page
11
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Rec1p1ent
Name and address (home or business)
If rec1p1ent
1san md1v1dual,
show any relat.Jonsh1p
to
any foundationmanager
or substant.Jal
contnbutor
Foundation
status of
recipient
Purpose of grant or
contnbut1on
Amount
2,819,461.
.....3a
Total.
b Approved for future payment
2,819,461
.....3b
Total.
Form
JSA
9E14911 000
29145H K932
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V 09-8.5
85651
990-PF (2009)
'I
48-0935563
Form 99o'.PF(2009)
11.m!D
Page 12
(a)
(b)
(c)
(d)
Business code
Amount
Exdus1on code
Amount
(e)
Related or exempt
function income
~ee page 28 of
e 1nstruct1ons)
a
b
c
d
e
f
....
14
14
..
81,536.
32,478.
.......
.....
Debt-financed property
........
18
-19,155.
..
c
d
e
12 Subtotal Add columns (b), (d), and (e)
94,859.
....
13 Total. Add line 12, columns (b), (d), and (e) .....
(See worksheet 1nline 13 instructions on page 28 to venfy calculations )
~-ZJ:;11Relationship
Line No
13
94,859.
of Exempt Purposes
NOT
APPLICABLE
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Form990-PF(2009)
4 8-09355
ifit\911 'Information
63
Page 13
Did the organization directly or 1nd1rectly engage 1n any of the following with any other organization descnbed
1n section 501 (c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political
organizations?
a Transfers from the reporting foundation to a nonchantable exempt organization of
Yes
(1) Cash
1al1l
1al2l
No
x
x
b Other transactions
(1) Sales of assets to a noncharitable exempt organization
1b{1l
1bl2l
1b(3l
1b(4)
1b(5)
x
x
x
x
x
1b(6)
or sharing arrangement,
(b) Amountinvolved
the following
by the
reporting
show in column
schedule
foundation
market
(d) Descnpt1on
of transfers,transad1ons,and shanngarrangements
N/A
2a
1c
N/A
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations descnbed in
section 501 (c) of the Code (other than section 501 (c)(3)) or 1nsection 527? . . . .
Yes
[29 No
(c) Descnpt1on
of relat1onsh1p
Under penalties of pel')ury,I declare that I have examined this return, including accompanyingschedulesand statements,and to the best of my knowledgeand
behef, rt 1strue, corred, and complete Declarationof preparer(other than taxpayer or fiduciary) 1sbased on all information of which preparerhas any knowledge
o,/~~
... ~
//-/
I Date
Cl)
5-:Z.010
t:.-r
e..'l.
J"'f..LC../'"
Trtle
Cl)
Date
::i::::
Cl
en'C;
-~
~
.. c
~ 0
Preparers
signature
~~
0.. CL a,
~BKD,
1551
A.
~ ri/1~/ioto
Preparers identifying
number (SeeSignature on
page30 of the instrud1ons)
P00770702
LLP
N WATERFRONT
WICHITA,
Check1f
self-employed ....
PKWY, STE
300
67206-6601
KS
Phone no
316-265-2811
Form 990-PF (2009)
JSA
9E14931000
29145H
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.
FORM 990-PF - PART IV
CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
Kind of Property
Gross sale
price less
exoenses of sale
Depreciation
allowed/
allowable
1 ,206,072.
p
01
D
Description
Cost or
other
h,.c,c
FMV
as of
1?/''11/1',Q
AdJ basis
as of
12/31/l',Q
SEE ATTACHMENT A
PROPERTY TYPE: SECURITIES
1,225,227.
Excess of
FMVover
ad1 basis
. . . . . . . ........................................
11/12/2010
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Date sold
VAR
-19,155.
-19,155.
JSA
9E1730 1 000
29145H K932
Date
acquired
Gam
or
Oossl
85651
VAR
MLCCo)
ATTACHMENT A
(c)
P - Purchase
Date acquired
D - Donation
1a
04/04 - 07/09
01/09 - 12/09
12/31/08
01/15/09
c
d
e
f
g
(e) Gross sales price
(g) Cost or
(or allowable)
other basis
1,205,742
1,225,227
(19,485)
330
330
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(i) FM V as of 12/31/69
O) AdJusted basis
as of 12/31/69
(19,485)
330
g
If gam, also enter in Part I, line 7
2 Capital gain net income or (net capital loss)
(19, 155)
3 Net short-tenn capital gain or (loss) as defined 1nsecllons 1222(5) and (6)
in
ATTACHMENTB
April11,2008
September 30, 2009
General program operating support for the Allen-Lambe House Foundation, an educational
foundation which operates a museum and study center in a house located in Wichita, Kansas,
designed by Frank Lloyd Wright in 1915. The house museum is open to the general public. The
program of the Foundation includes restoration and conservation of the house, gardens, and its
interiors, with furnishings to showcase the "Prairie Style" designs of Frank Lloyd Wright and to
maintain a library archive study center for the study of Frank Lloyd Wnght and other interrelated
areas of design.
(iv)
Amounts expended:
$110,800
$105,665
Reports received from the Allen-Lambe House Foundation show the following expenditures:
$100,717 total funds were spent from the April, 2008 grant for operating support of the museum.
No funds of the September, 2009 grant were spent in the calendar year 2009.
(v) Diversions:
To the knowledge of this granter foundation, no funds have been diverted to any
activity other than the activity for which the grant was originally made.
On March 30, 2010, the Allen-Lambe House Foundation submitted a full and complete
report of its expenditures of the April 2008 and September 2009 operating support grants.
(vi) Verification:
The granter has no reason to doubt the accuracy or reliability of the report from
the grantee; therefore, no independent verification of the reports were made.
'I
ATTACHMENT C
(d) Contributions
to employee
(c) Compensation
benefit plans
(e) Expense
account, other
allowances
President I Director
1 hour per week
Secretary
Logan Moore
1515 N Courthouse Rd, Suite 200
Arlington, VA 22201
Vonda Holliman
P 0. Box 2256
Wichrta, KS 67201
Treasurer
Charles G Koch
P.O. Box 2256
Wichita, KS 67201
Director
Less than 1 hour per week
Elizabeth B. Koch
P.O. Box 2256
Wichita, KS 67201
Director
Less than 1 hour per week
Elizabeth R. Koch
PO Box 2256
W1ch1ta,KS 67201
Director
Less than 1 hour per week
Charles C. Koch
PO Box 2256
Wichita, KS 67201
Director
Less than 1 hour per week
TOTAL
'I
Recipient
Foundation
status of
recipient
ATTACHMENT D
Purposeof grant
or contribution
Amount
arsubslanllal ccntril>u1ar
Private
Public
American Spectator
Arlington, VA
Public
Educational Programs
Public
Public
Educational Programs
General Operating Support
75,000
50,000
Public
Educational Programs
General Operating Support
12,000
354,725
Public
25,000
Cato Institute
Washington, DC
Public
250,000
Public
Educational Programs
35,000
Public
10,000
ConSource Inc
Washington, DC
Public
4,000
Federalist Society
Washington, DC
Public
Educational Programs
Public
65,000
Public
70,000
Public
Educational Programs
20,000
Public
Educational Programs
618,571
Public
Educational Programs
150,000
Public
Educational Programs
200,000
Page 1 of 2
105,665
100,000
4,500
(30,000)
175,000
Recipient
Foundation
status of
recipient
ATTACHMENT D
Purposeof grant
or contribution
Amount
or substanbalcontnllular
25,000
Public
Educational Programs
Public
Reason Foundation
Los Angeles, CA
Public
Educational Programs
50,000
Tax Foundation
Washington, DC
Public
Educational Programs
50,000
Public
100,000
Public
200,000
100,000
Page 2 of2
2,819,461
48-0935563
DESCRIPTION
ACCOUNTING FEES
INVESTMENT ACCTG SERVICE FEES
TOTALS
NET
INVESTMENT
INCOME
ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
16,150.
18,795.
3,525.
3,525.
22,320.
3 525.
0.
16 150.
ATTACHMENT 1
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48-0935563
ATTACHMENT 2
FORM 990PF,
DESCRIPTION
INVESTMENT MANAGEMENTFEES
TOTALS
NET
INVESTMENT
INCOME
15,982.
15,982.
15. 982~.
15.982.
ATTACHMENT 2
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"I
48-0935563
ATTACHMENT 3
FORM 990PF,
PART I - TAXES
REVENUE
AND
EXPENSES
PER BOOKS
DESCRIPTION
FEDERAL EXCISE TAX
945.
TOTALS
945.
ATTACHMENT3
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48-0935563
ATTACHMENT 4
FORM 990PF,
DESCRIPTION
INSURANCE
BANK FEES
SUPPLIES
MISC EXPENSES
TOTALS
CHARITABLE
PURPOSES
875.
317.
147.
l_,__]_]__8__.
L 339.
ATTACHMENT 4
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PART II
48-0935563
- OTHER INVESTMENTS
ATTACHMENT 5
ENDING
BOOK VALUE
DESCRIPTION
ZAZOVE ASSOC CONVERTIBLE BONDS
TOTALS
ENDING
FMV
2,663,574.
2,830,160.
2,663.574.
2,830.160.
ATTACHMENT 5
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. "'
CLAUDE R. ~AMBE CHARITABLE FOUNDATION
48-0935563
ATTACHMENT 6
FORM 990PF,
PART VII-B,
STATEMENT
GRANTEE'S NAME:
SEE ATTACHMENTB
GRANTEE'S ADDRESS:
CITY, STATE & ZIP:
GRANT DATE:
GRANT AMOUNT:
GRANT PURPOSE:
AMOUNTEXPENDED:
ANY DIVERSION?
NO
DATES OF REPORTS:
VERIFICATION DATE:
RESULTS OF VERIFICATION:
ATTACHMENT6
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48-0935563
ATTACHMENT7
FORM 990PF,
GRANT ADMINISTRATOR
1515 N. COURTHOUSE RD.,
ARLINGTON, VA 22201
703-875-1601
SUITE 200
ATTACHMENT7
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'
. ,,
CLAUDE R. LAMBE CHARITABLE FOUNDATION
48-0935563
ATTACHMENT8
990PF,
ATTACHMENT8
29145H
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'
'
48-0935563
ATTACHMENT 9
990PF,
PART XV - RESTRICTIONS
OR LIMITATIONS ON AWARDS
ATTACHMENT9
29145H
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Type or
print
F,le by the
CLAUDE
48-0935563
R.
LAMBE CHARITABLE
FOUNDATION
Number, street, and room or suite no If a P.O box. see instructions
p . O . BOX 2 2 5 6
extended
dueda!Bfor t--::-c--------,-=----,,----,-=::---:---:---:--:---:-----:-----t---__.-------------fillng the
City, town or post office, state. and ZIP code. For a foreign address. see instrudlons.
return SeB
instructions.
WICHITA,
KS
67201-2 2 5 6
Check type of return to be filed (File a separate application for each return):
Form 6069
Form 990
X Form 990-PF
Form 1041-A
Form 8870
Form 4720
Form 990-BL
Form 990-T (sec 401 (a) or 408(a) trust)
Form 5227
Form 990-EZ
Form 990-T trust other than above
STOPI Do not complete Part II if you were not already granted an automatic 3-month extension on a previously flied Fonn 8868.
__ H_O_L_L_I_MA_N
_____________________
_
The books are in the care of _v_O_N_DA
D
D
0.
5
6
IN
INFORMATION
Sa If this application 1s for Form 990-BL. 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any
nonrefundable credits. See instructions.
b If thlS application 1sfor Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated
tax payments made Include any prior year overpayment allowed as a credit and any amount paid
previously with Form 8868
c Balance Due. Subtract line 8b from line Ba. Include your payment with this form, or, 1frequired, deposit
with FTD coupon or, if required, bv usmg EFTPS(Electronic Federal Tax Payment Svstem) See instructions
Ba $
-8b
8c $
Title ...
C.P.A.
Fann
BKD,UP
1551N.~~U.300
Wldtfta,
KSfflDNlo1
~180280
JSA
9F8055 3 000
8868
(Rev. 4-2009)