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ABS Asset Backed Securities

Accelerated depreciation
Acceptor
Accommodation paper
Accounts payable
Accounts receivable

Accredited Investors

(SEC)()

Accredit value
Accrediting

Accrual basis
Accrued interest
ACE

Acid Test Ratio

Acquisition
Across the board
Acting in concert
Active assets
Active capital
Actual market
Actual price
Actual useful life
Actuary
ADB

(Asian Development Bank )


ADR
( American Depository Receipt
ADS

(American Depository Share )


Ad valorem
Ad valorem stamp duty
Adjudicator
Adjustable rate mortgage (ARM)
Admitted value

Advance
Affiliated company
After date

After-hours dealing
After-market
[]

30

After-tax profits
/
Afternoon session
Age dependency (ratio)
Agency account

Aging analysis of accounts


AGM

(Annual General Meeting )


Agreement

Alert message
All-or-none order
Allocation

Allottee
Allotment

Allowance

Alpha (Market Alpha)


Alternative investment
American Chamber of Commerce
American Commodities Exchange
American Depository Receipt
[] (
)ADR
ADR ADR ADR
(GDR) (EDR) (IDR)

American Depository Share (ADS)

American Stock Exchange


American style option

Amex

Amortizable intangibles
Amortization
Amsterdam Stock Exchange
Annual General Meeting (AGM)
Annualized
Annual report
Anticipatory breach
Antimonopoly Act
Antitrust
APEC
(Asia Pacific Economic Cooperation )

Appeals panel
Appreciation []
Appropriation
Arbitrage

Arbitration

Arm's length transaction


Arrears
Articles of Association
ASEAN ( Association of South East Asian Nations )
Asian bank syndication market

Asian Development Bank (ADB)


Asian dollar bonds
Asian tigers []

Asia Pacific Economic Cooperation (APEC)


Ask (asked) price
Asset Allocation
Asset Backed Securities ABS
Asset Management
Asset stripping

Asset swap

Assignment method

Association of South East Asian Nations (ASEAN)

ASEAN 10

ASX

At-the-close order
At-the-money
[]
At-the-money option

Auckland Stock Exchange


Auction market

Austerity measures
Authorized capital
Authorized fund
Authorized representative

Australian Options Market

Australian Stock Exchange

Back-door listing
Back-end load
Back office
Back to back FX agreement
Balance of payments

Balance of trade
Balance sheet
Balance sheet date
Balloon maturity
Balloon payment
Bank, Banker, Banking
Bank for International
Settlements (BIS)
Bankruptcy
Base day
Base rate
Basel Capital Accord

Basis Point (BP)


%
25 =0.25%
Basis swap

Basket of currencies

Basket warrant

Bear market
Bear position
Bear raid
Bearer
Bearer stock
Behind-the-scene
Below par

Benchmark
Benchmark mortgage pool
Beneficiary
Bermudan option

Best practice
Beta (Market beta) ()
Bid

Big Band

Bill of exchange
Bills department
Binary
Binary option

BIS
(Bank for International Settlements )
Blackout period

Block trade
Blue chips

Blue Sky []
Board of directors
Bona fide buyer

Bond market
Bonds
Bonus issue
Bonus share
Book close date

Book closure period

Book value
Bookbuilding
[]

Bookrunner
[]

Boom-bust

BOOT ///
(Build, Own, Operate and Transfer )
BOT
//
(Build, Operate and Transfer )
Bottom line
Bottom-up
()
Bounced cheque
Bourse ()
BP (Basis Point) Basis Point
Brand management
Break-up fees
Break-up valuation
Breakeven point
Bretton Woods System

1944 7 22

70
Bridging loan /
Broad money M1
Broker, Broking, Brokerage House
Brussels Stock Exchange

BSSM /-/
(Build/Supply-Service/Maintain )
Bubble economy
Build, Operate and Transfer (BOT)
//
Build, Own, Operate and Transfer
(BOOT)
///
Build/Supply-Service/Maintain (BSSM) /-/
Bull market
Bullets ()
Bullish ;
Bundesbank
Business day
Business management
Business studies
Butterfly spread

Buy-back
Buy-side analyst
[]
Buyer's credit
Buyout
By-law

C-Corp []
CAC
CAC
CAGR
Calendar year
Call-over
Call-spread warrant
Call option

Call protection/provision
/
Call warrant
Callable bond
Candlestick chart


Cap
Capacity
CAPEX
Capital Adequacy Ratio
Capital base
Capital expenditure
Capitalization
Capital markets

Capital raising
Capped floater
Carry trade
1%4%
/

Carrying cost
Carrying value
Cash-settled warrant

Cash earnings per share


Cash flow

CBO
Collateralized Bond Obligation
CBRC China Banking Regulatory Commission
CCASS
(Central Clearing And Settlement System )
CD
(Certificate of Deposit )
CDO
Collateralized Debt Obligation
CDS Credit Default Swap
CEDEL ()
Ceiling
Ceiling-floor agreement
Central Clearing & Settlement System
Central transaction log
Centralized borrowing and lending system
CEO

(Chief Executive Officer )


CEPA
2003 6 29
The Closer Economic Partnership Arrangement (CEPA) between Hong Kong and the Mainland
Certificate of deposit

Certificate of incumbency
/
Certified Public Accountant (CPA)
CFO
(Chief Financial Officer )

Chaebol
Chain debts
Change of domicile ()
Chapter 11
11
Chartered financial analyst (CFA)
Chicago Board of Trade
Chicago Board Options Exchange
Chicago Mercantile Exchange

Chief Executive Officer (CEO)

Chief Financial Officer (CFO)

Chief Information Officer (CIO)


Chief Operations Officer (COO)
China banking
China Banking Regulatory Commission (CBRC)
China Capital Markets
China Development Bank
()
China International Capital Corporation, CICC

China privatization
China restructuring
China Securities Regulatory Commission (CSRC)
China Stock Markets

Chinese Wall
CIO
(Chief Information Officer )
Claim

Clawback notification /
Clean price
[]
CLO
Collateralized Loan Obligation
Closed-end fund
Closing price
Co-lead manager
Code of conduct
Collars
Collateralized Bond Obligation
[]

Collateralized Debt Obligation

[]
Collateralized Loan Obligation

[]
Collateralized Mortgage
Obligation

[]
Co-manager
Comfort letter ()
Commercial loan
Commercial paper
Commission rebate
Commodity Exchange, Inc. ()
Common stock

Company finance
Complex cash flow
Compound annual growth rate

Compound option

Concession
Conference call

Confidential pre-filing review


Confidential submission
Confidentiality agreement

Conglomerate //
Connected transaction
Consideration
Consolidation
Constant Maturity Treasury Derivative
Constituent stock
Construction in progress
Consumer Price Index (CPI)
Consumption
Contested takeover
Contingent liability
Contingent premium

Continuing obligation
Contra broker
Contractual joint venture/
Controlling stake/interest
/
Conventional cap
Conversion of state assets into state shares

Conversion premium

Conversion price
Conversion ratio
Converted net collections

Convertible bonds
[]

Convertible currency

Convexity

[]
COO

(Chief Operations Officer )


Copenhagen Stock Exchange
Core PCE deflator
Corporate bonds
Corporate finance
Corporate governance
Corporate vision
Corporatization

Cost
Cost overrun loans
Cost of carry
Counsel's opinion
Counterparty
Counterparty credit exposure
Coupon
[]
10% 100 10 6 () 3 ()

Coupon frequency
[] ()
Coupon rate
Covenant
Covered warrant

CPA Certified Public Accountant


CPI
(Consumer Price Index )
Credit Default Swap

Credit facilities

Credit foncia amortization


Credit line

Credit-linked notes
Credit rating
Credit risk

Credit spread
Creditwatch
Cross currency interest rate swap
Cross trade
CSRC
( China Securities Regulatory Commission )
Currency option
Currency swap

Current account deficit ()


Current asset/liability /
Current/liquid ratio
Custodian

Customs & usages


Cyclicality

DAX

Daily margin
Day count
[]
Day order

Debt equity ratio


Debt-equity swap

Debt issuing vehicles


Debt service coverage ratio
Default fine
Defaulting

Default interest

Default risk
Defensive

Deferred asset
Deferred charges
Deferred tax
Defined Contribution Plan
Deflation

Deflator
Delayed data
Deleveraged
Delineation of activities
Delist

Delta

[]

Demutualization
Depreciation
Deregulation
Derivatives

Deutsche Borse AG
Deutsche Terminborse
Devaluation
Differential reporting
Dilution
Direct investment
Direct labor cost
Directional Movement Index (DMI)

Directors' undertakings
Dirty price

[]
Disclaimer

Disclosure

Discount rate
Discretionary manager
Discretionary order
Discretionary power

Discretionary trust
Dishonoured cheque

Disinflation
Disinterested shareholder

Disposable income
Distressed securities

Diversification
Dividend
Dividend in specie
DJIA

Doha Round []
Domestic Qualified Institutional
Investor (DQII)
Double bottom/double dip ()

Dow Jones Industries Average Index


Downside risk
Downstream enterprise
Downturn

DQII

(Domestic Qualified Institutional Investor )


Dragon bonds
Drawing expense in advance
Dual currency bonds

Due-on-sale clause
Due diligence
(
)
Dumping
Duration
[]

Dynamic hedging

E-commerce
E-tailers
EAFE

(Europe, Australia & Far East )


EASDAQ
European Association of
Securities Dealers Automated Quotations
Earning per share (EPS)
EBITDA
(Earnings Before Interest, Tax, Depreciation and Amortization )
EEC ()
Embedded option

Emerging market
EMU
( European Monetary Union )
Engagement letter
Environmental protection
() ()
Environmental waste

EPS
Equity, Equities
Equity cushion

Equity warrant

Covered warrant
EU ()
(European Union )
Euro
Eurobond
Eurodollar bonds
European Association of Securities Dealers Automated Quotations (EASDAQ)

European Economic Community


European Monetary Union (EMU)
EMU (Euro) 2002
EMU

European Options Exchange


European style option

European Union (EU)


Ex-coupon

Ex-date
Ex-dividend basis
Ex-rights
Exchangeable bond

Executive director
Exchange rate
Exercise price
Exit fee
Exit price []
Exotic option
Exotic warrant
Exploitation license
Exploitation right
Exploration right
Export-oriented economy

Exposure draft

Extendible bonds
External auditor

External debt
Extraordinary general meeting (EGM)
Extraordinary item

Face value

Fair market price


Fair market value
Fannie Mae Federal National Mortgage Association
FAS 133 2000 6
SEC

Hedge accounting
Feasibility report
FEC
Federal Deposit Insurance Corporation (FDIC)

Federal National Mortgage Association (Fannie Mae) Fannie


Mae
Federal Open Market Committee
Fee-Based Content
FFO Funds from Operations
Fiduciary /
Fiduciary duty
FIG
(Financial Institutions Group )
Financial Advisor
Financial Business Operation Permit
Financial exposure
Financial forecast
Financial Institutions Group (FIG)
Financial lease
Financial Management
Financial Markets, Financial Products
Financial Services
Financial year
First mortgage
Fiscal policy
Fiscal year

Fixed asset losses in suspense


Fixed income

Flat trades

Floatation

Floating Rate Note


Floor

Floor broker
Follow-on offering
FOMC
Force majeure
Foreign Direct Investment (FDI)
Foreign Exchange (FOREX)
Foreign Exchange Business Operation Permit
Foreign Exchange Certificate
Foreign exchange mortgage loan
Foreign exchange swap center

Foreign-funded enterprise

Formulae Based Amortization

Forward Rate Agreement

FRA
Franchiser

Franchisor

Frankfurt Stock Exchange

Free cash flow


Free float
[]
FRN
Frontier trade
FTSE Index ()
Full disclosure
Fully diluted
Fully paid-up capital

Fundamentals
Fund Management
Future market
Futures
FX

G&A
[]
(General & Administrative Expenses )
G7
GAAP []
(Generally Accepted Accounting Principle )

Gateway /
GATT
(General Agreement on Tariffs & Trade
GDP

(Gross Domestic Product )


GDR

Gearing ratio
GEM
Growth Enterprise Market
General Agreement on Tariffs & Trade (GATT)
General & Administrative Expenses

General management
General mandate
General offer []
Generally Accepted Accounting Principle []
Gini Index

Global bearer warrant


Global coordinator
Global Depository Receipt
Global finance
Global financial firm/institution //
Global offering

GNP

Going public
Goods and services tax (GST)

Goodwill amortization
Government Concessionary & Soft Loan

Grace period
Greenshoe

[] Bookbuilding

greenshoe
15% 30 ()

Gross domestic product


Gross national product
Gross profit
Gross spread
[]
Group of Seven

Growth Enterprises Market (GEM)

Growth Fund
Gun jumping

H-share H
Hang Seng China Enterprise Index ()
Hang Seng Index ()
Hard currency
Hard landing []
Hedge accounting

Hedge Fund
Hedging ;
HIBOR
Hidden reserves

HKFE
HKMA ()
HKSAR
HKSCC
HKSE
Holding Company
Homepage

Hong Kong Futures Exchange Ltd.

Hong Kong Interbank Offer Rate (HIBOR)


Hong Kong Monetary Authority ()
Hong Kong Securities Clearing Co. Ltd.

Hong Kong Special Administrative Region


Hong Kong Stock Exchange
Hot money

HSCEI ()
HSI () ()
Hurdle rate
Hybrid cap

IAS
(International Accounting Standards )
ICP
(Internet Content Provider )
Idle funds

IMF
(International Monetary Fund )
IMM

(International Monetary Market )


Implicit deflator
Implied volatility
Imported inflation
Import quota
Import tariff
In-the-money
[]
Delta
Delta 1
Incentive site
Income tax

Indemnification

Indexed performance
Indication of interests
Indicative price

Industrial and Commercial Consolidated Tax


Inflation
Information memorandum
Information technology (IT)
Initial Conversion Premium
Initial Public Offering
Insider trading
Insolvent
Institutional investor

Intangible asset

Intellectual property (IP)


Interest Rate Swap (IRS)

Interest-bearing assets
Intergovernmental loan
Interim report
Intermediary ;
International Accounting Standards (IAS)
International Finance
International Market

International Monetary Fund (IMF)

International Monetary Market (IMM)


International Organization for Standardization
International Trust & Investment Corp. ()

Internet Content Provider (ICP)


Internet presence
Intraday liquidity
Intraday margin call

Intranet
Intrinsic value

Inventory
Investment, Investing
Investment advice, Investment advisor
Investment bank, Investment banking
Investment grade
Investment research

Investor Relations
IPO
Irrevocable letter of credit

IRS
ISO
Issued (and outstanding) shares
Issuer

IT
ITIC ()

JGB Japan Government Bonds


Jobber
Joint account
Joint and several liabilities
Joint global coordinator
Joint stock company

Joint venture
Jointly operated mines
Jumbo certificate
Junior mortgage
Junk bond

Korea Composite Index


Korea Stock Exchange
Kuala Lumpur Stock Exchange

L/C
Labor Arbitrage

Lagged effect
Large open position[]
LBO

Lead manager
Legal persons shares

Lender
Lender of the last resort
Letter of credit
Level playing field
Leverage = level of debt/equity /
Leveraged Buy Out(LBO)
Leveraged rate
LIBOR
Licensed bank
Lien
LIFFE
Limit order
Limited recourse
Limited partnership
Linked Exchange Rate System

Liquid investment
Liquid Yield Option Note

Liquidity
[] - /
Liquidity ratio
Liquidity risk

Listed company

Litigation
Local toll collecting highway infrastructure index
Lock-in
Lock-out
Lock-up
[]()()
180
Lock-Up Agreement

London Commodity Exchange

London Interbank Offer Rate

London International Financial Futures and Options Exchange


London Metal Exchange
London Stock Exchange

London Traded Options Market


Long (position)

Long call
Long forward
Long options contract
Long put
Long straddle Straddle
Long strangle Strangle
Long-term shareholding (loyalty) incentive
Long-term supply agreement
Loose bond
Low-Budget Operation
Loyalties
LSE
LTM (Last twelve months) 12
LTOM
LYON

M0 M0 /
M1 M1 M0

M2 M2 M1

M3 M3 M2

M&A

Maastricht Treaty
Macroeconomic

Madrid Stock Exchange


Main Board
Maintenance margin

Makati Stock Exchange


Make-Whole Call
Make-Whole Provision
Management Best Practice
Management Buy-Out, MBO
Management fee
[]

praecipium
Management Seminar
Management Tools
Managing director
Mandatory Provident Fund (MPF)
Manila Stock Exchange
Marche a Terme International de France

Marche des Options Negociables de la Bourse de Paris


Margin []
Margin call
Mark-to-market

Market access
Market Capitalization
Market economy
Market maker
Market order
Market share
Marketable securities
Marketing

[] (IPO)
Bookbuilding
Bookbuilding

Matched order
[]

Material misstatement
MATIF
Mature market
Maturity
[]
MBS

Mortgage-backed securities
Mean reversion

Medium and long term loans


Medium Term Note
Memorandum and Articles of Association
Memorandum of association

Memorandum of Regulatory Cooperation (MORC)

Memorandum Of Understanding
Mergers & Acquisitions, M&A

Mezzanine fund
[]
Mezzanine stage []
MFN

Micro capitalization

Mid-cap stock
Milan Stock Exchange
Minority interest
Misrepresentation
Model Code
Momentum Fund
Monetarism
Monetary policy
Monetize
Money-laundering
Monopoly Enterprise /
Montreal Stock Exchange

Moral hazard
Moratorium
Mortgage-backed security

Most Favored Nation


MOU

MSCI (Morgan Stanley Capital International)

MTN

Multi-Lateral Netting
Multi-Tranche Offering
Mutual Funds

Nagoya Stock Exchange


NAPS ()
NASDAQ

()
National Association of Securities Dealers Automated Quotations

()
National Automated Payment System ()
National Bureau of Economic Research []
National Bureau of Statistics []
Natural resources
NAV

NBIC
" Nanotechnology, Biotechnology, Information
Technology and Cognitive Science "
NDP

(Net Domestic Product )


Net asset value

Net book value

Net Domestic Product (NDP)


Net income
Net present value

Netting agreement /
[]/

New York Cotton Exchange, Inc.


New York Futures Exchange
New York Mercantile Exchange
New York Produce Exchange
New York Stock Exchange
Nikkei Stock Average
Nil-paid rights
No-load fund
Nominal
Nominee account
Non-callable
Non-collateralized warrant
Non-deliverable

Non-farm payroll data


Non-operating income
Non-performing asset
Non-performing Loans
Non-tradable share
Notes receivable
Notifiable transaction
Notional size
NPLs

Obligatory right

OD
(Over Draft/Over Draw )
Odd lots
OECD ()

OEM

(Original Engineering Manufacturing )


Off-balance sheet
Off-board trading
Off-budgetary
Offer for sale
Oligopoly

One-on-one
[]

One-time mandatory call/put option


/
OPEC (Organization of Petroleum Exporting Countries
)
Open-end funds

Operating concessions
Operating profit/margin
Operational risk

Opportunity cost
Option

Organization for Economic Co-operation and Development ()


Organization of Petroleum Exporting Countries (OPEC)
Original Engineering Manufacturing ()
Osaka Securities Exchange
Oslo Stock Exchange
OTC
/Over-the-Counter
OTC Bulletin Board
[]
Out-of-the-money
Outsourcing
Over Draft/Over Draw
Over-allotment option ( Greenshoe )
Over-subscription
[] ()

Over-The-Counter /
Overbought
Overhead cost
Oversold
Owned fund/own funds

P/E multiple
P/E ratio
Pacific Economic Cooperation Council
Pacific Stock Exchange
Pageview
Paid-up capital

Pan-European Stock Exchange

Par
Par bonds
Paris Bourse
Partly-paid share
Parity

Patent

Payment in lieu of notice

Payoff period
Payoff profile
PECC
Pegged Exchange Rate System

Penalty provision /
Penny stock
Pension Plan
Per capita income
Performance bond
Performance buydowns
Performing loan
Philadelphia Stock Exchange
Physical assets reserve specifically authorized
Physical delivery
Physical market

Physical warrant
Pit trading

Plant

Plain vanilla bond


Pollutant
Pollutant charge
Portfolio
Portfolio insurance
[]

Portfolio Management

Position
Position squaring
Post-dated cheque
Pot names
/
Potential obligation /
Power of attorney
PPI
(Producer Price Index )
PPP
(Purchasing Power Parity )
PR ()
Praecipium
[] ()

PRC - People's Republic of China ()


Pre-emptive right
Preference shares
Preferential treatment
Premium

Premium put
Premium put structure
Prepayments
Present value
Press release ()
Price

Price ramping
Price range
Price talk
Price/Earning ratio (P/E)
Price/Book value ratio
Primary debt
Prime rate

Principal
Priority Construction Treasury
[]
Private Banking

Private Equity
Private placement
Private Wealth Management
Privately negotiated options
Privately operated mines
Privatization

Producer Price Index (PPI)


Profit margin
Profit-sharing plan
Proforma
Program arranger /
Project approval
Project finance

Promissory note
Promoter
Proprietary Network System (PNS)

Prospectus

Protective put
Provisional agreement
Proxy

PSE
Public filing
Public Listing
Public Relations ()
Public welfare fund ;
Publicity restriction
Purchasing Power Parity (PPP)

Pure play
Put option
/
Put writer
Putable bond
Pyramid selling

Q&A

QDII

QFII Qualified Foreign Institutional Investor


Qualified Domestic Institutional
Investor (QDII)
Qualified Foreign Institutional
Investor (QFII)
2002 12 1
A
Qualified Institutional Buyer (QIB)
/
[] 1
2,500
Qualitative analysis
Quantitative analysis

Quasi-credit financings
Quasi money

Questionnaire
Quick ratio
Quoted company (= listed company)

Rally

Ramping
Random assignment

Rating
Rating Agency
Ratio of investments

Raw materials
Real Estate Investment Trust (REIT)

REIT

Real time
Realized interest rate

Recapitalization

Recognition of income
Recourse
Recovery
Recycling

Red chip
Red Herring
Redeem/redemption

Refinery
Registered securities

Registration statement
Registrar
REIT
/
REIT/REITs Real Estate Investment Trust/Trusts REITs

Relative strength index


Rent-seeking

Repackaged asset vehicles


Replacement cost
Representations and warranties

Repurchase agreement
Residual asset
Residual value
Resistance line

Resolution Trust Corporation (RTC) []

Restricted license bank


Restricted securities

Restructuring
Resumption of trading
Retail players (= retail investors) /
Retail Price Index (RPI)
Retained earnings
Return on asset

Return on capital employed


Return on equity
Revenue-sharing
Revolving credit
Right issue

Rights to the priority distributions


Ring-fencing
Risk factor

Risk management

Risk premium
Risk rated ratio

ROA

Roadshow

[]

ROCE
Roller-coaster swap
[]
ROE

Round lots

RPI
Retail Price Index
RSI
Rule 144A
144A
(1933) 144A (QIB)
144A
3,500 QIB 144A
144A (ADR)
ADR

S&P
S&P 500 Index
500
Sales return
Samurai bonds
SEAQ ()
SEATS ()
SEC ( )
Second junior subordinated debenture
Second liner/second line stock

Secondary offering
Sector Fund
Secular
Secured debt
Securities
Securities and Futures Commission

()( )
Securities Exchange Commission ( )
Securities Exchange of Thailand
Securitization

Seed financing
Seed stage
[]
Sell short
Sell-side analyst
[]
Selling concession
[]

Senior debt
Separate listing

Settlement

Settlement risk

SFC
()( )
Shanghai Stock Exchange

Shareholders' Equity

Shareholder value
Shares
Sharpe Ratio
Shelf Company

Shelf registration
Shell company
Shenzhen Foreign Exchange Trading Centre
Shenzhen Stock Exchange
Short-term revolving letter
Short (position)

Short and medium term loans


Short forward
Short selling
Sidelined investors
Sideliner
Sight draft

SIMEX
Singapore International Monetary Exchange
Singapore Stock Exchange
Singapore Straits Times Index

Sinking fund
Sino-foreign joint venture

Small Cap

SME

(Small and Medium Enterprises


SOEs

Soft currency
Soft landing []
Sovereign risk
Sovereign rate
Special stock
Spin-off
Sponsor
Spot market
Spot price

Spread ;
Sprint period
Stagflation

Staggering maturities
Stakeholder
Stall speed

Standard & Poor


Startup financing
Startup stage []
State-owned enterprise
State shares
Static hedging
Sterilization []
Stochastic process
[]
Stock Broker
Stock Exchange Alternative Trading System ()
Stock Exchange Automated Quotations System ()
Stock incentive scheme
Stock Market
Stock Trader, Stock Trading
Stockholm Options Market
Stocks
Stop loss limit
Stop loss strategy
Straddle
[]

Strangle

Strategic Investment

Strategic Investor
Strategic sale
Street price
Stressed securities
Strike price
Stripped securities
Structure-induced equilibrium

Structured bond

Structured financing

Structured note
/
/
/
/

Subordinated debt
Subordinated debt w/ revenue participation rights
Subpar
Sunk costs

[]
Supply and marketing cooperatives

Swap

Swaption
Syndicated loan

Synergy ;
Synthetic securities

T/T
Taiwan Weighted Stock Index
Take position

TARGET System Trans-European


Automated Real Time Gross Settlement Express Transfer System
Tax benefits
Tax haven jurisdiction
Tax rebate

Taxable munis
Telegraphic Transfer

Tender bond /
Tenor

Term sheet

Terms of Reference
Third liner
[]
Tick size
Tight market
Time deposit
Time horizon
TMT

(Technology, Media and Telecommunications )


Tokyo Grain Exchange
Tokyo International Financial Futures Exchange
Tokyo Stock Exchange
Tokyo Sugar Exchange
Toll revenue bond
Top-down

Top-up placing

Toronto Futures Exchange

Toronto Stock Exchange


Tracker Fund of Hong Kong (TraHK)
Trade balance
Trade deficit
Trade surplus
Tranche /
Treasury
Treasury strips
Triangular debt

Trough
Trustee deed
Turnover
Turnover ratio

Umbrella fund
UN United Nations
Unappropriated profits /
Unconditional and irrevocable letter of credit
Uncovered call

Uncovered option
Underlying
Underlying asset

Underwriter
Underwriting
[]
(Bookbuilding)
Bookbuilding

Underwriting syndicate
Undistributed profit
Unilateral/bilateral agreement /
Unit trust
Unitary board system
United Nations

Universal discount rates


Unlisted security
Unsecured debt

Unregulated issuer
Upfront payment/fee

Upfront premium payment


Upside risk

Uptick
US Financial Firm/Institution /
US GAAP

US Investment Bank

US Treasury
Use of proceeds

Useful life
/
User-friendly
User-pay principle
Utilization rate

Valuation
Value added tax

Value-at-risk
Value fund

Value investment
Vanilla bonds
Variable contribution

Variable equity return ()


Variable-rate mortgage
Velocity
Venture capital

Vertical merger

Vertical spread
Very substantial acquisition
Veto power
Video conference
Volatility

Volatility Scan Range (VSR)


Volume

WACC
Wages payable

Warrant
Wash sale

[]
Watch list

Weak holdings
Wealth management

Weighted Average Cost of Capital


Wellington Stock Exchange
Whistleblowing policy
Whitewash transaction
Wholly-owned subsidiary
/
Winnipeg Commodities Exchange
Wire room

Withdrawal Plan
Withholding tax

Won
Working capital

Workout []
World Bank
World Trade Organization (WTO)
WTO

X/B (Ex-bonus)

X/D (Ex-dividend)
X/R (Ex-rights)

X/W (Ex-warrants)
Xerox

Yankee bonds []
Year-end dividend
Yield
()
Yield curve

Yield curve swap


Yield to call
Yield to crash
Yield to Maturity ()
Yield to put
YoY ()
YTM
()

Zero cost option


Zero coupon bonds

Zero coupon convertible


collateralized securities
Zero coupon swap
Zero-sum game

Zurich Stock Exchange

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