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VARIABLE-AIR-VOLUME (VAV) SYSTEMS

The VAV system is based on the principle of matching the load by varying the supply air
volume rather than varying the supply air temperature, with the intent of saving fan power as
compared with a CAV system.
VAV system is a centralized all-air system, either single zone or multi-zone. The common
configurations include the following:
-

cooling or heating only


VAV reheat
VAV dual duct
fan-powered VAV

Applications: office complexes, department stores, supermarkets, auditoriums and etc.


( i.e. spaces with fluctuating loads)

1. VAV COOLING ONLY SYSTEMS


1.1

Cooling only (multi-zones):

The variable-air-volume VAV cooling system as shown in Fig. 1 is an all-air, multi-zone,


single-duct system. It only provides year-round supply of cold air to the following areas:
(i)
(ii)
(iii)

interior zone in commercial and public buildings.


conditioned space where the internal loads will exceed the winter heating load.
perimeter zone for summer cooling operation or for outdoor ventilation air supply.

1.2

System Description

In Fig. 1, the supply air from the supply duct of a VAV cooling system is discharged to the
various VAV terminal boxes through some flexible ducts or connected ducts. In the VAV
box, the volume flow rate is modulated according to the condition of the space load at zone 1,
2, ... n. The modulated air from the VAV box will flow to one or several slot diffusers via the
flexible duct and then it is supplied to the various subdivided zones. The space return air at
point r is actually a mixture of space return air from the various subdivided zones.
During the winter mode operation, if the cold supply air is required to offset the space
cooling load, then the outdoor air at point O is mixed with the recirculating air to form a
mixture at point m. The mixture will then flow through the supply fan, before it is supplied to
the various subdivided zones at point s.

(a)

Schematic diagram

Summer

Winter

(b)

Air-conditioning cycles

Fig. l Variable-air-volume VAV cooling system

1.3

VAV Boxes

A variable-air-volume (VAV) box is a terminal device in which the supply volume flow rate
is modulated by varying the opening of the air passage by means of a single-blade butterfly
damper, a multi-blade damper, or an air valve, as shown in Fig. 2. A VAV box may have a
single outlet or multiple round outlets.
A single-blade damper VAV box, as shown in Fig. 2(a) and Fig. 2(b), has a simple
construction and is simple to operate. A typical damper closes at an angle 30 degrees from
vertical and rotates in counterclockwise direction to an angle of 60o in the fully open position.
An air valve, as shown in Fig. 2(c), is a piston damper moving horizontally inside a hollow
cylinder. The opening of the air passage can be adjusted. The main advantage of an air valve
is its almost linear relationship between the modulated air volume and the displacement of
the piston damper.
The sizes of the VAV boxes made by one manufacturer range from a volume flow rate 100
l/s to about 1800 l/s. The pressure drop of these VAV boxes at nominal maximum volume
flow rate when the damper is fully open usually varies from 50 to 125 Pa. In order to provide
the required amount of outdoor air to the conditioned space, in a VAV cooling system, a
VAV box usually reduces its volume flow to a minimum setting, typically 30 % while the
space is occupied. In practice, each VAV box is connected to one or more slot diffusers via
flexible ducts. The high entrainment ratio and good surface effect of the slot diffusers
improve the air movement at low supply flow.
1.3.1

Direct Digital Control of VAV Boxes

In a DDC (direct digital control) single-blade damper VAV box, as shown in Fig.2(a) & 2(b),
the temperature sensor sends a signal to a DDC controller. It actuates the motorized operator,
moves the actuator to a certain displacement, and rotates the damper through the linkages. It
then opens the single-blade damper wider. The damper is closed either by spring force or the
reverse rotation of the motorized operator. The direct digital control of an air valve is similar
to that of a single-blade damper. A DDC VAV box can provide many sophisticated control
functions and can communicate with the central computer.
1.3.2

Influence of Duct Static Pressure on VAV Boxes

VAV boxes can be classified as pressure-dependent or pressure-independent.


In a pressure-dependent VAV box, as shown in Fig. 2(a), the variation of the duct static
pressure at the inlet of the VAV box caused by the opening and closing of the dampers
connected to the same main supply duct influences the modulation of its supply volume flow
rate. They are less expensive and used when the duct static pressure is more stable.

A pressure-independent VAV box modulates its supply volume flow rate regardless of the
variation of duct static pressure at its inlet. A typical pressure-independent VAV box is
shown in Fig. 2(b) and 2(c). The controller receives the signals from both the temperature
sensor and the velocity probe near the inlet of the VAV box. It will actuate the damper to
widen or reduce the opening based on combined effects of the two signals so that the space
temperature can be maintained within the predetermined limits. Even if the static pressure at
the VAV box inlet varies from 125 to 750 Pa, the volume flow is maintained according to the
required value called for by the temperature sensor and the controller.

Fig.2 VAV boxes: (a) single-blade, pressure-dependent;


pressure-independent; and (c) air valve, pressure-independent.

(b)

single-blade,

1.3.3 Sound Power Level of a VAV Box


The sound power level of a VAV box depends mainly on the following:
(i) Volume flow of supply air for a specific size box.
(ii) Difference in static pressure ps, across the VAV box to provide a specific volume flow.
(iii) The configuration of the VAV box, flexible duct(s), and diffuser(s).
The greater the ps , the larger the static pressure at the box inlet. The smaller the damper
opening, the higher the sound power level of the VAV box. Noise generated by the VAV
box can be transmitted to occupants in the conditioned space by duct-borne path through
flexible ducts and diffusers, or a radiated path from its casing through the ceiling or plenum.
1.4

Control Systems for a Typical VAV Cooling System

The control systems for a typical VAV cooling system will provide, the following types of
control:
(i)

Space air temperature control


When the temperature sensor T1 for a specific zone senses the space temperature, as
shown in Fig. 1(a), it will send a signal to the controller C1. C1 will modulate the
damper position through a controlled device, a damper motor, to vary the opening of
the damper and the supply volume flow rate. Hence, the space temperature is
maintained within the required limits.

(ii)

Supply air temperature control


Thermostat T3 controls the cooling coils capacity to maintain a constant supply air
temperature.

(iii)

Minimum outdoor air control


An electronic type of velocity probe or pitot tube is located after the outdoor air
damper to sense the volume flow rate of the outdoor air Vo. When Vo drops as the
supply volume flow rate is being reduced, the signal from controller C4 will open
wider the outdoor air damper and the required volume flow rate of the outdoor air
intake is maintained.

(iv)

Supply duct static pressure control


A pressure sensor P is usually located at approximately 2/3 of the length between the
first and last tee offs in the main duct. It senses the static pressure and actuates the
inlet vanes or the speed of the supply fan through the controller in order to maintain a
predetermined static pressure at the sensing point.
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1.5

VAV Cooling System Characteristics

The air-conditioning cycles for both the summer mode and winter mode operations for a
VAV cooling system are shown in Fig. 1 (b). The block volume flow rate Vsb, which is the
total supply volume flow rate of the air-handling system, is also the maximum sum of the
supply volume flow rates for the individual zones Vsn at the same time, that is
Vsb = Vsn
Moreover, the coil's load is the block load based on the block volume flow rate. It is given
by:
qc = Vsb s [(hm hcc) - (wm wcc) Cpw tcc]
It is important to note that the size of the VAV box for a specific zone must meet the peak
load requirements of this zone. Furthermore, the size of the air duct must also be able to
accommodate the peak volume flow rates taking care by such a duct section at the same time.
The condition of the space air can be calculated according to the weighted average of the
space temperature and the humidity ratio.
During the part-load operation, the space temperature is usually maintained at a nearly
constant value. If the supply air condition s remains the same at part-load operation, the space
relative humidity np will be greater than, equal to, or smaller than that at the full-load
operation. This will depend on whether the sensible heat ratio of the space condition line
SHRsp is less than, equal to, or greater than that at the full-load operation.
2.

VAV Heating-only System

The VAV heating-only system has similar structure to that of VAV cooling-only system,
with the cooling coil replaced by heating coil. But the application is rather rare in Hong
Kong.

3.

VAV REHEAT SYSTEM

The VAV reheat system shown in Fig. 3 first uses a reduction of the supply volume flow rate
of the air supplied to the conditioned space and then, the supply of the heated air from the
reheating coil to maintain the space temperature within the predetermined limits during
part-load operation and winter heating.

Fig. 3 VAV reheat system


3.1

Control sequence

As the cooling load drops, the damper of the VAV box closes progressively to reduce the
supply air flow until about 30% of the full supply. At this point, the supply rate remains
constant and the reheat coil is activated to maintain the room temp setting.
3.2

System characteristics

The VAV reheat system is simple and effective in space temperature control for both the
interior and the perimeter zone. It overcomes some deficiencies of the cooling-only VAV
system since it provides adequate air distribution & ventilation all the time without paying
the extent of energy penalty incurred in constant volume reheat applications.
If the reheat energy comes from heat recovery system then the VAV reheat system will not be
considered as energy inefficient when compared with other VAV systems.

4.

VAV DUAL-DUCT SYSTEM

4.1

Basic Scheme

A dual-duct VAV system employs two supply air ducts -- a warm duct and a cold duct, as
shown in Fig. 4. The warm air in the warm duct and the cold air in the cold duct are supplied
to the perimeter zone through a VAV mixing box.

Fig.4 VAV Dual Duct System


Dampers of a VAV mixing box are arranged such that the warm and cold air flow rates drop
appreciably before the other stream begins to supply air.

4.2

VAV Mixing Box

Fig. 5 A pressure-dependent mixing VAV box


Figure 5 shows a pressure-dependent mixing VAV box using a specific terminal DDC
controller. This box consists of two separate equal-sized air passages arranged in
parallel - one for warm air and another for cold air. Each has a single-blade damper. These
two air passages are then combined together and the mixture of warm and cold air is
discharged through single or multiple outlets to the diffusers through a flexible duct. A
temperature sensor is connected to the DDC controller to modulate the dampers in the warm
air and cold air passages separately, using two actuators.
If the mixing VAV box is pressure-independent, two additional velocity probes are added to
the inlets of cold and warm air so that each damper is modulated separately by the DDC
controller according to the signal from the velocity probe reset by the zone temperature
sensor.
In a dual-duct VAV system using a mixture of cold and warm air, the minimum setting of
zone supply volume flow from the mixing VAV box should follow the guidelines for VAV
systems specified in ASHRAE/IESNA Standard 90.1, that is, 30 % of peak supply volume.

An example of supply air control scheme:


(i)

space temp. 21C, maximum warm air supply

(ii)

space temp. 25C, max cold air supply

(iii)

Tr1 < space temp. < Tr2, mixed air supply

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4.2.1 Worked Example


In a VAV dual-duct system,
full warm air supply = 0.8 kg/s at Rm temp Tr 2 lC
full cold air supply = 1. 1 kg/s at Tr 25C
Same slope of air flow-to-space temperature lines for warm & cold streams (-s & +s
respectively) Min. supply air to room = 0.3 kg/s
Determine the space temperatures (Trl & Tr2) that the cold & warm air flows fall to zero
respectively.
Solution:

For cold air


mc = s Tr + Cc
(Conisder y = mx + c)

...

(1)

...

(2)

For warm air


mh = -s Tr + Ch

At full air flow of either stream:


1.1 = 25 s + Cc
0.8 = -21 s + Ch

...
...

(3)
(4)

At zero flow of cold stream (min flow)


0 = sTrl + Cc
0.3 = -s Tr1 + Ch

...
...

(5)
(6)

Solve equations (3) & (4), (5), (6) gives


Cc= -8.9, Ch=9.2, s=0.4 & Tr1 = 22.25C
From equation (2), mh = 0 0 = -0.4 Tr2+ 9.2
Tr2= 23C
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4.3

System Characteristics

An air leakage of 3% to 7% of the supply volume flow rate must be considered for the
shut-off damper in the VAV mixing box. The additional volume flow rate of the supply air
Vad due to the air leakage can be given by:
Vad = K Vc (Th Tr )

during cooling

Tr Tc
= K Vh (Tr Tc )

during heating

Th Tr
where K - leakage factor 5%
5% represents the mean value of air leakage
Th & Tc - warm/cold supply air temp. at mixing box
Then actual supply volume flow:
For cooling:

V = ( 1 + K ) Vc + Vad

For heating:

V = ( 1 + K ) Vh + Vad

where Vc & Vh, are the required supply flow of cold/warm air streams based on
summer/winter design load & assuming no leakage.
4.4

Alternate Scheme Serving Both Perimeter & Interior Zones

Perimeter zone: cooling load may drop to only 20% of max load; heating is required in
winter.
Interior zone:

cooling load is usually not less than 50% of the maximum (always cooling)
& supply flow is usually not less than 40% of design flow.

Possible design scheme:


(i)

Interior zone

-VAV cooling

(ii)

Perimeter zone -VAV dual duct

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4.5

System Description

For a single supply fan dual-duct VAV system, as shown in Fig. 6 and Fig. 7 , the mixture of
outdoor and recirculating air at point M will enter the blow-through supply fan. At the fan
discharge outlet A , the air is divided into two streams -- the warm air stream and the cold air
stream. The warm air stream will flow through the heating coil (which is not energized in
summer). It is then discharged from the hot deck to the warm duct. The cold air stream will
flow through the cooling coil where the air is cooled and dehumidified. It is then discharged
from the cold deck to the cold duct.
The streams of warm or cold air are then modulated in the VAV mixing box before it is
supplied to the perimeter zone at point sx. In the interior zone, however, only the cold air
discharged from the cold duct will be supplied through the VAV box at point si.
The return air from the perimeter zone at point Rx will then mix with the air from the interior
zone at point Ri in the ceiling plenum. The air at the mean point N is then returned to the
multi-zone AHU to mix with the outdoor air again at point O. A portion of the space air is
then exhausted to the outside atmosphere.
In the interior zone, due to the closing of the flow passage in the VAV box during part-load
operation, the volume flow rate of the cold air supply will also be reduced. However, because
of the smaller variation of the space cooling load in the interior zone, the minimum volume
flow rate of the cold air supply is usually not lower than a predetermined minimum setting.

Fig. 6

VAV Dual Duct System Schematic

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(Si, Sx)

Summer Full load (max. cooling): heating coil not energized

Winter Full load:


Fig. 7

Perimeter zone- max. heating


Interior zone- cooling

VAV Dual Duct System : Air Conditioning Cycles

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4.6 Example of Dual Duct System Serving Both Perimeter & Interior Zones
A single supply fan dual-duct VAV system employed for a typical floor of a high-rise office
building is designed for following summer conditions:
Outdoor air condition
Indoor air condition
Max. space cooling load
(i) perimeter zone
(ii) interior zone
Min. space cooling load
(i) perimeter
(ii) interior

33C DB,
24C DB,

28C WB
50% RH

QSx max.
QLx max.
QSi max.
QLi max.

150 kW
8 kW
38 kW
8 kW

QSx min.
QLx min.
QSi min.
QLi min.

36
8
20
7

kW
kW
kW
kW

Min. outdoor ventilated air

1.6 m3/s

Supply system heat gain

fan power 1C
cold air duct 1C

Return system heat gain

2.5C

It is assumed that the air leakage of the shut-off damper at the VAV box is K = 5%, a warm
air supply temp Th = 28.2 C and the relative humidity of the air leaving the cooling coil is
95%.
Determine:
(i)

max. & min. supply air volume flows in both interior & perimeter zones,

(ii)

volume flow ratios (VFR) of the perimeter & interior zones respectively, and

(iii)

max. cooling coil's load.

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Solution:

0.0102 kg/kg

0.00873 kg/kg

(i)

Interior Zone

Under max. load, SHRi =

38
= 0.83
38 + 8

On psy. chart, locate pt. Ri & draw RiC such that C is 1 C DB away from 95% RH Pt. B is
then located.
TC
C
hC
wC
C

=
=
=
=
=

13 C
90 %
34 kJ/kg
0.0084 kg/kg
0.822 m3/kg

TB
B
hB
wB

=
=
=
=

12 C
95 %
33.1 kJ/kg
0.0084 kg/kg

Max. supply vol. flow:


Vsimax =

Qsi
Cpa (Tr Tsi )

= 38 x 0.822
1.02 x (24 -13)
= 2.78 m3/s

16

Min. supply vol. flow:


Vsimin =

20 x 0.822
1.02 x (24 -13)

= 1.465 m3/s
Perimeter Zone
150 x 0.822
Vcmax =
1.02 x (24 - 13)
= 11 m3/s
Vcmin = 36 x 0.822
1.02 x (24 -13)
= 2.64 m3/s
To offset the damper air leakage,
Vad = K Vcmax (Th Tr)
Tr Tc
= 0.05 Vcmax (28.2 24)
24 - 13
= 0.0191Vcmax

Vsxmax = Vcmax + Vad + KVcmax


= Vcmax + 0.0191Vcmax + 0.05Vcmax
= 1.0691 Vcmax
= 1.0691 x 11
= 11.76 m3/s

Vsxmin = Vcmin + Vad + KVcmin


= Vcmin + 0.0191Vcmin + 0.05Vcmin
= 1.0691 Vcmin
= 1.0691 x 2.64
= 2.82 m3/s

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(ii)

Volume flow ratios


VFRi = Vsimin = 1.465
Vsimax

2.78

VFRx = Vsxmin =
Vsxmax
(iii)

SHRx =

= 0.527

2.82

= 0.240

11.76

150 = 0.95
150+8

On psy. chart, from C draw SHRx = 0.95 to Rx at 24 C DB


also

Wrx reads 0.0086 kg/kg


Wri reads 0.0093 kg/kg
VsimaxWri + VsxmaxWrx

then WN =
Vsimax+ Vsxmax
= 2.78 x 0.0093 + 11.76 x 0.0086
2.78 + 11.76
= 0.00873 kg/kg
Pt. N is located (TN = 24C DB)
Pt. E can be located such that TE = TN + 2.5 = 26.5C
On psy. chart,
ME =
Vo
=
1.6
= 0.110
OE
Vsimax + Vsxmax
2.78 +11.76
Pt. M is then located and TM reads 27.2C.
Locate Pt. A on psychrometric chart such that:
TA = TM + 1 = 28.2C
WA =WM = 0.0102 kg/kg
hA reads 54.3 kJ/kg
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Maximum volume flow through cooling coil:


Vsbmax = Vsimax + ( Vcmax + Vad)
= 2.78 + ( Vcmax + 0.0191Vcmax )
= 2.78 + Vcmax ( 1 + 0.0191)
= 2.78 + 11 ( 1.0191)
= 13.99 m3/s
Maximum cooling coil's load:
= Vsbmax [(hA- hB) - (wA- wB) Cpw TB]
= 13.99 [(54.3 - 33.1) - (0.0102 0.0084 ) x 4.185 x 12]
0.822
= 359.3 kW

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5.

Fan Powered VAV System

The VAV fan-powered system, as shown in Fig.8, is a combination of the VAV cooling
system and the fan-powered VAV terminal units which are mainly used to deliver the warm
plenum air or heated air to the perimeter zone.

Fig. 8 Fan Powered VAV System


The fan-powered VAV terminal unit consists of a small centrifugal fan, a heating coil & an
inlet damper (or air valve). Its operation is governed by the control signal from the thermostat
Tx.
In summer,
fan and heater are normally off.
fan-powered VAV terminal unit works like a common VAV box; supply volume flow
not less than min. ventilation requirement.
under very low load, fan is energised to extract warm plenum air to increase the
supply air temp.
In winter, both fan & heater operate.
The control scheme is therefore a combination of both variable volume & variable temp.,
sometimes known as VVT.
6.
Comparison of VAV System and CAV System
20

When compared with a CAV system of the basic central system with terminal reheat or
multi-zone system, the multi-zone VAV system has the following advantages:
(i)

The initial cost for the fans, duct work, refrigeration plant and water system is lower
because the supply volume flow rates of the AHU and the main duct are based on the
block volume flow rate.

(ii)

The energy requirement and the operating cost for the fan power input is lower
because of the part-load operation and the lower block volume flow rate.

(iii)

The energy consumption and the operating cost for the refrigeration plant and the
water system is lower because of the lower block volume flow rate.

(iv)

VAV system is self-balancing; therefore the air balance and commissioning work is
much simpler and easier.

(v)

There is more flexibility in the sub-division of the new zones and the reallocation of
the VAV boxes and flexible duct when there is a change in the layout of the room
arrangement due to the change of tenants.

(vi)

The space relative humidity is lower when compared with the CAV multi-zone
system at part-load condition.

(vii)

The air supply can be shut off when certain space is not occupied.

The main disadvantages of the multi-zone VAV systems are:


(i)

Insufficient air movement may occur at a very low supply volume flow rate.
Therefore, a high entrainment ratio and good surface effect outlets such as the slot
diffusers are preferable. Usually, the design volume flow intensity should not be
lower than 3.8 l/s.m2.

(ii)

An insufficient supply of outdoor ventilation air may happen at a low supply volume
flow rate. Hence, a minimum outdoor air control is often necessary. A lower limit is
often preferable for the volume flow reduction and the shut-off type VAV boxes are
not recommended.

(iii)

There is the possibility of fan surge at the reduced volume flow rate. Hence, the fan
operating performance both at the maximum and minimum volume flow rates have to
be checked.

(iv)

Additional noise may be generated from the VAV box and the fan-powered terminal
units. Hence, the sound levels should be checked during both maximum and minimum
operating conditions.

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7.

Comparison Between Various Types of VAV Systems

For the typical floor of a high-rise office building having both the perimeter and interior
zones, a comparison can be made between the following VAV systems:
(i)

VAV reheat system;

(ii)

VAV dual-duct system; and

(iii)

Fan-powered VAV system.

The factors which must be considered in the comparison are:


(i)

Energy consumption and the operating cost


The fan-powered VAV system often consumes less energy due to the provision of
sequence control in the perimeter zone, especially in intermediate seasons, and also
the absence of air leakage.

(ii)

Installation cost
The VAV dual-duct system is more expensive, more complicated in system control,
and requires more space for operating the warm air duct in the perimeter zone.

(iii)

Environmental control
The VAV dual-duct system is superior in terms of air cleanliness due to the provision
of a greater amount of filtered air. It also provides comparatively greater air
movements due to the greater amount of air supply.

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