Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Third edition
UNDERSTANDING
Third edition
Rome, 2006
Produced by the
Codex Secretariat
FAO
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and Agriculture Organization of the United Nations or of the World Health Organization
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ISBN 978-92-5-105614-1
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Contents
v
PREFACE
1
the codex achievement
5
origins of the codex alimentarius
10
What is the Codex Alimentarius?
13
The Codex system: the Codex Alimentarius Commission
and how it works
21
Codex and science
25
Codex and consumers
29
Codex and the international food trade
33
More than Codex: FAO, WHO and wider partnerships
37
codex and the future
39
abbreviations
Preface
The Codex Alimentarius, or the food code, has become the global reference
point for consumers, food producers and processors, national food control
agencies and the international food trade. The code has had an enormous
impact on the thinking of food producers and processors as well as on the
awareness of the end users – the consumers. Its influence extends to every
continent, and its contribution to the protection of public health and fair
practices in the food trade is immeasurable.
The Codex Alimentarius system presents a unique opportunity for
all countries to join the international community in formulating and
harmonizing food standards and ensuring their global implementation. It
also allows them a role in the development of codes governing hygienic
processing practices and recommendations relating to compliance with those
standards.
The significance of the food code for consumer health protection was
underscored in 1985 by the United Nations Resolution 39/248, whereby
guidelines were adopted for use in the elaboration and reinforcement of
consumer protection policies. The guidelines advise that “When formulating
national policies and plans with regard to food, Governments should take
into account the need of all consumers for food security and should support
and, as far as possible, adopt standards from the … Codex Alimentarius or,
in their absence, other generally accepted international food standards”.
The Codex Alimentarius has relevance to the international food trade. With
respect to the ever-increasing global market, in particular, the advantages of
having universally uniform food standards for the protection of consumers
are self-evident. It is not surprising, therefore, that the Agreement on the
Application of Sanitary and Phytosanitary Measures (SPS Agreement)
and the Agreement on Technical Barriers to Trade (TBT Agreement) both
encourage the international harmonization of food standards. Products of
the Uruguay Round of multinational trade negotiations, these Agreements
cite international standards, guidelines and recommendations as the
preferred measures for facilitating international trade in food. As such,
Codex standards have become the benchmarks against which national food
measures and regulations are evaluated within the legal parameters of the
World Trade Organization (WTO) Agreements.
This booklet was first published in 1999 to foster a wider understanding
of the evolving food code and of the activities carried out by the Codex
Alimentarius Commission – the body responsible for compiling the
standards, codes of practice, guidelines and recommendations that constitute
the Codex Alimentarius. Since the first publication there have been many
changes to the way in which the Codex works. A new edition of this popular
booklet is therefore timely and necessary for understanding the Codex
Alimentarius in the twenty-first century.
The Codex achievement
Since the first steps were taken in 1961 to establish A single international
a Codex Alimentarius, the Codex Alimentarius reference point
Commission – the body charged with developing a
food code – has drawn world attention to the field of The best traditions of the Food and
food quality and safety. Now, for almost 50 years, all Agriculture Organization of the United
important aspects of food pertaining to the protection Nations (FAO) and the World Health
of consumer health and fair practices in the food trade Organization (WHO) have encouraged
have come under the Commission’s scrutiny. food-related scientific and technological
research as well as discussion. In doing so,
they have lifted the world community’s
awareness of food safety and related
issues to unprecedented heights. The
Codex Alimentarius Commission,
Codex Alimentarius on the Internet: established by the two Organizations in
www.codexalimentarius.net the 1960s, has become the single most
Understanding the Codex Alimentarius
The Codex achievement
1992
Increased consumer protection
FAO/WHO International Conference
The Codex Alimentarius Commission has on Nutrition
been supported in its work by the now Recognized that:
universally accepted maxim that people “Access to nutritionally adequate and safe food is a
have the right to expect their food to be right of each individual.”
safe, of good quality and suitable for and that:
consumption. Food-borne illnesses are at “Food regulations ... should fully take into account the
best unpleasant – at worst they can be fatal. recommended international standards of the Codex
But there are other consequences. Outbreaks Alimentarius Commission.”
of food-borne illness can damage trade and
1995
tourism and can lead to loss of earnings,
Agreement on the Application of Sanitary and
unemployment and litigation. Poor-
Phytosanitary Measures and Agreement on
quality food can destroy the commercial
Technical Barriers to Trade
credibility of suppliers, both nationally
and internationally, while food spoilage is Formally recognized:
wasteful and costly and can adversely affect International standards, guidelines and
trade and consumer confidence. recommendations, including the Codex Alimentarius,
The positive effect of the Commission’s as reference points for facilitating international trade
work has also been enhanced by the and resolving trade disputes in international law.
declarations produced by international
conferences and meetings that have,
Understanding the Codex Alimentarius
The Codex achievement
Scientifically sound standards international trade and the SPS and TBT
Agreements of WTO. The full report of
While the Codex Alimentarius as it stands the evaluation can be found on the Codex
is a remarkable achievement, it would be Web site.
quite wrong to see it as the only product As part of the evaluation, governments
of the Codex Alimentarius Commission, were asked in what ways Codex standards
although it is the most important. were important for their countries. Low-
Resulting from the creation of the Codex, and middle-income countries found them
another major accomplishment has been very important in protecting the health
to sensitize the global community to the of their consumers by ensuring safe
danger of food hazards as well as to the food, whether produced domestically
importance of food quality and hence to or imported, and for trade facilitation
the need for food standards. domestically and internationally. High-
By providing an international focal income countries, with better-developed
point and forum for informed dialogue domestic food legislation and control
on issues relevant to food, the Codex systems, placed more emphasis on the
Alimentarius Commission fulfils a Codex for export facilitation and ensuring
crucial role. In support of its work on the safety of food imports. Producer
food standards and codes of practice, and consumer non-governmental
it generates reputable texts for the organizations (NGOs) also rated Codex
management of food safety and consumer standards as very important in all their
protection based on the work of the best- functions.
informed individuals and organizations Nevertheless, the evaluation found
concerned with food and related fields. that there were four main areas for
Countries have responded by introducing improvement:
long-overdue food legislation and Codex- • greater speed in Codex and expert
based standards and by establishing or scientific advice;
strengthening food control agencies to • increased inclusiveness of developing
monitor compliance with such regulations. member countries in the Codex
standard development process,
including risk assessment;
Evaluating the outcome • greater usefulness of standards
to member countries in terms
After 40 years of Codex operations, FAO of relevance to their needs and
and WHO decided to undertake a formal timeliness; and
evaluation of the Codex programme in • more effective capacity-building for
2002. An independent evaluation team development of national food control
conducted over 20 country visits and systems.
sought information from an open call for The Codex Alimentarius Commission,
public comment on the Internet. A group FAO, WHO and their partners are
of independent experts representing all currently implementing the findings of the
stakeholders was formed, and detailed evaluation.
questionnaires were sent to all member The evaluation confirmed that the
governments and observer organizations. Codex Alimentarius now has such
The results were enlightening and a well-established reputation as an
mostly positive. The evaluation found international reference that it has
Codex food standards to be given very become customary for health authorities,
high importance by members. Codex government food control officials,
standards were considered a vital manufacturers, scientists and consumer
component in promoting food control advocates to ask first of all: What does
systems designed to protect consumer the Codex Alimentarius have to say? –
health, including issues related to a notable achievement indeed.
Origins of the Codex Alimentarius
EARLY 1800s
The second half of the nineteenth century
saw the first general food laws adopted • Canning is invented
and basic food control systems put in
MID-1800s
place to monitor compliance. During the
same period, food chemistry came to be • Bananas are first shipped to Europe from the
recognized as a reputable discipline, and the tropics
determination of the “purity” of a food was
1800s
primarily based on the chemical parameters
of simple food composition. When harmful • The first general food laws are adopted and
industrial chemicals were used to disguise enforcement agencies established
the true colour or nature of food, the • Food chemistry gains credibility, and reliable
concept of “adulteration” was extended to methods are developed to test for food
include the use of hazardous chemicals in adulteration
food. Science had begun providing tools
LATE 1800s
with which to disclose dishonest practices in
the sale of food and to distinguish between • A new era of long-distance food
safe and unsafe edible products. transportation is ushered in by the first
international shipments of frozen meat from
Australia and New Zealand to the United
International developments Kingdom
EARLY 1900s
In the Austro-Hungarian Empire
between 1897 and 1911, a collection of • Food trade associations attempt to facilitate
standards and product descriptions for world trade through the use of harmonized
standards
1903
1949 1961
trade in safe foods of a defined quality. and consumers were bombarded with
The International Dairy Federation (IDF), messages in popular magazines, in the
founded in 1903, was one such association. tabloid press and on the radio. Some were
Its work on standards for milk and milk correct, some incorrect – but all were
products later provided a catalyst in the intended to absorb interest, and many
establishment of the Codex Alimentarius were overly sensational.
Commission and in the setting of its Despite the questionable quality of
procedures for elaborating standards. some of the information disseminated,
When FAO and WHO were founded however, the outcome was an increase
in the late 1940s, there was heightened in the public’s food consciousness and,
international concern about the direction consequently, knowledge about food
being taken in the field of food regulation. safety gradually grew.
Countries were acting independently and At the same time, as more and more
there was little, if any, consultation among information about food and related
them with a view to harmonization. This matters became available, there was
situation is reflected in the observations of greater apprehension on the part of
international meetings of the time. consumers. Whereas, previously,
consumers’ concerns had extended only
as far as the “visibles”– underweight
Consumers’ concerns contents, size variations, misleading
labelling and poor quality – they now
In the 1940s, rapid progress was made embraced a fear of the “invisibles”,
in food science and technology. With the i.e. health hazards that could not
advent of more sensitive analytical tools, be seen, smelled or tasted, such as
knowledge about the nature of food, its micro-organisms, pesticide residues,
quality and associated health hazards also environmental contaminants and food
grew quickly. There was intense interest additives. With the blossoming of well-
in food microbiology, food chemistry organized and informed consumers’
and associated disciplines, and new groups, both internationally and
discoveries were considered newsworthy. nationally, there was growing pressure
Articles about food at all levels flourished, on governments worldwide to protect
communities from poor-quality and
hazardous foods.
International consultation
and cooperation
• cereals, pulses (legumes) and derived for pesticide residues and for residues
products including vegetable proteins of veterinary drugs in foods.
• fats and oils and related products • Hygiene makes reference to relevant
• fish and fishery products Codex Codes of Hygienic Practice for
• fresh fruits and vegetables the commodity concerned. In almost
• processed and quick-frozen fruits and all cases it is required that the product
vegetables shall be free from pathogenic micro-
• fruit juices organisms or any toxins or other
• meat and meat products; soups and poisonous or deleterious substances
broths in amounts that represent a hazard to
• milk and milk products health.
• sugars, cocoa products and chocolate • Weights and measures contains
and other miscellaneous products provisions such as fill of the container
Commodity standards tend to and the drained weight of the
follow a fixed format set out in commodity.
the Procedural Manual of the Codex • Labelling includes provisions on the
Alimentarius Commission. The format name of the food and any special
consists of the following categories of requirements to ensure that the
information: consumer is not deceived or misled
• Scope includes the name of the food about the nature of the food. These
to which the standard applies and, in provisions must be consistent with
most cases, the purpose for which the the Codex General Standard for the
commodity will be used. Labelling of Prepackaged Foods.
12 • Description includes a definition of the Requirements for the listing of
product or products covered with an ingredients and date-marking are
indication, where appropriate, of the specified.
raw materials from which they are • Methods of analysis and sampling
derived. contains a list of the test methods
• Essential composition includes needed to ensure that the commodity
information on the composition and conforms to the requirements of
identity characteristics of the the standard. References are made
commodity, as well as any to internationally recognized test
compulsory and optional ingredients. methods that meet the Commission’s
• Food additives contains the names criteria for accuracy, precision, etc.
of the additives and the maximum
amount permitted to be added to the
food. Food additives must be cleared
by FAO and WHO for their safety,
and the use of food additives must
be consistent with the Codex General
Standard for Food Additives.
• Contaminants contains limits for
contaminants that may occur in
the product(s) covered by the
standard. These limits are based
on the scientific advice of FAO and
WHO and must be consistent with
the Codex General Standard for
Contaminants and Toxins in Foods.
Where appropriate, reference is also
made to the Codex Maximum Limits
The Codex system: the Codex Alimentarius
Commission and how it works
Revising and adapting: keeping the Under its Rules of Procedure, the
Codex Alimentarius up to date Commission is empowered to establish
The Commission and its subsidiary two kinds of subsidiary body:
bodies are committed to keeping the • Codex Committees, which prepare
Codex standards and related texts up to draft standards for submission to the
date to ensure that they are consistent Commission;
with current scientific knowledge and • Coordinating Committees, through
with the needs of the member countries. which regions or groups of countries
16 Most countries now require less- coordinate food standards activities in
prescriptive standards – especially for the region, including the development
commodities – than those developed in of regional standards.
the 1970s and 1980s. The Commission A feature of the committee system is
keeps abreast of these changes, and it that, with few exceptions, each committee
has been consolidating its many older, is hosted by a member country, which
detailed standards into new, more is chiefly responsible for the cost of
Consultation with
Optional
governments and
Discussion paper Proceed? Endorsement*
interested parties and
YES
Committee debate *by General Committees
NO
COMMITTEES
COMMITTEE LEVEL EXECUTIVE COMMITTEE AND TASK FORCES COMMISSION
Understanding the Codex Alimentarius
The Codex system
application or in specific cases where the they are often referred to as “vertical
development of a complete commodity committees”. Commodity Committees
standard is not required. For example, convene as necessary and go into recess
the Committee on Food Hygiene has or are abolished when the Commission
developed a Code of Hygienic Practice decides their work has been completed.
for Spices and Dried Aromatic Plants, New Committees may be established on
and the Committee on Food Additives an ad hoc basis to cover specific needs for
and Contaminants (divided into two the development of new standards. There
committees in 2006) has developed a are currently five Commodity Committees
Standard for Maximum Levels of Lead that meet regularly:
in Foods. The Committees on Food • Committee on Fats and Oils
Labelling and on Nutrition and Foods • Committee on Fish and Fishery
for Special Dietary Uses have worked Products
together to prepare the Codex Guidelines • Committee on Fresh Fruits and
on Nutrition Claims. Vegetables
The Committee on Pesticide Residues and • Committee on Milk and Milk
the Committee on Residues of Veterinary Products
Drugs in Foods prepare MRLs for these two • Committee on Processed Fruits and
categories of chemicals used in agricultural Vegetables
production. The MRLs are based on The following Commodity Committees
scientific advice regarding the safety of the work through correspondence or are in
residues that remain after the substances recess:
are used in accordance with defined good • Committee on Cereals, Pulses and
18 agricultural or veterinary practices. Legumes
The Committee on Food Import and • Committee on Cocoa Products and
Export Inspection and Certification Systems Chocolate
deals with the application of standards • Committee on Meat Hygiene
to foods moving in international trade, • Committee on Natural Mineral
in particular to the regulatory measures Waters
applied by governments to assure their • Committee on Sugars
trading partners that foods and their • Committee on Vegetable Proteins
production systems are correctly regulated Host countries convene meetings of
to protect consumers against food- Codex subsidiary bodies at intervals of
borne hazards and deceptive marketing between one and two years, according
practices. The guidelines developed to need. Attendance at some Codex
by the Committee include advice on Committees is almost as large as that drawn
how governments should respond to by a plenary session of the Commission.
emergencies in the food safety system,
including channels of communication to the Ad hoc Intergovernmental Task Forces
public and to other governments by means In 1999, the Commission realized that
of the International Food Safety Authorities its rather inflexible committee structure
Network (INFOSAN) emergency was not able to cope with the demand for
information system operated by WHO. standards and guidelines across an ever-
widening range of subjects. It decided
Commodity Committees to create a third type of subsidiary body
The responsibility for developing called a Codex ad hoc Intergovernmental
standards for specific foods or classes Task Force, which is a Codex Committee
of food lies with the Commodity with very limited terms of reference
Committees. In order to distinguish them established for a fixed period of time.
from the “horizontal committees” and To date the Commission has established
recognize their exclusive responsibilities, the following ad hoc Intergovernmental
Understanding the Codex Alimentarius
The Codex system
20
Codex and science
The first Statement of Principle Concerning the Role Scientific principles for
of Science in the Codex Decision-Making Process standards-setting
and the Extent to Which Other Factors are Taken into
Account says, “The food standards, guidelines and From the very beginning, the Codex
other recommendations of the Codex Alimentarius Alimentarius has been a science-based
shall be based on the principle of sound scientific activity. Experts and specialists in a wide
analysis …”. range of disciplines have contributed to
every aspect of the code to ensure that its
standards withstand the most rigorous
scientific scrutiny. It is fair to say that
the work of the Codex Alimentarius
Commission, together with that of FAO
and WHO in their supportive roles, has
provided a focal point for food-related
scientific research and investigation, and
Codex Alimentarius on the Internet: the Commission itself has become an
www.codexalimentarius.net important international medium for the
21
fao / 19802 / R. FAIDUTTI
Understanding the Codex Alimentarius
Codex and science
2000
The Codex Alimentarius has stimulated
activity in the fields of food chemistry, • Safety aspects of genetically modified foods
food technology, food microbiology, of plant origin
mycology, and pesticide and veterinary
2001
drug residues. Much work is carried
out in the form of collaborative studies • Evaluation of the allergenicity of genetically
among individual scientists, laboratories, modified foods
institutes and universities and joint
2002
FAO/WHO expert committees and
consultations. • Acrylamide
FAO and WHO expert meetings are
2003
independent of the Commission (and
the Commission’s subsidiary bodies), • Safety aspects of genetically modified foods
although their output contributes from animals, including fish
significantly to the scientific credibility of
2004
the Commission’s work. The principle of
ensuring the independence of scientific • Biotoxins in molluscan bivalves
advice from practical realities of risk
management has been followed by Codex
from the earliest days.
The main principles of developing • Independence: Experts contribute in
scientific advice are: their own capacity and not on behalf
• Excellence: use of internationally of a government or institution; they
recognized expertise, supported by are required to declare possible
the creation of a platform for global conflicts of interest;
scientific discussions based on best • Transparency: procedures and
practices in elaborating guidance; methods to ensure all interested
Understanding the Codex Alimentarius
Codex and science
From their beginnings, FAO and WHO have promoted Commitment in the interest
the improvement of quality and safety standards of consumers
applied to food. The highest priority of the Codex
Alimentarius Commission is to protect the health of Since its inception, the Codex Alimentarius
consumers and ensure fair practices in the food trade. Commission, together with its subsidiary
committees, has given top priority to the
protection and interests of consumers in
the formulation of food standards and
related activities.
Other United Nations (UN) bodies
have also recognized the importance of
consumer protection and, in 1985, a UN
General Assembly Resolution gave rise
to the Guidelines for consumer protection,
published in 1986. These guidelines
Codex Alimentarius on the Internet: identify food as one of three priority
www.codexalimentarius.net areas that are of essential concern to the
25
fao / 19786 / G. BIZZARRI
Understanding the Codex Alimentarius
Codex and consumers
According to FAO trade statistics, the value of trade The officials and experts who laid the
in agricultural products exceeded US$500 billion in foundations and determined the direction
2003 – an all-time record. taken by activities of the Joint FAO/
WHO Food Standards Programme and
the Codex Alimentarius Commission
were first and foremost concerned with
protecting the health of consumers and
ensuring fair practices in the food trade.
They felt that, if all countries
harmonized their food laws and adopted
internationally agreed standards, such
issues would be dealt with naturally.
Through harmonization, they envisaged
fewer barriers to trade and freer
Codex Alimentarius on the Internet: movement of food products among
www.codexalimentarius.net countries, which would be to the benefit
of farmers and their families and would
29
fao / 16551 / R. FAIDUTTI
Understanding the Codex Alimentarius
Codex and the international food trade
32
More than Codex: FAO, WHO
and wider partnerships
33
fao / 19017 / R. FAIDUTTI
Understanding the Codex Alimentarius
More than Codex: FAO, WHO and wider partnerships
It is difficult to imagine a world without the Codex Codex activities of the future will differ
Alimentarius. It has been said that if Codex did not considerably from what they have been
exist, somebody would have to invent it. Consumer until now. Scientific developments
demand, recognition by WTO, the growing attendance in fields relating to food, changing
at Codex meetings and the greater involvement of attitudes of consumers, new approaches
developing countries all point to a long and active life to food control, changing perceptions
for the Commission. of government and food industry
responsibilities and changing food quality
and safety concepts will present the
Commission with new challenges and,
conceivably, the need for new standards
and new types of standards.
The consumer protection and food safety
Codex Alimentarius on the Internet: elements of the Codex Alimentarius,
www.codexalimentarius.net which are the domain of the “horizontal
37
fao / 16066 / G.BIZZARRI
Understanding the Codex Alimentarius
Codex and the future
APEC MERCOSUR
Asia-Pacific Economic Cooperation Southern Common Market
ASEAN MRL
Association of Southeast Asian Nations maximum residue limit
CBD NAFTA
Convention on Biological Diversity North American Free Trade Agreement
DNA NGO
deoxyribonucleic acid non-governmental organization
FAO OECD
Food and Agriculture Organization of the Organisation for Economic Co-operation
United Nations and Development
GATT OIE
General Agreement on Tariffs and Trade World Organisation for Animal Health 39
INFOSAN UN
International Food Safety Authorities United Nations
Network
UNECE
IPPC United Nations Economic Commission for
International Plant Protection Convention Europe
JECFA WHO
Joint FAO/WHO Expert Committee on World Health Organization
Food Additives
WTO
JEMRA World Trade Organization
Joint FAO/WHO Expert Meetings on
Microbiological Risk Assessment
JMPR
Joint FAO/WHO Meetings on Pesticide
Residues
www.codexalimentarius.net
The Codex Alimentarius is a collection of international food standards that have been adopted by
the Codex Alimentarius Commission. Codex standards cover all the main foods, whether
processed, semi-processed or raw. In addition, materials used in the further processing of food
products are included to the extent necessary for achieving the principal objectives of the code –
protecting the health of consumers and facilitating fair practices in the food trade.
Codex provisions concern the hygienic and nutritional quality of food, including microbiological
norms, food additives, pesticide and veterinary drug residues, contaminants, labelling and
presentation, and methods of sampling and risk analysis.
As well as individual standards, advisory codes of practice, guidelines and other recommended
measures form an important part of the overall food code.
The Codex Alimentarius can safely claim to be the most important international reference point
in matters concerning food quality. Its creation, moreover, has generated food-related scientific
research and greatly increased the world community's awareness of the vital issues at stake –
food quality, safety and public health.
ISBN 978-92-5-105614-1
9 789251 056141
TC/M/A0850E/1/11.06/5100