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Department of Ophthalmology, University of Pennsylvania School of Medicine, Scheie Eye Institute, D-603 Richards Building,
Philadelphia, PA 19104-6075, USA
b
Department of Ophthalmology, Emory University School of Medicine, Atlanta Veterans Administration Medical Center, Atlanta, GA, USA
c
Departments of Ophthalmology and Pharmacology, Emory University School of Medicine, Atlanta, GA, USA
d
Department of Physiology and Pennsylvania Muscle Institute, University of Pennsylvania School of Medicine, Philadelphia, PA, USA
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 3 October 2012
Accepted in revised form 2 January 2013
Available online 8 January 2013
Despite the high prevalence and public health impact of refractive errors, the mechanisms responsible
for ametropias are poorly understood. Much evidence now supports the concept that the retina is central
to the mechanism(s) regulating emmetropization and underlying refractive errors. Using a variety of
pharmacologic methods and well-dened experimental eye growth models in laboratory animals, many
retinal neurotransmitters and neuromodulators have been implicated in this process. Nonetheless, an
accepted framework for understanding the molecular and/or cellular pathways that govern postnatal eye
development is lacking. Here, we review two extensively studied signaling pathways whose general roles
in refractive development are supported by both experimental and clinical data: acetylcholine signaling
through muscarinic and/or nicotinic acetylcholine receptors and retinal dopamine pharmacology. The
muscarinic acetylcholine receptor antagonist atropine was rst studied as an anti-myopia drug some two
centuries ago, and much subsequent work has continued to connect muscarinic receptors to eye growth
regulation. Recent research implicates a potential role of nicotinic acetylcholine receptors; and the
refractive effects in population surveys of passive exposure to cigarette smoke, of which nicotine is
a constituent, support clinical relevance. Reviewed here, many puzzling results inhibit formulating
a mechanistic framework that explains acetylcholines role in refractive development. How cholinergic
receptor mechanisms might be used to develop acceptable approaches to normalize refractive development remains a challenge. Retinal dopamine signaling not only has a putative role in refractive
development, its upregulation by light comprises an important component of the retinal clock network
and contributes to the regulation of retinal circadian physiology. During postnatal development, the
ocular dimensions undergo circadian and/or diurnal uctuations in magnitude; these rhythms shift in
eyes developing experimental ametropia. Long-standing clinical ideas about myopia in particular have
postulated a role for ambient lighting, although molecular or cellular mechanisms for these speculations
have remained obscure. Experimental myopia induced by the wearing of a concave spectacle lens alters
the retinal expression of a signicant proportion of intrinsic circadian clock genes, as well as genes
encoding a melatonin receptor and the photopigment melanopsin. Together this evidence suggests
a hypothesis that the retinal clock and intrinsic retinal circadian rhythms may be fundamental to the
mechanism(s) regulating refractive development, and that disruptions in circadian signals may produce
refractive errors. Here we review the potential role of biological rhythms in refractive development.
While much future research is needed, this hypothesis could unify many of the disparate clinical and
laboratory observations addressing the pathogenesis of refractive errors.
2013 Elsevier Ltd. All rights reserved.
Keywords:
ametropia
acetylcholine
circadian rhythms
clock genes
dopamine
emmetropia
myopia
retina
1. Introduction
The mechanisms responsible for ametropias and for recent increases in myopia prevalence are unknown. Because of its high
* Corresponding author. Tel.: 1 215 898 6950; fax: 1 215 898 0528.
E-mail address: stone@mail.med.upenn.edu (R.A. Stone).
0014-4835/$ e see front matter 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.exer.2013.01.001
prevalence and public health impact, myopia is the form of ametropia that has received the most research attention. Long-held
clinical ideas propose that myopia represents a complex disorder with both environmental and genetic causes (Farbrother et al.,
2004; Hornbeak and Young, 2009; Klein et al., 2005; Morgan and
Rose, 2005; Morgan et al., 2012; Zadnik, 1997). While genetic factors have been associated with both myopia and hyperopia and
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2006). In addition to questionnaire data, one study included measurements of urinary cotinine, a metabolite of nicotine and a widely
used biomarker for nicotine exposure; it found higher urinary cotinine levels in hyperopic than myopic/emmetropic children, and
urinary cotinine levels correlated positively with increasing hyperopia (El-Shazly, 2012). One study with detailed pregnancy histories found that maternal smoking throughout pregnancy was not
associated with myopia in the offspring, but that maternal smoking
during just the rst trimester was associated with high myopia
(Rahi et al., 2011). Maternal smoking during pregnancy also has
been associated with a higher risk of astigmatism in preschool
children (McKean-Cowdin et al., 2011).
It is not possible at present to propose a specic mechanism to
explain the action of tobacco smoke or nicotine on refractive
development in children because of the many nicotinic acetylcholine receptor subtypes, the complexities of their signaling mechanisms, the uncertainty about potentially involved receptor subtypes
with their different drug afnities, the unknown effects of activating
receptors during development and the potential biological effects of
other constituents of tobacco smoke. Despite these mechanistic
uncertainties, the clinical studies suggest that passive exposure to
tobacco smoke, as might occur from parental smoking, inuences
refractive development in children. Based on both the initial laboratory ndings in experimental myopia and the subsequent
epidemiological associations, a potential role of neural nicotinic
acetylcholine receptors would seem to be a productive area for
future mechanistically-based research.
2.3. Acetylcholinesterase inhibition
About 50 years ago in Japan, an increasing incidence of myopia
occurred in parallel with increasing use of organophosphate pesticides that act by inhibiting acetylcholinesterase and elevating acetylcholine levels (Dementi, 1994; Ishikawa and Miyata, 1980). A
variety of systemic alterations in autonomic and peripheral nervous
function often accompanied the myopia, and the syndrome was
termed Saku disease after a Japanese district with many affected
subjects. Based on both epidemiology and laboratory investigations,
this disorder was believed to result directly from organophosphate
pesticide toxicity. In chicks, however, systemic or ocular administration of an acetylcholinesterase inhibitor did not alter the normal
refractive development of eyes with intact visual input but instead
inhibited form deprivation myopia (Cottriall et al., 2001a; Geller
et al., 1998). It is not at present possible to reconcile the clinical
and laboratory effects of this drug class on refractive development.
Because these drugs increase acetylcholine levels that can act at
either muscarinic or nicotinic acetylcholine receptors, it is also not
possible to relate these results directly to the clinical and laboratory
ndings that muscarinic or nicotinic acetylcholine receptor antagonists exert anti-myopia effects. One acetylcholinesterase inhibitor
increased retinal levels of both acetylcholine and dopamine, and it
was suggested that these drugs might affect experimental myopia
indirectly by acting through retinal dopamine (Cottriall et al.,
2001a), described below. As discussed elsewhere, however, local
intra-retinal acetylcholine action, involvement of multiple acetylcholine receptors with different afnities or effects, or noncholinergic drug effects might also provide the basis for these
seemingly inconsistent ndings.
2.4. The cholinergic conundrum
In addition to the conicting results related to nicotinic acetylcholine receptor pharmacology and acetylcholinesterase inhibition already discussed, other puzzling results further hamper
formulating a direct mechanistic explanation for the breadth of the
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39
Fig. 1. Dopamine, melatonin and retinal physiology. Dopamine and melatonin play opposing roles in retinal physiology. Both are diffusible neuromodulators, but dopamine
promotes light adaptive retinal physiology and melatonin has dark-adaptive effects. The synthesis and release of dopamine and melatonin are modulated by circadian clocks, with
dopamine released during the daytime and melatonin released at night. Light stimulates dopamine release and inhibits melatonin secretion. Both neuromodulators act on G
protein-coupled receptors that are widely distributed in the retina. Melatonin inhibits dopamine release from amacrine/interplexiform cells and dopamine inhibits the release of
melatonin from photoreceptor cells. Thus, the dopamine-secreting inner retinal neurons and melatonin-secreting photoreceptor cells form an intercellular feedback loop that
regulates circadian retinal physiology. The dopamine neurons also interact with intrinsically photosensitive melanopsin-containing ganglion cells, providing another link to circadian physiology. Adapted from Tosini et al. (2008) 2008 Wiley Periodicals, Inc.
40
1999). This result, however, has not been observed in other populations (Guggenheim et al., 2003; Gwiazda et al., 2000; Saw et al.,
2001; Stone et al., 2006; Zadnik et al., 2000). Using the habitual
times for sleeping/waking as a marker for light exposure, myopia in
law students also was associated with less daily exposure to darkness (Loman et al., 2002). In the only available report to include
ultrasound measurements of the eye, no refraction effect was found
in the overall population; but nighttime ambient light exposure
was associated both with more high myopia and with longer axial
lengths (Saw et al., 2002). Even though results differ between
studies, positive associations so far are in the same direction e
interrupting the daily dark period with light is associated with
myopia in children. Reconciling these disparate ndings is speculative, but they could relate to population differences or to the
shortcomings of questionnaire-based epidemiology, such as
reporting bias or unknown confounding variables.
More objective approaches to estimating inuences of photoperiod length on human refractive development also suggest that
light exposure may inuence human refraction. Surveys of army
conscripts in Finland, a country with marked variability in day
length as well as light intensity throughout the year, found a higher
prevalence of myopia in subjects from the countrys far north
(Vannas et al., 2003). Similarly, the geographic latitude of origin of
human skulls demonstrates a positive correlation with orbital size,
a presumed index of eye size (Pearce and Dunbar, 2012). These
studies conform to a hypothesis that light exposure might affect eye
development. Recent studies have now associated myopia with
birth month (Fig. 3) (Deng and Gwiazda, 2011; Mandel et al., 2008;
McMahon et al., 2009); this nding is consistent with an inuence
on refraction of perinatal day length or ambient light exposure in
early infancy, although other physiologic effects on the infant or the
pregnant mother are possible.
Besides photoperiod length, lighting intensity also inuences
eye development. In chicks, rearing under high intensity illumination modulates the effects of constant light (Cohen et al., 2008;
Oishi and Murakami, 1985), inhibits the myopic response to diffuser
wear (Ashby et al., 2009) and slows the compensation to minus
spectacle lens wear (Fig. 4) (Ashby and Schaeffel, 2010). In monkeys, high ambient illumination also inhibits form-deprivation
myopia (Smith et al., 2012). Rearing of chicks in low intensity
Fig. 3. Myopia prevalence and birth month. The prevalence of moderate and severe
myopia increased with increasing hours of daylight during the subjects birth month
among over 275,000 Israeli army conscripts. The solid line shows the averaged daily
period of daylight for each month. From Mandel et al. (2008) with permission from
Elsevier.
light for several months lengthens the eye, elongates the vitreous
chamber and induces myopia, relative to those effects in chicks
reared under higher light levels (Fig. 5) (Cohen et al., 2011). Because
decreasing light intensity reduces the rate of dopamine release in
chick retina, retinal dopamine may comprise a link between daytime light intensity and refractive development in eyes with nonimpaired visual input (Cohen et al., 2012).
Clinically, intriguing ndings perhaps related to lighting intensity concern the relationship of refraction to outdoor activities
during childhood. A long-standing observation (Cowan, 1942),
modern clinical epidemiology has repeatedly conrmed associations of increased sports or outdoor activities during childhood or
early adulthood with reduced myopia (Dirani et al., 2009; Jacobsen
et al., 2008; Jones-Jordan et al., 2011; Jones et al., 2007; Mutti et al.,
2002; Onal et al., 2007; Prssinen and Lyyra, 1993; Rose et al.,
2008a; Sherwin et al., 2012; Wu et al., 2010). Myopia progression
41
also is slower during the summer than during the winter (Fulk
et al., 2002), perhaps because children are outdoors for more
time during the summer (Deng et al., 2010). Not all contemporary
studies, however, substantiate this association between reduced
myopia and increased outdoor activity (Lu et al., 2009; Saw et al.,
2000; Zhang et al., 2010), including an assessment of myopia
onset in children age 5 years and below (Low et al., 2010). The
negative association of myopia and outdoor/sports activities now
seems related to time spent outdoors rather than physical activity
per se (Rose et al., 2008a). Children of Chinese ancestry in Singapore
have a higher prevalence of myopia than children of Chinese
ancestry living in Sydney, Australia; and the Singapore children
spend less time in outdoor activities than those in Sydney (Rose
et al., 2008b). Caucasian children living in Northern Ireland have
a higher prevalence of ametropia than Caucasian children living in
Sydney, Australia, a difference the authors suggest may relate to
geographic differences in sunlight exposure and time spent in
brighter outdoor light (French et al., 2012). Annual hours of sunshine also have been associated with blindness from malignant
myopia, in patterns modied by subject age and gender (Daubs,
1982, 1984). Besides intensity, however, indoor and outdoor environments and activities differ in other complex ways that might
inuence the visual system, such as different chromatic properties
of the lighting or different image characteristics; and it has been
suggested that systemic effects of outdoor lighting (e.g., on vitamin
D metabolism) might account for the apparent refractive effects of
outdoor exposures (Mutti et al., 2012). Thus, a physiologic mechanism for these observations remains speculative. In the context of
the effects of light intensity on eye development in laboratory animals, higher outdoor than indoor light intensity nonetheless is
one hypothesized mechanism (Guggenheim et al., 2012; Rose et al.,
2008a). Alternatively, an anti-myopia effect might follow improved
image quality as a result of reduced pupil size in bright light. The
inuence of illumination intensity and/or the light:dark cycle on
retinal dopamine release also has been proposed as a possible
physiologic mechanism to explain the inuence of light on refractive development, via the effects of retinal dopamine on eye growth
(Ashby et al., 2009; Ashby and Feldkaemper, 2010).
A conceptual dilemma, however, underlies much of the current
thinking about light intensity and refractive development. Indoor
rearing of laboratory animals, including chicks, tree shrews,
Fig. 4. The inuence of light intensity on the refractive response to spectacle lens wear. Illustrating an effect of light intensity on emmetropization in the chick, the rate of refractive
compensation of chicks wearing either a unilateral 7 diopter spectacle lens (in A) or a unilateral 7 diopter spectacle lens (in B) was altered by ambient daytime light intensity
during a 12 h light:dark cycle. Compared to chicks reared under 500 lux lighting (usual laboratory conditions), chicks that were exposed to 5 h of intense 15,000 lux lighting in the
middle of the day demonstrated a slowed response to minus lens wear (in A) and an accelerated response to plus lens wear (in B). The refractive development of the contralateral
eyes with non-impaired visual input was not affected by light intensity in either group over this short rearing period. (Error bars: SEM; *P < 0.05; **P < 0.01.). From Ashby and
Schaeffel (2010); with permission from the Association for Research in Vision and Ophthalmology, the copyright holder.
42
Fig. 5. The effect of light intensity on refractive development in normal chickens with
non-impaired visual input. Chicks, reared from hatching under high (10,000 lux),
medium (500 lux) or low (50 lux) illumination for 90 days, demonstrated different
patterns of refractive development (P < 0.0001). At 90 days, the chicks reared under
low intensity lighting were mildly myopic (2.4 diopters), and those reared under high
intensity lighting were slightly hyperopic (1.1D), with intermediate refractions for the
cohort reared under medium intensity lighting. (Error bars: SD). Modied from Cohen
et al. (2011), with permission from Elsevier.
Zee, 2011; Mohawk and Tokahashi, 2011; OHara et al., 1998; Welsh
et al., 2010).
Additional lines of evidence in chick also have suggested a potential role for circadian rhythms in refractive development. A short
period of daily darkness inhibits the constant light response,
hinting toward a circadian explanation for the effect (Li et al., 2000).
Interrupting the dark period with three intermittent 5-min light
exposures/hour reduced the response to minus lens wear and
inhibited contralateral eyes with intact visual input, and strobe
lighting just before the onset and just after offset of light inhibited
form-deprivation myopia; the authors speculated that their results
are consistent with an inuence of circadian rhythms on refractive
development (Kee et al., 2001). Also, rearing chicks under continuous light but reducing the light intensity during subjective
night inhibits this refractive response to constant light rearing,
even when alternating between light levels that when held constant induce the constant light response (Liu et al., 2004). The action of continuous light that oscillates in intensity within a 24 h day
to inhibit the response to rearing under constant intensity light also
could be consistent with a circadian signal.
43
direct role of light itself. Circadian biology may also reconcile the
seemingly contradictory observations that both less light (e.g., from
indoor activities) and more light (e.g., from shorter or disrupted
daily dark periods) are associated with more myopia in population
surveys. Interrupting or altering the light:dark photoperiod has
long been known to impact circadian rhythms (Golombek and
Rosenstein, 2010); and dim lighting, including prior light exposures, can cause complex alternations of circadian physiology
(Duffy and Czeisler, 2009; Turner and Mainster, 2008). Much future
research is needed, though, to determine if and how circadian
biology inuences refractive development.
5. Conclusion
Using well-dened experimental eye growth models, the past
several decades have seen increasing application of pharmacologic
methods to learn the signaling mechanisms responsible for normal
postnatal eye growth and for refractive errors. The literature on
refractive development, laboratory and especially clinical, is vast;
but understanding of the basic biological processes remains fragmentary, hypothetical, and often quite speculative. The large number of signaling molecules reported to be involved in this process
also are not readily incorporated into a simplied eye growth model
at present. Nonetheless, investigators are increasing applying basic
pharmacology ndings to the design of clinical investigations.
Evolving clinical data now highlight several signaling pathways that
might be central to normal and abnormal refractive development,
and two promising pathways are reviewed here: acetylcholine signaling through muscarinic and/or nicotinic acetylcholine receptors
and dopamine pharmacology. The extent to which the acetylcholine
and dopamine/circadian pathways are distinct or interacting in
modulating refractive development requires future study. Because
designing clinical trials of drugs acceptable to patients and regulatory agencies has proved problematic (Stone, 2008), the inuences
of dopamine signaling may be providing an important lead. Based on
the complex roles of retinal dopamine signaling on intrinsic retinal
rhythms, future research on refraction, ocular rhythms and endogenous circadian retinal rhythms may provide means to modulate
refractive development through controlled light exposure rather
than through drugs or optical manipulations.
Acknowledgments
The authors acknowledge the following sources of nancial
support: NIH grants R01-EY018838 (RAS), R01-EY016435 (MTP),
R01-EY004864 (PMI), R01-EY013862 (TSK), P30 EY001583 (U PA),
P30-EY006360 (Emory); the Paul and Evanina Bell Mackall Foundation Trust (RAS), Research to Prevent Blindness (RAS, PMI),
Rehabilitation Research and Development Service, Department of
Veterans Affairs Research Career Scientist Award (MTP). PMI is
a recipient of the Senior Scientic Investigator Award from RPB. The
author acknowledge many years of productive scientic interactions withy Josh Wallman, a pioneer in applying biological
methods to the problem of refractive development.
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