Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Journal of Food Protection, Vol. 76, No. 12, 2013, Pages 20992123
doi:10.4315/0362-028X.JFP-12-437
Copyright G, International Association for Food Protection
Review
AND
SYED S. H. RIZVI1
of Food Science, Cornell University, Stocking Hall, Ithaca, New York 14853-7201, USA; and 2Universiti Teknologi MARA, Shah Alam,
Selangor, Malaysia
MS 12-437: Received 28 September 2012/Accepted 12 July 2013
ABSTRACT
Sprouts have gained popularity worldwide due to their nutritional values and health benefits. The fact that their consumption
has been associated with numerous outbreaks of foodborne illness threatens the $250 million market that this industry has
established in the United States. Therefore, sprout manufacturers have utilized the U.S. Food and Drug Administration
recommended application of 20,000 ppm of calcium hypochlorite solution to seeds before germination as a preventative method.
Concentrations of up to 200 ppm of chlorine wash are also commonly used on sprouts. However, chlorine-based treatment
achieves on average only 1- to 3-log reductions in bacteria and is associated with negative health and environmental issues. The
search for alternative strategies has been widespread, involving chemical, biological, physical, and hurdle processes that can
achieve up to 7-log reductions in bacteria in some cases. The compilation here of the current scientific data related to these
techniques is used to compare their efficacy for ensuring the microbial safety of sprouts and their practicality for commercial
producers. Of specific importance for alternative seed and sprout treatments is maintaining the industry-accepted germination rate
of 95% and the sensorial attributes of the final product. This review provides an evaluation of suggested decontamination
technologies for seeds and sprouts before, during, and after germination and concludes that thermal inactivation of seeds and
irradiation of sprouts are the most practical stand-alone microbial safety interventions for sprout production.
2100
SIKIN ET AL.
2101
FIGURE 1. Published journal articles (bars) per year dealing with decontamination of seed sprouts and/or sprouts. The articles were retrieved
from Google Scholar with the results of 607 articles. For 2011, only articles published up to 27 October, 2011 were taken into account.
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Fatty acids
5.9; 84.3
3.18
4.06
3.57
3.69
2.39
2.74
2.65
3
1.5
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
Total aerobic bacteria
E. coli O157:H7
Salmonella Typhimurium
L. monocytogenes
E. coli O157:H7
Salmonella Typhimurium
L. monocytogenes
Salmonella Typhimurium
L. monocytogenes
Broccoli sprouts
3; NA
5; NA
6.6; 93
6.1; NA
4.41; 89
1.77; 91
1.34; 88
1.56; 96
2.56; 96
6.23; 91.5
3.86; 91.5
4.77; 91.5
4.38; 98.2
4.38; 99
5.8; 61
5; NA
7.5
5
6.3; NAb
5; 97.1
5; 98
5; 96.1
5; 96.1
78
Target microorganism
E. coli O157:H7
E. coli O157:H7
Salmonella
E. coli O157:H7
Salmonella
Salmonella
Application strategya
Microbial reduction
(log CFU/g); %
germination
75
85
84
13
14
130
27
53
23
92
149
122
92
119
Reference
SIKIN ET AL.
Alfalfa sprouts
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Radish seeds
Radish seeds
Alfalfa sprouts
Alfalfa sprouts
Mung bean sprouts
Mung bean sprouts
Cowpea sprouts
Chemical sanitizer
TABLE 1. Relative efficacy of alternative chemical intervention strategies for decontamination of seeds and sprouts
2102
J. Food Prot., Vol. 76, No. 12
Application strategya
Target microorganism
ACC, available chlorine concentration; ORP, oxidation reduction potential; RT, room temperature.
NA, not available.
Alfalfa seeds
Mung bean seeds
0.85
2.2
1.92
0.91
0.12
0.94
1.68
4.4
4.8
2; NA
5; NA
2; NA
3; NA
4.24; 74
4.19; 74
4.51
4.11
2.45
2.85
2.91
1.5; NA
3; NA
3.9; 91
2.7; 98
4.7; 97.1
34; 97
34; 97
1.1; 96.3
1.11; 96.3
1.38
0.81
3.7
2.4
1.56; 56
2.72
2.04; 95.4
4.5; 98.4
6; 59.7
5; NA
Microbial reduction
(log CFU/g); %
germination
152
175
148
133
72
189
13
13
153
14
147
80
89
96
120
Reference
Salmonella
E. coli O157:H7
E. coli O157:H7
Stabilized oxycloro complex Mung bean seeds
E. coli O157:H7
(SOC) sanitizer
Salmonella
Acidic electrolyzed water
Alfalfa seeds
84 ppm of ACC, pH 2.4, 24uC; ORP: z1.081 mV, 3 h
Salmonella
(AEW)
Non-Salmonella
Alfalfa sprouts
84 ppm of ACC, pH 2.4, 24uC; ORP: z1,081 mV, 10 min
Salmonella
Non-Salmonella
Alfalfa sprouts
84 ppm of ACC, pH 2.4, 24uC; ORP: z1,081 mV, 10 min z
Salmonella
sonication z seed coats removed
Non-Salmonella
Alfalfa seeds
50 ppm of ACC, pH 2.6, RT; ORP: NA, 64 min
E. coli O157:H7
Alfalfa sprouts
50 ppm of ACC, pH 2.6, RT; ORP: NA, 64 min
E. coli O157:H7
Alfalfa seeds
70 ppm of ACC, pH 2.5, 22uC; ORP: z1,079 mV, 15 min
Salmonella
Mung bean seeds
Unknown ACC sanitizer for 5 cycles of 20 s at 75uC z 20 s at 0uC E. coli O157:H7
Radish seeds
Unknown ACC sanitizer for 5 cycles of 20 s at 75uC z 20 s at 0uC E. coli O157:H7
Radish, broccoli, alfalfa Dry heat (50uC, 17 h) z AEW (unknown ACC)
E. coli O157:H7
seeds
Mung bean seeds
Dry heat (50uC, 17 h) z AEW (unknown ACC)
E. coli O157:H7
Alkaline electrolyzed water Broccoli, alfalfa seeds Dry heat (50uC, 17 h) z alkaline electrolyzed water (unknown ACC) E. coli O157:H7
Mung bean seeds
Dry heat (50uC, 17 h) z alkaline electrolyzed water (unknown ACC) E. coli O157:H7
Radish seeds
Dry heat (50uC, 17 h) z alkaline electrolyzed water (unknown ACC) E. coli O157:H7
Slightly acidic electrolyzed Mung bean seeds
80 ppm of ACC, pH 5.986.38; ORP: z817889 mV, 15 min
E. coli O157:H7
water (SAEW)
Salmonella Enteritidis
Mung bean sprouts
120 ppm of ACC, pH 5.986.38; ORP: z817889 mV, 5 min
E. coli O157:H7
Salmonella Enteritidis
Radish sprouts
20 ppm of ACC, pH 5.8, RT; ORP: z900 mV, 5 min
Mesophilic bacteria
E. coli
Salmonella
Ozone
Alfalfa seeds
Ozone gas (100% ozone, 100% relative humidity, 20 psi), 25uC, 24 h Salmonella
Ozone gas (100% ozone, 100% relative humidity, 20 psi), 25uC, 24 h Salmonella
z 1% PAA, 25uC, 20 min
Alfalfa sprouts
20 ppm of ozone, 4uC, 64 min
E. coli O157:H7
20 ppm of ozone, 4uC, 64 min z sparging
E. coli O157:H7
20 ppm of ozone, 4uC, 64 min z sparging z pressure (12 psi, 5 min) E. coli O157:H7
Alfalfa sprouts
23 ppm of ozone, 4uC, 2 min
L. monocytogenes
Aerobic microorganisms
20 ppm ozone z sparging, 4uC, 20 min
L. monocytogenes
Aerobic microorganisms
Radish sprouts
2 ppm of ozone z 2% MA soak, 5 min, RT
Shigella spp.
Mung bean sprouts
2 ppm of ozone z 2% MA soak, 5 min, RT
Shigella spp.
Chemical sanitizer
TABLE 1. Continued
J. Food Prot., Vol. 76, No. 12
2103
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SIKIN ET AL.
fewer potentially carcinogenic by-products such as trihalomethanes in the presence of organic matter (142). ClO2 is
permitted at a concentration not exceeding 3 ppm for
contact with whole produce in water (167). For ASC, a
much higher concentration of sodium chlorite is allowed
(500 to 1,200 ppm) in conjunction with a GRAS acid to
adjust the pH to 2.3 to 2.9 (173). Although the pH of ASC is
low, the antimicrobial activity is mainly due to the
generation of active ClO2.
A single ClO2 treatment of seeds is ineffective,
resulting in only a 1- to 2-log reduction of bacterial
populations (81, 97, 150). Therefore, combinations of
drying and dry heat have been used to achieve acceptable
microbial reductions. Bang et al. (6) completely eliminated
E. coli O157:H7 from radish seeds by treatment with
500 ppm of ClO2 for 5 min followed by air drying (45uC,
24 h) and dry heat (70uC, 48 h). These authors therefore
recommended these sequential treatments for future studies
on ClO2 for seed treatment before sprout production. ASC
(commercially known as Germin-8-or) alone has not
achieved a .5-log reduction of E. coli O157:H7 or
Salmonella on alfalfa and mung bean seeds (96, 120).
Treatment with 800 ppm of ASC for 45 min reduced
Salmonella on alfalfa seeds by 3.9 log units (96), and
1,200 ppm of ASC for 2 h reduced E. coli O157:H7 on
mung bean seeds by 2.7 log units (120).
All studies on the effect of ClO2 for decontaminating
sprouts suggest that the combination of ClO2 treatment with
other antimicrobial agents is effective; the use of ClO2 is
primarily justified by its higher efficacy compared with
chlorine. Treatment with aqueous ClO2 (100 ppm, 5 min)
reduced populations of Salmonella Typhimurium and L.
monocytogenes by 3 and 1.5 log CFU/g, respectively, on
mung bean sprouts. Subsequent modified atmosphere
packaging helped maintain a high visual quality of sprouts
after 7 days of storage (75). Similarly, the combined
treatment of alfalfa sprouts with ClO2 and fumaric acid
reduced the total aerobic bacteria by 3.18 log CFU/g and E.
coli O157:H7, Salmonella Typhimurium, and L. monocytogenes by 3 to 4 log CFU/g (84). Kim et al. (85) examined
the effects of aqueous ClO2 and fumaric acid on the same
pathogens inoculated onto broccoli sprouts. A 5-min
combined treatment of 50 ppm of ClO2 and 0.5% fumaric
acid reduced the initial populations of E. coli O157:H7,
Salmonella Typhimurium, and L. monocytogenes by 2.39,
2.74, and 2.65 log CFU/g, respectively.
The efficacy of ClO2 is not significantly superior to that
of chlorine when applied to sprouts at concentrations
exceeding the permitted level (167). Furthermore, the U.S.
Code of Federal Regulations for ClO2 (172) requires that all
produce must be washed with potable water following ClO2
treatment. The efficacy of ClO2 gas as an antimicrobial was
tested because this form has greater penetration and has
fewer residual effects (87). However, the efficacy of
treatment of alfalfa sprouts with ClO2 gas (5.0 mg/liter,
20 min, 90 to 95% relative humidity [RH]) was comparable
to that of aqueous ClO2, with only a 2.7-log reduction of
Salmonella (159). The application of ClO2 gas to alfalfa
sprouts was reported to leave high concentrations of by-
2105
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SIKIN ET AL.
2107
25
25
25
25
ppm
ppm
ppm
ppm
of
of
of
of
AS-48
AS-48
AS-48
AS-48
z
z
z
z
Application strategy
1.37, NAa
0.55; NA
0.57; NA
1; NA
3.41; NA
4.24; NA
5.48; NA
4.98; NA
2
4
2; NA
5.56
6.72
7.62; NA
6; NA
3; NA
5; NA
2.4
2.7
1.3
1.52.4
2.5
2c
2.31
5.5
5.31
4.2
3.7
3.2e
2.3
1.9
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
Salmonella
E. coli O157:H7 ATCC 43890
E. coli O157:H7 ATCC 43895
E. coli O157:H7 ATCC 43895
L. monocytogenes
L. monocytogenes
Bacillus cereus
B. weihenstephanensis
B. cereus
Enterococci
L. monocytogenes
Enterobacter aerogenes
P. fluorescens
Aeromonas hydrophila
Salmonella enterica
E. coli O157:H7
Yersinia enterocolitica
Shigella sonnei
Salmonella
Salmonella
Salmonella
Target microorganism
Soybean sprouts
Mung bean sprouts
Soybean sproutsd
Alfalfa sprouts
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Mung bean seeds
Mung bean seeds
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Mung bean seeds
Alfalfa seeds
Mustard seeds
Broccoli seeds
Broccoli seeds
29
15
32
31
30
111
95
187
49
181
100
187
88
123
Reference
SIKIN ET AL.
Bacteriocin
Protective culture
Bacteriophage
Biocontrol agent
TABLE 2. Relative efficacy of biological intervention strategies for decontamination of seeds and sprouts
2108
J. Food Prot., Vol. 76, No. 12
2109
2110
SIKIN ET AL.
2111
Irradiation
Dry heat
Hot water
Physical method
6 days
8 days
17 h
24 h
24 h
4 days
2 kGy gamma
1 kGy gamma
Radish sprouts
Broccoli sprouts
3 kGy gamma
8 kGy gamma
8 kGy gamma
0.75 kGy gamma
1.5 kGy gamma
1.5 kGy gamma
1 kGy gamma
55uC,
55uC,
50uC,
50uC,
50uC,
55uC,
5; 97
5; NAa
6.08; NA
5.34; NA
3.69; NA
3.84; NA
5.69 (5% loss in yield)
5.84; NA
5.5; 97.4
5.3; 97.4
7.6
6.9
1; NA
0.9; NA
1.73; NA
5.71; 94
4.56; 98
5; 99
4; 99
5; 76.8
5; 74.6
5; NA
3; NA
5; NA
5.4; 99
1.8; 99
2.7; 91
5.03; 86.5
4.85; 92.5
1.4; 98.2
2.8; 97.2
5.97
5.57
5.48
5.47
5.24
4.88
Salmonella
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
Salmonella
E. coli O157:H7
Salmonella
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
Salmonella
E. coli O157:H7, Salmonella
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
E. coli O157:H7
Salmonella
E. coli O157:H7
Salmonella
L. monocytogenes
Target microorganism
11
120
134
82
114
13
44
68
12
122
118
10
14
180
Reference
SIKIN ET AL.
Broccoli seeds
Alfalfa seeds
Broccoli seeds
Mung bean seeds
Alfalfa seeds
Alfalfa sprouts
85uC, 40 s
58uC, 6 min
60uC, 10 min
90uC water for 90 s, then chilled water for 30 s
Application strategy
TABLE 3. Relative efficacy of physical intervention strategies for decontamination of seeds and sprouts
2112
J. Food Prot., Vol. 76, No. 12
Alfalfa sprouts
Broccoli sprouts
Radish sprouts
Alfalfa seeds
Barley seeds
28
15
20
15
10
MPa,
MPa,
MPa,
MPa,
MPa,
50uC,
40uC,
45uC,
45uC,
40uC,
60 min
15 min
5 min
10 min
10 min z 150 ml water
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Alfalfa seeds
Clover sprouts
2 kGy gamma
Radish sprouts
2 kGy gamma
3 kGy gamma
12 kGy gamma
Application strategy
1
1.02
1.06
0.87
3.03
2.88
2.35
2; 9.0
1.1; 9.0
2.3; 95
5; 91
5; 89
5.2; 98
5.8; 98
4.5; NA
5.2; 99
5.8; 97
6; 69.81
6; 69.81
6; 69.81
1; 90
7; 43
7; 25
7; 32.67
6; 71.4
,5
6
,5
23
,5
,5
2
4
1
2
,5
Salmonella Typhimurium
L. monocytogenes
Aerobic plate counts
Coliforms
Yeast and molds
Staphylococci
L. monocytogenes, Salmonella
Enteritidis, Staphylococcus
aureus
L. monocytogenes
E. coli O157:H7, Salmonella
Typhimurium, L.
monocytogenes, B. cereus
E. coli O157:H7, Salmonella
Typhimurium, L.
monocytogenes, B. cereus
Shigella sonnei
Target microorganism
124
102
77
184
114
113
117
84
132
146
176
66
145
Reference
Supercritical carbon
dioxide (SC-CO2)
High pressure
Ultraviolet light
Physical method
TABLE 3. Continued
J. Food Prot., Vol. 76, No. 12
2113
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SIKIN ET AL.
2115
2116
SIKIN ET AL.
2117
CONCLUSIONS
Based on the number of published articles on sprout
safety and the persistence of related foodborne illness, no
clear approach to product safety has been found for this
industry, and the next outbreak cannot be predicted. Sprout
producers are presented with a plethora of data and
regulations that promote the implementation of preventive
practices throughout the process of seed harvest, seed
germination, and postharvest sprout storage. Several
conclusions can be reached regarding the efficacy of
intervention methods to improve the safety of sprouts.
(i) Because the main goal of research on sprout safety
is to provide viable options for the industry, an effective
treatment must strike a balance between the need to produce
safe sprouts for consumption and the need to preserve their
delicate nature. Studies on the functional and sensorial
impacts of all treatments (except irradiation) on seeds and
sprouts have not been conclusive. The effect of reported
treatments on quality attributes has not been given much
attention because the focus has mainly been on microbial
inactivation. However, the technology must be transferred to
actual producers to assess the potential of these strategies
under practical conditions. Although evaluation and enhancement of sanitizer alternatives are still very promising,
chlorine continues to be the most widely used sanitizer.
(ii) Most of the 5-log reduction data vary both within
studies depending on seed or sprout type, target microorganism, sample size, and inoculum level and between
studies depending on methods and materials used. Thus,
identification of a single method that can be effective across
the challenges and products in this industry is difficult.
Because seed surface characteristics and sprout size affect
the inactivation of pathogens, a marker system may be
beneficial for testing the efficacy of any decontamination
treatment. Replication of alternative methods is required to
achieve consensus on their efficacy.
(iii) Effective pre- and postharvest decontamination of
seeds and sprouts, respectively, is a challenge because of the
infiltration of pathogens into inner tissues and the ability of
pathogens to form biofilms and/or to coexist with native
microflora in biofilms. The primary obstacle to disinfecting
sprouts may be the ability of the treatments to reach the
pathogens; therefore, current research has been focused on
optimizing contact of antimicrobial compounds with
internalized microorganisms through hurdle treatments.
However, reported reductions of initial surface decontamination should include indication of recovery of injured or
internal pathogen cells. For future work, emphasis should be
placed on reporting treatments that consistently eliminate
pathogens from detection even after enrichment or exposure
to germination conditions.
(iv) Of all the areas for intervention, seed treatment
remains the most crucial in delivery of a safe final sprout
product. Thermal inactivation treatments for seeds best
combine the desirable properties of consistent microbial
inactivation and maintenance of seed viability and are well
suited for the commercial setting. Postharvest sprout
treatment is limited by the inability to impart a harsh
2118
SIKIN ET AL.
enough treatment for microbial inactivation while maintaining sprout quality. To date, irradiation holds the most
promise for pathogen control and/or extension of the shelf
life of sprouts with minimal or no loss of quality, whereas
in practice water disinfection remains an essential step in
the small industry of fresh sprout producers. Treatment of
irrigation water during germination has not reduced
pathogen levels on seeds or subsequent sprouts but may
be considered a good manufacturing practice for mitigating
cross-contamination.
The appropriate next steps for ensuring sprout safety
should focus on treatments easily integrated to the existing
production system. Various technical, economic, and
regulatory challenges must be considered when evaluating
the best interventions for preventing future incidences of
foodborne outbreaks related to sprouts. The overview of
these challenges and the current research presented here
should provide a platform for collaborative work by
academia, industry, and regulatory authorities for speedy
commercialization of the relevant technologies.
12.
13.
14.
15.
16.
17.
18.
ACKNOWLEDGMENTS
A. M. Sikin thanks the Ministry of Higher Education, Malaysia for
their financial aid. The authors also acknowledge Dr. Randy Worobo for his
review of the manuscript.
19.
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