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Application of Simple Structured Models in Bioengineering

A. H a r d e r
G i s t - B r o c a d e s R e s e a r c h a n d D e v e l o p m e n t , P.O. B o x 1, 2600 H A Delft, N e t h e r l a n d s
J. A. R o e l s
v a k g r o e p A l g e m e n e e n T e c h n i s c h e Biologic, J u l i a n a l a a n 67, 2628 B C D e l f t ,
Netherlands

t Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Brief Survey of Microbiological and Biochemical Principles Relevant to the Construction
of Structured Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3 Corpuscular Description and its Relation to the Continuum Approach . . . . . . . . . . . . . . . . .
4 Construction of Structured Continuum Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5 Relaxation Times and their Relevance to the Construction of Structured Models . . . . . . . . .
5.1 The Concept of Relaxation Times . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5.2 A Model Describing the Dynamics of Product Formation Based on the Relaxation
Time Concept . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Models of Primary Metabolism in Microorganisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.1 Two-Compartment Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.2 A Three-Compartment Model of Biomass Growth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7 Models for the Synthesis of Enzymes Subject to Genetic Control . . . . . . . . . . . . . . . . . . . . . . .
7.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.2 Repressor/Inducer Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.3 Catabolite Repression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.4 Enzyme Synthesis Mediated by mRNA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7.5 A Model for Diauxic Growth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9 Symbols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
10 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Mathematical models are an important tool to any engineering discipline. The mathematical treatment
of the processes encountered in bioengineering is complicated by special problems caused by the
complexity of living systems and the segregated nature of microbial life. It is especially this last
mentioned feature which can result in errors if the continuum approach commonly used in
engineering is adopted.
The present paper reviews and updates the theory of the construction of structured continuum
models, which become significant in applications where the common unstructured approach, e.g.
Monod's model, fails. This particularly applies to transient situations in batch, fed batch or continuous
culture.
Emphasize is placed on the need for structured models, which are as simple as possible. A guide
to judging the necessary degree of complexity is provided using the time constant concept, which
is based on judging the time scales on which the various regulatory mechanisms are operative.
The significance of structured models to the description of primary metabolism is described with
special reference to growth energetics.
As a second important range of applications, the dynamics of extracellular and intracellular
enzyme synthesis, is discussed, both from the viewpoint of product formation and diauxy in growth
on mixed substrates.
The need for experimental verification and the potentialities of continuous culture, especially in
transient situations, in that respect are indicated to be the main subjects in which research effort needs
to be invested.

56

A. Harder, J, A. ?~oels

1 Introduction
An important aspect of the methodology of present-day physics is the construction
of mathematical models of aspects of the behavior of a real system. Scientific
progress is made possible by testing the implications of the models, for example by
carefully planned experiments. This generally results in a cyclic process in which the
old model is rejected and a new one postulated (Fig. 1).
It should be emphasized that a model can only represent some of the properties
of a system under consideration. Little would be gained if the behavior of the system
was modelled in all its intricacies, as this would result in a model scarcely more easy
to handle and understand than the real system it represents.
The assessment of which aspects of the system require consideration is essential in
the construction of a workable model and should be guided by the application one
has in mind and the possibility of experimental verification of the model.
A model will hence always be based on assumptions concerning the principles of
the system's behavior. These should be clearly stipulated because their range of
validity will have important consequences for the validity of the conclusions derived
from the model. A more thorough discussion of aspects of the philosophy of modelling
can be found in literature 1-41

TRANSLATIONINTO
A MATHEMATICAL

"']

MODEL

SOLVINGTHE

EQUATIONS

DETERMINATIONOF' ,,,'1
PARAMETERSRNSIVITY

TESTINGTHE MODEL

NO

YES

Fig. 1. Flow diagram of the construction of a methematical model

Application of Simple Structured Models in Bioengineering

57

Two broad groups of approaches to the description of systems exist. These are the
continuum approach and the corpuscular method 5). In a corpuscular model, it is
recognized that, probably for all real systems, typical behavior is caused by the concerted actions of objects. The system is inhomogeneous (discontinuous) if length scales
typical of the objects' sizes are considered. For example, the smallest amount of a
chemical substance still having the properties of that substance is a molecule;
likewise, a single bacterium is the smallest quantity having the properties of a bacterial
:species. In view of our present-day image of matter, the corpuscular approach must
be considered the most realistic method of description. Nevertheless, in the engineering
sciences most problems commonly encountered are treated in terms of the aforementioned continuum approach. In a continuum description, the corpuscular nature
of reality is ignored and the system is considered to be continuous in space. Variables
characteristic of this approach are temperature, pressure and concentrations of
substances and organisms. The continuum approach is preferred because these models
are conceptually simpler and can more readily be treated mathematically.
Classical microbiology considers the basic unit of all functioning organisms to be
the cell. Hence, for the description of microbial systems the corpuscular approach
seems to be particularly suitable. This approach has been pursued by Ramkrishna 6)
and by Fredrickson et al. 7~ who apply the term segregated models to this class of
approaches. Despite the fact that organisms are corpuscular in nature, the continuum
approach, earlier termed distributive 4~, is most commonly encountered in the
description of bioengineering systems. It can be shown 3,4.7) that in some instances,
continuum models can be formally derived from a corpuscular description, and both
treatments become equivalent in these cases. In other situations, direct equivalence
cannot be shown and the continuum treatment must be handled with care. A basic
understanding of the corpuscular method is therefore worthwhile and a brief outline
will be given in Sect. 3. After this short excursion into the corpuscular approach, the
continuum approach will be exclusively used.
A second point relevant to models of bioengineering systems is the distinction
between the deterministic and the probablistic approaches 3,4~. The difference between
both approaches rests in the nature of the predictions about the future behavior of
the system that the model allows. In a deterministic approach, the knowledge of the
state vector of the system 3~(a vector composed of all variables necessary to specify the
state of the system at a given moment in time) allows an exact prediction of the future
behavior during an arbitrary time interval. With the probablistic approach, it is only
possible to specify a probability that the state vector will be in a given region of state
space (state space is a coordinate system of the dimensionality of the state vector.
Each point in state space corresponds to a single value of the state vector). The
predictions generally become less and less accurate with increasing time. The
probablistic "behavior" of a system is caused less by the nature of the system than by
the nature of the observer and his observations. A probablistic approach is often
used if the observer is unable to obtain sufficient information about the state of an
object and its subsequent behavior to allow deterministic predictions (for example,
if not all mechanisms are known, or certain important state variables cannot be
measured). Experience shows that the necessity of a probablistic approach increases
if the number of individual objects in the system is low. Thus, the behavior of a large
number of organisms growing in a bioreactor can be adequately described" by a deter-

58

A. Harder, J. A. Roels

ministic model, but the behavior of small numbers of organisms (e.g. in the last stages
of sterilization) calls for a probablistic approach 8~.
In engineering studies deterministic models are almost exclusively used. This
preference is due to the nature of the predictions and the simpler mathematical structure
of these models. Hence, the principles of the probablistic approach will only be
indicated briefly (Sect. 3), attention will be focussed on deterministic models.
A further relevant distinction is the classification into structured and unstructured
models 4~. In unstructured models the state of the organisms in the culture is assumed
to be sufficiently specified by the total number of organisms or the dry weight of
biomass present. However, in a structured model the organism is described in greater
detail, and for example the concentrations of DNA, RNA and protein per unit dry
matter are also specified. Unstructured models are mathematically more tractable and
more easily verified experimentally. Thus, they are therefore to be preferred in all
applications where their accuracy of description of a system is suited to the desired
application. The Monod equation 9) for the substrate limited growth of microorganisms is an example of a successful unstructured model. Originally, it was empirically derived from results on the batch culture of microorganisms. Herbert ~0) introduced a term accounting for endogeneous metabolism, extending it to apply to
growth in the chemostat. More recent work 3.1~) has investigated its application to
fed-batch culture. In general, unstructured models can be considered a good
approximation in two distinct cases. These cases arise when the composition of the
organisms is not relevant to the aspects of the system the model describes, or when it is
independent of time, i.e. in balanced growth 41
Both conditions are fulfilled in chemostat theory, where the outcome of the modelling exercise can be shown to be insensitive to the details of the kinetic assumptions
used. Furthermore, at steady state, the composition of the organisms does not change.
The unstructured approach also assumes composition to be equal at differing dilution
rates, but this is not validated by experimental evidence ~2,~3)
In short, although unstructured models can often be advantageously applied to
the description of a system's behavior there are a large number of applications in
which these models fail to be adequate. This applies when the biomass composition
changes drastically, like in some stages of fed-batch processes and the early stages
of batch growth (lag phenomena), and in situations where a specific constituent (e.g.
protein and RNA content in SCP production) must be modelled. In those cases a
structured approach is necessary. A large number of compositional variables can be
attributed to biomass. If this is performed to the extreme, very complex models
result TM~5). However, these models contain so many parameters that they become
too unwieldy for useful applications in bioengineering. A class of potentially useful
models are formed by a simple extension of the unstructured approach, in which the
amount and the properties of the biomass are specified by two or three variables.
These are the so-called two- or three-compartment models. They combine a better
description of the system's behavior with moderate mathematical complexity and
a sufficiently low number of parameters to permit experimental verification.
Examples of such models are appearing more frequently in the literature. However,
some conceptual difficulties are inherent to the formulation of such models. These,
if not carefully considered, may lead to models which are structurally wrong 16).
The objective of this review is to show some applications of simple structured models

Application of Simple Structured Models in Bioengineering

59

in biotechnology. The theory of the construction of structured continuum models


will be treated to clearly point out the difficulties and to show how these can be
avoided.

2 Brief Survey of Microbiological and Biochemical Principles


Relevant to the Construction of Structured Models
In microorganisms, a great variety of chemical reactions take place between a limited
number of precursor molecules. This reaction pattern results in a complex macromolecular machinery of great structural diversity. In order to grow optimally under
varying external conditions, organisms must be able to adapt their activities to
changing environmental conditions. A number of mechanisms operative in influencing
the reaction pattern inside an organism can be distinguished:

a) Direct mass-action law regulation


Changes in the concentration of one or more of the intermediates or substrates of
a reaction pattern causes changes in the rates of the reactions constituting the pattern.
These changes, however, are generally not beneficial to the organism. One of the
possible theories behind the Monod equation is an example of a deduction based on
mass-action law considerations 1~. In general, the time constants of these changes are
small (i.e., the action is quickly established).

b) Regulation of the activity of enzymes


Enzymes are macromolecutes with complex secondary, tertiary and quaternary
structures. Interactions of these molecules with small molecules, effectors, may cause
changes in the enzyme's conformation and hence in its catalytic action. Controls have
been demonstrated for the main energy supplying pathways 18) and in anabolic biosynthetic sequences 19,20)
It is now accepted that the mechanisms, known as the allosteric controls, are vital
to the integration of microbial metabolism. General and useful mathematical models
for a single regulatory enzyme have been proposed 21,2z). A remarkable general
approach to the study of sequences of enzymes with regulatory characteristics has
been described by Savageau 23) The time constants of these controls are generally
larger than those of the mechanism described under a).

c) Regulation of the macromolecutar composition of the cell


The concentrations of the various macromolecules of the cell are adapted to changing
environmental conditions by altering their rates of synthesis. The changes in the
steady-state concentrations of RNA, proteins, DNA and carbohydrates in response
to dilution rates in continuous culture are well established ~2,13k The RNA concentration, especially, is known to increase markedly with increasing dilution rate.
In Fig. 2, the results of various investigators 12.24.-28) are summarized. As can be
~een, the relationship between the RNA content and the specific growth rate in
t steady state appears to be independent of the nature of the organism and of
:he means of the growth limitation employed. This is the basis of the "constant
:fficiency hypothesis" for protein synthesis at the ribosomes, i.e. each ribosome
)roduces protein at a constant rate, independent of environmental factors 12~. This
~ypothesis was later refined. It was shown that, especially at low specific growth

6O

A. Harder, J. A. Roels

RNA in d r y m o s s ( % )
40-

(1

30-

20

tx :

10-

o
0

0.5
x

1.0

1,5

Azotobacter chroococcum
Aerobacter aerogenes

o
+

Bacillus megaterlum
Canclida ut]lis

Salmonella

Escher[chio

typhlmurium

Ix ( h -1 )

coli

Fig. 2. Compilation of data of RNA % as a function of dilution rate

rates, more RNA is present than is required by the constant efficiency hypothesis ~3)
This unused protein synthesis capacity was shown to be mobilized quickly in transient
states following a sudden increase of the specific growth rate 29)
More drastic changes in the cellular composition are known to follow alterations
in the type of the nutrient supplied. The amounts of the various enzymes produced
by the cell are regulated to meet requirements. The operon model postulated by Jacob
and Monod 3o) explains these phenomena from the existence of controls concerning
the rate of transcription of the codons present on the genetic material. The rate of
transcription of a codon onto messenger g N A is controlled by regulatory genes. The
cell produces a repressor protein which, in the active form, binds to the operator and
blocks transcription. An effector, often derived from the substrate of the enzymic
sequence the operon codes for, interacts allosterically with the repressor protein,
either binding to or releasing the operator, depending on whether the effector is an
anti-inducer or an inducer, respectively. Thus, this mechanism allows the organism to
change its enzymic constitution to suit the demands posed by nutritional changes in the
environment.
In recent years 3~), it has been recognized that a second important control of the
transcription of codons exists. Efficient transcription to m-RNA is postulated to
only take place if a complex of c-AMP (cyclic AMP) and CAP (catabolite activator
protein) is bound to a promotor gene on the DNA. Certain catabotites, such as
glucose, apparently reduce the c-AMP concentration and inhibit the expression of
the codon (positive control, catabolite repression).
The genetic control mechanisms mentioned are relevant to the description of lag
phase phenomena, diauxy and product formation (intracellular and extracellular
enzymes). The time constants of these mechanisms are larger than those mentioned
under b).

Application of Simple Structured Models in Bioengineering

61

d) Selection within a population of a species


Natural selection offers a further possible mode of adaption. Genetic variation within
a species may lead to the selection of an individual having properties which confer
an advantage in the environment under consideration. This causes a shift in the
mean properties of the population, and is particularly relevant to continuous culture
techniques which generally favor fast growing organisms. This can cause problems
in industrial processes where organisms with a lower productivity may have a selectional advantage over the industrial strain as they may direct more energy to growth and
less to product formation. The population thus gradually becomes less productive.
This has been shown to happen in an Qt-amylase producing strain 32~.These selectional
processes are characterized by time constants larger than those of the adaptational
processes.
e) Changes in the composition of a mixed species population
In a number of important applications, for example in waste water treatment, the
biotic phase is made up of a mixture of organisms rather than of a single species.
Changes in environmental conditions may induce changes in the fractions of the
different species 33). m model for waste water treatment must allow for these
phenomena in order to describe dynamical situations with some accuracy. The time
constant for such changes may be very large.

3 Corpuscular Description and its Relation


to the Continuum Approach
A continuum model of a population of microorganisms assumes the organisms to
be homogeneously distributed throughout the culture fluid, the cellular nature of
organisms being considered to be irrelevant. This approach leads to loss of realism,
but it is easier mathematically. In some instances continuum models can be formally
derived from a corpuscular treatment by the use of suitable averaging techniques over
all objects present in the culture. An important aspect of such a procedure is that it
leads to a better understanding of the correct formulation of kinetic equations in
the continuum representation 3, 7.34)
In this context some aspects of corpuscular theory will be briefly reviewed. More
complete accounts can be found in the literature 6,7,35)
A collection of objects is considered (e.g. a number of microorganisms). The state
of each of the organisms is characterized by a state vector ~, containing variables
which, for example, describe the composition of the organism in terms of the
macromolecules DNA, RNA, protein and carbohydrates at a given moment of
time. A multidimensional probability-density function, W(o), is now defined, giving
the probability-density for the state vector to have a value in a certain region of
state space (i.e. a probablistic approach). This probability-density function is
defined by the following equation:
dN(o~) = NtW(o) iI-i/dcoi

(1)

62

A. Harder, J. A. Roels

Equation (1) shows the relationship between the number of organisms, dN(o~), having
a state vector in the state space volume element, 1~ dei, the number or organisms per
i

unit volume, N,, and the probability~ensity function.


The moments of the multidimensional probability-density function are important
quantities. For simplicity, these will be demonstrated for the case of a unidimensionai
probability-density function, i.e. the case in which the state vector contains only one
variable (i.e. i = 1, fJ)i = -.0).
The first moment of the probability-density function is defined by
co

(to) = ~ oW(~0) do~

(2)

The first moment is the average value of o for all organisms present in the
culture.
Another important quantity is the second moment, (co2), of the probability-density
function:

( 62) = ~oflqJ(c) d o

(3)

The meaning of ((02) is best illustrated by comparing it to variance, 0 2, as used


in statistics 36~:
eo

o 2 =

J" ( o -

(o)) 2 ~(o) do

C41

The following relationship is easily shown tO hold:


o 2 = <coz> -

<o~> 2

(5)

Now a function of the property o, fro), is considered, its average value for all
objects in the culture is given by:
(f(o)) = ~ f(o) q~(o) &0

(61

To illustrate the application of Eq. (6) the following example is considered: A culture
or organisms performs an enzymatic reaction due to the action of an enzyme E. The
amount of enzyme per organism is e. The probability-density function for e is W(e).
The number of organisms is assumed to be sufficiently large and a Michaelis-Menten
type Eq. (37) is assumed to apply to each cell. Then the rate of enzymatic reaction
per cell, RE, can be written as:
RE _

keC~
K M + C~

where C s = concentration of substrate, K M = Michaelis constant.

(7~

Application of Simple Structured Models in Bioengineering

63

The average rate of reaction per cell for all organisms in the culture is given by"
f

(RE) =

keC~
K M- + C~

W(e) d e

(8)

Equation (8) can be modified to:


kCs
(RE) = - -

(e)

(9)

K M 4- C s

The overall rate of reaction, rE, for all organisms in the culture is obtained if the righthand side of Eq. (9) is multiplied by N t
kC,
rE -- KM + C~ N,(e)

(10)

The product Nt(e) is the amount of the enzyme per unit volume of the culture; it
hence is a continuum variable which will be indicated by C E. Thus, Eq. (10) can be
written as:
kCs
rE -- K M+ C~-~CE

( 11 )

Equation (11) is the continuum formulation of the Michaelis-Menten model for


the culture. It was shown above to be a direct consequence of a formal corpuscular
treatment. Hence, the corpuscular and the continuum approach are equivalent in
this case.
The reasoning presented above can be easily generalized to the case of a multidimensional probability-density function, a situation relevant to the construction of
structured continuum models. For example, the rate of a sequence of enzymatic
reactions, R, is considered,' which is a function of the amounts of a number of
compounds present in the cell, expressed by the vector to, and a number of extracellular concentrations of chemical substances.
R = R(to, y)

(12)

In Eq. (12) y is the vector of a-biotic, extracellular, concentrations.


The average rate of the enzymatic reaction per cell for all cells present in the
culture, ( R ) , is now given by:
o

(R) =

co

... f R(to, y) W((o) dto


O

(13)

For the general case, the integral at the right-hand side of Eq. (13) cannot be
simplified further. Straightforward evaluation is possible if the following conditions
hold:

64

A. Harder, J. A. Roels

a) R(to, y) can be factored out with respect to the individual elements of the
organism's state vector:
R(o, y) = k~T(y) I ] O)i

(14)

In Eq. (14) T(y) is a function of the extracellular state vector, y.


b) The properties, %, of the cell are statistically independent; in this case, the
probability-density function can be written as:

y(~o) = H %()

(15)

If Eqs. (15) and (14) are combined with Eq. (13), also considering Eq. (2) for the
restrictive case to which both conditions mentioned under a and b apply, it follows that
( R ) = k~T(y) 1-[ (ml)

(16)

in which the (toi) are the average values of each of the individual properties of
the cells.
Using Eq. (16), the total rate of reaction in the culture is now given by:
rE = k~T(y) 1~ (%) N,

(17)

If one cell has a mass W, and the mass fractions of the various compounds in the cell
are given by %, it follows:
r E = k~T(y) l~ wiW . - t C X

(18)

In Eq. (18), n is the dimensionality of the state vector to and C Xis the concentration
of biomass dry matter.
Equation (18) shows that in the correct approach to structured continuum models,
the extracellular and intracellular concentrations should be treated differently. Special
precautions are not necessary for the a-biotic concentrations (vector y); they can be
expressed as concentrations per unit of culture volume. The biotic concentrations
(i.e. the concentrations of cellular compounds) are, however, best expressed as mass
fractions of the cellular mass, the so-called intrinsic concentrations 16) Finally, the
rate equation (18) is shown to be first order with respect to the total biomass
concentration, Cx, a feature, which is intuitively correct 3)
It is also possible to construct a correct rate equation using biotic concentrations
expressed per unit of culture volume, when the general form of the rate equation
becomes:
r E = kCT(y) [ I xiW ,-1 C~1-,
xi in Eq. (19) is the biotic concentration of compound i expressed per unit volume.

(19)

Application of Simple Structured Models in Bioengineering

65

A kinetic equation of the following type is often proposed:


rE = keT(Y) H xi

(20)

The structure of this equation is based on the mass-action law rate equations
fundamental to most approaches to chemical kinetics 3s~. It represents, however, an
incorrect approach to bioengineering kinetics when reactions between cellular
constituents are also considered. This is obvious from a comparison of Eqs. (20)
and (19). This difficulty was first pointed out by Fredrickson ~6~ who dealt with
examples of such errors in the literature 39,40). These errors have however also
appeared in the recent literature 4 ~
The problems resulting from the use of equations similar to Eq. (20) were
illustrated by Roels and Kossen 3~ by referring to the model of Williams 39)
There is another problem associated with the use of the continuum approach
which must be discussed. The averaging process according to Eq. (13) only leads to
meaningful deterministic values if the number of objects considered is sufficiently
large. In general, the order of magnitude of the variance of a sample of N objects is
equal to the ensemble variance divided by N. In view of this, if the number of organisms
considered becomes less then 102--10`*3), the deterministic continuum approach
should be handled with caution.
An important problem involves the application of mass-action law considerations
at the level of the bacterial cell where, in many cases, there are only a few molecules per
individual cell. Examples of such problems have been discussed for Michaelis-Menten
kinetics 4.2) and for the operon model 43~ These exercises clearly show that in such
cases, a mass action law approach to kinetics may lead to errors. In the present
review, however, these problems will be ignored.

4 Construction of Structured Continuum Models 34, 44)


In the following a culture of microorganisms will be considered. The concentration of
biomass present in the culture is C x. The state of the culture is defined by an overall
state vector C which contains the concentrations of the compounds in the biotic and
a-biotic phases.
According to the arguments developed in Sect. 3, the overall state vector is divided
into biotic and a-biotic parts:
C = {y, x}

(21)

The a-biotic state vector, y, contains the concentrations of k compounds which are
not part of the intact biomass. The biotic state vector, x, contains the concentrations
of n compounds which are part of the biomass.
Components present in both the biotic and a-biotic phases are identified by distinct
numbers in both state vectors. The compounds specified by the state vector x, are
assumed to account for all biomass dry matter which, however, does not necessarily
imply the specification of the concentration of each component of the biomass

66

A. Harder, J. A. Roels

separately. The elements of x may also refer to groups of compounds. Under this
condition, the following relationship holds:
C~ = L xi

(22)

i=l

In the preceding section it was shown that a correct approach to bioengineering


kinetics is facilitated by the use of intrinsic concentrations for the biotic phase.
Hence, a vector w of intrinsic concentrations must be defined.
The elements, w i, of that vector are given by:
w i = xl/C x

(23)

In a culture of constant volume, the concentrations of the various compounds


present can be treated as extensive quantities and their rate of change can be
obtained from the general procedure for the formulation of balance equations fundamental to all physical theory. This balance principle is stated as in Ref. 3).
ACCUMULATION
= CONVERSION + T R A N S P O R T
IN
SYSTEM
Two sources contribute to the accumulation of a compound in a system. These
are transport of the compound to the system and production of that compound
within the system. In vector notation, the verbal statement can be represented as:
= rA + ~

(24)

In this equation r A is the vector of the net rates of the production of each compound
in the reaction pattern in the system. @ is the vector of the rates of transport of these
compounds to the system. The reaction pattern inside the system is now characterized
by the vector r of the m independent reactions taking place in the system ,s). The net
rate of formation of each compound is now given by:
r A = rot

(25)

Equation (25) defines the stoichiometry matrix, at, an m x p matrix (p is the dimensionality of vector C). In this matrix, the element Qtij gives the amount of compound j
produced in the i-th reaction.
Expressions analogous to Eqs. (24) and (25) may now be formulated for the rates
of change of the a-biotic and biotic state vectors:
= r % + @y

(26)

= r atx + @x

(27)

Application of Simple Structured Models in Bioengineering

67

In Eqs. (26) and (27), ay and ~ are the stoichiometric matrices for a-biotic and
biotic compounds; ~y and O~ are the vectors of rates of transport for a-biotic and
biotic compounds.
Equation (26) can be used to describe the dynamics of the a-biotic state vector.
The balance equation for the biotic state vector poses special problems.
Firstly, an equation for ~ must be formulated. As the state vector x refers to intact
cells, transport of compounds to or from the system can only take place as intact cells.
This excludes the possibility of removal or addition of cells of a composition other
than the population mean. Thus, the following equation holds:
O. = q~w

(28)

where ~, is a scalar representing the rate of transport of biomass to the system,


expressed per unit of system volume.
Secondly, as previously stated (Sect. 3), the kinetic equations are, as far as the
biotic compounds are concerned, best expressed in terms of intrinsic concentrations,
i.e. in terms of the vector w.
A direct formulation of a balance for the biotic state vector is, however, impaired
by the fact that, even if the system's volume is constant, the intrinsic variables are not
extensive quantities. It is, however, possible to formulate an expression for the
dynamics of the intrinsic state vector starting with Eq. (27). Inserting Eqs. (23) and
(28) it follows:
(w'C~) = r a~ + @~w

(29)

By differentiation of the left-hand side of Eq. (29) it follows:


C;# + w ~ = rat. + ~xw

(30)

If the n component equations of the vector-equation (Eq. (30)) are added, it


follows:
(31)
i=l

i=l

i= 1

In this equation 1 is a column vector of dimensionally n composed of ones.


The matrix product r aq # 1 in Eq. (31) is equal to the net growth rate, r~, of the total
amount of biomass dry matter.
As the sum of all n elements of the vector w equals unity, and the sum of the
time derivatives of the n elements of w equals zero, Eq. (31) can be written as:
(~x = r~ + @x

(32)

If Eq. (32) is substituted into Eq. (30), the following equation for the dynamics of w
is obtained after rearrangement:
= (r=~ -- wrO/C,

(33)

68

A. Harder, J. A. Roels

Equations (26), (32) and (33), together with a set of constitutive equations for the
rates of reaction r and constitutive equations for ~x and ~y, form a complete structured
continuum model in which the biotic compounds are treated in terms of intrinsic
concentrations. Equation (33) shows that in the state equation for the intrinsic biotic
state vector w a term --wrx appears. This accounts for the dilution of the biotic
compounds by the increase in the total amount of biomass. Omission of this term in
the formulation of an equation for the biotic state vector dynamics is another
important source of errors in structured continuum models (see article of Fredricks o n 16)).
The approach to structured continuum models developed in this section will be
applied to some examples in the following sections.

5 Relaxation Times and their Relevance to the Construction


of Structured Models
5.1 The Concept of Relaxation Times
Bioengineering systems are, like all engineering systems, of a complex nature and a
rigorous description of their behavior leads to large sets of complex mathematical
equations containing a large number of parameters not readily obtainable experimentally. Hence, a consistent procedure must be developed to simplify this
description to a realistic model relevant to the desired application. An interesting
approach to the depiction of complex systems was developed in thermodynamics
about 1950 46, 47). It may be extended to the treatment of bioengineering systems. This
is the theory of so-called incomplete systems which are described using the concept
of "hidden variables".
Thermodynamics concerns the description of systems in terms of a black box
approach, using only macroscopic variables which can be observed from outside the
system. However, processes which cannot be externally observed and yet still
contribute to the behavior of the system often occur, e.g. when chemical reactions
take place within the system. A representative example is an unstructured approach
to the depiction of continuous culture, where the directly measured macroscopic
variables are the concentration of biomass, C x, and the concentration of the substrate,
C s. The internal processes of the organisms will adjust immediately after a shift
in dilution rate. These changes, for example in RNA and protein content, cannot be
directly observed but certainly influence the behavior of the organisms.
In thermodynamics, the theory of incomplete systems introduces the concept of the
natural times or the relaxation times of the internal processes. The system is
described in terms of the externally observable variables and a number of relaxation
times which characterize the rate of the adaptation of the internal processes to a
change in external conditions. A small relaxation time characterizes a mechanism
which adjusts quickly. This approach is more or less analogous to the transfer
function approach to the dynamic behavior of systems 48). The application of the
latter approach to bioengineering systems has been investigated 49-52~

Application of Simple Structured Models in Bioengineering

69

The time constant concept provides a direct route to the choice of the degree of
complexity required for the description of the behavior of a system. In principle, the
behavior of a culture of organisms is described by a vast number of relaxation
times resulting from, amongst others, the various regulatory mechanisms discussed in
Sect. 2. These mechanisms generally have largely different relaxation times, a highly
speculative picture of which is given in Fig. 3. A description of the system can
be simplified by basing an approach on a comparison of the relaxation times of
the internal processes and those characterizing the relevant changes in external conditions.
If the changes in environmental conditions are slow compared with the rate of
adaptation of a given mechanism, i.e. if the relaxation time of the latter is much smaller,
the dynamics of that mechanism may be ignored. In the case mentioned, the organism
will be at steady state compared to that mechanism and external variables suffice to
describe the state of the organism. An additional relaxation time associated with
the dynamics of adaptation of the given mechanism is not needed. The model can be
simplified by the so-called pseudo-steady-state hypothesis with respect to the mechanism under consideration. A totally different situation occurs when the relaxation
times of the changes in the environment are small with respect to those of the
cell's adaptational mechanism, i.e. if the internal state adjusts very slowly. The
mechanism can then be totally ignored and the state of the organism with respect
to that mechanism will be characterized by the initial state throughout the process.
The description of the behavior of the system can now be simplified by deleting that
mechanism. In order to clarify the nature of both types of simplification vital to the
construction of workable models, some examples will now be dealt with.
a) In the kinetic description of enzymatic reactions, the Michealis-Menten equation
is often used 3 7 ) :
kWEfs

rs = - C~
K M-k C s

(34)

The state of the organism is described by the mass fraction of the enzyme in the
biomass, w E.

10 -6 i 0 -5 10-t~ 10-3 10-2 10 -1

I
~ss

ACTION

LAW

101

Io

102 103

104

105

10 6

10

,I,

ALLOSTERI C CONTROLS

RELAXATION
(SECONDS)

,I

CHANGES IN ENZYMIC
CONCENTRATIONS

m-RNA
CONTROL

SELECTION WITHIN A
POPULATION OF ONE OR
MORE SPECIES
EVOLUTIONARy

CHANGES

Fig. 3. Various internal mechanisms and order of magnitude of their relaxation times

TIME

70

A. Harder, J. A. Rods
The derivation of Eq. (34) is based on the following kinetic scheme:
E+S~ES~E+P

(35)

The enzyme is assumed to associate with the substrate to form an intermediate, ES;
this intermediate subsequently dissociates to yield free enzyme and the product. A
detailed solution of the dynamics according to Eq. 35 would require a description in
terms of w E and WEs, the mass fraction of enzyme and enzyme-substrate complex.
Equation (34) is, however, obtained if the relaxation time of the adjustment of the ES
concentration is very small, compared with the other time constants 53, 54)
b) A general approach to the bioenergetics of microbial growth has recently been
developed. This is based upon the pseudo-steady state hypothesis with respect to the
energy metabolism intermediates, ATP and NADH. These have very small time
constants for the adaptation of their concentrations 55, 56).
c) The steady-state behavior of a continuous culture can be adequately described by
the unstructured Monod model lO~.When a continuous culture reaches a steady state,
the relaxation times of the changes in environmental conditions have become
"infinite" and the pseudo-steady-state hypothesis is justified with respect to all
adaptational mechanisms. It may, however, take a long time (approximately 3 times
the largest relaxation time) for all processes to reach their steady-state values. The
phenomenon of selection in continuous culture is an example. This may cause changes
in the steady state of a continuous culture on a time scale which is large compared
with that of other mechanisms. This is a known problem in continuous culture 32~as
well as an effective tool in the selection of organisms with desirable properties from
a mixed culture of organisms 57, 58~. The Monod equation cannot be as successfully
applied to the description of the transient behavior of pure and mixed cultures 49, s9,6o~
Alter a transient shift, the relaxation times for the changes in experimental conditions
are smaller. The pseudo-steady-state hypothesis is then valid with respect to a more
restricted class of internal processes, i.e. those having a relaxation time smaller by a
factor 3 than that of the smallest environmental relaxation time.
Although the application of the relaxation time concept to the simplification of
the description of a system could be further discussed, we will, however, limit
ourselves to indicating its application in a number of examples to be treated in the
next section.
As already pointed out, the transfer function approach, roughly an analogue of the
treatment in terms of relaxation times, has been advocated for the application to
bioengineering systems 49-5~. It is our opinion that such an approach provides a
valuable tool in the identification of the number and the order of magnitude of the
relaxation times necessary for a n adequate description of a system. It should,
however, be borne in mind that the transfer function approach basically only
applies to linear systems. In other words, it only holds in the region around a given
initial state where the system can be sufficiently well described by a linearized set of
differential equations. This severely limits any application to bioengineering where the~
systems are strongly non-linear. Although the same holds, in principle, for the time
constant concept, it may be more easily understood in terms of mechanisms and more
readily adapted to provide a realistic depiction of bioengineering systems. An attempt
to show this will be undertaken in Sect. 5.2. Both approaches are basically "black

Application of Simple Structured Models in Bioengineering

71

box" approaches. The realism of the model can be evaluated by attempting to


translate time constants or transfer functions into a model based on known regulatory
properties. At least, one example of such a procedure for the transfer function
approach has been published 59)
Finally, an important conclusion may be formulated. It is improbable that, in a
given situation, more than two or three adaptational mechanisms have relaxation
times of the order of magnitude of those of the changes in external conditions.
Hence, all remaining relaxation times can be eliminated from the description of the
dynamics of the system either by a pseudo-steady-state hypothesis, for the small
relaxation times, or, by ignoring the mechanism, for the large ones. On the basis of this
reasoning, it can be stated that a two- or three-compartment model will generally suffice
to describe the system's dynamics. In Sect. 6 an example of a two-compartment model,
containing one internal mechanism, will be treated.

5.2 A Model Describing the Dynamics of Product Formation Based


on the Relaxation Time Concept
In order to show the effect of the relaxation times of internal adaption processes on
the dynamics of micro-organisms, a general model describing product formation
processes will be developed. Continuous culture is a powerful tool for the study of
microbial product formation. Apart from problems arising in connection with strain
degeneration, which may typically occur with the high yielding strains used in
industrial practice, an organism may be studied under steady-state conditions. This
allows to establish the steady-state relationship between the specific rate of product
formation, qp, and the specific growth rate (the continuous culture dilution rate)
in cases where such a relationship exists 61)
Apart from trivial cases in which the product formation rate is directly related to
energy generation 3, 62,63), the relationship between continuous culture results and the
more dynamic batch and fed-batch systems is not readily apparent. A number of
theoretical and empirical studies on this problem have been reported 64-68). The
activity function as proposed by Powell 69~ for the dynamics of growth can provide a
basis for the development of a description of the dynamics of product formation.
In the development of the model, the following assumptions are adopted:
-- The total rate of substrate uptake depends on the concentration of the limiting
(and energy supplying) substrate according to a Monod relationship:
qs, maxCs

rs - Ks +

Cx

(36)

where q . . . . . = saturation value of the specific rate of conversion of substrate.


The rate of product formation depends on the rate of substrate uptake (and hence
energy generation) according to:
rp = Qr~

(37)

72

A. Harder, J. A. Roels

In Eq. (37), Q is the product formation activity function. The rational behind
Eq. (37) is the assumption that part of the energy flux through the organism is
directed toward product formation, the fraction of the total flux being determined
by the activity function Q.
It is assumed that the fraction of energy directed to product formation remains
small, compared with the total rate of substrate uptake. (This assumption is easily
avoided, but it results in less complicated equations which adequately represent the
general features of the more complex case). The specific growth rate, p, can, for this
case, be calculated from the Herbert/Pirt 10, 70~ equation:
tl = Y~x qK~
. . .+. . C~
C~

m~Y~x

(38)

where Y~x = yield factor for substrates on biomass x, m~ = maintenance requirements


of substrate.
From Eqs. (38) and (37) it follows:
qp
la = Y~x ~ - m.,Ysx

(39)

Equation (39) provides a relationship between the specific rate of product formation,
%, the activity function, Q, and the specific growth rate la.
In the equation developed above, it is assumed that the substrate is only used as an
energy source. The carbon requirement for growth is assumed to come from
pre-supplied monomers. Again, this assumption can be easily avoided by involving
slightly more complex mathematics. An interesting direct application of Eq. (39) is
obtained if the product formation is directly related to energy generation (for example,
in the anaerobic formation of alcohol, lactic acid, etc.). In this case Q is a constant
which is directly obtained from stoichiometric considerations, and the familiar Luedeking-Piret 63) equation results from a rearrangement of Eq. 39:
%=

Q la+Qm~
~-~

(40)

In this simple case, Eq. (40) suffices to describe continuous cultures as well as fedbatch or batch cultures, provided that relaxation times of primary metabolism adaption are small compared with those of the changes in external conditions. However,
there are cases in which Q is regulated in response to environmental changes in a
manner not directly related to the specific growth rate. In these instances, a definite
relationship between Q and Ix in a steady state can still be assumed to exist:
Q* = f(~t)

(41)

where Q* is the value of Q in a steady state, for example after a sufficiently long period
of continuous culture growth. It is assumed to be an arbitrary function of p, f(p).
From Eqs. (41) and (39) it follows:

Q~

Y~q*
p + msY~x

(42)

Application of Simple Structured Models in Bioengineering

73

where q* is the steady-state value of the specific rate of product formation at a specific
growth rate g. Eqs. (42) and (41) allow the determination of Q*(g) from continuous
culture experiments. In order to extend the theory to dynamical situations an equation
is needed for the rate of adaptation of Q to changes in environmental conditions. Such
an equation can be obtained using the following reasoning:
a) The activity function is assumed to be equal or proportional to an identifiable
substance in the cell, i.e. the dynamics of Q can be described by the intrinsic
balance equation derived in Sect. 4:
1

O = ~

(rQ - r,Q)

(43)

In Eq. (43), rQ is the rate of synthesis of Q.


In a steady state, the specific rate of Q synthesis, q~, is given by:
q~ = gQ*

(44)

b) When not in a steady state, control mechanisms, which adapt the specific rate of
Q synthesis, are assumed to operate. The difference between the actual rate of Q synthesis and the steady-state rate is assumed to depend on the difference between Q and the
value of Q* consistent with a steady-state at the environmental conditions existing
at the moment considered:
qQ = q~ + g ( Q - Q*)

(45)

Now the function g(Q - Q*) is approximated by a Taylor series expansion 71)
around Q*, truncated as a first approximation after the second term:
g(Q - Q*) = g(O) +

(Q - Q*)

(46)

O =Q*

From the definition of the function g(Q - Q*) it is clear that g(O) equals zero.
Furthermore, from the condition that the steady state must be stable it follows:

Q=Q, =

If Eqs. (46) and (47) are combined it follows:


qQ=q~-K(Q-Q*)

(48)

where K is a positive constant given by:


~g
K = - (~Q-)Q=Q,

(49)

74

A. Harder, J, A. Roels

When introducing constant K, the further assumption that the first derivative of g
with respect to Q, evaluated at Q = Q*, does not depend on Q* is made.
Combining Eqs. (43), (44) and (48) for the rate of the change of Q it results:
()=--(K

(50)

+ p)(Q-Q*)

Equation (50) can now be applied, for example, to a shift in continuous culture,
showing the relaxation time for the adaptation to a new steady state to be equal to
1/(p -t- K). If K is large, a new steady state will be reached almost instantaneously.
Then, the organism will not show any lag in its adaptation to a new steady state.
Alternatively, if K is small, the time constant for adaptation will be equal to l/p, i.e.
dilution through growth will control the adaptational process.
The model presented above has been numerically simulated for a situation where
decreases exponentially. The organism was considered to be fully adapted to the initial
growth rate. The value of K was chosen to vary between 10 -3 times and 100 times
the specific growth rate decay constant. The steady-state relationship for Q* and la
was assumed to be:
Q* = 0.5p

(51)

In Figure 4 the apparent relationship between Q and la in the dynamic situation is


compared with the steady-state relationship according to Eq. (51) for various values
of K. As can be seen, when K is large the steady-state relationship is obtained. For
very low values of K the function Q is higher than the value according to the steadystate relationship, and in the extreme case changes are only due to dilution by growth.
This simple model may be used in a first effort to explain the behavior of product
formation systems having a largely varying rate of adaptation to environmental
changes. The constants and relationships of the model can, in principle, be easily
determined experimentally. First, the steady-state relationship between Q* and ta

c 0.5
0

0.4

~~

y-state
relationship

/ /

0.2
t)

~,

o.1

change of J~
I

0.1 0.2 0.3 0.4 0.5 0.6 03 0.8 o.g 1.0


Specific growth rate

Fig. 4. Steady-state and dynamic relationship between specific rate of


product formation and specific
growth rate for various rates of the
exponential decrease of the specific
growth rate

Application of Simple Structured Models in Bioengineering

75

can be determined using continuous culture. The constant of adaptation, K, can be


ascertained using, for example, shift-down or shift-up experiments in continuous
culture. It must be emphasized that the model is a first approximation and can be
refined by allowing K to depend on Q* and by the introduction of higher order
terms of the Taylor series expansion.

6 Models of Primary Metabolism in Microorganisms


6.1 Two-CompartmentModels
In unstructured models, biomass is considered as a black box, and regulatory processes
inside the black box are ignored. As was discussed in the preceding section, relaxation
phenomena inside the black box may cause the system to behave as if it had a memory
of its preceding state. These phenomena may formally be treated by the introduction
of "hidden variables", by the transfer function approach or, alternatively, by
specifying the process causing the delayed response, i.e. by a mechanistic approach.
The difference between these approaches becomes significant if the processes occurring
inside the system are known. Molecular biology has revealed much of the internal
functioning of microorganisms. Knowledge seems to have advanced sufficiently to
investigate its exploitation in bioengineering kinetics.
Early attempts to include structure in the description of the biomass were based
upon a distinction of two sections in the biomass. One approac h distinguished
between a section, responsible for the synthesis of cellular macromolecules and
a structural section containing the macromolecules necessary for the functioning of
the cellular machinery. The first compartment was often considered to consist of
RNA and precursor molecules and the second of protein and DNA. The models of
Williams 39,721and Ramkrishna et al. 401 are based on this distinction. The model of
Verhoff et al. 73~ distinguishes an assimilating compartment which takes up nutrients
and transforms them to energy carriers and biomass precursors, and a synthetic
compartment which produces new biomass. On the latter distinction, the models of
Bijkerk and Hall ~4~ and Pamment et al. 7~ for the growth of yeast are based. A
slightly different approach to the introduction of structure into the biomass is the
so-called Ierusalimsky-Powell bottleneck model 4"A'~A''60'69'76'77). In this model, a
"bottleneck" in metabolism is specified. This is a measure of the maximum specific
rate at which the organism is able to convert substrate to biomass. Models which are
basically analogous to this approach have been published 39,78-8oj. In some instances,
the bottleneck is specified to be the RNA-concentration because RNA plays
a central role in the synthesis of protein (constant efficiency hypothesis for the
synthesis of protein at the ribosomes, see Sect. 2). The time constant for the
adaptation of the RNA concentration seems to be of an order of magnitude relevant
to most applications, namely about 0.1--1 h -1 in bacteria.
Table 1 summarizes some features of a number of models which have appeared
in the literature.
The development of a typical two-compartment model will now be shown in
greater detail to familiarize the reader with the basic formalism. The model is

76

A. H a r d e r , J. A. R o e l s

=o

E.
~o

-=

..

.= ._ = "=

=.-=

W.

~_~ ~

~.

=-0

Z~.E

..0

-=

.u

-= =~Z 8
._=

~ o
=

<
Z

<
Z

<
Z

<.~S

=='~=

Zo

"~

~<8~

~D

~g

= ~ ~

"t=
0

.>_,
0

<

'8

,=

a
0

77

Application of Simple Structured Models in Bioengineering

..~

~-~

~ ' ~ ~ ~"" ~:.~


~ ~ ~ ~~-''"~~ .~
~

o~

~ ~ o~

~ ~'~,,

o
~~

~
~

.-o

"'~

o.~

~ .
-" ~

~ r.. o~ ~
~= ~ o
~Z

~ . ~
. , ~

~o~

< , ~
I=
e,I) I~

"0

~s:~

"~

~o

[..

78

A. Harder, J. A. Roels

essentially based on that of Williams 39,721, and on its modification and extension by
Roels and Kossen 3), Roels s4) and Harder 44).
A culture in which an organism is growing on one single source of carbon and
energy is considered. The organism is assumed to consist of two compartments
(Fig. 5). The G compartment is thought to contain the enzymes which convert the
substrate to the various building blocks for the macromolecules of the cell. The
remainder of the biomass, the K compartment, is storage material, genetic material,
RNA and the pools of the various precursors. The G compartment is assumed to be
synthetized from the K compartment under the catalytic action of the K compartment.
The latter compartment is thought to be synthetized from substrate under the
catalytic action of the G compartment. This is a great simplification of the
complexity of the cellular processes, but is significantly closer to reality than the
unstructured approach.
For a description of the state of the culture as a function of time, the approach
advocated in Sect. 4 can be used without problems when the kinetics and the
stoichiometry of the processes involved are defined:
a) The conversion of the substrate to the K compartment. The rate will be defined by
rsK. The stoichiometry is defined by the yield factor Y~K, the amount of K compartment material synthetized per unit of substrate used. Bearing in mind that this synthesis
occurs from the substrate under the catalytic action of the G compartment, the
following generalized relationship is proposed:
rsK = fl(fs) f2(WG)C x

(52)

in which w o is the weight fraction of G compartment in the biomass.


In the formulation of this equation, the notions derived from a corpuscular
treatment are taken into account, i.e. rates are assumed to be a function of the
fraction of the G compartment in the biomass and to be first order in the total
biomass concentration (Sect. 3).
In practice, Eq. (52) must be specified. For example, it may be formulated as
rsK-

qs, maxCs

WG

- K~+C~ Ko+w~

C~

(53)

rSK

K-compart~
rKG.~compartme,nt
L ...............................................

Fig. 5. Schematic representation of a two-compartment model (r~k = rate of conversion of


substrate to K-compartment, r~G rate of conversion of K compartment to G compartment,
roK rate of depolymerization of G compartment
to K compartment)

Application of Simple Structured Models in Bioengineering

79

Eq. (53) assumes a Monod-type relationship for the dependence ofrsK on the substrate
concentration, C~, and the weight fraction of the G compartment in the biomass.
b) The transformation of the K compartment into the G compartment.
The rate is defined as rKo and the stoichiometry by the yield constant Y~o, i.e. the
amount of G compartment produced per unit K compartment consumed. The
following relationship is proposed for the rate of transformation of the K to the G
compartment:

rKo = f3(w~) Cx

(54)

Equation (54) expresses the assumption that the transformation of the K to the G
compartment is governed only by composition of the biomass (f.e. wo) and is not a
direct function of the substrate concentration.
c) Turnover of the compartments of the biomass.
In the present example, the G compartment will be assumed to be subject to turnover.
The turnover process is assumed to be modelled by
roK = mGw~C x

(55)

m o = specific turnover rate of compartment G.


It is assumed to be a depolymerization process and is first order in the total
amount of G compartment (w~Cx). The specific rate of depolymerization is m o.
The yield constant for the formation of the K compartment from the G compartment
is assumed to be unity, i.e. no mass is lost during the depolymerization of the G
compartment to precursors.
The balance equations for the rate of change of the substrate concentrations, the
biomass concentration and the fraction of the G compartment are now obtained by
the application of the formalism treated in Sect. 4. Table 2 summarizes the resulting
equations.
An interesting feature of the equations in Table 2 is the fact that the intrinsic
balance equation is independent of the mode of operation, i.e. batch, fed batch or
continuous culture.
The problem of the expression fs(wo) will now be discussed. It is well-known that
the composition of the biomass in a steady-state continuous culture changes with
dilution rate. Usually, the amount of RNA present increases with rising dilution rate
(Fig. 2). In our terminology, this might mean a decreasing amount of the G
compartment with increasing growth rate. A simple and apparently reliable
approximation to the relationship is linear. Thus, the continuous culture steady-state
fraction of the G compartment can be modelled by:
w* = W~o + [3ola

(56)

w* indicates the steady-state fraction of the G compartment; we~,ois the fraction


of the G compartment present in a steady state when the growth rate is extrapolated
to zero.
As was first pointed out by Koch is), the existence of a given linear relationship
between an intrinsic concentration and the dilution rate in a continuous culture steady

80

A. Harder, J. A. Roels

Table 2, State equations of the two-compartment model. The following Equations are obtained by
substitution of the rates and flows into Eqs. (26), (32) and (33)

dEs

dt

qs, maxCs

WG

K, + C~ Kc + wG

C,+@~

2.1

--

dC~
qs, m~C~
wG
= YsK
Cx + (Y~G -- 1) f3(WG) C x + qbx
dt
K~+C~ K o + w G

2.2

dWG

2.3

WG
- - = --YsK q~" maxfs
wG + f~(wG){wo + Ylca(1 - wa)} - mGw~
dt
K~+C~ K o + w a

The Equations contain the transport contributions <p~and q~, which depend on the mode of operation
and are given by:
batch
~ = 0,
~ = 0
continuous culture with feed-back of
fraction (1 -- wo) of the biomass
~ = D(Csi - - C s ) ,
~x = -- woDC,
leaving the system
fed batch
~ = F(t),
qb~ = 0

state implies the existence o f a quadratic relationship between the rate o f synthesis
o f the c o m p o u n d and the dilution rate. This is a direct consequence o f the dilution o f
aft intracellular c o m p o u n d due to growth ~6}. This is applicable to the development
o f an equation for fa(wG). The following balance equation can be formulated:
(waC:x) = (qno - - mawo) Cx + ~xwaCx

(57)

where qKa is the specific rate o f the G c o m p a r t m e n t synthesis. By dividing b o t h sides


o f Eq. (57) by Cx and through partial differentiation o f the left-hand side it follows
that:
WG

WG + - 7 - (~x = qKa - m a w a + ~xWo/C~


~x

(58)

F o r a steady state, wo and (~, equal zero and ~x/Cx equals - - I t ; hence, it follows:
q*a = (It + m G) wB

(59)

Eq. (59) provides a relationship between the steady-state rate o f the G c o m p a r t m e n t


synthesis, q~c, and the steady-state fraction o f the G compartment, w~.
C o m b i n i n g Eqs. (59) and (56) it follows:

q~o=~(wo)

( m G - wSo
w
136j

(60)

Application of Simple Structured Models in Bioengineering

81

Now the function f3(w6) introduced in Eq. (54) is identified for a steady state as
being proportional to q*c.
The extrapolation which is now made is based on an assumption implicit in each
of the two compartment models mentioned earlier. It is assumed that the fraction
of the biomass composed of G or K compartments is sufficient to specify the
activity of the biomass, i.e. the two values C x and w G provide sufficient information
to rigorously define the amount and activity of the biomass. This clarifies the
relationship with the unstructured approach. In an unstructured model, the biomass
concentration alone is considered sufficient to specify the activities of the biomass.
The next alternative, a two-compartment model, specifies one compositional variable.
Under the assumptions presented above, Eq. (60) can be generalized to hold even
if the system is not in a steady state:
qKc = YKGh(w~) = ~

1 (wc) 2 + ( m ~ -

-~-c] wc

(61)

The reasoning presented above has resulted in a model of the two compartment
type having minimal complexity. Although highly simplified, it may provide a useful
alternative to unstructured models in situations where these models fail.
The procedure outlined in Sect. 5.2 could also have been applied, resulting in a
different approach in which the adaptation rate is also assumed to be directly
influenced by environmental conditions. This is a more complex, but more flexible
approach.
The necessity for a model of such simplicity, while sufficient knowledge is available
for the construction of a model of much greater realism may not be obvious.
Two factors should be considered:
a) A number of regulatory mechanisms at the level of energy generation and
consumption operate with such small relaxation times that a pseudo-steady-state
hypothesis with respect to these mechanisms is justified. Hence, the introduction of
these details seems to be unnecessary.
b) A minimum of complexity is desirable because a complex model often proves
very difficult to verify and may fit experimental results without having any
relationship with the behavior of the organism a). Only after obtaining experimental
evidence that the simple model should be rejected because of unsufficient fit of the data
or unrealistic parameter values, should additional complexity be introduced. An
additional "hidden" variable must be specified. Careful study however, of the
biochemistry of RNA and protein synthesis 13,81-84), may result in model structures
of greater realism and a complexity similar to that treated in this section.
To give an impression of the typical features of the model presented above, an
analysis of the continuous culture growth using the two-compartment model
presented above was performed. The model exhibits all features of the classical
chemostat theory 26) but also allows for the description of alterations in biomass
composition with growth rate changes (Fig. 6). For a steady-state culture, the
advantages of the two-compartment model over the unstructured approach are not
readily apparent. The differences become clearer in transient situations such as
wash-out from continuous culture. Figure 7 shows the results of a simulation of
wash-out for cells pre-grown at two different dilution rates. The present model

82

A. Harder, J. A. Rods

c:

201

20

10

10

'

- 0

Wk

qSK

1.5
1.0

0.5

0.5
I

I_--

I--

Fig. 6. The steady state values of


substrate concentration, C~,,biomass
concentration, C~*,mass fraction of
K compartment in the biomass, wk*,
and the specific rate of conversion
of substrata to K compartment, q,*~
according to simulations with the
two-compartment model (arbitrary
parameter values)

0.5
1.0
1.5 0
0.5
1.0
1.5
Dilution rate D (hq}
Dilution rate D (h-1)

reveals that the cells pre-grown at the lowest growth rate exhibit a more rapid
wash-out.
Although the model is primarily designed to apply to pure cultures, its application
to mixed cultures certainly merits investigation. As was pointed out in Sect. 2 (see
Fig. 2), there exists a tendency for organisms of different origin to have the same
steady-state R N A content at the same specific growth rate. Hence, a compartmental
approach describing a mixed culture in terms of average RNA content could be an
interesting approach to the study of the dynamics of mixed cultures 44).
The two-compartment model exhibits many features observed in batch and
continuous culture experiments..The method is certainly promising as an approach
to the modelling of microbial growth in situations where the relaxation times of the
changes in environmental conditions are of the order of magnitude of the relaxation
time of one of the internal adaptational mechanisms, e.g. in batch or fed batch growth
or during transients in continuous culture. The particular model presented, however,
must be considered as a preliminary proposal because many of the kinetic
assumptions do not rest on solid biochemical facts about the internal regulation of
the ccU. Furthermore, there are difficulties in identifying the compositional nature
of the K and G compartments in terms of structural compounds of the cell. It is
clear that a more thorough study of known regulation phenomena and an empirical
study of transient situations, for example in continuous culture, is needed. In this
respect, the chemostat is a valuable research tool. It is gratifying to note that the study

Application of Simple Structured Models in Bioengineering


Cx/Col

83

Shift D= 0.1 ~ 1 . 5 (h"t)


Shift D= 0.9~1.5 (h4)

1.0'

0.5

0
Time
of shift

Fig. 7. Simulation of the wash-out curves for biomass from continuous culture. Plot of the biomass
concentration relative to the initial biomass concentration, Cx/C~0 against time for a shift of the
dilution rate from 0.1 to 1.5 (solid line) and a shift
from a dilution rate of 0.9 to 1.5 (dotted line)
t

2
3
l.
Time efter shift (h)

of transient phenomena is apparently attracting the attention of a growing number of


investigators ss-ss)
In judging the succes of a modelling excercise, it is important to remember that
appropriate fit to an empirical biomass concentration or an oxygen uptake profile
provides little evidence of an adequate model structure if the model parameters have
been obtained by a least squares optimization. Independent evidence concerning the
degree of realism of parameters and mechanisms postulated, or a good fit to
a response obtained under conditions different from those under which the parameter
estimation was performed, are needed to critically evaluate the validity of a model.
This holds for the models proposed in the literature as well as for the example treated
in this section.

6.2 A Three-Compartment Model of Biomass Growth


There exist a number of situations in which organisms are known to produce large
amounts of intracellular storage compounds (e.g. macromolecules of glucose such as
glycogen 89,90)
Recently, a three-compartment model in which this phenomenon is considered has
been developed by Harder 44) and applied to the description of the dynamics of
activated sludge. In this model, three groups of constituents, termed R, K and G
compartments, are distinguished (Fig. 8). The K compartment is the microbial RNA,
the G compartment consists of protein, and the R compartment is the remainder of
the biomass, mainly consisting of carbohydrates and precursor molecules such as
nucleic acids and amino acids. The clear advantage of the three-compartment
approach over the two-compartment model treated in the preceding section is in the
easier identification of the compartments in terms of actual constituents of the
biomass. In this review, only the main aspects of the model are discussed. The
reader is referred to the original literature for a more detailed treatment.

84

A. Harder, J. A. Roeis
TURN OVER

TURN OVER

,I

Fig. 8. Schematic representation of a


three-compartment model

One of the interesting features of the model is an argument which is independent


of the details of the kinetic treatment. The three-compartments are assumed to be
synthetized from an external substrate and, as there is only one carbon source, this
wilt be utilized for both ATP generation and precursor synthesis. In the model
a pseudo-steady-state hypothesis for ATP is implicit as it is assumed that ATP
consumption always matches ATP production. This assumption is generally correct
because the relaxation time for adaptation of the ATP concentration is quite small.
Furthermore, it is assumed that both K and G compartments are subject to turnover,
a phenomenon which may be interpreted as maintenance 9,~.
The R compartment is not subject to turnover, and the following equation for
substrate consumption due to the R compartment synthesis can thus be formulated:
1

r ~ = .-7- rR

(62)

where r R is the rate of the R compartment synthesis, Y*R the yield factor for the R
compartment with respect to the substrate (kg R compartment per kg substrate)
and rsR the rate of substrate consumption for the R compartment synthesis. For the K
and G compartments, the situation is more complicated. It is best described by the
assumption that pools of precursors for both compartments are contained in the R
compartment. These pools are supplied by the transformation of substrate to K and
G compartment precursors and by depolymerization of macromolecules to their
precursors. Precursors are drawn from the pools for the synthesis of K and G
compartment. If a pseudo-steady-state hypothesis is applied to the pools (i.e. if the
relaxation times for their adaptation are small), the rates of substrate consumption
due to K and G compartment synthesis are given by:
1
-

rsK-

- -

YsK

rK

r~G = . 7 - r C
YsG

(63)

(64)

Application of Simple Structured Models in Bioengineering

85

where rsK and rso are the rates of substrate consumption due to the synthesis of the
compartments K and G; YsK and Yso are their yield factors and r~: and r o the net
rates of synthesis of K and G compartments. The latter rates are obtained from the
total rates (rK)t and (ro) t through correction for turnover:
r K = (rK)t -- mKwKCx

(65)

r o = (ro), -- mowoC ~

(66)

The constants m~ and m G a r e the specific rates of turnover of the compartments.


The last factor contributing to the rate of substrate consumption is the amount
of substrate required for the production of ATP necessary for the synthesis of
macromolecules from precursors. These contribution are calculated by the introduction of a modification of the YATp-COncept (Bauchop and Elsden 92)). The rates
of ATP consumption due to R, K and G compartment synthesis are assumed to be:
1
rATP, R --

YATP

rR

(67)

FATP,K - - YATP--,~(rK + mKwKC~)

(68)

rATP,G - - YATP--.C(r + mwCx)

(69)

In these equations, the YATp-Values are the ATP-yields (kg per mol ATP) for the
various compartments. As can be seen, a turnover contribution appears in the rates
of ATP consumption for the synthesis of K and G compartments. Finally, the
contributions in Eqs. (67)--(69) are converted into substrate consumption by the
introduction of the stoichiometry constant czc. This is the amount of ATP (moles)
produced per kg of substrate catabolized. The total rate of substrate consumption
for energy generation is as follows:

r s = - -

0~

P, R

rR + y---~Tp, K rK + y~xp , G rG +

1
1
mGWGCxI
YATP,K mKWKCx+ TAre, G

(70)

The total rate of substrate consumption is now obtained by the adding up


Eqs. (62)--(64) and (70). The result is given in Table 3, together with the equation
for the total rate of ATP-consumption obtained by adding up Eqs. (67)--(69).
The equations are derived for a steady state with constant proportions or R, G and
K compartments in the biomass. Equations (1) and (2) of Table 3 provide a structured

86

A. Harder, J. A. Roels

Table 3. Equations for the rate ofsubstrate and ATP consumption on the basis of a three-compartment
approach
Rate of substrate consumption:

I + - -

~ ~ wry-,,

LY,T,,~
Cx

t'

I +~cYATe.R

-Ec

mGWGt

'tl

<,
3.1

Rate of ATP consumption:

YATP,R -- [)
'.YATP.K

FATP= ~

WG( YATP.R
\YATP.G

mGWG)

f mgw g
+C~ - - +
~YATP,K

3.2

~ /

extension of the equations proposed by Herbert 1o) and Pirt 7o) and Stouthamer and
Bettenhausen 93), respectively, for the unstructured approach:
1

r~ = .-z7-- r~ + msC~
1

_ _
+ mArpCx
rATe = (YArP)max

(71)

(72)

In which (YATP)maxis the maximum yield of biomass on ATP.


These equations are only analogous to those in Table 3 when the biomass
composition is constant. The values of the parameters in the equations of Table 3
can be obtained in principle from the work oi" Forrest and Walker 94) and
Stouthamer 95). These authors have theoretically evaluated the values of YATP,R'
YATP,K and YATP,G" The values of Ysa' Ysg and Y~6 are obtained from stoichiometric
considerations. The value of 0~c can be obtained from metabolic pathways whereas
for aerobic growth the P/O ratio must be known. As this parameter is still open to
dispute, two values are assumed. The estimation of m K and m G remains a problem on
which little detailed information is available. For rapidly growing bacteria and fungi
the rate of protein turnover (i.e. G-compartment turnover) does not exceed 3 %/h 96),
while in non-growing organisms, the turnover may be as high as 5 %/h 97). For the
purpose of the present exercise a value of 3 % per h is assumed. Because even less is
known about RNA turnover, a value of 3 ~o per h is arbitrarily adopted. Table 4
summarizes the parameter values for growth on glucose it> it >ub>lt'atc..\~ can bc
seen from Table 5, the use of the model results in reasonable yields for a P: O ratio
of about 1. An important tendency is obvious: The yield increases with rising

87

Application o f Simple Structured Models in Bioengineering

Table 4. Parameters of a three-compartmentmodel


0t,

Y~a

88.9*
222**

0.9

Y~K
0.78

YsG

YATP.a

YArV.K

YATP,O

mK

mo

0.78

81.0x 10 -3

26.8 10 -3

25.6 x 10 - s

0.03

0.03

* P/O = 1
** P/O = 3

Table 5. Calculated values o f Y~, m,, (YATP)mx and mATP for microorganisms o f various compositional
characteristics
Organism

Y~x

(YAlrp)max

P/O
1

P/O
3

0.59

0.69

0.59

x103

m s x 103

mA.rp

P/O
1

P/O
3

26.5

13

!.I

0.69

26.7

12

1.1

0.68

0.78

43.4

0.4

0.65

0.74

35.0

0.7

0.63

0.73

32.0

0.8

Aerobacter aerogenes
(w G = 0.67, w t = 0.31)

Aerobacter aerogenes
(w G = 0.80, w K = 0.16)

Candida utilis
(w G = 0.31, w t = 0A0)

Activated sludge
(w G = 0.49, w K = 0.13)

Activated sludge
(w o = 0.62, w K = 0.10)

carbohydrate content of the organism (e.g. yeast). The maintenance factors reveal
the reverse tendency, being lower for a high carbohydrate content. This phenomenon
may also partly account for the abnormally low maintenance coefficients reported for
activated sludge 44,98~ and axenic cultures 9s). The systematic increase of the
fraction of storage carbohydrate with decreasing growth rate will result in a low
estimate of the maintenance factor if determined by the conventional double
reciprocal plot of yield factor against growth rate.
In the publication of Harder 4,,j, a modified version of the model structure
presented above is used. The uptake of substrate is assumed to take place by
conversion to the R compartment which is subsequently converted to K and G
compartments. Furthermore, the technique described in Sect. 6.1 was used to
model the rates of synthesis of K and G compartments, i.e. the continuous culture
steady-state relationships for the rates of synthesis of these compartments, which follow
directly from the steady-state mass fractions, are assumed to be adequate even when
the organism is not in a steady state.
Furthermore, Harder argues that Monod's equation is unfit to describe the uptake
of substrate by a mixed population, a view which is supported by some authors 99-101)
He proposes a n-th order power law equation for the substrate consumption. Harder
shows that the model fits the results of his continuous culture experiments and is in
fair agreement with some preliminary transient experiments although no attempts

88

A. Harder, J. A. Roels

have been made to adjust the constants of the model such that they optimally fit
the experimental curves. Although the validity of the various assumptions and the
kinetic equations to be used are still uncertain, the method presented appears to be
of future value as an alternative to unstructured models.

7 Models for the Synthesis of Enzymes Subject to Genetic Control


7.1 Introduction
In a single wild-type cell of E. coli growing on glucose or glycerol, the constitutive
enzymes of the glycolytic pathway are always present in 100.000 copies or more per
cell. In balanced growth, these enzymes are formed at constant rates. However,
a variety of enzymes are subject to control mechanisms at the genetic level. An
enzyme like 13-galactosidase is present in only 5 copies per cell if the substrate is
glucose or glycerol. On switching over to a galactoside like lactose, the amount of
13-galactosidase increases by a factor 1.000-- 10.000 102.lo3.zo4~. The research concerning the lactose-inducible IB-galactosidase system in E. coli was the initiating point
for the formulation of two fundamental physiological concepts of cellular regulation lo4):
1) the transcription of structural genes can be controlled by other so-called
regulatory genes,
2) this control is carried out by products, i.e. proteins of the regulatory genes
themselves. These proteins can turn off the transcription of the structural genes.
A schematic representation of the lactose operon in E. coil is given in Fig. 9. It is an
example of a co-ordinated unit of structural and regulatory genes in microorganisms.
The quantitative description of the dynamics of enzyme synthesis is more or less
based on the extensively investigated lac-operon in E. coli. Variations in the lacoperon theme are, for example, the tryptophan operon of E. coli 1o5~,the hut (histidine
utilization) system in Klebsiella aerogenes lo6)and the L-arabinose operon of E. coli17).
In the following, we will review the quantitative descriptions of the genetically
regulated consumption of substrates and formulate a model of rather limited
complexity which describes the known phenomenon of diauxic lag 34}. The model
can also be used to depict the synthesis of extracellular enzymes.

7.2 Repressor/Inducer Control


The expression of structural genes of an operon is controlled by a regulatory gene which
produces a protein called cytoplasmic repressor (R) at the ribosomes via transcription
on m-RNA (Fig. 9). This protein controls the regulatory gene on the operator gene (O)
by blocking transcription if bound to that gene. An effector (E), which commonly
interacts allosterically with the repressor, can decrease the affinity of the repressor for
the operator site (i.e. effector = inducer) or increase it (i.e. effector = anti-inducer).
These regulatory phenomena are termed negative controls. Based on the research of
Gilbert and Mfiller-Hill lo8,109)and the kinetic treatment of Yagii and Yagil 110),which

Application of Simple Structured Models in Bioengineering

89

//
GLUCOSE
/-'71 TlllOGALACTOSIDE
TRANSACETYLASE
/---41 LACTOSE PEP.KEASE

c~roPL~xxc
XE~RANE

GALACTOSIDASE

ADEI~LAT~
CYCLASE~

POSITIVE
-

m I~A

//
REI~ESSOR

+ INDUCER

CHRO~,OSC~t,
DNA

Fig. 9. Schematicrepresentationof the lac operon; its negative and positivecontrol units

is also the base of the operon models of several authors 34.,l l l -114,121), the interaction
between the cytoplasmic repressor (R), the operator (O) and an effector (E) can
be formulated in terms of chemical equilibria.
The ligand-repressor-operator interaction can be described by the following reaction
scheme 115)~
O+R
+

K2
.-~OR
+

nE

nE

":'41"

K41l'~

0 + R E . ~ ORE.
The number of binding sites for the effector on the repressor is given by n. If the
effector (E) is an inducer, the RE, complex results and if it is an anti-inducer, the
ORE. complex is formed.
The equilibrium constants K,, K2, K3, and K 4 are given by
w~E,
K I - w*t..,*~"

R~VVE!

(73)

90

A . H a r d e r , J. A . R o e l s

K2 = - -

(74)

WoW R
W *ORE n

K3

w* *w**"
OR 't,

(75)

El

W *OREn
K4

(76)

,---~WoWREn

In Eqs. (73)--(76) the intracellular concentrations of O, R, E, and of the different


complexes at equilibrium are given in terms of moles per unit of cellular dry mass.
So far it must be kept in mind that the following assumptions have been made:
a) A descriptio n in terms of moles per unit dry mass, i.e. a macroscopic description,
has been used, but microorganisms contain not more than 2 ~ copies of one type of
operator per cell and 10-20 copies of the repressor protein ~0s,rag} For such small entities (see also Sect. 3), the meaning of concentration and of thermodynamic
equilibrium is disputable. However, according to Hill 116)and Berg and Blomberg 43),
thermodynamic reasoning can, in some cases, be applied to small systems as long as a
large ensemble of such systems is present. Actually, the various concentrations have
to be defined as the probability to find the compound concerned in a given
state 11o.H7}
b) The pseudo-steady-state hypothesis is applied to the reactions between the various
regulatory compounds. The mechanism under consideration, i.e. the synthesis of
enzymes, involves a considerable larger relaxation time (see Sect. 5) compared to
the establishment of the equilibria between R, O and E. The dynamics of the
establishment of these equilibria are therefore ignored.
c) The affinity of the repressor protein for the i-th effector molecule is not influenced
by the already bound (i - - I) effector molecules. If the binding of one effector
molecule at one site entraces or decreases the birding of subsequent molecules at
the other sites, the theory has to be refined no)
Balances on repressor, operator and effector lead to the following equations:

(%%=w~+w*RE n

+w%+w*

ORE n

(77)

(w~), = w~ + w * + w*ORE n

(78)

(w~), = w~ + nw'~E" + nW*E,

(79)

* t, (Wo)
* t and (W *E)t are the total numbers of moles of R,
In the balance equations, (w~)
O and E, respectively, in the pseudo-steady state. In wild-type E. coli cells, there
are 10-20 times more repressor molecules than there are operators los~. In this case,
w*R and w*ORE n can be neglected in Eq. (77). A more complicated theory is obtained

if this is not the case ns)


The affinity of the repressor molecules for the operator descreases considerably
if the effector is an inducer and W~REncan be omitted in Eq. (78). In the case of an
anti-inducer, w*R instead of W~RE, can be neglected in this equation.

Application o f Simple Structured Models in Bioengineering

91

Equation (79) can be simplified by the assumption that the intracellular concentration of effector molecules is in sufficient excess over repressor molecules so
that w*REn + w*
OREn <~ w* and the concentration of non-bound effector is in good
approximation equal to the total effector concentration in the biomass. The total
concentration of intracellular effector molecules is often assumed to be proportional
to the medium effector concentration, C~ al0,m) Also proportionality with respect
to the rate of uptake of the substrate of the inducible enzyme has been postulated 119).
Now an equation can be derived for the fraction of operators which is repressorfree. In fact, this reasoning is analogous to the concept of "the probability of
binding" 12o). By a combination of Eqs. (73), (74), (77--79), the fraction Q1, for the
case of E being an inducer, is given by:

wg
I + K,(w~)"
Ql = - =
(w~)t
1 + Kl(W*)n + K2(w~) t

(80)

where (w* + W*E.) ~> (W~R + W'RE) ; (Wg'+ W'R) >> W*


OREn and (w~), = w*
The probability, Q2, of finding the repressor-free operator complex in the presence
of an anti-inducer is analogously obtained from Eqs. (73), (75), (77-79) with the
assumption (w~ + W*REn) >> Wgrt:

1 + K~(w*)"
Q2 =

1 + K,(w~)" + KiK3(w~)"(w~),

(81)

In induction models, the number of operons capable of being transcribed to m-RNA


is proportional to both the fractions Q1 and Q2 110-112,121)

7.3 Catabolite Repression


The inhibition of the de novo synthesis of the enzymes for lactose metabolism in E. coli
if glucose is added to the medium even if a galactoside is present, is called catabolite
repression 1z2,123). Catabolite repression by glucose or other rapidly metabolizable
carbon sources is generally found in for example prokaryotes involved in
1. the degradation of polycarbohydrates by extracellular hydrolases such as
or-amylase 124,125), glucoamylase 126,127), depolymeric polygalacturonase (DPG) 128)
and cellobiose degradation complex 114), 2. the degradation of proteins by an acid
protease 329), 3. the production of citric acid 33o), 4. the excretion of secondary
metabolites such as antibiotics, alkaloids and toxins 13x)
This 'glucose effect' can be overcome by the addition of the cyclic nucleotide
adenosine-3',5'-monophosphate (cyclic AMP) in the case of glucose-repressed E. coli
cells 132-134) Cyclic AMP influences the synthesis of inducible enzymes 134) and
a good correlation has been found between the intracellular levels in E. coli and the
ability to synthesize [3-galactosidase 135) Zubay et al. 136) and Emmer et al. 137)
independently isolated a protein factor which acts in conjunction with the cyclic AMP,
called the catabolite activator protein (CAP) or cyclic AMP receptor protein (CRP).

92

A. Harder, J. A. Roels

It has been shown that the CAP-cyclic AMP complex stimulates the fl-galactosidase
synthesis by binding at the promoter site (P) of the lac-operon and initiating the
transcription by RNA potymerase (see Fig. 9)138,139) This antagonistic effect of
catabolite repression by cyclic AMP ('positive control') is thought to be a general
regulatory mechanism in bacteria. However, also catabolite repression in E. coli
mutants, lacking cyclic AMP has recently been observed, suggesting that cyclic AMP
cannot be the unique regulator 140,141} The catabolite modulator factor (CMF),
possibly acting via the CAP protein, might be the regulating effector in these
mutants. Despite this biochemical and genetic information, the mechanism of positive
control by a CAP-cyclic AMP complex has only recently been modelled a4,113,114,t,'2)
Van Dedem and Moo-Young 1t9) modelled catabolite repression by formulating an
equation for the inhibiting effect of the intracellular ATP level on the synthesis of an
inducible permease for the transport of the secondary carbon source. Toda 112)
assumed two different operator genes one of which is repressed by a complex of an
assumed apo-repressor and a co-repressor (e.g. a metabolite of glucose) and the other
operator is repressed by a second molecule which differs from the first. In both
models no allowance has been made for the possibility of positive control by a CAPcyclic AMP complex. The following chemical equilibria are assumed:
K5

CAP + m(cAMP) ~ CAP - (cAMP)m

(82)

K6

P + CAP - (cAMP)m ~

P - CAP - (cAMP)m

(83)

where m is the stoichiometric binding constant. Bimolecular reaction kinetics between


both organic compounds, i.e. m = 1, has been used by Bajpai and Ghose 114}and Gondo
et al. 14z}.The equilibrium between CAP and P 113,114,14z)needs not to be considered
since the large excess of CAP over tac-operon makes it most unlikely that this
protein functions by forming a strong stoichiometric complex with the promoter
gene 136). Only cyclic AMP and cyclic TuMP ( = cyclic tubericidin monophosphate)
induce a conformational change in CAP necessary for DNA binding 143,147). The
equilibrium association constants are given by:
Ks - WCAP-(cAMP)m
,

(84)

WCAp(WcAMP)
Wp .- CAP- (cAMP)m
g 6 =

(85)
W*"
pWCAP - (cAMP)m

In Eqs. (84) and (85), the intracellular concentrations of CAP, cyclic AMP, P
and the complexes at equilibrium are given in terms of moles per unit of cellular dry
mass.
Balances on the amounts of CAP and P result in:
W*(CAP)t ~--- W~A P + W*CAP- (cAMP)ra

(86)

W~p),

(87)

= W~ "-~ W~_CA P_ (cAMP)m

Application of Simple Structured Models in Bioengineering

93

Under the assumptions made for the inducer-repressor-operator interactions (chemical


equilibria, pseudo-steady-states, equal binding sites for cyclic AMP on CAP), the
fraction of the promoter, being activated by establishing the promoter-catabolite
activator protein-cyclic AMP complex, can be defined as a4):
Wp _ CAP Q3 ---~

(cAMP)m

W~P)t
K 5K6(Wc*AMP)m W~CAP)t
*
*
m
1 + Ks(WcAMP
)m' + KsK 6W *(CAP}t(WcAMP)

(88)

Here, the assumption has been made that the operon shifts from the "closed
complex" of RNA polymerase and lac promoter (see Fig. 9) to a tight "open complex"
positively influenced and initiated by the binding of CAP-cyclic AMP complex to
the promoter site of the operon 133,139,~43,149).The operon model of Gondo et al. 142)
assumes an important equilibrium to exist between the "closed complex" and the
"open" one, independent of the presence of CAP and cyclic AMP. It is the "open"
complex, free from CAP-cAMP complex, which starts transcription of mRNA at
a basal rate. However, the large excess of CAP over bacterial operons 136,137,14.3)and
otherwise basal levels of cyclic AMP at high concentrations of glucose 150,~51)makes
it more probable that a basal level of the CAP-cyclic AMP complex in catabolite
repressed cells determines the basal level of the "open complex" and subsequently
the basal rate of the de novo synthesis of inducible enzymes. In order to account for
the catabolite repression of the intracellular cyclic AMP levels in microorganisms,
experimental evidence suggests an inverse proportionality with respect to the concentration of a catabolite like glucose in the culture medium 132, t51,153) At present,
little seems to be known about the exact mechanism of the interaction between the
concentration of the catabolite and the intracellular concentration of cyclic AMP.
Therefore, a completely arbitrary relationship between cyclic AMP and a catabolite
has been assumed 34).
Keat

W~AUP-- K~at + Cs

(89)

where W'AMP is the molar concentration of cyclic AMP in the dry mass and
Kea t is a constant.

7.4 Enzyme Synthesis Mediated by mRNA


In the quantitative description of enzyme synthesis under negative and positive
control, it is assumed that the formation of mRNA from the structural genes of an
operon takes place only if the operator is repressor-free and the promoter CAP-cyclic
AMP activated. The rate of mRNA synthesis in the presence of an inducer is thus
formulated as:
rmRNA = qmRNA. . . . frO) Q1Q3Cx

(90)

94

A. Harder, J. A. Roels

or for an anti-inducer:
rmRNA = qmRNA,maxf(p.)Q2Q3Cx

(91)

where rmSNAis the rate of the m-RNA synthesis, qraRNA. . . . the maximum rate of the
mRNA synthesis per unit biomass dry weight and f(la) a function which defines the
dependence of the specific rate of the m-RNA synthesis on the specific growth rate.
QI and Q2 are the fractions of free operators and Q3 is the fraction of occupied promoters. Equations (90) and (91) for the rate of the m-RNA synthesis are valid only if Q1
(or Q2) and Qa are statistically independent, i.e. the probability of the promoter
being occupied does not depend on the state of the operator. The growth-rate
dependent terms for the transcription of mRNA in Eqs. (90) and (91) have been
found to be proportional to la in the case of extracellular hydrolase production 154,15s)
For this case, the function f0t) can be formulated as:
f(la)=

(0~rnRNA~I"+ W~mRNA)0)

(92)

(0~raRNA~max + W(mRNA)0)
where w*(mRNA}
0 is the mass fraction of mRNA at zero specific growth rate and (~mRNA
a proportionality constant for the growth rate. Substituting Eq. (92) into Eq. (90) or
(91) we obtain:
rmRNA ~ qmRNA

QmRNA~ + W*
tmRNA)0 Qt (or Q2) QaCx
~mRNA~max+ W~mRNA)0

(93)

A second process which has to be modelled is the decay of mRNA which depends
on the stability of the messenger. Yagil 117~distinguishes proteins formed on
1) preexisting (latent) stable mRNA, 2) stable mRNA, 3) unstable mRNA,
4) mRNA with a fixed life time.
In general, mRNAs from bacterial operons coding for endogenous enzymes
have a very short half-life, i.e. a few minutes 104.156,157) However, Terui and coworkers 124,126,127)demonstrated the mRNAs for a variety of extracellular hydrolases
such as a-amylase, glucoamylase, acid protease and CMCase from Gram-positive
bacteria and fungi to be very long-lived. Recently, it has been reported 127) that in
Aspergillus niger, mRNAs associated with membrane-bound polysomes are more
stable compared to cytoplasmic mRNAs. The existence of membrane-bound
mRNA is growth rate dependent (0 % in growing cells and 50 % in non-growing
mycelia). The rate of mRNA degradation has been found to be either exponential 158,169,160) or linear 124,126,127) For simplicity, the degradation of mRNA is
assumed to be a first-order process 34,111,154}.
r'mRNA = kaWmRNACx

(94)

where YmRNA
'
i S the rate of mRNA degradation, kd the first-order degradation rate constant and Wr,RNA the fraction of mRNA in dry mass. Now it is assumed that the
de novo synthesis of an inducible enzyme is regulated at the transcriptional level.

Application of Simple Structured Models in Bioengineering

95

To save energy and metabolites, this type of metabolite control may be expected to be
more common and hence translation of mRNA follows automatically after
transcription of DNA. The specific rate of translation will be proportional to the
intrinsic mRNA concentration:
rE ~" kEWmRNACx

(95)

r E is the rate of enzyme synthesis and k E a kinetic constant. Evidence for


translational regulation, especially in slowly growing bacteria is given by Koch and
co-workers. "Extra" RNA which is not directly effective in the synthesis of
13-galactosidase, has been measured in E. coli 157,161). It may be argued that this
"extra" RNA is clearly advantageous in a varying environment.
First-order degradation of the inducible enzyme is further assumed and taken into
account:
where

r E = kdE'~dECx

(96)

where r~ is the rate of degradation of the enzyme, WE the mass fraction of the enzyme
in dry mass and kdE the kinetic constant of degradation.
The equations developed in this section allow the formulation of models for the
synthesis of intracellular and extracellular enzymes which are subject to negative
and positive controls. An example will be given in the next section.

7.5 A Model for Diauxic Growth


The modelling of enzyme induction and synthesis described in Sects. 7.1-7.4 can be
generally applied to the modelling of the synthesis of intracellular and extracellular
enzymes. In this section its application to the treatment of diauxic growth will be
discussed aa). Two substrates S1 and S2 are available to the organism; their concentrations in the medium are Cs~ and Cs2. The enzymes metabolizing the first substrate
are assumed to be constitutive, the second substrate enzyme system is subject to
positive and negative controls at the genetic level.
The Monod equation is assumed to apply to the uptake of substrate by the first
enzyme:
qsl, maxCs 1
rs I = Ks l + C s 1 C~

(97)

The secondary substrate S2 is an inducer of the second enzyme, the first substrate
S~ is a catabolite repressor of the enzyme. The rate of uptake of S2 is expressed by a
Monod type equation:

rs 2 --

qE, raaxWECs 2
Ks 2 + Cs 2 C~

.(98)

96

A. Harder, J. A. Roels

w h e r e qE, max is the maximum specific substrate uptake rate per unit amount of

enzyme and w E the mass fraction of the inducible enzyme in the biomass. The growth
rate of biomass is obtained from an extended version of the linear equation for
substrate consumption Io,70) (see also Sect. 6.2):
(99)

= Yslxrsl + Ys2xrs2 --msCx

rx

where Ysl, and Ys2x are the yield factors for the first and second substrate,
respectively.
The equations presented above in combination with the equations for the
dynamics of enzyme synthesis developed in Sect. 7.4 have been shown to allow the
formulation of a model for the phenomenon of diauxic growth 34). For the details
of the development of the model the original literature should be consulted.
The model was simulated for batch growth on two substrates using arbitrary parameter values. The results for biomass growth and the consecutive depletion of the
two substrates are shown in Fig. 10. The curves obtained compare well with experimental results, e.g. with those of Monod 9). These kinds of models may certainly be
useful for the description of growth on mixed substrates or for the construction of
models for the production of enzymes.
A number of models concerning the modelling of genetically regulated enzyme
synthesis have been reported. In Table 6 these models are evaluated against the
picture developed in this review. Aspect of the models like wether or not positive
and/or negative controls are taken into account and the way in which translation is
modelled are analyzed. Furthermore, special features are recorded.
As pointed out in Sect. 3, the safest way to model intracetlular processes is in
terms of intrinsic concentrations. Hence, concentrations per unit mass are used in
this section. Only a limited number of publications employ intrinsic concentrations for
intracellular compounds. This may result in errors for some of the models.

Cs%Cs21
m'31[

C,t
(kg m-3)

(kg

20'

20
16
12

12

/..,

4
_

k-

10
15
Time (h)

20

s2

10
15
Time (h)

-.

2O

Fig. 10. Simulations of diauxic growth according to the model for the enzyme concentration
regulation. Plots of biomass concentration Cx, and the concentrations of the substrates, Csl and C~z,
against time

97

Application o f Simple Structured Models in Bioengineering

..~

.~

r~

9 .-O a.a

0 . ,~

0 t,.] 0

..~<
O ..g~ O

~Z
m

~ ~ .~

t~

8
<~

t~
O

czT.

~oo~

.o

o'

..~
[.,,

[-

>,

~<_~

98

A. Harder, J. A. Ro

Z
g
0

~,g

~
Zz~

o.~

<~
!Z

g
0
0
0
"0

[.I

Z~
6"~<

Application of Simple Structured Models in Bioengineering

99

One final remark needs to be made. In the treatment of the various controls no
account was taken of the dilution caused by growth of the various intracellular
constituents active in these control processes. This is a direct consequence of the
assumption that the levels of these constituents are regulated by processes with very
small relaxation times. Hence, their levels are always equal to the steady-state values
corresponding to a certain set of external conditions.

8 Conclusion
The large-scale use of the activities of organisms in an industrial environment
calls for a quantitative understanding of their behavior. As in chemical engineering
where a well developed theory of reaction kinetics provides an adequate framework for
such endeavours, biotechnology needs adequate models for the description of the
behavior of organisms. These models can be applied to process development,
process optimization, process control and can be useful guidelines for the formulation
of desirable properties of organisms as far as industrial application is concerned.
In modelling the behavior of organisms, the problems to be overcome are
concerned with the complexity of biological systems. A great reduction of this
complexity is needed to obtain models which are suitable for engineering applications.
The danger inherent to such a procedure is that it may lead to a loss of realism, i.e.
the model may no longer provide a sufficiently accurate description of the organisms
behavior. In the modelling of microbial metabolism unstructured models have become
quite widely accepted in literature as well as in industry. These models do not allow
for the changes in the compositional variables of the organisms.
There are a variety of situations in which the composition of the organism
is subject to changes which do affect their behavior to a significant extent. In such
cases, structured models have to be used, i.e. models which allow for changes in the
compositional variables of the organisms.
Accounts of the development of structured models of varying complexity have
appeared since 1965. However, in our opinion the success of these endeavours remains
uncertain and they certainly have not become widely accepted in industrial
practice.
Two important factors play a role in this respect. Firstly, the theory is rather
intricate and subject to errors. Secondly, it is still difficult to find the necessary
balance between the avoidance of unnecessary complexity and assurance of sufficient
realism. These problems are not specific for the application of models in biotechnology
but also exist in the other engineering sciences.
In this review attention is first focussed on the intricacies of the theory. It is shown
that the theory seems to be sufficiently advanced to avoid problems of the first
kind mentioned above. The problems of the second type may be tackled by
combining adequate knowledge about the biochemistry of cellular regulation processes
with notions derived from a comparison of the relaxation times of environmental
changes with those of the regulatory processes. These concepts are evaluated.
The field seems now to be open for the development of specific applications.
Two examples of such applications are described in this review and used as a framework for the evaluation of the relevant literature. It has to be expected that the use of

100

A. Harder, J. A. Roels

structured models will become increasingly important in the near future. However,
these applications will call for two specific kinds of developments:
- - A certain degree of 'containment' on the investigators' side. The use of too
complex models serves little purpose if they lack careful experimental evaluation.
Complex simulation studies are of little use if the realism of the conclusion is not
carefully checked experimentally. In our opinion structured models in which more
than three compartments are specified will almost never be needed in view
of the applications encountered in biotechnology.
-- Mathematical models should be carefully evaluated by parameter sensitivity
studies and not in the last place through verification by carefully planned and
discriminating experiments. This is the main aspect which seems to be lacking if
the available literature is critically evaluated.

9 Symbols
C
Ci
Csi
D
e
K

Keat
Ki
Ka
KM
Kj
k
ki
mATP
ms
mi
N
Nt
P/O
Q
Q*

chemical state vector of a system


concentration of component i per unit
of system volume (e.g. C s, C x, C E)
substrate concentration in a fluid
entering continuous culture
continuous culture dilution rate
amount of enzyme per organism
adaptation constant
constant for catabolite repression by
substrate
Monod saturation constant for substrate
(e.g. K , Ksl )
Monod saturation constant with
respect to the fraction of G compartment
Michaelis-Menten. constant
equilibrium constant (K 1 - K s)
kinetic constant
kinetic constant (e.g. k, kd, k E)
maintenance requirements of ATP
maintenance requirements of substrate
turnover rate of an intracellular
compound (e.g. m G, m K)
number of organisms per unit volume
total number of organisms per unit
volume
net amount of ATP produced per mole
of O used in oxidative phosphorylation
function defining product formation
activity
steady-state value of Q

(kg m-3)
(kg m-3)
(kg m -3)
(h -1)
(kg)
(h -l)
(kg m -3)
(kg m -3)
(--)
(kg m - 3)
(--)
h- 1
(mol (kg DS)- 1 h- i)
(kg (kg DS)-1 h - 1 )
(h -l)

(m -3)
(m -3)
(--)
(--)
(--)

Application of Simple Structured Models in Bioengineering

Q~, Q2
Q~
ql
qi, max

q*
qij

R
Re
r
rE

rA
ri

(ri),
rij
rATP, i

t
W
W
WD
Wi

w*,

W~o
W~o
W*
(mRNA)0
X

fraction of operators free from


repression
fraction of promotors activated
specific rate of conversion of
component i (e.g. %, qs)
saturation value of the specific rate of
conversion of component i (e.g. q . . . . . )
steady-state value of qi (e.g. q~, q*)
specific rate of conversion of
component i to component j (e.g.
qsK, qKG)
rate of a sequence of enzyme reactions
per cell
rate of an enzyme reaction per cell
vector of reaction rates
rate of enzyme reaction per unit culture
volume
vector of net rates of conversion of the
compounds of the state vector
net rate of conversion of compound i
(e.g. rs, r~)
total rate of production of an
intracellular compound (e.g. (rK)t, (rG)t)
rate of conversion of component i to
component j (e.g. rs~, rK~)
rate of ATP consumtion for the
synthesis of compartment i from
precursors (e.g. rATp, R, rATP, G)
time
mass of a cell
vector of intracellular mass fractions
(intrinsic)
fraction of the outlet stream not recycled
in continuous culture
mass fraction of intracellular compound
i (e.g. We,, w~)
value of wi at setady state (e.g. w*, w*)
steady-state value of wG extrapolated to
zero growth rate
steady-state value of wK extrapolated
to zero growth rate
steady-state value of WmR,qA extrapolated
to zero growth rate
vector of concentrations of cellular
compounds
vector of a-biotic concentrations

101

(-)
(-)
(kg (kg DS)- 1 h - l)
(kg (kg DS) -1 h -1)
(kg (kg DS) -~ h -~)
(kg (kg DS) -~ h -~)

(kg h -1)
(kg h -1)
(kg m -a h -1)
(kg m -a h -1)
(kg m -3 h -1)
(kg m -s h -1)
(kg m -a h -1)
(kg m-3 h - l )
(mol m -3 h -i)

(h)
(kg)

(-)
(-)
(-)
(-).
(-)
(-)
(--)
(kg m -3)
(kg m -3)

A. Harder, J. A.

102
Yij

yield factor for component j on


component i (e.g. YsK, YCK)

(-)

YATP,i

amount of i compartment produced


from precursors per mole of ATP
consumed (e.g. YATP,R' YATP,K)
maximum value of the amount of
unstructured biomass dry mass produced
per unit ATP consumed
stoichiometry matrix
biotic stoichiometry matrix
a-biotic stoichiometry matrix
stoichiometric constant of component j
in reaction i
moles of ATP produced per amount
substrate catabolized
slope of relationship between steadystate m-RNA fraction and growth rate
ratio of adaptation constant K to firstorder growth rate decrease
slope of the relationship between
steady-state G mass fraction and growth
rate
specific growth rate
maximum value of the specific growth
rate
variance
probability density function
partial probability density function with
respect to property i
vector of net flows of compounds to the
system per unit volume
vector of net flows of biotic
compounds
vector of net flows of a-biotic
compounds
flow of substrate to the system
net flow of unstructured biomass dry
matter to the system
vector of properties of the ceils (state
vector)
value of property i for the cells
unidimensionat state vector of cellular
properties

kg (tool ATP)-1

(YATP)max

~x
~y

~c
~mRNA

kt
~max

~Ji

(D x

~y

O) i
CO

Subscripts
ATP
CAP

adenosine-5'-triphosphate
catabolite activator protein

kg (mol ATP) -1

(-)
(-)
(-)
(-)
(mol kg -1)

(h)
(--)
h

h-i
h-1

(-)
(-)
(kg m -3 h -1)
(kg m -3 h -1)
(kg m -3 h -l)
(kg m -3 h -l)
(kg m -3 h -1)
(kg)
(kg)
(kg)

Roels

Application of Simple Structured Models in Bioengineering


CAP-(cAMP)m
cAMP
E
ES
G
K
O
OR
P
P
P-CAP-(cAMP)m
Q
mRNA
R
RE
$1
$2
s
x

Other Symbols
p*

(P>

103

complex o f C A P and c A M P
cyclic A M P
enzyme or effector
intermediate complex o f enzyme and substrate
G-compartment
K-compartment
operator
operator-repressor complex
promoter
product
activated p r o m o t e r
product-formation activity c o m p o u n d
messenger R N A
cytoplasmic repressor o r R - c o m p a r t m e n t
repressor-effector complex
substrate o f a constitutive enzyme
substrate o f an inducible enzyme
substrate
biomass
steady-state value o f variable p
average value o f variable p

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