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SUPPLEMENT ARTICLE

Recommendations for Treatment of Child and


Adolescent Overweight and Obesity
Bonnie A. Spear, PhD, RDa, Sarah E. Barlow, MD, MPHb, Chris Ervin, MD, FACEPc, David S. Ludwig, MD, PhDd, Brian E. Saelens, PhDe,
Karen E. Schetzina, MD, MPHf, Elsie M. Taveras, MD, MPHg,h
a

Department of Pediatrics, School of Medicine, University of Alabama at Birmingham, Birmingham, Alabama; bDepartment of Pediatrics, Saint Louis University, St Louis,
Missouri; cGeorgia Diabetes Coalition, Atlanta, Georgia; dObesity Program, Division of Endocrinology, Childrens Hospital Boston, Harvard Medical School, Boston,
Massachusetts; eDepartments of Pediatrics and Psychiatry and Behavioral Sciences, University of WashingtonChild Health Institute, Seattle, Washington; fDepartment of
Pediatrics, James H. Quillen College of Medicine, East Tennessee State University, Johnson City, Tennessee; gObesity Prevention Program, Department of Ambulatory
Care and Prevention, Harvard Pilgrim Health Care and Harvard Medical School, Boston, Massachusetts; hDivision of General Pediatrics, Childrens Hospital Boston, Boston,
Massachusetts
The authors have indicated they have no nancial relationships relevant to this article to disclose.

ABSTRACT
In this article, we review evidence about the treatment of obesity that may have
applications in primary care, community, and tertiary care settings. We examine
current information about eating behaviors, physical activity behaviors, and sedentary behaviors that may affect weight in children and adolescents. We also
review studies of multidisciplinary behavior-based obesity treatment programs and
information about more aggressive forms of treatment. The writing group has
drawn from the available evidence to propose a comprehensive 4-step or stagedcare approach for weight management that includes the following stages: (1)
Prevention Plus; (2) structured weight management; (3) comprehensive multidisciplinary intervention; and (4) tertiary care intervention. We suggest that providers encourage healthy behaviors while using techniques to motivate patients and
families, and interventions should be tailored to the individual child and family.
Although more intense treatment stages will generally occur outside the typical
office setting, offices can implement less intense intervention strategies. We not
ony address specific patient behavior goals but also encourage practices to modify
office systems to streamline office-based care and to prepare to coordinate with
professionals and programs outside the office for more intensive interventions.

www.pediatrics.org/cgi/doi/10.1542/
peds.2007-2329F
doi:10.1542/peds.2007-2329F
Key Words
obesity, treatment
Abbreviations
GI glycemic index
PSMFprotein-sparing modied fast
CDCCenters for Disease Control and
Prevention
FDAFood and Drug Administration
CE consistent evidence
MEmixed evidence
Accepted for publication Aug 31, 2007

Dr Barlows current afliation is


Department of Pediatrics, Baylor College of
Medicine, Houston, TX.
Address correspondence to Bonnie A. Spear,
PhD, RD, Department of Pediatrics, University
of Alabama at Birmingham, 1600 7th Ave S,
MTC 201, Birmingham, AL 35233. E-mail:
bspear@peds.uab.edu
PEDIATRICS (ISSN Numbers: Print, 0031-4005;
Online, 1098-4275). Copyright 2007 by the
American Academy of Pediatrics

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REATMENT FOR CHILDREN who are overweight or


obese seems easy, that is, just counsel children and
their families to eat less and to exercise more. In practice,
however, treatment of childhood obesity is time-consuming, frustrating, difficult, and expensive. In fact,
choosing the most effective methods for treating overweight and obesity in children is complex at best. This is
especially true for primary care providers, who have
limited resources to offer interventions within their offices or programs and few providers to whom they can
refer patients.
The need for evidence-based treatment recommendations is a critical health care issue, because obese children and adolescents are at risk for developing many of
the comorbidities seen in obese adults. Studies demonstrated that fasting serum glucose, insulin, and triglyceride levels and the prevalence of impaired glucose tolerance and systolic hypertension increase significantly as
children become obese (BMI of 95th percentile).1 Even
children and adolescents who are overweight (BMI of
85th to 94th percentile) are at risk for comorbidities.
Therefore, interventions using dietary modifications, increased physical activity, and behavioral therapy may be
beneficial for overweight children and adolescents, with
more-aggressive intervention directed toward obese
children and adolescents.2
Health care professionals, however, may find it difficult to determine which interventions will be most efficacious for their patients. To date, no clinical trials have
determined whether specific dietary modifications alone
(ie, without behavioral interventions and increased
physical activity) are effective in reducing childhood
overweight and obesity rates. Comprehensive interventions that include behavioral therapy along with changes
in nutrition and physical activity are the most closely
studied and seem to be the most successful approaches to
improving long-term weight and health status.3,4 However, the clinical trials testing these interventions often
are limited in their ability to determine the relative
efficacy of individual strategies. Ultimately, children and
adolescents (and adults, for that matter) become overweight or obese because of an imbalance between energy intake and expenditure. Dietary patterns, television
viewing and other sedentary activities, and an overall
lack of physical activity play key roles in creating this
imbalance and therefore represent opportunities for intervention.
This report reviews evidence about the treatment of
obesity that may have application in the primary care
setting. It examines current information about eating
behaviors, physical activity behaviors, and sedentary behaviors that may affect weight gain. Many of the studies
are correlational, rather than interventional. Also examined are studies of multidisciplinary, behavior-based,
obesity treatment programs and information about
more-aggressive forms of treatment, such as bariatric

surgery. Reviews are followed by evidence-based treatment recommendations.


Studies of obesity treatment in the primary care setting have not been conducted. To provide guidance on
obesity treatment to providers, the treatment writing
group has drawn from the available evidence to propose
a comprehensive approach (as yet untested) that is reasonable, feasible, and flexible. This report suggests that
providers encourage healthy behaviors, use techniques
to motivate patients and families, establish office systems
that support monitoring and care of these children, and
implement a staged approach to intervention that is
tailored to the individual child and family.
NUTRITIONAL TREATMENT
Data Limitations
Virtually no clinical trials examining the effects of any
specific dietary prescription on body weight or adiposity
in children control for the effects of potentially confounding factors, such as treatment intensity, behavioral
intervention strategies, and physical activity. Although
comprehensive approaches aiming to modify diet, physical activity, family behavior, and the social and physical
environment are undoubtedly needed, studies involving
multiple modalities cannot assess the efficacy of any
specific component (eg, diet). In the absence of data on
the relative efficacy of various dietary prescriptions in
the treatment of obesity in children, it is sometimes
necessary to make inferences from the childhood obesity
prevention and adult treatment literature.
Food Groups and Childhood Overweight
Fruits and Vegetables
Eight studies evaluating the relationship between fruit
and/or vegetable intake and body weight were reviewed;
none was longitudinal. A nationally representative study
found an association between lower intake of fruits and
overweight in both boys and girls and an association
between lower intake of vegetables and overweight in
boys only.5
Evidence from case-control studies that evaluated the
intake of fruits and adiposity was mixed. Two studies
found an inverse association with adiposity,6,7 and 3
found no association.810 All of the studies that evaluated
the intake of vegetables found no relationship with adiposity.512 The single study that evaluated the intake of
fruits and vegetables combined found an inverse relationship with adiposity.12 The studies that found a significant relationship with fruit or vegetable intake
tended to have larger sample sizes than did those that
found no relationship.6,12
School-based interventions have increased fruit and
vegetable consumption, but the effect of these dietary
changes on weight or weight loss has not been evaluated. School-based studies frequently combine increased
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fruit and vegetable intake with decreased fat intake,


which makes it difficult to comment on the association
between fruit and vegetable intake and weight. It should
be noted, however, that in none of the studies reviewed
was increased fruit and vegetable intake related to increased adiposity. The evidence was more compelling for
fruits alone or for fruits and vegetables combined than
for vegetables alone, possibly because different fruits and
vegetables have differing effects on childrens weight.
Some of the most commonly consumed vegetables are
relatively high in energy because of the way they are
prepared. For example, more than one third of the total
vegetable intake in the United States consists of iceberg
lettuce, frozen potatoes (usually French fries), and potato chips. On balance, the evidence indicates that
greater fruit and vegetable intake may provide modest
protection against increased adiposity.13 Research indicates that children are least likely to consume adequate
amounts of foods from the fruit and vegetable groups,
compared with other food groups.14
Fruit Juice
Intake of 100% fruit juice does not seem to be related to
childhood obesity unless it is consumed in large quantities. Of the 10 articles reviewed, 3 found a positive
association between consumption of large amounts of
100% juice (12 fl oz/day) and increased incidence of
overweight and 1 found a positive association with BMI
of 95th percentile.15 However, none of the longitudinal
studies1618 or the nationally representative studies19,20
reported any relationship between 100% fruit juice consumption and BMI.
In a small case-control study of 7- to 10-year-old
children, obese children consumed greater amounts of
100% fruit juice than did nonobese control subjects.10
One limitation of that study, however, beside small sample size, was the fact that the beverages reported as fruit
juice on a food frequency questionnaire might have
included artificially flavored drinks containing little or
no fruit juice. This does not seem to have been a weakness of other studies.
In a cross-sectional study of 2- to 5-year-old children,
those (n 19) who consumed 12 oz of 100% fruit
juice per day were at increased risk of short stature and
overweight.21 Additional analysis of the same study population found that only apple juice was significantly
related to BMI. Welsh et al15 found that fruit juice consumption among children 2 to 3 years of age with a BMI
of 95th percentile was associated with continued obesity 1 year later. There was no significant difference in
children with BMI of 95th percentile 1 year later. In
that study, fruit juice was defined as vitamin C-containing juice (orange juice or juice with vitamin C added).
Skinner et al18 monitored children longitudinally
from 24 to 72 months of age and found no relationship
between 100% juice intake and anthropometric meaS256

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surements. However, one criticism of that study was that


only 3 children consumed 12 oz of juice per day over
time and only 1 of those reported 12 oz/day at all 7
dietary interviews. When fruit juice consumption was
examined as a continuous variable, there still was no
significant association between intake and BMI. In fact,
children with a higher intake of fruit juice were more
likely to have a lower Ponderal index (an indicator of
weight status analogous to BMI but calculated as weight
divided by height to the third power).
The 1994 Continuing Survey of Food Intakes by Individuals data on preschool-aged children who reported
intake of 12 oz of 100% juice daily found no relationship between fruit juice consumption and BMI.20 Similarly, a study of preschool-aged children enrolled in the
Supplemental Nutrition Program for Women, Infants,
and Children program, 79% of whom reportedly consumed 12 oz of fruit juice daily, found no relationship
between 100% fruit juice consumption and BMI.22 A
study of preschool-aged children in Germany found no
association between excessive consumption of fruit juice
and BMI.16 Similar data for adolescents are lacking, but
data suggest that fruit juice consumption declines as
children mature.
The American Academy of Pediatrics recently recommended that fruit juice consumption be limited to 4 to 5
oz/day for children 1 to 6 years of age and 8 to 12 oz/day
for children 7 to 18 years of age.23 Those recommendations, however, were based on considerations of nutrient
and gastrointestinal problems. More research was deemed
necessary before overweight could be considered a consequence of excess fruit juice consumption. The US Department of Agriculture has stressed the important contribution to nutrient intake of 100% fruit juices and
advises that, when consumed in quantities consistent
with the Dietary Guidelines for Americans, fruit juice is
advantageous for healthy children.13
Sweetened Beverages
Intake of soft drinks and sweetened fruit drinks has increased dramatically among US children, particularly
among adolescents, in recent decades. According to a national survey, soft drinks were the sixth leading food source
of energy among children, constituting 50% of total beverage consumption and representing the primary source of
energy intake for US adolescents.24 Although there is no
clear evidence that consumption of sugar per se affects food
intake and weight gain, there is evidence to suggest that
liquid sweets, or energy consumed as a liquid, may be
less well regulated by the body than energy consumed in a
solid form. Furthermore, several studies suggest that consumption of soft drinks and other sweetened beverages is
related to increased energy intake.
Of the 19 studies reviewed, 6 were longitudinal studies, 3 were nationally representative, cross-sectional
studies, and 10 were case-control studies or other cross-

sectional studies.8,10,12,19,2539 Although the evidence is


mixed, the larger, more strongly designed, and higherquality studies substantiated the idea that sweetened
beverage intake is related to overweight among children.
Of the 6 longitudinal studies, 3 found intake of soda or
total sweetened beverages to be associated positively
with at least 1 measure of adiposity, whereas 3 found no
significant associations. A large, nationally representative study by Troiano et al39 that measured height and
weight directly found a positive association between energy from soda and overweight. Two smaller national
studies by Forshee and Storey,19 which found no such
association, were based on reported heights and weights.
In a nationally representative sample of 2- to 19-yearold youths,39 soft drink intake was greater among overweight youths than among nonoverweight youths in all
age groups. Furthermore, the Growing Up Today
Study,26 a 1.5-year longitudinal study of children 9 to 14
years of age, found that high levels of consumption of
sweetened beverages at baseline were associated with
increased BMI.
In a recently published, randomized, controlled trial
conducted among 103 high school students who regularly consumed sugar-sweetened beverages, students
were assigned to either an experimental group that received home deliveries of noncaloric beverages or a control group that received no intervention. After 6
months, responses to the intervention were associated
inversely with baseline BMI values. Among the heaviest one third of the cohort, BMI was significantly
lower in the experimental group, compared with the
control group (0.75 0.34 kg/m2).40
Consuming excessive quantities of low-nutrient, energy-dense foods such as sugar-sweetened beverages is a
risk factor for obesity. Reducing intake of sugared beverages may be one of the easiest and most-effective ways
to reduce ingested energy levels.41
Dairy Foods and Calcium
As early as 1984, it was reported that dietary calcium
intake was related inversely to BMI in adults. Only recently have additional research reports been published
relating low dietary calcium intake to human adiposity.
Of the 7 studies reviewed that assessed dietary calcium intake, 4 found no associations7,10,42,43 and 3 found
inverse associations12,44,45 between calcium intakes and
various measures of adiposity. In a cross-sectional study
of primarily white youths, intake of calcium, after controlling for dietary energy and intake of dairy foods, was
lower among overweight than nonoverweight 9- to 14year-old youths.12 No studies found a positive association
between calcium intake and adiposity.
Although energy intake was controlled for in most of
those analyses, such epidemiologic findings may be misleading, because dairy products reportedly are avoided
by individuals concerned about their weight. However,

prospective studies of preschool-aged children confirmed that greater longitudinal intake of calcium was
associated with lower body fat.44,45
The data suggest a potential role for calcium and dairy
foods in the development of overweight and the potential for preventing weight gain by improving the dairy
food intake of youths, indicating that a low intake of
calcium may be associated with increased adiposity.
However, the relative importance of calcium and dairy
foods, in comparison with each other and in comparison
with other factors involved in the development of overweight, remains to be established.
Dietary Fiber
Many governmental and scientific health agencies recommend that adults consume at least 20 to 25 g of fiber
per day. Because children require less total energy, an
age 5 rule for dietary fiber intake has been recommended.46 This means, for example, that a 5-year-old
child should consume at least 10 g of fiber per day and
fiber intake should approach adult levels (20 25 g per
day) by 15 years of age.
Unfortunately, persons of all ages in the United States
eat far fewer than the recommended number of servings
of whole-grain products, vegetables, and fruits.47 In 1994
to 1996, only 3% of individuals 2 years of age consumed 3 daily servings of vegetables (with at least one
third being dark green or orange vegetables), whereas
only 7% consumed 6 daily servings of grains (with 3
being whole grains).48 Currently, dietary fiber intake
throughout childhood and adolescence averages 12
g/day or 5 g/1000 kcal (4200 kJ), a level of intake that
has not changed in the past 30 years.46 Because total
carbohydrate content has increased considerably during
this period, most of this increase seems to be in the form
of fiber-poor refined grains, starchy vegetables, and sugar-sweetened beverages. It is worth investigating
whether this apparent increase in consumption of fiberpoor foods is causally related to the observed increase in
childhood obesity prevalence.
Dietary fiber may be related to body weight regulation through plausible physiologic mechanisms that
have considerable support in the scientific literature. A
large number of short-term studies suggest that highfiber foods induce greater satiety. Epidemiologic studies
generally support a role for fiber in body weight regulation among free-living individuals consuming self-selected diets, although conclusive intervention studies
that address this are lacking.49 Therefore, there is considerable reason to conclude that fiber-rich diets containing nonstarchy vegetables, fruits, whole grains, legumes, and nuts may be effective in the prevention and
treatment of obesity in children. Such diets may have
additional benefits, independent of changes in adiposity,
in the prevention of cardiovascular disease and type 2
diabetes mellitus.50,51
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Macronutrient Alterations
Carbohydrates and Fat
Several adult studies have shown that significant weight
loss can be achieved over 3 to 6 months with energyrestricted or ad libitum dietary prescriptions varying
widely in macronutrient composition.5259 However, follow-up rates have been disappointing. Weight loss at
follow-up times of 12 to 18 months rarely exceeds 5% of
baseline weight.5254,6067 Although ad libitum, verylow-carbohydrate diets seem to be more efficacious
than energy-restricted, low-fat diets over the short
term,52,54,55,63 Foster et al54 found no significant group
difference in mean body weight at 12 months. A study
by Stern et al,63 which included patients with type 2
diabetes, had similar results. With regard to pediatric
data from a short-term study, Sondike et al68 reported
greater weight loss (9.9 kg, compared with 4.1 kg)
for adolescents who were instructed to follow an ad
libitum, very-low-carbohydrate diet, compared with an
ad libitum, low-fat diet, for 12 weeks. Findings from that
study must be interpreted cautiously, however, in light
of data on adults indicating poor compliance and weight
regain over the long term on an Atkins-type diet.54,63 In
addition, there is widespread concern about the safety of
severe carbohydrate restriction, especially for children.69,70 Although very-low-carbohydrate diets may
have some beneficial effects on risk factors for cardiovascular disease and type 2 diabetes,54,63 the overall effects of this approach on other disease processes and on
growth and development are unknown.
Very-low-fat diets have been shown to promote
weight loss in several studies with adults.7174 However,
those studies were not included in our systematic review
for 1 of the following reasons: the design was not a
randomized control trial,72,73 body weight was not a primary outcome,74 the intensity of intervention varied (ie,
very-low-fat diets combined with other intensive lifestyle changes were compared with usual care),74 or longterm follow-up data were not included.71
Protein
Evidence of long-term effectiveness (1 year after treatment) of a high-protein, low-carbohydrate diet (also
known as a protein-sparing modified fast [PSMF]) is
extremely limited. There are 2 obvious reasons for this
lack of evidence. First, relatively few studies of programs
that use this type of intervention have been conducted.7577 Second, the studies that do exist suffer from
substantial methodologic limitations. For example, all
studies were from the same treatment program and all
analyzed only 1 component of a multicomponent intervention that included diet and physical activity. A major
concern with the use of a PSMF diet to treat childhood
overweight is that the very low energy intake may compromise childrens growth.
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The PSMF is not a diet to be used for long-term


treatment of overweight. Rather, the purpose of using a
PSMF diet is to bring about rapid weight loss during the
initial phase of treatment while minimizing the negative
effects of a very-low-energy diet. In studies using PSMF,
patients were on the diet for a relatively short initial
treatment period and then were placed on a reducedenergy, balanced-macronutrient, maintenance diet. The
goal was for the children to maintain the significant
weight loss achieved during the acute treatment
phase. All studies reported a statistically significant decrease in measures of overweight at the end of the initial
treatment period. However, only 1 study actually compared the outcomes with a PSMF diet versus a balancedmacronutrient diet.75 That study found that subjects on
the PSMF diet lost significantly (P .001) more weight
from baseline to after treatment (BMI decrease: 5.2
1.3 kg/m2) than did the children on the comparison,
balanced-macronutrient diet (BMI decrease: 2.4 1.4
kg/m2). Although the investigators found significant
weight loss after the initial treatment, the same degree of
weight loss was not maintained at 1 year. In contrast,
other researchers at the same facility76,77 studying longerterm outcomes found that children were generally able
to maintain the weight loss after the initial treatment.
Average BMI values were significantly lower than baseline values (P .0001) both immediately and 1 year
after treatment. In summary, these studies demonstrated
that children initially treated with a PSMF diet were able
to maintain some weight loss at 1 year. However, the
researchers did not provide a true diet comparison, because the PSMF diet contained 200 kcal (840 kJ) less
per day than did the balanced-macronutrient control
diet and potential differences in other aspects of the
multicomponent program were not accounted for.
Alternative Approaches
Dietary interventions based on energy density (ie, energy per mass of food) also have been considered as an
approach to weight management. A series of short-term
feeding studies, summarized by Rolls,78 suggest that decreasing energy density decreases energy intake independent of macronutrient ratio, possibly because of effects on satiety. Diets of low energy density, which are
typically rich in vegetables, fruits, legumes, and minimally processed grain products, allow individuals to consume satisfying portions of food while reducing their
energy intake. Other studies included in the review indicate that the volume of food consumed exerts a stronger effect than energy content. Decreasing the energy
density but maintaining or increasing the volume of core
foods in a weight management program may help decrease energy intake. In a preliminary report of ad libitum diets in obese women, greater weight loss was
achieved at 6 months by reducing energy density, with
emphasis on increasing consumption of water-rich foods

and decreasing consumption of high-fat foods, than by


reducing fat intake alone79; however, weight loss did not
differ between dietary intervention groups at 12 months.
The glycemic index (GI) has been proposed to affect
body weight regulation and risk for obesity-associated
complications.80 The GI is defined as the area under the
glucose dose-response curve after consumption of 50 g
of available carbohydrate from a test food, divided by the
area under the curve after consumption of 50 g of available carbohydrate from a control food (either white
bread or glucose). Short-term feeding studies indicated
that hunger and cumulative food intake were greater 3
to 5 hours after a high-GI versus low-GI meal, controlled
for macronutrient and energy contents.81 However, not
all observational studies found a direct association between GI and weight gain. Translational studies found
that pair-fed rodents consuming nutrient-controlled,
high-GI diets had 70% to 90% greater adiposity than did
those consuming low-GI diets.82 Few long-term clinical
trials evaluating low-GI diets in children have been conducted. After controlling for potentially confounding
factors, 1 nonrandomized study found that children attending an obesity treatment clinic and assigned to a
low-GI diet lost more weight than did those assigned to
a low-fat diet.83 A small-scale, randomized, controlled
trial found that adolescents lost more weight on a diet
with low glycemic load (mean GI carbohydrate
amount) than on a low-fat diet.57 Studies comparing the
effects of high-GI versus low-GI diets on body weight in
adults have produced conflicting results; some showed
that low-GI diets led to weight loss,84 whereas others
showed no difference in weight.85

Summary of Macronutrient Alterations


Data on optimal dietary approaches for weight management in children are lacking, and long-term studies of
available interventions in adults have not demonstrated
efficacy. Therefore, research into the development and
testing of novel dietary approaches to obesity prevention
and treatment is warranted. An emerging body of literature suggests that a focus on the macronutrient ratio is
too simplistic and the quality of dietary carbohydrates
and fats is an important consideration. The evidence for
children and adolescents does not support any specific
macronutrient or dietary strategy at this time.

FOOD BEHAVIORS
Breakfast Skipping
Evidence supports observations that obese children are
more likely to skip breakfast or to eat smaller breakfasts
than leaner children. The evidence seems to suggest that
breakfast skipping may be a risk factor for increased
adiposity, particularly among older children or adolescents. However, the strength of the evidence is limited

because what constitutes a breakfast has not been defined consistently.13


Fifteen studies examining the link between breakfast
skipping and adiposity were reviewed. Two studies were
longitudinal studies,38,86 2 were nationally representative, cross-sectional studies,31,87 and 11 were other types
of cross-sectional investigations.9,35,8896 Both longitudinal studies38,86 found that, for girls, breakfast skipping
was related to weight gain among those who had normal
weight at baseline but was related to weight loss among
those who were overweight at baseline. For boys, no
relationship was found with breakfast skipping except
for weight loss among those who were overweight at
baseline in 1 of the 2 studies. The 2 nationally representative studies31,87 did not find an association between
breakfast skipping and reported BMI in younger children, but Siega-Riz et al,87 who studied food intake patterns for adolescents, did find a positive association.
Of the remaining 11 studies, 5 found a positive association between breakfast skipping and a measure of
adiposity,88,9092,96 indicating that breakfast skippers were
more likely to have a weight higher than normal. Four
studies found no relationship between breakfast skipping and a measure of adiposity,35,89,93,95 and 2 studies
reported a negative relationship between breakfast skipping and a measure of adiposity, indicating that breakfast skipping was associated with lower measures of
adiposity.9,86
Population-based surveys have revealed that many
children, particularly adolescents, skip breakfast and
other meals but consume more food later in the day, and
this pattern has increased in recent years. Overweight
children and adolescents have been shown to be more
likely to skip breakfast and to consume a few large meals
each day than their leaner counterparts, who are more
likely to consume smaller, more-frequent meals. Overweight children have also been reported to eat smaller
breakfasts and larger dinners, in comparison with nonoverweight children. It has been suggested that eating
breakfast reduces fat intake and limits snacking over the
remainder of the day.88
Snacking
In a review of the literature, the American Dietetic Association13 found that snacking frequency or snack food
intake might not be associated with adiposity in children. The majority of the studies reviewed found no
association between snacking and adiposity.35,36,88,9699
Francis et al100 found no relationship between snacking
and changes in BMI among girls with nonoverweight
parents. Among girls with overweight parents, only fat
intake from energy-dense snacks was associated with
increased BMI over the 4-year study. However, mixed
results were reported among the 7 case-control and
other cross-sectional studies that examined the amount
of snack food consumed in relation to adiposity. Two
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found a positive relationship,35,98 whereas 5 found no


relationship.8,10,88,97,98 Comparisons of the findings from
those studies are limited because there was no clear
definition of what constituted a snack or snack food. The
best evidence suggests that snacking frequency is not
associated with adiposity in children; however, studies
that examined total snack food intake produced moremixed results.
According to national surveys, although the average
size of snacks and the energy per snack remained relatively constant, the frequency of self-defined snacking
increased from 1977 to 1996 among children in all age
groups between 2 and 18 years. Reportedly, between
one fourth and one third of the energy intake of adolescents is derived from snacks.39 Furthermore, snacks tend
to have higher energy density and fat content than
meals, and frequent snacking has been associated with
high intakes of fat, sugar, and energy. The primary
snacks selected by teens include potato chips, ice cream,
candy, cookies, breakfast cereal, popcorn, crackers, soup,
cake, and carbonated beverages.
Eating Out
Evidence shows that consuming food away from home,
particularly at fast food establishments, may be associated with adiposity, especially among adolescents. A total of 12 observational studies were reviewed, including
2 longitudinal studies with children and 1 longitudinal
study with adults,38,101,102 2 nationally representative,
cross-sectional studies,31,103 and 7 other cross-sectional
studies.89,92,104107 Study sample sizes ranged from just
over 50104 to 60 000.101 The majority of studies focused
on older children and adolescents. In a longitudinal
study of girls, Thompson et al101 reported a positive association between eating at fast food establishments and
BMI z scores for elementary school-aged girls but no
association with eating at coffee shops or other types of
restaurants. Taveras et al103 found, in a study of 14 000
girls and boys, that greater consumption of fried foods
eaten away from home was evident for heavier adolescents and that increasing consumption of fried foods
eaten away from home over time led to an increase in
BMI. In addition, the frequency of eating fried foods
away from home was associated with greater intakes of
total energy, sugar-sweetened beverages, and trans fats,
as well as less consumption of low-fat dairy foods and
fruits and vegetables. The other longitudinal study,38
which was conducted in Japan, found no relationship
between eating out in general and BMI among preschool-aged children. A nationally representative study
by Lin et al31 found no association between food eaten
away from home and reported BMI. Pereira et al102
found in the Coronary Artery Risk Development in
Young Adults (CARDIA) study that consumption of fast
foods was associated directly with body weight and insulin resistance over 15 years among young black and
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white adults. Findings from the other studies were


mixed, ranging from positive associations to inverse relationships. Because both the largest longitudinal study
and the largest cross-sectional study took place outside
the United States (in Japan and Iran, respectively), their
findings are not directly applicable to the US fast food
environment. However, the limited evidence currently
available suggests that frequent patronage of fast food
restaurants may be a risk factor for overweight/obesity
in children13 and fast food ingestion year after year may
accumulate into larger weight gains that can be clinically
significant.103

DIETARY INTERVENTIONS
Use of Balanced-Macronutrient/Low-Energy Diets
As stated previously, limited research exists for evaluating dietary treatment programs in isolation. However, a
few dietary components have been evaluated. Although
the outcomes are mixed, evidence does suggest that, in
both the short term and the long term, a reduced-energy
diet (less energy than required to maintain weight but
not less than 1200 kcal [5040 kJ]/day) may be an effective part of a multicomponent weight management program in children 6 to 12 years of age.108113 Use of a
reduced-energy diet (not less than 1200 kcal [5040 kJ]/
day) in the acute treatment phase for adolescent overweight is generally effective for short-term improvement
in weight status; without continuing interventions,
however, weight is regained.13
Six studies that used a reduced-energy diet (not less
than 1200 kcal [5040 kJ]) for 6- to 12-year-old youths
were reviewed. The studies indicated that the majority of
treatment groups decreased in 1 measure of adiposity.108112 Only 2 studies reported an increase in weight at
posttreatment or follow-up assessments.112,113
Six studies used an energy-deficit dietary treatment
for adolescents. Five focused exclusively on adolescents,62,68,114116 whereas the sixth provided treatment for
11- to 16-year-old youths.117 Five of the 6 studies reported a decrease in 1 measure of adiposity. Saelens et
al114 reported a statistical difference in posttreatment
weight status among teens who received a behaviorally
based treatment, compared with a single-session, energy-deficit and activity approach, but differences diminished at the 3-month follow-up assessment. Only 2 studies reported follow-up periods of 1 year.62,117 In both of
those studies, follow-up weight status was not higher
than baseline. Generalizing the results of these studies is
difficult because of differences in the treatment environment, duration, and intervention strategies. Treatment
settings were outpatient clinics or boarding schools,
whereas interventions ranged from computer-based
programs with additional nutrition and activity counseling to health center-based, multicomponent programs.

In addition, the length of the programs ranged from 3


weeks to 9 months.13

Trafc Light Diet


Much of our current understanding of individual/family treatment of pediatric overweight comes from 4
long-term, family-based studies conducted by Epstein
et al.118123 The studies by Epstein et al118123 targeted
children 6 to 12 years of age. The traffic light diet
(sometimes called the stoplight diet) was developed by
Epstein et al118123 for use in research on overweight.
Perhaps because of the groundbreaking nature of their
research, the traffic light diet has become broadly
recognized and in some cases copied. The traffic light
diet is part of a larger core package of interventions
that generally includes family components, physical
activity, and interactions with a behavioral therapist.
The core intervention program was used in all studies,
whereas other variables were manipulated. This presents a problem in trying to isolate the independent
effects of the specific dietary intervention on weight
loss.
The goal of the traffic light diet was to provide the
most nutrition with the lowest energy intake. Daily
energy intakes ranged from 900 to 1200 kcal (3780
5040 kJ), with later studies increasing intake to 1500
kcal (6300 kJ)/day.122 Food groups were divided into 3
categories, namely, green, yellow, and red. Low-energy, high-nutrient foods (eg, most fruits and vegetables) are considered green and may be eaten often.
Moderate-energy foods (eg, most grains) are considered yellow and may be eaten in moderation,
whereas high-energy, low-nutrient foods are considered red and should be eaten sparingly. Families
were instructed to stay within a prescribed energy
range and to reduce red food servings to less than a
prescribed value for the week (eg, 4 times per week).
In addition to the basic diet, and depending on the
arm of the intervention study, participants might have
been given self-monitoring training and support,
praise and modeling, therapist contact, and/or behavioral contracting, in which children were given rewards for meeting dietary and activity goals. Once
children/families met their weight goals, counseling
was provided to ensure consumption of a balanced
diet that would maintain a healthy weight.
The intervention and research program by Epstein et
al118123 demonstrated modest sustained weight loss in
children 5 years and even 10 years after the intervention.123 However, not all of the behavioral interventions
provided sustained weight loss.123 It remains unclear
what part the diet itself played in these overall results.
Because the research by Epstein et al118123 focused primarily on white, middle-class, intact families with
younger children (6 12 years of age), it is also unclear

how well results may be generalized beyond this population.13


Food Guide Pyramid
The Food Guide Pyramid was designed as a general guide
for diet and exercise and not as a weight loss tool.
Although it may be used as a component of a comprehensive childhood weight management program, the
evidence does not indicate that, by itself, the Food Guide
Pyramid is an effective weight loss tool. Only 1 study was
identified that used the pyramid as a weight loss tool.
Saelens et al114 found that adolescents who used the
Food Guide Pyramid as part of their weight management
program gained weight over the course of treatment and
at follow-up evaluations. This was compared with adolescents in the control group who ate a balanced, lowerenergy diet, whose weight either stabilized or decreased
slightly.
PHYSICAL ACTIVITY
Importance of Physical Activity
Although obesity has a complex development, involving
environmental, physiologic, and genetic factors, the basic cause of this condition is an imbalance between energy intake and energy expenditure. Physical activity is
the only modifiable component of the energy expenditure portion of the energy balance equation. Consequently, increasing physical activity has the potential to
improve weight loss and maintenance. Studies indicate
that an increase in sedentary activities, particularly television viewing, and an overall decrease in physical activity are contributing to an increased incidence of overweight and obesity in children and adolescents.124127
Strategies to increase physical activity should include
increases in structured and nonstructured physical activity and reductions in the amount of time spent in sedentary activities. Schools have a unique combination of
factors, including facilities, fitness instructors, and contact with large numbers of young people for many hours
each day during much of the year, that make them a
good environment in which to study physical activity
interventions for weight management and to implement
proven approaches.128
Role of Physical Activity in Weight Management
Noting that accurate measurement of physical activity is
complex and that comparisons between studies are difficult because of differences in designs and methods,
some researchers have questioned whether it is possible
to demonstrate an effect of physical activity in reducing
obesity.129 Because it is easier to reduce energy intake by
500 to 1000 kcal (2100 4200 kJ)/day than to increase
energy expenditure by a similar amount, physical activity has less impact on weight loss than does dietary
intervention.
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In adults, increasing physical activity did not result in


significant weight loss over a 6-month period. Most
weight loss occurred as a result of decreased energy
intake. Sustained physical activity did reduce the risk of
weight regain and also decreased cardiovascular and
diabetes risk factors, independent of the reductions in
these risks that are associated with weight loss.130
Several but not all studies have demonstrated that
increased physical activity is associated with decreased
BMI in children and adolescents.131133 The largest of
those studies133 examined the association between
changes in BMI over 1 year and same-year changes in
self-reported recreational physical activity and in recreational inactivity (television, videotapes, and video
games) among 11 887 boys and girls 10 to 15 years of
age. After correction for growth- and development-related changes in BMI, an increase in physical activity
was associated with decreasing relative BMI for girls
(0.06 kg/m2 per 1-hour increase in daily activity; 95%
confidence interval [CI]: 0.11 to 0.01 kg/m2 per
1-hour increase) and for overweight boys (0.22 kg/m2
per 1-hour increase; CI: 0.33 to 0.10 kg/m2 per
1-hour increase). Conversely, higher levels of inactivity
were correlated with increased BMI in girls (0.05
kg/m2 per 1-hour increase in television, videotapes, and
video games; CI: 0.02 to 0.08 kg/m2 per 1-hour
increase). One study found a relationship between inactivity in overweight preschool-aged boys but not girls.132
The third study, involving 47 boys and girls 5 to 10.5
years of age, measured total energy expenditure directly
by using the double-labeled water technique and calculated basal metabolic rate by using the Schonfield equation. It used these measurements to calculate physical
activity levels, as follows: physical activity level total
energy expenditure/basal metabolic rate. Body fat and
BMI were used to estimate body composition. Body fat
and BMI were found to be significantly inversely correlated with physical activity levels.131
Studies that use weight loss as the only criterion with
which to assess the value of increased physical activity
may miss other important benefits this confers. In a
meta-analysis, P. McGovern, PhD (unpublished data,
2006) found that physical activity decreased fat mass but
not BMI. Other studies indicated that exercise also improved cardiovascular risk factors.134,135
Risks of Physical Inactivity
Physical activity may play a role in preventing weight
gain and other health problems. Physical inactivity has
been shown to be a risk factor for obesity and insulin
resistance in school-aged children.136 Inactive children
may be at increased risk of developing health problems
later in life. Several studies suggest that sedentary children are more likely than active children to become
sedentary adults and to have increased risks of obesity,
diabetes, hypertension, dyslipidemias, and cardiovascuS262

SPEAR et al

lar diseases.129,135,137,138 A sedentary lifestyle is also associated with increased risks of several cancers common in
adults.139
Structured Versus Nonstructured Physical Activity
There is some debate in the literature regarding whether
structured or unstructured activities should be promoted
as a means to increase physical activity. The position of
the American Academy of Pediatrics on physical fitness
and activity in schools advocates increases in both forms
of activity.140 It states that the development of a physically active lifestyle should be a goal for all children.
Opportunities to be physically active should include
team, individual, noncompetitive, and lifetime sports, as
well as recreational activities. The opportunity to be
active on a regular basis, as well as the enjoyment and
competence gained from activity, may increase the likelihood that a physically active lifestyle will be adopted.140
Beyond the school setting, increasing physical activity, even unstructured physical activity, seems to be
beneficial.133 It is thought that increasing the frequency
or intensity of physical activity can reduce sedentary
activities, particularly television viewing. This, in turn,
can reduce excess energy balance effectively.141 The goal
is not to eliminate television watching; data suggest that
children and adolescents can engage in both television
viewing and physical activity as long as sedentary behavior is not at the expense of physical activity.142145
Amount of Physical Activity
Since 2000, the US Department of Agriculture has recommended that children and adolescents participate in
60 minutes of moderate-intensity physical activity
most days of the week, preferably daily.146 This position
was reaffirmed in the 2005 Dietary Guidelines for Americans147 and is supported by the American Academy of
Pediatrics140 and the Centers for Disease Control and
Prevention (CDC).148 The American Academy of Pediatrics recommends that 30 minutes of this activity occur
during the school day.140 Very obese children may need
to start with shorter periods of activity and gradually
increase the time spent being active. The CDC suggests
that parents can help children meet this activity goal by
serving as role models, incorporating enjoyable physical
activity into family life, monitoring the time their children spend watching television, playing video games,
and using the computer, and intervening if too much
time is spent in sedentary pursuits.148
Barriers to Physical Activity
Barriers to physical activity for the pediatric population
include lack of opportunities for activity during the
school day and environmental factors, such as lack of
access to facilities in which to be active and urban environments designed for vehicular transportation that
limit activity outside of school.149156 In the past decade,

schools have been urged to spearhead improvements in


childhood wellness through changes in the food and
activity programs they offer. The amount of time spent
on physical education, however, has decreased in the
past 15 years. Between 1991 and 2003, the percentage of
high school students enrolled in daily physical education
classes decreased from 41.6% to 28.4%. Only 8% of
elementary schools, 6.4% of middle/junior high schools,
and 5.8% of senior high schools provided daily physical
education or allocated the recommended amount of
time per week (150 minutes for elementary and 225
minutes for junior and senior high schools), according to
a 2000 study.149
More consideration needs to be given to the types of
activities performed during physical education class, because time spent in class does not correlate with activity.
Data for 37 000 students collected by the CDC as part of
the annual Youth Risk Behavior Surveillance Survey
found that high school students were active for only 16
of the 50 minutes in an average gym class. Spending
more time in physical education classes did not help.
When states required an extra year of physical education
classes for high school students, which is 200 more
minutes of physical education per week, male students
reported, on average, another 7.6 minutes per week
spent exercising or playing sports in gym class. Female
students reported, on average, an extra 8.1 minutes per
week spent exercising in class.150
Increasing the intensity of activity during gym class
can improve fitness and reduce body fat measurably.
Fifty overweight (BMI of 95th percentile) children in
middle school were assigned randomly to lifestyle-focused, fitness-oriented, gym classes or standard gym
classes for 9 months. The children were evaluated for
fasting insulin and glucose levels and body composition
and assessed with maximal oxygen consumption treadmill testing at the beginning and at the end of the school
year. Overweight children who participated in the fitness-oriented gym classes for 9 months showed significant improvements in body composition, fitness, and
insulin levels.151 These studies149151 indicate that public
health policies should focus on revising school curricula
to include adequate time for and intensity of physical
activity.
Safety concerns, such as heavy traffic and high crime
rate, lack of equipment, lack of space, and urban development that favors vehicular transportation are barriers
to activity outside of school.152156 The World Health
Organization has identified transport-related physical
activity as an important intervention with which to
address the global obesity epidemic, as well as environmental issues such as traffic congestion and its associated
pollutants.152 In the United States, a decrease in transport
activity parallels the increase in pediatric obesity. Walking or biking to and from school can help students meet
their physical activity needs. However, heavy traffic, lack

of bicycle lanes, unmarked intersections, and other obstacles have reduced the number of children who transport themselves to school today, compared with previous generations.
Currently, only one third of students who live within
1 mile of school walk or bike there and 3% of students
who live within 2 miles of school walk or bike there.
Initiatives such as the government-sponsored, community-implemented, Safe Routes to School program may
help reverse this trend. A pilot study conducted in Marin
County, California, found that the number of children
walking to school increased from 14% in 2000 to 23% in
2002 and the number riding bicycles more than doubled,
from 7% to 15.5%, in the same period. Similar results
have been observed in other communities around the
country. These experiences highlight the need for parents and other interested community members to take
an active role in reducing barriers to physical activity.153
Lack of access to safe exercise environments is of
particular concern in low-socioeconomic status and minority communities, because this may account for racial
and economic disparities in health, obesity, and physical
activity rates. Burdette and Whitaker154 found an inverse
association between neighborhood safety and television
viewing among preschool-aged children. Parents who
rated their neighborhoods as unsafe were more likely to
report that their preschool-aged children watched 2
hours of television daily. No association was found between television viewing and obesity in these young
children; however, early television viewing may establish a pattern of sedentary activity that leads to obesity in
later childhood. An observational study examined the
associations between community physical activity-related settings (eg, sports areas, public pools and beaches,
parks and green spaces, and bicycle paths) and race,
ethnicity, and socioeconomic status in 409 communities
throughout the United States.155 The researchers reported that higher median household incomes and
lower poverty rates were associated with increasing levels of available physical activity-related facilities and settings. Communities with greater proportions of ethnic
minorities had fewer physical activity-related settings.
Using data from the first wave of the National Longitudinal Study of Adolescent Health (N 20 745), GordonLarsen et al156 demonstrated a direct relationship between decreased access to physical activity facilities and
overweight. They found that communities with low socioeconomic status and large minority populations had
reduced access to recreational facilities. These factors
were associated with decreased physical activity levels
and increased incidence of overweight. These associations suggest that lack of opportunities for physical activity may contribute to the disproportionately greater
incidence of obesity in ethnic minority groups and
groups with low socioeconomic status.156
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Other researchers have found that schools with large


minority populations are less likely to have programs
that support healthy eating and physical activity.157159 A
survey of 3600 households with children 9 to 13 years of
age that was conducted by the CDC in 2002 found that
non-Hispanic black parents and Hispanic parents cited
concerns about transportation, lack of local facilities, and
expense as barriers to their children participating in
physical activity and organized sports outside of school
more often than did non-Hispanic white parents.160
There are many communities and neighborhoods in
which inadequate school wellness programs, lack of access to facilities for physical activity outside of the classroom, and lack of discretionary income may contribute
to the high obesity rates seen among economically
disadvantaged individuals.
Higher economic status does not guarantee that people will live in neighborhoods that encourage more activity. Built environments in suburban communities often are not conducive to walking, biking, and other
physical activities. Neighborhood comparison and correlational studies with physical activity transport outcomes
suggest that residents from communities with higher
density, greater connectivity, and more land use mixture
have higher rates of walking/cycling for utilitarian purposes than do low-density, poorly connected, and singleland use neighborhoods. Environmental variables seem
to add to the variance accounted for beyond sociodemographic predictors of walking/cycling for transport.161
In what is thought to be the first study to examine the
link between obesity in rural communities and environmental factors, Boehmer et al,162 from the St Louis University School of Public Health, found that residents of
rural communities who felt isolated from recreational
facilities, stores, churches, and schools were more likely
to be obese than were those who thought they were
closer to such facilities. Closeness counted; people who
thought that safe walking and/or biking routes were
within 10-minute walking distance of their homes were
more likely to be active. Approximately 25% of the
population in states in the South and Midwest live in
rural environments.162 To ensure that people of all income levels have opportunities to be physically active as
part of their daily routines, community leaders and environmental planners need to address safety and access
issues.
Psychosocial barriers such as perceptions of class rank
and self-esteem, and their impact on physical activity,
have been studied but are not well understood. Physical
activity self-efficacy (confidence in ones ability to participate in exercise) has been widely studied as a potential psychosocial correlate of increased levels of physical
activity. However, this association is not clear for children and adolescents.163
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Reducing Sedentary Activities


As a first step toward addressing neighborhood safety
barriers to activity, the American Academy of Pediatrics
recommends that activities that can be performed indoors, such as exercising to videotapes, using hula
hoops, and dancing to popular music, should be encouraged.164 A complementary strategy for promoting physical activity among children and adolescents is to decrease their inactivity by decreasing the time spent in
sedentary activities such as television viewing, leisure
time use of the computer, and video game playing. Staying active while watching television by stretching, performing calisthenics, or using exercise equipment can
also reduce the time spent in sedentary pursuits. Television viewing may have a negative effect on both sides of
the energy balance equation. It may displace active play
and physical activity time and it is associated with increased food and energy intake, as an accompaniment to
television viewing and as a result of food advertising.165
Summary
Addressing childhood obesity requires a comprehensive
holistic approach. Although the evidence is limited, increased physical activity alone has not improved childrens weight status substantially. Promotion of routine
physical activity in children from preschool age on may
help prevent the development of overweight and obesity
and has other benefits, including reductions in cardiovascular disease risk factors. Particular consideration
should be given to methods of increasing activity in
adolescents. Studies suggested that time, cost, availability, and convenience were key factors that influenced
what adolescents ate and whether they were physically
active.166,167 Students reported that social support from
friends and family members, as well as teachers and
adults who modeled healthy behaviors, enhanced their
likelihood of eating healthy foods and being physically
active.168170 Finally, the American Academy of Pediatrics140 recommends that (1) all children meet the goal of
60 minutes of moderate activity per day; (2) schools be
provided with the necessary resources to incorporate 30
minutes of moderate to intense activity into each students daily schedule; (3) clinicians instruct parents on
techniques for increasing activity in the home environment, including reducing time spent in sedentary activities; and (4) health care providers become involved in
the community to address access and safety issues.
TELEVISION VIEWING AND MEDIA USAGE
Television Viewing and Obesity
Investigators have examined many aspects of diet and
physical activity, but some of the strongest evidence of a
behavioral risk for overweight in children points to the
impact of television viewing. Epidemiologic and experimental evidence from the past decade supports de-

creased television viewing as a primary preventive intervention for the reduction of overweight and other
chronic disease risks. Many cross-sectional136,171177 and
longitudinal133,173,178180 observational studies in the
United States document the effect of television viewing
on overweight. These studies are reinforced by others in
at least 12 other countries.173,181190 The observational
studies have been corroborated by randomized, controlled trials designed to reduce levels of both television
viewing and overweight. In a randomized, controlled
trial, Gortmaker et al191 showed that reductions in television viewing were associated with decreased obesity.
Among girls, each 1-hour reduction in television viewing predicted reduced obesity prevalence. Guillaume et
al190 found a significant relationship with BMI and systolic blood pressure for television viewing in boys. In a
randomized, controlled, school-based trial, Robinson192
showed that intervention groups had statistically significant decreases in BMI with reductions in television
viewing and eating meals in front of the television. That
author also found reductions in waist circumference and
waist/hip ratios. In a randomized trial, Epstein et al193
found that, at 1-year follow-up assessments, children
who were counseled regarding decreasing sedentary activities versus increasing physical activity or a combination of the 2 had a greater decrease in the percentage of
overweight than did children from the other 2 groups. In
fact, children in the sedentary activity-reduction group
increased their liking for high-intensity activity and reported lower energy intake than did children in the
exercise group.
Inuences on Diet, Physical Activity, and Chronic Disease Risks
Television viewing is likely to influence overweight by
replacing more vigorous activities, as well as affecting
diet.144,178,194 Foods are heavily advertised in childrens
television programming,105 and television viewing is associated with childrens between-meal snacking.195 A
randomized trial indicated that increased television
viewing resulted in increased energy intake and decreased energy expenditure.196
Other studies documented similar effects of television
viewing on overweight among preschool-aged children.197 Reducing excess television viewing among
youths is a national health objective for 2010.198 Since
1986, the American Academy of Pediatrics has recommended limiting television viewing to no more than 2
hours/day for children 2 years of age.199 The American
Academy of Pediatrics has broadened this guideline by
recommending no television viewing for children 2
years of age and suggesting that total entertainment
media time be limited to no more than 1 to 2 hours/day
for children 2 years of age.200 Other studies demonstrated that having a television in the room where a
child sleeps is a major predictor of television viewing177,180,201,202 and that, once in the room, televisions

often are not removed.203 These data point to the utility


of early intervention strategies to limit television
viewing.
An important fact about television viewing is that it
correlates only minimally with measures of moderate
and vigorous physical activity203 and therefore is an independent risk factor for overweight. Similar findings on
the impact of television viewing on overweight, independent of the effects of moderate and vigorous physical
activity, have been reported in prospective studies of
adults204,205 and in studies of television viewing, physical
activity, and diabetes incidence among men and
women.206,207
Several studies also indicated that television viewing
has substantial effects on other risk factors for chronic
disease, including smoking,208 reduced fruit and vegetable consumption,209 increased aggression,200 and less time
spent reading and doing school homework.210 During the
developmental period in which television viewing becomes an entrenched habit (ie, the preschool/early primary school years),211 children also are developing physical activity skills and learning to read. Other potential
benefits of reduced television viewing in this age group
may be increased physical activity and reading.

Socioeconomic Status, Ethnicity/Race, Television Viewing, and


Overweight
The prevalence of childhood and adolescent overweight
in the United States has grown most rapidly among black
and Hispanic youths, and health disparities have widened in the past decade.212 The treatment writing group
strongly supports the Healthy People 2010 goal of eliminating gender-, race/ethnicity-, and socioeconomic status-associated disparities in health status, risks, and use
of preventive services. Groups with lower socioeconomic
status and racial/ethnic minority groups generally
are at greater risk of morbidity and death resulting
from chronic diseases, including cardiovascular disease,
stroke, and diabetes mellitus.213216 Therefore, reducing
television viewing among young ethnic minority children in the United States has the potential to reduce
excess chronic disease among youths, as well as to reduce adult rates of morbidity and death resulting from
chronic illnesses.136 Several studies have noted substantially higher levels of television viewing among ethnic
minority children, particularly black children, and
among boys, compared with girls.175,177,217,218 A number of
studies also reported stronger associations between television viewing and overweight among girls, compared
with boys,126,191,210,219,220 including a randomized trial that
found that the strongest effects of reduced television
viewing were in black girls.219 These differences according to gender and ethnicity221 indicate the need to focus
on cultural diversity222 in developing interventions, as
well as increasing awareness that efforts to reduce telePEDIATRICS Volume 120, Supplement 4, December 2007

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vision viewing have the potential to reduce ethnic and


gender disparities in overweight.
Other Media Usage
In the past 5 years, media use by children has increased
significantly. However, limited research is available on
uses of screen time other than television, such as computers, video games, DVDs, and instant messaging. In a
recent study of parents of children 0 to 6 years of age,
Vandewater et al223 found that, on a typical day, 75% of
children watched television and 32% watched videotapes/DVDs, for 1 hour and 20 minutes, respectively,
on average. New media also are making inroads with
young children; 27% of 5- to 6-year-old children used a
computer (for 50 minutes, on average) on a typical day.
Many young children (one fifth of 0- to 2-year-old children and more than one third of 3- to 6-year-old children) also have a television in their bedrooms. The most
common reason given was that this frees up other televisions in the house so that other family members can
watch their own shows (54%). The majority of children
3 to 6 years of age fell within the American Academy of
Pediatrics guidelines, but 70% of 0- to 2-year-old children did not.
Another study of older children and adolescents224
found that approximately one half (53%) of all 8- to
18-year-old youths said that their parents gave them no
rules about television watching. Nearly one half (46%)
said that they did have rules regarding screen time but
only 20% said that the rules were enforced most of the
time. Most importantly, youths with rules that were
enforced reported 2 hours less of media exposure per
day than did those in homes without this supervision.
Despite the concerns parents express about the impact of
media on their children, this study did not find much
evidence of major parental efforts to curb or to monitor
viewing habits.
Summary
Epidemiologic and experimental evidence from the past
decade supports decreased television viewing as a primary preventive intervention for the reduction of overweight and other chronic disease risks. Screen time for
children 2 years of age should be limited to no more
than 1 to 2 hours/day. Television viewing is not recommended for children 2 years of age. Parents need to
take an active role in setting total screen time limits and
monitoring their childrens viewing habits. Health care
professionals should encourage parents not to put a television in the room where their child sleeps and to remove the television if it is already there.
BEHAVIORAL APPROACHES
Techniques
Behavioral therapy for pediatric obesity uses a number
of techniques that modify and control childrens food
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and activity environments in ways that bring about


weight loss. These techniques include removing unhealthy foods from the home, monitoring behavior by
asking children or parents to keep track of the foods
consumed, setting goals for energy consumption and
physical activity, and rewarding childrens and sometimes parents successful changes in diet and physical
activity. Additional behavioral approaches include training in problem solving and other parenting skills. These
techniques have been described in detail elsewhere.225
Subjects, Settings, and Delivery Formats
Most published trials of behavioral interventions have
taken place in specialty treatment centers staffed by
physicians, nutritionists, exercise therapists, and/or psychologists. The programs studied were conducted or
designed by a multidisciplinary team of providers, including a psychologist, and included children and adolescents 5 to 17 years of age. These programs generally
included behavioral interventions in conjunction with
changes in diet and physical activity, delivered at least in
part in a group setting. Comparative data that identify
the optimal frequency of visits do not exist. However,
most outpatient-based interventions included 8 to 16
initial weekly group sessions lasting 45 to 90 minutes,
followed by visits of decreasing frequency for a total
duration of 4 to 12 months.
In one trial, group-only treatment was as effective in
producing weight loss and was more cost-effective than
combined group and individual family sessions.226 Two
inpatient programs based in Belgium and an 8-week
summer camp program in Massachusetts showed efficacy in producing weight loss and improved psychological well-being.227229 Another trial, conducted in Germany in an inpatient treatment program with 9- to
19-year-old obese adolescents, compared self-management of weight and muscle relaxation training as additions to a structured exercise and diet program and
found no added benefit beyond inpatient effects.230
Few studies of pediatric obesity treatment have been
conducted as part of primary care. One trial of overweight adolescents included a single session with a primary care provider, followed by either telephone- and
mail-based behavioral intervention or no additional
treatment. There was some evidence of better efficacy
among the behaviorally treated adolescents, although
absolute efficacy was less than with more-intensive clinicbased and inpatient interventions.114 Approaches using
Internet-based treatment offer some evidence that, even
when delivered in this nontraditional format, behavioral
treatment is more efficacious than dietary and physical
activity education alone.231
Several researchers have addressed a key question,
namely, who should be the target for change. Including
parents as agents of change seems critical for childrens
success, particularly for younger children. Several stud-

ies by Epstein et al118,123,232 of children 8 to 12 years of age


demonstrated that targeting and reinforcing behavioral
changes in parents as well as their children was more
effective than targeting children alone. Another study of
obese adolescents 12 to 16 years of age produced similar
findings.233 Studies conducted in Israel with children 6 to
11 years of age suggested that targeting exclusively parents for change was superior to targeting only children
for change.234,235 Israel et al236 found that providing training in parenting skills sustained improved child weight
status at 1-year follow-up assessments. Although parents need to be active in helping their children make
healthy diet and physical activity choices,237 the evidence
suggests that targeting parents to lose weight improves
their childs outcomes, particularly for children 12
years of age.234 The evidence on the amount and type of
parental involvement in adolescents weight control is
far more inconsistent.
Evidence for Efcacy of Behavioral Therapy Components
The most effective treatments for childhood obesity include both dietary and physical activity interventions;
however, simply providing education about needed
changes is inadequate.238241 A number of behavioral
therapy techniques, including environmental control
approaches (such as parental modeling of healthful eating and physical activity), as well as monitoring, goalsetting, and contingency management, can facilitate recommended changes in childrens diet and physical
activity.225 A nonrandomized trial conducted in Israel by
Eliakim et al242 demonstrated that children and adolescents who completed a 12-week program that included
behavioral therapy sessions with a psychologist reduced
their BMI more than did untreated control subjects. An
early study of children 5 to 8 years of age by Epstein et
al239 demonstrated that family-based behavioral therapy,
including praise, modeling, and contracting, produced
greater benefits than did diet and exercise education
without behavioral therapy. Similarly, in their study of
children 10 to 11 years of age, Flodmark et al108 found
that the addition of family therapy to dietary counseling
and medical visits was effective.
Published descriptions of various weight management interventions and programs indicate that selfmonitoring or parental monitoring is a nearly universal
component, even in pharmacologic intervention trials.
Monitoring usually consists of written documentation of
foods eaten (or categories of foods, on the basis of the
prescribed dietary plan) and/or physical activity performed. Goal-setting and contingency management are
commonly reported behavioral tools, but interventions
differ in their dietary and activity targets and in whether
specific weight change is a rewarded goal. Environmental control is a less common behavioral strategy, but
more than one half of the studies reviewed described
specifically how caregivers were encouraged to make

obesity-discouraging changes in the home and other


environments.
Several factors complicate efforts to determine the
relative efficacy of individual behavioral strategies. A
major obstacle is that strategies included in interventions
often are not described completely. Another obstacle,
with only a few exceptions,243 is the limited number of
dismantling trials that test the efficacy of single strategies
in isolation. Furthermore, most intervention programs
teach and encourage the use of many behavioral strategies to help children change their diet and/or physical
activity levels; however, few report on whether participants use these strategies and whether their level of use,
individually or collectively, is associated with observed
changes in weight. Some evidence supports their collective effectiveness and, to a lesser degree, their individual
impact. In one study, Epstein et al118 found that childrens reports of seeking low-energy snacks, graphing
their weight, and eating fewer items classified as red
foods (on the traffic light diet) were related to weight
outcomes and an association with weight loss did exist.
Others have reported that more-frequent and moreaccurate self-monitoring is related to better outcomes in
children.244246 Still others have found that positive parental modeling of healthy choices and parental praise of
such choices are related to better outcomes.247 It is noteworthy that children whose parents mastered various
behavioral strategies had better treatment outcomes
than did children whose parents did not master the
strategies.248
Many interventions encourage children and caregivers to use additional behavioral techniques that can be
classified as problem-solving approaches, including strategies such as preplanning and relapse prevention. The
addition of structured or formal problem-solving training to a family-based, behavioral, weight loss program
was found to be more effective in one trial249 but not in
another.248 Cognitive strategies, such as cognitive restructuring, have been used to augment behavioral strategies, but cognitive strategies alone seem less effective
than behavioral strategies alone,249 and addition of cognitive strategies fails to improve the efficacy of behavioral strategies alone.250
Behavioral strategies seem efficacious in changing
both dietary and physical activity behaviors. Several trials by Epstein et al144,243 have examined how behavioral
approaches can be used to affect activity levels. Using
environmental control and providing reinforcement to
reduce sedentary behaviors were reported to be effective
in improving weight status. A study by Faith et al251 of
obese children 8 to 12 years of age demonstrated that
simply placing an exercise bike in front of the television
was not effective but making viewing contingent
on pedaling reduced viewing and increased physical
activity.
Overall, systematic training and parental adoption of
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various behavioral skills for helping change childrens


dietary and physical activity behaviors are core and
seemingly necessary components of pediatric obesity
treatment. However, it is unclear whether all skills are
necessary for all families or whether tailoring can be
used to optimize outcomes while minimizing intervention resources.
Potential Psychological Complications of Behavior-Based
Treatment
Only one study, a 10-year follow-up study of children
who completed behavioral interventions for obesity, reported on potential complications of treatment. Epstein
et al123 found increased rates of psychiatric disorders such
as depression, substance abuse, and eating disorders, but
it was unclear whether these conditions were a result of
treatment or simply comorbid conditions associated with
obesity. Other trials showed improvements in childrens
psychological functioning and did not find higher rates
of eating disorders among children treated with a familybased, behavioral, weight management intervention.251
OTHER INTERVENTIONS
Weight Loss Medications in the Treatment of Pediatric Obesity
The use of weight loss medications in obesity treatment
has a complicated history. Many medications used to
treat obesity were eventually withdrawn from the market or their use restricted after documentation of dangerous side effects.252255 The most-recent examples are
the withdrawal of the prescription medication fenfluramine, which was banned in the United States in 1997,
because of associated cardiac valve abnormalities254255
and the removal of ephedra from the herbal market256
and phenylpropanolamine from the over-the-counter
market because of cardiovascular concerns.254255 These
experiences underscore the need to use weight loss medications conservatively for all obese patients. Particular
care must be taken when the use of weight loss medications is considered for children, because the long-term
effects of these substances on growth and development
have not been studied.
Pharmacotherapy alone has not proved to be an effective obesity treatment.252,254,255 Medication used as
part of a structured lifestyle modification produces an
average weight loss of 5% to 10%, which typically plateaus at 4 to 6 months of therapy, after which weight
regain may occur. Weight regain is common if the drug
is withdrawn.252,254,255 Despite these limitations, pharmacologic agents may be helpful in the treatment of obesity
for carefully selected patients, as part of a multimodal
therapy257 that includes diet, exercise, and behavior
modification.
Few guidelines are available regarding the use of
weight loss medications in the pediatric population.
Weight loss through lifestyle changes is optimal. HowS268

SPEAR et al

ever, when clear health risks are present and lifestyle


changes alone have not been effective, medications may
be used as adjunctive therapy. Freedman et al257 used
cross-sectional (N 10 099) and longitudinal (N
2392) analyses to assess risk factors associated with excess adiposity in very overweight children and adolescents between 1973 and 1996. They concluded that the
99th percentile of BMI for age may be an appropriate
threshold for identifying children and adolescents who
are at very high risk for biochemical abnormalities and
severe adult obesity and thus may be candidates for
more-aggressive treatment such as pharmacotherapy.257
Obese pediatric patients who seem to be candidates for
drug therapy should be referred to a tertiary care center
for evaluation and treatment. Presently, the Food and
Drug Administration (FDA) approves 6 drugs specifically
for obesity treatment,254 only 2 of which, orlistat and
sibutramine, have been approved for limited use among
pediatric patients. Some research suggests that drugs
developed and approved for the treatment of insulin
resistance also may improve weight control. Preliminary
research suggests that metformin may improve weight
control, but this has not been tested in children and the
drug is not approved for this indication.
Medications Approved by the FDA for Limited Use in the
Treatment of Pediatric Obesity
Sibutramine, an appetite suppressant, is a nonselective
reuptake inhibitor. It is most effective against serotonin
and norepinephrine but also blocks dopamine reuptake.258 Sibutramine is currently licensed in the
United States for use for persons 16 years of age. The
FDA has extended the period of treatment to 2 years.259
Tolerability and side effects of sibutramine are similar for
adults and adolescents.259 The major undesirable side
effect of sibutramine is vasoconstriction, leading to increased heart rate and blood pressure. This effect persists
even after significant weight loss,259 limiting the usefulness of this drug for obese individuals with concomitant
hypertension.
A 1-year, multicenter study of 498 adolescents 12 to
16 years of age found that those who received sibutramine plus behavioral therapy lost significantly more
weight than did those who received a placebo and behavioral therapy.260 Patients in the sibutramine group
lost an average of 6.35 kg during the study, whereas
those in the placebo group gained 1.8 kg. The adolescents in the sibutramine group also exhibited significant
decreases in insulin and triglyceride levels. The main
adverse reaction was tachycardia, which was twice as
common in the sibutramine group (12.5%) as in the
placebo group (6.2%).260 A previous but much smaller
(N 82) randomized, control study at the same medical
center found that sibutramine used in combination with
behavioral therapy increased weight loss by 4.6 kg, compared with placebo.244 However, weight loss in the sib-

utramine group plateaued after 6 months of therapy,


and serious side effects such as hypertension and tachycardia were observed for 19 of 44 patients. A second
group of researchers who studied the safety and efficacy
of sibutramine in a double-blind control study involving
60 obese adolescents reported an average weight loss of
8.1 kg at 6 months in the sibutramine group but did not
observe any significant changes in blood pressure.261 All
investigators concluded that more research is required to
determine the long-term safety and efficacy of sibutramine in adolescents.244,260,261
Orlistat is a reversible lipase inhibitor. It binds lipase
in the lumen of the stomach and intestine, making it
unavailable to hydrolyze dietary fat (triglycerides) and
cholesterol to free fatty acids and glycerol. Intact triglycerides and cholesterol cannot be absorbed; they pass
through the intestine and are excreted in the feces.
Through this mechanism, orlistat reduces fatty acid absorption by 30% (16 g/day) in persons consuming a
30% fat diet. The side effects of orlistat are consistent
with its method of action on intestinal lipase.253,262 The
drugs most common side effects are abdominal cramping and flatus. The most troubling side effects are oily
bowel movements, flatus with discharge, and oily spotting on underwear caused by unabsorbed fat in the
feces.262 In a tolerability study with 20 adolescent patients, 3 patients dropped out and those who completed
the study reported taking 80% of their prescribed medication. Side effects were usually mild to moderate and
generally decreased in frequency with continued treatment.263,264 The observed decrease may be attributable to
improved compliance with the recommended dietary
changes (no more than 30% of energy from fat), reinforced by unpleasant side effects. Orlistat does not inhibit other intestinal enzymes. It is minimally absorbed
and exerts no effect on systemic lipases.262 Because it can
interfere with the absorption of fat-soluble vitamins,
patients taking the drug must also take a daily supplement.
In a 54-week, double-blind, randomized, control trial
of 539 obese adolescents 12 to 16 years of age, those
taking orlistat reduced their BMI (0.55 kg/m2),
whereas those taking a placebo showed a slight increase
in BMI (0.31 kg/m2). This difference was significant
(P .001). Changes in waist circumference followed a
similar pattern. Waist circumference decreased in the
orlistat group (1.33 cm) but increased in the placebo
group (0.12 cm; P .05). No significant betweengroup differences in blood glucose and lipid levels were
observed, however, which suggests that the weight loss
was too small to change metabolic risk factors. Up to
50% of participants reported moderate side effects.263
The 17 adolescents who completed the tolerability study
lost an average of 5.4 kg (BMI change: 2.0 kg/m2) at 6
months.262 In adult studies, the drug improved weight
loss among people on a weight-reducing diet and helped

them maintain weight loss for up to 2 years.252 One


disadvantage of using orlistat in the pediatric population
is that it must be taken with each meal, which may
reduce its usefulness for children who typically eat lunch
at school. In 2006, the FDA recommended that orlistat
be approved for over-the-counter use.265
Choosing the Right Medication
More than 120 potential drugs for treatment of obesity
are currently in various stages of research, but presently
no agent that treats obesity effectively as a single therapy
is available. Weight management medications should be
prescribed only for patients who have significant weightrelated health risks, who have not reduced their weight
successfully with a structured diet and lifestyle modifications, and who understand the limitations of available
pharmacotherapy, including the need for concomitant
lifestyle changes and the fact that the effectiveness of
currently approved medications decreases after 6
months of treatment. Obese pediatric patients who may
benefit from pharmacotherapy should be referred to a
tertiary care center for evaluation and treatment. The
choice of pharmacotherapy should be made on an individual basis, taking into account the patients weightrelated health risks, the mechanism of action and adverse effects associated with various medications,
patient/family preferences, and, if known, the cause of
obesity. Medication should be used only as part of a
multimodal weight loss therapy that includes diet, physical activity, and behavior modification.
Discontinuing Medications
It is not possible to provide uniform guidelines regarding
the duration of pharmacotherapy. Physicians must recognize that weight regain is common after drugs are
withdrawn. Patients should participate in an intensive
lifestyle-modification program while using medications,
so that they will be better able to manage their weight on
their own. Lifestyle-management techniques may need
to be intensified when medication is discontinued.
Bariatric Surgery
Severe obesity has proved difficult to treat through diet
and lifestyle changes, even with the addition of weight
management medications. The increased use of bariatric
surgery to treat morbid obesity and associated comorbidities in adults has generated interest in using this
therapy for adolescents. There is limited research on the
safety, efficacy, and long-term outcomes of bariatric surgery for adolescents; therefore, data from adult studies
must be considered as surrogate evidence.
Bariatric Surgical Procedures
Bariatric weight loss procedures can be divided into 3
main categories, that is, malabsorptive, restrictive, and
combination. Combination procedures, such as the
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Roux-en-Y gastric bypass, restrict food intake and limit


the amounts of energy and nutrients the body absorbs.
Gastric bypass procedures are the only form of bariatric
surgery currently approved by the FDA for use in adolescents, because they are the most extensively studied.266 European and Australian researchers have reported success with a restrictive procedure known as a
laparoscopic adjustable-gastric band procedure.267 The
least-invasive bariatric procedure, it has the added advantages of being totally reversible and having the least
potential for adverse nutritional consequences. However, the laparoscopic adjustable gastric band has not
been approved by the FDA for use in people 18 years
of age, because of a lack of both short-term and longterm safety and efficacy data for adolescent patients.
Currently, a multicenter clinical trial of the laparoscopic
adjustable gastric band is being conducted with adolescents.
Case Series
Two retrospective case series on bariatric surgery in adolescents, totaling 40 patients who underwent gastric
bypass procedures, reported significant weight loss for
most patients, with resolution of most comorbid conditions. Complications included nutritional deficiencies,
including iron and folate deficiencies. Perioperative
complications included pulmonary embolism, wound
infection, and dehydration, with later complications
such as small bowel obstruction, incisional hernias, and
weight regain in up to 15% of cases.268,269 Apovian et al270
reviewed 8 retrospective case-series studies of weight
loss surgery in children and adolescents between 1980
and 2004. They found that bariatric surgery in adolescents could promote durable weight loss for most patients; however, there seemed to be significant complication and mortality rates. Appropriately designed trials
are needed to determine whether other bariatric surgical
procedures are acceptable for use in adolescents.266,271
Recommendations and Controversies
An expert panel of pediatricians and pediatric surgeons
made recommendations about selection criteria for bariatric surgery in minors.266 The panel recommended that
patients be physically mature, have a BMI of 50 kg/m2
or 40 kg/m2 with significant comorbidities, have experienced failure of a formal, 6-month, weight loss program, and be capable of adhering to the long-term lifestyle changes required after surgery. In addition, centers
should offer this procedure only if surgeons are experienced in bariatric surgery and a team of specialists is
capable of long-term follow-up care of the metabolic and
psychosocial needs of the patient and family. In response
to these recommendations, others have proposed a
lower BMI cutoff point, similar to adult recommendations, citing greater success with earlier intervention and
lower operative risks when patients are at lower
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SPEAR et al

weights.272 Freedman et al,257 using cross-sectional (N


10 099) and longitudinal (N 2392) analyses to assess
risk factors associated with excess adiposity in very overweight children and adolescents, concluded that the
99th percentile of BMI for age may be an appropriate
threshold for identifying candidates for more-aggressive
treatment, including bariatric surgery. Attainment of
physical maturity can be assessed through Tanner stage
and bone age. Generally, girls should be 13 years of age
and boys 15 years of age. Assessing the patients psychological readiness for bariatric surgery is often more
difficult than determining physical readiness.266 Patients
must be capable of and willing to adhere to nutritional
guidelines postoperatively, must demonstrate decisional
capacity, and must provide informed assent for surgical
treatment.
After the procedure, meticulous, lifelong, medical supervision of patients who undergo bariatric procedures
during adolescence is essential to ensure optimal postoperative weight loss, eventual weight maintenance,
and overall health. This is particularly important for
adolescents, because the long-term effects of bariatric
surgery in younger, reproductively active populations
have not been well characterized.266,270,271 Given the limited quantity and scope of data on the risks and benefits
of adolescent bariatric surgery, a conservative approach
is needed.
RECOMMENDATIONS
Stages of Treatment
On the basis of the evidence in this report, a step or
staged approach for weight management in the pediatric
population is recommended. Evidence supports the
components of these stages, but the staged approach
itself has not been evaluated. We suggest this approach
as a practical way to address childhood obesity. The
staged care process is divided into 4 stages, that is, (1)
Prevention Plus (healthy lifestyle changes), (2) structured weight management, (3) comprehensive multidisciplinary intervention, and (4) tertiary care intervention.
Each stage and its appropriate application are described.
Two primers have been developed to help primary care
providers and other practitioners assess the ability of
commercial weight loss programs and bariatric surgery
centers to treat pediatric obesity patients.
The purpose of this article is to offer practical guidance to providers by providing recommendations, including those that lack the best possible evidence. When
evidence of an effect of obesity treatment was not available, the writing group considered the literature, clinical
experience, the likelihood of other health benefits, the
possible harm, and the feasibility of implementing a
particular strategy before including it. Although a thorough, evidence-based review was beyond the scope of
this project, the writing group provided a broad rating of

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Develop plan with family for balanced-macronutrient diet emphasizing


small amounts of energy-dense foods. Because diet provides less
energy, ensure that protein is high quality and sufcient to prevent
loss of muscle mass. Increase structure of daily meals and snacks.
Reduce screen time to 1 h/d. Increase time spent in physical
activity (60 min of supervised active play per day). Instruct patient
and/or parent in monitoring (eg, screen time, physical activity,
dietary intake, and restaurant logs) to improve adherence. Perform
medical screening (eg, vital signs, assessment tools, and laboratory
tests).
Distinguished from stage 2 by more-frequent patient/provider contact,
more-active use of behavioral strategies, more-formal monitoring,
and feedback regarding progress to improve adherence.
Multidisciplinary approach is essential. Components of
multidisciplinary behavioral weight control programs include (1)
moderate/strong parental involvement for children 12 y of age;
parental involvement should decrease gradually as adolescents
increase in age; (2) assessment of diet, physical activity, and weight
(body fat) before treatment and at specied intervals thereafter to
evaluate progress; (3) structured behavioral program that includes at
least food monitoring, short-term diet and activity goal setting, and
contingency management; (4) parent/caregiver training to improve
home food and activity environments; and (5) structured dietary and
physical activity interventions that improve dietary quality and result
in negative energy balance.
Continued diet and activity counseling plus consideration of meal
replacement, very-low-energy diet, medication, and surgery.

2. Structured weight
management

See text for evidence level of recommendation.

4. Tertiary care
intervention

3. Comprehensive
multidisciplinary
intervention

Recommend 5 servings of fruits and vegetables per day, 2 h of


screen time per day, no television in room where child sleeps, and
no television if 2 y of age. Minimize or eliminate sugar-sweetened
beverages. Address eating behaviors (eg, eating away from home,
daily breakfast, family dinners, and skipping meals). Recommend 1
h of physical activity per day. Amount of physical activity may need
to be graded for children who are sedentary; they may not achieve 1
h/d initially. Involve whole family in lifestyle changes. Acknowledge
cultural differences.

Components

1. Prevention plus

Stage

Pediatric weight management center operating under


established protocols (eg, clinical or research) to
assess and to monitor risks and outcomes; residential
settings (camps or boarding facilities with
appropriate medical supervision). Use primer 2 to
evaluate centers.

Multidisciplinary team with expertise in childhood


obesity, including behavioral counselor (eg,
social worker, psychologist, trained nurse
practitioner, or other mental health care
provider), registered dietitian, and exercise
specialist. For areas without services, consider
innovative programs (eg, telemedicine).

Registered dietitian or physician/nurse


practitioner with additional training, including
assessment techniques, motivational
interviewing/behavioral counseling (may need
to provide specic information with
environmental change and reward examples),
parenting skills and managing family conict,
food planning (including energy density and
macronutrient knowledge), physical activity
counseling, and resources/referrals.
Multidisciplinary team with expertise in childhood
obesity, including behavioral counselor (eg,
social worker, psychologist, trained nurse
practitioner, or other mental health care
provider), registered dietitian, and exercise
specialist. Alternative could be dietitian and
behavioral counselor based in primary care
ofce, along with outside, structured, physical
activity program (eg, team sports, YMCA, or
Boys and Girls Club program). For areas without
services, consider innovative programs (eg,
telemedicine).

Referral to dietitian; primary care ofce

Primary care ofce can coordinate multidisciplinary care;


weight management program (community),
pediatric weight management center, or commercial
programs with the following components: ageappropriate and culturally appropriate treatments;
nutrition, exercise, and behavioral counseling
provided by trained professionals; and weight loss
goals of 2 lb/wk. Use primer 1 to evaluate
commercial programs.

Primary care provider or trained professional staff


member (eg, registered nurse)

Implemented by Whom and Skills Needed

Primary care ofce

Where Implemented

TABLE 1 Suggested Staged Approach to Weight Management for Children and Adolescents

According to protocol

Frequent follow-up visits (weekly for a


minimum of 812 wk is most
efcacious) and then monthly follow-up
visits. If not feasible, then telephone or
other modalities could be used, with
weight checks no less than once per
month in local health care provider
ofce (eg, primary care provider or
health department). Advance to moreintensive level of intervention
depending on responses to treatment,
age, health risks, and motivation.

Visit frequency should be based on


accepted readiness to
change/behavioral counseling
techniques and tailored to patient and
family. Provider should encourage
more-frequent visits when obesity is
more severe. Advance to more-intensive
level of intervention depending on
responses to treatment, age, health
risks, and motivation. A child in this
stage whose BMI has tracked in same
percentile over time with no medical
risks may have low risk for excess body
fat. Clinicians can continue obesity
prevention strategies and not advance
treatment stages.
Monthly visits should be tailored to patient
and family, based on familys readiness
to change. Advance to more-intensive
level of intervention depending on
responses to treatment, age, health
risks, and motivation.

Frequency of Visits/Duration Before


Moving to Next Stage

TABLE 2 Staged Treatment of Pediatric Obesity According to Age and BMI Percentile
BMI Percentile

Age of 25 y

Age of 611 y

Age of 1218 y

5th85th (normal)
85th94th (overweight)a

Prevention stage
Start at Prevention Plus stage. Advance to
structured weight management stage after
36 mo if increasing BMI percentile and
persistent medical condition or parental
obesity. Weight goal is weight maintenance
until BMI of 85th percentile or slowing of
weight gain, as indicated by downward
deection in BMI curve.
Start at Prevention Plus stage. Advance to
structured weight management stage after
36 mo if not showing improvement. Weight
goal is weight maintenance until BMI of
85th percentile; however, if weight loss
occurs with healthy, adequate-energy diet, it
should not exceed 1 lb/mo. If greater loss is
noted, monitor patient for causes of excessive
weight loss.b

Prevention stage
Start at Prevention Plus stage. Advance to
structured weight management stage after
36 mo if increasing BMI percentile or
persistent medical condition Weight goal is
weight maintenance until BMI of 85th
percentile or slowing of weight gain, as
indicated by downward deection in BMI
curve.
Start at Prevention Plus stage. Advance to
structured weight management stage
depending on responses to treatment, age,
degree of obesity, health risks, and motivation.
Advance from structured weight
management stage to comprehensive
multidisciplinary intervention stage after 36
mo if not showing improvement. Weight goal
is weight maintenance until BMI of 85th
percentile or gradual weight loss of 1 lb/mo.
If greater loss is noted, monitor patient for
causes of excessive weight loss.b
Start at Prevention Plus stage. Advance to
structured weight management stage
depending on responses to treatment, age,
degree of obesity, health risks, and motivation.
Advance from structured weight
management stage to comprehensive
multidisciplinary intervention stage after 36
mo if not showing improvement. After 36
mo with comorbidity present and patient not
showing improvement, it may be appropriate
for patient to receive evaluation in tertiary care
center. Weight goal is weight loss not to
exceed average of 2 lb/wk. If greater loss is
noted, monitor patient for causes of excessive
weight loss.b

Prevention Stage
Start at Prevention Plus stage. Advance to
structured weight management stage after
36 mo if increasing BMI percentile or
persistent medical condition. Weight goal is
weight maintenance until BMI of 85th
percentile or slowing of weight gain, as
indicated by downward deection in BMI
curve.
Start at Prevention Plus or structured weight loss
stage depending on age, degree of obesity,
health risks, and motivation. Advance to moreintensive level of intervention depending on
responses to treatment, age, health risks, and
motivation. Weight goal is weight loss until
BMI of 85th percentile, with no more than
average of 2 lb/wk. If greater loss is noted,
monitor patient for causes of excessive weight
loss.b

95th98th

99th

Start at Prevention Plus stage. Advance to


structured weight management stage after
36 mo if not showing improvement.
Advance from structured weight
management stage to comprehensive
multidisciplinary intervention stage after 36
mo if not showing improvement and
comorbidity or family history indicates. Weight
goal is gradual weight loss, not to exceed 1
lb/mo. If greater loss occurs, monitor patient
for causes of excessive weight loss.b

Start at stage 1, 2, or 3 of treatment depending


on age, degree of obesity, health risks, and
motivation. Advance to more-intensive levels
of intervention depending on responses to
treatment, age, health risks, and motivation of
patient and family. Advance from
comprehensive multidisciplinary intervention
stage to tertiary care stage after 36 mo with
comorbidity present and patient not showing
improvement. Patients may warrant tertiary
care evaluation to determine next level of
treatment. Weight goal is weight loss not to
exceed average of 2 lb/wk. If greater loss is
noted, monitor patient for causes of excessive
weight loss.b

In most circumstances, the general goal for all ages is for BMI to deect downward until it is 85th percentile. Although long-term BMI monitoring is ideal, short-term (3-month) weight changes
may be easier to measure. Resolution of comorbidities is also a goal.
a Children in this BMI category whose BMI has tracked in the same percentile over time and who have no medical risks may have a low risk for excess body fat. Clinicians can continue obesity
prevention strategies and not advance treatment stages.
b Because Youth Risk Behavior Surveillance Survey responses indicated that 15% of teens practice some unhealthy eating behaviors, all teens should be evaluated for these symptoms. Providers
should be especially concerned if weight loss is 2 lb/week in this age group and should evaluate patients for excessive energy restrictions by the parent or child/teen or unhealthy forms of weight
loss (meal skipping, purging, fasting, excessive exercise, and/or use of laxatives, diet pills, or weight loss supplements).

the evidence, so that readers can appreciate the limitations of these recommendations and watch for new
studies that will refine them. The rating categories were
as follows: (1) recommends with consistent evidence
(CE), that is, multiple studies generally show a consistent association between the recommended behavior
and either obesity risk or energy balance; (2) recommends with mixed evidence (ME), that is, some studies
demonstrated evidence for weight or energy balance
benefit but others did not show significant associations,
or studies were few in number or small in sample size;
(3) suggests, that is, studies have not examined the
association of the recommendation with weight or energy balance, or studies are few, small in number, and/or
without clear findings; however, the expert committee
thinks that these recommendations could support the
achievement of healthy weight and, if future studies
disprove such an effect, then these recommendations are
likely to have other benefits and are unlikely to cause
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SPEAR et al

harm. The rating categories for the treatment recommendations may differ from those for the prevention
recommendations because of limited research in certain
areas of treatment of childhood obesity.
Table 1 is designed to acquaint providers with the
dietary, physical activity, and behavioral interventions
that correspond to each of the 4 stages of the staged
weight management process. Table 1 also identifies the
appropriate setting, caregivers, and frequency of follow-up evaluation corresponding to each stage of treatment. It should be noted that patients who require stages
3 and 4 may benefit from referral to a community-based
program or a pediatric weight management center for
additional evaluation and treatment, to access a multidisciplinary health care team.
Table 2 provides a treatment algorithm to help physicians determine the appropriate weight management
stage for each patient, on the basis of his or her age, BMI
percentile, and, if applicable, weight-related disease sta-

Classify BMI percentiles


85th94th %ile

95th99th %ile

Prevention Plus
36 mo

Prevention Plus
36 mo

Maintaining weight
or BMI %ile
deflecting down?

Maintaining weight
or BMI %ile
deflecting down?

No

Comorbidity/
parental obesity?

No

Continue
Prevention Plus

Yes

Yes

Continue
Prevention Plus

>99th %ile

Prevention Plus
36 mo

Maintaining weight
or BMI %ile
deflecting down?

No

No

Yes

Advance to
SWM
36 mo

Continue
Prevention Plus

Yes

Advance to
SWM
36 mo

Maintaining weight
or BMI %ile
deflecting down?
Yes

No

Comorbidity/
parental obesity?

Continue
SWM
Yes

Advance to
CMI

No

Continue
SWM

FIGURE 1
Suggested staged treatment for 2- to 5-year-old children. The order of the stages and the time in each stage should be tailored to the childs physical and emotional
development and the readiness of the child and family to change. SWM indicates structured weight management; CMI, comprehensive multidisciplinary intervention.

tus and former obesity treatment history. Age-appropriate, BMI-dependent, weight goals are also provided for
treatment stages 1 to 3. Figures 1, 2, and 3 present this
information in a flow algorithm. New data indicate that
extreme obesity in children is increasing in prevalence,
and these children are at high risk for multiple cardiovascular disease risk factors.257 Because of this, the expert
committee proposes recognition of the 99th percentile
BMI. The marked increase in risk factor prevalence at
this percentile provides clinical justification for this additional cutoff point. Although more research is needed,
the committee recommends that providers use this BMI
cutoff point in providing treatment with the staged approach. Table 3 provides 99th percentile cutoff points
according to age and gender.

Choosing and Advancing Treatment Intensity


The Prevention Plus stage may be an appropriate initial treatment intervention for all overweight and
obese children 2 to 18 years of age. Obese children and
adolescents with significant comorbidities and those
with severe obesity may be immediately enrolled in a
more-advanced stage of treatment if such services are
readily available and if the child demonstrates appropriate motivation and readiness to change. It may take
3 to 6 months for the lifestyle changes to produce a
notable decrease in BMI. In most circumstances, the
general goal for all ages is for BMI to deflect downward until it is 85th percentile. Although long-term
monitoring of BMI is ideal, short-term (3-month)
weight changes may be easier to measure. However,
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Classify BMI percentiles


85th94th %ile

95th99th %ile

Prevention Plus
36 mo

Prevention Plus
36 mo

Prevention Plus
36 mo

Maintaining weight
or BMI %ile
deflecting down?

Maintaining weight
or BMI %ile
deflecting down?

Maintaining weight
or BMI %ile
deflecting down?

No

FIGURE 2
Staged treatment for 6- to 11-year-old youth. The order of the
stages and the time in each stage should be tailored to the
childs physical and emotional development and the readiness of the child and family to change. SWM indicates structured weight management; Cont, continue; CMI, comprehensive multidisciplinary intervention; TCI, tertiary care
intervention.

Comorbidity/
parental obesity?

No

Continue
Prevention Plus

Yes

Yes

>99th %ile

No

No

Yes

Advance to
SWM
36 mo

Continue
Prevention Plus

Continue
Prevention Plus

Yes
Weight loss
or BMI %ile
deflecting down?

Advance to
SWM
36 mo

Yes

Continue
SWM

No

Advance to CMI
36 mo

Weight loss
or BMI %ile
deflecting down?
No

Advance to TCI

Yes and >99th %ile


Y

Comorbidity?

Yes

No or <99th %ile

Continue CMI

36 mo

children may be advanced to a more-intensive level of


treatment at any time if, in the judgment of the health
care provider, they are not making adequate progress,
their BMI has increased, comorbidities have developed or worsened, or children who are candidates for
more-aggressive treatment show appropriate readiness to change.
Stage 1: Prevention Plus
To foster development of a healthful lifestyle, all children 2 to 18 years of age with a BMI percentile in the
normal range (5th to 84th percentile) should follow the
recommendations for food consumption, activity, and
screen time, as described in the accompanying prevention report. Children with BMIs in the 50th to 85th
percentile may become overweight during adolescence,
underscoring the need for providers to address weight
management and lifestyle issues with all patients regardless of their presenting weight.
For children 2 to 18 years of age with BMI of 85th
percentile, it is recommended that the Prevention Plus
stage be introduced. This differs from the prevention
stage in that providers need to spend more time and
intensity on the recommendations and provide closer
follow-up monitoring (3 6 months). However, children
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in this stage who have BMI values between the 85th and
95th percentiles, whose BMI values have tracked in the
same percentile over time, and who have no medical
risks may have a low risk for excess body fat. Clinicians
may continue obesity prevention strategies and not advance the treatment stage. These recommendations can
be implemented by primary care physicians or allied
health care providers who have some training in pediatric weight management or behavioral counseling.
Stage 1 interventions should be based on the familys
readiness to change and include the following (level of
evidence is identified in parentheses): (1) consumption
of 5 servings of fruits and vegetables per day (ME), (2)
minimization or elimination of sugar-sweetened beverages (ME), (3) limits of 2 hours of screen time per day,
no television in the room where the child sleeps, and no
television viewing if the child is 2 years of age (CE),
and (4) 1 hour of physical activity per day (ME).
Physical activity can be increased gradually for sedentary
children. Children may be unable to achieve 1 hour of
activity per day initially but can gradually increase activity to reach 1 hour/day. If musculoskeletal pain
prevents patients from engaging in activity, then referral
to a physical therapist may be warranted.

Classify BMI percentiles


85th94th %ile

95th99th %ile

Prevention Plus
36 mo

Prevention Plus
36 mo

Prevention Plus
3 mo

Maintaining weight
or BMI %ile
deflecting down?

Weight loss
or BMI %ile
deflecting down?

Weight loss?

No

FIGURE 3
Staged treatment for 12- to 18-year-old youths. The order of
the stages and the time in each stage should be tailored to
the childs physical and emotional development and the
readiness of the child and family to change. SWM indicates
structured weight management; Cont, continue; CMI, comprehensive multidisciplinary intervention; TCI, tertiary care intervention.

Comorbidity/
parental obesity?

No

Continue
Prevention Plus

Yes

Yes

>99th %ile

No

No

Yes

Advance to
SWM
3 mo

Continue
Prevention Plus

Continue
Prevention Plus

Yes
Weight loss?

Advance to
SWM
36 mo

Yes

No

Continue
SWM

Advance to CMI
36 mo

Weight loss?
No

Advance to TCI

Yes

Comorbidity?

Yes

No

Continue CMI

36 mo

If no improvement

Patients and family members should be counseled to


facilitate the following eating behaviors: (1) eating
breakfast daily (ME); (2) limiting meals outside the
home, including at fast food venues and other restaurants (ME); (3) eating family meals at least 5 or 6 times
per week (ME); and (4) allowing the child to self-regulate his or her meals and avoiding overly restrictive
behaviors (CE for children 12 years of age and suggested for those 12 years of age). Providers should
acknowledge cultural differences and help families adapt
recommendations to address these differences (suggest).
Within this category, the goal should be weight maintenance with growth that results in decreasing BMI as
age increases. Monthly follow-up assessments should be
performed. If no improvement in BMI/weight status has
been noted after 3 to 6 months, then advancement to
stage 2 is indicated, on the basis of patient/family readiness to change. Prevention Plus can be implemented by
primary care providers or allied health professionals
(registered nurses or registered dietitians) with additional training in pediatric weight management.

Stage 2: Structured Weight Management


This stage targets the same behaviors as the Prevention
Plus stage (food consumption, activity, and screen time)
and offers additional support and structure to help the
child achieve healthy behaviors. This stage requires additional training in behavioral counseling for primary
care providers or other providers. It is characterized by
closer follow-up monitoring, more structure, and inclusion of monitoring activities. Eating and activity goals
specific to this stage of treatment are described below.
Stage 2 recommendations include the following (level
of evidence is identified in parentheses): (1) development of a plan for use of a balanced-macronutrient diet,
emphasizing small amounts of energy-dense foods (suggest); (2) provision of structured daily meals and snacks
(breakfast, lunch, dinner, and 1 or 2 snacks per day)
(suggest); (3) 60 minutes of supervised active play per
day, to ensure activity (ME); (4) 1 hour of screen time
per day (suggest; CE for 2 hours); (5) increased behavioral monitoring (eg, screen time, physical activity, dietary intake, and restaurant logs) by provider, patient,
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TABLE 3 Cutoff Points for 99th Percentile of BMI According to Age


and Gender
99th Percentile BMI Cutoff Point, kg/m2

Age, y

5
6
7
8
9
10
11
12
13
14
15
16
17

Boys

Girls

20.1
21.6
23.6
25.6
27.6
29.3
30.7
31.8
32.6
33.2
33.6
33.9
34.4

21.5
23.0
24.6
26.4
28.2
29.9
31.5
33.1
34.6
36.0
37.5
39.1
40.8

Results were adapted from the report by Freedman et al,257 with permission. The data were
for 500 children in each year from 5 through 11 years of age and 850 children in each
year from 12 through 17 years of age. Cutoff points are at the midpoint of the childs year
(eg, 5.5 y).

and/or family (CE); and (6) reinforcement for achieving


targeted behavior goals (not weight goals) (suggest).
Within this category, the goal should be weight maintenance that results in decreasing BMI as age and height
increase; however, weight loss should not exceed 1 lb/
month for children 2 to 11 years of age or an average of
2 lb/week for older overweight/obese children and adolescents. If no improvement in BMI/weight status is
observed after 3 to 6 months, then the patient should be
advanced to stage 3.
Ideally, a dietitian with expertise in childhood obesity
could provide the nutrition and physical activity counseling in conjunction with the primary care provider. Additional training in motivational interviewing/behavioral
counseling, monitoring and reinforcement, family conflict
resolution, meal planning, and physical activity counseling
could help primary care providers implement treatment.
Parents should be involved in behavioral modification
for children 12 years of age, with gradual decreases in
parental involvement as the child ages. Referral to a
physical activity program may be necessary to help some
families develop an active lifestyle. Monthly follow-up
assessment is recommended for most patients in this
stage of treatment.
Stage 3: Comprehensive Multidisciplinary Intervention
The eating and activity goals associated with this stage
of treatment are generally the same as those of the
preceding treatment stage, that is, structured weight
management. The distinguishing characteristics of
comprehensive multidisciplinary intervention are increased intensity of behavioral change strategies,
greater frequency of patient-provider contact, and the
specialists involved in the treatment. At this level of
intervention, ideally the patient should be referred to
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a multidisciplinary obesity care team. The need for


formalized behavioral therapy and a multidisciplinary
treatment team exceeds the capacity of the services
most primary care providers can supply. An individual
provider, or several providers, can coordinate and supervise a multidisciplinary care program.
For stage 3, the eating and activity goals are the same
as in stage 2 (level of evidence is identified in parentheses). Activities within this category should also include
the following: (1) planned negative energy balance
achieved through structured diet and physical activity
(ME); (2) structured behavioral modification program,
including food and activity monitoring and development
of short-term diet and physical activity goals (CE); (3)
involvement of primary caregivers/families for behavioral modification for children 12 years of age (CE); (4)
provision of training for all families to improve the home
environment (suggest); and (5) frequent office visits.
Weekly visits for a minimum of 8 to 12 weeks seem to be
most efficacious (CE), and subsequent monthly visits
help maintain new behaviors. Group visits may be more
cost-effective and have therapeutic benefit (ME).
Systematic evaluation of body measurements, dietary
intake, and physical activity should be conducted at
baseline and at specific intervals throughout the program. Within this category, the goal should be weight
maintenance or gradual weight loss until BMI is 85th
percentile. Weight loss should not exceed 1 lb/month for
children 2 to 5 years of age or 2 lb/week for older obese
children and adolescents.
For implementation of the comprehensive multidisciplinary intervention, comprehensive treatment should
be provided by a multidisciplinary obesity care team,
including a behavioral counselor (for example, social
worker, psychologist, other mental health care provider,
or trained nurse practitioner), registered dietitian, and
exercise specialist (physical activity specialist or other
team member with training or a community program
prepared to assist obese children). The primary care provider should continue to monitor medical issues and
maintain a supportive alliance with the family. Referral
to a commercial weight loss program that meets the
criteria outlined in primer 1 should be considered.
Stage 4: Tertiary Care Intervention
The intensive interventions in this category have been
used to only a limited extent in the pediatric population
but may be appropriate for some severely obese youths
who have been unable to improve their degree of adiposity and morbidity risks through lifestyle interventions. Candidates should have attempted weight loss at
the level of stage 3 (comprehensive multidisciplinary
intervention), should have the maturity to understand
possible risks associated with stage 4 interventions, and
should be willing to maintain physical activity, to follow
a prescribed diet, and to participate in behavior moni-

toring. Lack of success with stage 3 treatment is not by


itself a qualification for stage 4 treatment. It is recommended that programs that provide these intensive
treatments operate under established protocols to evaluate patients, to implement the program, and to monitor
patients.
The components of stage 4 include referral to a pediatric tertiary weight management center that has access
to a multidisciplinary team with expertise in childhood
obesity and that operates with a designed protocol. This
protocol should include continued diet and activity
counseling and consideration of additions such as meal
replacement, a very-low-energy diet, medication, and
surgery (suggest).
There are few reports on the use of highly restrictive
diets for children or adolescents. A restrictive diet has
been used as the first step in a childhood weight management program, followed by a mildly restrictive diet.
Two medications have been approved by the FDA for
use in adolescents, that is, sibutramine, a serotonin reuptake inhibitor that increases weight loss by decreasing
appetite, and orlistat, which causes fat malabsorption
through inhibition of enteric lipase. To be effective, these
medications must be used in conjunction with diet and
exercise. The FDA has approved sibutramine for patients
16 years of age and orlistat for patients 12 years of
age.
Generally, gastric bypass has been used to treat severely obese adolescents who have not improved their
weight or health with behavioral interventions. Inge et
al266 proposed stringent patient selection and facility
qualification criteria, that is, BMI of 40 kg/m2 with a
medical condition or 50 kg/m2, physical maturity
(generally 13 years of age for girls and 15 years for
boys), emotional and cognitive maturity, and 6
months of participation in a behavior-based treatment
program. Surgery should be performed only by experienced surgeons associated with a pediatric obesity center. Adolescents who undergo this procedure require
careful medical, psychological, and emotional evaluation
before surgery and prolonged nutritional and psychological support after surgery; many youths who might otherwise qualify live too far from an adolescent bariatric
center.
For implementation of stage 4, the multidisciplinary
team should have expertise in childhood obesity and its
comorbidities, with patient care being provided by a
physician, nurse practitioner, a registered dietitian, a
behavioral counselor, and an exercise specialist. Standard clinical protocols for patient selection should evaluate patient age, degree of obesity, motivation and emotional readiness, previous efforts to control weight, and
family support. Standardized clinical protocols for evaluation before, during, and after the intervention should
be followed. These evaluations should focus on the
physical and emotional effects of the treatment. These

protocols should be established by physicians, dietitians,


physical activity specialists, and behaviorists familiar
with weight management and pediatric care.
Weight Loss Goals
In most circumstances, the general goal for all ages is for
BMI to deflect downward until it is 85th percentile.
With the realization that some children are healthy with
BMI values between the 85th and 95th percentiles,
however, clinical judgment plays a critical role in weight
recommendations. Although long-term monitoring of
BMI is ideal, short-term (3-month) weight changes
may be easier to measure. Resolution of comorbidities is
also a goal.
The expert committee recommends that the weight
loss recommendations indicated in Table 4 be considered
when the staged treatment plan is implemented. The
recommendations are based on clinical recommendations and judgment because of the limited amount of
evidence. Children whose BMI is between the 85th and
94th percentiles, whose BMI has tracked in the same
percentile over time, and who have no medical risks
may have a low risk for excess body fat. Clinicians can
continue obesity prevention strategies and not advance
to the next treatment stage.
Because the Youth Risk Behavior Surveillance Survey
indicates that 15% of teens practice some unhealthy
eating behaviors, all teens should be evaluated for these
symptoms. If the average weight loss is 2 lb/week in
any age group, then it is important to evaluate for excessive energy restrictions by the parent or the child/
teen or unhealthy forms of weight loss, such as meal
skipping, purging, fasting, excessive exercise, and/or use
of laxatives, diet pills, or weight loss supplements.
Primers
Use of Primers
Two primers, one for commercial weight loss programs
and one for bariatric surgery centers, have been developed to help primary care physicians identify, by using a
question-and-answer format, facilities capable of treating adolescent patients.
Primer 1: Primary Care Physicians Primer for Assessing
Commercial Weight Loss Programs
1. Do you have a program for adolescents? The program
should have options specific for children and adolescents or should be targeted specifically for the childs
age group.
2. What type of counseling/behavior modification
models do you follow? The program should provide
behavior modification that (a) emphasizes positive
efforts and rewards success, (b) is sensitive to child/
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TABLE 4 Weight Recommendations According to Age and BMI


Percentile
Age
25 y
BMI of 85th to 94th percentile

BMI of 95th percentile

BMI of 21 kg/m2 (rare, very high)

611 y
BMI of 85th to 94th percentile

BMI of 95th to 98th percentile

BMI of 99th percentile

1218 y
BMI of 85th to 94th percentile

BMI of 95th to 98th percentile

BMI of 99th percentile

Target
Weight maintenance until BMI of 85th
percentile or slowing of weight gain,
as indicated by downward deection
in BMI curve.
Weight maintenance until BMI of 85th
percentile; however, if weight loss
occurs with healthy, adequate-energy
diet, then it should not exceed 1 lb/
mo. If greater loss is noted, then
patient should be monitored for
causes of excessive weight loss.
Gradual weight loss, not to exceed 1
lb/mo. If greater loss occurs, then
patient should be monitored for
causes of excessive weight loss.
Weight maintenance until BMI of 85th
percentile or slowing of weight gain,
as indicated by downward deection
in BMI curve.
Weight maintenance until BMI of 85th
percentile or gradual weight loss of
1 lb/mo. If greater loss is noted,
then patient should be monitored for
causes of excessive weight loss.
Weight loss not to exceed average of 2
lb/wk. If greater loss is noted, then
patient should be monitored for
causes of excessive weight loss.
Weight maintenance until BMI of 85th
percentile or slowing of weight gain,
as indicated by downward deection
in BMI curve.
Weight loss until BMI of 85th
percentile, no more than average of 2
lb/wk. If greater loss is noted, then
patient should be monitored for
causes of excessive weight loss.
Weight loss not to exceed average of 2
lb/wk. If greater loss is noted, then
patient should be monitored for
causes of excessive weight loss.

adolescent body image issues, (c) is culturally appropriate, (d) incorporates family members both to
change the environment and to reinforce progress,
(e) incorporates all 3 elements of weight loss/management (behavior, eating, and activity), and (f)
meets frequently enough to support the childs efforts and to monitor progress toward established
goals.
3. Do you offer nutrition and exercise counseling/education? Programs should provide nutrition and exercise counseling/education tailored to the needs of the
adolescent or child. Programs should have trained
professionals conducting the sessions.
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4. Must participants purchase proprietary meals? What


are the initial and long-term costs? Initial fees, proprietary meals, and recurring costs, and how they will
affect the patients participation, should be factored
into the costs of the program. Proprietary meals can
be costly, and no studies have examined their effect
for children or adolescents.
5. Do you offer culturally appropriate services? The program should offer culturally appropriate services.
6. What are your immediate and long-term weight loss
results? Immediate weight loss should not be more
than 2 lb/week. The percentage of clients who are
able to maintain adequate weight loss should be determined.
7. What is your attrition rate? The likelihood of patient
success in program can be gauged by inquiring about
the programs attrition rate.
8. Do you advocate complementary/alternative weight
loss methods? Programs that advocate complementary/alternative weight loss methods should use researched or reasonably approved methods, without
the use of over-the-counter medications or products.
Primer 2: Primary Care Physicians Primer for Assessing
Bariatric Surgery Services
1. Are you affiliated with a tertiary care center or pediatric hospital? Bariatric centers should be affiliated
with a pediatric tertiary hospital.
2. Do you have specific guidelines for adolescents?
There should be specific guidelines for adolescents.
3. What are your enrollment criteria? The enrollment
criteria should include the following: (a) patients
who have been unable to achieve significant reduction in BMI (99th percentile) through nonsurgical
means, including the use of medications, over a
period of 6 months; (b) patients with BMI of
99th percentile or BMI of 40 kg/m2 who are
demonstrating the complications of diabetes, cardiovascular disease, or other comorbidities of obesity or
patients with BMI of 50 kg/m2 without complications, and (c) patients and families that demonstrate
the ability to follow the behavior modifications and
adapt to the psychological burdens associated with
the childs condition and expected outcomes.
4. Do you have a multidisciplinary team (with mental
health care workers, dietitians, exercise specialists,
and case managers)? The center should have a multidisciplinary team (with mental health care workers, nutritionists/dietitians, exercise specialists, and
case managers) with specific training to address pediatric concerns.
5. Do you offer preoperative and postoperative weight
loss/behavior modification, with diet/exercise and/

or medication? There should be both preoperative


and postoperative weight loss/behavior modification, with diet/exercise and/or medication.
6. What surgical options do you provide? The surgical
options should be approved for use in adolescents.
Currently, Roux-en-Y gastric bypass is the only bariatric surgical procedure approved by the FDA for use
in adolescents. However, other methods are currently in clinical trials.
7. What are the long-term potential complications?
What are your long-term results? Long-term complications include delayed healing, multiple operations (including skin revision), and malnourishment. Immediate weight loss results should be
within accepted guidelines, and long-term weight
loss should be considered with respect to continued
development.
8. What is the postoperative follow-up care, including
duration? Postoperative follow-up care should include intensive nutritional guidance with attention
to micronutrient balance and monitoring and psychological support for a minimum of 6 months to 1
year; this can be in an individual or group setting.
9. How are primary care/pediatric health concerns integrated? The primary care pediatrician should be
integrated into the process so that ongoing pediatric
health issues can be addressed and monitored after
weight maintenance has been achieved.
10. What is the financial burden? The bariatric center
should help in securing adequate financial support
or facilitate minimization of the financial burden to
the patient and family. It should be stated that the
center will facilitate incorporation of the patients
lifestyle changes (diet and special health needs) at
the childs school, to minimize the impact on the
childs psychosocial and educational environment.
Future Directions
With the realization that conventional treatment programs are not available to a large number of children in
the United States, an emerging area of intervention involves the use of outreach clinics, distance education/
counseling, or telemedicine. The University of Iowa hospitals and clinics outreach program confirmed the
success of this approach by expanding the availability of
tertiary care. The university established a network of
outreach clinics throughout the state, and 75% of its
tertiary care patients receive treatment outside the city
and county where the universitys main hospital is located.273 Use of telemedicine and other electronic communication techniques can extend the reach of specialty
care experts associated with tertiary care centers and
allow them to partner with primary care providers in the
management of very obese patients. Two research stud-

ies, with a combined enrollment of 289 adult subjects,


demonstrated that patients participating in weight management programs who received counseling via e-mail
or telephone lost as much weight as those who attended
in-person counseling sessions.274,275 Little information is
available on the use of remote weight loss counseling in
the pediatric population. However, one small study by
Saelens et al114 developed a weight management intervention that provided computer-based diet and activity
education along with physician visits and counseling via
telephone and mail. Adolescents who used this program
lost slightly more weight than did those who received
typical care, and they reported a higher level of satisfaction with the intervention.
A hospital-based, regional obesity center in South
Dakota currently is studying how it can help primary
care providers and adult patients living in remote rural
communities participate in a medically monitored, multidisciplinary, weight management program. Primary
care physicians received 3 hours of computer-based
training in obesity assessment techniques and the medical monitoring procedures required to ensure the safety
and efficacy of patients following an 1000 kcal (4032
kJ)/day, full meal replacement diet regimen. Patients
participated in a weekly group behavioral modification
program via telephone or video conference. A therapist
associated with the tertiary care center facilitated all
behavioral change sessions. Patient medical records were
reviewed weekly by a nurse practitioner and the supervising physician associated with the tertiary care center.
Preliminary results indicate that weight loss, improvement in comorbid conditions, and patient satisfaction are
comparable to those of patients participating in the same
treatment at the tertiary care center. In addition to promoting preventive strategies, the public health system
can support national weight management goals by providing community-based programs that meet some of
the multidisciplinary treatment needs of patients enrolled in structured weight management programs (V.
Mermel, PhD, unpublished data, 2006).
Larger-scale research programs are needed to validate
the use of electronic counseling as a behavior management training tool for pediatric patients. In addition,
investments in information technology infrastructure
are required to enhance delivery of health care services,
including obesity treatment, to rural areas.
Improving the Availability of Obesity Treatment
In 2006, the Institute of Medicine released a progress
report on nationwide efforts to prevent childhood obesity.276 It concluded that obesity prevention requires the
coordinated efforts of government agencies (federal,
state, and local), industry representatives (involved in
the manufacture and marketing of foods, beverages, leisure, and recreational products), communities, schools,
and families. While acknowledging some progress, the
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Institute of Medicine described current efforts to increase activity and to promote healthful eating as
generally fragmented.276
Special attention must be paid to ensuring that members of ethnic minorities and groups of low socioeconomic status have equal access to obesity prevention and
treatment programs and to healthier foods and recreational opportunities within their communities. Black
and Hispanic children and adolescents have higher rates
of obesity, and such weight-driven diseases as type 2
diabetes and hypertension, than do their white peers,
but they receive less care for these conditions.277 Fewer
recreational facilities,155 fewer full-service grocery
stores,278 and the relatively high cost of foods low in
energy density279 have been identified as possible causes
of the increased incidence of obesity in minority and
low-socioeconomic status groups. A comprehensive policy is needed to address economic and cultural barriers to
a more-healthful lifestyle.279 Health care professionals of
different ethnic backgrounds must be involved in the
development and implementation of culturally appropriate, weight management programs for children and
adolescents with diverse ethnic, racial, and cultural
backgrounds.280
Developing a coordinated approach to the treatment
of obesity is no less complex. Few primary care providers
have the time281 or training280,282 needed to implement
fully basic obesity treatment such as that described for
the structured weight management stage. In addition,
the number of tertiary care centers specializing in pediatric weight management is limited, and currently there
is no registry of centers or programs. In fact, obesity
treatment, even when available and medically necessary, is rarely reimbursed.280,283 Given the large number
of obese children and adolescents in need of intensive
intervention and the limited availability of specialty care,
some experts suggest that the role of primary care providers must change.282 For pediatric providers to take on
this role, pediatric primary care would need to be revised, because currently the system is geared toward
treatment of acute conditions and not management of
chronic diseases such as obesity.
Most primary care practitioners lack the training and
time to assess, to modify, and to monitor obese patients
diet, physical activity, and behavioral habits properly. A
survey of 900 health care professionals (physicians,
dietitians, and nurse practitioners) involved in pediatric
care identified behavioral modification strategies, guidance in parenting techniques, and addressing of family
conflicts as the 3 treatment techniques in which they felt
least competent. Dietitians alone reported feeling confident in their ability to assess and to modify diets and
activity.282 The American Medical Association is working
with federal agencies, public health organizations, and
medical societies to ensure that more physicians currently in practice, as well as those presently in medical
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SPEAR et al

school, are trained in the management of obesity in


children and adults.284 In addition, the American Medical
Association is encouraging primary care providers to
identify community resources and referral services that
can help them care for obese patients. Similar training
must be made available to nurse practitioners, dietitians,
behaviorists, and exercise specialists, because it is these
health care professionals, together with physicians, who
form the multidisciplinary treatment team required for
tertiary obesity care. The American Dietetic Association
has provided postgraduate certification in adult and
childhood obesity management for several years. More
dietitians must be encouraged to pursue this training,
because their expertise is required in the early stages of
obesity management. Training in obesity treatment for
health care professionals also is limited. Recently, the
American Dietetic Association sponsored a continuing
education program to teach its members how to use
Internet-based tools in pediatric weight management
counseling. No formal research is available to validate
the utility of these Internet-based resources for pediatric
patients. However, clinical experience with the use of
these resources has been positive.
Coaching patients in the process of behavioral change
lengthens patient/provider encounters. The time constraints of the current primary care system represent a
barrier to providing this aspect of treatment.282 Lack of
reimbursement for weight management services is an
additional obstacle. Generally, third-party payers do not
reimburse physicians who provide such services themselves or who employ multidisciplinary teams within
their practices to provide the services.280,283 Some efforts
are being made to increase the number of physicians
qualified to treat obesity and to improve reimbursement
for those services. Because the National Institutes of
Health and other health organizations recognize obesity
as a disease, pressure is growing for third-party payers to
reimburse health care providers for preventive counseling and management. Many organizations are lobbying
actively for insurance coverage of obesity treatment.
State and federal policymakers are evaluating which
obesity treatments are effective and thus may qualify for
Medicaid and Medicare reimbursement.281 More research is needed to identify successful weight management interventions and to secure reimbursement for
obesity treatment from all third-party payers.
Increasing the number of health care practitioners
with expertise in obesity treatment and securing reimbursement for a staged approach to obesity treatment
services are necessary and eventually should foster development of additional tertiary care centers. Such centers cannot be developed soon enough to meet current
and projected treatment needs, however, and, even
when new tertiary care centers are created, people in
rural areas are unlikely to have access to one. Some
researchers have proposed that obesity treatment cen-

ters be regionalized in the way that pediatric cancer


treatment centers are. Other approaches, such as development of satellite/outreach tertiary care clinics, use of
telemedicine, and involvement of public health services,
must also be explored. Obesity is a chronic condition.
Therefore, individuals will need follow-up care after successful weight loss. Ultimately, a broad range of strategies must be developed to support maintenance of a
healthy weight.
ACKNOWLEDGMENT
We acknowledge the assistance of Virginia Mermel, PhD,
CNS, CLC, in the preparation of this manuscript.
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