Documentos de Académico
Documentos de Profesional
Documentos de Cultura
1 – 11 March 2000
by
Marshall W. Murphree
Table of Contents
1. Introduction ............................................................................................... 1
2. Project Purpose.......................................................................................... 3
3. Project Performance ................................................................................. 5
Output No. 1: “Appropriate institutional framework for community-based
conservation established in Idodi and Pawaga.” (5)
Output No. 2: “Villages and district stakeholders’ capacity to sustainably
manage NR in Idodi and Pawaga enhanced.” (7)
Output No. 3: “Sustainable utilisation of NR in Idodi and Pawaga ensured.” (8)
Output No. 4: “Community benefits from NR utilisation increased.” (9)
Output No. 5: “Agreed strategy to convert LMGCA into WMA.” (13)
Administrative Constraints (14)
4. Recommendations ................................................................................... 15
Recommendation No. 1: Re-structuring the organisational framework (15)
Recommendation No. 2: Intra-Village Participation (17)
Recommendation No. 3: Land and Resource Use Planning (18)
Recommendation No. 4: Monitoring Systems (18)
Recommendation No. 5: Investigations on Resource Availability, Revenue Potential
and Marketing (18)
Recommendation No. 6: Training and Capacity Enhancement (19)
5. The Project in National Policy Evolution and Co-ordination
on CBC/CBNRM ..................................................................................... 21
6. Project Continuance, Requirements and Exit...................................... 23
List of Annexes
By
Marshall W. Murphree
1. Introduction
1.1 This report is rendered in terms of the Draft Terms of Reference for the consultancy,
finalised between the consultant and the DFID Natural Resources Advisor in Dar es
Salaam on 1 March 2000 (Annex A). All operational requirements of the ToR have
been carried out. The substantive issues singled out for attention are all addressed in
this report, although not necessarily in the order in which they appear in the ToR.
1.2 Interviews were conducted in Dar es Salaam and Iringa. After an initial meeting with
the DFID Natural Resources Advisor (Jon Salmon) on arrival in Dar es Salaam on
March 1, I flew to Iringa on the morning of March 2, with Dr. Alex Songorwa of the
Wildlife Division’s CBC Unit. During my stay in Iringa, Dr. Songorwa accompanied
me during all meetings and field visits, providing me with invaluable background
information and insights, serving as interpreter in village meetings and acting as
informal co-investigator in the exercise. In Iringa, in addition to several meetings
with the Project staff, meetings were held with the District Natural Resource Officer,
the Community Conservation Warden of Ruaha National Park, TANAPA, the District
Administration Secretary in the District Commissioner’s Office and the District
Manpower Officer in the District Council offices. Four village meetings were
conducted in the Project area: at Idodi and Malinzanga in the Idodi Division and at
Itunundo and Ilolo Mpya in the Pawaga Division. Attendance at these meetings was
comprised largely of Village Council, Village Natural Resource Committee and
Village Game Scout personnel, and in two instances (Idodi and Ilolo Mpya) included
Ward Councillors who are members of the Project Steering Committee. On return to
2
Dar es Salaam meetings were held with the Principal Game Officer and Co-ordinator
of Programmes of the Wildlife Division and DFID Staff. A schedule of meetings and
activities is attached as Annex B.
1.3 Within the constraints of the time available, I am satisfied that this range of meetings
and interviews provides an adequate basis on which to judge the spectrum of relevant
perspectives that inform the project. The schedule would have been enhanced had I
been able to meet with the District Commissioner and District Executive Director,
particularly because of some indications that the perspectives of the District Council
Executive and those of the Project have not always coincided. Neither of these two
officials were, however, in Iringa when I was there. More time would have also
permitted interviews with persons and agencies involved in projects connected with
forestry, such as MEMA.
1.4 Prior to my arrival in Dar es Salaam, I was provided with the very useful Key Issues
for the MBOMIPA Project (Feb. 2000) by Martin Walsh. On arrival the DFID office
gave me a large number of background documents. These included relevant legislative
and policy publications, materials on the Ruaha Ecosystem Wildlife Management
Project (REWMP), the DFID Country Strategy Paper, the main Project document and
notes from participants in the “Output to Purpose” Review conducted 7-11 February,
2000. In Iringa the Project office provided me with a set of documentation which
included field reports, work plans and district background information. Importantly,
this set included the 13 reports (11 in draft) of the village participatory land use
planning exercises commissioned in 1999 and now completed. A full list of
documents consulted appears in Annex E.
1.5 Acknowledgements: My debt to Dr. Songorwa has already been mentioned above in
paragraph 1.2. It should be noted, of course, that the analysis and views in this report
are those of the consultant and not necessarily his. My thanks go to the Project staff at
Iringa for their efficient planning and logistic support, and for their gracious
hospitality. The same applies to DFID staff in Dar es Salaam. I am grateful to
officials in the Wildlife Division, TANAPA and council government for their time
and insights. Finally, my thanks go to those in the Project villages who accepted the
intrusion on their weekend time to meet with us, in two instances on a day when there
had been a death in the community. Perhaps, the greatest tribute to them that I can
3
make is the sense that I had that for them these meetings were more of an opportunity
than an intrusion.
2. Project Purpose
2.1 Any review of MBOMIPA must take into account its precursor, the Ruaha Ecosystem
Wildlife Management Project (REWMP). Funded by the British Government and
implemented in collaboration with TANAPA and the WD, REWMP had two
components, park planning for Ruaha National Park and a community wildlife
management project that was initiated in 1993. MBOMIPA followed on from the
second of these components, and the British Government thus has a seven-year
investment in the Project area.
2.2 In its initial phase MBOMIPA had as its purpose “an effective and sustainable wildlife
system, under community authority and responsibility” in the Project area. More
recently, the purpose has been changed with the wording “To improve livelihoods of
people in the proposed Lunda-Mkwambi Wildlife Management Area (LMWMA) by
establishing sustainable natural resource management under community authority and
responsibility in Pawaga and Idodi divisions.” This shift in purpose from a
“sustainable wildlife system” to the improvement of livelihoods effectively turns
wildlife management from an end in itself to a means for a human livelihood. This is
consistent with shifts in British Government policy on poverty alleviation (HMSO,
1997) and DFID’s Tanzania Country Strategy Paper (DFID, 1999). It is also
consistent with community-based natural resource management (CBNRM)
approaches that emphasise the importance of the economic values of natural
resources.
2.3 This shift in purpose is healthy, showing Project learning and responsiveness to local
conditions and motivations. It carries with it, however, certain dangers:
2.3.2 Emphasis on the economic benefits of natural resources frequently ignores the
holistic perspective that its rigorous advocacy requires. At its core, the
4
2.3.3 The economic benefit approach to development and poverty alleviation tends
to ignore other important forms of poverty (social and cultural, biodiversity,
rights to experimentation and learning) and the capacity of human beings to
adapt to conditions of demand, supply and control. Development is thus not
only about the conservation of resources as an investment in their future
utility, nor is it solely about the use of resources to supply essential goods and
services. Fundamentally development is about facilitating resourcefulness.
2.4 The locus of this facilitation is collective action at the locality or “community” level,
which has already been specified in the Project’s planning. There is strong analytic
justification for this location in Sub-Saharan Africa on demographic, ecological and
cultural grounds. It is also consistent with Tanzania’s preferred approach to local
government reform, as articulated by the Local Government Reform Team:
“The local government reform is part of the Public Sector Reform, whose
main goal is to improve the performance of the public sector, to increase
accountability and to put a stop to mismanagement and waste improving on
the delivery of services. Bringing powers, functions and resources to the
people in the communities is a key factor of this strategy.” (Quoted in Shivji
and Peter, 1999: 20. Italics added)
2.5 Taking into consideration the points made in paragraphs 2.3 and 2.4 above, it follows
that another, as yet largely unspecified, project purpose should be considered. This is
the facilitation of resilient local natural resource management systems capable of
dealing adaptively with the supply, demand and control requirements which
demographic, economic, cultural and ecological change will inevitably entail. This is
a governance and institutional purpose, and its pre-eminence may, in log-frame logic,
elevate it to ‘goal’ status to replace the original goal in MBOMIPA (“Ruaha
5
ecosystem sustainably managed for the economic benefit of the nation”) which is now
clearly outdated.
3. Project Performance
3.1 This section reviews project progress to date by project outputs as stipulated in the
log-frame. A final sub-section on “administrative constraints” is also included.
3.2 Materials from documentary sources, interviews and the village meetings are used in
this assessment. Of particular importance have been the village meeting discussions
and the village reports produced by the village participatory land use planning team.
Both data sets need to be treated with some caution. The village reports are not really
land use planning exercises but rather descriptive scoping documents. They do,
however, provide significant data on land and natural resource use, on attitudes by
various categories of village membership, and on perspectives on MBOMIPA by
“non-elite” villagers. How representative these views are is difficult to judge, but it is
clear that the team made an effort to cover as wide a spectrum of categories as was
possible. The four village meetings conducted during this consultancy were, as
already noted (paragraph 1.2), attended largely by village leadership. Being a village
elite, one can reasonably suggest that this category would have a tendency to assert
their legitimacy and performance and to direct the main thrust of their criticisms
outward. At the same time it should be noted that there was an element of self-
criticism in the comments made, as well as evidence of a genuine commitment to
collective village development.
3.3.2 At the intra-village level the concern expressed in some reports about
potential conflict between village councils and VNRCs does not seem to be a
major issue. VNRCs recognise their status as committees of the VC, and both
recognise that their mandate stems from the Village Assembly. Of more
immediate concern is the apparent lack of tight linkages between the VNRCs
and the generality of village membership. Attitudes towards MBOMIPA
reported in the land use surveys were generally negative. While some
informants saw positive benefits, more saw MBOMIPA through the lens of
contacts with village game scouts, as an enforcement agency for imposed
regulations. Most damning of all were the reactions of many, who stated that
they had little knowledge of what MBOMIPA was about. This is not primarily
a structural or institutional framework issue; it is more an issue of intra-village
communication and collective action and recommendations on this point are
made below in paragraphs 4.3.1 and 4.3.2. One structural approach to this
issue does, however, merit further consideration, which is to investigate the
potential of giving more focus to organisation at the sub-village level and its
articulation to the VNRC.
part of its membership, while it is central for those in the Project area itself.
This issue is addressed in the recommendations of this report below in
paragraph 4.2.4.
3.4.1 At the village level a good start has been made on this output, with
initial training to VNRCs and VGs having been provided. However, capacity
enhancement is still embryonic in terms of the over-all objectives of the
Project, and remains focussed on these categories of personnel. In particular,
I was impressed with the general insights and grasp of issues exhibited by
members of the village councils and VNRCs, which I attribute more to the
focus of their responsibilities and experiential learning than to formal training.
There is little evidence that this capacity enhancement has spread to larger
village memberships. The membership of the village councils and VNRCs
recognise this, and indeed one of their most consistent recommendations was
for training in their constituencies through both extension work and exchange
visits.
3.4.2 Capacity enhancement at the level does not occur in the abstract.
There is little motivation for villagers to attend training sessions on natural
resource management unless they are linked to specific objectives that are
perceived to be of direct relevance to their daily lives. To achieve this focus
land and resource planning provides a critical fulcrum, and recommendations
are made in this regard in paragraphs 4.4.1 to 4.4.2.
this is due to the chronic syndrome found not only in Tanzania but also
elsewhere in the region, where senior officials are frequently moved and do
not gain a long-term grasp of the issues and dynamics involved in a particular
posting. The possible exception to this is to be found in line ministry postings,
an example being the DNRO interviewed at Iringa. This category is thus a
particularly important target for training, details of which are suggested in
paragraph 4.7.3.
3.5.3 The monitoring and feed-back system should include two components:
a) ecological, and b) institutional. For both of these components approaches
9
which are low-tech and implementable by villagers have been developed for
CBNRM programmes elsewhere in Eastern and Southern Africa and should be
considered for adaptation to the Project’s needs. Recommendations appear in
paragraphs 4.5.1 and 4.5.2.
3.5.4 One aspect of sustainability at community level, which has not been
taken up in the Project Document or the log-frame, is the issue of exclusion.
For a local management system to work it needs defined areas of jurisdiction
and powers of inclusion and exclusion. For villages in the project area the first
of these appears not to be a problem; villages have fixed and sanctioned
boundaries. Inclusion presents an institutional problem due to the multi-ethnic
character of membership, which must be addressed by consensus – building
processes, importantly including the land and resource planning activities
projected. Exclusion may, however, be difficult, since I was informed during
village meetings that “the laws of Tanzania” prohibit the refusal by a village of
the right to settle by any intending immigrant. This may be an issue beyond
the ability of the Project to address, but because of its importance the matter
should be investigated further.
3.6.2 These points having been made, direct economic benefit remains an
important Project output for the following reasons:
3.6.3 The “measurable indicators” for performance on this output are two: a)
diversified forms of utilisation; and b) revenue increases from resource
utilisation of at least 10% p.a. from YR1. On diversification little appears to
have developed, although the Project and the DNRO’s office have given honey
production some extension attention. Attempts to liaise with other agencies
concerned with the exploitation of woodland products have been initiated, but
little in the way of programme activity is in evidence. The village meetings
placed emphasis on diversification but had little in the way of concrete
suggestions. There is potential for increased production and revenue
generation from woodland products and this is addressed below in paragraph
11
3.6.6 (d). However, realism suggests that opportunities for revenue increases
outside the arena of wildlife production are limited in the immediate future.
3.6.4 Revenue production from wildlife use has easily met the target of
annual increases above 10%. Leaving aside, for the moment, the seven
villages in the Pawaga Division which derive their wildlife revenue from a
share of tourist hunting proceeds in LMGCA North, and excluding revenue
from the Mkupule block in the south-west, which effectively serves as a
district hunting block, Annex D shows increments of 65% in 1997, 74% in
1998 and 13% in 1999 over the 1996 baseline prior to MBOMIPA.
Cumulatively income for the nine villages involved in 1999 was 324% higher
than that in the year prior to Project inception.
1
The addition of two trophy elephant to the quota (cf. Table 8, p. A.2.19, Project Document) would add
possibly US $30,000 - $50,000 dollars to total revenue. However political considerations in both the donor and
host countries probably preclude this option currently, and this suggestion relates to other species.
13
3.7.1 The Project has made inputs into the process of developing Guidelines
for the conversion of GCAs to WMAs. It is understood that draft guidelines
are now with the Director of the Wildlife Division and under review, with the
promulgation of the Guidelines expected in mid-year 2000. While the
specifics of these Guidelines are not now known there is no indication at
present that they will fundamentally obstruct the policy emphasis on further
devolution of management responsibility and revenue benefit from centre to
periphery, with appropriate government overnight. In an interview with the
Principal Game Officer and Co-ordinator of the Wildlife Division in Dar es
Salaam on 8th March 2000, I outlined the main findings and recommendations
of this report. He communicated that the emphasis of the WD was on the
localisation of governance and that the Guidelines would take cognisance of
this. The profile of recommendations that I had presented was consistent with
this. He added that the policy would be fluid and evolve, and he felt that
projects like MBOMIPA could contribute to this evolution and should be
given longer time-frames in order to do this effectively.
3.7.2 While there is of course no guarantee at this stage that the Guidelines
will not contain aspects difficult to accommodate in the Project area, I suggest
that it is reasonable to proceed on the assumption that they will present no
insuperable obstacles to the devolutionist thrust of the project. Working from
this assumption, the project can play a major role in the detailed but critical
transition from “guidelines’ to actualisation. The recommendations, which
follow in Section 4, address components of this transition.
I was not asked to investigate administrative issues, nor did I examine them closely.
Two issues were, however, drawn to my attention, which deserve brief comment.
15
Firstly, there were complaints about a lack of clarity on budgetary and planning
matters, both at the village and project team levels. Villagers complained that project
budgets were not always clear to them and that they were sometimes marginalised in
planning by complex procedures and planning idiom. The project team stated that
they were not always clear on over-all project budgets and expenditure. These are
communicational matters rather than fundamental differences in perspective, but they
need to be given attention since they otherwise detract from what are essentially good
relationships between the villages, the project office and the donor. Secondly, there is
the issue of differential salary scales within the project team, arising from the different
professional locations of its members. This is one of those dilemmas in which
principle, precedent and perception combine to produce apparently intractable but
potentially corrosive problems. Some innovative lateral thinking is needed here, since
the combination of seconded government staff and project-employed contract staff in
a single project team is one of the strengths of MBOMIPA.
4. Recommendations
4.1 Introduction
The recommendations which follow in this section have their ultimate roots in the
goal for the project discussed in paragraph 2.5 of this report, i.e. the development of
resilient, localised natural resource management systems nested in larger district and
national structures of co-ordination and oversight. This is consistent with the project
purpose and its stipulated project outputs. To date, the findings on project
performance above indicate that a good start has been made, but they also indicate that
certain restructuring is required to institutionalise MBOMIPA on an enduring basis,
both “outwardly” and ”inwardly.” They further indicate that much remains to be done
in the valorisation of the natural resource base and in the development of local
capacities to manage it. Taken together, the recommendations constitute a long-term
“exit strategy” in which MBOMIPA is transformed from a project to an ongoing and
self-sufficient system of natural resource governance.
4.2.1 To date MBOPIMA has been organised in a unitary manner, with the
seven villages in the Idodi Division and the nine villages in the Pawaga
16
Division constituting the project area with the 16 villages of the area
represented on the Project Steering Committee by 5 ward councillors. At this
stage there are good reasons to disagregate the organisational structure in the
project area:
The location of two project offices in the area would strengthen the sense
of “ownership” of the project by the villages and would contribute to the
evolutionary devolution that the project seeks. This will only happen,
however, if there are clear understandings from the start that the
maintenance and staffing of these sub-offices, with all the costs involved,
will be progressively taken over by the villages they serve according to a
pre-determined timetable. (See paragraph 3.6.2 for rationale).
4.2.2 I suggest that each of these sub-offices be staffed with an NRM
facilitator, at a level equating to presently established community development
assistants but with additional training in NRM. They should preferably be
locally recruited. Training recommendations in this connection appear below
in paragraph 4.7.5.
4.2.3 Each sub-division should have its own committee structure, with
representation from all member villages.
4.3.1 Paragraph 3.3.2 notes an “apparent lack of tight linkages between the
VNRCs and the generality of village membership.” This is a critical issue for
CBC governance and the paragraph recommends better intra-village
communication and more in the way of collective action.
4.4.1 Paragraphs 3.4.2 and 3.5.1 suggest that village level and resource
planning is not only essential for good management, but also provides a
fulcrum for intra-village participation and communication. The
recommendation here is that the beginning provided by the RRA surveys now
be developed in village exercises which result in plans approved by village
assemblies.
4.4.2 This will be an iterative and detailed process, requiring facilitation and
considerable time. It will need field-based extension resources beyond those
that the Project staff have available, and I recommend that two extension
teams of two persons each be recruited and trained by the Project staff for this
purpose, each team to work in one of the sub-divisions of the project area. I
estimate that eight months will be needed for the exercise, including training.
Budgeting should provide for logistics, professional mapping and document
circulation.
4.5.1 Paragraph 3.5.3 sets out the case for the installation of two monitoring
systems, one ecological and one institutional, each of which are low-tech and
implementable by the villagers themselves.
The range of species and number of animals that could be placed on quota.
The potential for non-consumptive tourism leases in the Project area, and
the contractual options involved.
4.7.3 “Look and learn” / exchange visits. The SADC CBNRM experience
has shown that this is one of the most effective training techniques available
for personnel at both village and district levels. It is expensive and requires
considerable organisation, but the results justify the investment. I recommend
that the Project devote significant resources to this. The SADC Wildlife Co-
ordinating Unit in Lilongwe and ART, Harare, have materials and advice
which may be useful.
4.7.4 The IUCN Regional Office for Southern Africa, in conjunction with
CASS at the University of Zimbabwe have for a number of years offered a
regional short course on Social Science Perspectives in Natural Resources
Management. The course runs for six weeks, with two intakes per year.
Qualifications require a degree or diploma plus experience, and the course is
targeted at mid-range professionals serving in wildlife, forestry, fisheries and
local government agencies. Only a few Tanzanians have attended the course.
The course would be particularly useful for District Council personnel, and the
Project should consider sponsoring 2 or 3 of these to take the course during
2000/2001. Alternatively or in addition to this, the Project might wish to take
a lead in initiating a similar national-based course, possibly to be conducted by
the Faculty of Forestry and Nature Conservation at the Sokoine University of
Agriculture. (Mozambique has taken such an initiative, largely for language
reasons and as an offshoot of the IUCN/CASS regional course.)
projects fail because they do not have this flexibility. In the case of
MBOMIPA we can trace this evolution through the following stages:
Commencement under REWMP with an initial emphasis on park planning
The addition of a community component in the “buffer zone” or Integrated
Conservation and Development (ICDP) mode.
The development of resource/revenue sharing in Pawaga, local wildlife
production and marketing in Idodi and institutions for local NR
management in both (current position).
Full devolution to local levels, with responsibility for self-sufficiency in
management (potential next stage).
This is a trajectory of localisation in natural resource management which is
analytically important for its extended time-frame and the dynamics of its
evolution, yielding useful lessons for other initiatives, both negative and
positive. As an indicator case study, it is important that the project receive
continued support to move into the fourth stage above, the transformation from
a project to a self-sufficient, institutionalised system of localised natural
resource governance.
5.2 From an analytic and “best practice” perspective MBOMIPA is thus an important case
study which needs to be considered in the further evolution of Tanzanian policy, as
the WD has observed (paragraph 3.7.1). In this process it should be compared with
other important CC initiatives in Tanzania and a forum for this kind of comparative
“think tank” analysis at the national level is important for the evolution of Tanzanian
policy on the basis of sound applied science and experience.
5.3 Another reason for such a forum is its potential to integrate project and programme
approaches across the multiplex spectrum of CC projects in Tanzania, something
which the “4C” forum developed by TANAPA for its community outreach
programmes has proved effective. A possible problem with this kind of arrangement
is that it can become solely problem orientated and episodic. It can also become an
abstract “talk shop” with little relevance to practical application. One way to avoid
this is to maintain a central focus in such a forum on the development of common
services. A good example of this would be the development of training courses in
conjunction with a local university, as discussed in paragraph 4.7.4.
23
5.4 The Wildlife Division has, of course, the main responsibility to provide the policy
analyses and co-ordination discussed above. It has a CBC unit, which may well be in
a position to manage these functions through present structures, or through others not
discussed here. What DFID (and other donors) need to be prepared to do is to assist
the WD to ensure that these functions are carried out in whatever form is most
efficient and effective. DFID should also ensure that the MBOMIPA case study, with
its polyvalent salience, is facilitated in its momentum to its fourth stage indicated in
paragraph 5.1.2.
M. W. Murphree
16/3/2000
25
Annex A
DFIDEA (T)
1 March 2000
26
Annex B
Wednesday, March 8 a.m. Meeting with Principal Game Officer and Co-
ordinator of Programmes, WD.
p.m. Write-up.
Annex C
Annex D
INCOME FROM EACH HUNTING BLOCK – TShs. (excluding license fees) 1996-1999
Village / HUNTING BLOCK 1996 - TShs. 1997 - TShs. 1998 - TShs. 1999 - TShs.
Kijiji / ENEO LA UWINDAJI
Isele 194,200.00 600,000.00 1,325,500.00 1,500,000.00
Kisanga 374,500.00 600,000.00 1,325,500.00 1,500,000.00
PAWAGA 568,700.00 1,200,000.00 2,651,000.00 3,000,000.00
Malinzanga 854,860.00 1,250,000.00 1,325,500.00 1,500,000.00
Mafuluto 774,860.00 1,250,000.00 1,325,500.00 1,500,000.00
LUNDA 1,629,720.00 2,500,000.00 2,651,000.00 3,000,000.00
Idodi 388,500.00 600,000.00 1,325,500.00 1,500,000.00
Mapogoro 273,000.00 600,000.00 1,325,500.00 1,500,000.00
KITISI 661,500.00 1,200,000.00 2,651,000.00 3,000,000.00
Tungamalenga 281,233.00 400,000.00 883,666.00 1,000,000.00
Makifu 281,233.00 400,000.00 883,666.00 1,000,000.00
Mahuninga 281,233.00 400,000.00 883,666.00 1,000,000.00
MKUPULE VIJIJI 843,699.00 1,200,000.00 2,650,998.00 3,000,000.00
SUB-TOTAL 3,703,619.00 6,100,000.00 10,603,998.00 12,000,000.00
JUMLA NDOGO
MKUPULE WILAYA 1,402,100.00 2,100,000.00 2,700,000.00 3,000,000.00
TOTAL - JUMLA KUU 5,105,719.00 8,200,000.00 13,303,998.00 15,000,000.00
Annex E