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PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 14-1150
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AMERICAN
COLLEGE
AMERICAN
MEDICAL
ASSOCIATION,
OF
OBSTETRICIANS
AND
ASSOCIATION;
AMERICAN
GYNECOLOGISTS;
PUBLIC
HEALTH
Appeal from the United States District Court for the Middle
District of North Carolina, at Greensboro. Catherine C. Eagles,
District Judge. (1:11-cv-00804-CCE-LPA)
Argued:
Decided:
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Gen.
though
it
ideological
Carolina
Stat.
90-21.85(b).
is
regulation
in
intent
extend
well
and
of
This
compelled
the
in
kind.
beyond
those
medical
The
even
profession,
means
states
speech,
used
have
by
is
North
customarily
and
abortion
providers
filed
suit
after
the
Acts passage but before its effective date, asking the court to
enjoin enforcement of the Act and declare it unconstitutional.
In
October
2011,
the
district
4
court
issued
preliminary
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of
Real-Time
View
Requirement
(the
Requirement),
speech
rights
and
the
physicians
and
the
patients
depicted,
id.
90-21.85(a)(2),
as
well
as
the
90-21.82,
as
unconstitutionally vague. J.A. 281. The parties and the district
court agreed on savings constructions so that the Act was not
void for vagueness, and the plaintiffs did not appeal that
ruling. Stuart v. Loomis, 992 F. Supp. 2d 585, 611 (M.D.N.C.
2014) (district court opinion).
5
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to allow the woman to hear the fetal heart tone. Id. 9021.85(a)(2). The woman, however, may avert[] her eyes from the
displayed
images
and
refus[e]
to
hear
the
simultaneous
of
medical
emergency.
Id.
90-21.86.
Physicians
who
violate the Act are liable for damages and may be enjoined from
providing
further
abortions
that
violate
the
Act
in
North
the
loss
14(a)(2)
of
(The
disciplinary
the
doctors
North
measures,
medical
license.
Carolina
Medical
including
license
See
Board
id.
may
revocation,
90impose
upon
at
issue
in
this
provisions
to
which
appeal
are
several
physicians,
other
informed
independently
of
the
informed
consent
provision
of
the
Act
itself.
Id.
90-
to
the
woman
seeking
the
abortion
the
risks
of
the
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90-21.82(1)(b),
probable
(d).
The
gestational
Pg: 7 of 37
age
physician
of
the
must
unborn
also
convey
child,
id.
the
90-
Furthermore,
the
doctor
must
inform
the
See
14E.0305(a);
id.
90-21.13(a);
Appellees
Br.
6.
Prior
10A
to
N.C.
its
Admin.
Code
enactment,
the
respective
risks
and
benefits
and
counsel[ing]
the
parties
moved
intermediate
for
summary
scrutiny,
Stuart
judgment.
v.
Loomis,
Applying
992
F.
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that
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the
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Display
of
Pg: 8 of 37
Real-Time
View
Requirement
violated
the
physicians First Amendment rights to free speech. Id. at 60709. It thus granted the plaintiffs motion for summary judgment
and entered a permanent injunction. Id. at 610-11. The court
declined to reach the merits of the due process claim, finding
it moot in light of the courts ruling on the First Amendment
claim. Id. at 611. 2
We
review
grant
of
summary
judgment
de
novo.
S.
favorable
to
the
state.
Moore-King
v.
Cnty.
of
speech
receive
different
levels
of
judicial
scrutiny
underlying
it.
On
the
one
hand,
regulations
that
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discriminate
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against
Pg: 9 of 37
speech
based
on
its
content
are
377,
382
(1992),
and
courts
usually
apply
the
most
subject
to
government
regulation,
such
as
strict
scrutiny
because
it
is
content-based
and
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basis
review.
district
court
chose
See
different
Requirement
both
compelled
profession,
the
court
rational
standard
basis
review,
normally
Appellants
but
used
path.
speech
applied
and
7-15,
20-28.
Recognizing
regulated
neither
rather
for
Br.
the
strict
that
the
certain
commercial
the
medical
scrutiny
intermediate
The
nor
scrutiny
speech
district
court
that
the
Requirement
is
content-based
is
also
intimately
connected
with
the
describing
[a]n
intent
to
convey
particularized
message
was
present, and [whether] the likelihood was great that the message
would be understood by those who viewed it. Texas v. Johnson,
10
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491 U.S. 397, 404 (1989) (quoting Spence v. Washington, 418 U.S.
405,
41011
anticipated
(1974)).
effect
of
The
all
states
aspects
avowed
of
the
intent
and
Requirement
are
the
to
dissuade
procedure.
message,
the
If
the
patient
the
from
states
message
does
continuing
intent
not
is
lose
to
its
with
the
planned
convey
distinct
expressive
character
an
expressive
act
entitled
to
First
Amendment
protection. See, e.g., John Doe No. 1 v. Reed, 561 U.S. 186,
194-95
(2010)
(recognizing
First
Amendment
protections
for
speech,
but
also
against
regulations
that
compel
speech.
to
leave
unsaid,
one
important
manifestation
of
the
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also decide what not to say. Hurley v. Irish-Am. Gay, Lesbian &
Bisexual
Grp.
of
Bos.,
515
U.S.
557,
573
(1995)
(citations
he
would
(Mandating
otherwise
speech
that
be
a
silent.
speaker
Riley,
would
487
not
U.S.
at
otherwise
795
make
speakers,
especially
where
the
speaker
[is]
intimately
Requirement
is
quintessential
compelled
speech.
It
the
statement
compelled
here
is
ideological;
it
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not
divorce
implications.
the
speech
[C]ontext
from
matters.
its
moral
Greater
or
Balt.
ideological
Ctr.
for
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information with his own opinion about abortion. Reply Br. 1416. That is true; the state does not demand that the doctor use
particular words. But that does not mean that the Requirement is
not designed to favor or disadvantage speech of any particular
content.
Turner,
512
U.S.
at
652.
In
fact,
the
clear
and
regulations
of
speech
typically
receive
Requirement
is
merely
regulation
of
the
practice
of
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Dent v. West Virginia, 129 U.S. 114, 122 (1889) ([I]t has been
the practice of different states, from time immemorial, to exact
in many pursuits a certain degree of skill and learning upon
which
the
community
may
confidently
rely.).
Licensing
and
N.J.,
767
establish
F.3d
216,
licensing
232
(3d
Cir.
qualifications,
2014).
Dent,
129
The
U.S.
state
may
at
122,
context,
information
the
sufficient
state
for
may
require
patients
to
the
give
provision
their
of
informed
doctors
fail
to
follow
statutory
and
professionally
15
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Lowe v. SEC, 472 U.S. 181, 228 (1985) (White, J., concurring in
the judgment).
But
that
does
not
mean
that
individuals
simply
abandon
rights
not
to
speak
are
implicated.
(emphasis
must
be
analyzed
as
such
for
purposes
of
the
First
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can
lay
claim
to
its
stronger
interest
in
the
the
potent
matter.
in
the
The
governments
context
of
regulatory
interest
self-regulating
is
less
profession
like
standard
used
in
certain
commercial
speech
cases.
whether
strict
scrutiny
17
ever
applies
in
similar
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situations,
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because
in
this
Pg: 18 of 37
case
the
outcome
is
the
same
as
our
decision
on
the
applicable
standard
of
review differs from the positions taken by the Fifth and Eighth
Circuits in cases examining the constitutionality of abortion
regulations under the First Amendment, we respectfully disagree.
Both courts relied heavily on a single paragraph in Casey:
All that is left of petitioners' argument is an
asserted First Amendment right of a physician not to
provide information about the risks of abortion, and
childbirth, in a manner mandated by the State. To be
sure, the physician's First Amendment rights not to
speak are implicated, see Wooley v. Maynard, 430 U.S.
705 (1977), but only as part of the practice of
medicine,
subject
to
reasonable
licensing
and
regulation by the State, cf. Whalen v. Roe, 429 U.S.
589, 603 (1977). We see no constitutional infirmity in
the
requirement
that
the
physician
provide
the
information mandated by the State here.
505 U.S. at 884; see also Lakey, 667 F.3d at 574-76; Planned
Parenthood Minn., N.D., S.D. v. Rounds, 686 F.3d 889, 893 (8th
Cir. 2012) (en banc) (Rounds II); Planned Parenthood Minn.,
N.D., S.D. v. Rounds, 530 F.3d 724, 733-35 (8th Cir. 2008) (en
banc)
(Rounds
I).
That
is
the
sum
of
the
First
Amendment
analysis in Casey.
In
considering
an
ultrasound
display-and-describe
18
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interpreted
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Casey
as
Pg: 19 of 37
employing
the
antithesis
of
strict
v.
Carhart,
the
Supreme
Court
upheld
states
157
(2007)).
Therefore,
the
Lakey
court
reasoned,
provisions such as the one at issue here -- that is, laws that
require truthful, nonmisleading, and relevant disclosures, id.
at
576
--
do
ideological
not
fall
under
the
speech
that
triggers
rubric
First
of
compelling
Amendment
strict
scrutiny, id. The Eighth Circuit similarly drew from Casey and
Gonzales the rule that the First Amendment permits the state to
use its regulatory authority to require a physician to provide
truthful,
non-misleading
information
relevant
to
patients
forfeit
their
surrounding
First
abortions,
Amendment
nor
does
rights
it
in
announce
the
the
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basis
review.
Rather,
having
noted
the
physicians
regulating
stated
that
the
it
medical
saw
no
profession,
the
constitutional
plurality
infirmity
simply
in
the
the
Fifth
and
Eighth
Circuits
reliance
on
Amendment
standard
applied
in
Casey.
Gonzales
provides
valuable insight into the relationship between the state and the
medical profession and the role the state may play in ensuring
that
women
are
properly
informed
before
making
what
is
Appeal: 14-1150
that
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violates
regulation
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compelling
physicians
First
Pg: 21 of 37
speech
Amendment
in
the
free
abortion
speech
context
rights.
The
substantial
governmental
interest
and
that
the
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where
she
is
captive
listener.
See
Hill
v.
Colorado, 530 U.S. 703, 716-18 (2000); Va. State Bd. of Pharmacy
v. Va. Citizens Consumer Council, Inc., 425 U.S. 748, 756-57
(1976); Greater Balt. Ctr. For Pregnancy Concerns, Inc. v. Mayor
of Balt., 721 F.3d 264, 286 (4th Cir. 2013) (en banc); cf. Lee
v. Weisman, 505 U.S. 577, 598 (1992).
The
protection
interests
of
of
fetal
protecting
life,
the
along
pregnant
with
the
womans
companion
psychological
550
U.S.
at
159,
is
undeniably
an
important
state
and
legitimate
interest
in
preserving,
promoting,
and protecting fetal life. Roe v. Wade, 410 U.S. 113, 162 (1973)
(quoted in Casey, 505 U.S. at 871); see also Gonzales, 550 U.S.
at 145. We shall presume for the purpose of this appeal that
this statute protects fetal life by increasing the likelihood
that a woman will not follow through on the decision to have an
abortion. Nonetheless, the means used to promote a substantial
state
interest
interest
must
without
be
drawn
impeding
so
too
as
to
greatly
directly
on
advance
individual
the
liberty
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2667-68.
Filed: 12/22/2014
The
means
employed
Pg: 23 of 37
here
are
far-reaching
--
almost
free
speech
regulation
threatening
interfering
of
beyond
the
harm
with
the
medical
to
the
the
extent
permitted
profession,
patients
physicians
for
while
reasonable
simultaneously
psychological
professional
health,
judgment,
and
addressing
the
provisions
constitutional
Court
has
forcefully
reiterated
that
the
states
interest
protecting
and
recognized
in
derives
from
promoting
abortion
the
states
respect
decisions
for
general
life,
without
interest
and
number.
has
See,
in
been
e.g.,
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The
state
psychological
may
harm
seek
of
to
protect
com[ing]
to
women
regret
both
from
their
the
choice,
abortion
analysis.
context
Though
is
only
physicians
and
the
starting
other
point
for
professionals
our
may
be
freedoms
when
acting
in
the
course
of
their
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B.
North Carolina contends that the Display of Real-Time View
Requirement is merely reasonable . . . regulation by the State
of the medical profession that does not violate the physicians
First
Amendment
requirements
do.
rights
any
more
Appellants
Br.
than
22-25
informed
(quoting
consent
Tex.
Med.
Cir.
2012)
requirements
the
(quoting
provision
Casey,
505
imposes
on
U.S.
at
882)).
physicians,
The
however,
is
information
meant
she
to
needs
ensure
to
that
each
meaningfully
patient
consent
to
has
the
medical
of
two
essential
elements:
comprehension
and
free
consent. ACOG & AMA Br. 7; ACOG, Comm. Op. No. 439 - Informed
25
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(D.C.
information
Cir.
for
1972).
each
Physicians
patient
determine
based
on
what
the
adequate
reasonable
given
the
patients
individualized
needs
and
treatment
will
and
values
on
the
patient.
J.A.
359-60
between
physician
an
in
the
office
or
patient,
similar
fully
room
clothed,
before
the
and
the
procedure
begins. ACOG & AMA Br. 8, 23; ACOG, Comm. Op. No. 439, at 4.
26
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Once the patient has received the information she needs, she
signs a consent form, and treatment may proceed. See, e.g., N.C.
Gen. Stat. 90-21.13(b).
The Pennsylvania statute challenged in Casey prescribes a
modified
form
of
informed
consent
for
abortions.
To
provide
risks
reasonable
and
alternatives
patient
would
to
the
consider
procedure . . . that
material
to
the
decision
the
abortion
is
to
be
performed.
18
Pa.
Cons.
Stat.
hours
prior
to
the
abortion.
Id.
Aside
from
the
statute
continues
on,
however,
to
require
that
the
that
the
state
prints
materials
that
describe
the
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the state and the father. 18 Pa. Cons. Stat. 3205(a)(2). These
provisions
consent.
deviate
They
only
also
modestly
closely
from
resemble
traditional
the
informed
informed
consent
The
challenged
Display
of
Real-Time
View
the
right
of
professional
speech
that
operates
to
the
from
the
burdens
trace
in
part
from
deviations
has
through
ear
and
eye
covering
rendered
herself
fact,
[t]he
states
own
expert
witness
agrees
that
the
any
information
to
the
28
patient
and
does
not
aid
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from
promoting
the
psychological
health
of
women,
this
who
chooses
the
not
to
embarrassing
receive
spectacle
this
of
information.
averting
her
She
must
eyes
and
perceive
no
benefit
to
state
interests
from
walling
off
constitutional
is
not
lifted
burden
by
on
having
the
a
physicians
willing
expressive
listener.
The
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in
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Pennsylvania
need
only
Pg: 30 of 37
inform
the
patient
that
such
of
the
state-issued
pamphlet.
18
Pa.
Cons.
Stat.
the
would
very
information
like
21.85(a)(2)-(4).
to
The
on
convey.
coercive
volatile
See
N.C.
effects
subject
Gen.
of
that
Stat.
the
speech
the
90are
message
in
his
or
her
own
voice.
This
Requirement
context
surrounding
the
delivery
of
it
promotes
the
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the
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patient.
As
the
district
Pg: 31 of 37
court
noted,
[b]y
requiring
the
physician
into
the
mouthpiece
of
the
state
relationships
and,
through
them,
successful
treatment outcomes. See Am. Pub. Health Assn (APHA) Br. 9-10.
The patient seeks in a physician a medical professional with the
capacity
for
independent
medical
judgment
that
professional
what
the
state
wishes
told.
It
subverts
the
patients
the
physicians
professional
judgment
and
ethical
speech,
but
to
dictate
its
timing.
Under
the
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abortion
procedure.
See
N.C.
Gen.
Stat.
90-21.85(a).
See
id.
It
protects
the
health
of
particularly
the
judgment.
physician
505
U.S.
from
at
exercising
883-84.
his
North
or
Carolina
her
medical
by
contrast
with
medical
description
of
the
images,
with
no
contrary
to
the
states
interest
in
protecting
the
at
157,
and
more
generally
32
to
its
interest
in
the
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psychological
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and
physical
Pg: 33 of 37
well-being
of
the
affected
women.
abnormalities,
having
to
watch
sonogram
and
Appellees
physician
to
Br.
provide
12-13;
the
APHA
Br.
information
8-9.
Requiring
regardless
of
the
the
Stat.
90-21.85
&
90-21.86,
can
hardly
be
considered
requirements
look
nothing
like
traditional
informed
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Pg: 34 of 37
above,
fully-clothed
informed
conversation
consent
between
frequently
the
consists
patient
and
of
physician,
she
wants
in
setting
that
promotes
an
informed
and
thoughtful choice.
This provision, however, finds the patient half-naked or
disrobed on her back on an examination table, with an ultrasound
probe
either
Appellees
Br.
on
her
13;
belly
APHA
or
Br.
inserted
8.
into
Informed
her
consent
vagina.
has
not
Stat.
90-21.85(a)(3),
(b).
Rather
than
engaging
in
regardless
of
whether
the
patient
is
listening.
See
contravention
of
medical
ethics
and
the
principle
of
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patient
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not
to
receive
Pg: 35 of 37
information
that
could
make
an
but
rather
the
full
weight
of
the
states
moral
are
few
absolutes
in
the
difficult
area
of
message
judgment
and
information
legislation
runs
counter
the
patients
she
to
wants.
ensure
to
the
autonomous
Though
that
physicians
decision
states
womans
professional
may
choice
about
surely
is
what
enact
informed
and
physicians
free
speech
rights,
professional
undeniably
profound
and
important
35
purpose
of
protecting
Appeal: 14-1150
Doc: 73
fetal
life.
See,
Filed: 12/22/2014
Pg: 36 of 37
e.g.,
131
Sorrel,
S.
Ct.
at
2667-68,
2670
does
not
advance
them
in
permissible
way
under
intermediate scrutiny).
IV.
The right to speak and the right to refrain from speaking
are
complementary
components
of
the
broader
concept
of
624,
637
(1943)).
Regulations
which
compel
ideological
speech pose the inherent risk that the Government seeks not to
advance a legitimate regulatory goal, but to suppress unpopular
ideas or information or manipulate the public debate through
coercion rather than persuasion. Turner Broad. Sys., Inc. v.
FCC, 512 U.S. 622, 641 (1994). Abortion may well be a special
case because of the undeniable gravity of all that is involved,
but it cannot be so special a case that all other professional
rights and medical norms go out the window. While the state
itself
may
promote
through
various
means
childbirth
over
of
the
state
in
the
particular
manner
and
setting
Appeal: 14-1150
Doc: 73
Filed: 12/22/2014
Pg: 37 of 37
AFFIRMED
37