Audit Plan

Organization:

CORPORACIN DORE TRADING S.A.C.

COMPAIA REFINADORA DEL PACIFICO S.A.C.

Address:

Los Telares 141 Urb. Vulcano - Ate. Lima Per.

Visit Number:

02

Visit Due by Date:

Lead Auditor:
Team Member(s):
Standard(s):
Audit Language:
Audit Scope:

For auditor information only

Rossana Rodrguez (RR)
Luis Wong (LW) Auditor.
ISO 9001:2008, ISO14001:2004, OHSAS18001:2007
Espaol
Produccin y Comercializacin de Oro, Plata y Sus Derivados.

Actual Visit Date:

17 y 18 de
Marzo 2014

Exclusiones ISO 9001: 7.3, 7.5.2, 7.5.4

Audit objectives: To confirm that the management system has been established and implemented in
accordance with the requirements of the audit standard.
Date

Time

Auditor

Area / Department / Process / Function

17.03

08:45

Todos

Reunin de apertura

09:00

RR

Produccin

Key Contact

ISO 9001: 6.3, 6.4, 7.1, 7.5.1, 7.5.3, 8.2.3, 8.2.4,

8.3, 8.4, 8.5
ISO 14001 y OHSAS 18001: 4.3.1, 4.3.3, 4.4.6,
4.4.7, 4.4.2
(Cierre de NC Menor 1/7, 7/7)
09:00

12:00

LW

Sistema Integrado de Gestin

RR

(Cierre de NC Menor 1/7, 2/7, 3/7, 6/7, 7/7)

ISO 9001: 4.1, 4.2, 5.3, 5.4, 8.1, 8.2.2, 8.3, 8.4, 8.5
ISO 14001 y OHSAS 18001: 4.1, 4.3.1, 4.3.3, 4.4.4,
4.5.1, 4.4.5, 4.5.3, 4.5.4, 4.5.5
Sistemas
ISO 9001: 4.2.4, 6.3, 8.2.3
ISO 14001 y OHSAS 18001: 4.3.1, 4.4.64.5.4

13:00

Almuerzo

14:00

LW

Sistema Integrado de Gestin - Contina

14:00

RR

Laboratorio
ISO 9001: 7.4.3, 7.5.1, 7.5.3, 7.6, 8.2.3, 8.2.4, 8.3,
8.4, 8.5
ISO 14001 y OHSAS 18001: 4.3.1, 4.4.6, 4.4.7,
4.4.2

15:00

AC

(Cierre de NC Menor 1/7, 7/7)

Identificacin
Legales

Evaluacin

de

Requisitos

(Cierre de NC Menor 5/7)

ISO 14001 y OHSAS 18001: 4.3.2, 4.5.2, 4.5.3

Job / Cert. n:
Document:

PE/LIM/ 210767
305752040.doc

Visit Type: Seguimiento

Issue n:
4

Visit n:
Page n:

02
1 of 2

Date

18.03

Time

Auditor

Area / Department / Process / Function

17:00

Todos

Breve reunin para

cliente.

09:00

RR

Almacn de Materia Prima, Insumos

ISO 9001: 7.4.3, 7.5.5, 8.2.3, 8.3, 8.4, 8.5
ISO 14001 y OHSAS 18001: 4.3.1, 4.4.6, 4.4.7

11:00

RR

Recursos Humanos y Servicio Mdico

informar

hallazgos

Key Contact
al

Comunicacin, Participacin y Consulta

(Cierre de NC Menor 4/7)
ISO 9001: 6.2, 8.2.3
ISO 14001 y OHSAS 18001: 4.4.1, 4.4.2, 4.4.3,
4.5.1
Almuerzo

13:00
14:00

RR

Recursos
Contina

15:00

RR

Gestin de la Direccin
ISO 9001: 5.1, 5.2, 5.3, 5.4, 5.5, 5.6, 6.1, 8.4, 8.5
ISO 14001 y OHSAS 18001: 4.2, 4.3.3, 4.4.1,
4.5.3, 4.6

16:00
Todos

Humanos

Servicio

Tiempo auditor: Revisin

redaccin del informe
Reunin de cierre

de

Mdico

hallazgos

Notes to Client:

Times are approximate and will be confirmed at the opening meeting prior to commencement of the audit.

SGS auditors reserve the right to change or add to the elements listed before or during the audit depending on the results of on-site
investigation.

A private place for preparation, review and conferencing is requested for the auditors use.

Please provide a light working lunch on-site each audit day.

Your contract with SGS is an integral part of this audit plan and details confidentiality arrangements, audit scope, information on follow
up activities and any special reporting requirements.

Job / Cert. n:
Document:

PE/LIM/ 210767
305752040.doc

Visit Type: Seguimiento

Issue n:
4

Visit n:
Page n:

02
2 of 2