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TI Journals
ISSN:
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Copyright 2015. All rights reserved for TI Journals.
Morteza Khani*
M.A of Management of Technology, Allame Tabatabei University, Iran
*Corresponding author: Mortzakhani1@gmail.com
Keywords
Abstract
The institutional factors in innovation system in industrial clusters were identified and prioritized. To this
end, 24 performance indices were identified through literature review and based on the definition of
institutional factors. The importance of the indices was surveyed through sending questionnaire to managers
and experts in tile industrial cluster in Yazd Province. Totally, 101 questionnaires were returned by the
participants and the data was analyzed though exploratory factor analysis technique. Based on the results, 23
indices were obtained in 7 groups including culture, communication and infrastructure, interaction and
collaboration, policy making, personnel and employees, financing, learning and innovation.
1.
Introduction
The concept of national innovation system (NIS) and innovation systems drew attention after its introduction in 1987 and many have worked on
developing its conceptual concepts and tools. The concept is one of the new approaches for scientific policy making and determining
technological and innovative priorities which mirrors a wide range of debates and analysis. Moreover, the new concept determines wide range of
dynamism, innovative works and new aspects of innovation features formulations (Badaghi, 2011). Framework of NIS defines national borders
as the borders of innovation system. National culture, language, states play key role in innovation within different technologies and sectors.
However, framework of regional innovation system (RIS) encompasses a specific region and seeks to influence a non-commercial productive
culture, inter-business network, and innovative institutes of the regions or industrial cluster in the district (Cooke, Uraga and Etxebarria, 1997).
Taking into consideration that aggregation of economic activities in a region creates the best environment for development of an innovationbased economy in modern economy system; the concept of RIS is intensively related with the concept of industrial cluster (Asheim and Isaksen,
1996). An industrial cluster is at the same time a common labor market, a common market for the supplier of raw materials and transfer of
technology and information among the businesses. To meet this function, it is essential to take into account the industrial cluster within the frame
of an RIS and recognize the institutional factors of the system of the industrial clusters (Karlsson, 2001). The idea of RIS has been recently
introduced in Iran and finding its relation with industrial clusters may result in wide horizon ahead of clusters and picture how the RIS must be
implemented.
Innovation and innovation systems
Innovation is usually taken as synonym for technological innovation. By Cummings (1998) definition, innovation is defined as the technologyrelated activities in a business that results in development of new processes or products in the market. As a wider definition of innovation, it is
the changes in tasks, products, and processes that leads the businesses toward gaining more and unique technological competencies. (Doloreuxa
and Melanc-onb, 2008).
National innovation system (NIS)
The concept of NIS has been frequently discussed in science and technology policy making studies; and there are several definitions for the term
(Chung, 2002). Lundvall (1992) recognized a distinction between the delicate and general definition of NIS. The former defines NIS as the
organizations and institutes working on technological searching and discovery (e.g. R&D departments, technological institutes and
universities). The latter defines NIS as a system of innovation comprised of elements and relations effective in generation, dissemination, and
utilization of new knowledge with economic benefits (Chang and Chen, 2004). The experts in the field have emphasized on institutional bases
and interactive learning between the main actors including developers of knowledge and users of the knowledge. (Chung, 2002)
42
Field of innovation
Task:
Task:
Task:
Resource supply
Development of
innovative usages
Financing
resources
Human resources
Innovative activities
New services/product
Knowledge resources
Innovation processes
Business/inter-business innovation
43
Innovation system
Innovation
environment
Fundamental and
institutional condition
(macro-economy)
Specific environment of
innovation system (micro-
Communication
economy)
Innovative
resources
Innovation development
Innovative
output
Downstream
commercialization
Innovation process
Figure 2: Framework of RIS in task-based mode
Table 1. Summary of analytical frameworks on innovation systems approaches (Chang and Chen, 2004)
Author
Type
Field of study
Analysis unit
Analytical framework
Freeman (1987)
NIS
Japan
Economic-social system
Landoal (1992)
NIS
Scandinavia countries
Consumer-producer interactive
learning
Nelson (1993)
NIS
15 developing and
developed countries
Charlson (1995)
NIS
Switzerland technology
systems
Technology knowledge-based
networks
Berschi and
Malrba (1997)
NIS
Saksnian (1991)
NIS
Kock et al.
(1997)
NIS
44
Literature review
Title
Author(s)
Recognizing organizational
factors of RIS
Kcok, Oranga
and Etbaria,
1997
Operational collaboration
between business-university
and role of general research
institutes in regional
innovation systems
Frisch and
Schterine 1999
RIS in the EU
Subject
Results
Cock et al.
(2000)
Cock (2002)
Ashim et al.
(2002)
Ashim and
Choen (2005)
Universities as key
infrastructure of knowledge
in RISs
From RIS to local innovation
systems: evidence from
Italian industrial zones
Nature of innovative
activities in marine industries
of Quebec, Canada based on
RIS
Determinants of RISs
efficiency
RISs in Hungary
Charles 2006
Designing a evolutionary
approach of innovation
systems (case study: medical
engineering industry)
Anderson and
Karlson (2004)
Doloura (2004)
Doloura and
Parto 2005
Massio 2006
Seifoding
(2004)
Barkhordar
2006
Feasibility of industrial
clustering in Zanjan Province
(case study: furniture
industries)
RIS in Irans leather
industries
Irans NIS with an emphasis
on technology institutional
layout
A model for success of Jahad
Daneshgahi in Irans
innovation system
Ahadi
Oroumieh
(2006)
Rahbari (2009)
Dolora and
Melanken
(2009)
Frish and
Slovch 2011
Lingel and
Lidserof (2011)
Smaeili (2010)
Ansari (2010)
45
Research problems
1.
2.
2.
Methodology
The study was conducted as analytical- descriptive study and through field works. The study was conducted in Yazd province and the study
population, considering the purpose of the study, was comprised of the experts in organizational Yazd tile and ceramic industrial cluster along
with managers and experts working in factories in the cluster. Sample size formula for limited society was used to obtain a sample size of 100.
However, to have more accurate results and to avoid using the minimum size of sample group, 140 were selected and 120 of them accepted to
take part in the study. For data gathering, a questionnaire with 24 factors was used, which was based on literature review, consulting with the
experts, and Delphi method. To ascertain validity of the questionnaire, it was handed over to the experts and researchers in the tile and ceramic
cluster and university lecturers for revision. Having ascertained the validity of the questionnaire, reliability of the questionnaire was obtained by
conducting a pilot study and using Coronbachs alpha (a = 0.875).
Findings
All the variables were identified through literature review and consulting experts. Totally 24 variables were found (Table 2). These variables
were classified and prioritized though discover factor analyses.
Table 2. Definition of variables
No.
1
2
Index
Suitable productive culture
Institutionalized learning in the past
Easy financing
4
5
Cultural similarities among the current factors and actors in the cluster
7
8
9
Popularity of informal collaborative relation among the current actors in the cluster
Transparency of information flow among the activists
Easy collaborative environment among the activists
10
11
12
13
14
15
16
17
18
Flexible and specifically designed tax system for the activists in the cluster
Agents for financing and marketing
Importance of communications with customers and intl competitors
Interactive mechanisms in financial, technological and scientific mechanisms
19
Importance oo industry-university interaction (applied and science university) and role of research
centers in development of clusters knowledge infrastructure
Importance of inter/intra-business relation in cluster
20
21
22
23
24
Study
Cock et al. (1997)
Cock et al. (1997)
Ashim and Choen (2005)
Hamen and Dolora (2005)
Siesmen 1983
Christensen 1992
Cock et al. 1997
Ashim and Choinen 2005
Cock et al. 1997
Ashim and Choinen (2005)
Sachsenian 1991
Chung and Chen 2004
sachsenian 1991
Kobksko et al. 2006
Cock et al. 1997
Kobksko et al. 2006
Kobksko et al. 2006
Cock et al. (1997)
Cock et al. (1997)
Cock et al. (1997)
Cock et al. (1997)
Kobksko et al. (2006)
Cock et al. (1997)
Cock et al. (1997)
Doloura 2004
Cock et al. (1997)
Chong and Chen 2004
Ashim and Coenin 2005
Chong an Chen 2004
Saksnian 1991
Chong and Chen 2004
Cock et al. (1997)
Cock et al. (1997)
Cock et al. (1997)
Chomber et a. 2003
Ashim and Gertler 2004
Doloura and Parto 2005
Exploratory factor analysis was used for surveying the research questions regarding priority of indices related to the aspects. Before conducting
the analysis, fitness of the data for factor analysis must be ensured. To this end, adequacy of samples and Barthlets test were used.
1. Adequacy of sampling test: the test was conducted using Kaiser Meyer Olkin value (KMO). The value determines correlation between
pair variable. Small values show that correlation between cannot be explained by other variables. Small values of the index mean that
46
2.
that correlation between the variables is not explained by other variables. Value of KMO oscillates between 0 and 1. For values less
that 0.5, the data dose not suit for factor analysis, for 0.5-0.69 the factor analysis can be a choice, and for values 0.7, correlation of the
data perfectly suits for factor analysis. As listed in Table 3, value of KMO for the gathered data is 0.735, which implies suitability of
the data for factor analysis.
Barthlets test: to be suitable for factor analysis, correlation matrixes the basis of factor analysis- must not be zero for the population
under study. To this end, Barthlets test was utilized. Barthlets test examines the hypothesis that correlation matrixes belong to the
population with uncorrelated variables. To have significant and effective factor model, the variables must be correlated, otherwise
explaining the factor model is out of question.
Level of significant of 0.005 of the test determines of the suitability of factor model. As listed in 3, the values obtained are zero, and thus, the
data are correlated and suitable for factor analysis
Table 3. KMO and Barthlets tests in SPSS
KMO and Bartlett's Test
.735
Approx. Chi-Square
680.965
Df
253
Sig.
.000
Table 4 lists the rotated matrix along with factors and factor weight of each index on the factors. For factor analysis, we need to determine which
factor weight must be taken into consideration as significant. According to the studies, factor loads above 0.3 are significant, above 0.4 are
highly significant, and above 0.5 are very highly significant. Therefore, the higher is the factor load, the more significant is the factor in factor
matrix interpretation. This measure can be used for sample number of less than 50.
The basis of significant of factor weight in this study was assumed 0.5. Therefore, indices without factor weight above 0.5 were removed.
Therefore, none of the variables, except for the effective regulations to settle probable disputes and disagreement, were removed.
Table 4. Rotated matrix in SPSS
Rotated Component Matrixa
Component
1
.549
.040
.282
.112
.435
.126
-.114
.007
.378
.287
-.244
.622
-.158
-.091
Easy financing
.133
-.158
.206
.201
.519
.359
.408
.220
.139
-.178
.043
.802
.151
.059
.682
.358
-.155
.204
.085
-.217
.069
Cultural similarities among the current factors and actors in the cluster
.214
-.038
.697
.229
.245
-.025
-.008
.089
.227
.812
.136
-.073
.024
-.010
.726
.221
.162
.137
.101
-.012
.100
.543
-.131
.389
-.019
-.119
.120
.351
.686
.132
-.013
.073
.174
.148
-.206
Team work culture among the activists and current industrial units
.652
-.070
.109
.061
.235
.329
-.054
.523
-.022
.111
.530
-.101
.152
-.072
.470
.256
.381
.083
-.100
.263
.144
Policies and programs for promoting technology and collaboration among the
activists in the cluster
.306
.044
.123
.217
.199
.639
.284
Flexible and specifically designed tax system for the activists in the cluster
.080
.196
-.058
.041
.033
.821
-.150
.483
.555
.076
-.163
.106
.102
.252
.512
.397
.271
-.128
-.009
.341
-.090
.322
.689
.000
.012
.161
.147
.057
-.053
.682
.486
.265
-.014
.102
-.105
-.091
.060
-.058
.127
.026
-.056
.856
.107
.053
.120
.656
.032
.211
.200
.054
.170
.181
.808
.008
-.073
.038
.073
.706
.045
.464
.118
.049
-.046
47
Factor
3.
1.
2.
3.
1.
2.
1.
Priority
Culture (24.83)
First
Infrastructures
and
communications
(16.23)
Second
Interaction and
collaboration
(13.87)
Policy making
(13.10)
Third
Personnel and
colleague
(11.57)
Financing
(11.50)
Learning and
innovation
(8.86)
Fourth
Fifth
Sixth
Seventh
Results of time factor analysis showed that extracted elements constitute considerable portion of variance. Human social researches explain 60%
of variance of competency. Following table lists the elaborated variance of the factors. Clearly, 7 extracted factors explain more than 67% of the
variance.
Table 6. specific values of factors
% of all factors
24.83
16.23
13.87
13.10
11.57
11.50
8.86
100
Specific values
3.829
2.504
2.140
2.020
1.785
1.774
1.367
--
Factors
Factor 1
Factor 2
Factor 3
Factor 4
Factor 5
Factor 6
Factor 7
Total
Based on Table 5, relation between the seven factors and 23 primary indices is pictured in the model below.
3.
Conclusion
The institutional factors of RIS in tile and ceramic industrial cluster were determined and prioritized. The priority of the factors and indices
convey specific issues in the field. To have stronger role in tile and ceramic clusters of RIS, the factor culture most be improved to optimum
condition. To this end it is recommended to improve team work culture among the activists and industrial units located in the industrial cluster,
while put more emphasis on collaboration and participation among the internal factors of the cluster and the networks through sharing
information, resources, know to how, and technical consultation. This leads to less cost of transactions and optimization of transaction and
consequently, acceleration of learning and technical innovation. Of other noticeable factors that influence on the culture and need is serious
consideration in creation of proper productive culture and the mechanisms that facilitate collaboration among the activists and foster
collaboration. Interactive mechanism at financial, technological, and scientific fields and policies and programs to promote technology and
collaboration among the activists are also helpful. Finally, empowerment of organizational collaboration through empowerment, team formation,
development of staff capabilities, and their participation in organization convey the sense to the staff that they are part of the organization and
play a role in the decisions that influence their work.
In sum, regional innovation system constitutes a living and developing entity that none of its elements is left behind. Clearly, less parallel work,
knowledge synergy and dissemination and transfer of knowledge and technology are facilitated and accelerated in the systems. RIS ensures fast
and continuous flow of information among different institutes of the innovation system (clearly, information flow path is one of effective factor
on efficiency of NIS and RIS). Information search, resource synergy, resource finding, matching and collaboration among different institutes are
improved under innovation system. Access to limited resources through sharing them lessens the cost of innovation in the innovation system.
Simplicity of virtualization and development of virtual institutes improve NIS concerning volume and performance.
48
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