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2D Analysis - Simplified Methods

Sunday, August 14, 2011


3:32 PM

Reading Assignment
Lecture Notes
Pp. 423 - 449 Kramer
Pp. 286-290 Kramer - Shear Beam Approach
Makdisi-Seed Analysis (EERC).pdf
Bray and Travasarou - 2007
Other Materials
None

Homework Assignment #2
1. Given the attached embankment properties and the attached shear modulus
reduction and damping curve and the attached acceleration response spectra,
determine the maximum crest acceleration (g) of the embankment (30 points)
2. For the information in problem 1, make a plot of embankment displacement, U
in meters, as a function of yield acceleration, ky, for a M = 7.5 earthquake. In
constructing this plot, assume that the bottom of the critical failure circle is
found at the toe of the embankment (10 points).
3. If the yield acceleration, ky, for the above embankment is 0.1 g, calculate the
amount of deformation that is expected using the information given in problem
2 (5 points).

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 1

2D Analysis (cont.)
Sunday, August 14, 2011
3:32 PM

Homework inputs

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 2

2D Analysis (cont.)
Sunday, August 14, 2011
3:32 PM

Homework inputs

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 3

2D Analysis (cont.)
Sunday, August 14, 2011
3:32 PM

Homework inputs

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 4

2-D Seismic Embankment and Slope Assessment and Stability


Wednesday, August 17, 2011
12:45 PM

Lower San Fernando Dam - 1971 San Fernando Valley Earthquake, Ca.
Main Issues in Seismic Assessment of Earthen Embankments and Dam:
Stability: Is embankment stable during and after earthquake?
Deformation: How much deformation will occur in the embankment?

Two general types of analyses needed to answer these questions:


2D Dynamic Response Analysis
2D Deformation Analysis
In some approaches, these two analyses are coupled.

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 5

General Types of 2D Seismic Analysis


Sunday, August 14, 2011
3:32 PM

Pseudostatic Analysis (Stability)


Newmark Sliding Block Analysis (Deformation)
Makdisi and Seed (1978) used average accelerations computed by the
procedure of Chopra (1966) and sliding block analysis to compute
earthquake-induced deformations of earth dams and embankments.
Numerically Based Analysis (Deformation)
FEM
Quake/W
Plaxis
FDM
FLAC

This course will focus on Pseudostatic and Newmark Sliding Block Analyses using
the Makdisi-Seed (1978) Method

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 6

Liquefaction Effects
Wednesday, August 17, 2011
12:45 PM

from:

If the embankment and foundation materials are not susceptible to


liquefaction or strength reduction due to earthquake shaking, then the
embankment will generally he stable and no catastrophic failure is expected
(Seed, 1979).
However, if the embankment or/and foundation comprise liquefiable
materials, it may experience flow failure depending on post-earthquake factor
of safety against instability (FOSpe).
For high initial driving stress (steep geometry), the FOS will likely be much less
than unity, and flow failure may occur, as depicted by strain path A-B-C.
Example of this is the failure of the Lower San Fernando Dam.
In this lecture we will not address the effects of liquefaction on embankment
stability. This will be discussed later in this course.

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 7

Pseudostatic Analysis
Sunday, August 14, 2011
3:32 PM

Pseudostaic apply a static (non-varying) force the centroid of mass to


represent the dynamic earthquake force.
Fh = ah W / g = kh W
Fv = av W/ g = kv W (often ignored)

Guidance on the Selection of Kh

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 8

Pseudostatic Analysis (cont.)


Sunday, August 14, 2011
3:32 PM

Recommendations for implementation of pseudostatic analysis (Bartlett)


General comment: The pseudostatic technique is dated and should only be
used for screening purposes. More elaborate techniques are generally
warranted and are rather easy to do with modern computing software.

Limitations of Pseudostatic Technique


Representation of the complex, transient, dynamics of earthquake shaking by
a single, constant, unidirectional pseudostatic acceleration is quite crude.
Method has been shown to be unreliable for soils with significant pore
pressure buildup during cycling (i.e., not valid for liquefaction).
Some dams have failed with F.S. > 1 from the pseudostatic technique
Cannot predict deformation.
Is only a relative index of slope stability

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 9

Pseudostatic Analysis - Example


Sunday, August 14, 2011
3:32 PM

Example Geometry

Example Soil Properties


Layer
(lb/ft3) E (kPa)

(top to
(kN/m3)
bottom)

K (kPa)

G (kPa)

c (kPa)

Ko

15.72

100

100000

0.37

128,205

36,496

24.37

0.5873

150.9

16.51

105

100000

0.37

128,205

36,496

24.37

0.5873

147.3

17.29

110

150000

0.35

166,667

55,556

27.49

0.5385

177.5

18.08

115

200000

0.3

166,667

76,923

34.85

0.4286

204.3

18.08

115

250000

0.3

208,333

96,154

34.85

0.4286

228.4

emban

21.22

135

300000

0.3

250,000

115,385

34.85

0.4286

230.9

Pasted from <file:///C:\Users\sfbartlett\Documents\GeoSlope\miscdynamic1.xls>

E = Young's Modulus
= Poisson's ratio
K = Bulk modulus
G = Shear Modulus
= drained friction angle
c = cohesion
Ko = at-rest earth pressure coefficent
Vs = shear wave velocity

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 10

Vs (m/s)

Pseudostatic Analysis - Example


Sunday, August 14, 2011
3:32 PM

Pseudostatic Results

FS = 1.252 (static with no seismic coefficient, K h)

The analysis has been repeated by selecting only the critical circle. To do this,
only one radius point. This result can then be used with a Kh value to determine
the factor of safety, FS.

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 11

Pseudostatic Analysis - Example


Sunday, August 14, 2011
3:32 PM

Acceleration time history


0.6
0.5

Acceleration [g]

0.4
0.3
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
0

8
9
Time [sec]

10

11

12

13

14

15

Response Spectrum for acceleration time history


1.4
1.35
1.3
Damp. 5.0%

1.25
1.2
1.15
1.1
1.05
1
0.95
Response Acceleration [g]

0.9
0.85
0.8
0.75
0.7
0.65
0.6
0.55
0.5
0.45
0.4
0.35
0.3
0.25
0.2
0.15
0.1
0.05
0
0

2
Period [sec]

pga = 0.6 g
Kh = 0.5 * pga
ah = 0.3 g (This is applied in the software as a horizontal acceleration).

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 12

16

Pseudostatic Analysis - Example


Sunday, August 14, 2011
3:32 PM

Reduce shear strength in stability model for all saturated soils to 80 percent of
peak strength as recommended by the Army Corp of Engineers. This is to account
for pore pressure generation during cycling of non-liquefiable soils. (See table
below.) (If liquefaction is expected, this method is not appropriate.)
Layer
(lb/ft3) E (kPa)

3
(top to
(kN/m )
bottom)

K (kPa)

G (kPa)

Tan

80
percent
Tan

15.72

100

100000

0.37

128,205

36,496

24.37

0.4530

0.3624

19.92

16.51

105

100000

0.37

128,205

36,496

24.37

0.4530

0.3624

19.92

17.29

110

150000

0.35

166,667

55,556

27.49

0.5203

0.4162

22.60

18.08

115

200000

0.3

166,667

76,923

34.85

0.6963

0.5571

29.12

18.08

115

250000

0.3

208,333

96,154

34.85

0.6963

0.5571

29.12

embank

21.22

135

300000

0.3

250,000

115,385

34.85

0.6963

0.5571

29.12

New
phi
angle
for
analysis

Pasted from <file:///C:\Users\sfbartlett\Documents\GeoSlope\miscdynamic1.xls>

The analysis is redone with Kh = 0.3 and reduced shear strength (see below).

35 0.651
24
29
32

31

23
91
81
71
61
51
41
31
21
11
1

92
82
72
62
52
42
32
22
12
2

93
83
73
63
53
43
33
23
13
3

94
84
74
64
54
44
34
24
14
4

36

25

27

120
118

117
109

1
2
3
4
5
6
7
8
9
10

127
122

102
96
86
76
66
56
46
36
26
16
6

142

140

136

134

11

129
123

116
110
103
97
87
77
67
57
47
37
27
17
7

148

146

133

132
126
121

154

152

151
145
139

144
138

131
125

108
101
95
85
75
65
55
45
35
25
15
5

150

149
143
137

30

33
34
2
6
8
10
12
14
16
18
20
22
1

28

115
111
104
98
88
78
68
58
48
38
28
18
8

130
124
114
112
105
99
89
79
69
59
49
39
29
19
9

26
153
147
141
135
128
119
113
107
106
100
90
80
70
60
50
40
30
20
10

3
5
7
9
11
13
15
17
19
21
4

The resulting factor of safety is 0.651 (too low). Deformation is expected for this
system and should be calculated using deformation analysis (e.g., Newmark,
Makdisi-Seed, FEM, FDM methods.)

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 13

Newmark Sliding Block Analysis


Sunday, August 14, 2011
3:32 PM

Pasted from
<http://pubs.usgs.gov/of/1998/ofr-98-113/
ofr98-113.html>

Newmarks method treats the mass as a rigid-plastic body; that is, the
mass does not deform internally, experiences no permanent
displacement at accelerations below the critical or yield level, and
deforms plastically along a discrete basal shear surface when the critical
acceleration is exceeded. Thus, for slope stability, Newmarks method is
best applied to translational block slides and rotational slumps. Other
limiting assumptions commonly are imposed for simplicity but are not
required by the analysis (Jibson, TRR 1411).
1. The static and dynamic shearing resistance of the soil are assumed to
be the same. (This is not strictly true due to strain rate effects
2. In some soils, the effects of dynamic pore pressure are neglected. This
assumption generally is valid for compacted or overconsolidated clays
and very dense or dry sands. This is not valid for loose sands or normally
consolidated, or sensitive soils.
3. The critical acceleration is not strain dependent and thus remains
constant throughout the analysis.
4. The upslope resistance to sliding is taken to be infinitely large such that
upslope displacement is prohibited. (Jibson, TRR 1411)
Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 14

Newmark Sliding Block Analysis (cont.)


Sunday, August 14, 2011
3:32 PM

Steps
1. Perform a slope stability analysis with a limit equilibrium method and find the
critical slip surface (i.e., surface with the lowest factor of safety) for the given soil
conditions with no horizontal acceleration present in the model.
2. Determine the yield acceleration for the critical slip circle found in step 1 by
applying a horizontal force in the outward direction on the failure mass until a
factor of safety of 1 is reached for this surface. This is called the yield
acceleration.
3. Develop a 2D ground response model and complete 2D response analysis for the
particular geometry. Use this 2D ground response analysis to calculate average
horizontal acceleration in potential slide mass.
4. Consider horizontal displacement is possible for each time interval where the
horizontal acceleration exceeds the yield acceleration (see previous page).
5. Integrate the velocity and displacement time history for each interval where the
horizontal acceleration exceeds the yield acceleration (see previous page).

The following approach is implemented using the QUAKE/WTM and SLOPE/WTM.

Acceleration vs. time at base of slope from 2D response analysis in Quake/W.


Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 15

Newmark Sliding Block Analysis (cont.)


Sunday, August 14, 2011
3:32 PM

Analysis perfromed using shear strength = 100 percent of peak value for all soils
(i.e., no shear strength loss during cycling).

35 1.530
24
29
32

31

92
82
72
62
52
42
32
22
12
2

93
83
73
63
53
43
33
23
13
3

94
84
74
64
54
44
34
24
14
4

36

137

108

109

1
2
3
4
5
6
7
8
9
10

127
122

126
121
117
102
96
86
76
66
56
46
36
26
16
6

111

Factor of Safety

1.8

1.6

1.4

1.2

1.0
10

130
124
114
112
105
99
89
79
69
59
49
39
29
19
9

26
153
147
141
135
128
119
113
107
106
100
90
80
70
60
50
40
30
20
10

3
5
7
9
11
13
15
17
19
21
4

Note that critical


circle is obtained
from the
pseudostatic
analysis

2.0

129
123

104
98
88
78
68
58
48
38
28
18
8

Factor of Safety vs. Time

136

134

11

115

110

142

140

116
103
97
87
77
67
57
47
37
27
17
7

148

146

133

132

131
125

154

152

151
145
139

144
138

143

120

101
95
85
75
65
55
45
35
25
15
5

150

149

118

34
23
91
81
71
61
51
41
31
21
11
1

25

27

30

33
2
6
8
10
12
14
16
18
20
22
1

28

15

Time

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 16

20

Newmark Sliding Block Analysis (cont.)


Sunday, August 14, 2011
3:32 PM

Analysis repeated using shear strength = 80 percent of peak value for all soils to
account for some pore pressure generation during cycling.

35 1.365
24
29
32

31

23
91
81
71
61
51
41
31
21
11
1

92
82
72
62
52
42
32
22
12
2

93
83
73
63
53
43
33
23
13
3

94
84
74
64
54
44
34
24
14
4

36

25

27

149
143
137

30

131
125
120

33

118

34
2
6
8
10
12
14
16
18
20
22
1

28

108
101
95
85
75
65
55
45
35
25
15
5

109
102
96
86
76
66
56
46
36
26
16
6

1
2
3
4
5
6
7
8
9
10

150

110
103
97
87
77
67
57
47
37
27
17
7

1.8

Factor of Safety

1.6

1.4

1.2

1.0
0

10

15

Time

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 17

146
140
134
129
123
115

11

111
104
98
88
78
68
58
48
38
28
18
8

Factor of Safety vs. Time

20

154

152

151
145
139
133
127
122
116

144
138
132
126
121
117

148
142
136
130
124
114
112
105
99
89
79
69
59
49
39
29
19
9

26
153
147
141
135
128
119
113
107
106
100
90
80
70
60
50
40
30
20
10

3
5
7
9
11
13
15
17
19
21
4

Newmark Sliding Block Analysis (cont.)


Sunday, August 14, 2011
3:32 PM

Analysis repeated using shear strength in layer 1 equal to 5 kPa (100 psf) to
represent a very soft clay.

35 0.944
24
29
32

31

23
91
81
71
61
51
41
31
21
11
1

92
82
72
62
52
42
32
22
12
2

93
83
73
63
53
43
33
23
13
3

Factor of Safety vs. Time

94
84
74
64
54
44
34
24
14
4

36

25

27

150

149

118

117

108
101
95
85
75
65
55
45
35
25
15
5

109

1
2
3
4
5
6
7
8
9
10

127
122

126
121

102
96
86
76
66
56
46
36
26
16
6

142

140

136

134

11

129
123

116
110
103
97
87
77
67
57
47
37
27
17
7

148

146

133

132

131
125
120

154

152

151
145
139

144
138

143
137

30

33
34
2
6
8
10
12
14
16
18
20
22
1

28

115
111
104
98
88
78
68
58
48
38
28
18
8

130
124
114
112
105
99
89
79
69
59
49
39
29
19
9

26
153
147
141
135
128
119
113
107
106
100
90
80
70
60
50
40
30
20
10

3
5
7
9
11
13
15
17
19
21
4

1.2

Note FS < 1 for a


significant part of the
time history.

1.0

0.9

0.8
0

10

15

20

Time

Deformation vs. Time


2.5

2.0

Deformation

Factor of Safety

1.1

Note that more than 2 m of


displacement have
accumulated.

1.5

1.0

0.5

0.0
0

10

15

20

Time

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 18

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 19

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 20

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 21

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Eq. 1

Eq. 2

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 22

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Eq. 3

Eq. 3a

Eq. 4
Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 23

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Eq. 5

Eq. 6

Eq. 7a
Eq. 7b
Eq. 7c

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 24

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Eq. 8

Eq. 9

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 25

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 26

Makdisi - Seed Analysis - Crest Accelerati


Sunday, August 14, 2011
3:32 PM

Eq. 10

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 27

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 28

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 29

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 30

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 31

Makdisi - Seed Analysis - Crest Acceleration


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 32

Makdisi - Seed Analysis - Deformations


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 33

Makdisi - Seed Analysis - Deformations


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 34

Makdisi - Seed Analysis - Deformations


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 35

Makdisi - Seed Analysis - Deformations


Sunday, August 14, 2011
3:32 PM

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 36

Makdisi - Seed Analysis - Deformations


Sunday, August 14, 2011
3:32 PM

Better chart for previous page

Exponent

Interpolation on semi-log plot

If U/kh(max)gT is halfway between 0.01 and 0.1, then the exponent value for this
number is -1.5 (see red arrow on graph above). This can be converted back by 1 x
10-1.5 which is equal to 3.16 x 10-2.

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 37

Makdisi - Seed Analysis - Example


Sunday, August 14, 2011
3:32 PM

Example

Values in red must be adjusted until convergence


Is obtained

Design Spectra

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 38

Makdisi - Seed Analysis - Example


Sunday, August 14, 2011
3:32 PM

Shear modulus reduction and damping curves

Calculations

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 39

Makdisi - Seed Analysis - Example


Sunday, August 14, 2011
3:32 PM

Calculations (cont.)

Charts for deformation analysis


Z = depth to
base of
potential
failure plane
(i.e., critical
circle from
pseudostatic
analysis)

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 40

Makdisi - Seed Analysis - Example


Sunday, August 14, 2011
3:32 PM

(See regression equations on next page for M7.5 and M6.5 events

Steven F. Bartlett, 2011

2D Analysis - Simplified Methods Page 41

Makdisi - Seed Analysis - Example


Sunday, August 14, 2011
3:32 PM

U / (kh max*g*T1)

Deformation versus ky/kymax curve for M = 7.5

2.00
1.80
1.60
1.40
1.20
1.00
0.80
0.60
0.40
0.20
0.00

y = 1.7531e-8.401x
R = 0.988

0.2

0.4

0.6

0.8

ky/khmax

Deformation versus ky/kymax curve for M = 6.5

0.80

U / (khmax*g*T1)

0.70

y = 0.7469e-7.753x
R = 0.9613

0.60
0.50
0.40
0.30

0.20
0.10
0.00
0

0.2

0.4

0.6
ky/khmax

2D Analysis - Simplified Methods Page 42

0.8

Blank
Sunday, August 14, 2011
3:32 PM

2D Analysis - Simplified Methods Page 43

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