Documentos de Académico
Documentos de Profesional
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Enterprise
Peter Thornycroft
Table of contents
Summary ..................................................................................................................................................................... 3 Introduction................................................................................................................................................................. 4 Benefits for the Enterprise .......................................................................................................................................... 4 Benefits for the user .............................................................................................................................5 Realizing these benefits with a mixed client base requires careful planning .........................................5 802.11n migration strategies for enterprises ............................................................................................................... 6 Network design with 802.11n ...............................................................................................................6 Wired backhaul from APs & wired LAN design .....................................................................................7 Power consumption..............................................................................................................................7 Implications for rogue APs and WIDS ..................................................................................................8 Good-neighbor (or bad-neighbor) strategies ........................................................................................8 Changes between draft-2.0 and 802.11n ..........................................................................................8 Technology in 802.11n ............................................................................................................................................. 12 Techniques for high-throughput PHY ...................................................................................................................... 12 High Throughput PHY: Maximum Ratio Combining ...........................................................................13 High Throughput PHY: space-time block coding ...............................................................................13 High Throughput PHY: Spatial Division Multiplexing .........................................................................14 High throughput PHY: Transmit Beamforming (TxBF) ......................................................................................... 19 MIMO, STBC, SDM & Beamforming ..................................................................................................................... 21 802.11n MIMO configurations and terminology ..................................................................................22 Hierarchy of MIMO techniques ...........................................................................................................22 High Throughput PHY: 40 MHz channels ..........................................................................................24 High Throughput PHY: Shorter guard interval ...................................................................................25 High Throughput PHY: More subcarriers...........................................................................................26 High Throughput PHY: New Modulation Rates..................................................................................26 Techniques to enhance the MAC .............................................................................................................................. 29 MAC layer enhancements: Frame aggregation .................................................................................29 MAC layer enhancements: Multiple Traffic ID Block Acknowledgement (MTBA) ...............................30 MAC layer enhancements: Reduced inter-frame spacing (RIFS) ......................................................30 MAC layer enhancements: Spatial multiplexing power save (SM power save) ..................................30 MAC layer enhancements: Power Save Multi-poll (PSMP)................................................................31 Compatibility Modes and Legacy Support in 802.11n ............................................................................................. 32 Greenfield, High-throughput and non-HT modes ................................................................................34 Phased coexistence Operation (PCO)................................................................................................34 Other mechanisms for coexistence: RTS/CTS & CTS-to-self ............................................................36 Other mechanisms for coexistence: 40 MHz-intolerant indication......................................................36 Using 802.11n in the 2.4 GHz band ...................................................................................................36 20/40 MHz channel numbering in the 2.4 GHz band ..........................................................................37 Using 802.11n in the 5 GHz band ......................................................................................................38 Use of 20/40 MHz channels, coexistence and protection mechanisms .................................................................... 38 20/40 MHz operation and fallback to 20 MHz .....................................................................................38 New Wi-Fi Alliance 802.11n certifications .............................................................................................................. 41 Migration strategies .................................................................................................................................................. 43 Different paths to enterprise-wide 802.11n .........................................................................................43 Greenfield ..........................................................................................................................................43 Summary of Greenfield enterprise WLAN recommendations: ...........................................................44 AP-overlay .........................................................................................................................................45 Summary of Overlay recommendations: ...........................................................................................45 AP substitution ...................................................................................................................................46 Summary of AP substitution recommendations: ...............................................................................46 Other considerations when planning an upgrade ...................................................................................................... 47
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Conclusion ................................................................................................................................................................ 48 Appendix .................................................................................................................................................................. 49 Note on expected real-world cell capacity with 802.11n ....................................................................49 Forms of MIMO ....................................................................................................................................................... 50 Channel estimation ................................................................................................................................................... 51 Glossary of terms used in this note ........................................................................................................................... 52 References................................................................................................................................................................. 53 About Aruba Networks, Inc. ..................................................................................................................................... 54
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In this paper, we will explain the advanced technology introduced in the final 802.11n certification, allowing enterprise network managers to understand its benefits and to plan their own upgrade strategies.
Introduction
Wi-Fi technology has carved a path of ever-increasing performance from the earliest pre-802.11 standards through 802.11b to 802.11a/g, with peak data rates rising from 2Mbps to 54Mbps. The latest set of innovations is a package known as 802.11n. We refer in this paper to two key documents that shape the industry, and will endeavor to maintain consistency in using these terms: IEEE 802.11n is a technical standard developed by the IEEE, (formerly named the Institute of Electrical and Electronic Engineers) 802.11 working group. The draft 2.0 milestone was attained in March 2007, and IEEE 802.11n was finally completed and ratified in September 2009. The earlier draft was the basis for the Wi-Fi Alliance draft-2.0 certification, but it was never formally published, and is now superseded by the final 802.11n standard. Meanwhile 802.11n is an interoperability certification developed by the Wi-Fi Alliance, a trade association of companies interested in promoting 802.11 products (Wi-Fi is a Wi-Fi Alliance brand). 802.11n is a certification awarded by the Wi-Fi Alliance to indicate a product has passed a set of tests that ensure it will inter-operate with other 802.11n products. For this certification, the Wi-Fi Alliance took parts of the IEEE 802.11n standard, and developed a series of tests involving a testbed of early 802.11n-compliant equipment: this certification tests only a subset of the full IEEE 802.11n functionality. The history of IEEE 802.11n draft 2.0 and the draft-2.0 certification are included in this document because of the large amount of installed draft-2.0 equipment. Although this is fully interoperable with new equipment, as has been the case throughout the history of Wi-Fi, newer 802.11n products include options enabling better performance than draft-2.0 devices.
More uniform reliable coverage. Coverage in Wi-Fi networks can be spotty. A user may have a good signal in one location, but moving the client a short distance, stepping in front of it, or even opening a door across the room can affect the received signal strength, moving the client into a coverage null and reducing performance. One contributor to this issue is multipath propagation, and the best technology to counter this to date has been antenna diversity nearly every Wi-Fi device sports two antennas, and switches between them because when one is in a multipath null, the other should still have a workable signal. The MIMO technology in 802.11n is extremely effective in reducing the effect of multipath nulls by allowing antennas to work together to recover the original signal: the effect is that the incidence and severity of signal nulls is greatly reduced, especially as a mobile client moves across the network. Lower network costs. In a homogeneous 802.11n network, improved range and more reliable coverage can allow APs can be spaced further apart. This reduces costs in a number of ways: fewer APs, lower installation costs, possibly fewer LAN edge switch ports, and fewer outdoor APs to cover campus areas between buildings. But to date, it has been difficult to realize these gains because of the need to support legacy clients, and because it is usually more important to increase data rates than to extend range (most enterprise WLANs are designed for capacity rather than coverage).
Realizing these benefits with a mixed client base requires careful planning
While the promise of 802.11n is great, some factors make it difficult for enterprises to realize its full benefits in the short-term. The presence of legacy clients impairs 802.11ns performance. The benefits outlined above are easy to achieve in a greenfield network, where all APs and all clients are 802.11n-capable. However, very few deployments are completely new, particularly on the client side. As long as older clients exist, they will affect the performance of the network by connecting at much lower rates than 802.11n clients, effectively slowing APs to near-802.11a/g rates. Legacy devices are also unable to take advantage of the improvements in range and uniformity of coverage offered by 802.11n. If 802.11n APs are spaced farther apart to lower costs, legacy clients will likely run into more coverage problems than before. Despite the limitations, 802.11n deployments are moving forward rapidly. A number of factors mitigate the picture painted above. Firstly, a rising percentage of the client base is 802.11n-capable. Draft-2.0 devices (equivalent to 802.11n in this context) approached 50% of the client population on some university campuses at the fall entry of 2009, and this percentage will only increase, as nearly all new PCs are now 802.11ncapable. Secondly, the legacy poisoning effect is only significant at high AP loading, and the average offered traffic for most WLANs is very low: networks are dimensioned for infrequent peak loading conditions. Most of the time, an 802.11n client of an 802.11n AP will be able to see its full bandwidth.
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Thirdly, network managers with specific performance needs, such as broadband video, add 802.11n APs as an additional WLAN overlay, limiting the clients on those APs to ensure they connect only at 802.11n rates. Naturally, there can be issues when users with legacy PCs find they cant access these high-speed services, but the increased penetration of 802.11n over time is a positive trend. Lastly, most WLAN vendors implement some kind of per-user bandwidth control, even though it is only a partial solution to the problem. As long as even a few legacy clients exist, the expected capacity improvements are limited. When we wrote the first edition of this booklet, in mid-2007, the issue of mixed-client network performance was a significant concern. Fortunately, it has turned out to be less significant than we first feared, and many 802.11n networks are working well in mixed mode even though with high traffic they do not deliver the data capacity of a pure 802.11n network. Time is our greatest ally, as the percentage of older PCs and other 802.11b/a/g clients fades.
Spacing the antennas by at least half a wavelength (6.25cm for 2.4GHz or 2.7cm for 5.5GHz) allows good MIMO capability: closer spacing may restrict performance.
Power consumption
The power consumption of the early generations of draft-2.0 APs is greater than for 802.11a/g APs, exceeding 802.3af limits (12.95W maximum can be delivered to a Class 3 device under 802.11af, now properly termed clause 33 of updated 802.3-2005). This means the edge switches or in-line power injectors must support the unratified 802.3at standard. Alternatively, the AP must use a local power brick. But the longer-term trend in 802.11n access points is to reduce power consumption, even as performance increases, and the requirement for 802.3at will not last for long. Already, the first generation of 802.11ncompliant silicon uses higher levels of integration (fewer chips in the AP), more sophisticated clock management and smaller-geometry processes to reduce power needs below the 802.3af limit, even for APs with three driven antennas. Based on currently-available (late 2009) 802.11n technology, single-radio and dual-radio APs with up to three driven (transmitting) antenna chains should be within 802.3af limits. APs with four transmitting antennas per radio or more than two radio units will be borderline or into the 802.3at range, although over time we expect this limit to be attainable.
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This allowed the Wi-Fi Alliance to incorporate the changes from draft-2.0 to 802.11n as optional extensions. In fact, equipment that was certified as draft-2.0 is automatically qualified for the 802.11n label, with full backwards and forwards compatibility. At the technical level, the new Wi-Fi Alliance 802.11n certification adds a number of features as options that were not part of the original certification. These features are: Short guard interval Greenfield preamble Transmitting with A-MPDU MAC aggregation 40 MHz operation in the 2.4 GHz band with coexistence mechanisms 40 MHz operation in the 5 GHz band Transmitting in HT duplicate mode Space-time block coding (2x1) Transmitting up to 3 spatial streams A number of these options were already part of draft-2.0, and some of them were already tested in the receive direction (e.g. for A-MPDU, a device had to be able to receive correctly from a testbench device), but there was no option to test for correct transmission before. Also, even though a number of these features were not part of the draft-2.0 certification, they were still available in commercial equipment. All enterprise WLAN vendors operate at 40 MHz channels in both 2.4 GHz and 5 GHz, for instance, and some products already support three spatial streams. The practical performance difference between draft-2.0 devices and 802.11n devices may not be uniformly significant. Three other questions exercised the Wi-Fi Alliance as it considered the 802.11n certification: Whether to allow 40 MHz channels in the 2.4 GHz band. An AP using a 40 MHz channel in the 2.4 GHz band will interfere with any other 2.4 GHz equipment within range, not only Wi-Fi equipment but Bluetooth, DECT and other wireless protocols. Even with a 20 MHz channel, interference is common, but devices have the option to find unused parts of the band. The 40 MHz channel takes so much of the band that it is difficult for neighboring devices to avoid it, hence a debate over whether it should be allowed. The resolution is that a 40 MHz channel is tested and certified in the 2.4 GHz band, but only if coexistence mechanisms are also supported. The main coexistence mechanisms are the 40 MHz intolerant bit, that can be broadcast by any 802.11 or other device, a periodic AP scan for other 802.11 activity, and the use of the CTS protection mechanism for frames such as greenfield frames that would not be detected by older Wi-Fi equipment. How to label products to inform the buyer of their capabilities and performance. Since the IEEE 802.11n standard allows a wide range of options, performance of 802.11n devices will vary. For instance, a device supporting two spatial streams in a 20 MHz channel and an 800 nsec guard interval would have a top rate of 130 Mbps, while three spatial streams in a 40 MHz channel and a
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400 nsec guard interval can reach 450 Mbps. Both are 802.11n (see below for the debate on single SS APs, technically they are not recognized as 802.11n). The wide performance range caused considerable apprehension. Some equipment vendors were concerned that the 802.11n logo should not be devalued by lower-end devices: there should be a minimum threshold of performance, hence the decision to deny the 11n logo to single-stream APs. At the other extreme, many felt it important to allow higher-end vendors to market their equipment with a higher-performance label, and this gave rise to the tagline concept (see below). Still others complained that while the number of spatial streams is an indicator of performance, it is one of many factors and should not be singled out; while cynics suggested that the buying public will likely not read or understand taglines in any case, and the complexity of 802.11n features can never be successfully explained. The compromises resulting from this debate are that single-stream APs are tested but not given the 802.11n logo, while a set of three taglines defines different categories of equipment, based on functionality and, hopefully, predicting relative performance. Should single-stream APs be allowed? This is a derivative of the previous question, but fiercely debated, as many vendors plan to build low-cost APs with only a single radio, but using 802.11n silicon. The argument why should these not be 802.11n centers on performance. Customers purchasing 802.11n labeled equipment will be expecting a level of performance perhaps 100 Mbps. A single spatial stream AP is intrinsically limited to a top rate of 150 Mbps, whereas the second stream doubles this to 300 Mbps. Should the Wi-Fi Alliance mandate a minimum level of performance, implied by a 2 SS baseline certification? Many clients only support 1 SS, but that will not be important if they are dedicated devices such as Wi-Fi phones, where the higher performance will never be seen, so the question was whether to certify a single-stream AP. The final answer is that a single-stream AP will be certified, but it is supposed to carry an 802.11g logo and the tag line with some n features. Time will tell whether equipment vendors hew to these labeling guidelines, or find other ways to market their features and performance claims. Here is the Wi-Fi Alliance lineup of taglines Wi-Fi Alliance 802.11n certification taglines Client device Capabilities
1x1 client devices Receive two-spatial streams Transmit & receive AMPDU If operating at 5 GHz, support 40 MHz channel 2x2, 1x2 or 2x3 MIMO Transmit & receive three spatial streams
Multi-stream n
Multi-stream n
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Transmit & receive AMPDU If operating at 5 GHz, support 40 MHz channel 3x3, 3x4 or 4x4 MIMO
Transmit & receive AMPDU If operating at 5 GHz, support 40 MHz channel 3x3 or 4x4 MIMO Transmit STBC (2x1)
The tagline is optional, displayed at the vendors discretion. It is quite possible for a device to be certified and display the 802.11n logo with a different combination of options, not lining up with any tagline. The concept of device classes developed for the draft-2.0 certification has effectively been abandoned. Originally there was provision for PC devices, the baseline class, and also for HH (handheld) and CE (consumer electronics) products. The rationale behind this was that not all equipment required all 802.11n features, so the full list of required features could be shortened for devices with defined purposes. Although there is some vestigial language in the 802.11n test plan for HH and CE device classes, it is unlikely that a test suite will ever be defined for them.
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Technology in 802.11n
The IEEE 802.11n standard includes several key technologies and features. This section includes a brief technical treatment of all significant new technologies. The Wi-Fi Alliance 802.11n certification is a sub-set of the techniques in this section. High throughput PHY (physical layer): MIMO. The new PHY uses Orthogonal Frequency Division Multiplexing (OFDM) modulation with additional coding methods, preambles, multiple streams and beamforming. These features can support higher data rates, longer ranges, and a much larger range of data rates than earlier 802.11 standards. The MIMO technique that is synonymous with 802.11n belongs in this section. High throughput PHY: 40 MHz channels. Two adjacent 20 MHz channels are combined to create a single 40 MHz channel. This simple technique, already used in some point-to-point bridges and consumer equipment, more than doubles the effective data rate under a given set of RF conditions. Efficient MAC: MAC aggregation. Two MAC aggregation methods are supported to efficiently pack smaller packets into a larger frame. This reduces the number of frames on the air, and reduces the time lost to contention for the medium, improving overall throughput. Efficient MAC: Block Acknowledgement. Particularly for streaming traffic such as video, a performance optimization where one acknowledgement can cover many transmitted frames, so an ack is no longer required for every frame. This technique was first introduced in 802.11e. Power Saving: power save multi-poll. This is an extension of the APSD concept introduced in 802.11e.
Transmit beamforming is a technique where signals sent to multiple transmit antennas can be phased such that the RF power at a targeted receive antenna is maximized. Although TxBF can be used with non-802.11n clients, it is most effective when the 802.11n receiver cooperates by returning a feedback message to allow the transmitter to optimize its beam.
In the diagram above, each receive antenna would receive an identical signal under line-of-sight conditions. However, due to noise and multipath effects, one or both of the antennas will often receive an impaired signal. MRC allows the receiver to process both signals independently, and then combine them, weighted by the strength of each signal, to extract a more accurate replica of the transmitted data-stream than it could from a single antenna. In simple terms, when one antenna is in a null and has a bad signal, the other is likely to have a good signal. The receiver will only suffer when all antennas have bad signals simultaneously. As the number of antennas increases, the probability of bad conditions for all of them simultaneously becomes progressively smaller. In order for MRC (and MIMO techniques) to be effective, the receive antennas must receive different versions (distorted by noise & interference) of the original transmitted signal. Accomplishing this goal usually means separating the antennas by at least half a wavelength, in the order of 3cm for a 5GHz signal. MRC is not explicitly covered in 802.11n because it can be implemented at the receiver only, with no changes at the transmit end. However, most 802.11n chip vendors now implement a form of receive diversity such as MRC. Although receiver-feedback is not required, MRC works better if the RF channel can be characterized. In simple terms, this involves sending a known sequence of symbols from the available transmit antennas to calibrate the system. Because the receiver knows the symbols that were sent, it can determine the type of distortion introduced by the RF channel. 802.11n intrinsically provides for these known sequences in the long training fields (LTF). As MRC is only implemented in 802.11n receivers, this is part of the usual algorithm.
The form of space time coding used in 802.11n is the Alamouti code. This spreads one spatial stream over two space time streams, taking a pair of data-stream bits, and performing operations on them in consecutive time intervals.
When processing this sequence of two symbols from two space-time streams, the receiver is able to reconstitute the original data-stream even in the presence of channel noise and distortion. STBC uses the time dimension: consecutive symbol intervals contain the same pair of basic symbols, but modified according to the code. An efficient code such as Alamouti allows minimum complexity for the transmitter and receiver, but maximum improvement in SNR under normal channel impairments. 802.11n defines STBC codes to work with as many as 4 space-time streams. This technique can be used when the number of transmit antennas exceeds the number of receive antennas: it can also be used in conjunction with MRC. STBC requires both channel characterization at the receiver, and knowledge at the transmitter and receiver of the STBC code in use.
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Each antenna is connected to its own RF chain for transmit and receive. The baseband processing on the transmit side can synthesize different signals to send to each antenna, while at the receiver the signals from different antennas can be decoded individually. (We will simplify this explanation by showing only one direction of transmission, practical systems will transmit in both directions.) Under normal, line of sight conditions, the receiving antennas all hear the same signal from the transmitter. Even if the receiver uses sophisticated techniques to separate the signals heard at antennas 1 and 2, it is left with the same data. If the transmitter attempts to send different signals to antennas A and B, those signals will arrive simultaneously at the receiver, and will effectively interfere with each other. There is no way under these conditions to better the performance of a non-MIMO system: one might as well use only one antenna at each station. If noise or interference affects the signals unevenly, MRC or STBC techniques can restore it to a clear-channel line-of-sight condition, but in the absence of multipath, only one stream can be supported, and the upper bound on performance is a clear-channel single-stream.
(Nearly all 802.11 stations built before 802.11n actually use two antennas. However, they do not use MIMO the single radio unit switches from one antenna to the other, so only one is used at any time. Using two antennas in this way helps to negate the effects of multipath, as when one antenna is in a multipath null, the other is likely to have a better signal. It is generally reckoned that using antenna diversity in this way improves overall reception by perhaps 3-6 dB, although the effect is of course statistical. MIMO is different in that both antennas are driven by and receiving signals at all times, and those signals need not be identical.)
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However, if there is sufficient RF distortion and especially multipath in the path, receiving antennas will see different signals from each transmit antenna. The transmit antenna radiates a signal over a broad arc, scattering and reflecting off various objects in the surrounding area. Each reflection entails a loss of signal power and a phase shift, and the longer the reflected path, the more delay is introduced relative to a line-ofsight signal. In the past, multipath has been the enemy of radio systems, as the receiver sees a dominant signal (usually line of sight), and all the multipath signals tend to interfere with this dominant signal, effectively acting as noise or interference and reducing the overall throughput of the system. Multipath effects also change over time, as objects in the path move, and movement of reflecting objects results in a Doppler shift of the frequency of the received signal, further complicating the mechanisms needed to counter multipath. To understand how MIMO works, first consider the signal each receive antenna sees in a multipath environment.
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In this example there are 3 multipath signals arriving at antenna 2. The strongest is signal a, and the information carried in this signal will be decoded. Other signals arrive at lower power levels, and they are time-shifted (or phase-shifted) compared to a, so it is likely they will degrade the overall signal-to-noise ratio associated with a.
When multiple antennas are considered, however, MIMO offers considerable gains in throughput. The example above shows that each receive antenna receives its dominant signal from a different transmit antenna: receiver 1 tunes to transmitter A while receiver 2 uses transmitter B. When the system understands this, it can take advantage by transmitting different signals from each antenna, knowing each will be received with little interference from the other. Herein lies the genius of MIMO.
V11 U11
V21 V12
U21 U12
V22
U22
(In practice the technique is more sophisticated, using RF channel characterization as explained earlier in this paper: it is not necessarily the case that individual signal paths can be drawn between pairs of transmit-
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receive antennas, but given that the nature of the cross coupling is known at the receiver, and that mathematical conditions for the channel are favorable, this is the overall effect.) The diagram above shows a more detailed explanation of MIMO implementation. At the transmit side, signal processing provides real and imaginary outputs S1in and S2in. These are then mixed with different weights V11 etc, before the signals are combined and delivered to the transmit antennas. A similar mixing function processes signals from the receive antennas using weights U11 etc. Provided the RF characteristics are known, the weights U11 can be calculated and set for optimum throughput, given the RF channel conditions. The most favorable case would be where each transmit-receive pair operates with a completely independent RF path: a 2x2 (2 transmitting & two receiving antennas) system will have double the throughput of a single-antenna 1x1 system, and a 3x3 configuration could extend to triple the throughput. IEEE 802.11n defines MIMO configurations from 2x1 to 4x4 antennas and up to four spatial streams (The Wi-Fi Alliance 802.11n certification only tests to three spatial streams). MIMO is the most difficult aspect of 802.11n to understand: multipath (reflected RF between transmitter and receiver) is normally the enemy of performance, but with MIMO it can be used constructively. Line of sight normally gives the best performance, but with MIMO it provides just baseline data rates. (Note, however, that reflected signals are usually much weaker than primary, line-of-sight signals. Even though losing line-of-sight may allow use of more RF paths and hence the additive MIMO effect, the signal-to-noise ratio of each path may be considerably worse than previously. It is difficult to predict the relative weight of these two opposing effects.) One key question in MIMO systems is how to tune the transmit signals at different antennas for optimum reception at the receiver. 802.11n offers different methods for this. With implicit feedback the MIMO transmitter characterizes signals from the receiver, and assumes that the channel is reciprocal reflections and impairments operate equally in both directions. This is a reasonable approximation for most purposes, but better performance is achieved when the receiver sends explicit feedback messages to the transmitter; with these, the transmitter can accurately tune its signals for optimum reception and best signal to interference and noise ratios at the receiver.
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By carefully controlling the time (or phase) of the signal transmitted from multiple antennas, it is possible to shape the overall pattern of the received signal, emulating a higher-gain, or directional antenna in the direction of the target. The same implicit and explicit feedback mechanisms used to characterize the MIMO channel allow beamforming. In practice, beamforming may be used when MIMO with SDM is not effective. This is because beamforming aims to produce a single, coherent RF signal at the receiver, while SDM relies on multiple, independent signals. Also, contrasting with other adaptive antenna or beam steering technologies, the 802.11n, beam is not based on an indication of the direction of a client, but rather on the actual RF conditions at its antennas; hence the requirement below for explicit feedback messages. IEEE 802.11n defines three modes for beamforming. The first is implicit, so named because it relies on the beamformee sending a sounding frame to the beamformer, which then assumes that the RF channel is reciprocal, using the weights derived from the received signals to set the transmitting beam pattern. The diagram below illustrates the implicit beamforming exchange. Implicit feedback relies on the assumption that the RF channel is reciprocal that the multipath reflections and attenuation from the beamformee to the beamformer are identical to the reverse direction. Experience shows this is a good assumption, and implicit beamforming benefits from simplicity the beamformer does
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all the calculation, and there is no need to transmit channel state information from the beamformee to the beamformer. But the implicit method has a significant disadvantage. Although the RF channel itself is reciprocal, the RF amplifiers in the stations transmit and receive antenna chains have different characteristics, over amplitude, phase and frequency. These effects are not accounted for in the implicit model; because the beamformers transmit chains are not used in sounding. They can be corrected with a calibration table, but this is often not practicable, as the effects change with time and temperature they must be measured at the time of transmission, with cooperation between the beamformer and beamformee.
Implicit transmit beamforming in 802.11n
A B
1. Beamformer requests sounding frames
A B
2. Beamformee transmits sounding frames
A B
3. Beamformer uses channel assessment from sounding frames to form transmitted beam
Thus, the implicit beamforming method is only useful if the channel state is measured before and during the transmissions - which makes it just as complicated as other forms of beamforming. This calibration effect
Explicit transmit beamforming in 802.11n
A B
1. Beamformer transmits sounding frames
A
B
2. Beamformee calculates correct beamforming weights for the beamformer, and returns the V matrix
A B
3. Beamformer uses V matrix to form transmitted beam
1
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explains why beamforming to legacy 802.11 clients is unsatisfactory in practice: legacy clients cannot participate in channel state information (CSI) calibration, so beamforming in this regard is imprecise and ineffective. The discussion above established that beamforming works best with explicit feedback messages from the client. IEEE 802.11n provides three methods, variations on an explicit beamforming procedure. In all cases, the beamformer first transmits sounding frames to characterize the RF channel and transmit and receive chains. On receipt of these frames, the beamformee sends information back to the beamformer, allowing it to set up the optimal beam. In the first method, the beamformee returns raw channel state information. This is a set of complex factors indicating how each beamformee antenna hears each beamformer spatial stream. The beamformer then takes the CSI matrix and calculates the weights it must use to optimize the beam. In the second and third methods of explicit beamforming, the beamformee calculates the V matrix, the set of weights the transmitter should use to maximize its signal, or SNR. In the explicit full matrix method, the full V matrix is returned to the beamformer, which can then use it for subsequent transmissions. These are satisfactory models, except that the amount of data in the CSI or V matrix can be very large. It includes coordinates for each OFDM sub-carrier, per-transmit stream, per-receive antenna and with a reasonable degree of precision: this can be a large amount of data. In order to reduce the amount of data, IEEE 802.11n specifies an option where a matrix compression technique is used: the compressed V matrix method. Compressing the V matrix reduces overhead on the air. All three IEEE 802.11n beamforming methods are complex, and as yet not well-characterized in practical networks. Experience with indoor WLANs indicates that spatial multiplexing is generally more effective than beamforming, but development organizations will continue to advance the technology.
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The key technique associated with MIMO is SDM (spatial division multiplexing). For our purposes, these are related terms: SDM provides a MIMO system with its superior data throughput. SDM allows transmission of multiple streams of data, enabling higher data throughput due to the multiple antenna chains. The diagrams explain the difference between MIMO/SDM, STBC, MRC, and transmit beamforming as used in this document. While SDM is a multiplexing technique to increase overall data rate, STBC and MRC are diversity techniques that improve the signal to noise and interference ratio, SNR or SINR. These techniques can be combined under some conditions.
Next the number of spatial streams must be specified. While for most access points this will be the same as the number of antennas, many clients, particularly where power consumption, processing or size is a concern, may have asymmetric capabilities. IEEE 802.11n offers MIMO specifications up to 4x4, with 4 spatial streams, while the Wi-Fi Alliance 802.11n certifies up to 3 spatial streams. (The Wi-Fi Alliance draft-2.0 certification tested up to 2 spatial streams.)
The first decision is how many spatial streams to use. A spatial stream in this context carries data that is independent of other spatial streams: spatial streams are combined by SDM techniques. The number of spatial streams can be no greater than the smaller of the number of transmit or receive antenna chains in the system, where the system covers a transmitting and a receiving unit. Most current 802.11n chipsets process two or three spatial streams.
Data flow in this direction
MAC etc
RF channel
MAC etc
After the number of spatial streams is defined, there may be excess antennas at either the receiver or transmitter. For instance, take the case where an 802.11n access point sports three driven antennas, while its PC clients have two. Transmitting towards the client, the access point has an excess antenna. This transmitter chain can be used to provide better performance by implementing STBC. The STBC encoder can take one of the two spatial streams from the SDM block, and expand it to form three signals to drive the transmit antennas. At the receiver, antenna chains are programmed for the STBC used at the transmitter, and may use whatever MRC capabilities the designer implements. In this case one would not expect any gains from MRC, as there are two antennas receiving two spatial streams. The combined system gains bandwidth from SDM, and some SNR gains from STBC: in practice, SNR may translate to a higher data-rate for a given range, or a longer range for a given data-rate, its the implementers choice. The diagram below shows the reverse link, where the transmitter has two antenna chains and the receiver three. Now, it is not possible to use an STBC gain, as there are no excess transmit antennas, but the MRC processing the receiver realizes from its excess antenna will provide approximately the same gain.
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MAC etc
RF channel
MAC etc
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For best (least-error) decoding, the symbol must arrive at the receiver without any interference or noise. Previous sections of this document have shown how 802.11n uses MIMO to improve reception of multipath, but this only works symbol-by-symbol. Inter-symbol interference occurs when the delay between different RF paths to the receiver exceeds the guard interval, causing a reflection of the previous symbol to interfere with the strong signal from the current symbol: a form of self-interference. The optional 400 nsec short guard interval in 802.11n can be used when the path difference between the fastest and slowest RF paths is less than that limit. Experience with draft-2.0 equipment has been encouraging: the shorter guard interval is usually attained in the indoor enterprise environment.
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26 carriers
26 carriers
28 carriers
28 carriers
-10MHz
fc
+10MHz
-10MHz
fc
+10MHz
52 subcarriers (48 usable) for a 20 MHz non-HT mode (legacy 802.11a/g) channel
57 carriers
57 carriers
-20MHz
-10MHz
fc
+10MHz
+20MHz
The additional subcarriers effectively add bandwidth to the channel, allowing increased data rates for a given modulation type (see the section below on new modulation rates). The number of subcarriers is increased from 48 to 52 in a 20 MHz channel, and to 108 in a 40 MHz channel.
(IEEE 802.11n indexes rates as Modulation and Coding Schemes (MCS), and the MCS references are included in these tables for reference.) This is a set of rates for one spatial stream in a 20 MHz RF channel and with the 400 nsec guard interval and equal modulation on all spatial streams. This basic set of rates is comparable to the 802.11b/g rates above: each rate is improved by about 20% (e.g. 18 to 21.7 Mbps) by using slightly wider bandwidth, more subcarriers and the shorter guard interval. The 72.2 Mbps rate has no equivalent in 802.11a/g: it uses 5/6 coding, a higher rate than the previous maximum of 3/4.
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Other rates are generally derived as multiples of the basic rates above: Rates (Mbps) of 802.11n 20 MHz channel; two streams; 400 nsec GI; equal modulation
MCS 8-15 14.4 28.9 43.3 57.8 86.7 115.6 130.0 144.4
Rates (Mbps) of 802.11n 40 MHz channel; single stream; 400 nsec GI; equal modulation
MCS 0-7 15.0 30.0 45.0 60.0 90.0 120.0 135.0 150.0
The 40 MHz channel allows slightly more than twice the data rate of a 20 MHz channel. Rates (Mbps) of 802.11n 20 MHz channel; single stream; 800 nsec GI; equal modulation
MCS 0-7 6.5 13.0 19.5 26.0 39.0 52.0 58.5 65.0
The longer 800nsec guard interval restricts data rates below the 400 nsec option. For a given situation, the range of choices will be smaller than the tables above or below would indicate, because some of these factors are fixed for a given system: 20 MHz or 40 MHz channel. As discussed elsewhere in this paper, 40 MHz channels are widespread in the 5 GHz band. However, a 40 MHz channel will not often be feasible for an enterprise deployment in the 2.4 GHz band. Spatial streams. As described above, the number of supported spatial streams cannot be larger than the number of antenna chains. But it can be smaller, because of silicon processing capabilities or because the client has fewer antenna chains than the access point. For instance, some 3x3 systems only support 2 spatial streams. Also, where there is insufficient RF path isolation between streams, even a 2x2:2SS system may not be able to support 2 diverse streams. Guard interval. The guard interval is the time between OFDM symbols in the air. Normally it will be 800 nsec: the option is for a 400 nsec guard interval. In practice, the shorter guard interval can be used most of the time when indoors. Convolutional coding. When data arrives at the PHY layer for transmission, it is scrambled and coded. This alters its spectral characteristics in order to achieve the best signal-to-noise ratio, and also includes built-in error correction, known as convolutional coding. The 802.11n standard includes BCC (block convolutional coding), as included in previous 802.11 standards, but also adds an option for LDPC (low density parity check) coding, which can improve effective throughput under certain RF conditions. Modulation. All spatial streams may use the same (equal) modulation, or they may carry different (unequal) modulation and coding. An example might be where there are three spatial streams with good MIMO characteristics, but one stream has a high noise floor or a low signal level: under these conditions the weak stream would support a lower data rate than the other streams. In practice, current equipment implements equal modulation only.
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Data rate ranges (min & max) for various 802.11n system parameters
MCS 0-7 0-7 8-15 8-15 16-23 16-23 24-31 24-31 0-7 0-7 8-15 8-15 16-23 16-23 24-31 24-31 Equal Channel Guard Number of Modulation width (MHz) Interval (nsec) streams YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES 20 20 20 20 20 20 20 20 40 40 40 40 40 40 40 40 800 400 800 400 800 400 800 400 800 400 800 400 800 400 800 400 1 1 2 2 3 3 4 4 1 1 2 2 3 3 4 4 Minimum PHY Maximum PHY rate (Mbps) rate (Mbps) 6.5 7.2 13 14.4 19.5 21.7 26 28.9 13.5 15 27 30 40.5 45 54 60 65 72.2 130 144.4 195 216.7 260 288.9 135 150 270 300 405 450 540 600 Number of rates 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8
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P1
P2
P3
P1
P2
P3
P1
P2
P3
MAC processing
MAC processing
MAC processing
MAC header
P1
P2
P3
MAC header
P1
MAC header
P2
MAC header
P3
PHY layer
In the A-MSDU format, multiple frames from higher layers are combined and processed by the MAC layer as a single entity. Each original frame becomes a subframe within the aggregated MAC frame. Thus this method must be used for frames with the same source and destination, and only MSDUs of the same priority (access class, as in 802.11e) can be aggregated. An alternative method, A-MPDU format, allows concatenation of MPDUs into an aggregate MAC frame. Each individual MPDU is encrypted and decrypted separately. Since MPDUs are packed together, this method cannot use the earlier 802.11 per-MPDU acknowledgement mechanism for unicast frames. AMPDU must be used with the new Block Acknowledgement function of 802.11n. In order to accommodate aggregated MAC frames, the maximum frame length accepted by the PHY is increased from 4095 in previous standards to 65535 in 802.11n.
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The format of the Block Ack is a bit-map to acknowledge each outstanding frame: it is based on a mechanism originally defined in 802.11e. The bit-map identifies specific frames not received, allowing selective retransmission of only those required.
MAC layer enhancements: Spatial multiplexing power save (SM power save)
The basic 802.11n power save mode is based on the earlier 802.11 power save function. In this mode, the client notifies the AP of its power-save status (intention to sleep), then shuts down, only waking for DTIMs (Delivery Traffic Indication Maps) broadcast by the AP, while the AP buffers downlink traffic for sleeping stations between DTIMs.
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Power save in 802.11n is enhanced for MIMO operation with SM power save mode. Since MIMO requires maintaining several receiver chains powered-up, standby power draw for MIMO devices may be considerably higher than for earlier 802.11equipment. To mitigate this, a new provision in 802.11n allows a MIMO client to power-down all but one RF chain when in power save mode. When a client is in the dynamic SM power-save state, the AP sends a wake-up frame, usually an RTS/CTS exchange, to give it time to activate the other antennas and RF chains. In static mode, the client decides when to activate its full RF chains, regardless of traffic status.
Unscheduled PSMP is the simpler mode: it is very similar to U-APSD, supporting both trigger-enabled and delivery-enabled options. Each sleep interval is considered and signaled independently, with the client determining when to wake to receive or transmit data. In the diagram above, the sleep frame informs the AP that the client will stop receiving frames until further notice. When the client wishes to communicate, it sends a regular or trigger frame to the AP, and both parties then transmit whatever data is queued. At the end of this exchange, the client can indicate its return to sleep mode.
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Scheduled PSMP is very similar to the S-APSD function introduced in 802.11e. The client requests a reservation for a T-Spec (traffic specification) from the AP, giving details of data rate, frame size, frame interval and access class (QoS priority) of the traffic streams it wishes to send and receive. The AP, once it has admitted this T-Spec, defines and a polling schedule for the client. Since there may be several clients using S-PSMP, the AP defines global PSMP SP (service period) for S-PSMP traffic, informing other stations they cannot transmit during these intervals. Once a PSMP SP is declared, the AP first transmits data in the downlink direction to all applicable S-PSMP clients during the DTT (downlink transmission time), then accepts traffic from clients during the UTT (uplink transmission time).
S-PSMP is a very efficient way to transmit streaming or periodic traffic over 802.11n: there is no contention for the medium, as everything depends on a published schedule. However, it is likely that S-PSMP will not be incorporated in Wi-Fi Alliance certifications or in products for some time.
As explained elsewhere in this note, working with legacy 802.11 clients and networks degrades the performance of 802.11n considerably, 802.11a/b/g clients will see very comparable performance whether they are using an 802.11a/b/g or 802.11n access point. In addition, working with legacy clients poisons the 802.11n cell: its capacity will be severely degraded as soon as even one legacy client is present. This does not negate the need for legacy operation, but it does increase the urgency of upgrading the client population to 802.11n. The diagram below shows how introducing an 802.11a client into an 802.11n cell reduces the throughput (based on data rates alone: the overhead introduced by co-existence mechanisms will further reduce throughput).
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HT-LTF
HT-LTF
HT-LTF
Data Key Short Training Field Long Training Field Signal Greenfield Legacy (e.g. pre-802.11n) High Throughput (e.g. 802.11n)
Non-HT format
L-STF L-LTF L-SIG Data
HT mixed format
L-STF L-LTF L-SIG HT-SIG HT-STF HT-LTF
HT-LTF
HT-LTF
HT-LTF
Data
High Throughput (HT). In HT or Greenfield mode, the AP does not expect to connect to any legacy 802.11 clients, and indeed, assumes that there are none operating in the area. Apart from the beacon and some control frames at 20 MHz, no indication is available that will allow older devices to understand the remaining part of the transmission: it is all in HT-format. Non-HT format. This is essentially legacy mode. The frames are all in 802.11a/g format (PHY and MAC), so they can be understood and decoded by 802.11a/b/g clients. This mode gives essentially no performance advantage over legacy networks, but offers full compatibility. Non-HT mode cannot be used with 40 MHz channels. HT Mixed Format. As might be expected, this allows operation of 802.11n clients in HT mode, while legacy clients are fully supported. There is a full legacy preamble, then the option of using HT or legacy format afterwards. The preamble allows legacy clients to detect the transmission, acquire the carrier frequency and timing synchronization, and the L-SIG field allows them to estimate the length of the transmission and set their NAV. Mixed mode is the normal setting for an 802.11n AP. It can be used in a 40 MHz channel, but to make it compatible with legacy clients, all broadcast and non-aggregated control frames are sent on the primary 20 MHz channel as defined in 802.11a/b/g, so as to be interoperable with those clients. And of course all transmissions to and from legacy clients must also be on the primary 20 MHz channel. Hence all 40 MHz operation in 802.11n is termed 20/40 MHz.
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A
802.11a 20 MHz
C
802.11n In 20 MHz or 40 MHz
AP
802.11a 20 MHz
B
Sends selfaddressed CTS setting NAV to N in both 20 MHz channels Sends selfaddressed CTS setting NAV to N in secondary 20 MHz channel
AP
C T No transmission S N
C T S C T S
C T No transmission S N
C T No transmission S N
time
As the diagram shows, the AP time-slices its cell, switching between 20 MHz, 802.11a/b/g compatible operation in the primary 20 MHz channel and full 40 MHz operation for 802.11n clients. To maintain order and provide the best throughput, two mechanisms are used. Firstly, for 802.11n clients, the AP advertises a forthcoming switch of operation, allowing these clients to continue communicating in all time slices, whether 20 MHz or 40 MHz. Clearly, throughput is lower during 20 MHz time slices, but nevertheless, two-way transmission between the client and the AP can continue uninterrupted. While the diagram shows all time slices of equal length for simplicity, the AP can choose between a number of defined time intervals for each time slice. For legacy 802.11 clients, only one of the modes of operation will be possible at any time: these clients will only operate in the primary 20 MHz channel. During time slices when the AP is operating in 40 MHz mode, these clients must be informed that they cannot transmit. This is achieved by the AP transmitting a selfaddressed CTS (clear to send, see below) frame with a duration value equal to the next time-slice duration. When clients hear this frame, they set their NAV (network allocation vector) to this value: under the rules of all 802.11 standards, they are not allowed to attempt transmission until this timer has expired. Phased coexistence operation is also a good-neighbor policy because APs and clients in range of the AP will be able to hear the self-addressed CTS messages and set their NAV timers appropriately, avoiding one form of co-channel interference. However, 802.11a/b/g cells operating in range of a PCO cell will experience reduced capacity, as APs and clients will be inhibited from transmitting for a significant percentage of the time previously available.
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CTS-to-self makes the network a good neighbor to overlapping or adjacent legacy 802.11 networks. It also solves the hidden node problem where different clients in a cell may not be able to hear each others transmissions, although, by definition they can all hear the AP and its CTS frames. However, the use of RTS/CTS further reduces the data throughput of the cell. When 802.11b clients are detected (only applicable in the 2.4 GHz band), an option allows protection mechanisms using RTS/CTS in DSSS/CCK, the basic type of modulation used by 802.11b. This is very bandwidth-inefficient, but effective.
when defining a 40 MHz channel in 2.4 GHz. First, the limited spectrum would allow only two channels in the band, one at 40 MHz and the other at 20 MHz. Second, it would not be possible to build the 40 MHZ channel on two adjacent 20 MHz channels. This channel overlap is illustrated below:
-20MHz -28dBr
fc
fc
11
Channel
10
11
12
13
Centre Frequency 2412 2417 2422 2427 2432 2437 2442 2447 2452 2457 2462 2467 2472
Channels defined for 2.4 GHz band, showing common 20 MHz channel plan and 40 MHz options
This means that in practice, it is unlikely that 40 MHz channels will be used in the 2.4 GHz band. But it does not mean that 802.11n should not be used: there are performance improvements even when a 20 MHz channel is used, although the presence of legacy clients will reduce the realized benefits. This also illustrates one of the drivers for using 802.11n in handheld clients such as mobile Wi-Fi phones, and even in plug-in PC NIC cards where space is limited and designers are tempted to revert to 802.11g components for power consumption, size and cost reasons. Allowing such devices to work in 802.11n mode avoids the need for the AP to fall into a coexistence mode, and greatly increase overall cell performance; even if a single antenna with a single transmit/receive chain is used. Designers of small clients such as cellphones are already attacking these challenges using techniques such as polarization and attitude diversity, but a PC with antennas embedded in the frame is likely to realize better MIMO performance than a small hand-held 802.11n device for some time to come. The Wi-Fi Alliance 802.11n certification has specific provision for single-antenna APs and clients.
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36
40
44
48
52
56
60
64 5320
100
104
108
112
116
120
124
128 132
136
140
US intermediate band (UNII II extended) 5450-5725 MHz 11x 20 MHz channels 5x 40 MHz channels Requires DFS
Band 149 153 157 161 Edge 5725 5745 5765 5785 5805
US UNII III / ISM band 5725-5850 MHz 4x 20 MHz channels 2x 40 MHz channels
Channels defined for 5 GHz band (US regulations), showing common 20 MHz channel plan and 40 MHz options
The diagram above shows the available 40 MHz channels in the various 5 GHz bands. Note that Dynamic Frequency Selection a technique from 802.11h, is required for operation in some of these bands: Draft-2.0 silicon was generally, but not always, compliant with the DFS requirement: More recent 802.11n silicon is compliant. The large number of channels allows widespread deployment with 40 MHz channels, and also allows deployment options with parallel 802.11a and 802.11n APs at 5 GHz, allowing the 802.11n APs to load-balance legacy clients to the 802.11a cells, allowing them optimal performance at 802.11n. The convention for numbering 40 MHz channels at 5 GHz is similar to the lower band. A 20/40 MHz channel might be designated 36+ or 40-, and would bond channels 36 and 40. Other possible combinations are channels 44 and 48; 52 and 56, 60 and 64 in the UNII I and II bands, and others indicated in the diagram above.
devices in the vicinity. Since the newer devices can receive both 20 MHz and 40 MHz signals, they must provide accommodation where such interference is detected. Secondly, the 2.4 GHz band in particular is cramped and it may be difficult for other wireless devices to operate in the presence of a 40 MHz 802.11n AP. In both cases, whether interfering with Wi-Fi or other types of wireless, the remedy is for the access point to fall back to its primary 20 MHz channel. At that point, it may also need to use protection schemes to prevent its transmissions (those at HT rates) from interfering with older Wi-Fi devices. Several requirements in 802.11n restrict 40 MHz channel use. When an AP first starts 40 MHz operation, it must scan all channels that may overlap with its proposed channels. It may continue scanning during subsequent operation: in enterprise WLANs, periodic scans are already used for ongoing RF management. If it finds an AP overlapping the secondary channel, it must fall back to 20 MHz operation. It should also move its primary channel to line up with existing APs. In the 5 GHz band, an AP cannot operate if its secondary channel overlaps with another APs primary channel. The preferred solution is to match the other APs primary and secondary channels, and indeed this is the normal situation seen in enterprise 802.11n WLANs: at 5 GHz, a limited set of 40 MHz channels is used with either 100% overlap, including matching primary channels, or no overlap at all. Also, if the AP (or any of its clients) detects a transmission with the 40 MHz intolerant bit set, it must revert to a 20 MHz channel. The intolerant bit must be in an 802.11 frame, of course, but it must be accepted even if broadcast from a nearby device that is not a client of the AP. In theory, Bluetooth devices could automatically and blindly generate such a frame, although no such behavior has been seen to date. More likely, a multi-mode Bluetooth/Wi-Fi device could generate a 40 MHz intolerant frame from its WiFi radio if it was using Bluetooth and detected a 40 MHz AP in the area. When used in the 2.4 GHz band, the 40 MHz intolerant bit prohibits 40 MHz operation by any nearby AP anywhere in the band. If an AP needs to move to a different channel set, it has an option to signal its clients ahead of the switch, using the channel switch announcement. This accounts for clients in power-save and is designed so associations can be maintained in a non-disruptive switch (these mechanisms were originally developed in 802.11h for radar-avoidance in the 5 GHz band). Alternatively, the AP can switch operation to the new channels and the clients will eventually catch up and re-associate, or they may handover to a new AP. Separate from the 20/40 MHz channel, there will be cases when an AP needs to operate (normally at 20 MHz) where either a client or another AP on the same channel is not 802.11n-capable. This is where protection mechanisms are used. The most common scenario is to set the AP to mixed mode. Here, the beacon and parts of data frame preambles are transmitted at rates the legacy client can understand. This allows legacy clients to detect that there are 802.11 frames on the air, and the duration of the transmissions (setting the NAV for their backoff timers), even though they will not be able to decode the data contained in the frames. Mixed mode is the most widely-used option for 802.11n APs. Its drawback, the overhead suffered from longer headers and slow transmissions to legacy clients, is often mitigated by a separate configuration preventing legacy clients from associating with the AP. This keeps the AP pure-n, and maintains the high rates, although there is still some extra overhead compared to greenfield operation. Of course, this only works in an overlay network where legacy clients can find an alternative AP, otherwise they can be orphaned.
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An alternative to mixed-mode with selective association is greenfield mode with protection mechanisms. The protection used is RTS/CTS or CTS-to-self, in the same way as an 802.11g AP provides protection for 802.11b clients. While mixed mode provides inherent protection for 802.11a (5 GHz) and 802.11g (2.4 GHz) devices, 802.11b devices in 2.4 GHz require the RTS/CTS or CTS-to-self with DSSS/CCK protection mechanisms. This means 802.11b clients severely impact 802.11n performance. When STBC is transmitted (it is a tested AP option in 802.11n), 802.11n provides coexistence mechanisms when non-STBC clients are in the vicinity. The dual beacon and dual CTS options essentially transmit those frames twice, once with STBC and once without, so non-STBC devices can receive the beacons and set their NAV appropriately: the CTS protection mechanism works in the usual way.
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Clients
Frequ ency Band (GHz) 2.4 5 2.4 5 Channel Width (MHz) 20 20/40 20 20/40 Mandatory Mandatory / Optional and Tested Mandatory
Notes
Basic Association in 802.11n Environment Ability to Receive 1 and 2 Spatial Streams SM Power Save Operation
AP must sent RTS before MIMO is used (client in dynamic power save) A-MDPU Aggregation when the STA is the Recipient 2.4 5 20 20/40 Mandatory Verifies block ack and AMPDU received by the AP (not WPA2enterprise) Verifies handling of long A-MSDU frames. AP must detect, advertise and interoperate with overlapping AP. AP must detect, advertise and interoperate. Tests Rx, Tx GF frames, using protection with non-GF devices. Communicating with GI, non GI clients. AP must sense the extension channel. Both must receive HT duplicate mode. AP may transmit. Concurrent
A-MDPU Aggregation when the AP is the Recipient with and without WPA2-PSK A-MSDU Aggregation when the AP is the Recipient Overlapping BSS 2.4 GHz
2.4 5
20 20/40
Mandatory
2.4 5 2.4
20
Mandatory
A-MSDU Aggregation when the STA is the Recipient Overlapping BSS 2.4 GHz
2.4 5 2.4
20 20/40 20
Mandatory
20
Mandatory
Mandatory
20
Mandatory
20
Mandatory
2.4 5 2.4 5
20
2.4 5 2.4 5
20
Short GI Operation
20 20/40 20/40
Short GI Operation
20 20/40 20/40
20/40
20/40
AP Concurrent
2.4
20
Optional
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Test cases for Wi-Fi Alliance 802.11n certification (tests concerning authentication methods and WMM are omitted for clarity) Access Points
Test Case Frequ ency Band (GHz) 5 2.4 5 AP STBC Transmit Test A-MPDU Aggregation when the AP is the Transmitter AP 20/40 MHz Coexistence 2.4 5 2.4 5 2.4 5 2.4 5 2.4 5 Channel Width (MHz) 20/40 20 20/40 20 20/40 20 20/40 20 20/40 20 20/40 20 20/40 Mandatory / Optional and Tested and Tested Test Case
Clients
Frequ ency Band (GHz) Channel Width (MHz) Mandatory / Optional and Tested
Notes
operation.
2.4 5
AP can receive RIFS. AP can transmit 2x1 STBC. AP can transmit A-MPDU
2.4 5
A-MPDU Aggregation when the STA is the Transmitter STA 20/40 MHz Coexistence
AP falls back to 20 MHz at the slightest provocation. AP can support 3 SS. AP respects clients indication.
Ability to Receive 3 Spatial Streams AP Transmitting to STA using Supported Number of Spatial Streams Disallow TKIP with HT Rates
Ability to Receive 3 Spatial Streams STAUT Transmitting to AP using Supported Number of Spatial Streams Disallow TKIP with HT Rates
2.4 5
20 20/40
Mandatory
2.4 5
20 20/40
Mandatory
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Migration strategies
Different paths to enterprise-wide 802.11n
There are essentially three strategies to get an Enterprise WLAN to 802.11n: greenfield, overlay and interspersed. The four questions the network designer must answer are where to place the new 802.11n APs, which channels to use, whether to remove some older 802.11a/b/g APs, and how to manage the client population. As indicated earlier, a uniform 802.11n network will allow greater range and hence wider AP spacing than an 802.11a/b/g network. RF engineers insist that every site has unique conditions and usually avoid giving any figures for typical deployments, but a rule of thumb in carpeted enterprise buildings is that with design figures of 9-12 Mbps minimum rate and 150% cell overlap, and a typical office layout and user population, 802.11a/g APs can be spaced at about 15-21 meters (5070 feet). With 802.11n APs and 802.11a/b/g clients, we would expect the same guidelines to hold: legacy clients will not connect over greater ranges, or at higher data rates. As noted throughout this paper, 802.11n offers an opportunity to increase usage of the 5 GHz band where channels are plentiful, interference is uncommon and 40 GHz channel usage is feasible. However, while 5 GHz 802.11n PC clients are readily available, specialized clients such as Wi-Fi phones, location tags or handheld bar-code readers will be confined to 2.4 GHz and 802.11b/g for at least one or two years, with few exceptions. For this reason, and because of the considerable installed base of 802.11b/g clients, enterprise network must continue to provide coverage in the 2.4 GHz band. Since WLAN vendors now marketing access points supporting two radios, this is quite feasible. We recommend that when 802.11n coverage is planned, dual-radio access points should be used with one radio offering a 40 MHz channel at 5 GHz and the other a 20 MHz channel at 2.4 GHz. This will provide maximum performance and flexibility for a price premium over a dual radio 802.11a/b/g or a single radio 802.11n access point. One can expect high performance from the 5 GHz radio, while in the short-term the legacy clients in the 2.4 GHz band will likely inhibit overall data capacity. Even though phones, location tags and other handheld clients will be slow to adopt 802.11n, it is important that they eventually achieve this goal. Even if they were only to support one antenna, one RF chain and a single spatial stream, the upgrade will prevent access points from dropping into legacy-compatible modes and hence will remove a serious inhibitor of performance as measured by cell capacity. In this respect it is more significant to eliminate 802.11b clients than 802.11a/g: an upgrade to 802.11n is a good time to remove 802.11b clients wherever possible.
Greenfield
This strategy is not really a migration: it is building a network with new APs and new clients where there was no WLAN before. This offers an opportunity to start with all 802.11n coverage, and to ensure that clients are 802.11n-capable, or can be rapidly phased-out in favor of capable substitutes. The foremost concern with this strategy is that all clients must be 802.11n-capable; otherwise older clients will reduce the performance of the APs where they are connected.
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Other aspects of a greenfield deployment include rogue detection and intrusion prevention. These functions should work successfully for all types of 802.11a/b/g/n devices. A further consideration will be whether to cover one or both of the 2.4 GHz and 5 GHz bands. Enterpriseclass PC 802.11n clients are likely to be 5 GHz-capable, so for these clients, coverage of 5 GHz only will be sufficient. However, the likelihood of requirements for 2.4 GHz-only client support (as discussed above) means it will be important for most enterprise deployments of this type to include dual-radio access points providing coverage of the 2.4 GHz band, even if this is legacy coverage.
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In terms of 802.11n coexistence mechanisms, this greenfield network can operate in greenfield or mixed mode: the latter is more bandwidth-efficient, but more tolerant of non-802.11n devices in the area.
AP-overlay
Here, the 802.11n network would be planned as if there were no existing network, for optimum placement of the new APs. The old and new network will be able to operate in parallel if care is taken with RF channel allocation, and when the new one is complete and all clients are 802.11n-capable, the old APs can be deinstalled or abandoned. For this scheme, it is important that the radio planning and management algorithm of the WLAN can manage 802.11a, b, g and 802.11n APs simultaneously. 802.11n Access Points
802.11n coverage
802.11a/g coverage
Since 802.11n makes best use of the 5 GHz band (with 40 MHz channels), it makes an attractive overlay on an 802.11b/g network operating at 2.4 GHz: the original network can operate in the 2.4 GHz band (or even 2.4 GHz and several channels of the 5 GHz band) while the 802.11n network can use the remainder of the 5 GHz band. As for drawbacks, the 802.11n network is additive, so additional cabling, power and edge switch ports will probably be required (but it is likely these upgrades would eventually be needed, anyway).
Consider power to the APs, edge switch ports, etc. Eliminate 802.11b clients wherever possible. Use single-radio APs if there is no future requirement for 2.4 GHz Draft-2.0 coverage. If there is an intent to eventually remove the older infrastructure, it is better to use dual-radio access points for the overlay so the second radio can be switched on later (becoming similar to the greenfield model over time, as the original infrastructure disappears).
AP substitution
In this model, existing APs are swapped one-for-one with new 802.11n APs. If every AP is replaced with 802.11n, the resulting network will have plenty of capacity we estimate perhaps a three-fold improvement, depending on the mix of 802.11a/g and 802.11n clients but will have more APs that would be strictly necessary.
A network of mixed 802.11n and 802.11a/g or even 802.11b APs can operate indefinitely: this is a possible solution where 802.11n is important for classifying rogue APs but not for capacity or range considerations. Note that even though APs can be swapped at a location, the new 802.11n AP may require different power and Ethernet connections.
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Conclusion
This note has two goals: to explain the technology and features of the new 802.11n standard, and to examine its implications for the design of enterprise Wi-Fi networks, in terms of likely product development cycles. It is clear that 802.11n represents a significant leap forward in technology and performance for enterprise networks. Uniform greenfield 802.11n networks will be able to offer much higher capacity and longer range than current WLANs, and there are potential savings in terms of fewer access points to cover a given area. However, this note has also identified several issues that require attention when adopting 802.11n in enterprise networks. These include infrastructure requirements such as LAN edge switch ports, cabling and power, and the installed base of 802.11a/b/g clients and WLANs that must be considered in any migration strategy. Experience with 802.11n draft-2.0 equipment has shown that eliminating 802.11b clients is often the most significant contributor to performance during 802.11n migration. In the pages above, we have discussed the facts of 802.11n, along with our best estimates of future activity. When and how to migrate to 802.11n is an important decision: the information here is intended to assist the enterprise network manager in formulating an optimum upgrade strategy. Perhaps the most significant aspect of the Wi-Fi Alliances new 802.11n certification is that it is fully backwards and forwards compatible: equipment certified to draft-2.0 is automatically eligible for the 802.11n label. Newer equipment may include more options and offer higher performance, and this is reflected in the different tag-lines the Wi-Fi Alliance has approved, to be used with the 802.11n logo. Concerns that early products could be made obsolete by the final certification have proven unfounded. 802.11n offers very real and exciting benefits: it will eventually change the way we build and operate enterprise wireless LANs. Already, organizations with particular needs have found uses for the increased bandwidth. Universities in particular are beginning to take the video-over-IP networks they have already installed in recent years, and delivering both in-house video content and live TV signals over WLANs in residence halls and across campus. As a consequence, organizations of all types are embarking on a cycle to retire wired LAN switch ports, consolidate and de-commission switches, reducing ongoing maintenance expenditure while recycling a fraction of the savings into a stronger 802.11n WLAN. This right-sizing is a virtuous spiral, as denser 802.11n coverage in turn reduces the requirement for wired Ethernet ports. But it is only possible because the increased bandwidth capabilities of 802.11n allow the WLAN to take on nearly all traffic previously handled over wires the gateway to eventual adoption of the All-Wireless Workplace.
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Appendix
Note on expected real-world cell capacity with 802.11n
Whereas an 802.11a/g access point can support a top data rate of 54Mbps, 802.11n can stretch to 600Mbps (with four spatial stream configurations, although these are not yet available). This is important, as a Wi-Fi cell (the area covered by a single AP) shares all bandwidth: its very similar to the original wired Ethernet, where all stations shared a single segment of cable, and had to co-ordinate transmissions to avoid collisions. Three effects limit the effective capacity of an 802.11 cell (examples are taken from 802.11g, but should be equivalent form 802.11n): Actual data rates. While specifications quote maximum data rates, these are only achieved under the best radio conditions. The distance from AP to client, RF obstructions such as walls, furniture, people, and interfering RF transmissions all limit the achievable data rate. Thus, a client 20 meters from the AP in an office environment might only support a data rate of 12 Mbps rather than the advertised peak of 54 Mbps. If all clients connect at this rate, the raw capacity of the cell becomes 12 Mbps. Contention loss. Since the wireless medium is shared, stations wishing to send data must contend for temporary control of the medium. This contention takes time that is then not available for data traffic, lowering the capacity of the cell. Contention depends on the number of clients and the length of frames sent: the more clients and the shorter the frame, the less the effective capacity of the cell. For instance, while an 802.11g cell may achieve throughput of 26 Mbps with 1500 Byte frames, capacity drops to around 12Mbps with 256 Byte frames. The MAC aggregation function in 802.11n should reduce losses due to contention, but it will not be effective for all types of traffic. Legacy support. All 802.11 systems are designed to support older 802.11 clients. Thus an 802.11g AP will support 802.11b clients. However, there is a cost associated with this. When even a single legacy client joins a cell, all other clients and the AP must indicate traffic is present, using data rates the older client can understand. For 802.11g/b compatibility, this means using RTS/CTS at slower rates, considerably increasing overhead and decreasing cell capacity. And of course, when the legacy station transmits or receives, it does so at lower data rates, reducing the effective capacity of the cell. Client design for 802.11n is challenging, as it is difficult on many devices to find the space to mount extra antennas, the extra RF chains and processing require more board area and power, and of course 802.11n silicon will command a price premium for several years over 802.11a/g silicon. Not least, NIC cards and embedded clients are complex to design: it was only a year or two ago that Wi-Fi phones moved from 802.11b to 802.11g, and few are yet 5 GHz-capable. All these effects serve to reduce the effective capacity of a cell. Thus, while 802.11n advertises rates to 600Mbps, the expected capacity of an 802.11n cell is between 100 and 200Mbs, and it could certainly be less if clients connect over long distances, transmit short frames, or there are legacy 802.11a/b/g clients present. However, this is still an increase of 5x to 7x over 802.11a/g technology. Here are our estimates of reasonable expectations for data rates in an enterprise 802.11n deployment (this assumes greenfield deployment with no legacy 802.11a/b/g clients or APs). Interpret this table as a comparison of the achievable data rate of 802.11n with that of 802.11a or 802.11g at the same distance from
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the access point. Alternatively, it can be read as the capacity of a cell (with all-802.11n clients) when compared with a cell of the same radius.
Spatial Streams
1 (2x1, 3x1) 1 (2x1, 3x1) 2 (2x2) 3 (3x3)
In addition to the PHY effects above, the many MAC enhancements in 802.11n will increase the throughput, and hence the capacity of a cell. Analysis of these effects is challenging, as they are extremely dependent on the data patterns. Some of the enhancements are aimed specifically at streaming media such as video, but there has been speculation that they may actually reduce the throughput of other types of traffic such as voice or file transfers.
Forms of MIMO
There are already more than enough terms and acronyms in this document. We have deliberately avoided introducing more than were necessary to explain 802.11n. But the reader may have encountered SIMO and other terms. The figure below shows that these are just degenerate forms of MIMO with a single antenna chain at one or the other end of the connection:
SISO
Single input, single output
Tx
Rx
MISO
Multiple input, single output
Tx Tx Rx
SIMO
Single input, multiple output
Tx Rx
Rx
MIMO
Multiple input, multiple output
Tx Tx Rx
Rx
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Channel estimation
As explained above, all the techniques used for MIMO require the receiver to estimate the channel characteristics. It does this by receiving a sequence of known signals. The diagram below explains how this is done, both in general matrix algebra and with an example. This is for a 2x2 system.
TA hA2 = 0.7
2
hB2 = 0.5 hA1 = 0.3
R2
A
TB
hB1 = 0.9
R1
To determine the channel characteristics, known symbols are sent from antennas A and B. If enough known symbols are sent, it is possible to construct these equations: R1 R2 = TA x hA1 = TA x hA2 + + TB x hB1 TB x hB2 Algebraic form Numerical example R1 = R2 = 0.3TA 0.7TA + + 0.9TB 0.5TB
Which allows the inverse relationship to be determined: TA TB = R1 x qA1 = R1 x qB1 + + R2 x qA2 R2 x qB2 Algebraic form Numerical example T1 = T2 = -1.04RA + 1.46RA + 1.88RB -0.63RB
Now, for every received symbol (RA and RB in this case), the original transmitted symbol can be determined.
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Aggregate MAC protocol data unit Aggregate MAC service data unit Access point Clear to send Downlink transmission time (Power-save multi-poll) High throughput High throughput greenfield short training symbol High throughput long training field High throughput signal field High throughput short training field Low density parity check Non-high throughput (= legacy) long training field Non-high throughput (= legacy) signal field Non-high throughput (= legacy) short training field Long training field Mobility Controller (an Aruba product controlling access points) Modulation coding scheme Multiple input, multiple output Multiple input, single output Modulation coding scheme request Multiple traffic ID block acknowledgement Network Allocation Value Phased coexistence operation Power save multi-poll Radio frequency Reduced inter-frame spacing Request to send Single input, single output Spatial multiplexing Signal to noise ratio
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Space time block code Space time block code / spatial multiplexing Training request Transmit beamforming Uplink transmission time (Power save multi-poll) Wireless Local Area Network
References
The IEEE is the fount of 802.11 standards. While it does not publish standards until final ratification, much useful information may be found here: http://grouper.ieee.org/groups/802/11/ . In particular, there is a current estimate of schedules ( http://www.ieee802.org/11/Reports/802.11_Timelines.htm ). The information in this paper was taken from and checked against the IEEE document P802.11n Draft 11.0. The Wi-Fi Alliance certification is 802.11n. The WFA web site is here: http://wi-fi.org/
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2009 Aruba Networks, Inc. AirWave, Aruba Networks, Aruba Mobility Management System, Bluescanner, For Wireless That Works, Mobile Edge Architecture, People Move. Networks Must Follow., RFProtect, Green Island, The All-Wireless Workplace is Now Open for Business, and The Mobile Edge Company are trademarks of Aruba Networks, Inc. All rights reserved. All other trademarks are the property of their respective owners.
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1344 Crossman Ave. Sunnyvale, CA 94089-1113 Tel. 408.227.4500 | Fax. 408.227.4550 | info@arubanetworks.com http://www.arubanetworks.com
2009 Aruba Networks, Inc. AirWave, Aruba Networks, Aruba Mobility Management System, Bluescanner, For Wireless That Works, Mobile Edge Architecture, People Move. Networks Must Follow., RFProtect, The All Wireless Workplace Is Now Open For Business, and The Mobile Edge Company are trademarks of Aruba Networks, Inc. All rights reserved. All other trademarks are the property of their respective owners. WP_ARM_Enterprise_WLAN_062209