Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Vince Marotta
ABSTRACT In the final decades of the 20th century, issues such as identity,
Otherness and the role of social and cultural boundaries have been prominent
in social theory, sociology and cultural studies. In this context, an analysis of
Bauman’s work is important because it raises pertinent questions pertaining to
the nature of social and cultural boundaries and the nature of boundary con-
struction under modernity. The metaphors of inside and outside and the idea
of the boundary are significant in Bauman’s critique of modernity’s search for
a meta-order and in his examination of strangerhood. The article illustrates how
this ordering process manifests itself at the individual and societal levels of mod-
ernity. Bauman’s contention is that modernity’s search for a meta-order leads
to the construction of boundaries and to exclusionary practices. It is the
presence of the Third, for Bauman, which threatens the certainty of order.
Different images of the stranger in Bauman’s work are identified and the ways
in which Bauman’s conception of freedom and ‘community’ is intrinsically
linked to his work on the ambivalent stranger are demonstrated.
KEYWORDS freedom • identity • modernity • order • the stranger
make heavy demand on the composition of his writing’ (Nijhoff, 1998: 95).
For Nijhoff, the inconsistency in Bauman’s work is a positive trait, whereas
for others this inconsistency exposes the confusing and problematical nature
of some of Bauman’s ideas (Kellner, 1998: 78). This perceived inconsistency
– whether one interprets it as positive or negative – might exist because
Bauman draws on a variety of theoretical frameworks and writes on a broad
range of subjects which sometimes are not explicitly interrelated. At times
Bauman’s work draws on the critical Marxist tradition and the structural lin-
guistics of Saussure, especially as it is adopted by Lévi-Strauss. At other times
his work is informed by the first- (Adorno and Horkheimer) and second-
generation (Habermas) critical theorists, the ideas of Derrida and Foucault
and finally the theory of ethics as expressed in the work of Levinas and Jonas.
Juxtaposed with these diverse theoretical frameworks is Bauman’s interest in
a wide range of subjects such as class, culture, freedom, communism,
Marxism, Polish politics, modernity, the Holocaust, the stranger, hermeneu-
tics, postmodernity, death, consumerism, sex, the ‘new poor’, sociology, art,
religion, globalization and ethics. However, underlying Bauman’s apparent
‘inconsistency’ and ‘eclecticism’ are recurrent themes. These themes only
emerge when the whole of Bauman’s project is considered.
Underlying the diverse theoretical frameworks and the range of topics
are three specific ideas that bring consistency and predictability to his
thought. While it would be difficult to classify Bauman as a ‘systematic’ social
theorist, in the tradition of Habermas, Luhmann and Giddens, there is in his
work a theoretical framework that underlines his fragmented and diverse
project. This theoretical framework encompasses Bauman’s intellectual
interest in the ordering impulse, his use of the idea of strangerhood, and his
philosophical and political discussion of freedom.
Chaos and ambivalence, for Bauman, represent the true nature of the
modern social world. Bauman’s critique of modernity, therefore, represents
that modernity which was enthused by the rationalist stream of the Enlighten-
ment project. But the Enlightenment’s view of modernity is delusionary
because it did not reflect existing social reality. In contrast, Bauman’s con-
ception of the modern, a conception stripped of its delusions, encompasses
the contingent and ambivalent nature of modern life. We live in a world
where uncertainty and contingency constitute the very essence of the
modern, and it has only been certain groups – like les philosophes – and pro-
cesses, such as nationalism, that denied the fragmentary and fluid nature of
the modern condition. More recently, Bauman has distinguished the delu-
sionary and ‘authentic’ versions of the modern in terms of ‘solid’ and ‘fluid’
modernity (Bauman, 2000). Solid modernity refers to the belief that pre-
modern solids were not good enough and new and improved solids need to
replace them. Modernity’s urge to melt all that was solid ‘was the wish to
discover or invent solids – for a change – lasting solidity, a solidity which
one could trust and rely upon and which would make the world predictable
and therefore manageable’ (2000: 3). Bauman’s view that ‘solid’ modernity is
in a state of self-delusion is premised on the ambivalent relationship between
order and chaos. In contrast, ‘liquid’ or ‘fluid’ modernity does not set itself
the task of constructing a new and better order to replace the old defective
one. Bauman states that the ‘melting of solids’ is the permanent condition of
‘liquid modernity’ and ‘the liquidizing powers have moved from the “system”
to “society”, from “politics” to “life-politics” – or have descended from the
“macro” to the “micro” level of social cohabitation’ (2000: 7). Bauman
captures the dialectical nature of modernity, and with his notion of ‘solid’
and ‘liquid’ modernity, also alludes to the existence of ‘multiple modernities’
(Eisenstadt, 2000; Eisenstadt and Schluchter, 1998).
and enemy but the very principle of opposition. While at one level hybrid
strangers ‘unmask[s] the brittle artificiality of division’, at another level they
are also threatened by the very same order that they question. The discourse
of the stranger in Bauman’s work therefore demonstrates how the stranger
is used both to reinforce and question the boundaries between Self and
Other. Bauman adopts a sociological reading of strangerhood which argues
that estrangement and solidarity are mutually constitutive, a postmodern view
of strangeness that questions the very basis of this relationship and an exis-
tential view of strangerhood that describes a state of homelessness.
(Bauman, 1989b: 35). The Jews were just one estate or one caste among
many. They were set apart, but like others in premodern society the process
of being set apart in no way made them exceptional. Nonetheless, the Chris-
tian discourse on the stranger, according to Bauman, produced the ambiva-
lence of the ‘conceptual Jew’. The ‘conceptual Jew’ threatened the temporal
and spatial boundaries of Christianity and the new secular modern world.
The ‘conceptual Jew’ epitomizes, for the secular modern world, all that is
slimy and all that defies the order of things. For the modern gardening state,
the Jews ‘as strangers not only incarnate ambivalence but were predestined
for the role of the eponymous weed’ (Bauman, 1998b: 153). Bauman con-
cludes that for both the Christian Church, and the new secular agencies of
social integration, the ‘conceptual Jew’ ‘visualised the horrifying conse-
quences of boundary-transgressing, of not remaining fully in the fold, of any
conduct short of unconditional loyalty and unambiguous choice; he was the
prototype and arch-pattern of all non-conformity, heterodoxy, anomaly and
aberration’ (Bauman, 1989b: 39). The ‘conceptual Jew’ did not represent
another order, but chaos and devastation. The Jews, at least for those living
through the transition from traditional to modern society, ‘epitomized the
awesome scope of social upheaval and served as a vivid obtrusive reminder
of the erosion of old certainties’ (1989b: 45) in which the visual and symbolic
boundaries between Gentiles and Jews were dissolving. The Jews under
modernity were dissolving old certainties, but concomitantly from the
perspective of the gardening state, the Jews represented what modernity
despised and feared: ambivalence. The stranger represented through the idea
of the ‘conceptual Jew’ was in a paradoxical situation. Jews were modern but
not modern enough. They signified the modern experience where all that
was solid was melting into air, but they also questioned modernity’s need to
impose order and predictability on this fluid social world.
The ‘conceptual Jew’ can occupy what Bauman calls the ‘frontierland’,
an ambiguous border where ambiguity and contingency are ever present
(Bauman, 1973b: 131). The ‘frontierland’ of cultures, a space where strangers
comfortably reside, is ‘the territory in which boundaries are constantly obses-
sively drawn only to be continually violated and redrawn again and again’
(Bauman, 1999a: xlviii). It is in this ‘frontierland’ that interpretation/trans-
lation never ceases, for Bauman, and where dialogue between Self and Other
leaves both social actors altered. Bauman identifies a knowledge gap or the
state of strangeness that exists between Self and Other (Bauman, 1995a: 126)
and does not perceive the hermeneutical gap or the condition of strangeness
as a condition of ‘distorted communication’, a position which he previously
held (Bauman, 1978: 224, 241). Strangeness is now conceptualized as an
intrinsic feature of cross-cultural communication that should be valued for its
own sake rather than suppressed or transcended. It is only through engaging
with strangeness and hence ambivalence that we understand that ‘know-
ledge’ or intercultural communication is a never-ending process. If there is
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Bauman notes that part of the human condition is both the desire for
security, which we gain from living in a ‘community’, and the need for
autonomy. These two desires cannot be reconciled nor satisfied simul-
taneously (Bauman, 2001: 5). This mutual tension between freedom and com-
munity exists because ‘freedom without community means madness, while
community without freedom means serfdom’ (Bauman, 1995a: 127).
Bauman’s support for a particular type of freedom becomes increasingly
evident as he critically examines ‘solid’ modernity’s attempt to resolve this
paradox. As Satterwhite (1992: 40) has shown, Bauman’s passion for freedom
can be traced back to his role in Polish revisionism of the 1950s and 1960s.
Bauman was one of several Polish thinkers for whom communism and
freedom occupied a central place in the conceptual framework of Polish
revisionism.
Bauman explores three types of freedoms. First, freedom, for Bauman,
does not refer to an inherent free will, rather it refers to a relation: one cannot
have freedom without dependency because to be free is to aspire to escape
from a form of dependency (Bauman, 1988: 9, 15–16). Apart from this formal
definition, Bauman discusses another type of freedom, for example,
consumer freedom as it exists in late capitalist modernity. Unlike some post-
modernists who celebrate consumer society, Bauman is more critical of this
type of freedom. Although consumer capitalism produces a society that
provides greater choices, and an individual who is more self-assertive, this
comes at a cost because the contest over power is channelled towards the
consumer market. Consumer freedom does not destabilize the existing power
structures. In Bauman’s words, ‘reproduction of the capitalist system is there-
fore achieved through individual freedom and not through its repression’
(1988: 61). The third type of freedom that Bauman discusses is political or
public freedom, which can only be attained in a certain type of political
association where moral responsibility and difference thrive.
In the early 1990s Bauman notes that there is not much hope for the
political freedom that existed in the Greek polis to be realized in contem-
porary society (Cantell and Pedersen, 1992: 141); he is also rather pessimistic
about how we can move from tolerance to solidarity in a postmodern world
where there is either indifference or heterophobia directed at strangers (1992:
138). Although Bauman does not explicitly put forward a systematic proposal
of how solidarity can be attained, there are moments in his work where the
ideas of community, solidarity and consensus become more prominent.
Bauman’s political philosophy is informed by the classical republican
tradition as understood by Hannah Arendt, and lately by the work of Cas-
toriadis. Vetlesen (1997) argues that unlike Habermas, Arendt believes that
participation in ‘politics’ is important for the self-realization of individuals.
This conclusion is also consistent with Bauman’s conception of politics.
Drawing on Arendt’s work, Bauman (1988) argues that the consumer freedom
that prevails under late capitalism is an illusion because it is not an authentic
04 Marotta (jr/d) 7/11/02 3:03 PM Page 50
freedom. Therefore freedom, for both Arendt and Bauman, means freedom
to take part in public affairs, which Bauman calls ‘public freedom’. In this
sense ‘free consumers are poor’. The importance of public freedom and its
link to the classical republican view of politics is particularly evident in
Memories of Class (1982: 197), Freedom (1988), In Search of Politics (1999b)
and Liquid Modernity (2000). Bauman attempts to rescue the notion of ‘the
political’ from the economization of politics that began in the 1970s under
the idea of ‘corporatism’ (Bauman, 1982). He wants to de-economize the
political and replace the metaphor of the market with the idea of dialogue
that is central to the republican tradition (Vetlesen, 1997: 4).
In the 1970s Bauman draws on Habermas’ notion of communicative
rationality to theorize about the public realm or the body politic. In this
formulation a political community consists of open debate and negotiation
between equal groups without a structure of dominance distorting the com-
munication (Bauman, 1978: 243–5). In the 1990s Bauman utilizes John Rawls’
theory of an ‘overlapping consensus’ to argue that agreement can still be
reached when individuals, like those who used to meet in the public spaces
of the polis, take responsibility for their actions and accept differences.
Bauman maintains that ‘Whatever “overlapping consensus” there was’, for the
citizens of the Greek polis, ‘it was their common achievement, not the gift
they received – they made and made again that consensus as they met and
talked and argued’ (Bauman, 1995a: 284–5). In his most recent work Bauman
has been explicitly concerned with the disappearance of politics or the public
realm within postmodern consumer society. The realm of politics, for
Bauman, is where ‘private problems are translated into the language of public
issues and public solutions are sought, negotiated and agreed for private
troubles’ (Bauman, 2000: 39) and where genuine autonomy and capacity for
self-assertion is fostered (2000: 41).
Unlike the Greek polis, however, the political ‘community’ that Bauman
advocates is self-reflective, less homogeneous, more ambivalent, and sup-
posedly provides the conditions where individuals can be intimately con-
nected as autonomous, morally self-sustained citizens (Bauman, 1995a: 287).
Unlike the postulated communities of the neo-tribes in which ‘the air inside
would soon get stuffy and in the end oppressive’ (Bauman, 2001: 4),
Bauman’s political community attempts to foster moral responsibility rather
than suppress it. It is only through maintaining the identity of Others that the
diversity with which one’s own identity can thrive will be established. This
identity is not about exclusion because it is only by accepting and being
responsible for the Other that one’s ‘true’ identity is constituted. The dialec-
tical relationship between diversity and unity that leads Bauman to conclude
that an ‘overlapping consensus’ will allow differences to be transcended and
allow an ‘intimate connection’ based on a ‘common’ moral impulse that
accepts difference. Unlike the traditional sociological notion of community
where there is ‘no cognitive ambiguity, and so no behavioural ambivalence’
04 Marotta (jr/d) 7/11/02 3:03 PM Page 51
uncertainty are mixed with tolerance and moral responsibility towards the
Other (Bauman, 1999a: I–Ii). This postmodern political community, claims
Bauman, reflects our shared experience in everyday life where we talk to
each other and successfully negotiate ‘mutually satisfactory solutions to joint
problems’ (1999a: Iii). It is within this ‘political autonomous community’ that
the sociological stranger with all its ambivalent connotations finds a home.
CONCLUSIONS
The condition of strangeness, and our relationship to the stranger,
allows Bauman to expose the universal and totalitarian tendencies of ‘solid’
modernity, to illuminate the ambivalence and contingency of postmodernity
or ‘liquid’ modernity, to conceptualize the human condition as moral and
ambivalent, and to expose the dark side of modernity. However, Bauman’s
use and conceptualization of the stranger shows us what is possible. Bauman
implies that ambivalence provides the possibility or the means with which
we seek freedom, especially for the excluded, and extend responsibility to
the weak and marginalized. Bauman does not treat ambivalence as an ethic,
but as a condition in which we live.
This ambivalent condition is found in both modern and postmodern
strangers. While modernity tries to marginalize or destroy hybrid strangers, it
actually depends on these individuals to constitute itself. Bauman has shown
that modernity’s will-to-order is both threatened by the cultural Other but is
dependent on them for its identity. Postmodern strangers, especially the new
poor, have taken over the role that the Jews had played under modernity. In
a period where ambivalence and contingency define contemporary society,
the desire for order, the desire to establish identity through difference, has
not waned. The constitution of the human condition, for Bauman, is intrin-
sically connected to strangerhood. We desire both security and freedom, com-
munity and individualism, and it is through these ambivalent feelings that
modern and postmodern strangers become paramount to our sense of
comfort or fear. This paradox can never be resolved and, for Bauman, any
attempt to resolve it has tragic consequences. Rather than resolve this
paradox we need to live with it in a more humane way. Bauman argues that
it is possible to live with the tension between order, strangerhood and
freedom when we accept our moral condition. While we can never move
beyond this tension, we should never lose sight of our moral responsibility
towards those who are ‘strange’. It is only by accepting this tension as part
of the human condition that we come to accept the universal nature of
strangerhood.
04 Marotta (jr/d) 7/11/02 3:03 PM Page 53
Vince Marotta teaches sociology at Deakin University, Australia and has just
completed his dissertation on the relationship between modernity, sociology and mar-
ginality. [email: marotta@deakin.edu.au].
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