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A35931-35984 - Rite
A35931-35984 - Rite
207
I.
Disposiciones generales
MINISTERIO DE LA PRESIDENCIA
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Las medidas que este reglamento contempla presentan una clara dimensin ambiental. Por un lado, contribuyen a la mejora de la calidad del aire en nuestras ciudades
y, por otro, aaden elementos en la lucha contra el cambio climtico. En el primer caso, se tiene en cuenta que los
productos de la combustin son crticos para la salud y el
entorno de los ciudadanos. Por eso, ahora se prev la
obligatoriedad de la evacuacin por cubierta de esos productos en todos los edificios de nueva construccin. Tambin se fomenta la instalacin de calderas que permitan
reducir las emisiones de xidos de nitrgeno y otros contaminantes, lo que supondr una mejora en la calidad del
aire de las ciudades. Asimismo, la contribucin a la reduccin de NOx debe facilitar el cumplimiento de compromisos ratificados por Espaa, tanto internacionales (especialmente el Convenio de Ginebra sobre la contaminacin
transfronteriza a larga distancia) como comunitarios (en
particular, la Directiva de Techos Nacionales de Emisin).
Por otra parte, la Ley 38/1999, de 5 de noviembre, de
Ordenacin de la Edificacin, establece dentro de los
requisitos bsicos de la edificacin relativos a la habitabilidad el de ahorro de energa. El cumplimiento de estos
requisitos se realizar reglamentariamente a travs del
Cdigo Tcnico de la Edificacin que es el marco normativo que establece las exigencias bsicas de calidad de
los edificios y sus instalaciones. Dentro de las exigencias
bsicas de ahorro de energa se establece la referida al
rendimiento de las instalaciones trmicas cuyo desarrollo se remite al reglamento objeto de este real decreto.
Asimismo, mediante la norma que se aprueba se
transpone parcialmente la Directiva 2002/91/CE, de 16 de
diciembre, relativa a la eficiencia energtica de los edificios, fijando los requisitos mnimos de eficiencia energtica que deben cumplir las instalaciones trmicas de los
edificios nuevos y existentes y un procedimiento de inspeccin peridica de calderas y de los sistemas de aire
acondicionado.
Por razones de rendimiento energtico, medioambientales y de seguridad se establece una fecha lmite
para la instalacin en el mercado espaol de calderas por
debajo de un rendimiento energtico mnimo y se prohbe la utilizacin de combustibles slidos de origen fsil.
Ambas medidas tendrn una repercusin energtica
importante al estar destinadas al sector de edificios y en
particular al de viviendas.
En la tramitacin de este real decreto se han cumplido
los trmites establecidos en la Ley 50/1997, de 27 de
noviembre, del Gobierno y en el Real Decreto 1337/1999,
de 31 de julio, por el que se regula la remisin de informacin en materia de normas y reglamentaciones tcnicas y
de las reglas relativas a los servicios de la sociedad de la
informacin, en aplicacin de la Directiva 98/34/CE del
Parlamento Europeo y del Consejo, de 28 de marzo. Adems se ha odo a las Comunidades Autnomas a travs
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Derogacin normativa.
ANEXO
Reglamento de Instalaciones Trmicas en los Edificios
(RITE)
NDICE
PARTE I.
Captulo I.
Artculo 1.
Artculo 2.
Artculo 3.
Artculo 4.
Artculo 5.
Artculo 6.
Artculo 7.
Artculo 8.
Artculo 9.
Captulo II.
DISPOSICIONES GENERALES
Disposiciones generales.
Objeto.
mbito de aplicacin.
Responsabilidad de su aplicacin.
Contenido del RITE.
Remisin a normas.
Documentos reconocidos.
Registro general del RITE.
Otra reglamentacin aplicable.
Trminos y definiciones.
Exigencias tcnicas.
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Captulo VII.
Artculo 29
Artculo 30.
Artculo 31.
energtica.
Artculo 32.
Artculo 33.
ciones.
Inspeccin.
Generalidades.
Inspecciones iniciales.
Inspecciones peridicas de eficiencia
Calificacin de las instalaciones.
Clasificacin de defectos de las instala-
INSTRUCCIONES TCNICAS
IT 1. Diseo y dimensionado.
IT 1.1 Exigencia de bienestar e higiene.
IT 1.1.1 mbito de aplicacin.
IT 1.1.2 Procedimiento de verificacin.
IT 1.1.3 Documentacin justificativa.
IT 1.1.4 Caracterizacin y cuantificacin de las exigencias.
IT 1.1.4.1 Exigencia de calidad trmica del ambiente.
IT 1.1.4.2 Exigencia de calidad del aire interior.
IT 1.1.4.3 Exigencia de higiene.
IT 1.1.4.4 Exigencia de calidad del ambiente acstico.
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IT 1.3.4.3
IT 1.3.4.4
IT 2 Montaje.
IT 2.1 Generalidades.
IT 2.2 Pruebas.
IT 2.2.1 Equipos.
IT 2.2.2 Pruebas de estanquidad de redes de tuberas
de agua.
IT 2.2.3 Pruebas de estanquidad de los circuitos frigorficos.
IT 2.2.4 Pruebas de libre dilatacin.
IT 2.2.5 Pruebas de recepcin de redes de conductos
de aire.
IT 2.2.6 Pruebas de estanquidad de chimeneas.
IT 2.2.7 Pruebas finales.
IT 2.3 Ajuste y equilibrado.
IT 2.3.1 Generalidades.
IT 2.3.2 Sistemas de distribucin y difusin de aire.
IT 2.3.3 Sistemas de distribucin de agua.
IT 2.3.4 Control automtico.
IT 2.4
IT 3.
IT 3.1
IT 3.2
micas.
IT 3.3
IT 3.4
IT 3.5
IT 3.6
IT 3.7
Eficiencia energtica.
Mantenimiento y uso.
Generalidades.
Mantenimiento y uso de las instalaciones trPrograma de mantenimiento preventivo.
Programa de gestin energtica.
Instrucciones de seguridad.
Instrucciones de manejo y maniobra.
Instrucciones de funcionamiento.
IT 4. Inspeccin.
IT 4.1 Generalidades.
IT 4.2 Inspecciones peridicas de eficiencia energtica.
IT 4.3 Periodicidad de las inspecciones de eficiencia
energtica.
Apndice 1. Trminos y definiciones.
Apndice 2. Normas de referencia.
Apndice 3. Conocimientos de instalaciones trmicas en edificios.
PARTE I
Disposiciones generales
CAPTULO I
Disposiciones generales
Artculo 1. Objeto.
El Reglamento de Instalaciones Trmicas en los Edificios, en adelante RITE, tiene por objeto establecer las
exigencias de eficiencia energtica y seguridad que deben
cumplir las instalaciones trmicas en los edificios destinadas a atender la demanda de bienestar e higiene de las
personas, durante su diseo y dimensionado, ejecucin,
mantenimiento y uso, as como determinar los procedimientos que permitan acreditar su cumplimiento.
Artculo 2. mbito de aplicacin.
1. A efectos de la aplicacin del RITE se considerarn
como instalaciones trmicas las instalaciones fijas de climatizacin (calefaccin, refrigeracin y ventilacin) y de
produccin de agua caliente sanitaria, destinadas a atender la demanda de bienestar trmico e higiene de las
personas.
2. El RITE se aplicar a las instalaciones trmicas en
los edificios de nueva construccin y a las instalaciones
trmicas en los edificios construidos, en lo relativo a su
reforma, mantenimiento, uso e inspeccin, con las limitaciones que en el mismo se determinan.
3. Se entender por reforma de una instalacin trmica todo cambio que se efecte en ella y que suponga
una modificacin del proyecto o memoria tcnica con el
que fue ejecutada y registrada. En tal sentido, se consideran reformas las que estn comprendidas en alguno de
los siguientes casos:
a) La incorporacin de nuevos subsistemas de climatizacin o de produccin de agua caliente sanitaria o la
modificacin de los existentes;
b) La sustitucin por otro de diferentes caractersticas o ampliacin del nmero de equipos generadores de
calor o de fro;
c) El cambio del tipo de energa utilizada o la incorporacin de energas renovables;
d) El cambio de uso previsto del edificio.
4. No ser de aplicacin el RITE a las instalaciones
trmicas de procesos industriales, agrcolas o de otro
tipo, en la parte que no est destinada a atender la
demanda de bienestar trmico e higiene de las personas.
Artculo 3.
Responsabilidad de su aplicacin.
Remisin a normas.
Documentos reconocidos.
1. Con el fin de facilitar el cumplimiento de las exigencias del RITE, se crean los denominados documentos
reconocidos del RITE, que se definen como documentos
tcnicos sin carcter reglamentario, que cuenten con el
reconocimiento conjunto del Ministerio de Industria,
Turismo y Comercio y del Ministerio de Vivienda.
2. Los documentos reconocidos podrn tener el contenido siguiente:
a) especificaciones, guas tcnicas o cdigos de
buena prctica que incluyan procedimientos de diseo,
dimensionado, montaje, mantenimiento, uso o inspeccin de las instalaciones trmicas;
b) mtodos de evaluacin, modelos de soluciones,
programas informticos y datos estadsticos sobre las
instalaciones trmicas;
c) guas de aplicacin con criterios que faciliten la
aplicacin tcnico-administrativa del RITE;
d) cualquier otro documento que facilite la aplicacin del RITE, excluidos los que se refieran a la utilizacin
de un producto o sistema particular o bajo patente.
Artculo 7. Registro general de documentos reconocidos
para el RITE.
1. Se crea en el Ministerio de Industria, Turismo y
Comercio y adscrito a la Secretaria General de Energa, el
Registro general de documentos reconocidos para el
RITE, que tendr carcter pblico e informativo.
2. El funcionamiento de dicho registro ser atendido
con los medios personales y materiales de la Secretaria
General de Energa del Ministerio de Industria, Turismo y
Comercio.
Artculo 8.
Las instalaciones objeto del RITE deben cumplir, asimismo, con los dems reglamentos que estn vigentes y
que le sean de aplicacin.
Artculo 9.
Trminos y definiciones.
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Comercio que sea parte contratante del Espacio Econmico Europeo, o de Turqua que cumplan lo exigido en el
apartado 2 de este artculo.
CAPTULO IV
Condiciones para la ejecucin de las instalaciones
trmicas
Artculo 19. Generalidades.
1. La ejecucin de las instalaciones sujetas a este
RITE se realizar por empresas instaladoras autorizadas.
2. La ejecucin de las instalaciones trmicas que
requiera la realizacin de un proyecto, de acuerdo con el
artculo 15, debe efectuarse bajo la direccin de un tcnico titulado competente, en funciones de director de la
instalacin.
3. La ejecucin de las instalaciones trmicas se llevar a cabo con sujecin al proyecto o memoria tcnica,
segn corresponda, y se ajustar a la normativa vigente y
a las normas de la buena prctica.
4. Las preinstalaciones, entendidas como instalaciones especificadas pero no montadas parcial o totalmente,
deben ser ejecutadas de acuerdo al proyecto o memoria
tcnica que las dise y dimension.
5. Las modificaciones que se pudieran realizar al
proyecto o memoria tcnica se autorizarn y documentarn, por el instalador autorizado o el director de la instalacin, cuando la participacin de este ltimo sea preceptiva, previa conformidad de la propiedad.
6. El instalador autorizado o el director de la instalacin, cuando la participacin de este ltimo sea preceptiva, realizarn los controles relativos a:
a) control de la recepcin en obra de equipos y
materiales;
b) control de la ejecucin de la instalacin;
c) control de la instalacin terminada.
Artculo 20. Recepcin en obra de equipos y materiales.
1. Generalidades:
a) El control de recepcin tiene por objeto comprobar que las caractersticas tcnicas de los equipos y materiales suministrados satisfacen lo exigido en el proyecto o
memoria tcnica mediante:
i. control de la documentacin de los suministros;
ii. control mediante distintivos de calidad, en los trminos del artculo 18.3 de este reglamento;
iii. control mediante ensayos y pruebas.
b) En el pliego de condiciones tcnicas del proyecto
o en la memoria tcnica se indicarn las condiciones particulares de control para la recepcin de los equipos y
materiales de las instalaciones trmicas.
c) El instalador autorizado o el director de la instalacin, cuando la participacin de este ltimo sea preceptiva, deben comprobar que los equipos y materiales recibidos:
i. corresponden a los especificados en el pliego de
condiciones del proyecto o en la memoria tcnica;
ii. disponen de la documentacin exigida;
iii. cumplen con las propiedades exigidas en el proyecto o memoria tcnica;
iv. han sido sometidos a los ensayos y pruebas exigidos por la normativa en vigor o cuando as se establezca
en el pliego de condiciones.
2. Control de la documentacin de los suministros.
El instalador autorizado o el director de la instalacin,
cuando la participacin de este ltimo sea preceptiva,
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Certificado de la instalacin.
1. Para la puesta en servicio de instalaciones trmicas, tanto de nueva planta como de reforma de las existentes, a las que se refiere el artculo 15.1.a) y b), ser
necesario el registro del certificado de la instalacin en el
rgano competente de la Comunidad Autnoma donde
radique la instalacin, para lo cual la empresa instaladora
debe presentar al mismo la siguiente documentacin:
a) proyecto o memoria tcnica de la instalacin realmente ejecutada;
b) certificado de la instalacin;
c) certificado de inspeccin inicial con calificacin
aceptable, cuando sea preceptivo.
2. Las instalaciones trmicas a las que se refiere el
artculo 15.1.c) no precisarn acreditacin del cumplimiento reglamentario ante el rgano competente de la
Comunidad Autnoma.
3. Una vez comprobada la documentacin aportada,
el certificado de la instalacin ser registrado por el rgano
competente de la Comunidad Autnoma, pudiendo a partir
de este momento realizar la puesta en servicio de la instalacin.
4. La puesta en servicio efectivo de las instalaciones estar supeditada, en su caso, a la acreditacin del
cumplimiento de otros reglamentos de seguridad que la
afecten y a la obtencin de las correspondientes autorizaciones.
Titulares y usuarios.
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2. El rgano competente de la Comunidad Autnoma podr acordar cuantas inspecciones juzgue necesarias, que podrn ser iniciales, peridicas o aquellas otras
que establezca por propia iniciativa, denuncia de terceros
o resultados desfavorables apreciados en el registro de
las operaciones de mantenimiento, con el fin de comprobar y vigilar el cumplimiento de este RITE a lo largo de la
vida de las instalaciones trmicas en los edificios.
3. Las instalaciones se inspeccionarn por personal
facultativo de los servicios del rgano competente de la
Comunidad Autnoma o por organismos de control autorizados para este campo reglamentario, o bien por entidades o agentes que determine el rgano competente de la
Comunidad Autnoma.
Artculo 30.
Inspecciones iniciales.
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CAPTULO VIII
Empresas instaladoras y mantenedoras
Artculo 34. Generalidades.
Este captulo tiene como objeto establecer las condiciones y requisitos que deben observarse para la autorizacin administrativa de las empresas instaladoras y
empresas mantenedoras autorizadas, as como para la
obtencin del carn profesional en instalaciones trmicas
en edificios.
Artculo 35. Empresas instaladoras autorizadas.
1. Empresa instaladora autorizada es la persona
fsica o jurdica que realiza el montaje y la reparacin de
las instalaciones trmicas en el mbito de este RITE.
2. Para el ejercicio de esta actividad, deben, adems
de haber sido autorizadas para ello, encontrarse inscritos
en el Registro de empresas instaladoras autorizadas, en el
rgano competente de la Comunidad Autnoma donde
radique su sede social.
Artculo 36. Empresas mantenedoras autorizadas.
1. Empresa mantenedora autorizada es la persona
fsica o jurdica que realiza el mantenimiento y la reparacin de las instalaciones trmicas en el mbito de este
RITE.
2. Para el ejercicio de esta actividad, deben, adems
de haber sido autorizadas para ello, encontrarse inscritas
en el Registro de empresas mantenedoras autorizadas, en
el rgano competente de la Comunidad Autnoma donde
radique su sede social.
Artculo 37. Acreditacin de requisitos para el ejercicio
de la actividad profesional.
Para obtener la autorizacin para el ejercicio de la actividad profesional de instalador o de mantenedor, las
empresas deben acreditar ante la Comunidad Autnoma
donde radique el domicilio social del solicitante los
siguientes requisitos:
a) los que acrediten la personalidad fsica o jurdica
del solicitante. En el caso de personas jurdicas, estar
constituidas legalmente e incluir en su objeto social las
actividades de montaje y reparacin de instalaciones trmicas en edificios, para la actividad de instalador, y de
mantenimiento y reparacin de instalaciones trmicas en
edificios, en el caso de mantenedor;
b) estar dados de alta en el correspondiente rgimen
de la Seguridad Social (Rgimen General de la Seguridad
Social o Rgimen Especial de Trabajadores Autnomos);
c) tener suscrito seguro de responsabilidad civil que
cubra los riesgos que puedan derivarse de sus actuaciones, mediante pliza por una cuanta mnima de 300.000
euros, que se actualizar anualmente, segn la variacin
del ndice de precios al consumo, certificada por el Instituto Nacional de Estadstica. De dicha actualizacin se
trasladar justificante al rgano competente de la Comunidad Autnoma;
d) disponer de los medios tcnicos para el desarrollo
de la actividad que se solicita;
e) la plantilla de personal acreditada mediante una
fotocopia compulsada del ltimo boletn de cotizacin a la
Seguridad Social TC-2 (relacin nominal de trabajadores)
presentado, en la que conste el nmero total de operarios
y restantes empleados. Los empresarios autnomos
deben presentar un justificante de afiliacin en la Seguridad Social, y
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dacin y el procedimiento a seguir para su reconocimiento conjunto por los Ministerios de Industria, Turismo
y Comercio y de Vivienda, as como proponer a la Secretara General de Energa su inclusin en el Registro
General.
c) Haber superado un examen ante el rgano competente de la Comunidad Autnoma, sobre conocimiento
de este RITE.
1. La Comisin Asesora estar compuesta por el Presidente, dos Vicepresidentes, los Vocales y el Secretario.
2. Ser Presidente el Secretario General de Energa,
quien podr delegar dicha funcin, y los Vicepresidentes
sern un representante designado con tal carcter por la
Direccin General de Arquitectura y Poltica de Vivienda
del Ministerio de Vivienda y otro designado en representacin del Instituto para la Diversificacin y Ahorro de la
Energa.
3. Sern Vocales de la Comisin los representantes
designados por cada una de las siguientes entidades:
a) En representacin de la Administracin General
del Estado:
Un representante de la Secretaria General de Energa
del Ministerio de Industria, Turismo y Comercio.
Un representante de la Direccin General de Poltica
Energtica y Minas del Ministerio de Industria, Turismo y
Comercio.
Un representante de la Direccin General de Desarrollo Industrial del Ministerio de Industria, Turismo y Comercio.
Dos representantes de la Direccin General de Arquitectura y Poltica de Vivienda del Ministerio de Vivienda.
Un representante del Instituto para la Diversificacin y
Ahorro de la Energa.
Un representante del Instituto de Ciencias de la Construccin Eduardo Torroja del Consejo Superior de Investigaciones Cientficas.
Un representante de la Direccin General de Calidad y
Evaluacin Ambiental del Ministerio de Medio Ambiente.
Un representante del Instituto Nacional del Consumo
del Ministerio de Sanidad y Consumo.
b) En representacin de las Comunidades Autnomas y las Entidades Locales:
Un vocal por cada una de las Comunidades Autnomas y de las Ciudades de Ceuta y Melilla, que voluntariamente hubieran aceptado su participacin en este
rgano.
Un vocal propuesto por la Federacin Espaola de
Municipios y Provincias.
c) En representacin de los agentes del sector y
usuarios:
Representantes de las organizaciones, de mbito
nacional, con mayor implantacin de los sectores afectados y de los usuarios relacionados con las instalaciones
trmicas, segn lo establecido en el apartado 5.
4. Actuar como Secretario, con voz y voto, uno de
los vocales en representacin del Ministerio de Industria,
Turismo y Comercio, que ser un funcionario titular de un
puesto de trabajo ya existente.
5. Las organizaciones representativas de los sectores y usuarios afectados podrn solicitar su participacin
al Presidente de la Comisin Asesora. sta fijar reglamentariamente el procedimiento y los requisitos para su
admisin, que deber contar con la opinin favorable del
Pleno.
Artculo 47. Organizacin de la Comisin Asesora.
1. La Comisin Asesora funcionar en Pleno, en
Comisin Permanente y en Grupos de Trabajo.
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-BTJOTUBMBDJPOFTBMJNFOUBEBTDPOCJPDPNCVTUJCMFTTMJ
EPTEFCFOJODMVJSVOMVHBSEFBMNBDFOBNJFOUPEFOUSPPGVFSB
EFMFEJDJP
EFTUJOBEPFYDMVTJWBNFOUFQBSBFTUFVTP
&OFEJDJPTOVFWPTMBDBQBDJEBENOJNBEFBMNBDFOB
NJFOUP EF CJPDPNCVTUJCMF TFS MB TVDJFOUF QBSB DVCSJS FM
DPOTVNPEFEPTTFNBOBT
4F EFCF QSFWFS VO QSPDFEJNJFOUP EF WBDJBEP EFM BMNB
DFOBNJFOUPEFCJPDPNCVTUJCMFQBSBFMDBTPEFRVFTFBOF
DFTBSJP
QBSBMBSFBMJ[BDJOEFUSBCBKPTEFNBOUFOJNJFOUPP
SFQBSBDJOPFOTJUVBDJPOFTEFSJFTHPEFJODFOEJP
&OFEJDJPTOVFWPTFMBMNBDFOBNJFOUPEFCJPDPNCVTUJ
CMFTMJEPZMBTBMBEFNRVJOBTEFCFOFODPOUSBSTFTJUVBEPT
FO MPDBMFT EJTUJOUPT Z DPO MBT BQFSUVSBT QBSB FM USBOTQPSUF
EFTEFFMBMNBDFOBNJFOUPBMPTHFOFSBEPSFTEFDBMPSEPUB
EBTDPOMPTFMFNFOUPTBEFDVBEPTQBSBFWJUBSMBQSPQBHBDJO
EFJODFOEJPTEFVOBBPUSB
&OJOTUBMBDJPOFTUSNJDBTFYJTUFOUFTRVFTFSFGPSNFO
FO
EPOEFOPQVFEBSFBMJ[BSTFVOBEJWJTJOFOEPTMPDBMFTEJT
UJOUPT
FMEFQTJUPEFBMNBDFOBNJFOUPFTUBSTJUVBEPBVOB
EJTUBODJBEFMBDBMEFSBTVQFSJPSB
NZEFCFSFYJTUJSFOUSF
FMHFOFSBEPSEFDBMPSZFMBMNBDFOBNJFOUPVOBQBSFEDPO
SFTJTUFODJBBOUFFMGVFHPEFBDVFSEPDPOMBSFHMBNFOUBDJO
WJHFOUFEFQSPUFDDJODPOUSBJODFOEJPT
-BTQBSFEFT
TVFMPZUFDIPEFMBMNBDFOBNJFOUPOPQFSNJ
UJSOMUSBDJPOFTEFIVNFEBE
JNQFSNFBCJMJ[OEPMBTFODBTP
OFDFTBSJP
-BTQBSFEFTZQVFSUBTEFMBMNBDOEFCFOTFSDBQBDFT
EFTPQPSUBSMBQSFTJOEFMCJPDPNCVTUJCMF"TNJTNP
MBSF
TJTUFODJB BM GVFHP EF MPT FMFNFOUPT EFMJNJUBEPSFT Z FTUSVD
UVSBMFT EFM BMNBDFOBNJFOUP EF CJPDPNCVTUJCMF TFS MB RVF
EFUFSNJOFMBSFHMBNFOUBDJOEFQSPUFDDJODPOUSBJODFOEJPT
WJHFOUF
/P FTUO QFSNJUJEBT MBT JOTUBMBDJPOFT FMDUSJDBT EFOUSP
EFMBMNBDO
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QPSUF EF MB CJPNBTB
TUF EFCFS DPOUBS DPO VOB UPNB EF
UJFSSB
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BMNBDFOBNJFOUPEFCF
B
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QSPUFDDJO EF MB QBSFE DPOUSB MB BCSBTJO EFSJWBEB
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EFTJOUFHSBDJOQPSJNQBDUP
C
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VOBEFDPOFYJOBMBNBO
HVFSBEFMMFOBEPZPUSBEFTBMJEBEFBJSFQBSBFWJUBS
TPCSFQSFTJPOFT Z QBSB QFSNJUJS MB BTQJSBDJO EFM
QPMWPJNQVMTBEPEVSBOUFMBPQFSBDJOEFMMFOBEP1P
ESOVUJMJ[BSTFTPMVDJPOFTEJTUJOUBTBMBFYQVFTUBEF
BDVFSEPDPOMBTDJSDVOTUBODJBTFTQFDDBT
TJFNQSF
RVFTFBOEFCJEBNFOUFKVTUJDBEBT
$VBOEPTFVUJMJDFOTJTUFNBTEFMMFOBEPEFMBMNBDFOB
NJFOUPNFEJBOUFEFTDBSHBEJSFDUBBUSBWTEFDPNQVFSUBTB
OJWFMEFMTVFMP
FTUBTEFCFODPOTUBSEFMPTFMFNFOUPTOFDF
TBSJPTEFTFHVSJEBEQBSBFWJUBSDBEBTEFOUSPEFMBMNBDFOB
NJFOUP
35967
*5 3FEFTEFUVCFSBTZDPOEVDUPT
*5 (FOFSBMJEBEFT
1BSB FM EJTFP Z DPMPDBDJO EF MPT TPQPSUFT EF MBT UV
CFSBT
TFFNQMFBSOMBTJOTUSVDDJPOFTEFMGBCSJDBOUFDPOTJ
EFSBOEP FM NBUFSJBM FNQMFBEP
TV EJNFUSP Z MB DPMPDBDJO
FOUFSSBEBPBMBJSF
IPSJ[POUBMPWFSUJDBM
&MWBDJBEPUPUBMTFIBSQPSFMQVOUPBDDFTJCMFNTCBKP
EFMBJOTUBMBDJOBUSBWTEFVOBWMWVMBDVZPEJNFUSPNOJ
NP
FOGVODJOEFMBQPUFODJBUSNJDBEFMDJSDVJUP
TFJOEJDB
FOMBUBCMB
5BCMB %JNFUSPEFMBDPOFYJOEFWBDJBEP
-BTDPOFYJPOFTFOUSFUVCFSBTZFRVJQPTBDDJPOBEPTQPS
NPUPSEFQPUFODJBNBZPSRVFL8TFFGFDUVBSONFEJBOUF
FMFNFOUPTFYJCMFT
-PT DJSDVJUPT IJESVMJDPT EF EJGFSFOUFT FEJDJPT DPOFD
UBEPTBVOBNJTNBDFOUSBMUSNJDBFTUBSOIJESVMJDBNFOUF
TFQBSBEPT EFM DJSDVJUP QSJODJQBM NFEJBOUF JOUFSDBNCJBEPSFT
EFDBMPS
*5 "MJNFOUBDJO
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EJTQPTJUJWPRVFTFSWJSQBSBSFQPOFSMBTQSEJEBTEFBHVB&M
EJTQPTJUJWP
EFOPNJOBEPEFTDPOFDUPS
TFSDBQB[EFFWJUBSFM
SFVKPEFMBHVBEFGPSNBTFHVSBFODBTPEFDBEBEFQSFTJO
FOMBSFEQCMJDB
DSFBOEPVOBEJTDPOUJOVJEBEFOUSFFMDJSDVJUP
ZMBNJTNBSFEQCMJDB
"OUFT EF FTUF EJTQPTJUJWP TF EJTQPOES VOB WMWVMB EF
DJFSSF
VOMUSPZVODPOUBEPS
FOFMPSEFOJOEJDBEP&MMMFOBEP
TFSNBOVBM
ZTFJOTUBMBSUBNCJOVOQSFTPTUBUPRVFBDUF
VOBBMBSNBZQBSFMPTFRVJQPT
&M EJNFUSP NOJNP EF MBT DPOFYJPOFT FO GVODJO EF
MB QPUFODJB USNJDB OPNJOBM EF MB JOTUBMBDJO TF FMFHJS EF
BDVFSEPBMPJOEJDBEPFOMBUBCMB
5BCMB %JNFUSPEFMBDPOFYJOEFBMJNFOUBDJO
1PUFODJBUSNJDB
OPNJOBM
L8
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%/ NN
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%/ NN
1
1
1
1
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BMJWJPRVFUFOESVOEJNFUSPNOJNP%/ZFTUBSUBSBEB
BVOBQSFTJOJHVBMBMBNYJNBEFTFSWJDJPFOFMQVOUPEF
DPOFYJO NT
B
CBS
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EFQSVFCB
1PUFODJBUSNJDB
L8
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%/ NN
1
1
1
1
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IBSEFGPSNBRVFFMQBTPEFBHVBSFTVMUFWJTJCMF-BTWMWV
MBTTFQSPUFHFSODPOUSBNBOJPCSBTBDDJEFOUBMFT
&MWBDJBEPEFBHVBDPOBEJUJWPTQFMJHSPTPTQBSBMBTBMVE
TFIBSFOVOEFQTJUPEFSFDPHJEBQBSBQFSNJUJSTVQPTUFSJPS
USBUBNJFOUPBOUFTEFMWFSUJEPBMBSFEEFBMDBOUBSJMMBEPQCMJDP
-PT QVOUPT BMUPT EF MPT DJSDVJUPT EFCFO FTUBS QSPWJTUPT
EFVOEJTQPTJUJWPEFQVSHBEFBJSF
NBOVBMPBVUPNUJDP&M
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*5 &YQBOTJO
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FTUBSO FRVJQBEPT DPO VO EJTQPTJUJWP EF FYQBOTJO EF UJQP
DFSSBEP
RVFQFSNJUBBCTPSCFS
TJOEBSMVHBSBFTGVFS[PTNF
DOJDPT
FMWPMVNFOEFEJMBUBDJOEFMVJEP
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FYQBOTJOTJHVJFOEPMPTDSJUFSJPTJOEJDBEPTFOFMDBQUVMP
EFMBOPSNB6/&
*5 $JSDVJUPTDFSSBEPT
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BEFNT EF MB WMWVMB EF BMJWJP
EF VOB P NT WMWVMBT EF
TFHVSJEBE&MWBMPSEFMBQSFTJOEFUBSBEP
NBZPSRVFMBQSF
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RVFMBEFQSVFCB
WFOESEFUFSNJOBEPQPSMBOPSNBFTQFD
DBEFMQSPEVDUPP
FOTVEFGFDUP
QPSMBSFHMBNFOUBDJOEF
FRVJQPTZBQBSBUPTBQSFTJO4VEFTDBSHBFTUBSDPOEVDJEB
BVOMVHBSTFHVSPZTFSWJTJCMF
&OFMDBTPEFHFOFSBEPSFTEFDBMPS
MBWMWVMBEFTFHVSJ
EBEFTUBSEJNFOTJPOBEBQPSFMGBCSJDBOUFEFMHFOFSBEPS
35968
-BTWMWVMBTEFTFHVSJEBEEFCFOUFOFSVOEJTQPTJUJWPEF
BDDJPOBNJFOUPNBOVBMQBSBQSVFCBTRVF
DVBOEPTFBBDDJP
OBEP
OPNPEJRVFFMUBSBEPEFMBTNJTNBT
4PO WMJEPT MPT DSJUFSJPT EF EJTFP EF MPT EJTQPTJUJWPT
EFTFHVSJEBEJOEJDBEPTFOFMBQBSUBEPEFMBOPSNB6/&
4FEJTQPOESVOEJTQPTJUJWPEFTFHVSJEBERVFJNQJEBOMB
QVFTUBFONBSDIBEFMBJOTUBMBDJOTJFMTJTUFNBOPUJFOFMB
QSFTJOEFFKFSDJDJPEFQSPZFDUPPNFNPSJBUDOJDB
*5 %JMBUBDJO
*5 $POEVDUPTEFBJSF
&O MBT TBMBT EF NRVJOBT TF QVFEFO BQSPWFDIBS MPT
GSFDVFOUFTDBNCJPTEFEJSFDDJO
DPODVSWBTEFSBEJPMBSHP
QBSBRVFMBSFEEFUVCFSBTUFOHBMBTVDJFOUFFYJCJMJEBEZ
QVFEBTPQPSUBSMPTFTGVFS[PTBMPTRVFFTUTPNFUJEB
-PTDPOEVDUPTEFCFODVNQMJSFONBUFSJBMFTZGBCSJDBDJO
MBT OPSNBT 6/&&/ QBSB DPOEVDUPT NFUMJDPT
Z
6/&&/QBSBDPOEVDUPTOPNFUMJDPT
*5 (FOFSBMJEBEFT
OPNJOBMZDVNQMJSOFODVBOUPBNBUFSJBMFTZGBCSJDBDJOMB
OPSNB6/&&/-BMPOHJUVEEFDBEBDPOFYJOFYJCMF
OPTFSNBZPSEF
N
*5 1BTJMMPT
-PTQBTJMMPTZMPTWFTUCVMPTQVFEFOVUJMJ[BSTFDPNPFMF
NFOUPTEFEJTUSJCVDJOTPMBNFOUFDVBOEPTJSWBOEFQBTPEFM
BJSF EFTEF MBT [POBT BDPOEJDJPOBEBT IBDJB MPT MPDBMFT EF
TFSWJDJPZOPTFFNQMFFODPNPMVHBSFTEFBMNBDFOBNJFOUP
-PTQBTJMMPTZMPTWFTUCVMPTQVFEFOVUJMJ[BSTFDPNPQMF
OVNTEFSFUPSOPTPMBNFOUFFOWJWJFOEBT
*5 5SBUBNJFOUPEFMBHVB
"MOEFQSFWFOJSMPTGFONFOPTEFDPSSPTJOFJODSVTUBDJO
DBMDSFBFOMBTJOTUBMBDJPOFTTPOWMJEPTMPTDSJUFSJPTJOEJDB
EPTFOMBTOPSNBTQS&/
QBSUF
Z6/&
BT
DPNPMPTJOEJDBEPTQPSMPTGBCSJDBOUFTEFMPTFRVJQPT
*5 6OJEBEFTUFSNJOBMFT
5PEBTMBTVOJEBEFTUFSNJOBMFTQPSBHVBZMPTFRVJQPTBVU
OPNPTQBSUJEPTUFOESOWMWVMBTEFDJFSSFFOMBFOUSBEBZFO
MBTBMJEBEFMVJEPQPSUBEPS
BTDPNPVOEJTQPTJUJWP
NBOVBM
PBVUPNUJDP
QBSBQPEFSNPEJDBSMBTBQPSUBDJPOFTUSNJDBT
6OBEFMBTWMWVMBTEFMBTVOJEBEFTUFSNJOBMFTQPSBHVBTFS
FTQFDDBNFOUFEFTUJOBEBQBSBFMFRVJMJCSBEPEFMTJTUFNB
*5 1SPUFDDJODPOUSBJODFOEJPT
35969
EFCFOQSFWFSBDDFTPTBEFDVBEPTDFSDBEFDBEBBQBSBUPRVF
QVFEFOTFSBCJFSUPTTJOOFDFTJEBEEFSFDVSSJSBIFSSBNJFOUBT
-BTJUVBDJOFYBDUBEFFTUPTFMFNFOUPTEFBDDFTPZEFMPT
NJTNPTBQBSBUPTEFCFSRVFEBSSFFKBEBFOMPTQMBOPTOB
MFTEFMBJOTUBMBDJO
-PT FEJDJPT NVMUJVTVBSJPT DPO JOTUBMBDJPOFT USNJDBT
VCJDBEBTFOFMJOUFSJPSEFTVTMPDBMFT
EFCFOEJTQPOFSEFQB
UJOJMMPTWFSUJDBMFTBDDFTJCMFT
EFTEFMPTMPDBMFTEFDBEBVTVB
SJPIBTUBMBDVCJFSUB
EFEJNFOTJPOFTTVDJFOUFTQBSBBMPKBS
MBTDPOEVDDJPOFTDPSSFTQPOEJFOUFT DIJNFOFBT
UVCFSBTEF
SFGSJHFSBOUF
DPOEVDUPTEFWFOUJMBDJO
FUD
&OFEJDJPTEFOVFWBDPOTUSVDDJOMBTVOJEBEFTFYUFSJP
SFT EF MPT FRVJQPT BVUOPNPT EF SFGSJHFSBDJO TJUVBEBT FO
GBDIBEBEFCFOJOUFHSBSTFFOMBNJTNB
RVFEBOEPPDVMUBTB
MBWJTUBFYUFSJPS
-BT UVCFSBT TF JOTUBMBSO FO MVHBSFT RVF QFSNJUBO MB
BDDFTJCJMJEBEEFMBTNJTNBTZEFTVTBDDFTPSJPT
BEFNTEF
GBDJMJUBS FM NPOUBKF EFM BJTMBNJFOUP USNJDP
FO TV SFDPSSJEP
TBMWPDVBOEPWBZBOFNQPUSBEBT
1BSBMPDBMFTEFTUJOBEBTBMFNQMB[BNJFOUPEFVOJEBEFTEF
USBUBNJFOUPEFBJSFTPOWMJEPTMPTSFRVJTJUPTEFFTQBDJPJOEJDB
EPTEFMB&/
"OFYP"
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*5 4FBMJ[BDJO
&O MB TBMB EF NRVJOBT TF EJTQPOES VO QMBOP DPO FM
FTRVFNB EF QSJODJQJP EF MB JOTUBMBDJO
FONBSDBEP FO VO
DVBESPEFQSPUFDDJO
4FDVNQMJSMBSFHMBNFOUBDJOWJHFOUFTPCSFDPOEJDJPOFTEF
QSPUFDDJODPOUSBJODFOEJPTRVFTFBEFBQMJDBDJOBMBJOTUB
MBDJOUSNJDB
*5 4FHVSJEBEEFVUJMJ[BDJO
-BTDPOEVDDJPOFTEFMBTJOTUBMBDJPOFTEFCFOFTUBSTFB
MJ[BEBTEFBDVFSEPDPOMBOPSNB6/&
*5 4VQFSDJFTDBMJFOUFT
*5 .FEJDJO
/JOHVOBTVQFSDJFDPOMBRVFFYJTUBQPTJCJMJEBEEFDPO
UBDUP BDDJEFOUBM
TBMWP MBT TVQFSDJFT EF MPT FNJTPSFT EF
DBMPS
QPESUFOFSVOBUFNQFSBUVSBNBZPSRVF$
-BTTVQFSDJFTDBMJFOUFTEFMBTVOJEBEFTUFSNJOBMFTRVF
TFBO BDDFTJCMFT BM VTVBSJP UFOESO VOB UFNQFSBUVSB NFOPS
RVF$PFTUBSOBEFDVBEBNFOUFQSPUFHJEBTDPOUSBDPO
UBDUPTBDDJEFOUBMFT
*5 1BSUFTNWJMFT
&MNBUFSJBMBJTMBOUFFOUVCFSBT
DPOEVDUPTPFRVJQPTOVODB
QPESJOUFSGFSJSDPOQBSUFTNWJMFTEFTVTDPNQPOFOUFT
*5 "DDFTJCJMJEBE
-PTFRVJQPTZBQBSBUPTEFCFOFTUBSTJUVBEPTEFGPSNBUBM
RVFTFGBDJMJUFTVMJNQJF[B
NBOUFOJNJFOUPZSFQBSBDJO
-PTFMFNFOUPTEFNFEJEB
DPOUSPM
QSPUFDDJOZNBOJPCSB
TFEFCFOJOTUBMBSFOMVHBSFTWJTJCMFTZGDJMNFOUFBDDFTJCMFT
1BSB BRVFMMPT FRVJQPT P BQBSBUPT RVF EFCBO RVFEBS
PDVMUPT TF QSFWFS VO BDDFTP GDJM &O MPT GBMTPT UFDIPT TF
35970
-BT NFEJEBT EF QSFTJO FO DJSDVJUPT EF BHVB TF IBSO
DPO NBONFUSPT FRVJQBEPT EF EJTQPTJUJWPT EF BNPSUJHVB
DJOEFMBTPTDJMBDJPOFTEFMBBHVKBJOEJDBEPSB
&OJOTUBMBDJPOFTEFQPUFODJBUSNJDBOPNJOBMNBZPSRVF
L8
FM FRVJQBNJFOUP NOJNP EF BQBSBUPT EF NFEJDJO
TFSFMTJHVJFOUF
B
$PMFDUPSFTEFJNQVMTJOZSFUPSOPEFVOVJEPQPSUB
EPSVOUFSNNFUSP
C
7BTPTEFFYQBOTJOVONBONFUSP
D
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UBEPS VO UFSNNFUSP FO FM SFUPSOP
VOP QPS DBEB
DJSDVJUP
E
#PNCBTVONBONFUSPQBSBMFDUVSBEFMBEJGFSFODJB
EFQSFTJOFOUSFBTQJSBDJOZEFTDBSHB
VOPQPSDBEB
CPNCB
F
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JOEJDBEPSB
G
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USPTBMBFOUSBEBZTBMJEBEFMPTVJEPT
TBMWPDVBOEP
TFUSBUFEFBHFOUFTGSJHPSHFOPT
H
#BUFSBT BHVBBJSF VO UFSNNFUSP B MB FOUSBEB Z
PUSPBMBTBMJEBEFMDJSDVJUPEFMVJEPQSJNBSJPZUPNBT
QBSB MB MFDUVSB EF MBT NBHOJUVEFT SFMBUJWBT BM BJSF
BOUFTZEFTQVTEFMBCBUFSB
I
3FDVQFSBEPSFTEFDBMPSBJSFBJSFUPNBTQBSBMBMFD
UVSBEFMBTNBHOJUVEFTGTJDBTEFMBTEPTDPSSJFOUFT
EFBJSF
J
6OJEBEFTEFUSBUBNJFOUPEFBJSFNFEJEBQFSNBOFO
UFEFMBTUFNQFSBUVSBTEFMBJSFFOJNQVMTJO
SFUPSOP
ZUPNBEFBJSFFYUFSJPS
*/4536$$*/5$/*$"*5 .0/5"+&
*5 (&/&3"-*%"%&4
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BTFHVJSQBSBFGFDUVBSMBTQSVFCBTEFQVFTUBFOTFSWJDJPEF
VOBJOTUBMBDJOUSNJDB
*5 136&#"4
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4FUPNBSOPUBEFMPTEBUPTEFGVODJPOBNJFOUPEFMPT
FRVJQPT Z BQBSBUPT
RVF QBTBSO B GPSNBS QBSUF EF MB EP
DVNFOUBDJOOBMEFMBJOTUBMBDJO4FSFHJTUSBSOMPTEBUPT
OPNJOBMFT EF GVODJPOBNJFOUP RVF HVSFO FO FM QSPZFDUP P
NFNPSJBUDOJDBZMPTEBUPTSFBMFTEFGVODJPOBNJFOUP
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OFSBEPSFT
WFSJDBOEP
BMNJTNPUJFNQPMPTQBSNFUSPTEFMB
DPNCVTUJOTFNFEJSOMPTSFOEJNJFOUPTEFMPTDPOKVOUPTDBM
EFSBRVFNBEPS
FYDFQUVBOEPBRVFMMPTHFOFSBEPSFTRVFBQPS
UFO MB DFSUJDBDJO $& DPOGPSNF BM 3FBM %FDSFUP
EFEFGFCSFSP
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BHVB
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CFOTFSQSPCBEBTIJESPTUUJDBNFOUF
BOEFBTFHVSBSTVFT
UBORVJEBE
BOUFTEFRVFEBSPDVMUBTQPSPCSBTEFBMCBJMFSB
NBUFSJBMEFSFMMFOPPQPSFMNBUFSJBMBJTMBOUF
4POWMJEBTMBTQSVFCBTSFBMJ[BEBTEFBDVFSEPBMBOPS
NB6/&PB6/&&/7
FOGVODJOEFMUJQPEF
VJEPUSBOTQPSUBEP
&MQSPDFEJNJFOUPBTFHVJSQBSBMBTQSVFCBTEFFTUBORVJEBE
IJESVMJDB
FOGVODJOEFMUJQPEFVJEPUSBOTQPSUBEPZDPOFM
OEFEFUFDUBSGBMMPTEFDPOUJOVJEBEFOMBTUVCFSBTEFDJSDV
MBDJOEFVJEPTQPSUBEPSFT
DPNQSFOEFSMBTGBTFTRVFTF
SFMBDJPOBOBDPOUJOVBDJO
*5 1SFQBSBDJOZMJNQJF[BEFSFEFTEFUVCFSBT
"OUFTEFSFBMJ[BSMBQSVFCBEFFTUBORVJEBEZEFFGFDUVBS
FMMMFOBEPEFOJUJWP
MBTSFEFTEFUVCFSBTEFBHVBEFCFOTFS
MJNQJBEBTJOUFSOBNFOUFQBSBFMJNJOBSMPTSFTJEVPTQSPDFEFO
UFTEFMNPOUBKF
-BT QSVFCBT EF FTUBORVJEBE SFRVFSJSO FM DJFSSF EF MPT
UFSNJOBMFTBCJFSUPT%FCFSDPNQSPCBSTFRVFMPTBQBSBUPTZ
BDDFTPSJPTRVFRVFEFOJODMVJEPTFOMBTFDDJOEFMBSFERVF
TF QSFUFOEF QSPCBS QVFEBO TPQPSUBS MB QSFTJO B MB RVF TF
MFTWBBTPNFUFS%FOPTFSBT
UBMFTBQBSBUPTZBDDFTPSJPT
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DFSSBOEPWMWVMBTPTVTUJUVZOEPMPT
QPSUBQPOFT
1BSBFMMP
VOBWF[DPNQMFUBEBMBJOTUBMBDJO
MBMJNQJF[B
QPESFGFDUVBSTFMMFOOEPMBZWBDJOEPMBFMONFSPEFWFDFT
RVFTFBOFDFTBSJP
DPOBHVBPDPOVOBTPMVDJOBDVPTBEF
VO QSPEVDUP EFUFSHFOUF
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DVZBDPODFOUSBDJO
TFSFTUBCMFDJEBQPSFMGBCSJDBOUF
&MVTPEFQSPEVDUPTEFUFSHFOUFTOPFTUQFSNJUJEPQBSB
SFEFTEFUVCFSBTEFTUJOBEBTBMBEJTUSJCVDJOEFBHVBQBSB
VTPTTBOJUBSJPT
5SBTFMMMFOBEP
TFQPOESOFOGVODJPOBNJFOUPMBTCPN
CBTZTFEFKBSDJSDVMBSFMBHVBEVSBOUFFMUJFNQPRVFJOEJRVF
FMGBCSJDBOUFEFMDPNQVFTUPEJTQFSTBOUF1PTUFSJPSNFOUF
TF
WBDJBSUPUBMNFOUFMBSFEZTFFOKVBHBSDPOBHVBQSPDFEFOUF
EFMEJTQPTJUJWPEFBMJNFOUBDJO
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