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University of Tasmania
potential studies. In: A. Freitas-Magalhães (Ed.), ‘Emotional Expression: The Brain and the
Face’ (V. III, Second Series), University of Fernando Pessoa Press, Oporto.
*Correspondence should be sent to: Simon van Rysewyk, School of Psychology, University
of Tasmania, Private Bag 30, Hobart, Tasmania 7001, Australia.
Email: simon.vanrysewyk@utas.edu.au Phone: +61 3 6226 2661
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Running head: age face perception
Abstract
Age-differences in face perception have been widely reported in experimental studies for
perceptual processes partly explain declined face perception in healthy older adults.
perception, and may account for impairments in face recognition. Several event-related
potential studies have used the N170-effect to investigate age-differences in the perception of
specific information in the face. This chapter describes and assesses the impact of these
Keywords: healthy aging, human face, face perception, event-related potential, N170-effect
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Running head: age face perception
Introduction
for several decades. Behavioural age-differences include a higher proportion of false alarms
to unfamiliar faces in healthy older adults (HOAs) (e.g., Bartlett & Fulton, 1989), and
declined memory for faces compared to the memory of objects (Boutet & Faubert, 2006).
Neuroscientific studies using electroencephalography (EEG) (e.g., Pfutze et al. 2002) and
functional magnetic resonance imaging (fMRI) (e.g., Grady et al., 2007) also reliably
demonstrate declined neural processing of faces in HOAs (e.g., Lott et al., 2005; Searcy et al.,
efficiency of visual perception (e.g., Bian & Andersen, 2008; Fiorentini et al., 1996). There is
evidence that declined low-level visual functions such as acuity (Tejeria et al., 2002) and
Owsley et al. (1981) showed that increasing the contrast of faces improved face perception
(matching unfamiliar faces) in HOAs. However, other studies using healthy younger adults
(HYAs) have revealed that face perception relies on middle-range spatial frequencies for
which sensitivity is very high and the perception of which should be influenced by low-level
vision (Costen et al. 1996, for review). Although decreased contrast sensitivity may be a
explain declined face perception in HOAs. These perceptual processes include declined
neural specialization for faces (e.g., Payer et al., 2006), changes in face-scanning strategies
(Firestone et al., 2007), reduced categorical perception (Kiffel et al., 2005), declined
(Salthouse, 1996, 2000), declined attention and working memory capacity (e.g., Lange &
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Running head: age face perception
Verhaeghen, 2009), increased distractibility (e.g., Healey et al., 2008), declined prefrontal
inhibitory control (e.g., Chao and Knight, 1997), reduced cognitive flexibility as revealed by
a general decline in task switching performance (Reimers & Maylor, 2005), and declined
ability to rapidly convert perceptual representations into familiar templates (Habak et al.,
2008). Plausibly, changes in face perception may indicate general age-differences in visual
perception, and may explain impairments in face perception (e.g., Bentin et al., 2007).
using HYAs, four types of visual information are perceived in the (upright) human face. The
face as a basic sensory category relies on perception of its general profile, or ‘global face
perception’ (Bentin et al. 2006). The general face profile and intrinsic face-parts (i.e., eyes,
nose and mouth) perceived as a unified whole is termed ‘holistic face perception’ (e.g.,
Tanaka & Farah, 1993). Spatial relations between intrinsic face-parts and of these parts to the
face profile are classed as ‘configural face perception’ (e.g., Rhodes et al. 1993). The
perception of intrinsic face-part shape and surface qualities rely on ‘featural face perception’
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Since all faces share the same profile (two eyes above a nose above a mouth), the
perception of individual faces is based on the processing of individual features (the shape of
the eyes, nose and mouth) and on the processing of the configuration of these features (the
distance between the eyes, or between the mouth and nose, and so on). The information
perceived in a face may constitute a processing ‘style’ unique to human faces not available
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Running head: age face perception
HOAs than HYAs), and processes not age-related. The method chosen must also be capable
time and accuracy methods by their nature are unsuitable to study continuous processes in
face perception since they can only provide intermittent (i.e., non-continuous) measures. The
method typically used to address this problem in cognitive research is the event-related
potential (ERP).
ERPs are continuous changes of averaged EEG cortical brain activity. They are time-
locked to the presentation of a sensory event, such as the central presentation of a visual
scalp distribution and peak latency and correlated with different cognitive neural mechanisms.
The N170 is a negative ERP peaking between 150 and 180 ms from stimulus onset.
This response is maximal over occipito-temporal electrode sites. This response is consistent
with a neural source at the fusiform and inferior-temporal gyri. The N170 shows greater
amplitudes to faces than to any other stimulus category (e.g., non-face objects), and is
correlated with early face perceptual processes (Rossion & Jacques, 2008, for review). The
N170-effect is greater and slightly delayed when intrinsic face-parts (especially eyes) are
presented outside the face profile (e.g., Bentin et al. 2006) as well as by face inversion
(Bentin et al., 1996; Rossion et al., 2000). Since both face inversion and the isolation of
components from the face profile both impair configural processing, the N170-effect
observed in these conditions suggests that it is evoked even when the face-specific structural
encoding is interrupted. Accordingly, Bentin and colleagues have proposed that the N170
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Running head: age face perception
represents a neural mechanism sensitive to faces (or face-related information) and initiates
the perceptual processes to individuate faces (Bentin et al., 1996; Bentin et al., 2006; Sagiv &
Bentin, 2001; Zion-Golumbic & Bentin, 2007). This explanatory theory proposes that the
latency delay in some conditions is due to an increased difficulty to relate a visual stimulus to
Can the N170-effect reveal age-differences in face perception? The earliest studies of
this question are Pfütze et al. (2002) and Chaby et al. (2003). Pfütze et al. (2002) did not find
any N170 age-differences stimulated by either famous or unfamiliar faces. In addition, the
authors found a shift from a right-hemisphere (RH) N170 distribution in the HYAs, towards
greater hemispheric symmetry in the HOAs. Chaby et al. (2003) found that N170 latency was
not affected by healthy aging, but its amplitude was higher for HOAs than HYAs and did not
display the typical larger RH than left hemisphere (LH) asymmetry. Unfortunately, these
studies are both limited since they did not use a non-face control condition. The very
sensitivity of the N170 to faces is characterized by the difference between its amplitude in
response to faces compared to other objects (e.g., Bentin et al. 1996). Investigating age-
differences in face perception as shown by the N170 should therefore assess the N170-effect,
rather than the N170 amplitude alone. Several studies have taken the N170-effect to
investigate whether there are age-differences in the perception of information in faces. This
The phrase ‘basic perceptual sensitivity’ refers to the detection of a face by the
perceptual system as a face and not as a non-face object. Only two studies have assessed age-
differences in basic perceptual sensitivity to faces using the N170-effect (Gao et al. 2009;
Daniel & Bentin, 2010). Both studies used an oddball paradigm in which faces and non-face
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Running head: age face perception
objects (tables in Gao et al. 2009, wristwatches in Daniel and Bentin, 2010) were presented
sequentially. Participants were instructed to press a button each time the target appeared on
the screen (a butterfly in Gao et al. 2009, a flower in Daniel and Bentin, 2010).
Gao et al. (2009) did not make an experimental hypothesis per se, but reasoned that a
basic face-specific effect in HOAs should stimulate a N170-effect evoked by faces and
objects. Gao et al. (2009) found that the N170 was significantly larger in the HOAs than in
the HYAs, but the peak latency of the N170 did not differ between groups. The N170
amplitude was larger for faces than tables, but the effect did not interact with age. Finally, the
normalized N170-effect was larger over the RH than the LH, and was RH dominant in both
Daniel and Bentin (2010) hypothesized that while both groups would show higher
N170 amplitudes and shorter latencies to faces than to watches, the N170 amplitudes would
be larger in the HOAs than the HYAs. Consistent with available behavioral data, Daniel and
Bentin (2010) found general age-related slowing of perceptual speed in performance (e.g.,
Boutet and Faubert, 2006; Salthouse, 1996) as well as in N170 quantities (e.g., Rousselet et
al., 2009). Consistent with Gao et al. (2009), the authors found that the basic ability to
perceive faces as measured by the N170 was comparable in HOAs and HYAs, although
HOAs were slower than HYAs. Both groups exhibited higher N170 amplitudes and shorter
latencies to faces than to watches. Consistent with Gao et al. (2009), the N170 amplitudes
Unlike Gao et al. (2009), no brain hemispheric differences were found for the HOAs,
whereas the N170 amplitudes were higher at RH than LH sites for HYAs. The finding of
Daniel and Bentin (2010) challenges studies proposing a general age-related loss of neural
specialization in the ventral extrastriate system (e.g., Park et al., 2004). Instead, neural
representations in the ventral visual cortex may become less domain-specific with healthy
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Running head: age face perception
slowing of visual processing, it also showed that the ability of the perceptual system to
The perception of the human face as a basic sensory category is sufficiently informed
by its general profile (‘global’ face perception). Global face perception implies an integrated
percept without detailed analysis of its components. ERP studies have tested this sufficiency
claim in HYAs by measuring N170 amplitude to faces with intrinsic parts in normal (i.e.,
effects to normal schematic faces (Sagiv & Bentin, 2001), but not to scrambled schematic
faces (Bentin & Golland, 2002) were found in HYAs. However, these studies do not support
the sufficiency hypothesis since the intrinsic parts of schematic faces were not perceived as
such at scrambled spatial locations (i.e., they were not perceived as intrinsic face-parts when
scrambled). This question was resolved by Zion-Golumbic and Bentin (2007) who found
significant N170-effects in normal and scrambled faces when the intrinsic face-parts were
perceived by HYAs. This result implies that the global face structure is not a necessary
controlling the N170 to normal and scrambled faces in HOAs and HYAs. The authors
predicted that the N170 evoked by scrambled faces in HOAs would be reduced compared to
normal faces based on the hypothesis that HOAs rely more on global face perception. This
claim partly derives from findings that HYAs do not differentially perceive normal and
scrambled faces. Overall, the results of Daniel and Bentin (2010) showed that behaviour and
electrophysiological measurements were slower in the HOAs. Concerning the ERP measures,
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Running head: age face perception
the authors found that scrambling global face structure reduced the N170 amplitude in HOAs
compared to HYAs, as expected. This implies that HOAs are more sensitive to global face
perception than HYAs. However, the latency of the N170 was delayed for scrambled faces in
both groups. Why is this? Since HOAs are more sensitive to global faces, processing intrinsic
face-parts would be slowed in this population. Moreover, the authors found that presenting
normal and scrambled face-parts outside of the face profile increased the N170 in the HYAs
compared to the HOAs. The increase in the N170 amplitude in response to isolated face-parts
in HYAs has been shown in many studies (e.g., Itier et al., 2006, 2007). These findings show
that first-order relations (i.e., global face perception) are more essential in HOAs for face
perception and for activating face-correlated neural mechanisms than HYAs. HOAs are less
effective and less efficient than HYAs in integrating intrinsic face-parts into the global face
profile.
Daniel and Bentin (2010) also found a symmetrical distribution of the N170 across
both brain hemispheres in the HOAs compared to a dominant RH N170-effect in the HYAs.
The symmetrical distribution of the N170 in the HOAs was not caused by a reduction of RH
amplitudes but by greater N170 amplitudes at LH electrode sites (compared to the HYAs).
This finding is compatible with reduced hemispheric asymmetry found in HOAs (e.g.,
Cabeza, 2002; Gao et al., 2009; Pfutze et al., 2002), but incompatible with the theory that
proposes LH control of perceptual details, and RH control of global percepts (e.g., Weissman
& Woldorff, 2005). The activation of the LH in face perception in HOAs suggests that the
relative larger decline of visuospatial compared with verbal abilities (e.g., Goldstein & Shelly,
1981) indicates factors other than faster aging of the RH are involved (see also Bentin et al.,
1981).
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Running head: age face perception
The general face profile and intrinsic face-parts (i.e., eyes, nose and mouth) perceived
as a unified whole is termed ‘holistic face perception’. Holistic face perception proposes that
intrinsic face-parts are not represented in isolation but only as a unitary representation of the
face as a whole (Tanaka & Farah, 1993). In the landmark study establishing this effect,
Tanaka and Farah (1993) found that perception of general face profiles was superior to
intrinsic face-parts in upright compared to inverted positions. This indicates that inverted
faces are perceived according to intrinsic face-parts, not the face as a whole. Scrambled faces
and non-face objects also do not show this effect. This may mean that such visual stimuli are
perceived according to isolated features. Holistic perception may be important for face
perception because (upright) faces are homogeneous and are perceived individually.
No ERP studies have used the N170-effect to investigate holistic face perception.
However, Boutet and Faubert (2006) conducted a behavioural study. In Experiment 4, Boutet
and Faubert (2006) presented HYAs and HOAs with a studied face, followed by a test
window showing either a target and a distracter face, or a target and a distracter intrinsic face-
part. The visual stimuli were either upright or inverted. The authors found superior perception
of general face profiles compared to intrinsic face-parts in upright and inverted conditions in
both HOAs and HYAs. Moreover, the difference between the two conditions was greater for
the upright than inverted condition. Boutet and Faubert (2006) concluded that the ability to
However, this inference may be premature since the HOAs in Boutet and Faubert
(2006) did not show the composite effect (Experiment 2), which is also a measure of holistic
processing (Young et al., 1987). The composite effect is observed when perception of
composite faces is inferior to that of non-composites in the upright compared to the inverted
position (Young et al., 1987). The absence of the composite effect in HOAs in Boutet and
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Running head: age face perception
Faubert (2006) may signify a more general age-related reduction in face profile integration
than holistic perception (Roudaia et al., 2008). Further behavioral and neuroscientific
Spatial relations between intrinsic face-parts and of these parts to the face profile are
grouped as ‘configural face perception’ (e.g., Rhodes et al. 1993). Configural analysis is
based on distinction among the details of the face and a relational perception of their spatial
location. The face inversion effect (FIE) is a signature of configural face perception. Face
perception in HYAs is more accurate when faces are presented (and tested) upright than
inverted (Leder et al. 2001). The inversion effect is larger for faces than for any other non-
face object (Yin, 1969), and thus has been termed a ‘disproportionate inversion effect’.
The FIE is defined by an interaction between stimulus category (i.e., face or non-face
object) and orientation (i.e., upright or inverted) such that the difference between the
perception of upright or inverted faces is greater than the difference between the perception
of upright than inverted non-face objects. The FIE is largely confined to second-order
properties of the human face (Maurer et al. 2002). Visual perception of inverted faces may be
(Moscovitch & Moscovitch, 2000). Since salient features can be easily perceived whether a
non-face object is upright or inverted, inversion has minimal effect on the perception of such
stimuli. Thus, differences in the FIE indicate the degree to which faces are perceived on the
if the FIE effect is comparable for HOAs and HYAs, it follows that both groups rely equally
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Running head: age face perception
on configural face perception. In this case, both groups are equally likely to apply configural
perception to upright faces. However, if the FIE effect is smaller in HOAs, then HYAs rely
more heavily on configural face perception compared to HOAs. Thus, HOAs are less likely to
working-memory (Experiments 2) of upright and inverted faces, houses and chairs (i.e., non-
face objects). The paradigm consisted of a study phase followed by a perception (test) phase.
The authors found that perception of inverted faces was significantly impaired in both age
groups, but object perception was not. Perception of upright faces was superior in HYAs than
HOAs, but there was no significant age-difference in the perception of upright objects. These
findings were not attributable to task difficulty because post hoc analysis did not reveal an
age-difference between perception of upright faces and upright objects. The authors inferred
that aging does not affect configural face perception. However, normal configural perception
of faces does not ensure that face processing is intact. Plausibly, age may have a detrimental
To address this question, Gao et al. (2009) investigated N170 FIE effects in which
faces and tables were randomly interspersed with butterfly pictures (target stimuli). The
participants retained a mental count of the occurrence of the target. The authors hypothesized
that a face-specific effect in visual perception of HOAs would be shown in the difference
between the N170 ERP evoked by faces and objects. If healthy aging does not impair face
configural processing, there would be no age-related N170 inversion effect. Gao et al. (2009)
found that face inversion increased and delayed the N170 peak in the HYAs while in the
HOAs inversion delayed the N170 peak, but had no effect on amplitude. The N170 amplitude
was lateralized to the RH in the HYAs, but not in the HOAs. The absence of face-inversion
effects on N170 amplitudes in HOAs shows that face individuation, which is plausibly the
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Running head: age face perception
default strategy in HOAs, might not be applied by default in HOAs, at least when they
perceive young faces. This implies that HOAs are less likely to apply configural processing
when faces are presented in the normal, upright orientation relying primarily on global or
featural information.
Daniel and Bentin (2010) found that face inversion increased the amplitude and
delayed the latency of the N170 in both HOAs and HYAs. However, this effect differed
between the HYAs and the HOAs. Whereas face inversion significantly delayed the N170
peak similarly for both age groups, the amplitude of the N170 was increased by face
inversion in the HYAs but not in the HOAs. Moreover, the normalized N170-effect on
amplitudes was significant only for the HYAs and higher than the normalized face inversion
effect in the HOAs. The absence of the N170 FIE effect in HOAs indicates that the
compared to HYAs. As with Gao et al. (2009), this leads to the prediction that HOAs are less
One logical consideration challenges the interpretation of these studies. Logically, the
ability to derive the relative spatial locations of intrinsic face-parts relies on the ability to
perceive individual face-parts. Featural face perception is necessary for configural face
perception. Conceivably, the reduced tendency of HOAs to use configural perception while
processing faces may arise from a more fundamental age-difference in processing face details.
This argument is put to the test and answered in the next section.
The perception of intrinsic face-part shape and surface qualities depends on ‘featural
face perception’ (Bentin et al. 2006). Daniel and Bentin (2010) assessed age-differences in
featural face perception by comparing the N170 evoked by isolated intrinsic face-parts with
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Running head: age face perception
those evoked by full upright faces. Specifically, the N170 was compared to (1) upright faces
with intrinsic face-parts presented normally; (2) upright faces with scrambled intrinsic parts
outside (i.e., isolated) the face profile. While the parts in (2) are perceived as intrinsic face-
parts, they are not perceived as a face in any way. The authors reasoned that if there is an
age-difference in featural face perception, it is conceivable that when the intrinsic face-parts
are viewed outside of a full face, the visual stimulus is not immediately perceived as a face.
Thus, the N170 evoked by face-parts outside the face contour should be smaller than that
evoked by full faces (in contrast to HYAs; e.g., Itier et al., 2007; Zion-Golumbic & Bentin,
2007). Furthermore, this reduction should be greater when the face-parts are scrambled.
Daniel and Bentin (2010) found that the effects of isolating and scrambling intrinsic
face-parts had different effects in HOAs and HYAs. For the HOAs, the N170 amplitude
evoked by isolated face-parts was similar to that evoked by full faces when their spatial
organization was normal and reduced when the face-parts were scrambled. In contrast, for the
HYAs, the isolation of face-parts produced a larger N170 peak than full faces without further
sensitivity to their spatial organization. N170 latency was delayed by isolating the
components in both age groups, but only in the HYAs was this delay reduced when the
The results show that HOAs are relatively impaired while deriving a global face from
individual face-parts. They have difficulty in featural face perception because, as outlined
above, they rely more on global face perception (Daniel & Bentin 2010; Gao et al. 2009).
This interpretation is supported in Daniel and Bentin (2010) by the considerable reduction of
the N170 amplitude in HOAs when the contour of the face was eliminated, and when the
normal spatial location of the isolated face-parts was altered. Finally, this interpretation
answers the logical challenge made at the end of the previous section: since featural face
14
Running head: age face perception
the latter should also be found in the former, which is precisely what the N170 studies found.
Conclusions
This review has outlined studies using the N170-effect to investigate age-differences
in face perception, and has assessed their impact on the hypothesis that age-differences in
higher-level perceptual processes partly explain declined face perception in HOAs. Although
there is debate concerning the face perception mechanism the N170-effect represents, there is
no question that the N170 is stimulated by the content (mostly human faces) rather than the
The N170 studies discussed in this review support the hypothesis that age-differences
Primarily, it appears the HOAs have problems integrating intrinsic face-parts into global face
profiles. In addition, HOAs seem not to use configural perception by default while processing
faces, perhaps because they perceive faces only at a basic or global level. These changes in
perception may cause slower perception of face details. HOAs show no differential amplitude
in N170 to inverted versus upright faces, despite previous behavioral findings that HOAs are
At the neural level, face perception in HOAs is not lateralized to the RH, and reflects
It appears that regions in the HOA LH assist the corresponding RH face-processing regions
during face perception. This finding is compatible with reduced hemispheric asymmetry
found in HOAs, and challenges the theory of a general age-related loss of neural
specialization in the ventral extrastriate system. Instead, neural representations in the ventral
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Running head: age face perception
The studies reviewed above reveal the exquisite sensitivity of the N170 to the human
face, and confirm the validity of the N170-effect to investigate face perception and
and childhood have contributed critical evidence to mechanistic theories of human learning
face perception may use the N170 in combination with ERPs such as the P300 or N400, and
Developmental studies of face perception have also provided rich data for assessing theories
of functional specialization in cortex. Face perception data from infants and children have
added to the continuing debate in cognitive neuroscience about whether the fusiform face
area is specialised for face perception due to experience and training or innate biological
endowment. Studies using HOAs may contribute valuable data to this enduring debate, and
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Running head: age face perception
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Appendix I
Type Description
The basic arrangement of the face consisting in the placement of the eyes on
both sides of a vertical axis above the nose and the mouth, within an elliptical
The integration of the facial features and the face contour as a unitary form
The ‘composite effect’ shows a prevalence of the whole face over its
The spatial relations of the facial features to each other and to the elliptical face
22