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Musical Creativity and the Brain

Monica LopezGonzalez, Ph.D.

ByMonicaLopezGonzalez,Ph.D.|Oct02,2012

MnicaLpezGonzlez,Ph.D.,Co
FounderandArtisticDirectorofLa
PetiteNoiseuseProductions,isa
CognitiveScientist,Consultant,
Educator,Entrepreneur,
MultidisciplinaryArtist,...

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Synopsis
Brainimagingstudiesrevealtheneuralunderpinningsofspontaneous
musicalcreativity.Improvisationactivatesbrainareasassociatedwith
languageandsensorimotorskillsanddeactivatesareasatrestduring
dreamingandmeditation.

Editor'sNote:ThisarticlewascoauthoredwithCharlesJ.LimbM.D.Youcanlearn
moreaboutDr.Limbhere.

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imaginationaredevelopedthroughsoloimprovisationsinsteadofignoredinfavorof

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practicedpatterns.[1]Simplyput,noonewantstopayforandhearacontrived

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performance.Boththefascinationwehavewiththeartofinthemomentcreationand
thevalueweplaceonitcontinuetoflourish.Contemporaryartistsasvariedaspianist
KeithJarrett,vocalistBobbyMcFerrin,andrapperEminemmaketheirlivingoffof
improvisingandregularlypackconcertvenues.
Whichbringsustothemainquestionsunderlyingboththeoreticalandempiricalwork
oncreativity:Whatisit,andhowdoweaccomplishit?Theliteratureoncreativityand
itsrelatedtopicsintuition,expertknowledge,problemsolving,achievement,and

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casestudiesofexceptionalaccomplishmentsisvast,withperspectivescomingfrom
fieldsasdiverseasphilosophy,psychology,cognitivescience,musicology,andart
history.[215]Butresearchoncreativity,particularlyfromthepsychological
perspective,canbeconsideredayoungscience,havingprogressedonlyafter
prominentAmericanpsychologistJ.P.Guilfordmadeapleaforitsempiricalstudy
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duringhis1950presidentialaddresstotheAmericanPsychologicalAssociation.[3]

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Despitethelateradventofbrainimagingtechniquesinthe1990s,theneuroscience
ofcreativitybegantoharborinterestandtopickuppaceonlyveryrecently.
Anyempiricalworkonthetopic,however,requiresaclearoperationaldefinition.The
generalconsensusisthatasaprominentcharacteristicofhumanintelligence,
creativityisafundamentalactivityofhumaninformationprocessing.[12]Aprimary
differencebetweenourbrainsandthoseofotheranimalsisourcapacitytoengagein
cognitiveabilitiessuchasreasoning,representation,association,workingmemory,
andselfreflection.Duringanycreativeact,fromlanguageproductiontomarketing
techniquessellingthelatestiPhone,ideasorpastexperiencesarecombinedinnovel

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anzusehen.
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4Personenempfehlendas.
StandardizedAchievementTests:WhatAre
TheyGoodFor?Hint:NotCognitiveAbility.
13Personenempfehlendas.

andsignificantwaysviatheinteractionofsuchcognitivecapacities.Thecreative
cognitionapproachisthecurrentmodeldominatingtheneuroscientificstudyof
creativethinking.Accordingtothisapproach,creativityisfarfromamagicaleventof

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unexpectedrandominspiration.Instead,itisamentaloccurrencethatresultsfromthe
applicationofordinarycognitiveprocesses.[16]

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Humansappeartohaveapropensityformakingcomplexnewthingsthatarenot
explicitlynecessaryforbiologicalsurvivalorreproduction.Incomparisontootherarts,
suchasdesign,photography,andsculpture,however,theuniversalabilitiesof

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mostfundamentalofhumansociocognitivedevelopment.Infact,researchershave

November,2014

17

arguedformusicsroleinevolutionarybiology.[1719]ScholarEllenDissanayake

October,2014

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September,2014

22

musicalcreationandprocessingaregenerallyacceptedassomeoftheoldestand

hasfurtherclaimedfromanethnologicalstancethatthecreationandappreciationof
artmoregenerallyareadvancedadaptivebehaviorsthatarekeytosocialsurvival.
[2022]
CreativityandPrefrontalCortexFunction
Asummaryofbrainstructureandfunctionrevealstheimportanceoftheprefrontal
cortex(PFC)tocreativethinking.Thebrainisfunctionallydividedintothefrontallobe
andthreeposteriorcorticesknownastheoccipital,theparietal,andthetemporal
(OPT).NeuronsintheOPTcorticesaredevotedtoperceptionandlongtermmemory.
Primarysensorycorticesofallsensemodalities,suchasvisual,motor,
somatosensory,andauditory,arelocatedintheOPTcortices,respectively.Each
sensorycortexhasanassociationcortexthatfurthergathersandincorporates
sensoryinformationfromitsrespectiveprimarycortex.

CourtesyofMnicaLpezGonzlezandCharlesJ.Limb

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Unliketheothercortices,thefrontallobeneitherreceivesdirectsensoryinputnor
storeslongtermmemory.Thefrontallobeistheseatofexecutivefunctionandis
essentialtoourabilitytoplan,tomakedecisions,toformjudgments,toassessrisk,
andtoformulateinsight.ThePFC,whichoccupieshalfthefrontallobe,integrates
alreadyhighlyprocessedinformationtoenableevenhighercognitivefunctionssuch
asselfconstruct,[23]complexsocialfunction,[24]planning,[25]andintentional
action,[26]amongothers.Researchhasfurthershownthatworkingmemory,[27]
temporalintegration,[28]andsustainedanddirectedattention[29]arekeycognitive
functionsthatprovidetheunderlyingframeworktocomputeevenhighercognitive
functionsbecausetheyactasbuffers,simultaneouslymaintaininginthemoment
informationinconsciousnessandorderingitinspacetimeasassociationsproceed.
[30]
AsneuroscientistAntonioDamasiosuggests,aworkingmemorybufferiscriticalfor
creativethinkingbecauseitallowsfortheretentionofrelevantknowledgewhile
problemsolving[31]withoutit,thebackandforthreworkingofassociationsand
consequentnovelsolutionidentificationwouldbeimpossiblefeats,asisthecasein
monkeysandhumanswithPFClesions.[32]ThePFCisfurtherdivisibleintotwo
functionallydistinctparts:theventromedial(VMPFC),whichisconnectedtothe
amygdalaandthecingulatecortexinthelimbicsystemandisimplicatedinemotional
evaluation,[24]andthedorsolateral(DLPFC),whichreceivesinputfromtheoccipital,
parietal,andtemporalregionsandsendsdirectoutputtothemotorcortices.Heretoo,
Damasionotestheimportanceofthesefunctionaldistinctionsandsuggeststhatthe
PFCsabilitytoevaluateappropriatenessiscriticaltotheproblemsolverasshe
determineshowcreativehersolutionreallyis.[31]
TypesofCreativeProcessesandTheirUnderlyingBrainMechanisms
Ifwearetounderstandtheunderlyingmechanismsofcreativeproduction,whatis
importantisnotsomuchthecontextforwhichtheresultwasproduced,butratherthe
hypothesisthatcreativethinkingcanleadtodifferenttypesofinventionsand
disparateprocesses.InlinewithpsychologistRonaldFinkesfindingsthatmental
imagescanbegeneratedintentionallyorspontaneouslyduringtheproblemsolving
process,[11]oneofthemoreinterestingproposalscirculatingisneurocognitive
scientistArneDietrichsclaimthateitheroftheseproblemsolvingmodescanoccur
withinanemotionalorcognitivecontext.Moreover,creativebehaviorisultimatelythe
resultofacombinationofthefourpsychologicalprocessesdescribedbelow.[14]
Deliberatecognitive:Thisprocessinvolvesinventivenessthatcomesfromsustained
workinadiscipline.Take,forexample,EadweardMuybridge,theBritish
photographerwhoexperimentedforyearswithmultiplecamerasandprecisiontiming.
Eventually,hecreatedastringofnegativesprovingthatallofahorseshoovesare
indeedairborneatacertainpointduringatrot.ThePFCinducesthistypeofcreativity
byallowingforfocusedattentionandconnectionstoinformationstoredandperceived
inotherpartsofthebrain.Muybridgerevolutionizedthefieldofanimallocomotionby
systematicallyusinghisknowledgeofcameramechanicsinnovelwaysand
serendipitouslyuncoveringthephysicsbehindmotionpictures.
Deliberateemotional:RememberwhenyouweregivenaWheresWaldo?bookand
toldtolookfortheguywithglasses,aredandwhitestripedshirt,andamatching
hat?Afteraseeminglyendlesssearch,Aha!youfoundhimandsmiledwith
satisfaction.Deliberateemotionalcreativityreferstotheexperienceofsuchanaha
moment,typicallyassociatedwithapositiveemotion.Aswithdeliberatecognitive
creativity,theVMPFCsattentionalnetworkisinvolved.However,insteadof
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connectingdirectlytoperceptualandlongtermmemoryareas,attentionalresources
aredirectedtoemotionalstructuresinthelimbicsystem.Studieshaverecentlyshown
thattheahamomentispreciselycorrelatedwithsignificantactivityintheamygdala,
[33]astructureknownforitsroleinemotionallearning.[34]Sonexttimeyoulookfor
Waldo,youllrememberhowpleasantitfelttofindhiminthepast,andthatwillkeep
youmotivatedtocontinuesearching.
Spontaneouscognitive:Otherwiseknownastheeurekamoment,thistypeof
creativitytypicallyoccurssuddenlywhenonehaslefttheproblemsolvingcontextand
directedattentiontoacompletelydifferenttask.Here,thedopaminerichbasal
gangliaofthebrain,involvedintheexecutionofautomaticbehaviors,[35]operate
outsideconsciousawareness.Searchinginvainfornovelsolutionsforcesyouintoa
mentalgridlock.Untiltheproblemistemporarilyremovedfromconsciousawareness,
newperspectivescannotbegained.[11]Asyouperformanunrelatedactivity,the
PFCconnectsinformationinnovelwaysviaunconsciousmentalprocessing.
Spontaneousemotional:Usuallyreferredtoasanepiphany,thistypeofcreativity
occurswhenneuralactivityintheamygdalaisspontaneouslyrepresentedinworking
memory.Giventhebiologicalsignificanceofemotionalevents,thesetypesof
momentstendtobeintense.Whilenoapparentknowledgeisnecessary,specific
skillsmayberequiredfortheseinsightstocometofruition.
WhatDoWeKnowAboutSpontaneousMusicalCreativityintheMind/Brain?
Brainimagingstudiesinmusiccognitionhavefocusedprimarilyontheneurobiology
ofmusicprocessingandtheperceptionofemotion.[36]Untilrecently,researchers
neglectedthepsychologicalandneuroscientificstudyoftheprocessofmusical
compositioninbothlongitudinalcasestudiesofmusicalscoringandstudiesof
instantaneous,realtimecreation.In2007,researchersbegantoexplorespontaneous
improvisedmusicalmaterialasitisgenerated,perceived,andcommunicatedamong
musicians.
Fromthejazzartistsperspective,improvisationreferstothedynamicmomentat
whichtheartistemploysimmediatedecisionmakingasnewideasareconceivedof
andthenintegratedintotheeverevolvingmusicaloutput.[1]Inregardstocognitive
processes,improvisationcanthusbedefinedasthespontaneousgeneration,
selection,andexecutionofnovelauditorymotorsequences.Sincemusiciansmust
generateapotentiallyinfinitenumberofcontextuallymeaningfulmusicalphrasesby
combiningafinitesetofnotesandrhythms,researchersconsidermusical
improvisationanoptimalwaytostudytheneuralunderpinningsofspontaneous
creativeartisticinvention.Whilethestudyofrealtimemusicalimprovisationhasbeen
madeeasierwiththeuseofcustombuilt,nonferromagneticpianokeyboards,noise
cancelingmicrophones,electrostaticheadphones,andcontemporaryfunctional
magneticresonanceimaging(fMRI)techniques,experimentingwithsuchahallmark
ofartisticcreationisnoeasytask.Theconductorsofmusicexperimentsmustfindjust
therightbalanceofexperimentalcontrolandecologicalvalidity.
Sofar,researchersatthreelaboratorieshavespecificallyexaminedhighly
constrainedsimplemelodicimprovisationsbyclassicallytrainedpianists.[3739]Their
investigationshavefoundthatthegenerationofmusicalstructuresimplicatesthe
sensorimotorandclassicperisylvianlanguagecortices(WernickesandBrocas
semanticandsyntacticprocessingareas),andthePFC,inparticulartheDLPFC.
Askingthesameneurocognitivequestionofwhatdistinguishesimprovisatoryfrom
memorizedbehavior,researchersCharlesLimbandAllenBraunexplored
improvisationwithprofessionaljazzpianists.[40]Insteadofimprovisingover
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predeterminedmelodieswithafixednumberofnotes,participantseitherfreely
improvisedtotheauditoryaccompanimentofaprerecordedjazzquartetor
reproducedmemorizedjazzsequences.Improvisation,incomparisontothe
productionofoverlearnedmaterial,wascharacterizedbywidespreadactivationin
sensorimotorandlanguageareas.Furthermore,activityobservedinthePFCincluded
bothdeactivationoftheDLPFCandlateralorbital(LOFC)regionsandfocalactivation
ofthemedialprefrontalcortex(MPFC).Incomparisontothemoremusically
constrainedgenerationstudies,thisstudyrevealsastateoffreeflowingcomplex
musicalideasthatmayresultfromthecombinationofinternallygeneratedself
expression(viatheMPFC)andattenuationofactivityintheDLPFC.Thisobservation
isadditionallyintriguinggiventhatalteredstatesofmindsuchasdreaming,
meditation,andhypnosishaveproducedsuchturningoffofexecutivefunctioning.
[41]
Wehaveallmostlikelyexperiencedmomentsofintensefocusedconcentrationata
taskfollowedbyapleasurableaftereffect.PsychologistMihalyCskszentmihyliand
colleaguesproposedanddevelopedthetheoreticalconstructofaflowstate,
commonlyreferredtoasbeinginthezone,todescribepreciselythatoptimal
experiencethatoccursduringahighlymotivatedcreative(butnotnecessarilyartistic)
act.[7,42]Researchershavemadeapplicationsandcorrelationsnotonlytomusic
performance,[43]butalsotoathleticcompetition.[44]Researchinvestigating
possiblelinksbetweenmusicalcreativityandCskszentmihylisconceptofflow,
however,aresparseinregardstobehavioraldata,exceptforastudyonlongterm
groupcomposition,[45]andlackinginneuroimagingdata,withtheexceptionofLimb
andBraunsstudy.[40]
Ifonecharacteristicofagenerativecreativeandartisticactisastateofflow,then
musicalgenresotherthanjazzoughtnotonlytobeassociatedwithgeneralized
heightenedactivityinallsensorymodalities,butalsotoexhibitanequivalentmental
state.AswiththeLimbandBraunstudy,[40]MnicaLpezGonzlezand
colleaguessoughttoidentifytheneuralsubstratesunderlyingthespontaneous
generationofrhymingsequencesinhiphopperformance.[46]Freestylerapping,like
jazz,involvestherapid,realtimegenerationoflyricstotheaccompanimentofa
rhythmicbeat.DuringLpezGonzlezsstudy,usingasimilarmethodologytothatof
LimbandBraun,professionalfreestylerappersperformedtorhythmicaccompaniment
astheyeitherspontaneouslyimprovisedlyricsorrecitedaprememorizednovelrap.
Inlinewiththeothergenerationstudies,improvisation,comparedtonongenerative
recitation,revealedheightenedactivityinthesuperiorMPFC,classicallanguage
areas,sensorimotorcortices,andthecerebellum.Deactivationwasobservedin
LOFCregions.Insum,theDLPFCandmultiplesensoryandlanguageareasappear
tobeassociatedwiththeencodingandconsequentimplementationofnovelauditory
motorsequencesgermanetotheactofspontaneousmusicalimprovisation.
PerceptionofImprovisedMaterial
Analternativetoinvestigatingwhatoccursinthebrainduringrealtimegenerationof
novelmaterialisresearchingitsperception.Arelistenersofjazzimprovisation
capableofevaluatingoffhandsuchspontaneouslyimprovisedmaterial?Evaluationof
improvisedmaterialcanbeimportantforaesthetics,enjoyment,andeconomic
purposesentirejazzcompetitionsandfestivalsdependonthiscapacityof
experiencedjudgesandinexperienced,eagerlisteners.
Thesinglestudythathasbeendonetodatemadethreeobservationsaftertesting
musicallytrainedlistenersattemptingtodifferentiatebetweenimprovisedand
rehearsedjazzpianosolos.[47]First,judgmentratingsrevealedthatexperienced
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jazzmusiciansarerelativelyaccurateatclassifyingperformancesasimprovisations
insteadofrehearsedimitations.Second,fMRIdatarevealedcorrelationsbetween
listeningtoimprovisationsandincreasedactivityintheamygdala,astructureinthe
limbicsystemalsoimplicatedintheprocessingofbehavioraluncertainty.[48]Third,
fMRIdataalsorevealedthatactivityinthepreSMA,superiorfrontalgyrus,rostral
cingulatecortexzone,Brocasarea,andmotorrelatedareas(e.g.,thecerebellum,
primarymotorarea,andprecentralgyrus)wasstrongerwhenpeoplelistenedto
melodiesjudgedasimprovisedthanwhentheylistenedtothosejudgedasimitated.
Thesedatarevealanapparentcorticaloverlapbetweentrainedmusicianslisteningto
novelimprovisatorymaterialandthosecreatingit.[3740,46]
Theseobservationsprovidestrongevidencethatmusiciansarefarfrompassive
listeners.Givenpersonalexperiencewiththeartforminquestion,theyengagein
actionsimulation.Theextenttowhichthesefindingsaregeneralizableto
nonmusiciansremainstobedetermined.However,giventheamygdalassensitivityto
cuesinmusicaluncertaintyintheperformersbehavior,researcherscanhypothesize
thatevennonmusiciansappreciateperformancefluctuationssuchasthetiming
betweenkeystrokesandtheforceappliedtoeachkeystroke,bothprominentauditory
featuresforidentifyingmusicalspontaneity.[49]Perhapswitnessingfirsthandthose
unfoldingmomentsofcreationmakesgoingtoalivejazzperformanceorsearching
forthatoneclassicalLPrecordingsorewarding.
CommunicationofImprovisedMaterial
Jazzperformanceisnottypicallyasoloventure.Providedthatitisaninteractivelive
musicaldiscourseamongmultipleperformers,twointriguingquestionsarise.First,is
thismusicalconversationmanifestedneurologically,givensharedcognitivenetworks
betweenmusicandlanguageprocessing?[50,51]Second,giventheinteractive
natureofthetask,isastatesuchasCskszentmihylisflowpossible?
InanfMRIstudyatJohnsHopkins,GabrielDonnayandcolleaguesexploredatypical
jazzimprovisationconventionknownastradingfours,wherebytwoormoremusicians
alternatesolosoffourmeasurephrasesforarbitrarylengthsoftime.[52]Results
revealedthatimprovisationduringthetradingfourstaskwasassociatedwith
activationinWernickesandBrocasareas,sensorimotorareas,andthelateralPFC
anddeactivationinthemedialfrontalPFC.WithonlyasingleexistingfMRIstudy
exploringtheperceptionofinterlocutorsduringnaturallanguagediscourse,[53]this
studyaddstothenascentresearchhypothesizingthatconversation,linguisticor
musical,involvesacomplexnetworkofbrainregionsthatincludesthePFC,
perisylvianlanguagecortices,andsensorimotorareas.Additionally,giventhememory
demandsfortheexpectedmelodicandrhythmicconsistencywithinatrading
foursimprovisatorytask,completeenteringintothezonemaynotbeanapplicable
optioninsuchacontext.Thesehypotheses,ofcourse,arebutthebeginningsteps
alongthislineofinquiry.
TheFutureoftheNeuroscienceofArtisticCreativity
Theempiricalstudyofartisticcreativitypavesthewayforbothabetterandamore
appreciativeunderstandingofthepsychologicalandneuralprocessesunderlyinga
fundamentalaspectofhumancognition.Althoughrecentscientificworkhasnotyet
takenfulladvantageofitsinterdisciplinarypotential,researchershaveimplementeda
conceptualframework,andcognitiveneuropsychologistsareslowlybeginningto
breakthisoptimalhumanexperienceintoitsconstituentparts.Itisclearevenfromthe
minimalstudiesavailablewithinmusicalcreativitythatcreativitycanneitherbe
localizedtoasingleareainthebrainnorboxedintoasingleprocessphenomenon.

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Althoughresearchersareonlybeginningtouncovertheneuralsubstratesof
spontaneousinvention,nomentionhasbeenmadeabouthowcreativebehavior
interactswithaestheticjudgmentoremotion.Givenhumansconstantevaluationsof
theresultsofcreativethinkingandtheeffectsithasonourconsequentbehaviors,itis
reasonabletoassumethatstudyingtheeffectsofemotionduringcreationmaybe
anotherpiecetothepuzzleofwhat,how,andwhywecreate.Afterall,ageneral
socialassumptionisthatemotionguidesmuchofartisticcreation.Thisisyetanother
empiricalquestion.
Finally,evenwithinthefewactiveyearsofresearchoncreativitytherehasbeenan
obviousbiastowardstudyingmusicalcreativity.Butmusicisnottheonlyartformthat
engagescreativethinkingandstatesofflow,provokesemotionalresponses,has
aestheticvalueandsocioculturalsignificance,andiswidelyproduced.Themost
immediatechallengeforthefieldistobridgeintovisualandotherperformingartsin
ordertoformulateamoregeneralizabletheoryonartisticcreativity.
ThisarticleoriginallyappearedinCerebrum.
Featuredimage:NickWhite/Taxi/GettyImages
_________________
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Tags:brain,improvisation,music,neuroscience,research,science

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