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Optical amplifiers

2011
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Introduction
High-speed wired communications: optical fibers
Primary limiting factor: attenuation
Attenuation
(dB/km)
1
O

L U

0.5
0.3
0.2 dB/km

0.2

1550 nm
(nm)

1000

1100

1200

1300

1400

1500

1600
2011

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Introduction

Avoid signal regenerators (O-E-O bulky; all-optical not mature)


Optical amplifiers
since 1993: long-distance transmissions
2000s: metropolitan networks
now: extended-range access networks
envisioned: all-optical signal processing

Transmission bandwidth = amplifiers gain bandwidth

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Optical amplification
Optical amplification based on stimulated emission:
Spontaneous emission Absorption

Stimulated emission

Need more electrons in excited state than in fundamental state


population inversion
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2011

Parameters of an amplifier
Fundamental parameters:
, bandwidth
Gain, saturation / output power

System / technological parameters:


Noise, signal distortion
Speed, transient management
Packaging, bulkiness, consumption
Cost

Extra functionalities:
Dispersion compensation
Channel add/drop
Monitoring
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Gain and saturation


Gain:
Ppump
Pout = GPin
Pin (G 1) < Ppump

Pin

Pout

Saturation / max. output power


Gain (dB)
30

3 dB

20
10
0
-40
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Pinsat
-20

20

Pin (dBm )

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2011

Amplification noise

Amplifiers add noise (else violate uncertainty principle)


Amplified spontaneous emission (ASE)
Noise transfer from pump
Vacuum fluctuations ...

Noise Figure:
NF =

SNRin
SNRout

NF > 3 dB

assuming quantum-noise-limited input signal


(for a high-gain optical amplifier)
2011

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Noise from a chain of amplifiers


Amplifier chain: the first amplifiers noise dominates
G2
NF2

G1
NF1

NF = NF1 +

Gn
NFn

NF2 1 NF3 1
+
+ . . . (Friis formula)
G1
G1 G2

(Not to confuse with transmission chain, which has strong


attenuation between amplifiers)
Attenuation: quantum noise not affected
NF (attenuator) = attenuation

Insertion loss: attenuation at amplifier input


Strong influence on NF
2011
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Signal distortions

Dispersion (chromatic and polarization) in long amplifiers


Polarization-dependent gain (PDG)
High power non-linearity
WDM four-wave mixing, crosstalk
Soliton-like pulse compression

Gain saturation rapidity


Fast gain non-linearity, distorted bits
Slow gain modulation-transparent, problems with transients
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Packaging
Pumping types
electrical easy integration
optical must insert pump, separate signal at output

Packaging
all-integrated / discrete components
rackable units
bulkiness, electrical consumption
submarine cables: fit in cable, remote power supply...

Integration
photoreceiver + preamplifier
loss-less splitter
active switching matrix
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2011

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Functionalities of amplifiers
WDM amplification
Simultaneous amplification of comb
Gain equalization

Gain control
Gain variation rapidity
Input power fluctuation handling

Inter-stage access
Dispersion compensation
ROADM: channel add-drop

Monitoring
Check operation
Optical power of individual channels
Channel estimation
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2011

Typical usage configurations


Transmission line
Booster

Emitter

In-line

Preamplifier

Receiver

... in a mesh network


Different channels different paths
Variable traffic, packet network power fluctuations
Reconfigurable channel add-drop (ROADM)

Loss-less splitter: 1 N + integrated amplifiers

2011
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Needs for different usages


Transmission

Network

Booster

In-line

Preamp

High gain

important

critical

critical

High Pout

critical

important

Low NF and
insertion loss
Polarization
independence

important

critical

critical

critical

Bandwidth

wide

narrow

Dispersion mgmt

DCF

important

Add/drop

Metro

Access

critical

critical
Coarse WDM

multi-span
ROADM

Low consumpt

important

Low cost

important
important

critical
2011

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Erbium-doped fiber amplifiers


Currently most-used amplifiers: EDFAs
Er3+ ions in silica (glass) fiber (codoped Al2 O3 , GeO2 , P2 O5 ...
possibly TeO2 ou ZBLAN/fluoride stronger doping)
Optical pumping: 980 nm, used to be 1480 nm, more efficient before
good 980-nm lasers
Amplification in C-band (1530-1565 nm) or L-band (1565-1600 nm)
Setup:
Er3+-doped fiber

Isolator

Signal
Copropagating
pump

Pump
980 nm

Counterpropagating
pump
2011

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EDFA: gain spectrum


Net gain

Population inversion
100%
60%
40%

(nm)

1500

1520

1540

1560

1580

1600

Adjustement: pump power and , fiber length...


Special-glass fibers (TeO2 , ZBLAN)
Gain-flattening filters (GFFs)
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Gain-flattening filters
Gain-flattening filters gain equalization

www.bookham.com

Interference filters or Fiber Bragg gratings (FBGs)


Complex design
Sensitive temperature variations
Active temperature control
Athermic packaging that compensates dilatation

Insertion loss
Between stages (before input: NF %, after output: Pout &)
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2011

EDFA: pumping
Single-mode fiber required for the signal
low numerical aperture coupling losses when injecting

Single-mode not needed for pump


double-cladding fiber, V-groove injection
(high-power amplifiers)
V-groove
Cladding
Core (doped)

2011
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EDFA characteristics

C- or L-band
All-fiber low insertion loss
Gain up to 40 dB, Pout > 23 dBm , polarization-independent
NF down to 3 dB (lab) ; 46 dB in practice
Long-lifetime excited states (few ms)
gain = constant over each bit
good linearity

Drawbacks:
Optical pumping complex
Sensitive to traffic fluctuations (on packet networks)
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input/output power and gain: Flexible mid-stage access for advanced optical modules such as ROADM devices,
Wavelength Blockers (WBs) and Dynamic Gain Equalizers (DGEs); Fast transient response to sudden dynamic
changes in input power; and Detection of and adjustment to changes in spectral composition of the input signal.
In addition, amplifiers should have minimum Noise Figure (NF) in order to enhance system OSNR and enable
transmission over longer distances without electronic regeneration. In this respect, the use of DRA in
conjunction with conventional EDFAs is a key enabler for ULH transmission and other demanding applications.

Modern EDFAs

2. ADVANCED EDFA MODULES


Usage: all applications on C + L bands
EDFAs have been widely deployed since the early 90s, with the basic technology and components now being
both Dynamic
mature and well
understood
[1]. The basic EDFA design consists of a length of Erbium Doped Fibre
gain
equalization
(EDF), pumped by a 980nm pump laser diode. The addition of input and output isolators and detectors, together
with an
electronic
control unit, represents
a single
stage amplifier
module,channels:
as shown in Fig.
1a. Such
a module is
Power
monitoring
(not on
individual
WDM
too
costly)
typically operated in Automatic Gain Control (AGC) or Automatic Output Power Control (APC), where the
stages,
mid-point
DCF,
input2+
and output
detectors
supply the access
required feedback
to the add-drop
control unit, which in turn controls the pump
power.

(a) Isolator

(b)

Isolator
EDF
Pump
Combiner

Input 980nm
Detector Pump
Control Unit

Gain
Stage I

VOA GFF

Gain
Stage II

Output
Detector
Control Unit

Figure 1. (a) Basic Single Stage Amplifier Module, (b) Broadband Variable Gain EDFA.

D. Menashe, Optical Amplifiers for Modern Networks, ICTON 2006.


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2011

- EM316EDFA-BR (booster amplifier)


- EM316EDFA-LPR (in-line and pre-amplifier)

EDFA packaging

Applications
- Metro DWDM distance extension
- Single wavelength distance extension
Automatic Gain Control (AGC)
Managed and non-managed operation
Advanced performance monitoring
- Input and output power levels
- Signal gain
- Temperature
- Supply voltage

Overview

Gain flattering filters (GFF)

Fiber Driver EM316EDFA modules provide a multi-function, low-noise,


Erbium-Doped Fiber Amplifier (EDFA) solution ideal for metro Dense
Wavelength Division Multiplexing (DWDM) as well as single wavelength
distance extension applications.

Manual (SNMP management) and automatic power


shutdown
Status LEDs
- Input power OK
- Output power OK

The EM316EDFA-BR and EM316EDFA-LPR are part of the Fiber Driver


optical multi-service platform solution family. The EM316EDFA-BR is
an optical booster extending transmission range. The EM316EDFA-LPR
may be either an in-line repeater or a pre-amplifier that can strengthen
weak signals, optionally extending the link range as well. By performing
two functions, the EM316EDFA-LPR also reduces some inventory
requirements.

Hot-swap support
Fiber Driver two-slot and sixteen-slot chassis
compatibility

Long Haul Application


NC316BU-16/AC

NC316BU-16/AC

NC316BU-16/AC

EM316DMR3G-3R

EM316DMR3G-3R
A

EM316GEMX2R

DWDM
MUX

+9dBm

BOOSTER

IN-LINE

PRE-AMP

90 km

EM316-2XFP

INPUT

OPTICAL OUTPUT
OK

EM316EDFA-BR

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EM316-2XFP

MRV Communications
sales@mrv.com

SD

SD

OUTPUT

PWR/NMS

EM316GEMX2R

INPUT

INPUT
SD

OUTPUT

+4dBm DWDM
MUX

80 km

OPTICAL OUTPUT
OK

PWR/NMS

EM316EDFA-LPR

OUTPUT

OPTICAL OUTPUT
OK

PWR/NMS

EM316EDFA-LPR

Cdric Ware <cedric.ware@telecom-paristech.fr>


sales@mrv.com

2011

Other doped-glass amplifiers


Same principle as EDFAs:
EDWA: doped waveguide instead of fiber
Short length (few cm), low bulk
Obsoleted by mini-EDFAs (fiber spool fits < 10 cm)

EYDFA : codoping erbium-ytterbium


High output power (3045 dBm )
Only part of C band (15401560 nm)

Thulium amplifier (lab)


Tm3+ ions in fluoride glass
S-band amplification
(Depending on pump: 700 nm, 800 nm, 1 m, 1.4 m, and/or 1.56 m)

Short- amplifiers (lab)


Praseodymium or neodymium O-band
Ytterbium 1 m
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2011

Semiconductor optical amplifiers

SOA = semiconductor laser without cavity


Fabry-Perot laser + antireflection-coated facets
Electrode
Bulk
Antireflection
coatings

Quantum
wells

Substrate

Active layer

Quantum
dots

2011
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SOA packaging

SOA module:
chip mounted on base
bias current 200 mA 2 A (according to active layer volume)
Peltier thermoelectric module cooling, temperature control
lensed fibers or microlenses

L. Spiekman, Semiconductor optical amplifiers for reconfigurable optical networks, J. Optical


Networking 6 (11), Nov 2007.
2011
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SOA characteristics
Gain determined by energy band structure
Conduction band

Gr (dB)
0

EF c
-1

-2

-3

EF v
-4

Valence band

(nm)

-5
1500

1520

1540

1560
2011

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Bulk SOAs
Bulk / quantum-well (QW) SOAs:
Mature technology, same wavelengths as lasers
G 20 dB, BW > 50 nm, NF 6 dB
Low polarization dependency, low ripple
Psat < 20 dBm , 100 ps1 ns; nonlinearities

L. Spiekman, Semiconductor optical amplifiers for reconfigurable optical networks, J. Optical


Networking 6 (11), Nov 2007.
2011
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Quantum-dot SOAs
Quantum-dot (QD) SOAs:
G 1025 dB, BW 100 nm, few ps
Excellent linearity
Development underway; almost mature C-band

T. Akiyama et al., Quantum-Dot Semiconductor Optical Amplifiers, Proc. IEEE 95 (9), Sept 2007.
2011
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SOAs: poor amplifiers


Historically, SOA problems:
SOA fast ( 1 ns) bit-timescale signal distortions
NRZ signal
through SOA

NRZ signal

Nonlinearities, four-wave mixing problem with WDM


EDFA preferred, except:
Niche: transmissions outside C-band
Niche: integrated amplifiers (e. g. with photodiode)
Active MZI gates
Signal processing: conversion, regeneration...
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2011

SOAs: comeback

Currently, SOAs making a comeback:


Long-distance transmissions changing techniques
Constant-envelope modulations (NRZ-xPSK)
Packet networks transients on packet timescales

Development of novel metro+access networks


Low cost preferred
Coarse WDM less FWM, need wide bandwidth
Shorter distances/lower powers small signals SOAs linear
Extender-boxes long-range access networks (> 20 km)

2011
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SOA improvements

Quantum-dot SOAs:
Very wide bandwidth
Ultrafast electron transitions + wetting layer gain is clamped

LOA: SOA + VCSEL


Active layer sandwiched between Bragg reflectors
Laser perpendicular to signal propagation
Clamps carrier density better linearity

2011
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New SOA usages


Novel functionalities of the 1990s (nonlinear effects)
All-optical signal processing
Wavelength conversion
Modulation format conversion
Regeneration
Logic gates
Still not widespread outside labs

Integration / use as on-off switch


Loss-less splitters
Switching matrices
RSOAs: replaces laser + modulator for wavelength-independent optical
network units in access networks
2011
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Nonlinear effects (for amplification)


Several-photon interactions
Interactions with non-electronic energy levels: phonons
Virtual level

Signal
Pump

Pump

(2 photons)

(1 photon)
Vibration
level

Idler

Nonradiative
transition
(phonon)

Parametric

Raman/Brillouin

amplification

amplification

Conservation of
energy &
momentum:
p = s + phonon
~kp = ~ks + ~kphonon

2011
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Phonon types
Acoustic phonons: lattice vibrations, low frequencies
Brillouin effect
Optical phonons: molecular vibrations, high frequencies
Raman effect
E
Optical
phonons

Acoustic
phonons

k
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2011

Brillouin scattering

Phase matching: kphonon phonon thus, for significant frequency


difference (hence gain), need large kphonon .
0
counterpropagating pump (kp = ks kphonon
).

Very narrow bandwidth: few 10 MHz.


Application: possibly low-bitrate WDM demultiplexing.
Mostly, parasitic effect that limits optical power.

2011
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Raman amplification

Raman-effect fiber amplifier (RFA): same setup as EDFA, but the active
fiber is a standard, long fiber, and pump chosen as a function of signal .
Raman gain

10

20

30

40

Detuning
(THz)

Gain peak: 12 THz ( 100 nm).


2011
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Pum configuration

Phase matching: kphonon may be large or small compared to kopt for


similar frequencies, so pumping can be copropagating
0
(kp = ks + kphonon ) or counterpropagating (kp = ks kphonon
)
But: very fast effect transfers pump noise to signal
If counterpropagating pump, noise ends up averaged over each bit
Counterpropagating pump

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Raman amplifier = distributed amplification

Localized amplifiers: between fiber spans


Distributed amplifiers: gain along tail of transmission
less attenuation noise, better overall noise figure.
dBm
Signal
Noise
S (dist.)
N (dist.)

20

40

hBo /2

60
0

100

200

300km
2011

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Pros/cons of Raman amplification


Pros:
Works at any
Distributed amplification better NF
Dual pumping gain over whole transmission span
Cons:
Non-uniform gain
Multiple pumps

Need long fiber for significant gain


directly over transmission fiber

Usage: in-line amplification.


2011
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Hybrid RamanEDFA amplification

Pump 14601480 nm, standard + doped fibers:


C-band EDFA + Raman
2.5 Gbps over 370 km with single amplifier stage

285 km

85 km

Signal
Er3+
doped
fiber
Pump @ 1480 nm
2011
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Amplifiers vs applications
Current usages:
EDFAs mature all telecom applications
installed in all amplified networks
only C and L bands; require control transients

Raman long-range transmissions


deployed in recent systems

SOA low cost


beginning to be used

Under development:
SOA special functions (RSOAs; all-optical processing)
QD-SOA: very promising
catch up with EDFA when available in C band?

Research or non-telecom usages:


EYDFA (high power); Tm, Pr, Yb ( < 1500 nm)
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2011

References, further reading


E. Desurvire, Erbium-Doped Fiber Amplifiers, Device and System Developments,
Wiley-Interscience, 2002.
D. Menashe, Optical Amplifiers for Modern Networks, ICTON 2006.

L. Spiekman, Semiconductor optical amplifiers for reconfigurable optical networks, J.


Optical Networking 6 (11), Nov 2007.
T. Akiyama et al., Quantum-Dot Semiconductor Optical Amplifiers, Proc. IEEE 95 (9),
Sept 2007.

C. Headley, G. P. Agrawal, Raman amplification in fiber optical communication


systems, Elsevier Academic Press, 2005.
S. Jiang et al., Full characterization of modern transmission fibers for Raman
amplified-based communication systems, Optics Express 15 (8), Apr 2007.
2011
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Academic context } without modification
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The right of use set out in the licence is personal, non-exclusive and non-transferable. Any use except that set out in the licence is subject to the prior,
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