Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Accelerated depreciation
Acceptor
Accommodation paper
Accounts payable
Accounts receivable
Accredited Investors
(SEC)()
Accredit value
Accrediting
Accrual basis
Accrued interest
ACE
Acquisition
Across the board
Acting in concert
Active assets
Active capital
Actual market
Actual price
Actual useful life
Actuary
ADB
Advance
Affiliated company
After date
After-hours dealing
After-market
[]
30
After-tax profits
/
Afternoon session
Age dependency (ratio)
Agency account
Alert message
All-or-none order
Allocation
Allottee
Allotment
Allowance
Amex
Amortizable intangibles
Amortization
Amsterdam Stock Exchange
Annual General Meeting (AGM)
Annualized
Annual report
Anticipatory breach
Antimonopoly Act
Antitrust
APEC
(Asia Pacific Economic Cooperation )
Appeals panel
Appreciation []
Appropriation
Arbitrage
Arbitration
Asset swap
Assignment method
ASEAN 10
ASX
At-the-close order
At-the-money
[]
At-the-money option
Austerity measures
Authorized capital
Authorized fund
Authorized representative
Back-door listing
Back-end load
Back office
Back to back FX agreement
Balance of payments
Balance of trade
Balance sheet
Balance sheet date
Balloon maturity
Balloon payment
Bank, Banker, Banking
Bank for International
Settlements (BIS)
Bankruptcy
Base day
Base rate
Basel Capital Accord
Basket of currencies
Basket warrant
Bear market
Bear position
Bear raid
Bearer
Bearer stock
Behind-the-scene
Below par
Benchmark
Benchmark mortgage pool
Beneficiary
Bermudan option
Best practice
Beta (Market beta) ()
Bid
Big Band
Bill of exchange
Bills department
Binary
Binary option
BIS
(Bank for International Settlements )
Blackout period
Block trade
Blue chips
Blue Sky []
Board of directors
Bona fide buyer
Bond market
Bonds
Bonus issue
Bonus share
Book close date
Book value
Bookbuilding
[]
Bookrunner
[]
Boom-bust
BOOT ///
(Build, Own, Operate and Transfer )
BOT
//
(Build, Operate and Transfer )
Bottom line
Bottom-up
()
Bounced cheque
Bourse ()
BP (Basis Point) Basis Point
Brand management
Break-up fees
Break-up valuation
Breakeven point
Bretton Woods System
1944 7 22
70
Bridging loan /
Broad money M1
Broker, Broking, Brokerage House
Brussels Stock Exchange
BSSM /-/
(Build/Supply-Service/Maintain )
Bubble economy
Build, Operate and Transfer (BOT)
//
Build, Own, Operate and Transfer
(BOOT)
///
Build/Supply-Service/Maintain (BSSM) /-/
Bull market
Bullets ()
Bullish ;
Bundesbank
Business day
Business management
Business studies
Butterfly spread
Buy-back
Buy-side analyst
[]
Buyer's credit
Buyout
By-law
C-Corp []
CAC
CAC
CAGR
Calendar year
Call-over
Call-spread warrant
Call option
Call protection/provision
/
Call warrant
Callable bond
Candlestick chart
Cap
Capacity
CAPEX
Capital Adequacy Ratio
Capital base
Capital expenditure
Capitalization
Capital markets
Capital raising
Capped floater
Carry trade
1%4%
/
Carrying cost
Carrying value
Cash-settled warrant
CBO
Collateralized Bond Obligation
CBRC China Banking Regulatory Commission
CCASS
(Central Clearing And Settlement System )
CD
(Certificate of Deposit )
CDO
Collateralized Debt Obligation
CDS Credit Default Swap
CEDEL ()
Ceiling
Ceiling-floor agreement
Central Clearing & Settlement System
Central transaction log
Centralized borrowing and lending system
CEO
Certificate of incumbency
/
Certified Public Accountant (CPA)
CFO
(Chief Financial Officer )
Chaebol
Chain debts
Change of domicile ()
Chapter 11
11
Chartered financial analyst (CFA)
Chicago Board of Trade
Chicago Board Options Exchange
Chicago Mercantile Exchange
China privatization
China restructuring
China Securities Regulatory Commission (CSRC)
China Stock Markets
Chinese Wall
CIO
(Chief Information Officer )
Claim
Clawback notification /
Clean price
[]
CLO
Collateralized Loan Obligation
Closed-end fund
Closing price
Co-lead manager
Code of conduct
Collars
Collateralized Bond Obligation
[]
[]
Collateralized Loan Obligation
[]
Collateralized Mortgage
Obligation
[]
Co-manager
Comfort letter ()
Commercial loan
Commercial paper
Commission rebate
Commodity Exchange, Inc. ()
Common stock
Company finance
Complex cash flow
Compound annual growth rate
Compound option
Concession
Conference call
Conglomerate //
Connected transaction
Consideration
Consolidation
Constant Maturity Treasury Derivative
Constituent stock
Construction in progress
Consumer Price Index (CPI)
Consumption
Contested takeover
Contingent liability
Contingent premium
Continuing obligation
Contra broker
Contractual joint venture/
Controlling stake/interest
/
Conventional cap
Conversion of state assets into state shares
Conversion premium
Conversion price
Conversion ratio
Converted net collections
Convertible bonds
[]
Convertible currency
Convexity
[]
COO
Cost
Cost overrun loans
Cost of carry
Counsel's opinion
Counterparty
Counterparty credit exposure
Coupon
[]
10% 100 10 6 () 3 ()
Coupon frequency
[] ()
Coupon rate
Covenant
Covered warrant
Credit facilities
Credit-linked notes
Credit rating
Credit risk
Credit spread
Creditwatch
Cross currency interest rate swap
Cross trade
CSRC
( China Securities Regulatory Commission )
Currency option
Currency swap
DAX
Daily margin
Day count
[]
Day order
Default interest
Default risk
Defensive
Deferred asset
Deferred charges
Deferred tax
Defined Contribution Plan
Deflation
Deflator
Delayed data
Deleveraged
Delineation of activities
Delist
Delta
[]
Demutualization
Depreciation
Deregulation
Derivatives
Deutsche Borse AG
Deutsche Terminborse
Devaluation
Differential reporting
Dilution
Direct investment
Direct labor cost
Directional Movement Index (DMI)
Directors' undertakings
Dirty price
[]
Disclaimer
Disclosure
Discount rate
Discretionary manager
Discretionary order
Discretionary power
Discretionary trust
Dishonoured cheque
Disinflation
Disinterested shareholder
Disposable income
Distressed securities
Diversification
Dividend
Dividend in specie
DJIA
Doha Round []
Domestic Qualified Institutional
Investor (DQII)
Double bottom/double dip ()
DQII
Due-on-sale clause
Due diligence
(
)
Dumping
Duration
[]
Dynamic hedging
E-commerce
E-tailers
EAFE
Emerging market
EMU
( European Monetary Union )
Engagement letter
Environmental protection
() ()
Environmental waste
EPS
Equity, Equities
Equity cushion
Equity warrant
Covered warrant
EU ()
(European Union )
Euro
Eurobond
Eurodollar bonds
European Association of Securities Dealers Automated Quotations (EASDAQ)
Ex-date
Ex-dividend basis
Ex-rights
Exchangeable bond
Executive director
Exchange rate
Exercise price
Exit fee
Exit price []
Exotic option
Exotic warrant
Exploitation license
Exploitation right
Exploration right
Export-oriented economy
Exposure draft
Extendible bonds
External auditor
External debt
Extraordinary general meeting (EGM)
Extraordinary item
Face value
Hedge accounting
Feasibility report
FEC
Federal Deposit Insurance Corporation (FDIC)
Flat trades
Floatation
Floor broker
Follow-on offering
FOMC
Force majeure
Foreign Direct Investment (FDI)
Foreign Exchange (FOREX)
Foreign Exchange Business Operation Permit
Foreign Exchange Certificate
Foreign exchange mortgage loan
Foreign exchange swap center
Foreign-funded enterprise
FRA
Franchiser
Franchisor
Fundamentals
Fund Management
Future market
Futures
FX
G&A
[]
(General & Administrative Expenses )
G7
GAAP []
(Generally Accepted Accounting Principle )
Gateway /
GATT
(General Agreement on Tariffs & Trade
GDP
Gearing ratio
GEM
Growth Enterprise Market
General Agreement on Tariffs & Trade (GATT)
General & Administrative Expenses
General management
General mandate
General offer []
Generally Accepted Accounting Principle []
Gini Index
GNP
Going public
Goods and services tax (GST)
Goodwill amortization
Government Concessionary & Soft Loan
Grace period
Greenshoe
[] Bookbuilding
greenshoe
15% 30 ()
Growth Fund
Gun jumping
H-share H
Hang Seng China Enterprise Index ()
Hang Seng Index ()
Hard currency
Hard landing []
Hedge accounting
Hedge Fund
Hedging ;
HIBOR
Hidden reserves
HKFE
HKMA ()
HKSAR
HKSCC
HKSE
Holding Company
Homepage
HSCEI ()
HSI () ()
Hurdle rate
Hybrid cap
IAS
(International Accounting Standards )
ICP
(Internet Content Provider )
Idle funds
IMF
(International Monetary Fund )
IMM
Indemnification
Indexed performance
Indication of interests
Indicative price
Intangible asset
Interest-bearing assets
Intergovernmental loan
Interim report
Intermediary ;
International Accounting Standards (IAS)
International Finance
International Market
Intranet
Intrinsic value
Inventory
Investment, Investing
Investment advice, Investment advisor
Investment bank, Investment banking
Investment grade
Investment research
Investor Relations
IPO
Irrevocable letter of credit
IRS
ISO
Issued (and outstanding) shares
Issuer
IT
ITIC ()
Joint venture
Jointly operated mines
Jumbo certificate
Junior mortgage
Junk bond
L/C
Labor Arbitrage
Lagged effect
Large open position[]
LBO
Lead manager
Legal persons shares
Lender
Lender of the last resort
Letter of credit
Level playing field
Leverage = level of debt/equity /
Leveraged Buy Out(LBO)
Leveraged rate
LIBOR
Licensed bank
Lien
LIFFE
Limit order
Limited recourse
Limited partnership
Linked Exchange Rate System
Liquid investment
Liquid Yield Option Note
Liquidity
[] - /
Liquidity ratio
Liquidity risk
Listed company
Litigation
Local toll collecting highway infrastructure index
Lock-in
Lock-out
Lock-up
[]()()
180
Lock-Up Agreement
Long call
Long forward
Long options contract
Long put
Long straddle Straddle
Long strangle Strangle
Long-term shareholding (loyalty) incentive
Long-term supply agreement
Loose bond
Low-Budget Operation
Loyalties
LSE
LTM (Last twelve months) 12
LTOM
LYON
M0 M0 /
M1 M1 M0
M2 M2 M1
M3 M3 M2
M&A
Maastricht Treaty
Macroeconomic
praecipium
Management Seminar
Management Tools
Managing director
Mandatory Provident Fund (MPF)
Manila Stock Exchange
Marche a Terme International de France
Market access
Market Capitalization
Market economy
Market maker
Market order
Market share
Marketable securities
Marketing
[] (IPO)
Bookbuilding
Bookbuilding
Matched order
[]
Material misstatement
MATIF
Mature market
Maturity
[]
MBS
Mortgage-backed securities
Mean reversion
Memorandum Of Understanding
Mergers & Acquisitions, M&A
Mezzanine fund
[]
Mezzanine stage []
MFN
Micro capitalization
Mid-cap stock
Milan Stock Exchange
Minority interest
Misrepresentation
Model Code
Momentum Fund
Monetarism
Monetary policy
Monetize
Money-laundering
Monopoly Enterprise /
Montreal Stock Exchange
Moral hazard
Moratorium
Mortgage-backed security
MTN
Multi-Lateral Netting
Multi-Tranche Offering
Mutual Funds
()
National Association of Securities Dealers Automated Quotations
()
National Automated Payment System ()
National Bureau of Economic Research []
National Bureau of Statistics []
Natural resources
NAV
NBIC
" Nanotechnology, Biotechnology, Information
Technology and Cognitive Science "
NDP
Netting agreement /
[]/
Obligatory right
OD
(Over Draft/Over Draw )
Odd lots
OECD ()
OEM
One-on-one
[]
Operating concessions
Operating profit/margin
Operational risk
Opportunity cost
Option
Over-The-Counter /
Overbought
Overhead cost
Oversold
Owned fund/own funds
P/E multiple
P/E ratio
Pacific Economic Cooperation Council
Pacific Stock Exchange
Pageview
Paid-up capital
Par
Par bonds
Paris Bourse
Partly-paid share
Parity
Patent
Payoff period
Payoff profile
PECC
Pegged Exchange Rate System
Penalty provision /
Penny stock
Pension Plan
Per capita income
Performance bond
Performance buydowns
Performing loan
Philadelphia Stock Exchange
Physical assets reserve specifically authorized
Physical delivery
Physical market
Physical warrant
Pit trading
Plant
Portfolio Management
Position
Position squaring
Post-dated cheque
Pot names
/
Potential obligation /
Power of attorney
PPI
(Producer Price Index )
PPP
(Purchasing Power Parity )
PR ()
Praecipium
[] ()
Premium put
Premium put structure
Prepayments
Present value
Press release ()
Price
Price ramping
Price range
Price talk
Price/Earning ratio (P/E)
Price/Book value ratio
Primary debt
Prime rate
Principal
Priority Construction Treasury
[]
Private Banking
Private Equity
Private placement
Private Wealth Management
Privately negotiated options
Privately operated mines
Privatization
Promissory note
Promoter
Proprietary Network System (PNS)
Prospectus
Protective put
Provisional agreement
Proxy
PSE
Public filing
Public Listing
Public Relations ()
Public welfare fund ;
Publicity restriction
Purchasing Power Parity (PPP)
Pure play
Put option
/
Put writer
Putable bond
Pyramid selling
Q&A
QDII
Quasi-credit financings
Quasi money
Questionnaire
Quick ratio
Quoted company (= listed company)
Rally
Ramping
Random assignment
Rating
Rating Agency
Ratio of investments
Raw materials
Real Estate Investment Trust (REIT)
REIT
Real time
Realized interest rate
Recapitalization
Recognition of income
Recourse
Recovery
Recycling
Red chip
Red Herring
Redeem/redemption
Refinery
Registered securities
Registration statement
Registrar
REIT
/
REIT/REITs Real Estate Investment Trust/Trusts REITs
Repurchase agreement
Residual asset
Residual value
Resistance line
Restructuring
Resumption of trading
Retail players (= retail investors) /
Retail Price Index (RPI)
Retained earnings
Return on asset
Risk management
Risk premium
Risk rated ratio
ROA
Roadshow
[]
ROCE
Roller-coaster swap
[]
ROE
Round lots
RPI
Retail Price Index
RSI
Rule 144A
144A
(1933) 144A (QIB)
144A
3,500 QIB 144A
144A (ADR)
ADR
S&P
S&P 500 Index
500
Sales return
Samurai bonds
SEAQ ()
SEATS ()
SEC ( )
Second junior subordinated debenture
Second liner/second line stock
Secondary offering
Sector Fund
Secular
Secured debt
Securities
Securities and Futures Commission
()( )
Securities Exchange Commission ( )
Securities Exchange of Thailand
Securitization
Seed financing
Seed stage
[]
Sell short
Sell-side analyst
[]
Selling concession
[]
Senior debt
Separate listing
Settlement
Settlement risk
SFC
()( )
Shanghai Stock Exchange
Shareholders' Equity
Shareholder value
Shares
Sharpe Ratio
Shelf Company
Shelf registration
Shell company
Shenzhen Foreign Exchange Trading Centre
Shenzhen Stock Exchange
Short-term revolving letter
Short (position)
SIMEX
Singapore International Monetary Exchange
Singapore Stock Exchange
Singapore Straits Times Index
Sinking fund
Sino-foreign joint venture
Small Cap
SME
Soft currency
Soft landing []
Sovereign risk
Sovereign rate
Special stock
Spin-off
Sponsor
Spot market
Spot price
Spread ;
Sprint period
Stagflation
Staggering maturities
Stakeholder
Stall speed
Strangle
Strategic Investment
Strategic Investor
Strategic sale
Street price
Stressed securities
Strike price
Stripped securities
Structure-induced equilibrium
Structured bond
Structured financing
Structured note
/
/
/
/
Subordinated debt
Subordinated debt w/ revenue participation rights
Subpar
Sunk costs
[]
Supply and marketing cooperatives
Swap
Swaption
Syndicated loan
Synergy ;
Synthetic securities
T/T
Taiwan Weighted Stock Index
Take position
Taxable munis
Telegraphic Transfer
Tender bond /
Tenor
Term sheet
Terms of Reference
Third liner
[]
Tick size
Tight market
Time deposit
Time horizon
TMT
Top-up placing
Trough
Trustee deed
Turnover
Turnover ratio
Umbrella fund
UN United Nations
Unappropriated profits /
Unconditional and irrevocable letter of credit
Uncovered call
Uncovered option
Underlying
Underlying asset
Underwriter
Underwriting
[]
(Bookbuilding)
Bookbuilding
Underwriting syndicate
Undistributed profit
Unilateral/bilateral agreement /
Unit trust
Unitary board system
United Nations
Unregulated issuer
Upfront payment/fee
Uptick
US Financial Firm/Institution /
US GAAP
US Investment Bank
US Treasury
Use of proceeds
Useful life
/
User-friendly
User-pay principle
Utilization rate
Valuation
Value added tax
Value-at-risk
Value fund
Value investment
Vanilla bonds
Variable contribution
Vertical merger
Vertical spread
Very substantial acquisition
Veto power
Video conference
Volatility
WACC
Wages payable
Warrant
Wash sale
[]
Watch list
Weak holdings
Wealth management
Withdrawal Plan
Withholding tax
Won
Working capital
Workout []
World Bank
World Trade Organization (WTO)
WTO
X/B (Ex-bonus)
X/D (Ex-dividend)
X/R (Ex-rights)
X/W (Ex-warrants)
Xerox
Yankee bonds []
Year-end dividend
Yield
()
Yield curve
Zero coupon bonds