Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Author(s): Eric R. Wolf, Joel S. Kahn, William Roseberry and Immanuel Wallerstein
Source: Current Anthropology, Vol. 35, No. 1 (Feb., 1994), pp. 1-12
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for
Anthropological Research
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Perilous Ideas
Race, Culture,People'
by Eric R. Wolf
have long
Ideas aboutrace,culture,and peoplehoodor ethnicity
servedto orientanthropology's
inquiriesand justifyits existence.
As bothoffspring
and criticofthehumancondition,anthropolto examinethe commonplaces
ogybearsa specialresponsibility
ofits thoughtand thefighting
wordsofits speechand to subject
themto resoluteanalysis.The presentcontribution
to thistask
of
suggeststhatwe mustremindourselvesoftheimportance
Boas's critiqueoftypologicalthinkingaboutracesas we confront
theintensifying
racismsofour time,takemuchgreateraccount
ofheterogeneity
in culturalsystems,and recand contradictions
ognizethatethnicitiescome in manyvarietiesand to call a social entityan "ethnic"groupis merelythebeginning
oftheinquiry.
ERIC WOLF iS Distinguished
Professor
EmeritusofHerbertLehman Collegeand theCityUniversity
ofNew YorkGraduateCenter(Bedford
ParkBlvd.West,Bronx,N.Y. I0468, U.S.A.). Bornin
I923, he was educatedat Queens College(B.A.,I946) and Columbia University
(Ph.D., I95 I). Afterteachingat a varietyofinstituat theUniversity
ofMichofanthropology
tions,he was professor
igan I96I to I97i beforejoining the facultyat CUNY. He has
Usedin ourtime,moreover,
thesewordscarry
a heavyfreightofshame and fury.Contraryto the popular saw that "sticks and stones can break your bones,
butwordscan neverhurtyou," thesewords-as Morton
Friedsaid-can injuremind and body.The race concept
has presided over homicide and genocide. To accuse
someoneoflackingculture,beinga bez-kulturny(as the
Russians say),a red-neckor hayseed,a jibaro or indito,
someone who has not been to the rightschools, is to
declare that someone lacks culturalcapital and should
not be allowed into the Atheneum or the Escambron
Beach Club. And one of the ways of manifestingethnicityis now to don a camouflagesuit and graban AK47.
This relationbetween professionaldialect and more
discourseneeds to be understoodas part of the
general
i. This paperwas delivered,as the inauguralSidneyW. Mintz
ofThe JohnsHopkins wider interplaybetween anthropologyand otherkinds
ofAnthropology
Lecture,to theDepartment
on Novemberi6, I99a2.
of public understanding.The discipline did not spring
University
The presentpaperwas submittedin finalform4 v 93.
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CURRENT
ANTHROPOLOGY
popularconviction"(I946:3I).
different
kindsofworkdone as formsoflaborin general
as long as slaves and peasants,warriorsand priestswere
thought to perform qualitatively incommensurable
kindsofwork,but renderinglaborpoweruniversallyexchangeablebymeans ofmoneyas a commondenominatorpermittedthis new way of thought.Similarly,there
could probablybe no anthropology
ofreligionor studyof
comparativereligionas long as the religionsofbelievers,
heretics,and heathenseemed whollyincommensurable
and as long as the symbolic value of an object or an
act was thoughtto be an intrinsic,essential,inseparable
aspect of it-God's truth and not man-made hocuspocus, in the trenchantphrasing of Robbins Burling
(i964). Only when it becomes possible to divorcesignifierfromthe signified,symbol fromreferent,can one
talk about Christiancommunionand elite Aztec cannibalism as convergentformsof communicationwith the
divine.
interestedin what the conceptsofrace,
I am therefore
culture,and ethnicityallow us to think.I am also interested in how theyallow us to think.It is one thingto
be impressedby the spiritualityand holiness (baraka) of
a Berberholy man and quite anotherto ask how this
is constructed,portrayed,
spirituality
engineered-what
kinds of credentials,knowledge, and skills of performance are requiredto be a convincingagurram.Some
conceptsare essentialist;theyare takes on what are assumed to be the enduring,inherent,substantive,true
natureof a phenomenon.Other concepts are analytic,
suspicious of holisms, interested in how seemingly
Race
One usefulway ofgettinga purchaseon therace concept
is to traceit to the greatarchaic civilizationsof the Old
and the New World.Most of them developedmodels of
thecosmologicalorderin which an exemplarycenter-a
metropolis,a mothercity-occupied the pivotal point
ofintersectionofall the directionsofthe cosmos,where
theyenacted collective rituals to maintain the orderof
the world and fromwhich they deployedthe power to
ensureit (Carrascoi982, Eliade I965, WheatleyI97I).
Beyondthe civilizationalcore areas lay the lands of the
barbarians,clad in skins, rude in manner,gluttonous,
unpredictable,and aggressivein disposition,unwilling
to submit to law, rule, and religious guidance. The
Greeks and Romans saw these people as not quite human because theydid not live'in cities,where the only
trueand beautifullife could be lived, and because they
appearedto lack articulatelanguage. They were barba(Homer Iliad 2.867), and in
raphonoi,bar-bar-speakers
Aristotle'sview this made themnaturalslaves and outcasts. Beyond the lands of the known barbarians,uncouth and threateningbut identifiablethroughcontact
in trade and war, lay the countryof "the monstrous
races," whom the Roman Plinius catalogued formedieval posterity,
both Christianand Muslim: men "whose
heads growbeneaththeirshoulders"(Shakespeare),people with one eye in the middle of theirforeheads,dogfaces, ear-furlers,
upside-down walkers, shadow-foots,
mouthless apple smellers, and many more (Friedman
I98I;
forIslamicparallelssee Al-Azmehi992).
and
beyondthese live little-knownthough inimical Yanomami whom one fearsnot so much fortheirsorceryas
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WOLF
The trichotomy
ofcivilized,barbarians,
and
Christianheretics(JonesI97I:392).
Perilous Ideas 13
Beyondthe barbariansstill lay the lands of the monstrousraces (Friedmani98i). Opinion on thesestrangely
formedcreatureswas divided. St. Augustine thought
theywere still capable of salvation,no matterhow odd
in physicalformor language,as longas theywere "rational mortal"creatures,hence human and descendedfrom
"the one who was firstcreated," Adam. Others saw
themas fallencreatures,misshapedby sin or guilt,"displayingon theirbodies what the forebearshad earned
by their misdeeds" (Vienna Genesis, A.D. io6o-i I70,
quoted in Friedman i98i:93), probablydescendantsof
Cain or ofNoah's son Ham, who had sinnedagainstGod
and were thus supposedlyfitforenslavement.
AlthoughHam was occasionally representedas the
forefatherof the Saracens, of the natives on islands
of the Indian Ocean, of "ungentle churls" (Friedman
198i:I02-3), most sourcesassociated him with Ethiopians or Africans.This association gained intensityas a
rationalizationof the slave trade when Africareplaced
Europeand the Levant as the main source of supplyfor
coerced labor. In the early Middle Ages, it had been
northernand easternEurope that sent slaves to the Islamic Near East. In the later Middle Ages, the current
reversed,and Europe increasinglyimportedslaves from
the Russian-Turkishborderlandsaround the Black Sea.
In I45 3, however,the OttomanTurks cut offthissource
ofsupplywiththe conquestofConstantinople,and their
move into North Africa soon barred Europeans from
easy access to the eastern Mediterranean.Slavery existed,but it was not thencolor-specific.
By themid-i5th
century,however, the Portuguesehad expanded their
tradeforslaves down the West Africancoast as faras
Ghana, and fromthen on Africasouth of the Sahara became a main area of supplyboth forIberia and forthe
New World(Greenfield
I977, Phillipsi985, Verlinden
One of the main causes of the intensificationof
I970).
the trade was undoubtedlythe rapid decline of the
AmericanIndian populationin the wake of the Spanish
and Lusitanianconquests and the increasingdemandfor
labor on the sugar plantationsof the Caribbean about
which Sidney Mintz has writtenso eloquentlyand so
well.
As Spaniardsdebated whetherto enslave the Indians
of the Americas, they also resurrectedthe arguments
about the natureof the monstrousraces of long before.
JuanGines de Sepuilvedaargued that the Indians were
naturalslaves because theyweremorelikelybeasts than
men,wicked in theirlusts,and cannibalsto boot. Bartolome de las Casas, arguingin contra,repliedin St. Augustine's terms that they were rational and hence redeemable.
It is importantto rememberhow long the biblical
texts continuedto providethe main paradigmsforthe
of human events, how long it was held
interpretation
that the world was only 6,ooo and some yearsold, and
how long scholarsof reputeas well as laypersonsclung
to the beliefin human descentfromAdam and Eve and
in the tales of Noah and his sons and of the Flood. In
the i 5thcentury,maps still showedhow Noah redistributed and repopulatedthe worldby dividingit amonghis
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CURRENT
ANTHROPOLOGY
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WOLF
Perilous Ideas 15
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6 1 CURRENT
ANTHROPOLOGY
Peoplehood/Ethnicity
talkedmuch ofrace in thelast
Althoughanthropologists
centuryand thenincreasinglyofculturein thisone, ethnicityemergedas a hot topic only at the beginningof
the sixties. This happened,I submit,forgood reasons.
"Ethnicity"addresses in ways that "culture" does not
the fact that culturallymarked entities formparts of
largersystems.It was only rarelythat the older literature about culture contact and acculturation raised
questions about power differentialsin discussions of
culturalborrowingsfromone culture to anotheror of
the modificationof existingculturesby novel introductions fromoutside. Furthermore,
the new emphasis on
ethnicityfastenedon the ways in which such groups
and entitiesarise and definethemselvesas againstothers also engagedin the process of developmentand selfdefinition.There is hardlya study of an ethnic group
now thatdoes not describehow the locals use "agency"
to "constructthemselves" in relationto power and interest.This is, I think,much to the good. It transcends
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WOLF
tionalmigrationis movingeverlargernumbersofpeople
across national frontiers.My point is once more a Boasian one-that claims to ethnicityare not the same everywhereand at all times. They have a history,and that
history-differentially
stressed in differentsituations
and at different
points of conjunction-feeds back in
variousways upon theways in which people understand
who theyare and wheretheymightbe at any givenhistoricalpoint in time.
Perilous Ideas | 7
Comments
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CURRENT
ANTHROPOLOGY
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WOLF
least a dual sense, "to arrangeor classify"and "to command or make obey"-cognitive and political,as in the
now formulaicreferencesto a knowledge/power
nexus.
The perilousideas thatWolfdiscusses can be seen to be
orderingconcepts in preciselythis dual sense. We see
thismost clearlyin his discussionofrace (themostfully
developed of the ideas in this essay) and the tripartite
classifications of civilizational core, barbarians,and
"monstrous races" characteristicof archaic civilizations,but we see it as well in his analysisofthe development of each of these concepts in "cauldrons of conflict."
We still do not adequately understandthe complex
interplayamong anthropologicalideas, the political establishmentof "order," the wider cultural orderingof
complex social relations and processes, and the emergence of social and political strugglesof various sorts,
but we understandthatthe connectionsare intimate.A
colonial administratorattemptingto establish orderis
interestedin gatheringinformation,
countingheads, and
collectingrevenue,but along with even the worstof architectshe imagines an orderedsocial world of tribes,
villages, and households before(or as) he attemptsto
constructit. A Christianmission sets out to save souls,
but it imaginesthe fleshlycarriersof those souls living
in families,with houses and yards.
The role of anthropologicalideas in the imagination
of social and political orderand the role of particular
processesof social and political orderingin the formation of anthropologicalideas are betterrecognizedthan
theywere two decades ago. But we have yet to think
creativelyenoughabout the relationshipbetween order
and contradiction;without such thinking,answers to
thewhyquestionsposed by Wolfwill continueto elude
us. He correctlypoints to a centralproblemwith most
explanatoryschemes-the postulation of an organizational, economic, or ecological core in termsof which
cultureis seen to be secondary.A relatedproblemis that
ofholdingone dimensionofsocial and culturalrelations
constantor relativelystable while renderinganotherdimensiondynamicand contradictory-onthe one hand,
an overly systematic understandingof capitalism or
plow or digging-stick
agriculture,on the other,the postulationofa varietyof cultureriddlesthatcan be solved
in termsof the requirementsof the more stable core,
or,in anothervein, a broadlysketched"Cartesian revolution" or "modernism"in termsof which a varietyof
morespecificand variableculturalconstructsand forms
can be arrayed.
We need to understandthe processes of political and
cultural orderingwithout such convenient but misleading conceptual anchoring,maintaininga sense of
complexityand contradictionin each domain under
considerationand exploringthe mutually constituting
processes of political and cultural orderingin specific
social-historicalfields.Thus, as Wolfinsists,ideas about
peoplehood and ethnicity need to be understood in
termsoftheirconceptualhistoriesand in termsof their
Balkan,SouthAfrican,and NorthAmericangroundings.
Explanation,in thisview, can onlybe constructedin the
Perilous Ideas I 9
contextof specificsocial, cultural,and political histories. Our perilous ideas need to be placed within and
made centralto the kind of comparativehistoryand sociologythatWolfand othershave pioneered.
IMMANUEL
WALLERSTEIN
andI980s, thisbeingtherealmeaningoftheI989
"revolutions"(Wallersteini 992a).
What does this have to do with races, cultures,peoLiberalreformismas an ideology,as a
ples? Everything.
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IO I CURRENT
ANTHROPOLOGY
geoculturalvalue, has the effectof pressingpeople to tribution.My primarypurpose was not, however, to
findsolutionsto theirproblems,look forsalvation,place write a historyof anthropologybut to honor Sidney
theirfaithin states,in theirstate. It politicizes people Mintz,and to do so in a particularway. I wantedto place
in a veryspecificdirection.And it tends to tame any Mintz among the executors of the Boasian legacy and
anarchistictendencies they may feel. In this sense, it to definethe importanceof that legacy for American
and perhapsforall anthropology,at this
has been an enormouslystabilizingdoctrineand a pillar anthropology,
of the existingsystem.To the extentthat this ideology momentin time.
First,Boas was punctilious and insistent about the
has eroded,people must find their solutions, look for
salvation,place theirfaith elsewhere than in states. I need to distinguishamong race, language,and culture.
among the discourses
would argue that this is happeningtoday to a degree Kahn writesthat "the differences
unknown in the igth and 2oth centuries.Races, cul- of race, culture,and ethnicityand the political projects
tures, peoples have thereforea new and much more that they imply are less than Wolf would have us beacute political resonance, one no longer contained by lieve." Yet I would reiteratethat fudgingthe distinctionswill lead us astrayifour purposeis to thinkclearly
the beliefin the centralityof the state.
But of course, as Wolf so clearly shows, races, cul- about the causes of human similaritiesand differences.
tures, and peoples are not essences. They have no Second,Boas preachedthe importanceofwhat now gets
approach" in U.S. anthropologyfixedcontours.They have no self-evident
content.Thus, called the "four-field
we are all members of multiple, indeed myriad, the importanceof looking at humans simultaneously
"groups"-crosscutting,overlapping,and ever-evolving. and synopticallyas biological creatures,culturecarriers,
However,to make groupidentitypoliticallyefficacious, and language speakers,in both the past and the presgroups tend to strengthenboundaries,reject overlaps, ent-if our purpose is to studywhat makes us human
demand exclusive loyalties.If this escalates, the politi- overthe whole rangeof our similaritiesand differences.
Third,Boas insisted that this was what anthropology
cal consequences are oftenveryunpleasant.
There is, at the same time, another,quite different was about. One can conceive ofotherpurposesand other
face to "groupism."Groupismis also the expressionof anthropologies,but-I submit-anthropology would
demo,raticliberation,of the demand of the underdogs lose sight of this central purpose at its peril. Building
(those geoculturallydefinedas lesser breeds)forequal the studyof anthropologyaround this purpose derives
rightsin thepolis. This expressesitself,forexample,in its justificationnot merelyfrommotivationsofintellecthe call for"multiculturalism"in the United States and tual curiosity(though this may sufficefor some) but
its equivalents elsewhere. The "universalist"response fromour historicalexperienceof worldwideexpansion
to multiculturalism-the call for "integration"of all thathas broughtthe diversehuman groupingsand cul"citizens" into a single "nation"-is of course a deeply tures into an encompassing networkof relationships.
conservativereaction, seeking to suppress the demo- This is the global panhuman entitywhich Immanuel
Wallersteindefinesin his comment as "a singularhiscraticdemand in the name of liberalism.
These are urgentissues to which thereis no easy po- torical system,a singular society . . . , the capitalist
litical answer. We are in the midst of a crisis of our world-economy."The rise of this systemconfrontsus
historicalsystem,and the violence will much increase with a task of understandingsimilarityand variability
beforewe emergefromit. What can intellectualscon- withinthe human species in ways that were never adtribute?One thing surely is a demystificationof 'the umbratedbefore,eitherin the universalizingreligions
"perilousideas" ofwhich Wolfspeaks,but it is scarcely or in the philosophicalendeavorsof the Enlightenment.
Kahn remindsus that this encompassingglobal sysenough. We must also engage in the utopistics of inventingthe alternativeorderinto which we wish to en- tem arose out of encounters of the West with "othterat the end ofthiscrisis.Classical anthropology,
along erness" and that these encounterswere all too often
with all the othersocial sciences, has in factdemurred fraughtwith mayhem and oppression. Anthropology,
at grapplingdirectlywith such enterprises.Still,as oth- too, a productof these encounters,was thus neverinnocent but implicatedin effortsat conquest and dominaers have said, hic Rhodus,hic salta!
tion. Roseberryseconds the point.It is all too true.Yet,
forwhateverit is worth,one needs to remindoneself
that if there were effortsto dominate or destroy"the
other,"therewere also efforts
to comprehendthatother.
Sometimesthis even allowed us betterto comprehend
ourselves. I always thought that one of the goals of
ERIC R. WOLF
teachinganthropologywas to make people aware that
but fora different
shufflingof the cultural,linguistic,
Irvington,N.Y., U.S.A. 30 VIII 93
and geneticcards theymighthave come to be Inuit or
I want to thank my respondentsfor their comments. O'otam. Instead, at the hands of some anthropologists
They make me aware thatI oughtto clarifythe context the existentialist"other" has now been transformed
in which my remarkswere written.I am pleased that into a bugaboo so impenetrableand incomprehensible
Darnell, who is one of the leading historiansof anthro- that analyticand comparativeunderstandingsof social
pology,findsvirtuein my account of Boas and his con- and cultural encountershave been virtuallyruled out
Reply
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WOLF
Perilous Ideas
I iI
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InternationalConferenceon EthnicTra- JulyI5-i8. The Social and Cultural Originsof LanMarch 2I-24.
ditional Culture and Folk Knowledge,Moscow, Rusguage,a conferencein association with the Language
sia. Write:OrganizingCommittee,International
OriginsSociety,Berkeley,Calif.,U.S.A. Write:Bruce
Conference,Instituteof Ethnologyand AnthropolRichman,conferencecoordinator,22oo Oakdale Rd.,
ogy,LeninskyProspect32A, Moscow II7334,
Cleveland Heights,Ohio 44I I8, U.S.A.
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September.Texts and Images of People, Politics,and
Power: Representingthe Bushman People of SouthApril 5-II. William RobertsonSmith Congress,AberernAfrica,Symposiumand Exhibitions,Johannesdeen, Scotland,U.K. Theme: Smith's life,times,and
work as a Semitist,theologian,encyclopaedist,and
burg,South Africa.Write:T. A. Dowson and J.D.
librarianand the various academic fieldsthat recogLewis-Williams,Rock Art ResearchUnit, Department of Archaeology,Universityof the Witwatersnise his influence.Write:William Johnston,Departrand, Johannesburg 2o5o, South Africa.
ment of Hebrew and Semitic Languages,University
of Aberdeen,King's College, Old AberdeenAB9
October 3-7. 2d InternationalCongressforthe Study
2UB, Scotland,U.K.
of ModifiedStates of Consciousness, Lerida,Spain.
April 27-30. SouthernAnthropologicalSociety,AnTheme: Ethnocognition,Shamanism,Plants and Culnual Meeting,Atlanta,Ga., U.S.A. Key symposium:
tural Context.Write:Institutde ProspectivaAntroAnthropologicalContributionsto ConflictResolupologica,Av. Gran Via de les Corts Catalanes, 457,
tion. Write:Alvin W. Wolfe,Departmentof Anthro4rt.,080I5 Barcelona,Spain.
November.The Pleistocene/HoloceneBoundaryand
pology,Universityof South Florida,Tampa, Fla.
Human Occupations in South America,Interna3362o, U.S.A., or HonggangYang, ConflictResolutional Symposium,Mendoza, Argentina.Write:Martion Program,CarterCenterof EmoryUniversity,
celo Zairate,InternationalSymposiumThe PleistoOne Copenhill,Atlanta,Ga. 30307, U.S.A.
July4-9. ThreatenedPeoples and Environmentsin the
cene/HoloceneBoundary,Centrode Geologia de
Americas: 48th InternationalCongressof AmeriCostas y del Cuaternario,UNMP, Casilla de Correo
722-CorreoCentral,7600 Mar del Plata, Argentina.
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Latin America Studies,S-io6 9I Stockholm,
Sweden.
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