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Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.

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Know Your Third Party Astrus Enhanced Due Diligence 08 October 2012

This is a short form re ort !ased e"clusivel# on a range of u!lic records data sources availa!le from the des$to . Additional relevant information ma# !e revealed through a revie% of other information sources, including manuall# held u!lic records or local inquiries. This re ort should not !e relied u on e"clusivel# as the !asis for ta$ing or refraining from ta$ing an# !usiness decision. It ma# not !e disseminated to an# third art# %ithout the e" ress rior %ritten consent of &P'( ))P.*

Astrus +#stem I,- .'T///0012

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


+ummar# of findings
&e# findings According to egistro !ederal de "ontribuyentes #Ta$ %D&' %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/"/ #0,P+ 1e$ico2 or 0the organi3ation2& was incor4orated on 5uly 28' 1676 in 1e$ico/ The date o) incor4oration was ta8en )ro. the !" identi)ied in Diario O)icial de la !ederacion' gi*en that in 1e$ico the !" includes the incor4oration date/ !urther' according to the organi3ation website' ,P+ 1e$ico is in*ol*ed in 4ro*iding assistance to thousands o) or4haned and abandoned children/ The organi3ation has recei*ed donations o) 19, :7'82;'76< #=>D 7'1;7':10& in 2011/ ,P+ 1e$ico is categori3ed as a ci*il association and wel)are trust? hence' it does not ha*e any shareholders/ ,P+ 1e$ico is a 4art o) ,uestros Pe-ue@os +er.anos %nternational A/" which carries out charitable wor8s in nine countries in Aatin A.erica and the "aribbean including (oli*ia' Peru' +onduras' +aiti' El >al*ador' ,icaragua' Do.inican e4ublic' Buate.ala and 1e$ico/ ,P+ 1e$ico has a low .edia 4ro)ile/ e)erences to the organi3ation are li.ited to go*ern.ent 4ortals and .edia articles in relation to its social acti*ities/ esearch o) online 4ress and other .edia sources identi)ied no ad*erse 4ress co..ent in relation to the organi3ation/ ,P+ 1e$ico was identi)ied in the database o) (uro de %n*estigaciones Aegales' a 1e$ican legal research bureau' 4ro*ider o) o))icial Cournals and Cudicial docu.ents/ The organi3ation has been identi)ied as a 4lainti)) and de)endant in *arious litigation cases including Doluntary 5urisdiction trial #5urisdiccion Doluntaria&' !a.ily "ontro*ersy #"ontro*ersia !a.iliar& and Ordinary "i*il 5udg.ent #5uicio Ordinario "i*il& which began in 2002/Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.e o) the abo*e case could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/ %n 2011' %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/"/ was identi)ied as a de)endant in a labor related lawsuit )iled by Enri-ue 1oreno AE4e3/ +owe*er' any )urther details 4ertaining to nature and outco.e o) the case could not be deter.ined through research o) a*ailable online sources/ According to client 4ro*ided in)or.ation' !ernando Bres Ao3ano is the 4resident' (ernard Beorge Breer is the treasurer' 1arFa Elena AE4e3 Arregui is the "o..issioner and 1iguel Gngel Denegas AE4e3' 1arFa (runelda "aro "Hrdenas and Auis Busta*o AE4e3 BarcFa are the board .e.bers o) ,P+ 1e$ico/ %n)or.ation regarding (ernard Beorge Breer and Auis Busta*o AE4e3 BarcFa is consistent to in)or.ation 4ro*ided by the client through research o) a*ailable online sources/ ,o ad*erse co..ents were identi)ied in relation to these indi*iduals/ A search in the database o) (uro de %n*estigaciones Aegales 4roduced results )or the na.e 0!ernando Bres Ao3ano2 as a 4arty to *arious litigation cases including =nde)ined 5udge.ent #5uicio ,o De)inido&' !a.ily "ontro*ersy #"ontro*ersia !a.iliar& and Ali.ony 5udg.ent #Ali.entos&/According to the database o) (uro de %n*estigaciones Aegales' these lawsuits began in 166I/ A search in the database o) (uro de %n*estigaciones Aegales 4roduced results )or the na.e 01iguel Gngel Denegas AE4e32 as a 4arty in litigation cases o) Ordinary "i*il 5udg.ent #5uicio Ordinario "i*il& /According to the database o) (uro de %n*estigaciones Aegales' these lawsuits began in 200I/ A search in the database o) (uro de %n*estigaciones Aegales and (oletFn 5udicial 4roduced results )or the na.e 01arFa (runelda "aro "Hrdenas2 to be one o) the 4arty in =nde)ined 5udge.ent #5uicio ,o De)inido& bearing nu.ber 122J2011 related to Procedi.iento Es4ecial El ,o.bra.iento De Tutor Dati*o #>4ecial Procedure a44ointing Dati*e Tutor& in 2011/ A search in the database o) (uro de %n*estigaciones Aegales and (oletFn 5udicial 4roduced results )or the na.e 0Auis Busta*o AE4e3 BarcFa2 to be one o) the 4arty in =nde)ined 5udge.ent #5uicio ,o De)inido& bearing nu.ber 122J2011 related to Procedi.iento Es4ecial El ,o.bra.iento De Tutor Dati*o #>4ecial Procedure a44ointing Dati*e Tutor& in 2011/ +owe*er due to lac8 o) )urther -uali)ying in)or.ation it is unclear whether any o) these indi*iduals are the sa.e as the indi*iduals identi)ied in this re4ort/ Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.es o) the abo*e cases could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through
K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


+ummar# of findings
research o) a*ailable online sources/ Additionally' no litigation )ilings were identi)ied in relation to (ernard Beorge Breer through research o) the database o) (uro de %n*estigaciones Aegales/ ,o re)erences to ,P+ 1e$ico or abo*e .entioned indi*iduals were identi)ied in 4ublished lists o) entities or indi*iduals subCect to international econo.ic sanctions or other a*ailable lists o) highLris8 entities or indi*iduals/

3is$ indicators- Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C Area Bac$ground details Indicato r ,etails ,P+ 1e$icoMs basic registration details ha*e been con)ir.ed through research o) go*ern.ent sites and other a*ailable online sources/ ,o discre4ancies were identi)ied/ Page 7

+hareholders4 Cor orate Interests

,P+ 1e$ico is categori3ed as a ci*il association and wel)are trust? hence' it does not ha*e any shareholders/ ,P+ 1e$ico is a 4art o) ,uestros Pe-ue@os +er.anos %nternational A/" which carries out charitable wor8s in nine countries in Aatin A.erica and the "aribbean including (oli*ia' Peru' +onduras' +aiti' El >al*ador' ,icaragua' Do.inican e4ublic' Buate.ala and 1e$ico/

<

Adverse ress4 media comment

,P+ 1e$ico has a low .edia 4ro)ile/ ,o ad*erse 4ress co..ent was identi)ied in relation to the organi3ation/

)itigation

According to (uro de %n*estigaciones Aegales ' the organi3ation has been identi)ied as a 4lainti)) and de)endant in *arious litigation cases including Doluntary 5urisdiction trial #5urisdiccion Doluntaria&' !a.ily "ontro*ersy #"ontro*ersia !a.iliar& and Ordinary "i*il 5udg.ent #5uicio Ordinario "i*il& which began in 2002/Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.e o) the abo*e case could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/ %n 2011' %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/"/ was identi)ied as a de)endant in a labor related lawsuit )iled by Enri-ue 1oreno AE4e3/ +owe*er' any )urther details 4ertaining to nature and outco.e o) the case could not be deter.ined through research o) a*ailable online sources/

10

+anctions and high5ris$ entities lists

,o re)erences to ,P+ 1e$ico or abo*e .entioned indi*iduals were identi)ied in 4ublished lists o) entities or indi*iduals subCect to international econo.ic sanctions or other a*ailable lists o) highLris8 entities or indi*iduals/ According to client 4ro*ided in)or.ation' !ernando Bres Ao3ano is the 4resident' (ernard Beorge Breer is the treasurer and 1iguel Gngel Denegas AE4e3' 1arFa (runelda "aro "Hrdenas and Auis Busta*o AE4e3 BarcFa are the board .e.bers o) ,P+ 1e$ico/ %n)or.ation regarding (ernard Beorge Breer and Auis Busta*o AE4e3 BarcFa is consistent to in)or.ation 4ro*ided by the client through research o) a*ailable online sources/ ,o ad*erse co..ents were

11

,irector information4&e# E"ecutives

12

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


+ummar# of findings
3is$ indicators- Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C Area Indicato r ,etails identi)ied in relation to these indi*iduals/ A search in the database o) (uro de %n*estigaciones Aegales 4roduced results )or the na.e 0!ernando Bres Ao3ano2 as a 4arty to *arious litigation cases including =nde)ined 5udge.ent #5uicio ,o De)inido&' !a.ily "ontro*ersy #"ontro*ersia !a.iliar& and Ali.ony 5udg.ent #Ali.entos&/According to the database o) (uro de %n*estigaciones Aegales' these lawsuits began in 166I/ A search in the database o) (uro de %n*estigaciones Aegales 4roduced results )or the na.e 01iguel Gngel Denegas AE4e32 as a 4arty in litigation cases o) Ordinary "i*il 5udg.ent #5uicio Ordinario "i*il& /According to the database o) (uro de %n*estigaciones Aegales' these lawsuits began in 200I/ A search in the database o) (uro de %n*estigaciones Aegales and (oletFn 5udicial 4roduced results )or the na.e 01arFa (runelda "aro "Hrdenas2 to be one o) the 4arty in =nde)ined 5udge.ent #5uicio ,o De)inido& bearing nu.ber 122J2011 related to Procedi.iento Es4ecial El ,o.bra.iento De Tutor Dati*o #>4ecial Procedure a44ointing Dati*e Tutor& in 2011/ A search in the database o) (uro de %n*estigaciones Aegales and (oletFn 5udicial 4roduced results )or the na.e 0Auis Busta*o AE4e3 BarcFa2 to be one o) the 4arty in =nde)ined 5udge.ent #5uicio ,o De)inido& bearing nu.ber 122J2011 related to Procedi.iento Es4ecial El ,o.bra.iento De Tutor Dati*o #>4ecial Procedure a44ointing Dati*e Tutor& in 2011/ +owe*er due to lac8 o) )urther -uali)ying in)or.ation it is unclear whether any o) these indi*iduals are the sa.e as the indi*iduals identi)ied in this re4ort/ Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.es o) the abo*e cases could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/ Additionally' no litigation )ilings were identi)ied in relation to (ernard Beorge Breer through research o) the database o) (uro de %n*estigaciones Aegales/ Page

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


Bac$ground details
&e# findings Bac$ground details %ncor4oratedN 28 5uly '1676 OThe date o) incor4oration was ta8en )ro. the egistro !ederal de "ontribuyentes 0 !"2 #Ta$ nu.ber& identi)ied in Diario O)icial de la !ederacion' as it is 8nown that in 1e$ico the !" includes 4ersonal identi)iable in)or.ation such as date o) birth or date o) incor4oration/ OOAccording to co.4any website' it was established in 167I/ egistration nu.berN =n8nownO O egistro !ederal de "ontribuyentes # !"&N %(P760<28881 >tatusN Acti*e Diario O)icial de la !ederacion "lientL4ro*ided in)or.ation ,P+ %nternational Diario O)icial de la !ederacion "lientL4ro*ided in)or.ation ,P+ 1e$ico website ;0LA4rL0< #source date& 02L5ulL12 #source date& 20L>e4L12 #accessed& ;0LA4rL0< #source date& 02L5ulL12 #source date& 11L>e4L12 #source date& +ource ,ate

website Aatest ,ews


egulatorN =n8nown Ownershi4 ty4eN "i*il organi3ation and wel)are trust Diario O)icial de la !ederacion

;0LA4rL0< #source date&

E$changeN =nlisted Acti*itiesN ,P+ 1e$ico is in*ol*ed in 4ro*iding assistance to or4haned and abandoned children/ The organi3ation 4ro*ides the. with shelter' )ood' .edical care' education and in so.e cases technical instruction/ According to e4orte de Donatarias Autori3adas' the organi3ation has recei*ed donations o) 19, :7/82 .illion #=>D 7/1; .illion& in 2011/ ,P+ %nternational 20L>e4L12 #accessed& 20L>e4L12 #accessed& 20L>e4L12 #accessed&

website
,P+ 1e$ico L

!inancial state.ents
e4orte de Donatarias Autori3adas 2011

Address information egistered addressN ,acional ,P./ II' "ol/ >anta 1arFa AhuacatitlHn' :2100' "uerna*aca' 1orelos' 1e$ico Diario O)icial de la !ederacion "lientL4ro*ided in)or.ation "ausas #business directory& ,P+ 1e$ico website ;0LA4rL0< #source date& 02L5ulL12 #source date& 20L>e4L12 #accessed& 20L>e4L12 #accessed&

(usiness addressN ,acional ,P.ero II Entre Aey*a y Dicente Buerrero >anta 1arFa AhuacatitlHn' "uerna*aca 1orelos #1Q$ico&

%nternet addressN www/n4h/org Credit rating information ,ot a*ailable

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


Bac$ground details
&e# findings 6inancials in '7N as at ,ecem!er 18, 2//9 Total assetsN <6/0I .illion # =>D 7/<; .illion& Total liabilitiesN 2/<0 .illion #=>D 16:'1I7& Pro)it be)ore ta$N =n8nown ,et 4ro)itN =n8nown The organisation incurred a loss o) 19, 6/1I .illion #=>D year ended ;1 Dece.ber 2008/ AuditorsN =n8nown As o) A4ril 2006' Pricewaterhouse"oo4ers' >/"/ was the auditor o) ,P+/ "urrent auditor in)or.ation could not be deter.ined )ro. research o) online sources/ & )or the ,P+ 1e$ico L ;0LA4rL06 #source date& +ource ,ate

!inancial state.ents

,P+ 1e$ico L

!inancial state.ents

;0LA4rL06 #source date&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


+hareholders
+hareholders4Cor orate Interests Name ,P+ is a ci*il organi3ation and wel)are trust/ +ence' it does not ha*e any shareholders/ O,P+ 1e$ico was )ounded by !ather Rillia. (/Rasson who died in 200:/ OO,P+ 1e$ico is a 4art o) ,uestros Pe-ue@os +er.anos %nternational A/" which carries out charitable wor8s in nine countries in Aatin A.erica and the "aribbean including (oli*ia' Peru' +onduras' +aiti' El >al*ador' ,icaragua' Do.inican e4ublic' Buate.ala and 1e$ico/ +hareholding :;< +ource Diario O)icial de la !ederacion ,ate ;0LA4rL0< #source date&

,P+ 1e$ico

website

18LAugL0: #source date&

,P+ 1e$ico L

!inancial state.ents

;0LA4rL06 #source date&

,irectors4&e# E"ecutives Name !ernando Bres Ao3ano (ernard Beorge Breer Position President Treasurer +ource "lientL4ro*ided in)or.ation "lientL4ro*ided in)or.ation Association ,os Petits !rSres et >Turs L e4ort "lientL4ro*ided in)or.ation ,ate 02L5ulL12 #source date& 02L5ulL12 #source date& 5unL0< 02L5ulL12 #source date&

1iguel Gngel Denegas AE4e3

(oard .e.ber

1arFa (runelda "aro "Hrdenas

(oard .e.ber

"lientL4ro*ided in)or.ation

02L5ulL12 #source date&

Auis Busta*o AE4e3 BarcFa

(oard .e.ber

"lientL4ro*ided in)or.ation Alaescuela

02L5ulL12 #source date& 20L>e4L12 #accessed& 02L5ulL12 #source date&

1arFa Elena AE4e3 Arregui

"o..issioner

"lientL4ro*ided in)or.ation

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

<

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


+hareholders
+hareholders4Cor orate Interests a)ael (er.Pde3 ButiQrre3 >ecretary "lientL4ro*ided in)or.ation 02L5ulL12 #source date&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


Adverse ress and media
Adverse ress and media &e# findings ,P+ 1e$ico has a low .edia 4ro)ile/ e)erences to the organi3ation are li.ited to go*ern.ent 4ortals and .edia articles in relation to its social acti*ities/ esearch o) online 4ress and other .edia sources identi)ied no ad*erse 4ress co..ent in relation to the organi3ation/ ORe 4ri.arily conducted research o) English and >4anish language .edia sources/ +ource 3e ort date +ource relia!ilit#

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


)itigation
'e"ico litigation The availa!ilit# of on5line litigation records in 'e"ico varies from state to state. Information generall# com rises limited details of civil or criminal cases u!lished !# the state =udicial !ranch, and +u erior or +u reme Tri!unals. 3ecords of =udgments are usuall# redacted. ,escri tion +ource ,ate 2:LAugL11 #source date& Case reference 01J1880J11

%n 2011' %nstitucion de (ene)icencia Pri*ada Escuela (oletin Aaboral +ogar ,uestros Pe-uenos +er.anos' A/"/ was identi)ied as a de)endant in a labor related lawsuit )iled by Enri-ue 1oreno AE4e3/ +owe*er' any )urther details 4ertaining to nature and outco.e o) the case could not be deter.ined through research o) a*ailable online sources/ A search o) the na.e 0%nstitucion de (ene)icencia Pri*ada (urE de Escuela +ogar ,uestros Pe-uenos +er.anos' A/"/2 in %n*estigaciones the database o) (uro de %n*estigaciones Aegales 4roduced Aegales results )or an entity by the sa.e na.e as a 4lainti)) and de)endant in *arious litigation cases including Doluntary 5urisdiction trial #5urisdiccion Doluntaria&' !a.ily "ontro*ersy #"ontro*ersia !a.iliar& and Ordinary "i*il 5udg.ent #5uicio Ordinario "i*il&/ According to the database o) (uro de %n*estigaciones Aegales' these lawsuits began in 2002/ Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.e o) the abo*e case could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/

20L>e4L12 #source date&

nJa

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

10

Institucion de Beneficencia Privada Escuela Hogar Nuestros Pequenos Hermanos, A.C


+anctions and high ris$ entities lists
+anctions lists %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" has been chec8ed against a range o) sanctions lists' including those 4ublished by the => O!A"' the E= and +1 Treasury/ 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

High ris$ entities lists %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" has been chec8ed against a range o) sources carrying in)or.ation on 4otentially high ris8 entities/ 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

11

6ernando (res )o>ano


&e# directors
&e# findings Personal details Date o) (irthN =n8nown ,ationalityN =n8nown EducationN =n8nown Career develo ment Tenure un8nown ,ational director o) ,P+ Buate.ala 2006 Director at !r/ Rasson Aegacy Endow.ent' %nc ' an organi3ation which ,P+ %nternational Annual e4ort 2006 !riends o) the Or4hans Donor re4ort 2006 "lientL4ro*ided in)or.ation 20L>e4L12 #accessed& 20L>e4L12 #accessed& 02L5ulL12 #source date& +ource ,ate

provides long-term financial stability for Nuestros Pequenos Hermanos.


Present President o) %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/"/ Cor orate interests 'e"ico %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" President ,uestros Pe-uenos +er.anos ' %/A/P Dice 4resident ,uestros Pe-ue@os +er.anos % Associate director OO

"lientL4ro*ided in)or.ation

02L5ulL12 #source date&

5unta de 20L>e4L12 Assistencia Pri*ada #accessed& 20L>e4L12 #accessed& 20L>e4L12 #accessed& 01L>e4L11 #source date&

>iste.a de OOThe abo*eLcited in)or.ation deri*es e$clusi*ely )ro. a 4ro)essional networ8ing %n)or.aciEn del website/ %t could not be con)ir.ed )ro. other online sources/ Desarrollo >ocial Ain8ed%nOO esearch o) online credit re4orts identi)ied an indi*idual by the na.e o) !ernando Ao3ano to be associated with %.4ort Tire De 1e$ico' > De /A/De "/D as the President/ +owe*er' due to the lac8 o) )urther -uali)ying in)or.ation it is DU( credit re4ort unclear whether any o) these indi*iduals is the sa.e 4erson as identi)ied in this re4ort/ Adverse ress !ernando Bres Ao3ano has a low 4ress 4ro)ile/ ,o ad*erse 4ress co..ent was identi)ied in relation to based on his 8nown 4ro)ile and cor4orate a))iliations/ )itigation A search in the database o) (uro de %n*estigaciones Aegales 4roduced results )or the na.e 0!ernando Bres Ao3ano2 as a 4arty to *arious litigation cases including =nde)ined 5udge.ent #5uicio ,o De)inido&' !a.ily "ontro*ersy #"ontro*ersia !a.iliar& and Ali.ony 5udg.ent #Ali.entos&/ According to the database o) (uro de %n*estigaciones Aegales' these lawsuits began in 166I/ +owe*er' due to lac8 o) identi)iable in)or.ation we could not con)ir. i) 0!ernando Bres Ao3ano2 is the sa.e indi*idual as the subCect in this re4ort/ Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.es o) the abo*e case could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/ (urE de %n*estigaciones Aegales (oletFn 5udicial

20L>e4L12 #source date& 20L>e4L12 #accessed&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

12

6ernando (res )o>ano


&e# directors
Politicall# e" osed ersons
6ernando (res )o>ano has !een chec$ed against a range of sources carr#ing information on Politicall# E" osed Persons. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

+anctions lists
6ernando (res )o>ano has !een chec$ed against a range of sanctions lists including those u!lished !# the ?+ @6AC, the E? and H' Treasur#. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

High ris$ individuals lists

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

1;

Bernard (eorge (reer


&e# directors
&e# findings 6ernando (res )o>ano has !een chec$ed against a range of sources carr#ing +ource information on otentiall# ,ate high ris$ individuals, such as disqualified directors and individuals su!=ect to regulator# actions. Personal details 'atch list 'atch 'atch item 'atch +ource degree date Date o) (irthN =n8nown ,ationalityN =n8nown ,o .atches were )ound EducationN =n8nown Career develo ment 2008 Ad.inistrator o) ,uestros Pe-uenos +er.anos %nternational 2010 (oard .e.ber o) ,uestros Pe-uenos +er.anos Vsterreich 2010 (oard .e.ber o) RereldOuders' an organi3ation which su44orts e.4loyees o) ,uestros Pe-uenos +er.anos in Aatin A.erica/ 2010 Director o) Alistar %nternational #legal na.e could not be deter.ined& Present Treasurer o) %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/"/ ,P+ %nternationalL Annual re4ort ,P+ Wsterreich Annual re4ort 20L>e4L12 #accessed& 20L>e4L12 #accessed& >e4L10 #source date& 02L5ulL12 #source date& 5unL0<

2010
RereldOuders annual re4ort 2010 "lientL4ro*ided in)or.ation Association ,os Petits !rSres et >Turs L e4ort

Cor orate interests 'e"ico %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" L Treasurer esearch o) online credit re4orts identi)ied indi*iduals by the na.e o) (ernard Breer who were associated with *arious co.4anies including (ernard A Attorney #as the senior 4artner&' >tichting On3e Kleine Rees8inderen L !et/ DXutil/ Pub #as the director& and A44lied Digital Technologies AA" #as the .anaging .e.ber&/ +owe*er' due to the lac8 o) )urther -uali)ying in)or.ation it is unclear whether any o) these indi*iduals is the sa.e 4erson as identi)ied in this re4ort/ Adverse ress esearch o) online sources identi)ied .ulti4le re)erences to indi*iduals na.ed (ernard Beorge and (ernard Breer in 4ress and .edia articles and other internet based news sources/ ,o ad*erse 4ress co..ent was identi)ied in relation to (ernard Beorge Breer based on his 8nown cor4orate a))iliation/ )itigation ,o litigation )ilings were identi)ied in relation to (ernard Beorge Breer through research o) the database o) (urE de %n*estigaciones Aegales/ (urE de %n*estigaciones Aegales 20L>e4L12 #source date& "lientL4ro*ided in)or.ation Association ,os Petits !rSres et >Turs L e4ort DU( credit re4ort DU( credit re4ort DU( credit re4ort

5unL0<

26L5ulL12 #source date& 0;L5ulL12 #source date& 02L5unL12 #source date&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

1I

Bernard (eorge (reer


&e# directors
Politicall# e" osed ersons
Bernard (eorge (reer has !een chec$ed against a range of sources carr#ing information on Politicall# E" osed Persons. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

+anctions lists
Bernard (eorge (reer has !een chec$ed against a range of sanctions lists including those u!lished !# the ?+ @6AC, the E? and H' Treasur#. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

High ris$ individuals lists

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

17

&e# findings

+ource

,ate

'iguel Angel Benegas )C e> Date o) (irthN =n8nown


,ationalityN =ncon)ir.edO &e# directors O1iguel Gngel Denegas AE4e3 is based in "uerna*aca' 1e$ico ,P+ %nternational 20L>e4L12 Bernard (eorge (reer has !een chec$ed against a range of carr#ing information on otentiall# high EducationN (achelorMs degree in co.4uter science' =ni*ersity o) sources Te$as' =/>/ #accessed& website ris$ individuals, such as disqualified directors and individuals su!=ect to regulator# actions. 'atch degree 'atch item 'atch date +ource 20L>e4L12 #accessed& 20L>e4L12 #accessed& 20L>e4L12 #accessed& ;0LA4rL06 #source date& 20L>e4L12 #accessed& 02L5ulL12 #source date&

Personal details

'atch list Career develo ment

Early career 5oined ,uestros Pe-uenos +er.anos )a.ily and wor8ed as the ,o .atches were )ound house director at "asa (uen >e@or in ,P+ 1e$ico and then wor8ed at A.erican E$4ress )or a year/ Tenure un8nown Director o) )inance at ,uestros Pe-uenos +er.anos %nternational )or si$ years 166< 1666 Ad.inistrator and accountant at ,P+ Buate.ala 5une 2006 Present E$ecuti*e director at ,uestros Pe-uenos +er.anos %nternational Present (oard .e.ber at %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/"

,P+ %nternational

website
,P+ %nternational

website ,P+ %nternational website ,P+ 1e$ico L !inancial state.ents ,P+ %nternational website
"lientL4ro*ided in)or.ation

Cor orate interests 'e"ico %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" (oard .e.ber ,uestros Pe-uenos +er.anos %nternational E$ecuti*e director Austria ,P+ Vsterreich Dice 4resident + ain !undaciEn Pri*ada ,uestros Pe-ue@os +er.anos (oard .e.ber #continued below& +%it>erland >ti)tung =nsere Kleinen (rYder und >chwestern (oard .e.ber (erman# ,P+ Deutschland E/D (oard .e.ber Belgium >tichting On3e Kleine Rees8inderen !ondation ,os Petits Or4helins (oard .e.ber esearch o) online credit re4orts identi)ied as indi*idual by the na.e o) 1iguel Gngel Denegas Ao4e3 who is associated with >tichting On3e Kleine Rees8inderen L !et/ DXutil/ Pub as the director/ +owe*er' due to the lac8 o) )urther -uali)ying in)or.ation it is unclear whether any o) these indi*iduals is the sa.e 4erson as identi)ied in this re4ort/ Adverse ress esearch o) online sources identi)ied .ulti4le re)erences to indi*iduals na.ed 1iguel Denegas in 4ress and .edia articles and other internet based news sources/ ,o ad*erse 4ress co..ent was identi)ied in relation to 1iguel Gngel Denegas AE4e3 based onAAP' his 8nown cor4orate a))iliation/ K 2012 KP1B a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent )itigation
.e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

"lientL4ro*ided in)or.ation ,P+ %nternational

02L5ulL12 #source date& 20L>e4L12 #accessed& 20L>e4L12 #accessed& 20L>e4L12 #accessed&

website
,P+ %nternational

website
,P+ %nternational

website

,P+ %nternational

website
,P+ %nternational

20L>e4L12 #accessed& 20L>e4L12 #accessed& 20L>e4L12 #accessed&

website
,P+ %nternational

website
0;L 5ulL12 #source date&

DU( credit re4ort

A search in the database o) (uro de %n*estigaciones Aegales 4roduced results )or the na.e 01iguel Gngel Denegas AE4e32 as a 4arty in litigation cases o) Ordinary "i*il 5udg.ent #5uicio Ordinario "i*il& /According to the database o)

(urE de %n*estigaciones Aegales

20L>e4L12 #source date&

1:

'iguel Angel Benegas )C e>


&e# directors
Politicall# e" osed ersons
'iguel Angel Benegas )C e> has !een chec$ed against a range of sources carr#ing information on Politicall# E" osed Persons. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

+anctions lists
'iguel Angel Benegas )C e> has !een chec$ed against a range of sanctions lists including those u!lished !# the ?+ @6AC, the E? and H' Treasur#. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

High ris$ individuals lists

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

1<

'arDa Brunelda Caro CErdenas


&e# directors
&e# findings 'iguel Angel Benegas )C e> has !een chec$ed against a range of sources carr#ing +ource information on ,ate otentiall# high ris$ individuals, such as disqualified directors and individuals su!=ect to regulator# actions. Personal details 'atch list 'atch 'atch item 'atch +ource degree date Date o) (irthN =n8nown ,ationalityN =n8nown ,o .atches were )ound EducationN =n8nown Career develo ment Present (oard .e.ber at %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" Cor orate interests 'e"ico %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" (oard .e.ber Adverse ress 1arFa (runelda "aro "Hrdenas has no discernible 4ress 4ro)ile/ )itigation A search in the database o) (uro de %n*estigaciones Aegales and (oletFn 5udicial 4roduced results )or the na.e 01arFa (runelda "aro "Hrdenas2 to be one o) the 4arty in =nde)ined 5udge.ent #5uicio ,o De)inido& bearing nu.ber 122J2011 related to Procedi.iento Es4ecial El ,o.bra.iento De Tutor Dati*o #>4ecial Procedure a44ointing Dati*e Tutor& in 2011/ Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.es o) the abo*e case could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/ (urE de %n*estigaciones Aegales (oletFn 5udicial 21L>e4L12 #source date& 1;L5ulL11 #source date& "lientL4ro*ided in)or.ation 02L5ulL12 #source date& "lientL4ro*ided in)or.ation 02L5ulL12 #source date&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

18

'arDa Brunelda Caro CErdenas


&e# directors
Politicall# e" osed ersons
'arDa Brunelda Caro CErdenas has !een chec$ed against a range of sources carr#ing information on Politicall# E" osed Persons. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

+anctions lists
'arDa Brunelda Caro CErdenas has !een chec$ed against a range of sanctions lists including those u!lished !# the ?+ @6AC, the E? and H' Treasur#. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

High ris$ individuals lists

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

16

)uis (ustavo )C e> (arcDa


&e# directors
&e# findings 'arDa Brunelda Caro CErdenas has !een chec$ed against a range of sources +ource carr#ing information,ate on otentiall# high ris$ individuals, such as disqualified directors and individuals su!=ect to regulator# actions. Personal details 'atch list 'atch 'atch item 'atch +ource degree date Date o) (irthN =n8nown ,ationalityN =n8nown ,o .atches were )ound EducationN =n8nown Career develo ment Present (oard .e.ber at %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" "lientL4ro*ided in)or.ation Alaescuela #.e$ican directory o) schools&

20L>e4L12 #accessed&

Cor orate interests 'e"ico %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" (oard .e.ber "lientL4ro*ided in)or.ation Directorio %nternet #business directory& Alaescuela #business directory& 02L5ulL12 #source date& 20L>e4L12 #accessed& 20L>e4L12 #accessed& 11L 5ulL12 #source date& 08L1ayL12 #source date&

esearch o) online credit re4orts identi)ied indi*iduals by the na.e o) Auis Ao4e3 DU( credit re4ort Barcia who were associated with >4ain based co.4anies %ncluding Tecnato. >A as a board .e.ber and 1etalicas Au.ian >A as an ad.inistrator/ +owe*er' due to the lac8 o) )urther -uali)ying in)or.ation it is unclear whether any o) these DU( credit re4ort indi*iduals is the sa.e 4erson as identi)ied in this re4ort/ Adverse ress esearch o) online sources identi)ied .ulti4le re)erences to indi*iduals na.ed Auis Busta*o in 4ress and .edia articles and other internet based news sources/ ,o ad*erse 4ress co..ent was identi)ied in relation to Auis Busta*o AE4e3 BarcFa based on his 8nown cor4orate a))iliation/ )itigation A search in the database o) (uro de %n*estigaciones Aegales and (oletFn 5udicial 4roduced results )or the na.e 0Auis Busta*o AE4e3 BarcFa2 to be one o) the 4arty in =nde)ined 5udge.ent #5uicio ,o De)inido& bearing nu.ber 122J2011 related to Procedi.iento Es4ecial El ,o.bra.iento De Tutor Dati*o #>4ecial Procedure a44ointing Dati*e Tutor& in 2011/ +owe*er' due to lac8 o) identi)iable in)or.ation we could not con)ir. i) 0Auis Busta*o AE4e3 BarcFa2 is the sa.e indi*idual as the subCect in this re4ort/ Due to the li.ited a*ailability o) court records in 1e$ico' the current status or outco.es o) the abo*e case could not be identi)ied in the database o) (uro de %n*estigaciones Aegales or through research o) a*ailable online sources/ (urE de %n*estigaciones Aegales (oletFn 5udicial

21L>e4L12 #source date& 1;L5ulL11 #source date&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

20

)uis (ustavo )C e> (arcDa


&e# directors
Politicall# e" osed ersons
)uis (ustavo )C e> (arcDa has !een chec$ed against a range of sources carr#ing information on Politicall# E" osed Persons. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

+anctions lists
)uis (ustavo )C e> (arcDa has !een chec$ed against a range of sanctions lists including those u!lished !# the ?+ @6AC, the E? and H' Treasur#. 'atch list ,o .atches were )ound 'atch degree 'atch item 'atch date +ource

High ris$ individuals lists

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

21

'arDa Elena )C e> Arregui


&e# directors
&e# findings )uis (ustavo )C e> (arcDa has !een chec$ed against a range of sources carr#ing +ource information on ,ate otentiall# high ris$ individuals, such as disqualified directors and individuals su!=ect to regulator# actions. Personal details 'atch list 'atch 'atch item 'atch +ource degree date Date o) (irthN =n8nown ,ationalityN =n8nown ,o .atches were )ound EducationN =n8nown Career develo ment Present L "o..issioner at %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" Cor orate interests 'e"ico %nstitucion de (ene)icencia Pri*ada Escuela +ogar ,uestros Pe-uenos +er.anos' A/" esearch o) online credit re4orts identi)ied an indi*idual by the na.e o) 1aria Elena Ao4e3 who is associated with %n*erca4 Prestadora De >er*icios' >/A/ De "/D/ as an ad.inistrator/ +owe*er' due to the lac8 o) )urther -uali)ying in)or.ation it is unclear whether any o) these indi*iduals is the sa.e 4erson as identi)ied in this re4ort/ Adverse ress esearch o) online sources identi)ied .ulti4le re)erences to indi*iduals na.ed 1aria Elena Ao4e3 in 4ress and .edia articles and other internet based news sources/ ,o ad*erse 4ress co..ent was identi)ied in relation to 1arFa Elena AE4e3 Arregui based on his 8nown cor4orate a))iliation/ )itigation ,o litigation )ilings were identi)ied in relation to 1arFa Elena AE4e3 Arregui through research o) the database o) (urE de %n*estigaciones Aegales/ (urE de %n*estigaciones Aegales 2<L>e4L12 #source date& DU( credit re4ort 1<L1arL12 #source date& "lientL4ro*ided in)or.ation 02L5ulL12 #source date& "lientL4ro*ided in)or.ation 02L5ulL12 #source date&

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

22

'arDa Elena )C e> Arregui


&e# directors
Politicall# e" osed ersons
'arDa Elena )C e> Arregui has !een chec$ed against a range of sources carr#ing information on Politicall# E" osed Persons. 'atch list ,o .atches )ound 'atch degree 'atch item 'atch date +ource

+anctions lists
'arDa Elena )C e> Arregui has !een chec$ed against a range of sanctions lists including those u!lished !# the ?+ @6AC, the E? and H' Treasur#. 'atch list ,o .atches )ound 'atch degree 'atch item 'atch date +ource

High ris$ individuals lists

K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

2;

'arDa Elena )C e> Arregui has !een chec$ed against a range of sources carr#ing information on otentiall# high ris$ individuals, such as disqualified directors and individuals su!=ect to regulator# actions. 'atch list ,o .atches )ound A%1%TAT%O,> Our >er*ices' 4ursuant to the Engage.ent Aetter' will not include the .anual retrie*al o) records' inter*iews or )ieldwor8/ %n addition' no atte.4t will be .ade to inde4endently *eri)y the results o) these searches/ As such' KP1B does not guarantee the accuracy or co.4leteness o) substanti*e in)or.ation contained within the sco4e o) the online 4ublic records research/ There)ore' i) KP1B had been engaged to 4er)or. additional 4rocedures' or i) the in)or.ation 4ro*ided in the online 4ublic record databases was inaccurate )or so.e reason' it is 4ossible that our obser*ations and assess.ent could be di))erent/ The in)or.ation set )orth in each re4ort will be based solely u4on KP1BMs re*iew o) *arious 4ublic record searches/ %) a re4ort is recei*ed by anyone other than our client' the reci4ient is 4laced on notice that this deli*erable has been 4re4ared solely )or our client )or its own internal use and this re4ort and its contents .ay not be shared with or disclosed to anyone by the reci4ient other than in accordance with our Engage.ent Aetter/ KP1B AAP shall ha*e no liability' and shall 4ursue all a*ailable legal and e-uitable re.edies against reci4ient' )or the unauthori3ed use or distribution o) this re4ort/ %n the course o) 4er)or.ing its integrity due diligence' KP1B has conducted a nu.ber o) 4ublic record searches using *arious 4ro4rietary and 4ublic databases/ The in)or.ation set )orth in our re4orts is based solely u4on KP1BMs re*iew o) the results obtained )ro. those searches/ The )ollowing li.itations a44lyN Global Limitations Our wor8 is li.ited to the 4ublic record as a*ailable in Curisdictions around the world and as contained within thirdL4arty data aggregators )or des8to4 retrie*al including such in)or.ation as cor4orate registries' business listings' global .edia and litigation/ KP1B identi)ies in)or.ation in English and local language1 as rele*ant to the e$tent such in)or.ation is contained in global thirdL4arty data aggregators through des8to4 research/ The a.ount o) in)or.ation accessible and 4er.itted to be retrie*ed *aries by Curisdiction/ KP1B additionally identi)ies in)or.ation *ia internet sites' including go*ern.ent' e$change and other institutional web 4ostings as well as other internet sources as identi)ied as rele*ant and credible/ U.S.-Specific Limitations The database search )or )ederal cri.inal and ci*il records does not include the )ollowing =/>/ District "ourtN The Dirgin %slands/ The ti.e 4eriod and content co*ered by each court .ay *ary by district/ The database search )or state and county ci*il litigation includes the )ollowing statesN AK' A ' AZ' "A' "O' "T' DE' !A' BA' K>' %A' AA' 1A' 1D' 1E' 1%' 1O' 1>' ,"' ,5' ,D' ,Y' O+' OK' O ' PA' %' >"' T,' T9' =T' DA' RA and R%/ +owe*er' the courts searched *ary by state and .ay not include all the courts within each county )or that state/ The database searches )or state and county cri.inal records include the )ollowing statesN AK' A ' AZ' "A' "O' "T' DE' !A' BA' %A' K>' AA' 1A' 1D' 1%' 1O' 1>' ,"' ,5' ,D' O+' OK' O ' PA' >"' T,' T9' DA RA and R%/ +owe*er' the courts searched *ary by state and .ay not include all the courts within each county )or that state/ The 4ublic record search )or cor4orate records includes all states within the =nited >tates e$ce4t Delaware #online )ilings *ary stateLbyLstate&/ ,ew Yor8 cor4oration )ilings are not re-uired to be inde$ed by incor4orators' o))icers' 4rinci4als' or shareholders/ As a result' a search using an indi*idualMs na.e .ay not re*eal these associations/ 'atch degree 'atch item 'atch date +ource

Rhile our re4orts .ay be 4ro*ided to you in English' lin8s )or the local language source docu.ents will be 4ro*ided in our re4orts and should be retrie*ed when )urther in)or.ation is re-uired/
K 2012 KP1B AAP' a => li.ited liability 4artnershi4 and a .e.ber )ir. o) the KP1B networ8 o) inde4endent .e.ber )ir.s a))iliated with KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/ KP1B and the KP1B logo are registered trade.ar8s o) KP1B %nternational "oo4erati*e' a >wiss coo4erati*e/

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