Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Talia Morag*
INTRODUCTION
* University of Sydney. I would like to thank my teachers David Macarthur and Paul
Redding for their comments, inspiration, and support. I would also like to thank Udi Fuchs for
his comments all along the writing process and invaluable help. I thank wholeheartedly Anat
Matar and especially Robert Hockett for their remarks and insightful conversations. Many thanks
to the organizers of and participants in the “Law and Event” Symposium held at the Cardozo Law
School of Yeshiva University in November 2007, in particular David Carlson, Carrie Maylor, and
Mary Cate Ryan.
1 HILARY PUTNAM, Pragmatism and Moral Objectivity, in WORDS AND LIFE (James Conant
ed., 1994).
2239
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I. DEMOCRATIC MATERIALISM
2 Charles Sanders Peirce, What Pragmatism Is, THE MONIST, Apr. 1905, at 161-81.
3 PUTNAM, supra note 1, at 152.
4 ALAIN BADIOU, LOGIQUES DES MONDES (2006) [hereinafter LOGICS OF WORLDS]. This
view is articulated mainly in the following sections of Logics of Worlds: The first section of the
Preface, at 9-17, the section of lifeless worlds, book 4, section 1, at 442-45, and the conclusion, at
530-37.
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11 LOGICS OF WORLDS, supra note 4. My account is based on the second and third books of
Logics of Worlds (it is subsections 7, 8, and 9 in section 1, book 1, at 234-44, although
particularly obscure, that include the key concepts of a prototype theory of objectivity that
category-theory can offer philosophy).
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12 This thesis is the second mentioned here, but in Putnam’s original text it is the third thesis
mentioned. PUTNAM, supra note 1, at 142.
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13 Like Badiou, I use the terms “atomic component” and “atom” interchangeably.
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14 These two ways of defining an atom are those to be understood in Badiou’s slogan: “if one,
not more than one, and otherwise—none.” LOGICS OF WORLDS, supra note 4, bk. 3, sec. 1,
subsec. 4, at 227 (author’s translation).
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15 Those who are familiar with Badiou’s philosophy will notice that indeed I here “reverse the
order” of Logics of Worlds and Being and Event. For Badiou, the extensional situation and the
contextual world are independently construed, and inter-connect as a matter of a “decision.” I
interpret this decision in the following as a less robust sort of realism, in accordance with the
more natural and non-metaphysical move made here—from the intensional world to the
extensional situation. This pragmatic move will also prove consistent within the Badiouian
framework, whereas the independence of situation and world might imply their possible
separation which in turn results in an inconsistency.
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16 Id. at 232.
17 See, e.g., id. at 235.
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18 See in particular Badiou’s discussion on the inconsistency of the concept of the Universe in
LOGICS OF WORLDS, supra note 4, bk. 2, sec. 1, subsec. 1, at 119-21.
19 This is apparent in Badiou’s comments about “what happens to a set once it has appeared
in a world.” LOGICS OF WORLDS, supra note 4, bk. 3, sec. 1, at 235 (author’s translation).
Another example is the discussion on Ariane and Blue Beard, and their appearance in various
worlds, even if the thing in itself that appears is reduced to their proper names it still implies
some meta-language. LOGICS OF WORLDS, supra note 4, bk. 2, sec. 1, at 126.
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20 Third mentioned in this paper, but second in Putnam’s original text. PUTNAM, supra note
1, at 142.
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re-labels them. One such occasion can be when the world is recognized
to be included in a different world, and its extensional system of sets
consequently receives a new additional tag.
According to today’s physics, the theoretical world of Newtonian
physics is a lifeless world. The laws of this world cannot go through
real change. It can only be modified by refinement and re-labeling, as
discussed above.
Accordingly, the theory of Special Relativity did NOT replace
Newtonian physics. The objects and laws of the latter did not change
and they never will. Rather, the world of Newtonian physics was
thereon included in the world of Special Relativity. When examined
from that inclusive world, Newtonian laws received the additional tag
“approximation for low velocities.” The Badiouian event or the
Kuhnian revolution happened on the borders of the Newtonian
paradigm, which remained unaltered.
The transition from the inclusive world to the included one, the
approximation in question, is perfectly smooth and coherent. This
transition could imply perfect reduction. Such a reduction would
breach the borders of the Newtonian world in such way that the reality
of its laws and objects would become dependent on the inclusive world
of Special Relativity. The two theories would basically converge into
one (reduction in a theoretical world and its implied convergence are
analogous to integration in the social world of democratic materialism).
But Newtonian physics did NOT converge into Special Relativity. It
remained a separate world, included in the new one.
The progress of physics, and progress it is, leaves the well-
established parts of the included theory unaltered. The live part of
physics is the inclusive world under construction, which also determines
the contemporary point of view on the included world.
This is why Kuhn talks of replacement of paradigms. A
contemporary paradigm would be the theoretical world that is the most
active, where research is taking place, rather than teaching. It is the
contemporary point of view from which included worlds such as the
Newtonian one are “seen.” But theoretically, the theoretical included
Newtonian world is nevertheless still there, unchangeable, lifeless.
The construction of the world of Quantum Mechanics did not
induce any real change in Newtonian physics either. Its new inclusion
merely re-labeled or re-interpreted it as “approximation for big enough
objects.” The transition here is equally smooth, and the discipline of
physics would not have it any other way. Its regulative principle is of
what I call compliant inclusion, where the borders of coherence are one-
way open—from the inclusive world to the included one.
Compare to the cinematic world, which is one-way visible from the
ordinary world, in the shirts-pants example discussed in the previous
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Part. That inclusion did not require the integration of one world in the
other and neither did it even imply an apparent agreement. Indeed, some
things can only happen in movies (or in love or in war or in a
philosophy classroom for that matter).
Conversely, the regulative principle of compliant inclusion does
not tolerate disagreement between affiliated theoretical worlds of
physics. Take the theory of General Relativity that includes the Special
one, and the theory of Quantum Mechanics. They are affiliated worlds,
as they have the same classical core, so to speak.
Their border, however, entails a famous disagreement and is thus
considered undefined. More specifically, there is one experiment that
perhaps will never take place, which does not have a fixed world
address. That is, its description is unsettled and its prediction
respectively ambivalent.
According to the regulative principle of compliant inclusion, the
discipline is now engaged in the construction of a new theory, which
shall include both General Relativity and Quantum Mechanics, and
settle their transition.
The theory under construction, the contemporary live part of
theoretical physics, 21 is apparently headed to be all-inclusive, a
fundamental Theory of Everything, from which the transition to all the
other worlds of physics will be smoothly regulated.
Indeed, the purpose of the faculty of fundamental physics today, is
to find all those fundamental objects and their respective laws, and then
close their department. No more research, only teaching and perhaps
re-labeling. Whether physics is actually dying or not, its purpose is to
arrive at a lifeless state.22
I will discuss in Part V in further detail the manner in which an
inclusive theoretical world of physics is formed. Part 5 will explain a
world’s change in general, that is, in the logical terms of Badiou’s
Logics of Worlds. Badiou’s picture of change will allow an account for
both a theoretical world of physics and a social world.
This is not meant to muddle and confuse two very different types
of worlds. The claim is that the abstract account can be used in various
contexts. In fact, this abstraction, common to all worlds, provides, as I
will attempt to show in Part V, two different pictures for social and
scientific change.
But before I turn to my interpretation of Badiou’s picture(s) of
change, I will first present Putnam’s picture for social change.
Putnam’s picture is not at all meant to describe scientific change.
However, there are still analogies to be made.
21 There are of course other live parts in the worlds of physics that are included in
fundamental physics, insofar as those are not fully established.
22 See Appendix infra at 2. Physics.
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23 I base this section mainly on the following texts by Hilary Putnam: HILARY PUTNAM,
MANY FACES OF REALISM (1987); HILARY PUTNAM, PHILOSOPHY AND LIFE (forthcoming); and
HILARY PUTNAM, RENEWING PHILOSOPHY 180-202 (1992).
24 Charles Sanders Peirce, The Fixation of Belief, POPULAR SCI. MONTHLY, Nov. 1877, at 1-
15.
25 It is important to keep physics and philosophy separate here. Whereas philosophically there
is good reason to reject the ideal of the end of inquiry as a possible horizon, this is nevertheless
the regulative principle of the community of physicists. It is a useful principle for that specific
discipline, rather than a philosophically justified one.
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One may say that Badiou’s picture of social change is just another
moral image, that of emancipation. Indeed, this is the way change
begins, but this is not the real change discussed in Logics of Worlds.
Real change is not the new self-consciousness or enhanced appearance
of a pre-existing set, no matter how “inexistent” it previously was.
In Badiou’s theory, the defining imperative (like the imperative to
be “creative”), which brings about the emancipation of a certain set, is a
trace of an event. The event turns the world-store into a site. The
objective world-store, regulated by its grid, receives a momentary
second aspect, as a collection of elements that does not quantize yet any
concept.
The site is nevertheless quantized as a set and it has an extension,
but as if “before” some intensional quality defines it as such. This set,
in its momentary second aspect of extension without intension, does not
belong to or include any other set. It is not coherent with the
extensional language of the contemporary situation.
Since it counts as a set nevertheless, it is real according to the
postulate of materialism. What kind of reality can an extension have
without intension? Without a worldly intensional concept, one must
admit, this is no small r. The legislative mutation is conditioned by a
metaphysical instant of incoherence.
Characteristically of metaphysics, Badiou’s is supposed to make
something possible, which in this case is real change. If Badiou is to be
considered within pragmatism, such metaphysics would have sense
insofar as it can be useful. This use, I shall soon explain, is ethical.
Like in any evolutionary theory, the fate of the mutation depends
on the environment in which it occurs. If the new definition, the re-
labeling as it were, of the previously ignored set is to have any impact,
then objects in the world have to cohere with it. That is, the worldly
objects have to be defined through the holism of compatibility, in such a
way that also relates to that new positive aspect brought about by the
imperative.
But since the defining imperative does not cohere with the
contemporary worldly law, there are no such objects. In other words,
the localization of the newly defined set on the not-yet conceptualized
site has no result. In yet other words, the newly defined atomic
component of the previously inexistent set is not compatible with any
other component of the site.
Unless a new object is created. Elements of such an object are
those with the capacity to decide their own identity, to take charge of
their own quantization, that is, people.
This is the ethical moment of a world. It is a moment where
people have the chance of self-definition, to identify themselves with a
completely new concept. This new concept has to be of a special kind,
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evolves, brings about new concepts to the world, and in turn modifies
the environment in which it lives.28
This dialectic process of confrontation of an alternative imperative
with contemporary law is what Badiou calls truth. Truth, as long as it
lasts, keeps its body apart from its worldly environment.
Badiou says “there are only bodies and languages, except that there
are truths,”29 which effectively means that there are only objects and
languages, except that there are bodies; or, there is only an objective
environment in the coherent state of the world, except when a true
individual-body brings about the challenge of incoherence; or
alternatively, there is only a stable system of law, except that there is
real doubt that brings about real change.
When it comes to physics, the self-organizing body is the creation
of a new inclusive world. As the body evolves, new concepts are
formed in the inclusive world under construction, and the included
world is gradually re-interpreted.
When the world on the border of which it arose is completely re-
labeled, the new inclusive world is established and arrives at an almost
lifeless state. The body or the inclusive world is still alive, insofar as
one day a new body may generate on its border.
The generation of bodies in the worlds of physics happens on their
borders, which are to become borders of coherence, according to the
regulative principle of compliant inclusion. Coherence is rightly
presupposed, and democratic deliberation is the way to proceed.
But in the social world, there is no way to know if and what kind
of coherence one can expect. The process of change is not of
deliberation in the exploration of new horizons, but of action, where one
and the same world goes through a dialectic split.30
Social change is not a discourse of “be a member of your current
community,” but a practice of “create a new community.” Social change
is not the inclusive imperative to “join the open society,” the one which
is open to those who comply with its laws. The imperative is rather:
“Change the order of your society by committing to your own identity.”
28 I thank Tracy McNulty for her question in the Symposium at Cardozo Law School, which
helped me clarify this point.
29 See, e.g., Preface to LOGICS OF WORLDS, supra note 4, at 12.
30 See diagrams in the Appendix, infra, to compare the change of the theoretical worlds of
physics to that of the social world.
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31 WILLIAM JAMES, What Pragmatism Means, in PRAGMATISM: A NEW NAME FOR SOME
OLD WAYS OF THINKING 73 (1907).
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32 Id.
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APPENDIX
Legend
1. Democratic Materialism
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2. Physics
3. Deliberative Democracy
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4. Dialectic Materialism