Fidic Vietnamese

FIDiC
HIP HI QUC T CC K S T VN
iu kin Hp ng
FIDIC
IU KIN HP NG NH MY V THIT K XY DNG IU KIN HP NG D N EPC CHA KHA TRAO TAY
Conditions of Contract
FIDIC
CONDITIONS OF CONTRACT FOR PLANT AND DESIGN BUILD CONDITIONS OF CONTRACT FOR EPC TURNKEY PROJECTS
NH XUT BN XY DNG HIP HI T VN XY DNG VIT NAM
iu kin Hp ng
FIDIC
IU KIN HP NG NH MY V THIT K XY DNG IU KIN HP NG D N EPC CHA KHA TRAO TAY
Condition of Contract
FIDIC
CONDITIONS OF CONTRACT FOR PLANT AND DESIGN BUILD CONDITIONS OF CONTRACT FOR EPC TURNKEY PROJECTS
HIP HI T VN XY DNT VIT NAM (VECAS) THNH VIN CA FIDIC L C QUAN BIN DCH CHU TRCH NHIM V NI DUNG
NH XUT BN XY DNG
H NI - 2002
FIDIC l ch vit tt bng ting php ca Hip hi Quc t cc K s T vn
IDIC c ba hip hi quc gia cc k s t vn chu u sng lp ra nm 1913. Mc ch thnh lp Hip hi l cng nhau xut nhng li ch v nghip v ca cc hip hi thnh vin v ph bin cc thng tin cn quan tm n cc hip hi quc gia thnh vin.
T F
i nay, s lng thnh vin ca FIDIC l trn 60 nc trn ton cu v Hip hi l i din cho phn ln cc k s t vn lm n c lp trn th gii.
IDIC b tr sp xp cc cuc hi tho, hi gh v cc hot ng khc theo s pht trin ca cc mc tiu ca mnh: duy tr o l cao v cc tiu chun v ngh nghip; trao i quan im v thng tin, tho lun cc vn cng quan tm gia cc hip hi thnh vin v ngi i din ca cc t chc ti chnh quc t, v m rng ngh nghip c tnh k thut cc nc ang pht trin. c n phm ca FIDIC bao gm cc bi tham lun cc cuc hi tho v hi ngh, thng tin cho cc k s t vn, ch d n v cc c quan pht trin quc t, cc dng chun nh gi, cc ti liu v hp ng v cc tha thun gia khch hng/t vn. Nhng th ny u c sn ti vn phng Thy S.
Hip hi Quc t cc k s T vn FIDIC xut bn

P.O Box 86 CH-1000 Lausane 12 Thy S. in thoi +4121654 4411 Fax +4121653 3432 E.mail fidic @ pobox.com. w w w http:/www.fidic.org
FIDIC 1999
LI GII THIU t lu, cc mu iu kin v Hp ng ca FIDIC dng cho cc ch u t v Nh thu trong cc d n xy dng quc t nh trong mi nc (c iu chnh) c s dng mt cc rng ri trn th gii. nc ta, t khi c chnh sch m ca theo c ch th trng, cc dng mu iu kin Hp ng ny tr thnh quen thuc vi cc c quan nh nc, cc gii kinh doanh xy dng. Quyn sch iu kin hp ng i vi cc cng vic cc cng trnh xy dng do FIDIC xut bn nm 1984 c xem nh cm nang ca nhng ngi xy dng. Ngh nh s 43/CP ngy 16/7/1996 v Ngh nh s 88/CP ngy 1/9/1999 ca Chnh ph v quy ch u thu u yu cu p dng Cc iu kin chung v iu kin c th cc Hp ng theo hng dn ca FIDIC (Hip hi Quc t cc K s T vn) trong cng tc u thu. FIDIC khng ngng thu thp tnh hnh, nghin cu v n nay nhn thy mt s d n nm ngoi phm vi ca cac biu mu iu kin Hp ng c. Qua mt thi gian d tho, ly kin rng ri ca cc chuyn gia u ngnh, ca cc t chc ti chnh quc t, ca cc Hi, Hip hi c lin quan v p dng th, n thng 9/1999 mt b gm 4 dng mu iu kin Hp ng mi ra i. Cc mu iu kin Hp ng mi c th thch ng cho i b phn cc d n xy dng v lp t trn th gii. B mi ny c lin tc ph bin trn khp nm chu v dn dn thay th cc b c v ngy cng m rng phm vi tc dng ca n trong cng tc u thu xy dng. Trong dng hp ng ngn gn c ngn hng Th gii WB xem nh l cc iu kin tiu chun trong Ti liu v u thu tiu chun trong cc cng trnh nh. c s cho php ca FIDIC vi t cch l i din duy nht ca FIDIC ti Vit Nam, Hip hi T vn Xy dng Vit Nam dch ph bin mi Cc iu kin Hp ng xy dng nhm gip cc doanh nghip nm bt kp thi cc thng l quc t trong kinh doanh xy dng. thun tin cho vic s dng, b mi ca FIDIC c dch v xut bn thnh 2 tp: Tp 1: + Cc iu kin ca Hp ng v xy dng cho cc cng trnh kin trc v cng trnh k thut do ch cng trnh (u t) thit k: Tp 2: + Cc iu kin Hp ng v nh my v thit k xy dng. + Cc iu kin v Hp ng cho cc d n EPC cha kha trao tay. Sau khi xut bn tp 1, Hip hi xin trn trng gii thiu vi qu c gi tp 2 ca b mi ni trn. y l mt ti liu c tnh tng hp bao qut nhiu lnh vc nn trong khi dch khng trnh khi thiu st mong c s gp ca qu v. Hip hi T vn Xy dng Vit Nam xin chn thnh cm n s gip ca B Xy dng (trc tip l Nh xut bn xy dng), cc chuyn gia xy dng va qun l u ngnh trong cng tc dch v xut bn b sch ny.
HIP HI T VN XY DNG VIT NAM
iu kin Hp ng
NH MY V THIT K - XY DNG
DNG CHO CC NH MY C V IN V CC CNG TRNH XY DNG V K THUT DO NH THU THIT K
iu kin chung Hng dn son tho iu kin ring Mu th d thu, tha thun hp ng v Tha thun x l tranh chp
FIDIC 1999
IU KIN CHUNG
HNG DN SON THO IU KIN RING
iu kin Hp ng
CC MU TH D THU, THA THUN HP NG V THA THUN X L TRANH CHP
Sa i ln th nht 1999
FIDIC 1999
LI CM N
Hip hi Quc t cc K s T vn (FIDIC) xin chn thnh cm n cc thnh vin sau y ca T cng tc cp nht ti liu: Christopher Wade (Trng nhm), SWECO-VBB Thy in; Peter L Booen, c; Christpher R Seppala (C vn php l), White & Case, Php; v Jose F Speziale, IATASA, Achentina. Vic chun b c tin hnh di s ch o chung ca y ban v Cc Hp ng ca FIDIC bao gm cc ng Dohn B Bowcock, k s t vn, Vng quc Anh (Ch tch); Michael Mortimer Hawkins, Swedpower, Thy in; v Axel-Volkmar Jaeger, Schmidt Reuter Partner, c; cng vi ng K B (Tony) Norris, c vn c bit. Cc d tho c nhiu c nhn v t chc c tn trong danh sch di y r sot li. Nhng nhn xt ca h c Nhm cng tc cp nht nghin cu kp ti v nhng ch thch hp cc nhn xt c sa li li vn ca cc iu khon, Mushtag Ahmad, NESPAK, Pakistan; Peter Batty, Post Buckley International, M, Roeland Bertrams Clifford Chance, H Lan; Charles G Borthwich, SwedoPower, Thy in; Manfred Breege, Lahmeyer International, c, Pablo Bueno, TYPSA, Ty Ban Nha; Nael G Bunni, K s T vn, Ai len; Ian Fraser, Beca Carter Hollisng & Femer Niu Di In; Roy Goode, i hc Oxford, Vng quc Anh; Dan W Graham, Bridtows Cooke & Carpmael, Vng quc Anh; Tonny Jensen (Ch tch y ban qun l cht lng ca FIDIC); COWI, an Mch; Philip Loots v Hip hi Nam Phi; Neil McCole, Merz and McLellan, Vng quc Anh; Tim Raynolds, Constant & Constant, Anh; Matthew Needham-Laing, Victoria Russell & Paul J Taylor, Berrynams Lace Mawer, Vng quc Anh; David R. Wightman & Gerlando Butera, Nabarro Nathanson, Vng quc Anh; Hip hi cc k s T vn Nht Bn; C quan Cng nghip Xy dng Phi Lip Pin; T chc Quc t Cc Nh thu Chu u (EIC); C quan Lin lc Cng nghip Kim loi Chu u (ORGALIME); Hip hi Quc t cc Nh thu lm cng vic no vt, Hi lut gia Quc t; Ngn hng Pht trin chu ; v Ngn hng Th gii. S tha nah65n ca nhng c nhn v t chc ni trn khng c ngha l h thng qua cch din t ca tt c cc iu khon. FIDIC xin c nh gi cao thi gian v cng sc b ra ca tt c c nhn v t chc trn y. Quyt nh cui cng v hnh thc v ni dung ca ti liu vn thuc v FIDIC.
FIDIC 1999
LI NI U
Trong nm 1999, Hip hi Quc t cc K d Tv n (FIDIC) cng b ln xut bn th nht ca 4 dng hp ng tiu chunn mi. iu kin ca Hp ng Xy dng Dng ny c khuyn ngh cho cc cng trnh xy dng hoc k thut do Ch u t hoc i din ca Ch u t, cc nh t vn thit k. Theo s sp xp thng thng i vi cc lai hp ng ny th Nh thu xy dng thc hin cng trnh ng vi thit k do Ch u t cung cp. Tuy nhin cng trnh c th bao gm mt s hng mc v c in v/hoc xy dng do Nh thu thit k. iu kin ca Hp ng Nh my v thit k - Xy dng, Dng ny c khuyn ngh dng cho vic cung cp nh my in v/hoc c kh v cho vic thit k v thi cng cc cng trnh xy dng hoc k thut. Theo s sp xp thng thng i vi loi Hp ng ny th Nh thu thit k v cung cp cc nh my v/hoc cc cng vic khc theo cc yu cu ca Ch u t m c th kt hp c cc cng vic h tng, c, in v/hoc xy dng. iu kin Hp ng cho cc d n EPC/Cha kha trao tay, Dng ny c th thch hp vi vic cung cp trn c s cha kha trao tay mt dy chuyn hay mt nh my in, mt x nghip hay c s tng t hoc mt d n h tng hoc mt loi d n pht trin khc m : (i) gi thnh v thi gian c yu cu cao hn, v (ii) Nh thu chu trch nhim hon thnh i vi thit k thi cng cng trnh, v s tham gia rt t ca Ch u t. Theo s sp xp thng thng, i vi cc d n cha kha th Nh thu thc hin mi cng vic t vn, Mua sm v xy dng (EPC): cung cp trang thi b ng b, sn sng vn hnh (ti lc cha kha trao tay). Dng Hp ng ngn, Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut c vn tng i nh. Ty theo loi cng vic v iu kin c th, dng ny cng c th thch hp i vi cc hp ng c gi tr ln hn, c bit i vi cng trnh tng i n gin, lp i lp li hoc cng tnh lm trong thi gian ngn. Theo sp xp thng thng i vi loi hp ng ny th Nh thu xy dng cng trnh ph hp theo thit k do ch u t hay i din ca Ch u t (nu c) cung cp, nhng dng ny cng c th thch hp i vi mt hp ng c hoc bao gm ton b cc cng vic h tng v c, in v/hoc xy dng do Nh thu thit k. Cc dng hp ng c khuyn ngh cho vic s dng chung khi vic u thu c mi trn c s quc t. C th yu cu sa i mt s quyn hn php l no , c bit nu cc iu kin c dng trong nhng hp ng trong nc. FIDIC coi cc vn bn chnh thc v ng tin cy l bng ting Anh.
FIDIC 1999
Khi son tho cc iu kin Hp ng Nh my v Thit k - Xy dng ny, thy rng, trong khi c nhiu khon s c p dng rng ri th c mt s khon no cn thit phi thay i tnh n cc tnh hung lin quan n hp ng ring. Nhng khon c xem l c th p dng cho nhiu (nhng khng phi l cho tt c) hp ng u c a vo trong iu kin chung chng kt hp cht ch trong mi hp ng. iu kin chung v iu kin ring s cng bao gm cc iu kin ca Hp ng chi phi cc quyn lp v ngha v ca cc Bn. Cn thit phi son tho cc iu kin ring cho mi hp ng ring l v phi tnh n nhng khon trong cc iu kin chung c cp ti cc iu kin ring. i vi t cng b ny, iu kin chung c son tho da trn cc c s sau y: (i) cc khon thanh ton tm lin quan n gi hp ng trn gi s c thc hin theo tin trinh cng vic v thnh tng t c trnh by chi tit trong mt lch trnh thanh ton.
(ii) Nu li vn trong iu kin chung i hi phi c thm d liu th (tr khi c m t l phi c chi tit ha trong cc yu cu ca Ch u t) Khon tham chiu ti nhng d liu c cha ng trong Ph lc ca H s thu, d liu hoc c quy nh bi bn Ch u t hoc c ngi d thu a vo. (iii) Khi mt Khon trong iu kin chung cp n mt trng hp m cc thut ng hp ng khc nhau c p dng cho cc hp ng khc nhau th cc nguyn tc c vn dng, vit iu khon ny ra thnh vn, nh sau: (a) nu nhng quy nh no ngi s dng khng mun p dng th c th n gin gch b hoc khng vin dn; h s cm thy thun thin hn l phi vit on vn b sung (trogn iu kin ring) bi v trong iu kin chung khng c cc yu cu ca h; hoc trong nhng trng hp khc, nhng ch m vic p dng (a) khng thch hp th khon nn c cc quy nh c xem l c th p dng cho hu ht cc hp ng.
(b)
V d, Khon 14.2 [ng trc] c a vo l cho thun tin ch khng phi v chnh sch no ca FIDIC lin quan n vic tm ng. Khon ny s khng p dng c (thm ch c nu c khng b gch b) nu n b b qua do khng trnh by r chi tit s tin thanh ton trc. Cn lu rng mt vi quy nh nm trong iu kin chung c th khng thch hp i vi mt hp ng mang tnh ei63n hnh. Nhng thng tin tip theo v mt ny, v d cu ch cho nhng quy nh khc, v nhng ti liu gii thch khc v nhng v d v cu ch gip son tho iu kin ring v nhng h s mi thu khc c gp chung li trong ln xut bn ny thnh Hng dn son tho iu kin ring. Trc khi a thm bt c v d v cu vn no, cn kim tra mbo l n hon ton ph hp cho tnh hung ring ; nu khng n s phi sa li.
nhng ch m vn a ra lm v d c sa li v trong trng hp khi c nhng sa i v li vn hoc c cc b sung khc, cn phi thn trng m bo khng to ra nhng ch ti ngha hoc l ca iu kin chung hoc gia cc iu khon ca iu kin ring. Mt iu rt c bn l tt c nhng nhim v d tho ny v ton b vic son tho h s mi thu phi c giao ph cho ngi c trnh thch ng k c v mt hp ng, k thut v mua sm. Ti liu xut bn ny kt thc vi cc mu Th D thu, ph lc H s mi thu (cung cp mt danh sch cc Khon m n tham chiu ti), Bn tha thun hp ng, cc phung n Tha thun v x l tranh chp. Ban tha thun x l tranh chp ny a ra li vn cho bn tha thun gia Bn Ch u t v Bn Nh thu v ngi c ch nh lm nhim v hoc l ngi ha gii duy nht hoc l thnh vin ca ban ha gii ba ngi; v bao gm (theo tham chiu) cc Khon ca Ph lc ca iu kin chung. FIDIC d nh xut bn mt hng dn s dng iu kin hp ng cho Xy dng, cho Nh my v thit k - Xy dng v cho cc D n K thut, Mua sm, xy dng (EPC)/ cha kha trao tay Mt nphm thch hp khac ca FIDIC l trnh t u thu gii thiu mt cch thc c h thng chn la nhng ngi d thu, thu nhn v nh gi cc h s thu. Nhm lm r trnh t ca cc hot ng theo Hp ng, c th tham chiu cc s hai trang tip theo v cc Khon c lit k di y (mt vi s ca Khon cng c nu ra trong cc s ). Nhng s l minh h v khng c xem l s din gii cc iu kin ca Hp ng. 1.1.3.1 & 13.7 1.1.3.2 & 8.1 1.1.6.6 & 4.2 1.1.6.6 & 4.2 1.1.4.7 & 14.3 1.1.3.3 & 8.2 1.1.3.4 & 9.1 1.1.3.5 & 10.1 1.1.3.6 & 12.1 1.1.3.7 & 11.1 1.1.3.8 & 11.9 1.1.4.4 & 14.13 Ngy hn Ngy khi cng Bo lnh thc hin Bo lnh thc hin Chng ch Thanh ton tm Thi gian hon thnh (nh c ko di theo khon 8.4) Kim nh khi hon thnh Chng ch nghim thu Kim nh sau khi hon thnh (nu c) Thi hn thng bo sai st (nh c ko di theo 11.3) Chng ch thc hin Chng ch Thanh ton cui cng
10
Pht hnh cc ti liu mi thu
Np H s d thu
Pht hnh Th chp thun
8.1 Ngy khi cng
10.1 Cp Chng ch nghim thu
11.9 Cp Chng ch Thc hin Hp ng
Ngy hn
8.2 Thi gian hon thnh
28 ngy
< 28 ngy
Chm tr 11 Thng do Nh bo cc sai thu st
< 21 ngy
Thi hn u thu
4.2 Pht hnh Bo lnh thc hin Hp ng
9.1 Th khi hon thnh
Sa cha sai st
4.2 Tr li Bo lnh thc hin Hp ng
Trnh t in hnh ca cc s vic chnh trong cc Hp ng cho Nh my v Thit k - Xy dng 1. 2. 3. 4. Thi gian hon thnh phi c ni r (trong Ph lc H s d thu) nh s ngy, c b sung thi gian ko di theo Khon 8.4. Nhm ch c ra trnh t ca cc s vic, s trn y da trn th d v nh thu khng tun th ng vi Khon 8.2. Thi hn thng bo cc si st phi c nu r (trong Ph lc H s d thu) s ngy, c b sung thi gian ko di theo Khon 11.3. Ty thuc vo loi cng trnh m c th yu cu kim nh sau khi hon thnh.
FIDIC 1999
11
14.3 Nh thu np Bo co cho Nh t vn
14.6 Nh t vn cp Chng ch Thanh ton tm thi
14.7 Ch u t thanh ton cho Nh thu
Mi ln Thanh ton tm hng thng (hoc cch khc)
< 56 ngy
< 28 ngy
Nh t vn r sot Bo co, Nh thu Thanh ton cung cp thng tin < 28 ngy cui cng
< 56 ngy
14.1 Nh thu np 14.11 Nh thu np d tho Bo co Bo co cui cng cui cng cho v 14.12 trang tri Nh t vn ht
14.13 Nh t vn pht hnh Chng ch thanh ton cui cng
14.7 Ch u t thanh ton
Trnh t in hnh ca cc s vic thanh ton c tr tnh trong iu 14 20.4 Mt Bn trnh BXKTC (DAB) xem xt 1 tranh chp 20.4 Mt Bn c th ra thng bo v s khng tha mn 20.6 Mt Bn c th khi xng s phn x trng ti
Bn ra thng Bo nh trnh BXLTC (DAB) xem xt 1 tranh chp
20.2 Cc bn ch nh Ban XLTC (DAB)
Cc Bn a ra kin vi BXLTC (DAB)
Ha gii mt cch hu ho
< 28 ngy
< 84 ngy
< 28 ngy
> 56 ngy Trng ti/cc Trng ti c ch nh
BXLTC (DAB) ra quyt nh
Tnh lin tc in hnh ca cc s kin tranh chp c tr tnh trong iu 20
FIDIC 1999
12
IU KIN CHUNG
iu kin Hp ng
iu kin chung
FIDIC 1999
13
iu kin Chung
NI DUNG
1.
1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9
NHNG QUY NH CHUNG

nh ngha Din gii Cc cch thng tin Lut v ngn ng Th t u tin ca cc ti liu Tha thun hp ng Nhng li S cn trng v cung cp ti liu Cc sai st trong cc yu cu ca Ch u t
1.10 Vic Ch u t s dng ti liu ca Nh thu 1.11 Vic Nh thu s dng ti liu ca Ch u t 1.12 Cc chi tit b mt 1.13 Tun th lut php 1.14 ng trch nhim v a trch nhim
2.
2.1 2.2 2.3 2.4 2.5
CH U T
Quyn tip cn Cng trng Giy php, chng ch hoc giy chp thun Nhn lc ca Ch u t S thu xp ti chnh ca Ch u t Khiu ni ca Ch u t
3.
3.1 3.2 3.3 3.4 3.5
NH T VN
Nhim v v quyn hn ca Nh t vn y quyn ca Nh t vn Ch dn ca Nh t vn Thay th Nh t vn Quyt nh
4.
4.1
NH THU
Trch nhim chung ca Nh thu
FIDIC
14
4.2 4.3 4.4 4.5 4.6 4.7 4.8 4.9
Bo lnh thc hin i din Nh thu Nh thu ph Cc Nh thu ph c c Hp tc nh v cc mc Cc quy nh v an ton m bo cht lng
4.10 D liu v cng trng 4.11 Tnh cht y ca Gi Hp ng c chp thun 4.12 iu kin vt cht khng lng trc c 4.13 Quyn v ng i v cc phng tin 4.14 Trnh can thip 4.15 ng vo cng trng 4.16 Vn chuyn hng ha 4.17 Thit b Nh thu 4.18 Bo v mi trng 4.19 in, nc v kh t 4.20 Thit b v vt liu cp t do ca Ch u t 4.21 Bo co tin 4.22 An ninh cng trng 4.23 Hot ng ca Nh thu trn cng trng 4.24 C vt
5.
5.1 5.2 5.3 5.4 5.5 5.6 5.7 5.8
THIT K
Nhim v thit k chung Cc ti liu ca Nh thu m bo ca Nh thu Tiu chun v quy nh k thut o to Cc ti liu hon cng Ti liu hng dn vn hnh v bo dng Li thit k
6.
6.1
FIDIC
NHN VIN V NGI LAO NG

Thu mn nhn vin v lao ng 15
6.2 6.3 6.4 6.5 6.6 6.7 6.8 6.9
Mc lng v iu kin lao ng Nhng ngi trong b my ca Ch u t Lut lao ng Gi lao ng iu kin sinh hot cho nhn vin v ngi lao ng Sc khe v an ton lao ng S gim st ca Nh thu Nhn lc Nh thu
6.10 H s v nhn lc v thit b ca Nh thu 6.11 Hnh vi gy ri
7.
7.1 7.2 7.3 7.4 7.5 7.6 7.7 7.8
THIT B, VT LIU V TAY NGH

Cch thc thc hin Mu m Gim nh Kim nh (th) T chi Cng vic sa cha Quyn s hu v thit b v vt liu L ph s dng
8.
8.1 8.2 8.3 8.4 8.5 8.6 8.7 8.8 8.9
KHI CNG, CHM TR V TM NGNG

Khi cng Thi gian hon thnh Chng trnh tin Gia hn thi gian hon thnh Chm tr do Nh chc trch Tin thc hin Nhng thit hi do chm tr Tm ngng cng vic Hu qu ca vic tm ngng
8.10 Thanh ton tin thit b v vt liu trong trng hp tm ngng 8.11 Ko di tnh trng tm ngng 8.12 Ni li cng vic
FIDIC
16
9.
9.1 9.2 9.3 9.4
TH (KIM NH) KHI HON THNH

Ngha v Nh thu Vic th (kim nh) b chm tr Th (kim nh) li Khng vt qua c cc cuc kim nh khi hon thnh
10. NGHIM THU CA CH U T

10.1 Nghim thu cng trnh v cc hng mc cng trnh 10.2 Nghim thu b phn cng trnh 10.3 Can thip vo cc cuc kim nh khi hon thnh 10.4 Yu cu b tr li mt bng
11. TRCH NHIM I VI CC SAI ST

11.1 Hon thnh cng vic cn d dang v sa cha sai st 11.2 Chi ph cho vic sa cha sai st 11.3 Ko di thi hn thng bo sai st 11.4 Khng sa cha c sai st 11.5 Di chuyn cng vic b sai st 11.6 Cc kim nh thm 11.7 Quyn c ra vo 11.8 Nh thu tm nguyn nhn 11.9 Chng ch thc hin 11.10 Nhng ngha v cha c hon thnh 11.11 Gii phng mt bng
12. KIM NH SAU KHI HON THNH

12.1 Th tc kim nh sau khi hon thnh 12.2 Th (kim nh) b chm tr 12.3 Th (kim nh) li 12.4 Khng vt qua c cc cuc kim nh sau khi hon thnh
13. BIN I V IU CHNH

13.1 Quyn c bin i 13.2 T vn v gi tr cng trnh 13.3 Th tc bin i 13.4 Thanh ton bng tin t qui nh 13.5 Tin tm ng
FIDIC
17
13.6 Cng vic hng ngy 13.7 iu chnh do thay i lut l 13.8 iu chnh do thay i v chi ph
14. GI HP NG V THANH TON

14.1 Gi hp ng 14.2 ng trc 14.3 Xin cp Chng ch thanh ton tm 14.4 Lch trnh thanh ton 14.5 Thit b v cc vt liu dng cho cng trnh 14.6 Cp Chng ch Thanh ton tm 14.7 Thanh ton 14.8 Thanh ton b chm tr 14.9 Thanh ton tin gi li 14.10 Bo co khi hon thnh 14.11 Xin cp Chng ch thanh ton cui cng 14.12 Trang tri xong 14.13 Cp Chng ch thanh ton cui cng 14.14 Chm dt trch nhim ca Ch u t 14.15 Loi tin dng thanh ton
15. CHM DT HP NG BI CH U T
15.1 Thng bo sa cha 15.2 Chm dt hp ng bi Ch u t 15.3 Xc nh gi ti ngy chm dt hp ng 15.4 Thanh ton sau khi chm dt hp ng 15.5 Quyn chm dt hp ng ca Ch u t
16. TM NGNG V CHM DT HP NG BI NH THU

16.1 Quyn Nh thu tm ngng cng vic 16.2 Chm dt hp ng bi Nh thu 16.3 Ngng cng vic v di di thit b ca Nh thu 16.4 Thanh ton khi chm dt hp ng
17. RI RO V TRCH NHIM

17.1 Bi thng 17.2 S cn trng ca Nh thu i vi cng trnh
FIDIC
18
17.3 Ri ro ca Ch u t 17.4 Hu qu cc ri ro ca Ch u t 17.5 Quyn s hu tr tu v s hu cng nghip 17.6 Gii hn ca trch nhim
18. BO HIM
18.1 Cc yu cu chung v bo him 18.2 Bo him cng trnh v thit b ca Nh thu 18.3 Bo him tn thng cho ngi v thit hi v ti sn 18.4 Bo him cho nhn lc Nh thu
19. BT KH KHNG
19.1 nh ngha v bt kh khng 19.2 Thng bo v bt kh khng 19.3 Nhim v gim s chm tr n thp nht 19.4 Cc hu qu ca bt kh khng 19.5 Bt kh khng nh hng n Nh thu ph 19.6 Chm dt c la chn, thanh ton, ht trch nhim 19.7 Ht trch nhim thc hin theo lut
20. KHIU NI, TRANH CHP V TRNG TI

20.1 Khiu ni ca Nh thu 20.2 Vic c Ban x l tranh chp 20.3 Khng tha thun c v Ban x l tranh chp 20.4 C quyt nh ca Ban x l tranh chp 20.5 Ha gii mt cch hu ho 20.6 Trng ti 20.7 Khng tun th quyt nh ca Ban x l tranh chp 20.8 Ht hn vic ch nh Ban x l tranh chp
PH LC CC IU KIN CHUNG CA THA THUN X L TRANH CHP BN MC LC CC KHON
FIDIC
19
Cc nh ngha c Lit k theo Bng ch ci

1.1.4.1 1.1.1.9 1.1.3.1 1.1.3.2 1.1.3.3 1.1.3.4 1.1.4.2 1.1.2.3 1.1.6.1 1.1.5.1 1.1.2.7 1.1.1.7 1.1.2.5 1.1.4.3 1.1.6.2 1.1.2.9 1.1.3.9 1.1.3.7 1.1.2.2 1.1.6.3 1.1.2.6 1.1.1.5 1.1.2.4 1.1.2.10 1.1.4.4 1.1.4.5 1.1.6.4 1.1.4.6 1.1.5.2 1.1.4.7 S tin c chp thun theo hp ng 1.1.6.5 Ph lc ca H s d thu Ngy hn Ngy khi cng Hp ng Tha thun Hp ng Gi Hp ng Nh thu H s Nh thu Thit b Nh thu Nhn lc Nh thu xut ca Nh thu i din Nh thu Chi ph Nc s ti lnh DAB Ban x l tranh chp Ngy Thi hn thng bo sai st Ch u t Thit b Ch u t Nhn lc Ch u t Cc yu cu ca Ch u t Nh t vn FIDIC Chng ch thanh ton cui cng Bn k khai cui cng Bt kh khng Ngoi t Hng ha Chng ch thanh ton tm 1.1.1.3 1.1.1.4 1.1.4.5 1.1.5.3 1.1.2.1 1.1.4.9 1.1.3.8 1.1.6.6 1.1.5.4 1.1.5.5 1.1.4.10 1.1.4.11 1.1.1.6 1.1.1.10 1.1.1.10 1.1.5.6 1.1.6.7 1.1.4.12 1.1.2.8 1.1.3.5 1.1.5.7 1.1.1.4 1.1.3.6 1.1.3.4 1.1.3.3 1.1.6.8 1.1.6.9 1.1.5.8 1.1.3.9 Lut Th chp thun Th d thu Ni t Vt liu Bn Chng ch thanh ton Chng ch thc hin Bo lnh thc hin Cng trnh vnh cu Thit b S tin tm thi Tin gi li Tin Bng cc ni dung bo Tin thanh ton Hng mc cng trnh Cng trng Bn k khai Nh thu ph Chng ch nghim thu Cng trnh tm H s d thu Th sau khi hon thnh Th khi hon thnh Thi hn hon thnh Khng lng trc c Bin i Cng trnh Nm
FIDIC
20
IU KIN CHUNG
1.
1.1
NHNG QUY NH CHUNG

nh ngha Trong Nhng iu kin ca Hp ng (Nhng iu kin ny) bao gm iu kin ring v iu kin chung ny, nhng t v cm t lit k di y s c ngha nh quy nh bn di. Nhng t ch ngi hoc cc bn, c ngha bao gm cng ty v cc n v php nhn khc, tr nhng ch m ng cnh i hi phi hiu khc. 1.1.1 Hp ng 1.1.1.1 Hp ng l tha thun Hp ng, Th Chp thun, Th D thu, nhng iu kin ny, Yu cu ca Ch u t, Tin , xut ca Nh thu v cc ti liu khc (nu c) c lit k trong Tha thun Hp ng hoc trong Th Chp thun. Tha thun Hp ng l tha thun Hp ng (nu c) c tham chiu ti Khon 1.6 [Tha thun Hp ng] Th chp thun l th th hin s chp thun chnh thc Th d thu, c Ch u t k, trong cha ng bt k bn ghi nh no c km theo bao gm cc tha thun c k gia hai Bn. Nu khng c mt th chp thun nh th th cm t Th chp thun c ngha l Tha thun hp ng v ngy php hnh hoc nhn c Th chp thun ngha l ngy k Tha thun Hp ng. Th d thu l ti liu c ly tiu l th d thu, c Nh thu hon thnh v gm bn cho thu c k v gi cho Ch u t. Cc yu cu ca Ch u t l ti liu c tiu cc yu cu ca Ch u t, nh c trong Hp ng, v bt k s b sung v sa i ti liu ny ph hp vi Hp ng. Ti liu ny nu c th mc ch, phm vi v/hoc cc tiu chun thit k v/hoc cc c tnh k thut khc i vi cng trnh. Bng danh mc l vn bn c gi l bn danh mc do Nh thu hon thnh v trnh km theo Th D thu, nh c a vo trong Hp ng. Vn bn nh vy c th gm cc d liu, lit k v biu cc t gi v/hoc gi. xut ca Nh thu l ti liu c tn xut m Nh thu np cng Th D thu, nh c trong Hp ng. Ti liu ny c th gm thit k s b ca Nh thu.
1.1.1.2 1.1.1.3
1.1.1.4
1.1.1.5
1.1.1.6
1.1.1.7
FIDIC
21
1.1.1.8
H s d thu l Th d thu v tt c cc vn bn khc m Nh thu trnh cng vi Th d thu, nh c a vo trong Hp ng. Ph lc ca H s d thu l cc trang hon chnh c tn ph lc h s d thu v c km theo v lm thnh mt phn ca Th d thu. Bng cc Ni dung bo m v Lch trnh thanh ton l ti liu c tn nh vy (nu c) trong cc bng biu.
1.1.1.9
1.1.1.10
1.1.2 Cc Bn v cc c nhn 1.1.2.1 1.1.2.2 1.1.2.3 1.1.2.4 Bn l Ch u t hoc Nh thu nh ng cnh yu cu. Ch u t l ngi c gi l Ch u t trong Th d thu v nhng ngi k tha hp php theo chc danh ny. Nh thu l nhng ngi c tn l Nh thu trong Th d thu v nhng ngi k tha hp php nhn danh nhng ngi ny. Nh t vn l ngi c Ch u t ch nh l Nh t vn nhm thc hin mc ch ca Hp ng v c gi nh vy trong Ph lc ca H s d thu, hoc ngi khc c Ch u t ch nh theo tng thi gian v bo cho Nh thu theo Khon 3.4 [Thay th Nh t vn]. i din Nh thu l ngi c Nh thu nu ra trong Hp ng hoc c Nh thu thnh thong ch nh theo Khon 4.3 [i din Nh thu] v hnh ng thay mt Nh thu. Nhn lc Ch u t l k s, tr l c ni ti trong Khon 3.2 [y quyn ca Nh t vn] v tt c nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc ca Nh t vn v ca Ch u t, v bt k nhn lc no khc do Ch u t hoc Nh t vn thng bo cho Nh thu l nhn lc Ch u t. Nhn lc Nh thu l i din ca Nh thu v tt c nhn lc m Nh thu s dng trn cng trng, c th bao gm nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc ca Nh thu v ca tng Nh thu ph v bt k nhn lc no khc gip vic cho Nh thu trong vic thi cng cng trnh. Nh thu ph l bt k ngi no c ch ra trong Hp ng l thu ph, hoc bt k ngi no c ch nh l thu ph cho mt phn ca cng trnh v nhng ngi k tc hp php theo chc danh ca mi mt trong s nhng ngi ni trn. DBA (Ban x l tranh chp) l mt ngi hoc ba ngi c gi nh vy trong Hp ng, hoc nhng ngi khc c ch nh theo
1.1.2.5
1.1.2.6
1.1.2.7
1.1.2.8
1.1.2.9
FIDIC
22
Khon 20.2 [Ch nh Ban x l tranh chp] hoc theo Khon 20.3 [Bt ng trong vic c Ban x l tranh chp]. 1.1.2.10 FIDIC l Fderation Internationaale des Ingnieurs - Conseils, ngha l Hip hi quc t Cc K s T vn.
1.1.3 Ngy, th, thi hn v hon thnh 1.1.3.1 1.1.3.2 1.1.3.3 Ngy hn l ngy vo 28 ngy trc thi hn cui cng np H s d thu. Ngy khi cng l ngy c thng bo theo Khon 8.1 [Ngy khi cng]. Thi hn hon thnh l thi gian hon thnh cng trnh hoc hng mc cng trnh (ty tng trng hp) theo Khon 8.2 [Thi hn hon thnh], nh nu trong Ph lc H s d thu vi bt k s ko di no theo Khon 8.4 [Gia hn thi hn hon thnh], c tnh t ngy khi cng. Th (Kim nh) hon thnh l nhng cuc th c ch ra trong Hp ng hoc c tha thun gia hai Bn hoc c hng dn l mt Bin i v c tin hnh theo iu 9 [Kim nh khi hon thnh] trc khi cng trnh hoc hng mc cng trnh (ty trng hp) c Ch u t tip thu bn giao. Chng ch nghim thu l chng ch c pht hnh theo iu 10 [Nghim thu ca Ch u t]. Th kim nh sau khi hon thnh l cc cuc th (nu c) c nu trong Hp ng v c thc hin theo iu 12 [Kim nh sau khi hon thnh] sau khi Cng trnh hoc mt hng mc (ty trng hp) c Ch u t tip nhn. Thi hn thng bo sai st l thi hn thng bo cc sai st ca cng trnh hoc mt hng mc (ty tng trng hp) theo Khon 11.1 [Hon thnh Phn vic cn d dang v sa cha cc sai st], nh c nu trong Ph lc H s d thu (vi bt c s gia hn theo Khon 11.3 [Gia hn thi hn thng bo sai st], c tnh t ngy cng trnh hoc hng mc cng trnh c hon thnh nh c xc nhn theo quy nh ti Khon 10.1 [Nghim thu cng trnh hoc cc hng mc cng trnh]. Chng ch thc hin l chng nhn c pht hnh theo Khon 11.9 [Chng ch thc hin]. Ngy l ngy theo lch v nm l 365 ngy.
1.1.3.4
1.1.3.5 1.1.3.6
1.1.3.7
1.1.3.8 1.1.3.9
FIDIC
23
1.1.4 Tin v thanh ton 1.1.4.1 S tin c chp thun theo Hp ng l s tin c chp thun trong th chp thun thi cng v hon thnh cng trnh v sa cha bt c sai st no. Gi Hp ng l gi c xc nh trong Khon 14.1 [Gi Hp ng], v bao gm cc iu chnh ph hp vi Hp ng. Chi ph l tt c cc khon chi ph hp l do Nh thu chu (hoc s phi chu), bt k trong hay ngoi cng trng, gm c chi ph qun l v cc ph tng t nhng khng gm li nhun. Chng ch thanh ton cui cng l chng ch thanh ton c ban hnh theo Khon 14.13 [Cp chng ch thanh ton cui cng]. Bn k khai cui cng l bn k khai c xc nh ti Khon 14.11 [Xin cp chng ch thanh ton cui cng]. Ngoi t l tin t m bng loi tin mt phn (hoc ton b) ca Gi Hp ng phi tr, nhng khng phi l ng Ni t. Chng ch thanh ton tm thi l chng ch thanh ton c cp theo iu 14 [Gi Hp ng v thanh ton], khc vi Chng ch thanh ton cui cng.Bn k khai l mt bn k do Nh thu trnh l mt phn ca n xin thanh ton theo iu 14 [Gi hp ng v thanh ton]. Ni t l tin t ca nc s ti. Chng ch thanh ton l chng ch thanh ton c cp theo iu 14 [Gi Hp ng v thanh ton]. S tin tm thi l s tin (nu c) c xc nh trong Hp ng l s tin tm thi c cp thc hin mt phn cng trnh hoc cung cp thit b, vt liu hoc dch v theo Khon 13.5 [S tin tm thi]. Tin gi li l tin Ch u t gi li theo Khon 14.3 [n xin cp chng ch thanh ton tm thi] v tr theo Khon 14.9 [Thanh ton tin b gi li]. Bn k khai l mt bn k do Nh thu trnh lm thnh mt phn ca n xin cp Chng ch thanh ton, theo iu 14 [Gi Hp ng v thanh ton].
1.1.4.2 1.1.4.3
1.1.4.4 1.1.4.5 1.1.4.6 1.1.4.7
1.1.4.8 1.1.4.9 1.1.4.10
1.1.4.11
1.1.4.12
1.1.5 Cng trnh v Hng ha 1.1.5.1 Thit b nh thu l ton b thit b, my mc, phng tin, xe c v cc th khc yu cu phi c thi cng v hon thnh cng trnh v sa cha bt c sai st no. Tuy nhin, thit b ca Nh thu
FIDIC
24
khng bao gm cc cng trnh tm, thit b ca Ch u t (nu c), thit b, vt liu v bt c th no khc nhm to thnh hoc ang to thnh mt cng trnh vnh cu. 1.1.5.2 1.1.5.3 Hng ha l thit b, vt liu, nh xng v cng trnh tm ca Nh thu hoc bt c th no thch hp. Vt liu l nhng th hoc tt c cc loi (khng phi thit b) nhm to nn hoc ang to nn mt phn ca cng trnh vnh cu gm nhng th c cung cp, ch ni v vt liu (nu c) do Nh thu cung cp theo Hp ng. Cng trnh vnh cu l cc cng trnh vnh cu s do Nh thu thi cng theo Hp ng. Thit b l cc b dng c, my mc, phng tin xe c s to thnh hoc ang to thnh mt phn ca cc cng trnh vnh cu. Hng mc l mt phn cng trnh c nu trong Ph lc H s D thu l mt hng mc (nu c). Cng trnh tm l tt c cc cng trnh tm thi thuc bt k loi no (ngoi cc Thit b ca Nh thu) cn thit phi c trn cng trng thi cng v hon thnh cng trnh vnh cu v sa cha bt k sai st no. Cng trnh l cc cng trnh vnh cu v cng trnh tm hoc bt k loi thch hp no trong .
1.1.5.4 1.1.5.5 1.1.5.6 1.1.5.7
1.1.5.8
1.1.6 Cc nh ngha khc 1.1.6.1 Ti liu Nh thu l cc tnh ton, chng trnh my tnh v phn mm khc, bn v, s tay hng dn, cc m hnh v cc ti liu c tnh cht k thut khc (nu c) do Nh thu cung cp theo Hp ng c m t ti Khon 5.2 [Ti liu Nh thu]. Nc s ti l nc m cng trng (hoc phn ln cng trng) c t nc , ni cc cng trnh vnh cu s c thi cng. Thit b Ch u t l my mc, phng tin xe c (nu c) do Ch u t cp cho Nh thu s dng thi cng Cng trnh, nh nu trong c tnh k thut, nhng khng bao gm Thit b khng c Ch u t tip nhn. Bt kh khng c nh ngha ti iu 19 [Bt kh khng]. Lut l ton b lut php quc gia (hoc ca bang), cc o lut, php lnh, v cc lut khc, cc quy ch, cc vn bn php quy di lut ca bt k c quan cng quyn c thnh lp theo php lut.
1.1.6.2 1.1.6.3
1.1.6.4 1.1.6.5
FIDIC
25
1.1.6.6 1.1.6.6
Bo lnh thc hin l vic bo m (hoc nhng bo m, nu c) theo Khon 4.2 [Bo lnh thc hin]. Cng trng l ni cc cng trnh vnh cu c thi cng v l ni m thit b v vt liu c chuyn ti v bt k ni no khc c nu ra trong Hp ng khi to nn mt b phn ca cng trng. Khng lng trc c l iu khng th lng trc c mt cch c l ca mt Nh thu c kinh nghim ti thi im np thu. Bin i l bt k s bin ng no i vi yu cu ca Ch u t hoc cng vic c ch dn hoc chp thun l s bin i theo iu 13 [Bin i v iu chnh].
1.1.6.7
1.1.6.8
1.2
Din gii Trong Hp ng, tr nhng trng hp ng cnh yu cu khc, cn th: (a) (b) (c) (d) t ng ch mt gii l gm tt c cc gii; t ng ch s t cng bao gm s nhiu v nhng t ch s nhiu cng bao gm c s t. iu khon bao gm cc t ng , ng hoc tha thun yu cu s tha thun phi uc ghi bng vn bn, v c vit hoc bng vn bn ngha l phi c vit bng tay, c nh my, c in hoc ch bn in t v lm thnh ti liu lu gi lu bn.
Cc t ng bn l v cc u khc s khng c xem xt khi din dch cc iu kin ny. 1.3 Cc cch thng tin Bt c ch no khi iu kin ny quy inh vic a ra hoc ban hnh s chp thun, chng ch, tn thnh, quyt nh, thng bo v yu cu, th nhng truyn thng ny s phi l: (a) bng vn bn v chuyn tay (theo giy bin nhn), c gi bng bu in, bu phm hoc c truyn i bng bt k h thng truyn in t c tha thun nh nu trong Ph lc H s d thu; v c chuyn, gi hoc truyn n a ch thng tin c vi ngi nhn nh quy nh trong Ph lc H s d thu. Tuy nhin: (i) nu ngi nhn thng bo mt a ch khc, th sau thng tin phi c chuyn theo a ch mi mt cch tng ng; v
(b)
FIDIC
26
(ii)
nu ngi nhn khng thng bo g khc khi yu cu mt s ph duyt hoc mt s ng , th thng tin c th c gi ti a ch m t pht hnh yu cu.
Nhng giy ph duyt, chng ch, tn thnh v quyt nh khng c b cn gi li hoc b lm chm tr mt cc v l. Khi mt giy chng ch c cp cho mt Bn ngi cp giy chng ch phi gi mt bn sao cho Bn kia. Khi mt thng bo cho mt Bn, do mt Bn khc hoc do Nh t vn pht hnh, phi gi mt bn sao, ty trng hp, cho Nh t vn hoc cho Bn kia. 1.4 Lut v Ngn ng Hp ng chu s iu tit theo lut ca nc s ti (hoc quyn lc php l khc) c nu trong Ph lc H s d thu. Nu c bt c phn no ca Hp ng c dch bng nhiu hn mt th ngn ng th bn dch thc hin bng ngn ng ch o c nu trong phn Ph lc H s d thu, s chim u th. Ngn ng giao dch phi l ngn ng quy nh trong Ph lc H s d thu. Nu trong khng quy nh ngn ng giao dch, th phi dng ngn ng m Hp ng (hoc a phn Hp ng) c son tho. 1.5 Th t u tin ca cc ti liu Cc ti liu to thnh Hp ng c dng gii thch chung gia cc bn. Vi mc ch din gii, th t u tin ca cc ti liu theo trnh t sau: (a) (b) (c) (d) (e) (f) (g) (h) Tha thun Hp ng (nu c) Th chp thun Th d thu iu kin ring iu kin chung Cc yu cu ca Ch u t Tin , v xut ca Nh thu v cc ti liu khc l b phn ca Hp ng
Nu thy c s kh hiu hoc thiu nht qun trong ti liu, Nh t vn phi a ra nhng gii thch lm r hoc c ch dn. 1.6 Tha thun Hp ng Cc bn s k Tha thun Hp ng trong vng 28 ngy sau khi Nh thu nhn c th chp thun, tr phi c s tha thun khc. Tha thun Hp ng phi c da
FIDIC
27
vo mu km theo iu kin ring. Chi ph ng du v chi ph tng t (nu c) theo lut nh lin quan n vic k kt Tha thun Hp ng do Ch u t chu. 1.7 Nhng li Khng bn no c chuyn nhng ton b hoc mt phn Hp ng hoc bt c phn li ch hoc quyn li trong hoc theo Hp ng. Tuy nhin, cc bn: (a) (b) c th chuyn nhng ton b hoc mt phn Hp ng vi s tha thun trc ca pha bn kia theo s suy xt thn trng duy nht ca pha bn , v c th, dng lm bo lnh i vi mt ngn hng hoc t chc ti chnh, nhng li quyn thu bt k s tin n hn no phi tr hoc sp n hn theo Hp ng.
1.8
S cn trng v cung cp ti liu Mi mt ti liu ca Nh thu phi c Nh thu bo qun, gi gn cn thn, tr khi v cho ti khi Ch u t tip nhn. Tr phi c quy nh khc trong Hp ng, Nh thu phi cung cp cho Nh t vn 6 bn sao ca mi ti liu ca Nh thu. Nh thu phi gi trn cng trng, mt bn sao Hp ng, cc n phm c nu trong Yu cu ca Ch u t, Ti liu ca Nh thu, nhng bin i v cc thng tin khc c cp theo Hp ng. Ngi ca Ch u t c quyn c xem tt c nhng ti liu ny vo tt c cc thi im thch hp. Nu mt Bn pht hin thy li hoc sai st v mt k thut trong mt ti liu c chun b dng thi cng cng trnh, th Bn phi thng bo ngay cho Bn kia bit nhng li hoc sai st ny.
1.9
Sai st trong Cc Yu cu ca Ch u t Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do sai st trong Cc Yu cu ca Ch u t v tuy l mt Nh thu c kinh nghim v cn thn nhng khng pht hin ra sai st khi kim tra cc yu cu ca Ch u t theo Khon 5.1 [Nhim v thit k chung] th Nh thu phi thng bo cho Nh t vn v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] : (a) ko di thm thi gian b vo bt k mt s chm tr no nh vy, nu vic hon thnh b hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh cng trnh]; v thanh ton bt k Chi ph no pht sinh do nguyn nhn nh vy, cng vi li nhun hp l, a vo Gi Hp ng.
(b)
Sau khi nhn c thng bo, Nh t vn phi tin hnh theo Khon 3.5 [Quyt nh] nht tr hoc xc nh (i) liu c ng khng v (nu ng) chng mc no m sai st ny khng th c pht hin mt cch hp l, v (ii) nhng vn c ni trong im (a) v (b) trn lin quan n chng mc ny.
FIDIC
28
1.10
Ch u t s dng ti liu ca Nh thu Gia cc Bn vi nhau, Nh thu gi bn quyn v cc quyn s hu tr tu khc i vi cc ti liu ca Nh thu, bn v v cc ti liu thit k khc do (hoc thay mt) Nh thu lm. Nh thu c xem nh (bng cch k Hp ng) cp cho Ch u t t mt Giy php c th chuyn nhng, khng c thi hn chm dt, khng c quyn, khng phi tr tin bn quyn, v vic sao chp, s dng v thng tin cc ti liu ca Nh thu, bao gm c tin hnh v s dng cc ci tin. Giy php ny phi: (a) (b) p dng trong sut qu trnh hot ng thc t hoc d nh (d di th no chng na) ca cc b phn lin quan n Cng trnh. giao quyn cho ai s hu mt cch thch hp cc phn lin quan n Cng trnh; sao chp, s dng v thng tin ti liu Nh thu vi mc ch hon thnh, vn hnh, bo tr, sa i, iu chnh, sa cha v ph d cng trnh, v trng hp ti liu Nh thu dng chng trnh my tnh v phn mm khc, cho php h s dng trn bt c my tnh no trn cng trng v cc ni khc nh tr tnh c th trong Hp ng, k c vic thay my tnh do Nh thu cp.
(c)
Ti liu ca Nh thu v cc ti liu thit k khc do Nh thu (hoc do i din ca mnh) thc hin. Nu Nh thu khng ng , Ch u t (hoc i din ca mnh) khng c s dng, sao chp hoc thng tin cho bn th 3 v mc ch khc vi nhng mc ch cho php trong Khon ny. 1.11 Vic Nh thu s dng ti liu ca Ch u t Gia cc bn, Ch u t gi bn quyn v cc quyn s hu tr tu khc v Cc Yu cu ca Ch u t v cc ti liu khc do Ch u t hoc do i din ca Ch u t lm ra. Nh thu c th, bng chi ph ca mnh, sao chp, s dng v nhn thng tin v nhng ti liu ny v mc ch ca Hp ng. Nu khng c s ng ca Ch u t, Nh thu s khng c sao chp, s dng hoc thng tin nhng ti liu cho bn th 3, tr khi iu l cn thit v mc ch ca Hp ng. 1.12 Cc chi tit b mt Nh thu phi cung cp tt c cc thng tin b mt v cc thng tin khc khi Nh t vn yu cu mt cch hp l iu tra v xc nh vic tun th Hp ng ca Nh thu. 1.13 Tun th lut php Nh thu, khi thc hin Hp ng, phi tun th Lut hin hnh. Tr phi c quy nh khc trong iu kin ring. (a) Ch u t phi c hoc s phi c giy php quy hoch, phn vng hoc giy php tng t cho cng trnh vnh cu, v cc giy php khc c m t trong Yu cu ca Ch u t nh Ch u t c hoc s c; v Ch u t phi
FIDIC
29
bi thng v gnh chu thit hi cho Nh thu v hu qu ca sai st do mnh gy ra. (b) Nh thu phi thng bo, np tt c cc loi thu, l ph, ph v c tt c giy php v ph chun, theo Lut nh lin quan n thit k, thi cng v hon thnh cng trnh v sa cha sai st, v Nh thu phi bi thng v gnh chu thit hi cho Ch u t nhng hu qu do sai st ca mnh.
1.14
ng trch nhim v a trch nhim Nu Nh thu thit lp (theo lut hin hnh) mt lin doanh, tp on hoc nhm hp tc gm hai ngi hoc nhiu hn. (a) (b) nhng ngi ny phi c ng trch nhim v a trch nhim i vi Ch u t thc hin Hp ng. nhng ngi ny phi thng bo vi Ch u t v ngi ng u ca h, l ngi s c thm quyn lin kt Nh thu v tng ngi trong s nhng ngi ny; v Nh thu khng c thay i thnh phn hoc t cch php l ca mnh nu khng c s ng ca Ch u t.
(c)
FIDIC
30
2.
2.1
CH U T
Quyn tip cn cng trng Ch u t phi cho Nh thu quyn tip cn v s hu ton b cc phn ca cng trng trong sut thi gian (hoc nhng thi gian) nh quy nh trong Ph lc H s d thu. Quyn v vic s hu c th khng ch dnh ring cho Nh thu. Nu trong Hp ng Ch u t c yu cu phi cho (Nh thu) quyn s hu bt k nn mng, kt cu, thit b hoc phng tin tip cn cng trng, Ch u t phi thc hin iu ny trong thi gian v theo cch thc quy nh trong phn Yu cu ca Ch u t. Tuy nhin, Ch u t c th gi li, cha cho bt k quyn no nh vy hoc quyn s hu cho ti khi no nhn c Bo lnh thc hin. Nu khng quy nh thi gian trong Ph lc H s d thu, Ch u t phi cho Nh thu quyn tip cn v quyn s hu cng trng trong khong thi gian yu cu Nh thu c th thc hin ng theo chng trnh trnh theo Khon 8.3 [Chng trnh tin ]. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do Ch u t khng cho Nh thu nhng quyn hoc s hu trong thi gian nh vy, Nh thu phi thng bo cho Nh t vn v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu: (a) (b) ko di thi gian b cho s chm tr ny, nu vic hon thnh b chm hoc s b chm, theo Khon 8.4 [Gia hn thi gian hon thnh], c thanh ton chi ph pht sinh cng vi li sut hp l, c tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh] nht tr hoc quyt nh vn ny. Tuy nhin, nu v trong phm vi m vic Ch u t khng cho php nhng quyn y cho Nh thu l do sai st hoc s chm tr ca Nh thu, bao gm mt sai st, hoc chm tr trong vic np bt c ti liu no ca Nh thu, th Nh thu s khng c quyn hng vic gia hn thi gian, chi ph hoc li nhun nh vy. 2.2 Giy php, chng ch hoc giy chp thun Ch u t phi (trng hp v th lm c iu ny) h tr hp l cho Nh thu theo yu cu ca Nh thu: (a) (b) c c bn sao cc b Lut ca nc s ti lin quan n Hp ng m Nh thu cha c, v v vic xin giy php hoc giy chp thun m Lut nc s ti yu cu, gm nhng loi: (i) (ii) Nh thu c i hi phi c theo Khon 1.13 [Tun th lut php] cung cp hng ha, bao gm thng qua th tc hi quan, v
FIDIC
31
(iii) 2.3
xut cc thit b ca Nh thu khi a chng i khi cng trng.
Nhn lc ca Ch u t Ch u t phi chu trch nhim m bo ngi ca Ch u t v cc Nh thu khc ca Ch u t trn cng trng: (a) (b) hp tc vi s n lc ca Nh thu theo Khon 4.6 [Hp tc] hnh ng tng t nh nhng g yu cu Nh thu thc hin theo im (a), (b) v (c) ca Khon 4.8 [Nhng quy nh v an ton] v theo Khon 4.18 [Bo v mi trng].
2.4
S thu xp ti chnh ca Ch u t Ch u t phi trnh, trong vng 28 ngy sau khi nhn c bt k yu cu no ca Nh thu, bng chng hp l l thu xp ti chnh c thc hin v ang c duy tr, iu s to iu kin cho Ch u t c th thanh ton Gi Hp ng (nh d ton ti thi im ) theo iu 14 [Gi Hp ng v thanh ton], nu Ch u t d nh thc hin nhng thay i c th no i vi vic thu xp ti chnh th Ch u t phi thng bo cho Nh thu cc chi tit c th.
2.5
Khiu ni ca Ch u t Nu Ch u t t xt thy mnh c quyn i vi bt k thanh ton no theo bt c iu no ca nhng iu kin ny hoc cc quy nh khc lin quan n Hp ng, v/hoc i vi vic ko di thi gian thng bo sai st, Ch u t hoc Nh t vn phi thng bo i vi cc khon thanh ton ng hn theo Khon 4.19 [in, nc v kh t] theo Khon 4.20 [Thit b ca Ch u t v vt liu cp t do] hoc cc dch v khc do Nh thu yu cu. Phi thng bo cng c tnh hin thc cng tt sau khi Ch u t nhn thy vn hoc tnh trng dn ti khiu ni. Thng bo v vic ko di Thi hn thng bo sai st phi c thc hin trc khi ht hn thi gian thng bo. Cc thng tin chi tit phi xc nh c th iu hoc c s khiu ni khc, v phi bao gm minh chng ca s tin v/hoc s ko di m Ch u t t cho mnh c quyn c hng lin quan n Hp ng. Nh t vn sau phi tin hnh theo Khon 3.5 [Quyt nh] nht tr hoc quyt nh (i) s tin (nu c) m Ch u t c quyn c Nh thu thanh ton v/hoc (ii) ko di (nu c) Thi hn thng bo sai st theo Khon 11.3 [Ko di thi hn thng bo sai st]. S tin ny c th s c a ra vo thnh mt khon tr i trong Gi hp ng v Chng ch thanh ton. Ch u t ch c quyn tr hoc gim s tin tr tng s c xc nhn trong Chng ch thanh ton, hoc theo mt khiu ni no khc i vi Nh thu theo Khon ny.
FIDIC
32
3.
3.1
NH T VN
Nhim v v quyn hn ca Nh t vn Ch u t phi ch nh Nh t vn, l ngi s thc hin cc nhim v c giao trong Hp ng. Ngi ca Nh t vn phi l nhng k s c trnh thch hp v nhng cn b chuyn mn khc c trnh thc hin cc nhim v ny. Nh t vn khng c quyn sa i Hp ng. Nh t vn c th thc hin cc thm quyn c dnh cho mnh nh quy nh c th trong Hp ng hoc p dng mt cch cn thit theo Hp ng. Nu Nh t vn cn phi c s ph duyt ca Ch u t trc khi thc hin mt thm quyn c th, cc Yu cu ny phi c quy nh nh trong iu kin ring. Ch u t cam kt s khng p t thm nhng g p i vi thm quyn ca Nh t vn, tr nhng g tha thun vi Nh thu. Tuy nhin, bt c khi no Nh t vn thc hin mt thm quyn c th m cn c s ph duyt ca Ch u t, th (v mc ch ca Hp ng) coi nh Ch u t chp thun. Tr phi c nu khc i trong iu kin ny, th: (a) mi khi thc thi nhim v hoc thc hin mt quyn hn c xc nh c th hoc bao hm trong Hp ng, Nh t vn c xem l lm vic cho Ch u t. Nh t vn khng c quyn gim bt bt k nhim v, ngha v hoc trch nhim no theo Hp ng cho mt bn no, v bt k s chp thun, kim tra, xc nhn, ng , xem xt, thm tra, ch dn, thng bo, xut, yu cu, th hoc hnh ng tng t no ca Nh t vn (bao gm c trng hp khng c s phn i) cng khng h min cho Nh thu khi bt k trch nhim no theo Hp ng, bao gm c trch nhim i vi cc sai st, b st, khng nht qun v khng tun th ng.
(b) (c)
3.2
y quyn ca Nh t vn i khi Nh t vn c th phn cng nhim v v y nhim quyn hn cho cc tr l, v cng c th hy b s phn cng hoc y quyn . Nhng ngi tr l ny ca Nh t vn c th l mt k s thng tr v/hoc gim st vin c lp c ch nh gim st v/hoc th cc hng mc thit b v/hoc vt liu. S phn cng, y quyn hoc hy b s phn cng, y quyn ca Nh t vn phi th hin bng vn bn v ch c hiu lc khi no c hai Bn nhn c cc vn bn . Tuy nhin, tr phi c s tha thun khc ca hai Bn, Nh t vn s khng y quyn quyt nh bt k vn g theo Khon 3.5 [Quyt nh]. Nhng ngi tr l phi l nhng ngi c trnh ph hp, c trnh thc hin cc nhim v v nhng quyn hn c giao, ng thi phi thng tho ngn ng giao tip nh xc nh ti Khon 1.4 [Lut v Ngn ng].
FIDIC
33
Mi ngi tr l c giao vic hoc y quyn ch c y quyn hng dn cho Nh thu chng mc quyn hn quy nh. Bt k s chp thun, kim tra, xc nhn, ng , xem xt, gim st, ch dn, thng bo, xut, kin ngh, kim nh hoc hnh ng tng t no ca ngi tr l, ph hp vi s y quyn, u c hiu lc nh hnh ng ca Nh t vn thc hin. Tuy nhin: (a) bt k mt s tht bi no trong vic khng chp thun mt cng vic, thit b hoc vt liu no , s khng c ngha l s ph duyt v, do vy, s khng phng hi n quyn ca Nh t vn trong vic bc b cng vic, thit b, hoc vt liu ; nu Nh thu c iu g hoi nghi i vi mt quyt nh hoc ch dn no ca tr l th Nh thu c th nu vn vi Nh t vn, l ngi s nhanh chng khng nh, o ngc hoc bin i quyt nh hoc ch dn .
(b)
3.3
Ch dn ca Nh t vn Nh t vn c th a ra cho Nh thu (bt c lc no) nhng hng dn cn thit thc hin Cng trnh v sa cha mi sai st, tt c phi ph hp Hp ng. Nh thu s ch thc hin hng dn ca Nh t vn, hoc ca ngi tr l, c y quyn thch hp theo Khon ny. Nu hng dn dn n mt bin i th p dng iu 13 [Bin i v iu chnh] Nh thu phi tun th theo ch dn do Nh t vn hoc ngi tr l c y quyn, i vi bt c vn no c lin quan n Hp ng. Ch dn phi c a ra bng vn bn.
3.4
Thay T vn Nu Ch u t nh thay Nh t vn, Ch u t trong vng khng t hn 42 ngy trc ngy d nh thay th phi thng bo cho Nh thu bit tn, a ch, kinh nghim thch hp ca Nh t vn nh thay. Ch u t khng c thay th Nh t vn bng mt ngi m Nh thu a ra l do phn i hp l bng cch thng bo cho Ch u t, vi cc thng tin chng minh c th.
3.5
Quyt nh Bt k khi no iu kin ny quy nh rng Nh t vn phi thc hin theo Khon 3.5 ng hay quyt nh vn , Nh t vn phi trao i vi tng Bn c gng i n tha thun. Nu khng t c tha thun, Nh t vn phi a ra mt quyt nh khch quan ph hp vi Hp ng, vi s xem xt k tt c cc bi cnh lin quan. Nh t vn phi thng bo cho hai Bn tng tha thun hoc quyt nh vi cc thng tin c th chng minh. Mi bn phi c gng tn trng hiu lc ca mi tha thun hoc quyt nh, tr phi hoc cho ti khi c r sot theo iu 20 [Khiu ni, Tranh chp v Trng ti].
FIDIC
34
4.
4.1
NH THU
Trch nhim chung ca Nh thu Nh thu phi thit k, thi cng v hon thnh cng trnh theo Hp ng, v phi sa cha bt k sai st no trong cng trnh. Khi hon thnh, cng trnh phi ng theo mc ch d nh nh xc nh trong Hp ng. Nh thu phi cung cp thit b, my mc v cc ti liu ca Nh thu c nu trong Hp ng, v ton b ngi ca Nh thu, hng ha, vt liu tiu dng, nhng th khc v dch v bt k l tm thi hoc lu di c yu cu trong v cho thit k, thi cng, hon thnh v sa cha sai st. Cng trnh ny phi bao gm tt c cng vic cn thit p ng cc yu cu ca Ch u t, xut v tin ca Nh thu, hoc c cp n trong Hp ng v tt c cc cng vic (k c khng c nu trong Hp ng) cn thit n nh hoc an ton v vn hnh tt Cng trnh. Nh thu phi chu trch nhim v s tho ng, n nh v an ton cho vic hot ng trn cng trng, cc phng php xy dng v ton b cng trnh. Bt k lc no Nh t vn yu cu, Nh thu phi trnh cc chi tit ca vic b tr v cc phng php m Nh thu xut p dng cho vic thi cng cng trnh. Khng c thay i ng k nhng s b tr v cc phng php nu khng thng bo trc cho Nh t vn.
4.2
Bo lnh thc hin Nh thu (bng chi ph ca mnh) phi c c Bo lnh thc hin v s lng v loi tin t xc nh trong Ph lc ca H s d thu thc hin ng Hp ng. Nu khng quy nh s lng c th trong Ph lc H s d thu, s khng p dng Khon ny. Nh thu phi gi Bo lnh thc hin cho Ch u t trong vng 28 ngy sau khi nhn c Th chp thun trng thu, v phi gi mt bn sao cho Nh t vn. Bo lnh thc hin phi do mt th nhn cp v phi l t trong mt nc (hoc php quyn khc) cp v c Ch u t chp thun, v phi theo mu ph lc iu kin ring hoc theo mu khc c Ch u t chp thun. Nh thu phi m bo rng Bo lnh thc hin c gi tr v hiu lc ti khi Nh thu thi cng, hon thnh xong cng trnh v sa cha xong cc sai st. Nu cc iu khon ca Bo lnh thc hin nu r ngy ht hn v Nh thu cha c php nhn Chng nhn thc hin vo thi im 28 ngy trc ngy ht hn, Nh thu s phi gia hn gi tr ca Bo lnh thc hin cho ti khi cng vic c hon thnh v mi sai st c sa cha xong. Ch u t khng c i thanh ton tin Bo lnh thc hin ngoi tr s tin m Ch u t c quyn hng theo Hp ng trong trng hp:
FIDIC
35
(a)
Nh thu khng gia hn c hiu lc ca Bo lnh thc hin nh m t on trn, trong trng hp Ch u t c th i ton b s tin ca Bo lnh thc hin. Nh thu khng tr cho Ch u t khon n nh Nh thu phi tr nh tha thun hoc c xc nh theo Khon 2.5 [Khu ni ca Ch u t] hoc theo iu 20 [Khiu ni, Tranh chp v Trng ti] trong vng 42 ngy sau khi tha thun hoc quyt nh phi tr. Nh thu khng sa cha nhng sai st trong vng 42 ngy sau khi nhn c thng bo ca Ch u t yu cu sa cha sai st, hoc Trng hp cho php Ch u t c chm dt Hp ng theo Khon 15.2 [Ch u t chm dt Hp ng], bt k c thng bo chm dt hay cha.
(b)
(c) (d)
Ch u t phi bi thng v gnh chu nhng thit thi cho Nh thu v nhng h hng, tn tht, v chi ph (bao gm chi ph v l ph php l) do vic khiu ni v Bo lnh thc hin gy nn phm vi m Ch u t khng c php khiu ni. Ch u t phi tr li Bo lnh thc hin cho Nh thu trong vng 21 ngy sau khi nhn c mt bn sao Chng ch nghim thu. 4.3 i din Nh thu Nh thu phi ch nh i din Nh thu v y quyn cho ngi ny hnh ng thay mt Nh thu trong Hp ng. Tr phi i din Nh thu c nu tn trong Hp ng, trc ngy khi cng Nh thu phi np cho Nh t vn tn v cc chi tit ca ngi m Nh thu ngh lm i din ca Nh thu c xem xt v ng . Nu ngi ny khng c chp thun hoc sau b gt b hoc nu ngi c b nhim khng m bo hot ng vi t cch l ngi i din Nh thu th, mt cch tng t, Nh thu phi trnh tn v cc thng tin chi tit ca ngi i din khc thch hp cho v tr ny. Nu khng c s ng trc ca Nh t vn, Nh thu khng c bi nhim i din Nh thu hoc b nhim ngi khc thay th. i din Nh thu phi c dnh ton b thi gian ch o vic thc hin Hp ng ca Nh thu. Nu i din Nh thu buc phi vng mt tm thi ti hin trng trong thi gian thi cng cng trnh th phi b nhim ngi thay th thch hp vi s nht tr t trc ca Nh t vn v phi thng bo kp thi cho Nh t vn. i din ca Nh thu, thay mt Nh thu, phi tip nhn cc ch dn theo Khon 3.3 [Ch dn ca Nh t vn] i din Nh thu c th y nhim quyn hn, chc nng v thm quyn cho bt c ngi no c nng lc v c th hy b vic y thc ny vo bt c thi im no. Vic y thc hoc hy b s ch c hiu lc khi Nh t vn nhn c thng bo trc do i din Nh thu k, nu tn ngi ny v quy nh quyn hn, chc nng v thm quyn c giao hoc hy b.
FIDIC
36
i din Nh thu v nhng ngi ny phi thng tho ngn ng giao tip c xc nh ti Khon 1.4 [Lut v Ngn ng]. 4.4 Nh thu ph Nh thu khng c giao cho thu ph ton b cng trnh. Nh thu phi chu trch nhim v mi hot ng hoc sai st ca thu ph, cc i din hoc nhn vin ca h nh th l hnh ng hoc sai st ca Nh thu, tr phi c quy nh khc trong iu kin ring: Khng yu cu Nh thu phi ng ngi cung cp vt liu hoc i vi mt hp ng thu ph m thu ph ca hp ng ny c tn trong Hp ng. Phi c s ng trc ca Nh t vn i vi cc Nh thu ph c xut khc; v Nh thu phi thng bo cho Nh t vn trong vng 28 ngy trc ngy d nh bt u thc hin mi cng vic ca Nh thu ph v ngy bt u thc hin cng trnh ny trn cng trng. 4.5 Nh thu ph c c Trong Khon ny, Nh thu ph c c l mt thu ph m Nh t vn, theo iu 13 [Bin i v iu chnh], ch dn cho Nh thu thu lm nh mt thu ph. Nh thu khng c ngha v phi thu mt thu ph c c m Nh thu khng ng mt cch hp l bng cch thng bo cho Nh t vn cnh nhanh cng tt vi cc chi tit chng minh. 4.6 Hp tc Nh c quy nh trong Hp ng hoc theo ch dn ca Nh t vn, Nh thu phi to cc c hi thch hp vic thc hin cng vic i vi: (a) (b) (c) nhn lc ca Ch u t, cc Nh thu khc do Ch u t thu, v cc nhn vin ca nhng c quan Nh nc c quyn lc hp php l nhng ngi c th c thu thc hin cng vic khng c trong Hp ng trn hoc gn cng trng.
Bt c s ch dn no nh th s dn n s Bin i nu v mt mc no s lm cho Nh thu phi chu cc chi ph khng lng trc c. Cc dch v cho nhng ngi ny v cho cc Nh thu khc c th bao gm vic s dng thit b ca Nh thu, cc cng trnh tm hoc vic b tr ng vo cng trng l trch nhim ca Nh thu. Nh thu phi chu trch nhim v cc hot ng thi cng xy lp ca mnh trn cng trng, v phi phi hp cc hot ng ca mnh vi hot ng ca cc Nh thu khc phm vi (nu c) c nu r trong Yu cu ca Ch u t.
FIDIC
37
Theo Hp ng, nu Ch u t c yu cu giao cho Nh thu quyn s dng bt c nn mng, kt cu, nh xng hoc phng tin tip cn no theo ti liu ca Nh thu, Nh thu phi np nhng ti liu ny cho Nh t vn vo thi gian v theo th thc quy nh trong cc Yu cu ca Ch u t. 4.7 nh v cc mc Nh thu phi nh v cng trnh theo cc im gc, tuyn v cao trnh tham chiu c xc nh trong Hp ng hoc do Nh t vn cung cp. Nh thu phi chu trch nhim nh v ng ton b cc hng mc ca cng trnh v phi sa cha bt k v sai st no v v tr, cao trnh, kch thc hoc cn tuyn ca cng trnh. Ch u t s phi chu trch nhim v bt c sai st no ca nhng hng mc tham chiu c quy nh c th hoc c thng bo, nhng Nh thu phi c gng kim tra chnh xc trc khi s dng chng Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph trong thi cng do sai st trong nhng hng mc tham chiu ny, v mc d l mt Nh thu c kinh nghim v bng mi cch khng th (mt cch hp l) pht hin ra sai st ny v trnh s chm tr v/hoc tn thm chi ph th Nh thu phi thng bo cho Nh t vn v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu: (a) (b) gia hn thi gian b cho mi s chm tr , nu vic hon thnh b tr hon hoc s b tr hon, theo Khon 8.4 [Gia hn thi gian hon thnh] thanh ton cc chi ph cng vi li nhun hp l v s c tnh vo Gi hp ng.
Sau khi nhn c thng bo, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh] thng nht hoc quyt nh (i) liu v (nu c) mc no m sai st khng th c pht hin, v (ii) vn c m t trong im (a) v (b) trn c lin quan n mc ny hay khng. 4.8 Cc quy nh v an ton Nh thu phi: (a) (b) (c) (d) (e) tun th tt c quy nh an ton hin hnh, quan tm ti s an ton cho tt c nhng ngi c php c mt trn cng trng, n lc bng mi bin php hp l m bo cng trng v cng trnh gn gng nhm trnh gy nguy him cho nhng ngi ny, m bo c hng ro, chiu sng, bo v v coi sc cng trnh cho ti khi hon thnh v bn giao theo iu 10 [Nghim thu bn giao ca Ch u t], v cung cp cc cng trnh tm (gm ng x, ng i b, trm gc v hng ro) cn thit cho thc hin cng trnh s dng v bo v cng chng v cc ch s hu v ngi ang c tr cc khu t ln cn.
FIDIC
38
4.9
m bo cht lng Nh thu phi xy dng mt h thng m bo cht lng tun th yu cu ca Hp ng. H thng ny phi thch hp vi cc chi tit nu trong Hp ng. Nh t vn c quyn kim tra bt c khu no ca h thng. Chi tit ca tt c cc th tc v ti liu chng minh s ph hp phi c np cho Nh t vn thng tin trc khi bt u mi giai on thit k v thi cng. Khi bt c ti liu k thut no c gi cho Nh t vn, bng chng ca vic chp thun t trc ca Nh thu phi c th hin trn chnh ti liu . S ph hp vi h thng bo m cht lng khng lm gim bt i bt k nhim v, ngha v hoc trch nhim no ca Nh thu theo Hp ng.
4.10
D liu v cng trng Ch u t phi c sn thng bo cho Nh thu, trc Ngy hn, ton b cc s liu lin quan m Ch u t c v iu kin ngm di t v thy vn ti cng trng, gm c v mt mi trng. Tng t nh vy, Ch u t phi c sn cho Nh thu tt c s liu m Ch u t c c sau Ngy hn. Nh thu phi chu trch nhim hiu thu c ton b cc s liu ny. mc c th c (c tnh n chi ph v thi gian), Nh thu phi c coi l c c tt c cc thng tin cn thit lin quan n ri ro, bt trc v cc iu kin khc c th nh hng n H s d thu hoc cng trnh. mc nh vy, Nh thu phi c coi nh xem xt v thm tra cng trng, khu vc xung quanh cng trng, cc s liu nu trn v thng tin khc v phi hon tt xong trc khi np H s d thu cng nh cc vn lin quan, bao gm (khng hn ch): (a) (b) (c) (d) (e) hnh th v tnh cht cng trng, bao gm c cc iu kin ngm di t; iu kin kh hu v thy vn; phm vi v tnh cht cng vic v hng ha cn thit thc hin v hon thnh cng trnh v sa cha sai st; Lut, th tc v cc quy nh lao ng ca nc s ti, v yu cu v ng vo, n , c s vt cht, nhn vin, in, giao thng, nc v cc dch v khc.
4.11
Tnh cht y ca Gi hp ng Nh thu c coi l : (a) (b) c tha mn v s chnh xc v y ca Gi Hp ng c chp nhn, v tnh ton Gi hp ng c chp nhn da trn c s d liu, s din gii, cc thng tin cn thit, gim nh, xem xt v s tha mn v tt c cc vn c
FIDIC
39
lin quan c tham chiu ti Khon 4.10 [D liu v cng trng] v bt c s liu lin quan ti thit k ca Nh thu. Tr phi c quy nh khc trong Hp ng, gi Hp ng c chp nhn bao gm ton b ngha v ca Nh thu theo Hp ng (bao gm c cc ngha v theo tin tm ng, nu c) v ton b nhng th cn thit thit k, thc hin v hon thnh tt cng trnh v sa cha cc sai st. 4.12 iu kin vt cht khng lng trc c Trong Khon ny, cc iu kin vt cht l iu kin vt cht t nhin v nhn to, cht gy nhim v nhng cn tr vt cht khc m Nh thu gp phi ti cng trng khi thi cng, bao gm cc iu kin ngm di t v iu kin thy vn nhng khng gm iu kin kh hu. Nu Nh thu gp phi cc iu kin vt cht bt li m khng lng trc c, Nh thu phi thng bo ngay cho Nh t vn. Thng bo phi m t iu kin vt cht Nh t vn c th kim nh chng v phi a ra l do ti sao Nh thu cho rng nhng iu kin vt cht ny l khng th lng trc c. Nh thu phi tip tc thi cng cng trnh, s dng cc bin php hp l, ph hp vi cc iu kin vt cht, v phi tun th ch dn ca Nh t vn. Nu ch dn to ra s bin i th s p dng iu 13 [Bin i v iu chnh]. Nu v chng mc no m Nh thu gp phi iu kin vt cht khng lng trc c, c thng bo v vic v nu b chm tr v/hoc chu chi ph do cc iu kin ny gy nn, th Nh thu c hng quyn theo Khon 20.1 [Khiu ni ca Nh thu] i: (a) (b) ko di thi gian cho s chm tr ny, nu vic hon thnh cng trnh b hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh ], v thanh ton cc chi ph, c tnh vo Gi hp ng.
Sau khi nhn c thng bo v thm tra v/hoc iu tra nhng iu kin vt cht ny, Nh t vn phi theo Khon 3.5 [Quyt nh] nht tr hoc xc nh (i) liu v (nu c) mc no nhng iu kin vt cht l khng th lng trc, v (ii) cc vn c m t trong im (a) v (b) trn lin quan n mc ny. Tuy nhin, trc khi thng nht hoc xc nh ln cui cng chi ph pht sinh theo im (ii), Nh t vn c th xem xt liu nhng iu kin vt cht khc cc hng mc tng t ca cng trnh (nu c) li t ra thun li hn l c th c nhn thy mt cch hp l trc khi Nh thu np thu. Nu v chng mc no m gp c nhng iu kin thun li hn th Nh t vn c th tin hnh theo Khon 3.5 [Quyt nh] ng hoc quyt nh gim bt chi ph pht sinh do nhng iu kin ny, c coi l phn khu tr trong Gi hp ng v Chng ch thanh ton. Tuy nhin, hiu qu thc ca vic iu chnh theo im (b) v phn khu tr cho ton b iu kin vt cht xy ra trong cc hng mc tng t ca cng trnh s khng c dn n mt s gim gi thc trong Gi hp ng.
FIDIC
40
Nh t vn c th xem xt bt k bng chng no v nhng iu kin vt cht c Nh thu lng trc khi np H s d thu, c th do Nh thu lm sn nhng s khng b gii hn bi nhng bng chng ny. 4.13 Quyn v i ng v phng tin Nh thu phi chu ton b chi ph v l ph cho cc quyn v ng i li chuyn dng v/hoc tm thi m Nh thu cn c, bao gm li vo cng trng. Nh thu, t mnh v bng ri ro v chi ph ca mnh, cng phi c cc c s vt cht khc bn ngoi Cng trnh m Nh thu c th cn v mc ch ca cng trnh. 4.14 Trnh can thip Nh thu phi khng c can thip mt cch khng cn thit hoc khng thch hp vo: (a) (b) s thun tin ca cng chng; hoc vic tip cn, s dng v chim lnh ton b ng i, va h bt k n l cng cng hay thuc quyn kim sot s hu ca Ch u t hoc nhng ngi khc
Nh thu phi bi thng v m bo cho Ch u t khng b mi thit hi gy ra do tt c cc h hng, tn tht v chi ph (bao gm cc l ph v chi ph php l) do bt k s can thip khng cn thit v khng ph hp no gy ra. 4.15 ng vo cng trng Nh thu phi c coi l tha mn v s c sn v ph hp ca cc tuyn ung ti cng trng. Nh thu phi n lc hp l trnh lm h hng ng hoc cu do vic s dng i li ca Nh thu hoc ngi ca Nh thu gy ra. Nhng n lc ny phi bao gm c vic s dng ng cc phng tin v tuyn ng thch hp. Tr phi c quy nh khc trong cc iu kin ny: (a) (b) Nh thu (trong quan h gia cc bn) s phi chu trch nhim bo dng nu Nh thu c yu cu khi s dng cc tuyn ng ; Nh thu phi cung cp cc bin hiu, bin ch dn cn thit dc tuyn ng v phi xin php nu cc c quan lin quan yu cu cho vic s dng cc tuyn ng, bin hiu, bin ch dn; Ch u t khng chu trch nhim v bt c khiu ni no c th ny sinh t vic s dng hoc cc vic lin quan khc i vi cc tuyn ng i li; Ch u t khng bo m s thch hp hoc sn c cc tuyn ng ring bit no, v chi ph do s khng thch hp hoc khng c sn cc tuyn ng vo cho yu cu s dng ca Nh thu, s do Nh thu chu.
(c) (d) (e)
FIDIC
41
4.16
Vn chuyn Hng ha Tr phi c quy nh khc trong iu kin ring: (a) Nh thu phi thng bo cho Nh t vn khng mun hn 21 ngy trc ngy m mi thit b hoc hng mc hng ha chnh khc c vn chuyn ti cng trng; Nh thu phi chu trch nhim v vic ng gi, xp hng, vn chuyn, tip nhn, d hng, lu kho v bo v ton b hng ha v cc vt dng khc cn thit cho cng trnh, v Nh thu phi bi thng v gnh chu thit hi cho Ch u t i vi cc h hng, mt mt v chi ph (k c chi ph v ph t php) do vic vn chuyn hng ha v phi thng lng v thanh ton ton b yu cu i n b pht sinh t vic vn ti ca h.
(b)
(c)
4.17
Thit b Nh thu Nh thu phi chu trch nhim i vi ton b thit b Nh thu. Khi c a n cng trnh, thit b ca Nh thu phi l dng ring cho vic thi cng cng trnh. Nh thu khng c chuyn cc hng mc thit b chnh ca Nh thu ra khi cng trng nu khng c s ng ca Nh t vn. Tuy nhin, khng yu cu phi c s ng i vi phng tin vn chuyn hng ha v ngi ca Nh thu ra khi cng trng.
4.18
Bo v mi trng Nh thu phi thc hin cc bc hp l bo v mi trng (c trong v ngoi cng trng) v hn ch thit hi v nh hng ti con ngi v ti sn do nhim, ting n v cc hu qu khc do hot ng ca Nh thu gy ra. Nh thu phi m bo rng cc kh thi, cht thi trn mt t v dng thi do hot ng ca Nh thu khng c vt qu mc quy nh trong cc yu cu ca Ch u t v khng c vt qu mc quy nh ca Lut hin hnh.
4.19
in, nc v kh t Tr nhng trng hp quy nh di y, Nh thu phi chu trch nhim cung cp in, nc v cc dch v khc Nh thu cn. Nh thu c quyn s dng cho mc ch thi cng Cng trnh vic cung cp in, nc v dch v khc c th c trn cng trng m cc chi tit v gi c a ra trogn cc yu cu ca Ch u t. Nh thu, t mnh phi chu ri ro v dng chi ph ca mnh, cung cp my mc thit b cn thit s dng nhng dch v ny v o c s lng tiu th. S lng tiu th v s tin phi tr (theo gi c ny) cho cc dch v phi c chp thun hoc xc nh bi Nh t vn theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh]. Nh thu phi thanh ton nhng khon tin ny cho Ch u t.
FIDIC
42
4.20
Thit b v vt liu cp t do ca Ch u t Ch u t phi c sn cc thit b ca Ch u t (nu c) Nh thu dng cho thi cng cng trnh theo cc chi tit, s sp xp v gi c c nu trong cc yu cu ca Ch u t. Tr khi c quy nh khc trong cc yu cu ca Ch u t th: (a) (b) Ch u t phi chu trch nhim i vi thit b ca Ch u t, tr khi: Nh thu phi chu trch nhim i vi tng thit b ca Ch u t trong khi ngi ca Nh thu vn hnh, li, iu khin, qun l hoc kim sot n.
S lng thch hp v s tin phi tr (vi gi nu) s dng thit b ca Ch u t phi c Nh t vn ng hoc quyt nh theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh]. Nh thu phi thanh ton s tin ny cho Ch u t. Ch u t phi cung cp, min ph, cc vt liu cung cp t do (nu c) theo cc chi tit nu trong cc yu cu ca Ch u t. Ch u t phi chu ri ro v dng chi ph ca mnh cung cp nhng vt t ny ti thi im v a im c quy nh trong Hp ng. Nh thu phi kim tra bng mt nhng vt liu ny, v phi thng bo kp thi cho Nh t vn v s thiu ht, sai st hoc khng c ca nhng vt liu ny. Tr khi hai Bn c tha thun khc, Ch u t phi xc nh ngay s thiu ht, sai st nh c thng bo. Sau khi c kim tra bng mt, vt liu cp khng s phi c Nh thu bo qun v gim st cn thn. Trch nhim kim tra, bo qun ca Nh thu khng tch Ch u t khi trch nhim i vi s thiu ht, sai st, li khng thy r khi kim tra bng mt. 4.21 Bo co Tin Tr phi c quy nh khc trong iu kin ring, cc bo co tin thc hin hng thng s c Nh thu chun b v np cho Nh t vn su bn. Bo co u tin phi tnh t ngy khi cng n ngy cui cng ca thng u. Sau cc bo co phi c np hng thng, mi bo co phi np trong vng 7 ngy sau ngy cui cng ca khong thi gian lin quan. Bo co phi lin tc cho ti khi Nh thu hon thnh ton b cng vic cn tn li ti thi im hon thnh c nu trong Chng ch nghim thu cng trnh. Mi bo co phi c: (a) s v miu t chi tit tin , bao gm tng giai on thit k, ti liu ca Nh thu, mua sm thit b, gia cng, vn chuyn ti cng trnh, thi cng, lp dng, kim tra v vn hnh th; nh m t tnh trng gia cng ch to v tin trn cng trng i vi vic gia cng ch to hng mc chnh ca thit b v vt t, tn ca ni sn xut, tin phn trm v ngy thc s hoc d kin:
(b) (c)
FIDIC
43
(i) (ii) (iii) (iv) (d) (e) (f)
bt u gia cng ch to kim nh ca Nh thu, kim nh, v vn chuyn v ti cng trng;
cc chi tit c m t ti Khon 6.10 [H s nhn lc v thit b ca Nh thu] bn sao ti liu m bo cht lng, kt qu th v chng ch ca vt liu danh mc cc thay i, thng bo c a ra theo Khon 2.5 [Khiu ni ca Ch u t] v thng bo c a ra theo Khon 20.1 [Khiu ni ca Nh thu]; s liu thng k v an ton, bao gm chi tit ca cc hot ng v cc trng hp nguy hi lin quan n yu t mi trng v quan h cng cng; v so snh tin theo k hoch v thc t, vi chi tit ca mi s vic hoc tnh hung c th gy nguy him cho vic hon thnh theo Hp ng, v cc bin php ang (hoc s) c p dng khc phc s chm tr.
(g) (h)
4.22
An ninh cng trng Tr phi c nhng quy nh khc trong iu kin ring: (a) (b) Nh thu phi chu trch nhim v vic khng cho php nhng ngi khng c nhim v vo cng trng, v Hn ch s ngi c php ca Nh thu v Ch u t; v i vi nhng ngi khc c Ch u t hoc Nh t vn thng bo cho Nh thu l ngi c php ca cc Nh thu khc do Ch u t thu lm vic trn cng trng.
4.23
Hot ng ca Nh thu trn cng trng Nh thu phi gii hn cc hot ng ca mnh trong phm vi thc hin hot ng trn cng trng v khu vc ph m Nh thu c v c Nh t vn ng l ni lm vic. Nh thu phi c s ch cn thit gi cho thit b ca Nh thu v nhn lc Nh thu ch hot ng trong phm vi cng trng v cc khu vc ph v khng c cho thit b v nhn lc ca mnh ra ngoi khu vc ln cn. Trong thi gian thi cng cng trnh, Nh thu phi gi cho cng trng khng c cc cn tr khng cn thit, v phi ct gi hoc xp t thit b hoc vt liu tha ca Nh thu. Nh thu phi dn sch rc v d b cng trnh tm ra khi cng trng khi khng cn cn na. Sau khi Chng ch nghim thu c cp, Nh thu phi dn sch v a i tt c thit b Nh thu, nguyn vt liu tha, ph thi xy dng, rc ri v cng trnh tm
FIDIC
44
khi nhng b phn ca cng trng v cng trnh m c cp Chng ch nghim thu. Nh thu phi li nhng khu vc ca cng trng v cng trnh trong trng thi sch s v an ton. Tuy nhin, Nh thu c th li cng trng, trong giai on thng bo sai st, nhng hng ha cn Nh thu hon thnh ngha v theo Hp ng. 4.24 C vt Ton b cc ha thch, ng xu, c hoc cc di vt khc hoc cc hng mc a cht hoc kho c c tm thy trn cng trng s c t di s bo qun v thuc thm quyn ca Ch u t. Nh thu phi ch khng cho ngi ca mnh hoc ngi khc ly i hoc lm h hng cc vt tm thy ny. Khi pht hin ra nhng vt ny, Nh thu phi thng bo ngay cho Nh t vn hng dn gii quyt. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph thc hin hng dn th Nh thu phi thng bo tip cho Nh t vn bit v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] i: (a) (b) ko di thi gian b cho s chm tr ny, nu vic hon thnh b hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph v s c tnh vo Gi hp ng.
Sau khi nhn c thng bo tip theo ny, Nh t vn phi tin hnh theo Khon 3.5 [Quyt nh] nht tr hoc quyt nh nhng vn ny.
FIDIC
45
5.
5.1
THIT K
Nhim v thit k chung Nh thu phi thc hin v chu trch nhim i vi thit k cng trnh. Thit k phi do cc nh thit k c nng lc l cc k s hoc cc nh chuyn mn c trnh thc hin, tun th cc tiu chun (nu c) c quy nh trong cc yu cu ca Ch u t. Tr phi c quy nh khc trong Hp ng, Nh thu phi np cho Nh t vn duyt ng tn v cc c im ca tng ngi thit k c xut v thu ph thit k. Nh thu phi m bo rng Nh thu, nhng ngi thit k ca Nh thu v Thu ph thit k c kinh nghim v nng lc cn thit thit k. Nh thu m bo rng nhng ngi thit k phi c mt tham gia tho lun vi Nh t vn ti tt c cc thi im thch hp, cho ti ngy ht hn thi gian thng bo sai st lin quan. Khi nhn c thng bo theo Khon 8.1 [Khi cng], Nh thu phi nghin cu k cc yu cu ca Ch u t (gm Tiu chun thit k v tnh ton, nu c) v cc hng mc tham kho c cp ti Khon 4.7 [nh v cc mc]. Trong khong thi gian c nu trong Ph lc H s d thu, c tnh t ngy bt u, Nh thu phi thng bo cho Nh t vn sai st, li hoc thiu st c pht hin ra trong cc yu cu ca Ch u t hoc nhng hng mc tham kho ny. Sau khi nhn c thng bo, Nh t vn phi xc nh xem c p dng iu 13 [Bin i v iu chnh] khng v phi thng bo chi Nh thu ngay. Nu v mc no m (c tnh n chi ph v thi gian) mt Nh thu c kinh nghim lm vic cn trng l ra c th pht hin ra sai st, li hoc thiu st khi kim tra cng trng v cc yu cu ca Ch u t trc khi np thu, th thi hn hon thnh khng c ko di v Gi hp ng khng c iu chnh.
5.2
Ti liu ca Nh thu Ti liu ca Nh thu phi bao gm ti liu k thut c quy nh trong cc yu cu ca Ch u t, ti liu yu cu p ng s ph duyt theo php quy, v ti liu m t trong Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo dng]. Tr phi c quy nh khc trong cc yu cu ca Ch u t, ti liu ca Nh thu phi c vit bng ngn ng giao tip quy nh ti Khon 1.4 [Lut v ngn ng]. Nh thu phi chun b tt c ti liu ca Nh thu v cc ti liu cn thit khc ch dn cho ngi ca Nh thu. Ngi ca Ch u t c quyn kim tra vic chun b cc ti liu ny bt c lc no trong lc ti liu ang c chun b. Nu cc yu cu ca Ch u t m t cc ti liu ca Nh thu s c trnh cho Nh t vn xem xt v/hoc chp thun th ti liu ny s c trnh cng vi thng bo c di y. Trong cc quy nh di y ca Khon ny, (i) thi gian xem xt c ngha l thi gian m Nh t vn cn xem xt v (nu c quy nh c th) chp thun v (ii) cc ti liu ca Nh thu loi tr cc ti liu khng c quy nh l cn trnh ln xem xt v/hoc chp thun.
FIDIC
46
Tr cc quy nh khc trong cc yu cu ca Ch u t th mi thi k xem xt khng c vt qu 21 ngy tnh t ngy Nh t vn nhn c ti liu ca Nh thu v thng bo ca Nh thu. Thng bo ny phi nu r l ti liu ca Nh thu c chun b sn sng xem xt (v chp thun nu c quy nh nh vy) theo Khon ny v s dng. Thng bo cng phi nu r ti liu ca Nh thu ng vi Hp ng, hoc phm vi m n khng lm ng c. Nh t vn, c th, trong thi gian xem xt, s thng bo cho Nh thu rng ti liu ca Nh thu mc no khng ng vi Hp ng. Nu mt ti liu ca Nh thu khng ng vi Hp ng th Nh thu phi iu chnh li, trnh li xem xt li (nu c quy nh r th chp thun) theo Khon ny v Nh thu s phi chu mi chi ph. Trong mi hng mc ca cng trnh, tr phi c s ng hoc chp thun trc ca Nh t vn, phi thc hin nhng cng vic: (a) trong trng hp mt ti liu ca Nh thu (nu quy nh r) c trnh cho Nh t vn chp thun: (i) Nh t vn s thng bo cho Nh thu l ti liu ca Nh thu c chp thun, m c hoc khng c bnh lun, hoc ti liu ca Nh thu khng ng vi Hp ng; vic thc hin hng mc cng trnh nh vy s khng c bt u tin hnh nu nh Nh t vn vn cha chp thun ti liu ca Nh thu; Nh t vn s c coi nh l chp thun ti liu ca Nh thu vo thi im ht hn thi gian xem xt cc ti liu ca Nh thu lin quan n thit k v thi cng hng mc cng trnh , nu trc khng c thng bo cho Nh thu nh on (i)
(ii) (iii)
(b)
vic thi cng hng mc cng trnh nh vy s khng c bt u trc khi ht hn thi gian xem xt tt c cc ti liu ca Nh thu lin quan n thit k v thi cng vic thi cng hng mc cng trnh nh vy phi theo ng nhng ti liu ca Nh thu c xem xt ny (v chp thun nu c nu r); v Nh thu phi thng bo cho Nh t vn ngay nu Nh thu mun thay i v thit k hoc ti liu no m trc c trnh xem xt (v nu c quy nh th chp thun). Sau , Nh thu s trnh cc ti liu c sa i cho Nh t vn theo ng cc th tc nu trn.
(c) (d)
Nu Nh t vn hng dn l cn thm ti liu ca Nh thu, Nh thu s phi chun b ngay lp tc. Bt c s chp thun hoc tn thnh hoc xem xt no nh vy (theo Khon ny hoc Khon khc) cng khng lm gim bt i ngha v v trch nhim ca Nh thu.
FIDIC
47
5.3
m bo ca Nh thu Nh thu phi m bo vic thit k, cc ti liu ca Nh thu, cng tc thi cng v hon thnh cng trnh s phi theo ng vi: (a) (b) Lut ca nc s ti, v h s hnh thnh Hp ng, nh c b sung hay sa i bng cc bin i.
5.4
Nhng tiu chun v cc quy nh k thut Cng tc thit k, cc ti liu ca Nh thu, cng tc thi cng v hon thnh cng trnh s phi tun th theo nhng tiu chun k thut ca nc s ti, Lut xy dng, v Lut mi trng, cc Lut hin hnh cho cc sn phm c to ra t cng trnh, v cc tiu chun khc c nu r trong cc yu cu ca Ch u t, c p dng cho cng trnh hoc do cc lut hin hnh quy nh. Tt c nhng Lut ny, i vi cng trnh v mi hng mc cng trnh phi l nhng Lut hin hnh khi cng trnh hay hng mc c Ch u t nghim thu theo iu 10 [Nghim thu ca Ch u t]. Cc iu khon tham chiu trong Hp ng v cc tiu chun c ban hnh s c hiu l nhng iu khon tham chiu i vi ln xut bn c p dng vo Ngy hn, tr phi quy nh khc. Nu nhng tiu chun c p dng c sa i hay l tiu chun mi c hiu lc Nc s ti sau Ngy hn th Nh thu phi thng bo cho Nh t vn v (nu ph hp) s kin ngh p dng. Trong trng hp: (a) (b) Nh t vn xc nh l cn phi p dng, v kin ngh p dng s dn n bin i,
Khi Nh t vn s bt u ghi mt s bin i ph hp vi iu 13 [Bin i v iu chnh]. 5.5 o to Nh thu s tin hnh o to nhn lc ca Ch u t v vic vn hnh v bo dng cng trnh trong phm vi c quy nh c th trong cc yu cu ca Ch u t. Nu Hp ng nu r vic o to phi c tin hnh trc khi bn giao cng trnh, cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1. [Nghim thu cng trnh v hng mc cng trnh] cho n khi o to c hon thnh. 5.6 Ti liu hon cng Nh thu s chun b v kp thi cp nht mt b h s y cc ti liu hon cng v cng tc thi cng cng trnh, ch r chnh xc cc v tr, kch c v cc chi tit ca cng trnh xy dng nh c thi cng. Nhng ti liu ny s c gi cng trng v c s dng ring cho nhng mc ch ca Khon ny. Nh t vn s c cung cp 02 bn copy ca nhng h s ny trc khi tin hnh kim nh khi hon thnh.
FIDIC
48
Ngoi ra, Nh thu phi cung cp cho Nh t vn cc bn v hon cng ca cc cng trnh, cho thy tt c nhng chi tit cng trnh c thc hin v trnh nhng bn v cho Ch u t xem xt theo Khon 5.2 [Ti liu ca Nh thu]. Nh thu s nhn c s ng ca Nh t vn v kch c ca chng, h thng tham chiu v cc chi tit lin quan khc. Trc khi ban hnh Chng ch nghim thu cng trnh, Nh thu s cung cp cho Nh t vn nhng con s c th v cc loi bn sao ca cc bn hon cng theo cc yu cu ca Ch u t. Cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi Nh t vn nhn c nhng ti liu ny. 5.7 Hng dn vn hnh v bo dng Trc khi tin hnh kim nh khi hon thnh, Nh thu phi cung cp cho Nh t vn nhng ti liu hng dn vn hnh v bo dng tm thi y cc chi tit Ch u t c th vn hnh, bo dng, tho d, lp t li, iu chnh v sa cha cc thit b. Cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi Nh t vn nhn c nhng ti liu hng dn chi tit cui cng v vn hnh v bo dng v nhng ti liu hng dn khc c nu c th trong cc yu cu ca Ch u t cho nhng mc ch ny. 5.8 Li thit k Nu pht hin ra trong ti liu ca Nh thu c cc li, b st, khng r rng, khng nht qun hay khng ph hp, Ch thu phi chu mi chi ph cho vic sa cha cc li ny cng nh cc cng trnh du cho c s chp thun hoc ng theo iu ny.
FIDIC
49
6.
6.1

Tuyn m nhn vin v lao ng Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s sp xp vic thu nhn vin v ngi lao ng, ngi a phng hay ni ngi khc v tr lng, b tr n v i li cho h.
6.2
Mc lng v cc iu kin lao ng Nh thu s tr mc lng v tn trng cc iu kin lao ng, khng thp hn so vi cc mc lng v iu kin lao ng c quy nh cho cc ngh v ngnh cng nghip trong cng vic ca ngi lao ng c thc hin. Nu khng c mc lng hoc iu kin lao ng no c quy nh m c th p dng c th Nh thu s p dng cc mc lng v iu kin lao ng chung a phng m cc ch thu ngi tr cho cc ngh v ngnh cng nghip tng t nh ca Nh thu.
6.3
Nhng ngi trong b my Ch u t Nh thu khng c tuyn m, hay toan tnh tuyn nhn vin v ngi lao ng t trong b my ca Ch u t.
6.4
Lut lao ng Nh thu phi tun th tt c cc Lut lao ng hin hnh c p dng cho nhn lc ca Nh thu, bao gm c Lut lin quan n vic lm, sc khe, an ton, phc li, nhp c, di c v tt c cc nhng quyn li hp php ca h. Nh thu phi yu cu cc nhn cng ca mnh tun th cc Lut ang c p dng, bao gm c nhng Lut lin quan n an ton lao ng.
6.5
Gi lao ng Khng tin hnh lm vic trn cng trng vo nhng ngy ngh ca a phng, hoc ngoi gi lm vic bnh thng c nu trong Ph lc ca H s d thu, tr phi: (a) (b) (c) c quy nh khc trong Hp ng, c s chp thun ca Nh t vn, hoc cng vic khng th trnh c hoc cn thit phi lm bo v cho s tn ti hoc ti sn hay s an ton ca cng trnh, trong trng hp Nh thu s phi thng bo ngay cho Nh t vn.
6.6
iu kin sinh hot cho nhn vin v ngi lao ng Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu phi cung cp v duy tr tt c cc phng tin n v bo v sc khe cn thit cho nhn lc ca Nh thu. Nh thu phi cung cp mi iu kin cho nhn vin ca Ch u t nh nu trong cc yu cu ca Ch u t.
FIDIC
50
Nh thu khng c cho php bt c nhn cng no ca Nh thu c ch tm thi hoc vnh cu trong khu vc kt cu ca cng trnh vnh cu. 6.7 Sc khe v an ton lao ng Nh thu lun lun c nhng s cn trng hp l m bo an ton v sc khe cho nhn lc ca Nh thu. Phi hp vi cc c quan y t a phng, Nh thu phi m bo rng cc nhn vin y t, cc phng tin cp cu, phng chm sc ngi m, dch v cp cu phi lun lun sn sng trn cng trng v ti cc ni ca nhn lc ca Nh thu v Ch u t, ng thi phi c s sp xp ph hp p ng cc yu cu v v sinh, phc li cn thit v phng chng cc dch bnh. Nh thu s ch nh mt an ton vin cng trng, chu trch nhim v m bo an ton v phng trnh tai nn. Ngi ny phi c trnh m nhn trng trch ny, v c quyn a ra nhng hng dn v p dng nhng bin php phng trnh tai nn. Trong sut qu trnh thi cng cng trnh, Nh thu phi cung cp nhng g m ngi ny cn thit thc hin trch nhim v quyn hn ny. Nh thu s gi cho Nh t vn cc chi tit v tai nn cng sm cng tt sau khi n xy ra. Nh thu s gi nhng giy t lin quan n tnh trng sc khe, an ton v phc li ca ngi lao ng, thit hi v mt ti sn, nh Nh t vn yu cu mt cch hp l. 6.8 Gim st ca Nh thu Trong sut qu trnh thit k v thi cng cng trnh, v c thi gian cn thit sau hon thnh cc ngha v ca Nh thu, Nh thu s c s gim st cn thit vch k hoch, sp xp, ch o, qun l, kim tra v th nghim cng vic. Vic gim st s c giao cho mt s lng y ngi c kin thc v ngn ng giao tip c quy nh trong Khon 1.4 [Lut v Ngn ng] v v cc hot ng s c tin hnh (bao gm c cc phng php v cc k thut cn thit, nhng kh khn c th s gp phi v nhng bin php phng tai nn) tha mn yu cu cng trnh cng nh vic thi cng cng trnh c an ton. 6.9 Nhn lc Nh thu Nhn lc ca Nh thu phi c trnh chuyn mn, k nng v kinh nghim ph hp tng xng v ngh nghip, cng vic lm ca mnh. Nh t vn c th yu cu Nh thu sa thi (hay tc ng sa thi) bt c nhn cng no cng trng hay cng trnh, k c i din ca Nh thu nu nhng ngi : (a) (b) (c) (d) khng khng gi thi sai tri hoc thiu cn thn, thc hin nhim v mt cc thiu nng lc hoc cu th, khng tun th bt k iu khon no ca Hp ng, hoc c lm nhng vic gy phng hi n an ton, sc khe hoc bo v mi trng.
FIDIC
51
Nu ng nh vy, Nh thu s b nhim (hoc buc phi b nhim) mt ngi khc thch hp thay th. 6.10 Bo co v nhn lc v thit b Nh thu Nh thu phi trnh cho Nh t vn nhng chi tit v s lng tng cp hng nhn vin ca Nh thu v ca mi loi thit b ca Nh thu c trn cng trng. Cc chi tit s c trnh ln hng thng, theo biu mu m Nh t vn quy nh, cho n khi Nh thu hon thnh tt c cc cng vic cn d dang vo ngy hon thnh cng trnh c nu trong Chng ch nghim thu cng trnh. 6.11 Hnh vi gy ri Nh thu phi lun lun cn trng trnh bt k cc hnh vi, phm lut gy ri hoc mt trt t no do nhn vin ca Nh thu gy ra v gi s bnh n v bo v s yn bnh cho con ngi v ti sn trn v gn cng trng.
FIDIC
52
7.
7.1

Cch thc thc hin Nh thu s thc hin vic ch to thit b, sn xut v gia cng cc vt liu v tt c cc cng vic thi cng cng trnh: (a) (b) (c) theo cch thc (nu c) c nu ra trong Hp ng, vi mt tay ngh thnh tho v mt cch cn thn, ph hp vi cch lm thc t c tha nhn, v vi cc phng tin trang b ph hp v cc vt liu khng nguy him, tr phi c quy nh khc trong Hp ng.
7.2
Mu m Nh thu phi np cc mu vt liu v cc thng tin cn thit sau y cho Nh t vn xem xt theo cc th tc cho ti liu ca Nh thu c miu t trong Khon 5.2 [Ti liu ca Nh thu]: (a) (b) cc mu vt liu tiu chun ca nh sn xut v cc mu m khc c nu c th trong Hp ng, v Nh thu phi chu mi chi ph, v cc mu b sung Nh t vn yu cu nh l mt bin i.
Tng mu phi c gn nhn hiu v xut x v vic s dng c d kin trong cng trnh. 7.3 Gim nh Ngi ca Ch u t trong mi thi im thch hp s: (a) (b) c quyn vo tt c cc ni trn cng trng v cc ni khai thc nguyn vt liu t nhin, v trong qu trnh sn xut, gia cng, ch to v xy dng ( trn cng trng, hay ni khc) c quyn kim tra, kim nh, o lng, th cc loi vt liu, tay ngh v kim tra tin trnh ch to thit b, sn xut v gia cng vt liu
Nh thu s to mi iu kin cho ngi ca Ch u t tin hnh cc hot ng ny, bao gm c vic cho php ra vo, cung cp cc phng tin, cc giy php v thit b an ton. Nhng hot ng ny khng lm gim i bt c ngha v hoc trch nhim no ca Nh thu. Nh thu phi thng bo cho Nh t vn mi khi mt cng vic no xong, trc khi c ph lp, hoc khng cn nhn thy, hoc ng gi lu kho hoc vn chuyn. Khi Nh t vn s hoc l tin hnh ngay vic kim tra, gim nh, o lng hoc th, khng c chm tr m khng c l do hoc thng bo ngay cho Nh thu l Nh t vn khng i hi phi lm nh vy. Trng hp Nh thu khng gi
FIDIC
53
c thng bo th, nu v khi Nh t vn yu cu, Nh thu phi m li cng trnh ra, sau lp li v hon thin, tt c u bng chi ph ca mnh. 7.4 Th (kim nh) Khon ny s c p dng cho tt c cc cuc th c nu trong Hp ng, ngoi vic th sau khi hon thnh (nu c). Nh thu phi cung cp cc my mc, s tr gip, ti liu v cc thng tin khc, in, thit b, nhin liu, vt dng, dng c, ngi lao ng, vt liu v nhn vin c trnh v kinh nghim cn thit tin hnh nhng kim nh c th mt cch hiu qu. Nh thu phi thng nht vi Nh t vn v thi gian, a im tin hnh kim nh c th ca thit b, vt liu v cc hng mc cng trnh khc. Nh t vn c th, theo iu 13 [Bin i v iu chnh] c th thay i a im hoc cc chi tit ca cc cuc kim nh c th hoc hng dn Nh thu tin hnh cc cuc kim nh b sung. Nu nhng cuc kim nh b sung hoc thay i ny cho thy thit b, vt liu hoc tay ngh c kim nh khng ph hp vi Hp ng th cc chi ph cho vic tin hnh nhng bin i ny s do Nh thu chu bt k nhng iu khon khc ca Hp ng. Nh t vn phi thng bo trc 24 ting ng h cho Nh thu v nh ca mnh l s tham gia vo cuc kim nh. Nu nh Nh t vn khng tham gia vo cuc kim nh ti a im v thi gian tha thun, Nh thu c th tin hnh kim nh, tr phi c s ch dn khc t pha Nh t vn, v cc cuc kim nh coi nh c tin hnh vi s c mt ca Nh t vn. Nu Nh thu phi chu s chm tr hay chu cc chi ph do tun th cc hng dn ca Nh t vn hay do s chm tr thuc trch nhim ca Ch u t, Nh thu phi thng bo cho Nh t vn, v theo Khon 20.1 [Khiu ni ca Nh thu] s c quyn i: (a) (b) gia hn thi gian b cho s chm tr ny, nu nh vic hon thnh b chm hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton nhng chi ph cng vi li nhun hp l, c tnh vo Gi hp ng
Sau khi nhn c thng bo, Nh t vn s theo Khon 3.5 [Quyt nh] ng hoc quyt nh cc vn ny. Nh thu phi trnh ngay cho Nh t vn cc bo co c xc nhn v cc cuc kim nh. Khi cc cuc kim nh c th c tin hnh xong, Nh t vn s chng thc chng ch kim nh ca Nh thu hoc cp chng ch cho Nh thu v kt qu . Nu nh Nh t vn khng tham gia vo cc cuc kim nh, coi nh h chp nhn cc bo co l chnh xc. 7.5 T chi Nu nh kt qu ca cuc kim tra, gim st, o c hay th nghim cho thy c nhng li ca thit b, vt liu, thit k hay tay ngh hoc khng ph hp vi Hp
FIDIC
54
ng, Nh t vn c th t chi cc thit b, vt liu, thit k hoc nhn lc tay ngh bng cch thng bo cho Nh thu vi cc l do. Nh thu phi sa cha sai st ngay lp tc v m bo cho cc mc ch b bc b c x l cho ph hp vi Hp ng. Nu Nh t vn yu cu l thit b, vt liu, thit k hay tay ngh cn c kim nh li, cc cuc kim nh s c tin hnh li theo ng nhng trnh t v iu kin lm trc . Nu nh vic t chi v kim nh li dn n nhng chi ph thm cho Ch u t th Nh thu s phi chu trch nhim thanh ton cc chi ph ny cho Ch u t theo Khon 2.5 [Khiu ni ca Ch u t]. 7.6 Cng vic sa cha Mc d c nhng cuc kim nh trc hay cp chng ch, Nh t vn c th ch dn Nh thu tin hnh: (a) (b) (c) a i khi cng trng hoc thay th cc thit b, vt liu khng ph hp vi Hp ng, d b v tin hnh li cng vic nu khng ph hp vi hp ng, v tin hnh cng vic cn gp m bo an ton cng trnh hoc do mt tai nn, s kin khng lng trc hoc nguyn nhn khc.
Nh thu phi tun th nhng ch dn ca Nh t vn trong khong thi gian thch hp l thi gian (nu c) c xc nh trong ch dn hoc phi tin hnh ngay nu tnh cht cp bch c xc nh theo on ph (c). Nu Nh thu khng tun theo ch dn, Ch u t s c quyn thu v tr lng cho ngi khc tin hnh cc cng vic. Tr phi Nh thu c hng quyn thanh ton cho cng vic, Nh thu s phi tr theo Khon 2.5 [Khiu ni ca Ch u t] tin thanh ton cho Ch u t ton b chi ph do khng tun th ch dn gy ra. 7.7 Quyn s hu thit b v vt liu Mi hng mc thit b v vt liu trong phm vi ph hp vi Lut ca nc s ti, s tr thnh ti sn ca Ch u t, nu n c trc nhng thi im c nu di y m khng b chim gi v b cn tr: (a) (b) khi chng c cung cp ti cng trng; khi Nh thu c hng thanh ton cho gi tr ca thit b v cc vt liu theo Khon 8.10 [Thanh ton i vi thit b v vt liu trong trng hp tm ngng cng trnh].
7.8
Bn quyn Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s phi tr tin bn quyn, tin thu v nhng tin khc cho: (a) cc vt liu t nhin ly t bn ngoi cng trng, v
FIDIC
55
(b)
cc vt liu thi do ph d, o bi v cc vt liu d tha khc (c th l t nhin hay nhn to) tr trng hp c bi thi trn cng trng nh c nu c th trong Hp ng
FIDIC
56
8.
8.1

Khi cng Nh t vn s thng bo cho Nh thu t nht l 7 ngy v ngy khi cng. Tr phi c cc quy nh khc trong nhng iu kin ring. Ngy khi cng s l trong vng 42 ngy sau khi Nh thu nhn c Th chp thun. Nh thu s bt u tin hnh thit k v thi cng cng trnh ngay trn c s thc t sau ngy khi cng v s thc hin cng trnh ng thi hn m khng c chm tr.
8.2
Thi hn hon thnh
Nh thu phi hon thnh ton b cng trnh, v mi hng mc (nu c) trong khong thi hn hon (a) (b) qua cc cuc kim nh khi hon thnh, v hon thnh tt c cc cng vic c nu trong Hp ng c yu cu cho cng trnh hoc hng mc c xem xt l hon thnh cho cc mc ch bn giao theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh].
8.3
Chng trnh tin Nh thu s trnh cho Nh t vn chng trnh k hoch thi gian chi tit trong vng 28 ngy sau khi nhn c thng bo theo Khon 8.1 [Khi cng]. Nh thu cng s trnh chng trnh thi gian c sa i nu chng trnh k hoch trc khng ph hp vi tin thc t hoc khng ph hp vi ngha v ca Nh thu. Mi chng trnh tin s bao gm: (a) th t cng vic m Nh thu s tin hnh thc hin cng trnh, bao gm thi gian d tnh cho mi giai on thit k, chun b ti liu ca Nh thu, mua sm thit b, gia cng ch to, kim tra, vn chuyn n cng trng, xy lp, th nghim v vn hnh th. thi gian xem xt theo Khon 5.2 [Ti liu ca Nh thu] v cho cc vic trnh, ph duyt v chp thun khc c nu c th trong cc yu cu ca Ch u t. qu trnh v thi gian kim tra, kim nh c nu c th trong Hp ng, v bo co b tr trong bao gm: (i) (ii) m t chung v cc phng php m Nh thu nh p dng v cc giai on chnh trong vic thi cng cng trnh, v cc chi tit cho thy s c tnh hp l ca Nh thu v s lng mi loi nhn cng ca Nh thu v mi loi thit b ca Nh thu cn trn cng trng cho mi giai on chnh.
(b)
(c) (d)
Tr phi Nh t vn, trong vng 21 ngy sau khi nhn c chng trnh k hoch, thng bo cho Nh thu bit phm vi m chng trnh khng ph hp vi Hp ng,
FIDIC
57
Nh thu s thc hin theo chng trnh k hoch v ngha v ca mnh m Hp ng quy nh. Ngi ca Ch u t s c php da vo chng trnh k hoch khi vch ra k hoch cc hot ng ca h. Nh thu phi thng bo ngay lp tc cho Nh t vn v cc s kin hoc tnh hung c th c th xy ra trong tng lai c tc ng xu i vi cng vic, hay lm tng Gi hp ng hoc lm chm tr vic thi cng cng trnh. Nh t vn c th yu cu Nh thu trnh bn d tnh v nhng nh hng ca cc s kin hoc tnh hung trong tng lai v/hoc xut theo Khon 13.3 [Th tc bin i]. Nu bt c lc no, Nh t vn thng bo cho Nh thu rng chng trnh k hoch khng tun th (trong phm vi nh) vi Hp ng hoc khng ph hp vi tin thc t v nhng nh nu ca Nh thu, Nh thu s phi trnh mt chng trnh k hoch c sa i cho Nh t vn theo Khon ny. 8.4 Gia hn Thi gian hon thnh Nh thu s c php theo Khon 20.1 [Khiu ni ca Nh thu] gia hn thi gian hon thnh nu v phm vu m vic hon thnh cho mc ch ca Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] ang hoc s b chm tr do mt trong nhng l do sau y: (a) (b) (c) (d) (e) c s bin i, tr phi vic iu chnh thi gian hon thnh c thng nht theo Khon 13.3 [Th tc bin i], nguyn nhn ca s chm tr dn n vic c ko di thm v mt thi gian theo mt Khon ca nhng iu kin ny, trong nhng iu kin thi tit xu bt thng, vic thiu nhn lc hay hng ha khng th lng trc c do cc hot ng ca Chnh ph hay dch bnh gy ra, hoc s chm tr, tr ngi hoc cn tr trn cng trng do Ch u t, Nhn lc ca Ch u t hay cc Nh thu khc ca Ch u t gy ra hoc b quy cho.
Nu Nh thu t coi nh mnh c php gia hn thi gian hon thnh, Nh thu phi thng bo cho Nh t vn theo Khon 20.1 [Khiu ni ca Nh thu]. Khi xc nh vic ko di thi gian theo Khon 20.1, Nh t vn phi xem xt li nhng quyt nh trc v c th tng, ch khng c gim tng thi gian ko di. 8.5 Chm tr do Nh chc trch Nu nhng iu kin sau y c p dng, c th: (a) (b) (c) Nh thu thc hin ng cc th tc do cc nh chc trch ti nc s ti quy nh, Cc nh chc trch ny lm chm tr hoc v cng vic ca Nh thu, v vic chm tr hoc v l khng th bit trc c,
FIDIC
58
khi vic chm tr hoc v ny s c coi l nguyn nhn gy chm tr theo phn (b) ca Khon 8.4 [Gia hn thi gian hon thnh].
8.6
Tin thc hin Nu, bt c lc no: (a) (b) tin thc t qu chm hon thnh cng vic trong khong thi gian hon thnh, v/hoc tin b hoc s b chm hn so vi chng trnh k hoch hin ti theo Khon 8.3 [Chng trnh tin ],
m khng phi do nhng nguyn nhn nu trong Khon 8.4 [Gia hn thi gian hon thnh], khi Nh t vn c th hng dn cho Nh thu, theo Khon 8.3 [Chng trnh tin ], trnh mt chng trnh c sa i v bo co h tr m t cc phng php c sa i m Nh thu xut p dng thc hin tin v hon thnh trong thi gian hon thnh. Tr phi Nh t vn c thng bo khc, Nh thu s p dng nhng phng php c sa i ny, m chng c th yu cu tng s gi lm vic v s lng nhn lc ca Nh thu v/hoc hng ha m Nh thu phi chu ri ro v mi chi ph. Nu nhng phng php c sa i ny dn n nhng chi ph thm cho Ch u t, theo Khon 2.5 [Khiu ni ca Ch u t], Nh thu s phi thanh ton nhng chi ph ny cho Ch u t, ngoi nhng thit hi do vic chm tr gy ra (nu c) theo Khon 8.7 di y. 8.7 Nhng thit hi do chm tr Nu Nh thu khng tun th Khon 8.2 [Thi hn hon thnh], th Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] s phi chi tr cho Ch u t i vi nhng thit hi do li ny. Nhng thit hi ny s l s tin c nu trong ph lc ca H s d thu, s c tr hng ngy trong khong thi gian gia thi gian hon thnh v ngy nu trong Chng ch nghim thu cng trnh. Tuy nhin, tng s tin theo Khon ny s khng vt qu tng s tin ti a do thit hi v chm tr gy ra (nu c) c nu trong Ph lc ca H s d thu. Nhng thit hi ny s ch l nhng thit hi do Nh thu n b v li gy ra, ch khng phi l vic chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t] trc khi hon thnh cng trnh. Nhng thit hi ny khng lm gim nh i cho Nh thu ngha v hon thnh cng trnh hoc bt c trch nhim, nhim v no theo nh trong Hp ng. 8.8 Tm ngng cng vic Nh t vn vo bt c lc no u c th hng dn Nh thu tm ngng tin ca mt hng mc hay ton b cng trnh. Trong thi gian tm ngng , Nh thu phi bo v, m bo hng mc hoc cng trnh khng b xung cp, mt mt hay b h hng.
FIDIC
59
Nh t vn s thng bo nguyn nhn tm ngng. Nu v phm vi nguyn nhn c thng bo, v l trch nhim ca Nh thu, khi nhng Khon 8.9, 8.10 v 8.11 s khng c p dng. 8.9 Hu qu ca vic tm ngng Nu Nh thu gp phi s chm tr v/hoc phi chu cc chi ph do tun th cc hng dn ca Nh t vn theo Khon 8.8 [Tm ngng cng vic] v/hoc t vic tin hnh li cng vic, Nh thu phi thng bo cho Nh t vn v theo quy nh ca Khon 20.1 [Khiu ni ca Nh thu] c: (a) (b) gia hn thi gian b cho chm tr ny, nu vic hon thnh b hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph, c tnh trong Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt nh nhng vn ny. Nh thu s khng c quyn ko di thi gian, hay thanh ton cc chi ph cho vic sa cc hu qu ca li thit k, tay ngh hay vt liu ca Nh thu gy ra hoc li ca Nh thu khng bo v, ct gi hoc bo qun theo Khon 8.8 [Tm ngng cng vic]. 8.10 Thanh ton tin thit b v cc vt liu trong trng hp tm ngng cng vic Nh thu s c thanh ton cho gi tr ca thit b v cc vt liu khng c vn chuyn n cng trng (vo ngy tm ngng) nu: Cng vic i vi thit b hoc s cung cp thit b v/hoc cc vt liu b tr hon hn 28 ngy, v Nh thu nh du thit b v hoc cc vt liu l ti sn ca Ch u t theo hng dn ca Nh t vn. 8.11 Tm ngng qu lu Nu vic tm ngng theo Khon 8.8 [Tm ngng cng vic] tip tc din ra qu 84 ngy, Nh thu c th yu cu Nh t vn cho php tip tc tin hnh cng vic. Nu Nh t vn khng cp php trong vng 28 ngy sau khi Nh thu yu cu, Nh thu c th thng bo cho Nh t vn v coi nh vic tm ngng s b b qua theo iu 13 [Bin i v iu chnh] ca hng mc cng trnh b nh hng. Nu vic tm ngng nh hng n ton b cng trnh, Nh thu c th thng bo kt thc Hp ng theo Khon 16.2 [Kt thc Hp ng bi Nh thu]. 8.12 Tip tc tin hnh cng vic Sau khi nhn c s cho php hay hng dn tip tc tin hnh, Nh thu v Nh t vn s cng kim tra cng trnh, thit b v cc vt liu b nh hng do vic tm ngng. Nh thu s sa cha ch xung cp, h hng hay mt mt ca cng trnh, thit b hoc cc vt liu xy ra trong thi gian tm ngng.
FIDIC
60
9.
9.1
KIM NH KHI HON THNH

Ngha v ca Nh thu Nh thu s tin hnh cc cuc kim nh khi hon thnh theo iu ny v Khon 7.4 [Kim nh], sau khi cung cp cc ti liu theo Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo dng]. Nh thu s thng bo cho Nh t vn khng mun hn 21 ngy v ngy m Nh thu sn sng tin hnh cc cuc kim nh khi hon thnh. Tr phi c tha thun khc, cc cuc kim nh hon thnh s c tin hnh trong vng 14 ngy sau ngy thng bo, vo ngy m Nh t vn hng dn. Tr phi c quy nh khc trong iu kin ring, cc cuc kim nh khi hon thnh s c tin hnh theo tun t sau: (a) cc kim nh trc khi a vo vn hnh th, s bao gm cc cuc kim tra thch hp v cc cuc kim nh chc nng (kh hoc lnh) m bo rng mi hng mc thit b c th m bo an ton cho bc tip theo, (b); cc cuc kim nh vn hnh th, s bao gm c nhng cuc kim nh vn hnh c th thy rng cng trnh hay hng mc c th nh vn hnh mt cch an ton v nu c quy nh, trong tt c iu kin c th xy ra, v vn hnh th, cho thy rng cng trnh hay hng mc hot ng tt v ng vi Hp ng.
(b)
(c)
Trong khi vn hnh th, khi cng trnh ang hot ng trong iu kin n nh; Nh thu s thng bo cho Nh t vn rng cng trnh sn sng cho bt c cuc kim nh khi hon thnh khc, trong c cc cuc kim nh thao tc thy c cng trnh p ng cc tiu chun c nu c th trong cc yu cu ca Ch u t v vi cc bo lnh thc hin. Vn hnh th s khng c tnh vo nghim thu cng trnh theo iu 10 [Nghim thu ca Ch u t]. Tr phi c quy nh khc trong Cc iu kin ring, sn phm do cng trnh to ra trong qu trnh vn hnh th s l ti sn ca Ch u t. Khi xem xt kt qu ca cc cuc kim nh khi hon thnh, Nh t vn s xem xt n hiu qu ca vic s dng cng trnh do Ch u t yu cu v hot ng hoc cc c tnh khc ca cng trnh. Ngay sau khi cc cng trnh hay hng mc vt qua cc cuc kim nh khi hon thnh nh nu trong phn (a), (b) hay (c), Nh thu s trnh bn bo co c chng nhn v kt qu ca cc cuc kim nh ny cho Nh t vn. 9.2 Vic kim nh b chm tr Nu cc cuc kim nh khi hon thnh b qu chm tr do Ch u t, th Khon 7.4 [Kim nh] (on 5) v/hoc Khon 10.3 [Can thip vo cc cuc kim nh khi hon thnh] s c p dng.
FIDIC
61
Nu cc cuc kim nh khi hon thnh b qu chm tr do Nh thu, Nh t vn c th bng thng bo yu cu Nh thu tin hnh cc cuc kim nh trong vng 21 ngy sau khi nhn c thng bo. Nh thu s tin hnh cc cuc kim nh vo ngy hoc cc ngy trong thi gian c Nh thu n nh v phi thng bo cho Nh t vn. Nu Nh thu khng tin hnh cc cuc kim nh khi hon thnh trong vng 21 ngy th ngi ca Ch u t c th tin hnh cc cuc kim nh m Nh thu phi chu ri ro v chi ph cho cc cuc kim nh . Cc cuc kim nh khi hon thnh s c coi l tin hnh vi s c mt ca Nh thu v kt qu kim nh s c chp nhn l chnh xc. 9.3 Kim nh li Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon thnh, th Khon 7.5 [T chi] s c p dng v Nh t vn hoc Nh thu c th yu cu tin hnh li cc cuc kim nh khng t v cc cng vic c lin quan theo nhng quy trnh v iu kin tng t trc . 9.4 Khng vt qua cc cuc kim nh khi hon thnh Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon thnh c tin hnh li theo Khon 9.3 [Kim nh li], khi Nh t vn c quyn: (a) (b) yu cu tip tc tin hnh kim nh li theo Khon 9.3; nu nh vic cng trnh hay hng mc khng vt qua cc cuc kim nh lm nh hng c bn n li ch ca Ch u t c c t , s loi b cng trnh hoc hng mc (ty theo tng trng hp), trong trng hp Ch u t s c cc s b p nh phn (c) ca Khon 11.4 [Khng sa cha c sai st]; hoc cp Chng ch nghim thu cng trnh, nu Ch u t yu cu.
(c)
Trong trng hp ca phn (c), Nh thu khi s thc hin tt c cc ngha v khc theo Hp ng, v Gi hp ng s b gim i mt s tin b vo s tin m Ch u t b thit t vic gi tr cng trnh b gim i do vic khng qua c kim nh. Tr phi vic gim gi do nguyn nhn ny gy ra c nu c th (hay xc nh c phng php tnh ton) trong Hp ng, Ch u t c th yu cu vic gim Gi c: (i) hai bn tha thun (khi hon thnh va lng ch ring v vn ny) v s thanh ton trc khi cp Chng chi nghim thu cng trnh, hoc (ii) xc nh v thanh ton theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh].
FIDIC
62

10.1 Nghim thu cng trnh v cc hng mc cng trnh Tr nhng quy nh trong Khon 9.4 [Khng vt qua cc cuc kim nh khi hon thnh], cng trnh s c Ch u t tip nhn khi (i) cng trnh c hon thnh theo ng Hp ng, bao gm c nhng vn c nu trong Khon 8.2 [Thi hn hon thnh] v tr nhng ni dung c cho php trong phn (a) di y v (ii) c cp Chng ch theo Khon ny. Nh thu c th bng cch thng bo cho Nh t vn xin c cp Chng ch nghim thu cng trnh khng sm hn 14 ngy trc khi, theo Nh thu, cng trnh c hon thnh v sn sng bn giao. Nu cng trnh c chia thnh cc hng mc bng cch tng t, Nh thu c th xin c cp Chng ch nghim thu cho mi hng mc. Ch u t, trong vng 28 ngy sau nhn c n ca Nh thu, s: (a) cp Chng ch nghim thu cng trnh cho Nh thu, nu r ngy m cng trnh hay hng mc c hon thnh theo Hp ng, tr nhng cng vic nh cn tn ng li v cc sai st v c bn khng lm nh hng n vic s dng cng trnh hay cc hng mc cho mc ch ban u (cho n khi hoc trong khi nhng vic ny ang c hon thnh v cc sai st ang c sa cha), hoc bc b n v a ra l do v nu c th nhng cng vic m Nh thu cn phi lm c cp Chng ch nghim thu cng trnh. Nh thu s phi hon thnh nhng cng vic ny trc khi a ra thng bo tip theo Khon ny.
(b)
Nu Nh t vn khng cp Chng ch nghim thu cng trnh hay bc b n ca Nh thu trong thi gian 28 ngy v nu cng trnh hay hng mc (ty theo tng trng hp) v c bn ng vi Hp ng, Chng ch nghim thu cng trnh coi nh c cp vo ngy th 28. 10.2 Nghim thu b phn cng trnh Nh t vn c th, theo s ch o duy nht ca Ch u t, s cp Chng ch nghim thu cng trnh cho tng phn ca cng trnh vnh cu. Ch u t s khng s dng bt c phn no ca cng trnh (tr trng hp s dng tm thi nhng c nu c th trong Hp ng hoc hai bn cng ng ) tr khi v cho n khi Nh t vn cp Chng ch nghim thu cng trnh . Tuy nhin, nu Ch u t s dng bt c phn no ca cng trnh trc khi Chng ch nghim thu c cp, th: (a) (b) phn cng trnh c s dng s c coi l c tip nhn k t ngy n c a vo s dng, Nh thu s khng chu trch nhim v phn cng trnh k t ngy ny, khi trch nhim s thuc v Ch u t, v
FIDIC
63
(c)
nu Nh thu yu cu, Nh t vn s cp Chng ch nghim thu cho phn cng trnh ny.
Sau khi Nh t vn cp Chng ch nghim thu cho mt phn cng trnh, Nh thu s c to c hi sm nht thc hin cc bc cn thit tin hnh nhng cuc kim nh khi hon thnh cn tn li. Nh thu s tin hnh cc cuc kim nh khi hon thnh ny cng sm cng tt trc khi ht hn ca thi hn thng bo sai st. Nu Nh thu phi chu cc chi ph do vic nghim thu v/hoc s dng ca Ch u t m khng phi l vic s dng c nu c th trong Hp ng v c hai bn ng , khi Nh thu s (i) thng bo cho Nh t vn v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] c quyn thanh ton nhng chi ph cng vi li nhun hp l v c tnh vo Gi hp ng. Sau khi nhn c thng bo ny, Nh t vn s ng hoc xc nh chi ph ny v li nhun theo Khon 3.5 [Quyt nh]. Nu Chng ch nghim thu c cp cho mt phn cng trnh (ch khng phi l mt hng mc) th nhng thit hi do chm tr hon thnh nhng phn cn li ca cng trnh sau s phi gim bt. Tng t, nhng thit hi do chm tr cho phn cn li ca hng mc (nu c) m phn ny l mt b phn cng s phi gim bt. i vi bt c thi k chm tr no sau ngy c nu c th trong Chng ch nghim thu ny, s gim bt theo t l trong cc thit hi do chm tr ny s c tnh nh l mt t l m gi tr ca phn c xc nhn mang n cho gi tr cng vic hoc phn vic (nu trng hp xy ra) c xem nh l mt tng th. Theo Khon 3.5 [Quyt nh], Nh t vn s ng hoc xc nh nhng phn thit hi do tr hon gy ra hng ngy theo Khon 8.7 [Nhng thit hi do chm tr], v s khng nh hng n gi tr ti a cc thit hi ny. 10.3 Can thip vo cc cuc kim nh khi hon thnh Nu qu 14 ngy m Nh thu khng tin hnh cc cuc kim nh khi hon thnh v nguyn nhn do Ch u t chu trch nhim th khi Ch u t s coi nh tip nhn cng trnh hay hng mc (ty tng trng hp) vo ngy m l ra cc cuc kim nh hon thnh c hon tt. Theo Nh t vn s cp Chng ch nghim thu cng trnh v Nh thu s tin hnh ngay cc cuc kim nh hon thnh cng sm cng tt trc ngy ht hn ca thi gian thng bo sai st. Nh t vn s thng bo trc 14 ngy v yu cu tin hnh cc cuc kim nh hon thnh theo nhng iu khon ca Hp ng. Nu Nh thu gp phi s chm tr hay phi chu cc chi ph do s chm tr tin hnh cc cuc kim nh khi hon thnh gy ra, Nh thu s thng bo cho Nh t vn bit v theo Khon 20.1 [Khiu ni ca Nh thu] c quyn: (a) (b) gia hn thi gian b li cho s chm tr , nu nh vic hon thnh ang hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph cng thm li nhun hp l, tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc xc nh nhng vn ny theo Khon 3.5 [Quyt nh].
FIDIC
64
10.4
Yu cu b tr li mt bng Tr phi c ni dung khc trong Chng ch nghim thu cng trnh, mt chng ch cho mt hng mc hay mt phn cng trnh s khng c xem l xc nhn hon thnh mt khu vc no hoc yu cu khi phc li mt bng.
FIDIC
65

11.1 Hon thnh cng vic cn d dang v sa cha sai st cng trnh v ti liu ca Nh thu v mi hng mc cn phi lun trong tnh trng do Hp ng quy nh (tr trng hp b rch hay hng) n ngy ht hn ca thi hn thng bo sai st, Nh thu s phi: (a) (b) hon thnh cc cng vic cn tn ng vo ngy nu trong Chng ch nghim thu trong khong thi gian hp l m Nh t vn yu cu, v thc hin cc cng vic sa cha cc sai st hoc h hng do Ch u t (hoc i din ca Ch u t) thng bo vo ngy hoc trc ngy Thi hn thng bo sai st ca cng trnh hay hng mc ht hn (trng hp nu xy ra).
Nu sai st xut hin hoc h hng xy ra, Nh thu s c Ch u t (hoc i din ca Ch u t) thng bo. 11.2 Chi ph cho vic sa cha sai st Tt c cng vic c nu trong phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa cha sai st] s c tin hnh v Nh thu phi chu ri ro v cc chi ph, nu v mc cng vic c quy cho l: (a) (b) (c) (d) thit k ca cng trnh, ngoi phn thit k m Ch u t chu trch nhim (nu c), thit b, cc vt liu hoc tay ngh khng ph hp vi Hp ng, vn hnh hoc bo dng khng ng cch m trch nhim thuc v Nh thu (theo Khon 5.5 n 5.7 hoc khc), hoc Nh thu khng tun th cc ngha v khc.
Nu v mc m vic c quy cho nguyn nhn khc, Nh thu s c Ch u t (hay i din ca Ch u t) thng bo ngay lp tc v khi s p dng Khon 13.3 [Th tc bin i]. 11.3 Ko di thm thi hn thng bo sai st Theo Khon 2.5 [Khiu ni ca Ch u t] Ch u t s c quyn ko di thm thi hn thng bo sai st v cng trnh hoc hng mc nu v mc m cng trnh, hng mc cng trnh hay mt b phn chnh ca Nh my (ty tng trng hp v sau khi nghim thu) khng th s dng c cho mc ch nh do sai st hoc h hng. Tuy nhin, thi gian thng bo sai st s khng c ko di qu 2 nm. Nu vic cung cp v/hoc lp t thit b v/hoc cc vt liu b tm ngng theo Khon 8.8 [Tm ngng cng vic] hay Khon 16.1 [Quyn Nh thu tm ngng cng vic], theo iu ny ngha v ca Nh thu s khng p dng cho nhng sai st hoc h hng xy ra qu 2 nm sau khi thi gian thng bo sai st cho thit b, cc vt liu l ra khng cn hiu lc.
FIDIC
66
11.4
Khng sa cha c sai st Nu Nh thu khng sa cha c cc sai st hay h hng trong khong thi gian hp l, Ch u t hoc i din ca Ch u t c th n nh ngy sa cha cc sai st hay h hng. Nh thu s c thng bo v ngy ny. Nu Nh thu khng sa cha c cc sai st hay h hng vo ngy thng bo v vic sa cha s c thc hin m Nh thu phi chu chi ph theo Khon 11.2 [Chi ph sa cha sai st], Ch u t (ty theo la chn) c th: (a) t tin hnh cng vic hoc thu ngi khc theo cch thc hp l v Nh thu phi chu mi chi ph, nhng Nh thu s khng chu trch nhim v cng vic ny; v Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] phi tr cho Ch u t nhng chi ph hp l pht sinh t vic Ch u t sa cha cc sai st hoc h hng; yu cu Nh t vn ng hoc quyt nh khu tr hp l trong Gi hp ng theo Khon 3.5 [Quyt nh]; hoc nu sai st hoc h hng dn n vic Ch u t v c bn b mt ton b li ch t cng trnh hay phn ln cng trnh, s chm dt ton b Hp ng hay phn ln cng trnh khng th a vo s dng cho mc ch nh. Khi , khng lm tn hi n cc quyn li khc, theo Hp ng hay khng, Ch u t s c quyn ly li ton b s tin tr cng trnh hoc mt phn cng trnh (ty tng trng hp c th) cng thm vi chi ph ti chnh v chi ph tho d phn cng trnh , dn dp cng trng v tr thit b, cc vt liu li cho Nh thu.
(b) (c)
11.5
Di chuyn cng vic b sai st Nu sai st hoc h hng khng th sa cha tt ngay trn cng trng c v c Ch u t ng , Nh thu c th chuyn khi cng trng hng mc hng mc thit b b sai st hay h hng sa cha. S ng ny ca Ch u t c th yu cu Nh thu tng s tin cho bo lnh Hp ng bng chi ph thay th ton b cc phn ny hay cung cp s bo m ph hp khc.
11.6
Cc kim nh thm Nu vic sa cha sai st hoc h hng c th nh hng n s vn hnh ca cng trnh, Nh t vn c th yu cu tin hnh li bt c cuc kim nh no nu trong Hp ng, bao gm c cc cuc kim nh khi hon thnh v/hoc kim nh sau khi hon thnh sa cha sai st hoc h hng. Cc kim nh ny phi c tin hnh theo cc iu kin c p dng cho cc kim nh trc, ch khc l c tin hnh bng s ri ro v kinh ph ca bn chu trch nhim theo Khon 11.2 [Chi ph cho vic sa cha sai st] cho chi ph sa cha sai st.
FIDIC
67
11.7
Quyn c ra vo Khi Chng ch thc hin hp ng c cp, Nh thu s c quyn tip cn tt c cc phn ca cng trnh v cc h s v hot ng v s thc hin ca cng trnh, tr phi khng ph hp vi nhng hn ch hp l v mt an ninh ca Ch u t.
11.8
Nh thu tm nguyn nhn Nh thu s, nu Nh t vn yu cu, tm nguyn nhn dn n sai st theo hng dn ca Nh t vn. Tr phi sai st c sa cha bng chi ph ca Nh thu theo Khon 11.2 [Chi ph cho vic sa cha sai st], chi ph ca vic tm kim nguyn nhn cng vi li nhun hp l s c Nh t vn ng hoc quyt nh theo Khon 3.5 [Quyt nh]; v s c tnh vo Gi hp ng.
11.9
Chng ch thc hin Vic thc hin cc ngha v ca Nh thu s khng c coi l hon thnh nu Nh thu cha c Nh t vn cp Chng ch thc hin Hp ng, nu r ngy m Nh thu hon thnh ngha v ca mnh theo ng Hp ng. Nh t vn s cp Chng ch thc hin Hp ng trong vng 28 ngy sau ngy ht hn ca Thi hn thng bo sai st hoc ngay sau khi Nh thu cung cp tt c cc ti liu ca Nh thu v hon thnh v kim nh tt c cng trnh, bao gm c vic sa cha cc sai st. Ch u t s nhn c 01 bn ca Chng ch thc hin. Ch c Chng ch thc hin mi c coi l cu thnh nn vic chp nhn cng trnh.
11.10 Nhng ngha v cha c hon thnh Sau khi cp Chng ch thc hin, mi bn s phi chu trch nhim hon thnh ngha v vn cha c thc hin ti thi im . Hp ng vn c coi l c hiu lc i vi cc mc ch xc nh ni dung v phm vi ca nhng ngha v cha thc hin. 11.11 Gii phng mt bng Khi nhn c Chng ch thc hin hp ng, Nh thu s dn khi cng trng tt c cc thit b ca Nh thu, vt liu cn tha, rc v cc cng trnh tm cn li. Nu tt c nhng vt dng ny khng c dn khi cng trng trong vng 28 ngy sau khi Ch u t nhn c 01 bn sao Chng ch thc hin, Ch u t c th bn hoc thi b cc vt . Ch u t c quyn c thanh ton cc chi ph pht sinh t vic bn hoc thi b hay lu cc vt dng trn cng trng. Vic cn i cc khon tin thu c t vic bn cc vt dng trn s c tr cho Nh thu. Nu s tin ny t hn cc chi ph m Ch u t phi tr, Nh thu s tr phn chi ph pht sinh di ra cho Ch u t.
FIDIC
68

12.1 Th tc kim nh sau khi hon thnh Nu cc cuc kim nh sau khi hon thnh c nu c th trong Hp ng, khi s p dng iu ny. Tr phi c nhng quy nh khc trong iu kin ring, Ch u t s: (a) cung cp in, thit b, nhin liu, dng c, lao ng, vt liu v cc nhn vin c trnh v kinh nghim thch hp cn thit tin hnh cc cuc kim nh sau khi hon thnh mt cch hiu qu, v tin hnh cc cuc kim nh sau khi hon thnh theo cc ti liu hng dn ca Nh thu thuc Khon 5.7 [Hng dn vn hnh v bo dng] v vic hng dn m Nh thu c yu cu trong qu trnh tin hnh cc cuc kim nh ny; v vi s c mt nhn vin ca Nh thu hoc cc bn kia c yu cu.
(b)
Cc cuc kim nh sau khi hon thnh s c thc hin ngy nu c sau khi Ch u t nghim thu cng trnh hoc hng mc. Ch u t s thng bo cho Nh thu trc 21 ngy v ngy s tin hnh kim nh sau khi hon thnh. Tr phi c s tha thun khc, cc cuc kim nh sau khi hon thnh s c tin hnh trong vng 14 ngy sau ngy c thng bo, vo ngy hay cc ngy c Ch u t quyt nh. Nu Nh thu khng tham gia vo kim nh ti thi im v ni c tha thun, Ch u t c th tin hnh kim nh sau khi hon thnh, khi cuc kim nh coi nh tin hnh vi s c mt ca Nh thu v Nh thu s phi chp nhn kt qu kim nh l chnh xc. Kt qu ca kim nh sau khi hon thnh s c c hai bn tp hp v nh gi. Khi , bo co s tnh n nh hng ca vic Ch u t s dng cng trnh trc . 12.2 Cc cuc kim nh b chm tr Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t trong cc cuc kim nh sau khi hon thnh, Nh thu s (i) thng bo cho Nh t vn v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] s c thanh ton cc chi ph cng vi li nhun hp l v tnh vo Gi hp ng. Sau khi nhn c thng bo ny, theo Khon 3.5 [Quyt nh] Nh t vn s ng hoc xc nh v chi ph v li nhun ny. Nu v l do no , khng phi do li ca Nh thu, mt cuc kim nh sau khi hon thnh cng trnh hoc hng mc s khng th hon thnh trong thi gian thng bo sai st (hoc bt c thi gian no c hai bn tha thun), khi cng trnh hay hng mc s c coi nh vt qua cuc kim nh sau khi hon thnh ny. 12.3 Kim nh li Nu cng trnh, hoc hng mc khng qua c cc cuc kim nh sau khi hon thnh th:
FIDIC
69
(a) (b)
s p dng phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa cha sai st], v mi bn c th yu cu tin hnh li cc cuc kim nh khng t v cc cuc kim nh sau khi hon thnh ca cng vic c lin quan vi cc hng mc v iu kin tng t trong cuc kim nh trc .
Nu v mc m cng trnh khng vt qua cuc kim nh v phi kim tra li l do nhng vn nu trong phn (a) n (d) ca Khon 11.2 [Chi ph cho vic sa cha sai st] v vic dn n pht sinh cc chi ph thm cho Ch u t, th theo Khon 2.5 [Khiu ni ca Ch u t] Nh thu s phi tr cc chi ph ny cho Ch u t. 12.4 Khng vt qua cc cuc kim nh sau khi hon thnh Nu nhng iu kin sau y c p dng, c th: (a) (b) (c) cng trnh hoc hng mc khng qua c cuc kim nh no hoc tt c cc cuc kim nh sau khi hon thnh, s tin phi tr cho nhng thit hi do khng qua c cuc kim nh nu r (hoc phng php tnh ton c xc nh) trong Hp ng, v Nh thu tr s tin ny cho Ch u t trong thi hn thng bo sai st.
Khi cng trnh hoc hng mc s c coi nh qua cc cuc kim nh sau khi hon thnh, Nu cng trnh hoc hng mc khng qua c cuc kim nh sau khi hon thnh v Nh thu ngh iu chnh hoc sa i cng trnh hay hng mc , Ch u t (hoc i din ca Ch u t) c th hng dn cho Nh thu rng Nh thu s khng c ra vo cng trnh hoc hng mc nu cha thun tin cho Ch u t. Nh thu c trch nhim tin hnh iu chnh hoc sa i v t c cuc kim tra, trong khong thi gian thch hp m Ch u t hoc i din ca Ch u t thng bo v cho bit thi gian l thun tin. Tuy nhin, nu Nh thu khng nhn c thng bo ny trong thi hn thng bo sai st, Nh thu s khng phi chu trch nhim v cng trnh hoc hng mc (ty theo tng trng hp) coi nh qua c cuc kim nh sau khi hon thnh ny. Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t trong vic khng cho php Nh thu ra vo cng trnh hay nh my, iu tra cc nguyn nhn dn n vic khng qua c cuc kim nh hay iu chnh hoc sa i, Nh thu phi (i) thng bo cho Nh t vn v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] c thanh ton cc chi ph cng thm li nhun hp l, v c tnh vo Gi hp ng Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh v chi ph v li nhun ny theo Khon 3.5 [Quyt nh].
FIDIC
70
13. BIN I V IU CHNH

13.1 Quyn c bin i Vic bin i c th c Ch u t trin khai vo bt c lc no trc khi cp Chng ch nghim thu cng trnh bng vic yu cu hoc hng dn cho Nh thu trnh xut. Vic sa i s khng bao gm vic b st cng vic no do ngi khc thc hin. Nh thu s thc hin v chu trch nhim v mi vic bin i, tr phi Nh thu thng bo ngay cho Nh t vn nu r (vi cc chi tit h tr c th) rng (i) Nh thu khng th c c nhng phng tin cn thit theo yu cu cho vic bin i, (ii) vic s lm gim s an ton hoc n nh ca cng trnh hoc (iii) vic s nh hng khng tt n vic t c cc bo lnh thc hin. Khi nhn c thng bo ny, Nh t vn s hy b, khng nh hoc thay i hng dn. 13.2 T vn gi tr cng trnh Vo bt c lc no, Nh thu s t ln Nh t vn cc kin ngh bng vn bn m (theo kin ca Nh thu) nu c p dng s, (i) y nhanh tin hon thnh, (ii) gim chi ph cho Ch u t trong vic iu hnh, bo dng hoc vn hnh cng trnh, (iii) tng hiu qu hoc gi tr ca cng trnh hon thnh cho Ch u t, hoc (iv) s c li cho Ch u t. xut s c son tho bng chi ph ca Nh thu v s bao gm cc hng mc Khon 13.3 [Th tc bin i]. 13.3 Th tc bin i Nu Nh t vn yu cu mt xut trc khi hng dn bin i, Nh thu s tr li bng vn bn ngay l do ti sao Nh thu khng th p ng (nu l trng hp ) hoc np: (a) (b) (c) bn m t thit k c xut v/hoc cng vic s tin hnh v k hoch thc hin chng, xut ca Nh thu v cc bin i cn thit cho chng trnh tin theo Khon 8.3 [Chng trnh tin ] v cho thi gian hon thnh, v xut ca Nh thu v vic iu chnh Gi hp ng.
Nh t vn, ngay sau khi nhn c xut (theo Khon 13.2 [T vn v gi tr cng trnh] s tr li nu r ng hay khng ng , hoc c kin. Nh thu s khng c tr hon cng vic no trong khi i s phn hi t pha Nh t vn. Mi hng dn thc hin vic bin i i vi bt c yu cu no v vic ghi li cc chi ph s c Nh t vn cung cp cho Nh thu v h s xc nhn l nhn c. Khi hng dn hay chp thun mt bin i, Nh t vn s ng hoc quyt nh iu chnh Gi hp ng v Lch trnh thanh ton theo Khon 3.5 [Quyt nh]. Nhng
FIDIC
71
iu chnh ny s bao gm c li nhun hp l v s tnh n vic xut ca Nh thu theo Khon 13.3 [T vn v gi tr cng trnh] nu c p dng. 13.4 Thanh ton bng tin t quy nh Nu Nh thu thanh ton Gi hp ng bng 2 loi tin t tr ln khi vic iu chnh c nht tr, chp thun hoc quyt nh nh nu trn, s tin phi tr bng mi loi n v tin t s c xc nh c th. Cho mc ch ny, t l tin t thc t hoc d kin cho Chi ph ca cng vic c sa i v t l cc loi tin t khc nhau c xc nh trong vic thanh ton Gi hp ng s c tham chiu. 13.5 Tin d chi Tin d chi s ch c s dng ton b hay mt phn theo hng dn ca Nh t vn, v Gi hp ng s c iu chnh tng ng. Ton b s tin Nh thu c chi tr s bao gm tin cho cng vic, cung cp hay cc dch v m tin d chi c lin quan nh Nh t vn hng dn. i vi mi khon tin d chi, Nh t vn c th hng dn: (a) cng vic s c Nh thu thc hin v nh gi tr (bao gm thit b, cc vt liu hay cc dch v s c cung cp) theo Khon 13.3 [Th tc bin i], v/hoc thit b, cc vt liu hoc dch v c Nh thu mua m tnh vo Gi hp ng; (i) (ii) s tin thc t c Nh thu tr (hoc s tr), v s chi ph qun l v li nhun, c tnh l phn trm ca s tin thc t ny bng cch p dng t l phn trm ph hp (nu c) c nu trong bng gi thch hp. Nu khng c t l , t l phn trm c nu trong Ph lc H s thu s c p dng.
(b)
Khi Nh t vn yu cu, Nh thu phi cung cp bo gi, ha n phiu mua hng v giy bin nhn lm cn c. 13.6 Cng vic hng ngy Nu l cng vic nh hoc ph, Nh t vn c th hng dn vic bin i s c thc hin trn c s cng vic hng ngy. Cng vic sau s c ch nh gi theo bng k cng vic hng ngy c nu trong Hp ng, v nhng th tc tip theo s p dng. Nu bng k cng vic hng ngy khng c nu trong Hp ng, Khon ny s khng c p dng. Trc khi t hng cc hng ha cho cng vic, Nh thu s trnh bng bo gi ln Nh t vn. Khi ngh thanh ton, Nh thu s trnh giy bin nhn, ha n, phiu thanh ton ca cc hng ha . Tr cc mt hng c nu trong lch cng vic hng ngy rng vic thanh ton s khng ng hn, hng ngy Nh thu s phi gi cc thng bo chnh xc (gm 02 bn) cho Nh t vn bao gm cc chi tit sau y ca cc ngun c s dng trong vic thc hin cc cng vic ca ngy trc :
FIDIC
72
(a) (b) (c)
tn, cng vic v thi gian ca nhn vin Nh thu, xc nh loi v thi gian ca thit b Nh thu v cng trnh tm thi, v s lng v chng loi thit b v cc vt liu c s dng.
Mt bn chp ca mi bn bo co nu chnh xc, hoc khi c ng , s c Nh t vn k v gi li cho Nh thu. Nh thu khi s trnh cc bo co gi ca cc ngun ln cho Nh t vn trc khi chng c a vo bo co tip sau theo Khon 14.8 [Xin cp Chng ch thanh ton tm]. 13.7 iu chnh do cc thay i lut l Gi hp ng s c iu chnh tnh n vic tng hoc gim chi ph ny sinh t thay i trong lut php ca nc s ti (bao gm vic ban hnh lut mi v vic sa i b sung cc lut hin hnh) hoc vic Chnh ph din gii c tnh php l hoc chnh thc v cc Lut , c thc hin sau Ngy khi cng, lm nh hng n Nh thu trong vic thc hin nhng ngha v theo Hp ng. Nu Nh thu phi chu (hoc s phi chu) s chm tr v/hoc nhng chi ph pht sinh thm do vic thay i lut hoc vic din gii v cc lut , c thc hin sau Ngy khi cng, Nh thu s thng bo cho Nh t vn v theo Khon 20.1 [Khiu ni ca Nh thu] s c php: (a) (b) ko di thi gian cho s chm tr nu vic hon thnh b (hoc s b) tr hon theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph , s c tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn s ng hoc quyt nh nhng vn ny theo Khon 3.5 [Quyt nh]. 13.8 iu chnh do thay i v chi ph Trong Khon ny, bng s liu iu chnh c ngha l bng hon chnh cc s liu iu chnh c a vo trong Ph lc H s d thu. Nu khng c bng s liu iu chnh, Khon ny s khng c p dng. Nu Khon ny c p dng, cc khon tin thanh ton cho Nh thu s c iu chnh tng hoc gim theo chi ph lao ng, hng ha v cc u vo khc cho cng trnh, bng vic thm hoc bt cc khon tin c xc nh theo cng thc c nu trong Khon ny. Trong phm vi m vic b tr y cho vic tng hoc gim chi ph khng c nu trong iu ny hoc cc iu khc, s tin c chp thun theo Hp ng s c coi l tnh c cc khon tin d phng cho vic tng v gim cc chi ph. Vic iu chnh s c p dng i vi s tin phi thanh ton cho Nh thu, nh c tnh ton theo Bng gi thch hp v c xc nhn trong Chng ch thanh ton s c xc nh theo cng thc cho mi loi tin t s thanh ton cho Gi Hp ng. S khng p dng iu chnh i vi cc cng vic c nh gi da trn c s ca Chi ph hoc gi c hin hnh. Cng thc s theo kiu thng dng sau:
FIDIC
73
Pn a b
trong :
Ln E M c n d n Lo Eo Mo
Pn l s nhn iu chnh c p dng cho gi tr hp ng c tnh cho cc cng vic c tin hnh trong thi gian n theo tin t tng ng, thi gian ny c ngha l 1 thng tr khi c nu trong Ph lc H s d thu; a l h s c nh, c nu trong bng s liu iu chnh tng ng, th hin phn khng iu chnh ca cc khon thanh ton theo hp ng; b, c, d, ... l nhng h s biu hin t l c tnh ca mi phn chi ph lin quan n vic thi cng cng trnh, c nu trong bng cc s liu iu chnh tng ng; nh cc phn chi ph trong bng c th th hin cc ngun nh lao ng, thit b v vt liu; Ln, E n, Mn, ... l nhng ch s chi ph hin thi hoc nhng gi tham kho cho thi gian n, c th hin bng tin t thanh ton tng ng, mi ch s c p dng cho mt loi chi ph tng ng trong bng vo thi im 49 ngy trc ngy cui cng ca thi gian (m Chng nhn thanh ton ring c lin quan n), v Lo, Eo, Mo, ... l nhng ch s chi ph c bn hoc gi tham kho cho thi gian n, c th hin bng tin t thanh ton tng ng, mi ch s s c p dng cho mt loi chi ph tng ng trong bng vo Ngy khi cng. Cc ch s chi ph hoc cc gi tham kho c nu trong bng s liu iu chnh s c s dng. Nu c nghi ng v ngun ca chng, Nh t vn s xc nh. Cho mc ch ny, vic tham kho s c thc hin i vi cc gi tr ca cc ch s vo nhng ngy c nu (c nu ring trong ct 4 v ct 5 ca bng) nhm lm sng t v ngun ca gi tham kho; mc d nhng ngy ny (v cc gi tr ny) c th khng khp vi cc ch s chi ph c bn. Trong trng hp m tin t ca ch s (c nu trong bng) khng phi l tin t thanh ton tng ng, mi ch s s c chuyn i sang tin t thanh ton tng ng theo t gi bn ra, do Ngn hng Trung ng ca nc s ti n nh, ca tin t tng ng ny vo ngy nu trn, ngy m ch s s c yu cu p dng. Khi m mi ch s chi ph hin hnh cn cha c, Nh t vn s xc nh mt ch s tm thi cp Chng nhn thanh ton tm thi. Khi mt ch s chi ph hin hnh c ri th vic iu chnh s c tnh ton li cho ph hp. Nu Nh thu khng hon thnh cng trnh trong khong thi gian hon thnh, vic iu chnh gi s c thc hin da trn (i) mi ch s hoc gi c p dng vo thi im 49 ngy ngy trc ngy ht hn Thi gian hon thnh cng trnh hoc (ii) ch s hoc gi c hin hnh: ty theo cch thc no thun li hn cho Ch u t. Cc h s cho mi yu t chi ph c nu trong bng s liu iu chnh s ch c iu chnh nu chng c chng t l khng hp l, khng cn bng hoc khng p dng c, dn n thay i.
FIDIC
74

14.1 Gi hp ng Tr phi c cc quy nh khc trong iu kin ring: (a) (b) Gi hp ng s l Gi hp ng c chp thun tr trn gi v c iu chnh theo Hp ng; Nh thu s phi tr tt c loi thu, ph c yu cu phi tr theo Hp ng, v Gi hp ng s khng c iu chnh cho bt c khon no ca cc chi ph ny, loi tr c nu trong Khon 13.7 [iu chnh do cc thay i v lut l]. khi lng cng vic c nu trong Lch trnh c coi l nhng khi lng c tnh v s khng c coi l nhng khi lng thc t v ng ca cng trnh m Nh thu c yu cu thc hin; v bt k khi lng cng vic no hoc s liu gi c c nu trong Lch trnh s c s dng cho mc ch c nu trong Lch trnh v c th khng p dng cho nhng mc ch khc.
(c)
(d)
Tuy nhin, nu mt phn cng trnh c thanh ton theo khi lng c cung cp hoc cng vic c thc hin, cc quy nh v tnh ton v nh gi s c nu trong iu kin ring. Gi hp ng s c xc nh theo , ty theo vic iu chnh theo Hp ng. 14.2 ng trc Ch u t s ng trc, nh mt khon vay khng c li sut cho vic huy ng v thit k, khi Nh thu trnh mt giy bo lnh theo Khon ny. Tng s ng trc, s ln v thi gian ca thanh ton (nu hn 1 ln) v tin t v t l c p dng s nh c nu trong Ph lc H s d thu. Tr phi v cho n khi Ch u t nhn c giy bo lnh ny, hoc nu tng s thanh ton trc khng c nu trong Ph lc H s d thu, Khon ny s khng c p dng. Nh t vn s cp Chng ch thanh ton tm thi cho ln thanh ton u tin sau khi nhn c mt bn Bo co theo Khon 14.3 [Xin cp chng ch thanh ton tm] v sau khi Ch u t nhn c (i) Bo lnh thc hin theo Khon 4.2 [Bo lnh thc hin] v (ii) mt bo lnh bng s lng v tin t tng ng vi s tin ng trc. Bo lnh ny s c mt c quan cp v t trong mt nc (hoc php quyn khc) do Ch u t chp thun, v s theo biu mu ph lc ca cc iu kin ring hoc theo biu mu khc c Ch u t chp thun. Nh thu phi m bo rng bo lnh l c gi tr v c hiu lc cho n khi vic ng trc c hon tr, nhng s tin ny c th s c chit khu ly tin bi s tin m Nh thu tr li nh nu trong Chng ch thanh ton. Nu cc iu khon ca bo lnh nu c th ngy ht hn bo lnh v vic ng trc khng c hon tr
FIDIC
75
trc ngy ht hn 28 ngy, Nh thu phi gia hn hiu lc ca bo lnh cho n khi vic ng trc c hon tr. Vic ng trc s c hon tr thng qua cc chit khu phn trm trong Chng ch thanh ton. Tr phi c cc phn trm khc c nu c th trong Ph lc H s d thu th: (a) cc chit khu s bt u trong Chng ch thanh ton, trong tng s tt c thanh ton tm thi c xc nhn (tr thanh ton trc v cc chit khu v vic tr li s tin gi li) ln hn 10% ca s tin Hp ng c chp thun tr i s tin tm thi; v cc chit khu s c tnh d trn t l tr dn ca 25% s tin ca mi Chng ch thanh ton (khng tnh n vic thanh ton trc v chit khu v hon tr s tin gi li) bng cc loi tin t v t l ca thanh ton trc, cho n khi thanh ton trc c hon tr.
(b)
Nu vic ng trc vn cha c hon tr trc khi cp Chng ch nghim thu cng trnh hoc trc khi chm dt Hp ng theo iu 15 [Chm dt Hp ng bi Ch u t], iu 16 [Tm dng v chm dt Hp ng bi Nh thu] hoc iu 19 [Bt kh khng] (ty tng trng hp), khi ton b s n s l n n k v Nh thu phi chu trch nhim thanh ton cho Ch u t. 14.3 Xin cp thanh ton tm Nh thu s np bo co (6 bn) ln Nh t vn sau khi ht thi hn thanh ton nu trong Hp ng (nu khng c nu th bo co sau mi thng) bng biu mu m Nh t vn chp thun, trnh by chi tit cc s tin m Nh thu cho l mnh c hng, cng vi cc ti liu h tr bao gm c bo co v tin theo Khon 4.21 [Bo co tin ]. Bo co s bao gm nhng mc sau, nhng mc ny s c nu c th bng cc loi tin t khc nhau m Gi hp ng c th thanh ton theo tun t: (a) gi tr hp ng c tnh ca cng trnh c thi cng v cc ti liu ca Nh thu c chun b cho n cui thng (bao gm c bin i nhng khng bao gm cc ni dung c nu trong phn (b) n (f) di y); bt c s tin no c thm vo hay gim i do c s thay i v lut php v thay i v chi ph theo Khon 13.7 [iu chnh do cc thay i v lut l] v Khon 13.8 [iu chnh do cc thay i v chi ph]; bt c s tin no b chit khu i gi li c tnh ton bng cch p dng phn trm do gi li c nu trong iu kin ring i vi tng s tin trn cho n khi s tin do Ch u t gi li t ti gii hn ca S tin gi li (nu c) c nu trong Ph lc H s d thu; s tin thm vo hoc gim i cho thanh ton trc v hon tr theo Khon 14.2 [ng trc],
(b)
(c)
(d)
FIDIC
76
(e) (f)
s tin c thm vo hoc bt i i vi thit b v cc vt liu theo Khon 14.5 [Thit b v cc vt liu cho cng trnh]; vic thm vo hoc bt i no c th tr thnh n n hn theo Hp ng hoc quy nh khc thuc cc ni dung ca iu 20 [Khiu ni, tranh chp v trng ti], v vic chit khu s tin c xc nhn trong cc Chng ch thanh ton trc .
(g) 14.4
Lch trnh thanh ton Nu Hp ng c mt Lch trnh thanh ton nu c th cc t thanh ton trong Gi hp ng s c thanh ton, khi tr phi c nu khc vi quy nh trong Lch trnh ny th: (a) cc t thanh ton c nu trong Lch trnh thanh ton s l cc gi tr hp ng c tnh cho cc mc ch ca phn (a) ca Khon 14.3 [Xin cp thanh ton tm]; Khon 14.5 [Thit b v cc vt liu dng cho cng trnh] s khng c p dng; v nu nhng t thanh ton ny khng c xc nh bng cc tham kho tin thc t t c trong qu trnh thi cng cng trnh v nu tin thc t c pht hin thy chm hn tin ca Lch trnh thanh ton, cn c vo Nh t vn c th ng hoc quyt nh nhng t thanh ton sa i theo Khon 3.5 [Quyt nh] c tnh n phm vi mc m tin ang chm hn so vi tin c xc nh trc .
(b) (c)
Nu Hp ng khng c Lch trnh thanh ton, Nh thu s trnh d ton khng rng buc i vi cc khon thanh ton m Nh thu mun c tr gp ng hn trong mi qu. D ton u tin s c trnh trong vng 42 ngy sau Ngy khi cng. Cc d ton c sa i s c np theo nh k hng qu cho n khi Chng ch nghim thu cng trnh c cp. 14.5 Thit b v cc vt liu s dng cho cng trnh Nu p dng khon ny, Chng ch thanh ton tm, theo phn (e) ca Khon 14.3, s bao gm, (i) s tin cho thit b v vt liu c gi ti cng trng c th hin trong cng trng vnh cu, v (ii) mt chit khu khi gi tr hp ng ca thit b v cc vt liu ny c gp vo lm mt phn ca cng trnh vnh cu theo phn (a) ca Khon 14.3 [Xin cp chng ch thanh ton tm] Nu nhng danh sch c cp ti trong phn (b) (i) hoc phn (c) (i) di y khng c trong Ph lc H s d thu, Khon ny s khng c p dng. Nh t vn s xc nh v chng nhn cho mi b sung nu nhng iu kin sau y c tha mn (a) Nh thu
FIDIC
77
(i) (ii)
gi nhng bin bn h s tt (bao gm n t hng, giy bin nhn, cc chi ph v vic s dng thit b v vt liu) sn sng cho gim st, v trnh bo co cc chi ph mua v vn chuyn thit b v vt liu n cng trng, c cc chng t hp l;
v hoc (b) Thit b v cc vt liu lin quan: (i) (ii) (iii) L nhng th c lit k trong Ph lc H s d thu thanh ton khi c vn chuyn xung tu. c vn chuyn n Nc s ti, trn ng ti cng trng, theo Hp ng; v c m t trong vn n ng bin r rng hoc cc chng t vn ti bin c trnh cho Nh t vn cng vi cc chng t thanh ton vn ti v bo him, cc giy t khc c yu cu hp l v giy bo lnh ca ngn hng theo mu v do mt php nhn c Ch u t chp nhn cp vi s tin v cc loi tin t tng ng vi s tin ng theo Khon ny, giy bo lnh ny c th theo mu tng t mu trong Khon 14.2 [ng trc] v s c gi tr cho n khi thit b v vt liu c bo qun ng cch trn cng trng v c bo v trnh b mt mt h hi.
hoc (c) Thit b v cc vt liu lin quan (i) (ii) l nhng th c nu trong Ph lc H s d thu thanh ton khi c vn chuyn ti cng trng, v c vn chuyn ti v c bo qun ng cch trn cng trng v c bo v khng mt mt, h hi hoc xung cp v th hin theo ng Hp ng;
S tin b sung c chng nhn s l tng ng vi 80% ca chi ph cho thit b v cc vt liu m Nh t vn xc nh (bao gm vic vn chuyn ti cng trng) c tnh n cc ti liu c nu trong Khon ny v ca gi tr Hp ng i vi cc thit b v cc vt liu. Tin t cho s tin b sung ny cng s ging nh tin t trong khon thanh ton n hn khi gi tr hp ng c tnh n theo phn (a) ca Khon 14.3 [Xin cp chng ch thanh ton tm]. Lc , Chng ch thanh ton bao gm c chit khu tng ng, vi s tin b sung cho thit b v cc vt liu tng ng cng cng loi tin t v t l ny.
FIDIC
78
14.6
Cp Chng ch thanh ton tm S khng c s tin no c chng nhn hoc thanh ton cho n khi Ch u t nhn v thng qua bo lnh thc hin. Sau , trong vng 28 ngy sau khi nhn c bo co v cc ti liu lin quan khc, Nh t vn s cp cho Ch u t chng ch thanh ton tm nu r s tin m Nh t vn s xc nh r l n n hn phi tr vi cc ti liu h tr khc. Tuy nhin, trc khi cp Chng ch nghim thu cng trnh, Nh t vn s khng b bt buc phi cp Chng ch thanh ton tm ca mt s tin (sau vic gi li v cc chit khu khc) t hn s tin ti thiu ca Chng ch thanh ton tm (nu c) c nu trong Ph lc H s d thu. Trong trng hp ny, Nh t vn s thng bo cho Nh thu ngay. Chng ch thanh ton tm s khng b t chi v bt c l do no khc, d cho: (a) nu ci g c cung cp hoc cng vic c thc hin bi Nh thu khng ng vi Hp ng, chi ph cho vic sa cha hay thay th c th b t chi cho n khi vic sa cha hay thay th hon tt, v/hoc nu Nh thu hoc ang khng thc hin cng vic no hoc ngha v ca mnh theo ng Hp ng v c Nh t vn thong bo nh vy, gi tr ca cng vic ny hoc ngha v ny c th b t chi cho n khi cng vic hoc ngha v c thc hin xong.
(b)
Nh t vn trong bt c Chng ch thanh ton no cng c th iu chnh hoc sa cho ph hp vi bt c Chng ch thanh ton trc . Chng ch thanh ton s khng c coi l biu th vic chp thun, ph duyt hoc ng tha mn ca Nh t vn. 14.7 Thanh ton Ch u t s thanh ton cho Nh thu: (a) t ng trc u tin trong vng 42 ngy sau khi cp th Chp thun hoc trong vng 21 ngy sau khi nhn c cc ti liu theo Khon 4.2 [Bo lnh thc hin] v Khon 14.2 [ng trc], ty theo vic no n sau; s tin c chng nhn trong mi Chng ch thanh ton tm thi trong vng 56 ngy sau khi Nh t vn nhn c Bo co v cc ti liu lin b tr, v s tin c chng nhn trong Chng ch thanh ton cui cng trong vng 56 ngy sau khi Ch u t nhn c Chng ch thanh ton ny.
(b) (c)
Vic thanh ton s tin n hn phi tr bng mi loi tin t s c chuyn vo ti khon ngn hng, do Nh thu xut, ti nc thanh ton (cho loi tin t ny) c nu c th trong Hp ng. 14.8 Thanh ton b chm tr Nu Nh thu khng nhn c tin thanh ton theo Khon 14.7 [n nh thi hn thanh ton], Nh thu s c nhn cc thanh ton ti chnh theo tng thng trn c s
FIDIC
79
s tin khng c thanh ton trong thi gian chm tr. Thi gian ny c coi nh s c coi nh bt u t ngy thanh ton c nu c th trong Khon 14.7 [Thanh ton] bt k n (trong trng hp ca phn (b)) ngy m Chng ch thanh ton c cp. Tr phi c quy nh khc trong iu kin ring, nhng khon thanh ton ti chnh ny s c tnh theo t l hng nm l 3% trn t sut chit khu ca Ngn hng Trung ng nc ca tin t thanh ton, v s c thanh ton theo tin t . Nh thu s c nhn khon thanh ton ny m khng cn c thng bo hoc chng nhn chnh thc v khng lm nh hng quyn li hoc phng sch khc. 14.9 Thanh ton tin gi li Khi Chng ch nghim thu cng trnh c cp, v cng trnh qua tt c cc cuc kim nh c th (bao gm c kim nh sau khi hon thnh, nu c), mt na u ca s tin gi li s c Nh t vn chng nhn thanh ton cho Nh thu. Nu Chng ch nghim thu c cp cho mt hng mc, phn trm tng ng ca na u s tin gi li s c thanh ton khi hng mc vt qua tt c cc cuc kim nh. Ngay sau ngy ht hn cui cng ca Thi hn thng bo sai st, vic cn i n tn ng ca s tin gi li s c Nh t vn chng nhn thanh ton cho Nh thu. Nu Chng ch nghim thu c cp cho mt hng mc, t l phn trm tng ng ca na sau s tin gi li s c chng nhn v c thanh ton ngay sau ngy ht hn ca Thi hn thng bo sai st ca hng mc. Tuy nhin, nu cng vic no cn cha c thc hin theo iu 11 [Trch nhim v sai st] hoc theo iu 12 [Kim tra sau khi hon thnh], Nh t vn s c quyn t chi chng nhn v chi ph d tnh cho cng vic ny cho n khi cng vic c tin hnh xong. T l phn trm tng ng cho mi hng mc s l gi tr phn trm ca hng mc nh nu trong hp ng. Nu gi tr phn trm ca hng mc khng c nu c th trong Ph lc H s d thu, khng c phn trm no ca mi na s tin gi li s c p dng theo Khon ny cho hng mc . 14.10 Bo co khi hon thnh Trong vng 84 ngy sau khi nhn c Chng ch nghim thu cng trnh, Nh thu s trnh cho Nh t vn 06 bn ca Bo co khi hon thnh cng vi cc ti liu b tr theo Khon 14.3 [Xin cp Chng ch thanh ton tm], cho thy: (a) (b) (c) gi tr ca tt c cc cng vic c lm ng vi Hp ng cho n ngy c nu trong Chng ch nghim thu cng trnh, bt c khon tin no khc m Nh thu coi l n hn thanh ton, v d ton ca cc khon tin khc m Nh thu coi l s n hn thanh ton theo Hp ng. Cc s tin c tnh s c trnh by ring l trong bo co khi hon thnh ny.
FIDIC
80
Sau Nh t vn s chng nhn theo Khon 14.6 [Cp Chng ch thanh ton tm]. 14.11 Xin cp Chng ch thanh ton cui cng Trong vng 56 ngy sau khi nhn c Chng ch thc hin, Nh thu s trnh cho Nh t vn 06 bn ca d tho bo co cui cng vi cc ti liu b tr trnh by chi tit theo mu m Nh t vn chp thun: (a) (b) gi tr ca tt c cc cng vic c lm theo ng Hp ng, v s tin khc m Nh thu coi l n hn thanh ton theo Hp ng hoc cc tha thun khc.
Nu Nh t vn khng ng hoc khng c th chng thc mt phn no ca d tho bo co cui cng, Nh thu s trnh thm thng tin khi Nh t vn c th yu cu hp l v s thay i d tho theo s nht tr ca hai bn. Nh thu s chun b v trnh cho Nh t vn bo co cui cng nh hai bn nht tr. Bo co ny s c gi l Bo co cui cng trong cc iu kin ny. Tuy nhin nu sau khi c nhng cuc tho lun gia Nh t vn v Nh thu v nhng thay i no trong d tho bo co cui cng m hai bn nht tr, hin nhin l s c tranh chp, Nh t vn s gi cho Ch u t (v gi cho Nh thu mt bn) Chng ch thanh ton tm cho cc phn c hai bn nht tr ca d tho bo co cui cng. Sau , nu tranh chp c gii quyt theo Khon 20.4 [Khi c quyt nh ca ban x l tranh chp] hoc Khon 20.5 [Ha gii mt cch hu ho]. Nh thu s chun b v trnh cho Ch u t (gi cho Nh t vn 01 bn) bo co cui cng. 14.12 Trang tri xong Khi trnh bo co cui cng, Nh thu s trnh Bn thanh ton trn giy t khng nh rng ton b Bo co cui cng th hin vic thanh ton y v gii quyt xong tt c s tin phi tr cho Nh thu theo hoc lin quan n Hp ng. Bn thanh ton ny c th nu rng n s c hiu lc khi Nh thu nhn li Bo lnh Hp ng v vic cn bng n nn ca s tin ny m Bn thanh ton s c hiu lc vo ngy . 14.13 Cp Chng ch thanh ton cui cng Trong vng 28 ngy sau khi nhn c Bo co cui cng v Bn thanh ton ht n trn giy t ph hp vi Khon 14.11 [Xin cp chng ch thanh ton cui cng] v Khon 14.12 [Trang tri xong], Nh t vn s pht hnh cho Ch u t, Chng ch thanh ton cui cng nu r (a) (b) s tin thanh ton cui cng, v sau khi trao tn dng cho Ch u t i vi tt c cc khon tin m Ch u t ng trc v tt c s tin m Ch u t c hng, hoc vic cn bng n t Ch u t sang Nh thu hoc t Nh thu sang Ch u t, ty tng trng hp.
Nu Nh thu khng xin Chng ch thanh ton cui cng theo Khon 14.11 [Xin cp Chng ch thanh ton cui cng] v Khon 14.12 [Trang tri xong], Nh t vn s yu
FIDIC
81
cu Nh thu lm iu . Nu Nh thu khng trnh n xin trong vng 28 ngy, Nh t vn s cp Chng ch thanh ton cui cng cho s tin m h xc nh ng l phi thanh ton. 14.14 Chm dt trch nhim ca Ch u t Ch u t s khng chu trch nhim vi Nh thu v bt c vic g v vn g theo hoc lin quan n Hp ng hoc thi cng cng trnh, tr khi Nh thu nu c th mt s tin dng cho vic : (a) (b) trong bo co cui cng v cng (tr nhng vn v vic ny sinh sau khi cp Chng ch nghim thu cng trnh) trong bo co khi hon thnh c nu trong Khon 14.10 [Bo co khi hon thnh].
Tuy nhin, Khon ny khng gii hn trch nhim ca Ch u t v cc ngha v bi thng hay trch nhim ca Ch u t trong cc trng hp gian di, c vi phm hay tin hnh sai cng vic do l l ca Ch u t. 14.15 Loi tin dng thanh ton Gi Hp ng s c thanh ton bng mt loi tin t hoc nhiu loi tin t c nu c th trong Ph lc H s d thu. Tr phi c cc quy nh khc trong cc iu kin ring nu c hn mt loi tin t c nu, vic thanh ton s c thc hin nh sau: (a) nu s tin c chp thun theo Hp ng ch c tnh bng ni t khi: (i) T l hoc cc khon tin c tnh bng ni t v ngoi t v t gi trao i n nh c s dng tnh tin thanh ton nh nu c th trong Ph lc H s d thu, tr khi c tha thun khc ca c hai bn; vic thanh ton v chit khu theo Khon 13.5 [Tin tm ng] v Khon 13.7 [iu chnh do thay i lut php] s c tnh bng cc loi tin t v t l c p dng; v vic thanh ton v chit khu trong phn (a) n (d) ca Khon 14.3 [Xin cp chng ch thanh tom tm] s c tnh bng cc tin t v t l c nu r trong phn (a) (i) trn;
(ii)
(iii)
(b) (c)
vic thanh ton cc thit hi c nu c th trong Ph lc H s d thu s c tnh bng cc loi tin t v t l c nu trong Ph lc H s d thu; cc thanh ton khc ca Nh thu cho Ch u t s c tnh bng loi tin t m s tin do Ch u t chi tiu bng loi tin hoc bng tin t m c hai Bn c th tha thun; nu bt c s tin no m Nh thu thanh ton cho Ch u t bng loi tin t ring vt qu s tin m Ch u t phi tr cho Nh thu bng loi tin t , Ch u t c th thu li phn cn i ca s tin ny t cc khon tin khc thanh ton cho Nh thu bng cc loi tin t khc; v
(d)
FIDIC
82
(e)
nu khng c t gi trao i no c nu trong Ph lc H s d thu, th s s dng t gi vo ngy khi cng v do Ngn hng nh nc s ti xc nh.
FIDIC
83
15.1 Thng bo sa cha Nu Nh thu khng thc hin ngha v theo Hp ng, Nh t vn c th ra thng bo yu cu Nh thu phi thc hin v sa cha cc sai hng trong khong thi gian hp l c th. 15.2 Chm dt Hp ng bi Ch u t Ch u t s c quyn chm dt Hp ng nu Nh thu: (a) (b) (c) khng tun th Khon 4.2 [Bo lnh thc hin] hoc vi mt thng bo theo Khon 15.1 [Thng bo sa cha], b d cng trnh hoc th hin r rng nh khng tip tc thc hin ngha v theo Hp ng, khng c l do chnh ng m li khng (i) (ii) tip tc cng trnh theo iu 8 [Khi cng, chm tr v tm ngng], hoc tun th thng bo c a ra theo Khon 7.5 [T chi] hoc khon 7.6 [Cng vic sa cha] trong vng 28 ngy sau khi nhn c thng bo,
(d) (e)
cho Thu ph ton b cng trnh hoc chuyn nhng Hp ng m khng c s tha thun theo yu cu, b ph sn hoc b v n, b ng ca, b qun l ti sn, phi thng lng vi ch n hoc tip tc kinh doanh di s gim st ca ngi qun l ti sn, ngi c y quyn hoc ngi qun l v li ch ca ch n hoc c hnh ng hoc s kin no xy ra (theo cc Lut c p dng) c nh hng tng t ti cc hot ng hoc s kin ny, hoc a hoc c ng a (trc tip hoc gin tip) t lt, qu cp hay tin hoa hng hoc cc vt khc c gi tr cho ngi no nh phn thng hoc mua chuc: (i) (ii) thc hin hoc chu thc hin cc hnh ng lin quan n Hp ng, hoc t ra l thin v hay khng thin v mt ngi no c lin quan n Hp ng,
(f)
hoc nu nhn vin ca Nh thu, i l hoc cc Thu ph a hoc c ng a (trc tip hoc gin tip) cho ngi no nh phn thng hoc mua chuc nh c m t trong phn (f). Tuy nhin, vic thng hay y lo mt cch hp php cho Ngi ca Nh thu s khng cho quyn chm dt Hp ng.
FIDIC
84
Nu c mt trong nhng trng hp ny, Ch u t c th, bng cch thng bo cho Nh thu trc 14 ngy, chm dt Hp ng v trc xut Nh thu ra khi cng trng. Tuy nhin, trong trng hp ca phn (e) hoc (f), Ch u t c th thng bo chm dt Hp ng ngay lp tc. S la chn ca Ch u t trong vic quyt nh chm dt Hp ng s khng lm nh hng n cc quyn li khc ca Ch u t, theo Hp ng. Nh thu phi ri cng trng v chuyn cc hng ha cn thit, cc ti liu ca Nh thu v cc h s thit k khc ca Nh thu cho Nh t vn. Tuy nhin Nh thu s c gng ht mc tun th ngay lp tc cc hng dn hp l c nu trong thng bo (i) chuyn nhng hp ng ph, v (ii) bo v cuc sng v ti sn hay cho s an ton ca cng trnh. Sau khi chm dt Hp ng, Ch u t c th hon thnh cng trnh v/hoc sp t cho cc n v khc thc hin. Ch u t v cc n v ny khi c th s dng bt c hng ha, ti liu no ca Nh thu v cc ti liu thit k khc do Nh thu thc hin hoc do i din Nh thu thc hin. Ch u t s thng bo rng thit b ca Nh thu v cc cng trnh tm thi s c gii phng cho Nh thu ti hoc gn Cng trng. Nh thu s ngay lp tc sp xp chuyn i, ri ro v chi ph cho vic ny s do Nh thu chu. Tuy nhin, nu n lc ny m Nh thu cn n Ch u t mt khon thanh ton no th Ch u t c quyn bn chng ly li tin. S tin d ra s c tr cho Nh thu. 15.3 Xc nh gi vo ngy chm dt Hp ng Ngay khi thng bo chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t] c hiu lc, Nh t vn theo Khon 3.5 [Quyt nh] s ng hoc xc nh gi tr ca cng trnh, hng ha v ti liu ca Nh thu v cc khon tin phi thanh ton cho Nh thu cc cng vic c thc hin theo ng Hp ng. 15.4 Thanh ton sau khi chm dt Hp ng Sau khi thng bo chm dt hp ng theo Khon 15.2 [Chm dt Hp ng bi Ch u t] c hiu lc, Ch u t c th: (a) (b) tin hnh theo Khon 2.5 [Khiu ni ca Ch u t], khng thanh ton thm cho Nh thu cho n khi chi ph thit k, thi cng, hon thnh v sa cha cc sai st v h hng do chm tr trong hon thnh (nu c) v cc chi ph khc m Ch u t chu c thit lp, v/hoc Thu li t Nh thu cc ph tn do h hng, mt mt m Ch u t phi chu v cc chi ph thm khc ca vic hon thnh cng trnh, sau khi tnh n bt k mt khon n no i vi Nh thu theo Khon 15.3 [Xc nh gi ti ngy chm dt Hp ng]. Sau khi thu hi li t cc mt mt, h hng v cc chi ph thm, Ch u t s thanh ton phn tin cn i cho Nh thu.
(c)
FIDIC
85
15.5
Quyn chm dt Hp ng ca Ch u t Ch u t c quyn chm dt Hp ng vo bt c lc no thun tin cho Ch u t, bng cch thng bo cho Nh thu vic chm dt Hp ng. Vic chm dt ny s c hiu lc 28 ngy sau ngy n sau ca cc thi im m Nh thu nhn c thng bo ny ca Ch u t hoc Ch u t tr li Bo lnh thc hin. Ch u t s khng c chm dt Hp ng theo Khon ny t thi cng cng trnh hoc sp xp cho Nh thu khc thi cng cng trnh. Sau khi chm dt Hp ng, Nh thu phi tin hnh theo Khon 16.3 [Ngng cng vic v di di thit b Nh thu] v s c thanh ton theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim].
FIDIC
86

16.1 Quyn tm ngng cng vic bi Nh thu Nu Nh t vn khng chng nhn theo Khon 14.6 [Cp Chng ch thanh ton tm] hoc Ch u t khng tun theo Khon 2.4 [Thu xp ti chnh ca Ch u t] hoc khon 14.7 [Thanh ton], Nh thu c th sau khi thng bo cho Ch u t khng mun hn 21 ngy, s tm ngng cng vic (hoc gim t l cng vic) tr phi v cho n khi Nh thu nhn c Chng ch thanh ton, ty trng hp v nh m t trong thng bo. Hnh ng ca Nh thu khng c lm nh hng n quyn li ca Nh thu i vi cc chi ph ti chnh theo Khon 14.8 [Thanh ton chm] v chm dt hp ng theo Khon 16.2 [Chm dt Hp ng bi Nh thu]. Nu Nh thu tip nhn c Chng ch thanh ton, chng c hoc thanh ton (nh nu trong Khon tng ng v thng bo trn) trc khi thng bo chm dt hp ng, Nh thu phi tip tc tin hnh cng vic tr li nh bnh thng ngay khi c th c. Nu Nh thu phi chu s chm tr v/hoc cc chi ph pht sinh l hu qu ca vic tm ngng cng vic (hoc do gim t l cng vic) theo Khon ny, Nh thu phi thng bo cho Nh t vn theo Khon 20.1 [Khiu ni ca Nh thu c quyn]: (a) (b) gia hn thi gian b cho s chm tr nh vy, nu vic hon thnh ang hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cho chi ph cng thm li nhun hp l, c tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn s ng hoc cc nh cc vn ny theo Khon 3.5 [Quyt nh]. 16.2 Chm dt Hp ng bi Nh thu Nh thu c quyn chm dt hp ng nu: (a) Nh thu khng nhn c chng c hp l trong vng 42 ngy sau khi thng bo theo Khon 16.1 [Quyn tm ngng cng vic ca Nh thu] lin quan n vic khng tun th Khon 2.4 [Thu xp ti chnh ca Ch u t], Nh t vn khng cp Chng ch thanh ton trong vng 56 ngy sau khi nhn c Bo co v cc ti liu b tr, Nh thu khng nhn c s tin c thanh ton ng theo Chng ch thanh ton Tm thi trong vng 42 ngy sau khi ht hn thi gian thanh ton c nu trong Khon 14.7 [Thanh ton] m vic thanh ton phi c tin hnh trong thi gian (tr vic chit khu theo Khon 2.5 [Khiu ni ca Ch u t]), 87
(b) (c)
FIDIC
(d) (e) (f) (g)
Ch u t v c bn khng thc hin ngha v theo Hp ng, Ch u t khng tun th Khon 1.6 [Tha thun Hp ng] hoc Khon 1.7 [Chuyn nhng], vic tm ngng b ko di nh hng n ton b cng trnh nh c m t trong Khon 8.11 [Ko di tnh trng tm ngng], hoc Ch u t b ph sn hay v n, b ng ca, b qun l ti sn, phi iu nh vi ch n hoc tip tc kinh doanh di s iu hnh ca ngi c y thc hoc i din cho quyn li ca ch n hoc nu c hnh ng hoc s kin no xy ra (theo cc Lut hin hnh) c tc dng tng t ti cc hot ng hoc s kin .
Trong bt c s kin hoc trng hp no nu trn, Nh thu c th, bng thng bo trc 14 ngy cho Ch u t chm dt Hp ng. Tuy nhin trong trng hp ca phn (f) hoc (g), Nh thu c th thng bo chm dt Hp ng ngay lp tc. S la chn ca Nh thu chm dt Hp ng s khng c lm nh hng n cc quyn li khc ca bn thn mnh, theo Hp ng hay khng theo. 16.3 Ngng cng vic v di di thit b Nh thu Sau khi nhn c thng bo kt thc Hp ng theo Khon 15.5 [Quyn chm dt Hp ng ca Ch u t], Khon 16.2 [Chm dt Hp ng bi Nh thu] hoc Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim] c hiu lc, Nh thu s ngay lp tc: (a) (b) (c) 16.4 ngng tt c cc cng vic thm, ngoi tr cc cng vic c Nh t vn hng dn bo v con ngi v ti sn hoc an ton ca cng trnh. chuyn giao ton b ti liu ca Nh thu, thit b, cc vt liu v cc cng vic khc m Nh thu c thanh ton, v di di tt c hng ha khi cng trng, ngoi tr cc th cn thit cho an ton v ri khi cng trng.
Thanh ton khi chm dt Hp ng Sau khi thng bo chm dt Hp ng theo Khon 16.2 [Chm dt Hp ng bi Nh thu] c hiu lc, Ch u t s ngay lp tc: (a) (b) (c) tr li Bo lnh thc hin cho Nh thu, thanh ton cho Nh thu theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim], v thanh ton cho Nh thu s tin do mt mt v li nhun hoc mt mt h hng khc m Nh thu phi chu do vic chm dt Hp ng ny.
FIDIC
88

17.1 Bi thng Nh thu phi bi thng v gnh chu nhng tn hi cho Ch u t, cc nhn vin ca Ch u t v cc i l ring ca h, i vi cc khiu ni, hng hc, mt mt v cc chi ph (bao gm ph v cc chi ph php l) c lin quan n: (a) tn hi thn th, bnh tt, m au, bnh tt hay cht, ca bt c ngi no xy ra trong hoc ngoi qu trnh tin hnh hoc do nguyn nhn ca thit k, thi cng v hon thnh cng trnh v sa cha cc sai st, tr phi c th quy cho vic cu th, c lm hoc vi phm Hp ng bi Ch u t, cc nhn vin ca Ch u t, hoc bt k i din ring no ca h, v hng hc hay mt mt ca bt c ti sn no, l ng sn hay ca c nhn (khng phi l cng trnh), phm vi m nhng hng hc hay mt mt ny: (i) (ii) pht sinh t hoc trong qu trnh tin hnh hoc do nguyn nhn ca thit k, thi cng v hon thnh cng trnh v sa cha cc sai st, c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u t, hoc cc i l ring ca h, hoc bt c ngi no trc tip hay gin tip c h thu.
(b)
Ch u t phi bi thng v gnh chu nhng tn hi cho Nh thu, cc nhn vin ca Nh thu v cc i l ring ca h, i vi cc khiu ni, thit hi, mt mt v chi ph (bao gm ph v cc ph php l) lin quan n (1) tn hi thn th, m au, bnh tt hay cht c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u t, cc nhn vin ca Ch u t, hoc cc i l ring ca h, v (2) cc vn m trch nhim khng thuc bo him, nh m t trong phn (d) (i), (ii) v (iii) ca Khon 18.3 [Bo him i vi vic tn thong ngi v thit hi ti sn]. 17.2 S cn trng ca Nh thu i vi cng trnh Nh thu s chu hon ton trch nhim i vi vic coi sc cng trnh v hng ha t ngy khi cng cho n ngy pht hnh Chng ch nghim thu hoc coi nh c pht hnh theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho cng trnh, khi trch nhim c chuyn qua Ch u t. Nu Chng ch nghim thu c pht hnh (hoc coi nh pht hnh) cho bt c hng mc hay cng trnh no, th trch nhim coi sc n bt k hng mc no ca cng trnh c chuyn cho Ch u t. Sau khi trch nhim c chuyn mt cch ph hp cho Ch u t, Nh thu s nhn trch nhim coi sc n bt k cng vic no cn tn li cha gii quyt xong vo ngy c nu trong Chng ch nghim thu cho n khi cc cng vic ny c hon thnh. Nu bt c vic mt mt hay h hng no xy ra cho cng trnh, hng ha hoc ti liu ca Nh thu no trong khong thi gian Nh thu ang chu trch nhim coi sc, do bt c l do no khng c lit k trong Khon 17.3 [Nhng ri ro ca Ch u t],
FIDIC
89
Nh thu s phi sa nhng mt mt hay h hng bng s ri ro v chi ph ca Nh thu, cng trnh, hng ha v ti liu ca Nh thu ng vi Hp ng. Nh thu s phi chu trch nhim i vi bt c hng hc hay mt mt do cc hot ng m Nh thu thc hin sau khi Chng ch nghim thu c pht hnh. Nh thu phi chu trch nhim i vi bt c mt hng hc hay mt mt xy ra sau khi Chng ch nghim thu c pht hnh v c nhng vic xy ra trc m Nh thu chu trch nhim. 17.3 Ri ro ca Ch u t Cc ri ro c tham chiu trong Khon 17.4 di y l: (a) (b) (c) chin tranh, thi th ch (bt k chin tranh c tuyn b hay khng), xm lc, hot ng th ch nc ngoi, ni lon, khng b, cch mng, khi ngha, qun s, hoc chim ot quyn lc, hoc ni chin, ni lon, bo ng gy hn lon trong nc s ti do nhng ngi khng phi l nhn vin ca Nh thu v ngi lm thu khc ca Nh thu v Nh thu ph gy ra. bom n ca chin tranh, cht n, ion ha gy phng x trong nc s ti, ngoi tr c th quy kt cho Nh thu s dng n ca chin tranh, cht n, pht x hoc cc hot ng ca phng x, v p lc ca cc loi sng gy ra bi my bay hoc cc phng tin hng khng c tc ca m thanh hoc siu thanh. Ch u t s dng hoc chim gi bt c phn no ca cng vic lu bn, ngoi tr vic c th c quy nh trong Hp ng, thit k bt c phn no ca cng trnh bi nhn vin ca Ch u t hay bi nhng ngi khc m Ch u t chu trch nhim, nu c, v bt c hot ng no ca thin nhin khng lng trc c mc du c kinh nghim cng khng th tnh ton trc c cc bin php phng thch hp.
(d)
(e) (f) (g) (h) 17.4
Hu qu ca cc ri ro ca Ch u t Nu v trong chng mc no mi ri ro c lit k trong Khon 17.3 trn y dn n mt mt hay h hng cho cng trnh, bt ng sn, hng ha hay cc ti liu ca Nh thu, th Nh thu phi ngay lp tc gi thng bo cho Nh t vn v sa cha s mt mt v h hng trong phm vi Nh t vn yu cu. Nu Nh thu phi chu s chm tr v/hoc chu chi ph do sa cha nhng mt mt hay h hng ny Nh thu phi gi mt thng bo cho Nh t vn v s c quyn theo Khon 20.1 [Khiu ni ca Nh thu] :
FIDIC
90
(a) (b)
ko di thi gian v s chm tr ny, nu vic hon thnh b hoc s b chm tr, theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton mi chi ph s c cng vo Gi hp ng. Trong trng hp phn (f) v (g) ca Khon 17.3 [Cc ri ro ca Ch u t] li nhn hp l v chi ph ny cng c gp vo.
Sau khi nhn thng bo tip theo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh] nht tr hay quyt nh cc vn ny. 17.5 Quyn s hu cng nghip v tr tu Trong Khon ny, s xm phm ngha l s xm phm (hay b cho l xm phm) bt c mt bng sng ch, thit k ng k, quyn sao chp, nhn hiu, mc thng mi, b mt thng mi hay quyn s hu cng nghip v tr tu khc lin quan n cng trnh; v khiu ni ngha l s i hi quyn li (hay kin tng i hi quyn li) do thy rng b xm phm. Khi mt Bn khng gi thng bo cho Bn kia v bt c khiu ni no trong vng 28 ngy t khi tip nhn khiu ni, Bn th nht s b coi l mt mi quyn bi thng theo Khon ny. Ch u t phi bi thng v gnh chu tn hi cho Nh thu i vi bt k khiu ni cho rng b xm phm, l hoc l: (a) (b) mt kt qu khng trnh khi ca s phc tng ca Nh thu i vi cc yu cu ca Ch u t, hay kt qu ca vic cng trnh ang c s dng bi Ch u t; (i) (ii) v mt mc ch hn l mc ch c ch ra hoc c suy ra mt cch thch ng bi hp ng, hoc lin quan n bt k th g khng c cung cp bi Nh thu, tr phi vic s dng nh vy c tit l cho Nh thu trc Ngy khi cng hay c nu trong Hp ng.
Nh thu s bi thng v gnh chu tn hi cho Ch u t i vi bt k khiu ni khc ny sinh hoc lin quan n (i) thit k, ch to, xy dng hoc thc hin cng trnh ca Nh thu, (ii) s dng thit b ca Nh thu, hoc (iii) s dng cng trnh mt cch ng n. Nu mt bn c quyn c n b theo khon ny, Bn bi thng c th (bng chi ph ca mnh) tin hnh cc cuc m phn gii quyt khiu ni v bt c kin tng hay phn x no c th ny sinh t . Bn khc s, theo yu cu v bng chi ph ca Bn n b, h tr trong tranh lun v khiu ni. Bn khc ny (cng vi nhn vin ca mnh) s khng c lm bt c iu g c th ln tn hi n cc n Bn n b, tr phi bn n b khng thc hin bt k cuc m phn, kin tng hay gii quyt tranh chp khi c Bn kia yu cu.
FIDIC
91
17.6
Gii hn ca trch nhim Khng Bn no phi chu trch nhim php l i vi Bn kia v s mt mt trong s dng bt k cng trnh no, s mt mt v li nhun, s mt mt ca bt k Hp ng no hay s mt mt thit hi khng trc tip hay do hu qu li m Bn kia c th phi chu lin quan n Hp ng, ngoi nhng quy nh trong Khon 16.4 [Thanh ton khi chm dt hp ng] v Khon 17.1 [Bi thng]. Ton b trch nhim php l ca Nh thu i vi Ch u t, theo hoc lin quan n Hp ng ngoi Khon 4.19 [in, nc v kh ga], Khon 4.20 [Thit b ca Ch u t v vt t cp khng], Khon 17.1 [Bi thng] v Khon 17.5 [Quyn s hu cng nghip v tr tu], phi khng c vt qu tng s tin nu trong iu kin ring hay (nu tng s ny khng c nu) s tin c chp nhn theo Hp ng. Khon ny s khng gii hn trch nhim php l trong cc trng hp gian di, b cuc c hay c x sai tri mt cch liu lnh bi Bn phm li.
FIDIC
92
18. BO HIM
18.1 Cc yu cu chung v bo him Trong iu khon ny, i vi mi loi bo him Bn bo him c ngha l Bn chu trch nhim thc hin v duy tr bo him c quy nh trong Khon lin quan. Khi Nh thu l Bn bo him, mi bo him phi c thc hin bi cc Nh bo him vi cc khon mc c Ch u t duyt. Cc khon mc ny phi tng thch vi cc khon mc c c hai Bn tha thun trc ngy c Th chp thun. Tha thun v cc khon mc ny phi c quyn u tin ng trc cc quy nh ca iu ny. Khi Ch u t l bn bo him, mi bo him phi c thc hin bi cc Nh bo him vi cc khon thch hp vi cc chi tit c km theo iu kin ring. Nu yu cu phi bi thng cho i tng bo him chung th vic bi thng phi c p dng ring cho mi i tng bo him nh th hin mt Hp ng bo him ring bit c pht hnh cho mi i tng trong bo him chung. Nu yu cu phi bi thng cho i tng c b sung vo bo him chung tc l v danh ngha c b sung vo cho bo him c quy nh trong iu ny, (i) Nh thu phi theo Hp ng i din cho i tng c bo him chung b sung ny ngoi tr vic Ch u t i din cho cc nhn vin ca mnh, (ii) i tng c bo him chung b sung s khng c quyn nhn thanh ton trc tip t Nh bo him hoc c bt k quan h trc tip no vi nh bo him, v (iii) Bn bo him phi yu cu mi i tng c bo him chung b sung phi tun th cc iu kin quy nh trong Hp ng bo him. Mi Hp ng bo him cho s mt mt hay thit hi s thanh ton bng cc loi tin t c yu cu b p mt mt v thit hi. Cc khon thanh ton c nhn t nh Bo him phi c s dng b p mt mt hay thit hi. Bn bo him lin quan, trong cc khong thi gian ring c nu trong Ph lc H s d thu (c tnh ton t ngy khi cng) phi np cho bn kia: (a) (b) bng chng v vic nhng bo him c m t trong iu ny c thc hin, v cc bn sao cc Hp ng bo him c m t trong Khon 18.2 [Bo him cho cng trnh v thit b ca Nh thu], v Khon 18.3 [Bo him tn thng v ngi v thit hi v ti sn].
Khi tin ng bo him c thanh ton, Bn bo him phi np chng t thanh ton cho Bn kia. Mt khi chng t hay Hp ng Bo him c np, Bn Bo him cng phi thng bo cho Nh t vn. Mi bn u phi tun th theo cc iu kin quy nh trong mi Hp ng bo him. Bn bo him phi thng bo cc thng tin lin quan n cc thay i trong thc hin thi cng cng trnh cho Nh bo him v m bo rng, vic bo him s c duy tr theo iu ny.
FIDIC
93
Khng bn no c thay i ti liu i vi cc khon mc bo him m khng c tha thun trc ca Bn kia. Nu mt Nh bo him thay i (hay d nh) thay i, th Bn c Nh bo him thng bo trc phi thng bo ngay cho Bn kia. Nu Bn bo him khng thc hin v m bo hiu lc bo him nh yu cu thc hin v m bo theo Hp ng, hoc khng cung cp chng c y v cc bn sao cc Hp ng bo him y ph hp vi Khon ny, Bn kia c th (theo s la chn ca mnh v khng gy tn hi cho bt c quyn li hay bin php n b khc) thc hin bo him cho s c lin quan v tr tin ng bo him thch ng. Bn bo him s thanh ton cc khon tin ng bo him ny cho bn kia v Gi hp ng s c iu chnh tng ng. Khng c g trong khon ny gii hn ngha v, trch nhim php l hoc trch nhim ca Nh thu hay Ch u t theo cc iu khon khc ca Hp ng hay cc khon mc khc. Mi khon khng c bo him hay khng c bi thng bi nh bo him phi do Nh thu v/hoc Ch u t chu theo cc ngha v, trch nhim php l. Tuy nhin, nu Bn bo him khng thc hin v khng m bo hiu lc mi bo him hin c m n yu cu thc hin v duy tr theo Hp ng, v Bn kia cng khng ng hy b v cng khng thc hin Bo him cho dn b lin quan n sai phm ny, th mi khon tin l ra c hon tr theo bo him ny phi c Bn bo him tr. Cc thanh ton bi mt Bn cho Bn khc s theo Khon 2.5 [Khiu ni ca Ch u t] hay Khon 20.1 [Khiu ni ca Nh thu] p dng. 18.2 Bo him cng trnh v thit b ca Nh thu Bn bo him phi bo him cho cng trnh, my mc thit b, vt t v ti liu ca Nh thu khng thp hn ton b chi ph phc hi bao gm c cc chi ph ph d, di di cht thi xy dng v cc ph nghip v v li nhun. Bo him ny s c hiu lc t ngy chng t c np theo phn (a) ca Khon 18.1 [Yu cu chung i vi bo him], ti ngy pht hnh Chng ch nghim thu cng trnh. Bn bo him phi duy tr bo him ny cung cp bo him cho n ngy pht hnh Chng ch thc hin, cho mt mt hay h hng m Nh thu chu trch nhim xut pht t nguyn nhn xy ra trc khi pht hnh Chng ch nghim thu, v cho mt mt hay h hng gy nn bi Nh thu trong qu trnh hot ng khc bao gn nhng mt mt hay h hng theo iu 11 [Trch nhim i vi cc sai st] v iu 12 [Kim nh sau khi hon thnh]. Bn bo him phi bo him cho cc thit b ca Nh thu khng t hn ton b gi tr thay th, bao gm c vn chuyn n cng trnh. i vi mi hng mc thit b ca Nh thu, bo him phi c hiu lc trong khi thit b ang c vn chuyn n cng trnh v cho n khi n khng cn cn thit nh l thit b ca Nh thu na. Tr phi c quy nh khc trong iu kin ring, cc bo him theo Khon ny: (a) phi c thc hin v duy tr bi Nh thu nh Bn bo him,
FIDIC
94
(b)
phi ng tn chung ca cc Bn, m h c quyn cng nhn cc khon thanh ton t cc Nh bo him, cc khon thanh ton ang gi hoc phn b gia cc bn cho mc ch duy nht l b p mt mt hay thit hi. phi b p mt mt hay thit hi do bt c nguyn nhn no khng lit k trong Khon 17.3 [Ri ro ca Ch u t], phi b p mt mt hay thit hi cho mt phn ca cng trnh c quy cho vic s dng hoc chim gi bi Ch u t i vi phn khc ca cng trnh, v mt mt hay thit hi t nhng ri ro c lit k trong phn (c), (g) v (h) ca Khon 17.3 [Cc ri ro ca Ch u t], loi tr (trong mi trng hp) nhng ri ro m khng th bo him c vi cc khon mc hp l v mt thng mi, vi s chit khu cho tng s c khng ln hn khon c nu trong Ph lc H s thu (nu khon ny khng c nu, phn (d) s khng c p dng) v tuy nhin c th loi tr mt mt hay thit hi v s phc hi ca: (i) mt phn ca cc cng trnh trong iu kin khuyt tt do sai phm trong thit k, nguyn vt liu hay trnh tay ngh (nhng n b s gm cc phn khc b mt mt hay thit hi nh l kt qu trc tip ca iu kin b khuyt tt ny v khng ging nh c miu t trong phn (ii) di y), mt phn ca cc cng trnh b mt mt hay thit hi nhm phc hi mt phn khc ca cc cng trnh nu phn kia trong iu kin khuyt tt do sai phm trong thit k, nguyn vt liu hay trnh tay ngh, mt phn ca cc cng trnh c bn giao cho Ch u t, tr phi Nh thu chu trch nhim php l v mt mt hay thit hi, v cc hng ha khng c trong nc, theo Khon 14.5 [Thit b v cc vt liu d nh dng cho cc cng trnh].
(c) (d)
(e)
(ii)
(iii) (iv)
Nu qu mt nm sau ngy khi cng, s bi thng c m t trong phn (d) trn y khng cn l cc khon mc hp l c tnh thng mi, Nh thu phi (vi t cch l Bn bo him) thng bo cho Ch u t vi cc chi tit h tr. Ch u t sau (i) s c quyn theo Khon 2.5 [Khiu ni ca Ch u t] thanh ton mt khon tng ng cc khon mc hp l c tnh thng mi nh Nh thu mun c tr mt khon bi thng nh vy, v (ii) c coi nh, tr phi h c c s bi thng cc khon mc hp l c tnh thng mi, thng qua s b st theo Khon 18.1 [Cc yu cu chung v bo him]. 18.3 Bo him tn thng cho ngi v thit hi v ti sn Bn bo him phi bo him i vi trch nhim php l ca mi Bn v bt k s mt mt hay h hng, t vong hay tn hi thn th c th xy ra i vi mi ti sn vt cht, ngoi tr nhng th c bo him theo Khon 18.2 [Bo him cho cng trnh v thit b ca Nh thu] hoc i vi ngi (tr nhng ngi c bo him theo Khon
FIDIC
95
18.4 [Bo him chi nhn lc ca Nh thu]), c th xy ra do vic thc hin Hp ng ca Nh thu v xy ra trc khi pht hnh Chng nhn thc hin. Bo him ny phi gii hn cho mi s c khng t hn s tin c nu trong Ph lc H s d thu vi khng gii hn s lng s c. Nu s tin khng c nu trong Ph lc H s d thu, th khon ny s khng p dng. Ngoi tr c quy nh khc trong iu kin ring, cc bo him c nu r trong Khon ny: (a) (b) (c) phi c hiu lc v c duy tr bi Nh thu vi t cch l Bn bo him, phi c cc tn chung ca cc Bn, phi c m rng bo him i vi trch nhim php l cho mi mt mt hay h hng v ti sn ca Ch u t (tr nhng th c bo him theo khon 18.2) ny sinh do vic thc hin Hp ng ca Nh thu, v tuy nhin, c th loi tr trch nhim php l trong phm vi pht sinh t: (i) quyn ca Ch u t c cc cng trnh vnh cu c thi cng trn, pha trn, bn di, trong hoc xuyn qua bt k vng t no, v chim gi vng t ny cho cc cng trnh vnh cu, s h hng l kt qu khng trnh khi ca cc trch nhim ca Nh thu trong thi cng cc cng trnh v sa cha mi khuyt tt, v mt nguyn nhn c nu trong Khon 17.3 [Ri ro ca Ch u t], ngoi tr vic c khon bi thng cho cc khon mc hp l c tnh thng mi.
(d)
(ii) (iii)
18.4
Bo him cho nhn lc ca Nh thu Nh thu phi thc hin v duy tr bo him i vi trch nhim php l cho cc khiu ni v h hng, mt mt v chi ph (bao gm cc ph php l v cc chi ph) do tn tht, m au, bnh tt hay t vong ca bt k ngi no c Nh thu thu hay bt k nhn vin no khc ca Nh thu. Ch u t v Nh t vn cng phi c bi thng theo Hp dng bo him, ngoi tr vic bo him ny c th khng gm cc mt mt v khiu ni pht sinh t mt hnh vi hay s bt cn ca Ch u t hay cc nhn vin ca Ch u t. Bo him phi c duy tr y hiu lc v hiu qu trong sut ton b thi gian m cc nhn vin ny gip thi cng cng trnh. i vi cc nhn cng ca Nh thu ph, bo him ny c th do Nh thu ph thc hin, nhng Nh thu phi c trch nhim i vi vic tun th theo iu ny.
FIDIC
96
19. BT KH KHNG
19.1 nh ngha v Bt kh khng Trong iu ny, Bt kh khng c ngha l mt s kin hoc trng hp bt thng: (a) (b) (c) (d) ngoi kh nng kim sot ca mt Bn, Bn khng c th d phng mt cch hp l trc khi k kt Hp ng, xy ra m bn khng th trnh hay khc phc mt cch hp l, v thc cht khng th quy cho Bn kia.
Bt kh khng c th gm, nhng khng gii hn, nhng s kin hay trng hp bt thng thuc cc loi c lit k di y, nu tha mn cc iu kin t (a) n (d) trn: (i) (ii) (iii) chin tranh, tnh trng chin tranh (bt k c tuyn b chin tranh khng) s xm lc, hot ng ca k th nc ngoi, ni lon, khng b, cch mng, khi ngha, o chnh hoc ni chin, ni lon, no lon, vi phm k lut, bi cng, hay b bao vy nhng ngi khng phi l ngi ca Nh thu v cc ngi lm khc ca Nh thu v Nh thu ph, v kh n dc ca chin tranh, vt liu n, phng x ion hoc nhim do hot ng phng x, ngoi tr c th quy kt cho vic Nh thu s dng v kh n dc, cht n, phng x v hot ng phng x, v cc thin tai nh ng t, lc, bo hay hot ng ni la.
(iv)
(v) 19.2
Thng bo v bt kh khng Nu mt Bn b hoc s b cn tr thc hin bt c ngha v ca mnh theo Hp ng do tnh trng bt kh khng, Bn phi gi thng bo cho Bn kia v s vic hoc trng hp gy nn tnh trng bt kh khng v phi nu r cc ngha v, cng vic v/hoc s b cn tr. Thng bo phi c gi trong vng 14 ngy sau khi bn nhn bit c tnh trng, hoc l ra nhn bit c v s vic hoc trng hp gy nn tnh trng bt kh khng. Bn , khi thng bo, phi c min cho vic thc hin cng vic thuc ngha v trong thi gian m tnh trng bt kh khng cn tr vic thc hin ca h. Du cho c cc quy nh no khc ca Khon ny, th bt kh khng cng khng p dng i vi cc ngha v thanh ton tin ca bt c Bn no cho Bn kia theo Hp ng.
FIDIC
97
19.3
Ngha v gim s chm tr n thp nht Mi Bn thng xuyn phi c s n lc hp l ti thiu ha chm tr trong vic thc hin Hp ng do bt kh khng. Mt bn phi gi thng bo cho Bn kia khi khng cn b nh hng bi tnh trng bt kh khng.
19.4
Cc hu qu ca bt kh khng Nu Nh thu b cn tr thc hin bt k nhim v no ca mnh theo Hp ng do bt kh khng m thng bo theo Khon 19.2 [Thng bo v bt kh khng], v chu s chm tr v/hoc chu Chi ph do bt kh khng, Nh thu s c quyn theo Khon 20.1 [Khiu ni ca Nh thu]: (a) (b) ko di thi gian do s chm tr nh vy, nu vic hon thnh b v s b chm tr, theo Khon 8.4 [Gia hn thi gian hon thnh], v nu s vic hay trng hp thuc loi c m t trong phn t (i) ti (iv) ca Khon 19.1 [nh ngha v bt kh khng] v, trong trng hp t phn (ii) ti (iv) xy ra nc s ti, c thanh ton cc chi ph ny.
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh] nht tr hay quyt nh cc vn ny. 19.5 Bt kh khng nh hng n Nh thu ph Nu bt k Nh thu ph no c quyn theo Hp ng hay theo tha thun lin quan n cc cng vic lm gim nh tnh trng bt kh khng theo cc khon b sung hay rng hn nhng g quy nh trong iu ny, th nhng s vic v tnh trng bt kh khng khon b sung hay rng hn ny s khng min cho Nh thu khi phi thc hin hoc cho php h c gim nh theo iu ny. 19.6 Chm dt cng trnh c s la chn, thanh ton, ht trch nhim Nu vic thc hin cng trnh c bn ang c tin hnh b cn tr lin tc trong thi gian 84 ngy do bt kh khng c thng bo theo Khon 19.2 [Thng bo Bt kh khng] hoc trong nhiu khon thi gian m tng s l trn 140 ngy do cng bt kh khng c thng bo, th mt trong hai Bn c th gi thng bo chm dt Hp ng cho Bn kia. Trong trng hp ny, vic chm dt Hp ng s c hiu lc 7 ngy sau khi c thng bo v Nh thu phi thc hin theo Khon 16.3 [Chm dt cng vic v di di cc thit b ca Nh thu]. i vi trng hp chm dt ny, Nh t vn phi xc nh gi tr cng vic c thc hin v cp mt Chng ch thanh ton bao gm: (a) (b) cc khon thanh ton cho bt k cng vic no c thc hin m gi c nu trong Hp ng; chi ph cho thit b v vt t c t hng cho cng trnh c chuyn ti cho Nh thu, hoc nhng th Nh thu c trch nhim chp nhn giao hng:
FIDIC
98
thit b v vt t ny s tr thnh ti sn (v l ri ro) ca Ch u t khi c Ch u t thanh ton, v Nh thu s cho Ch u t ty s dng; (c) (d) mi chi ph hoc trch nhim khc m trong trng hp bt kh khng Nh thu phi chu mt cch hp l vi hy vng hon thnh cng trnh; Chi ph di chuyn cc cng trnh tm v thit b ca Nh thu khi cng trnh v tr li cc hng mc thit b ny cho cng trnh ca Nh thu nc ca h (hoc n mt ni khc vi chi ph khng ln hn); v Chi ph bi thng cho i ng nhn vin v cc ngi lao ng c Nh thu thu cho ton b thi gian lin quan n cng trnh vo thi im chm dt Hp ng.
(e)
19.7
Ht trch nhim thc hin theo lut nh Bt k mi quy nh khc ca iu ny, nu mt s vic hay trng hp ngoi kh nng kim sot ca cc Bn (bao gm, nhng khng gii hn ch bt kh khng) xy ra m lm mt hoc hai Bn khng th hoc khng theo lut hon thnh ngha v theo Hp ng ca h hoc theo lut iu chnh Hp ng, m cc bn c quyn khng phi tip tc thc hin hp ng, trn c s thng bo ca Bn ny cho Bn kia v s vic hoc trng hp ny th: (a) cc Bn s ht ngha v tip tc thc hin cng vic ny, m khng lm phng hi cc quyn ca bt k Bn no i vi bt k s vi phm Hp ng t trc, v tng s tin Ch u t phi tr cho Nh thu s ging nh s tin l ra phi tr theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim] nu Hp ng b chm dt theo Khon 19.6.
(b)
FIDIC
99
20. KHIU NI, TRANH CHP & TRNG TI PHN X

20.1 Khiu ni ca Nh thu Trong trng hp Nh thu t cho rng mnh c quyn i vi bt k s gia hn thi gian hon thnh v/hoc bt c s thanh ton thm bt k iu khon no ca cc iu kin ny hoc c lin quan ti Hp ng, Nh thu phi thng bo cho Nh t vn m t s vic hay trng hp dn ti vic pht sinh khiu ni. Thng bo phi c a ra ngay v khng c qu 28 ngy sau khi Nh thu nhn thy hoc l ra thc c s vic hoc trng hp ny. Nu Nh thu khng thng bo v khiu ni, trong vng 28 ngy th thi gian hon thnh s khng c ko di, Nh thu s khng c quyn thanh ton thm v Ch u t khng phi chu mi trch nhim v khiu ni. Nu khng s p dng nhng quy nh sau y ca Khon ny. Nh thu cng phi trnh cc thng bo khc theo Hp ng yu cu v cc chi tit b sung cho vic khiu ni, tt c u c lin quan ti s vic hoc trng hp ny. Nh thu phi gi cc bn h s hin c ti cng trng hoc l mt ni m Ch u t c th chp nhn v c th s cn thit minh chng cho khiu ni. Vi vic khng tha nhn trch nhim ca Ch u t, Nh t vn c th sau khi nhn c bt c mt thng bo no theo Khon ny, phi gim st vic lu gi cc h s v/hoc hng dn Nh thu tip tc lu gi lu hn cc h s hin c. Nh thu phi cho php Nh t vn kim tra tt c cc h s, v phi np cc bn sao (nu c yu cu) cho Nh t vn. Trong thi gian 42 ngy sau khi Nh thu thc c (hoc l ra phi thc c), v s vic hoc trng hp a n khiu ni, hoc l trong khong thi gian khc tng t m c th c Nh thu a ra v c Nh t vn ph duyt, Nh thu phi gi cho Nh t vn y chi tit khiu ni bao gm c cc chi tit h tr v c s ca vic khiu ni v ca yu cu ko di thi gian v/hoc thanh ton thm. Nu s vic hoc trng hp dn n khiu ni vn tip tc c hiu lc th: (a) (b) cc chi tit y ca khiu ni s c xem xt nh l tm thi; Nh thu phi gi trc tip cc khiu ni tm thi hng thng cho thy s chm tr tch li v/hoc khon tin khiu ni v nhng chi tit c th m Nh t vn c th yu cu; v Nh thu phi gi bn khiu ni cui cng trong vng 28 ngy sau khi ht nh hng do s vic hoc trng hp gy ra, hoc trong khong thi gian khc c th c Nh thu xut v c Nh t vn ng .
(c)
Trong vng 42 ngy sau khi nhn c mt khiu ni hoc cc chi tit h tr thm cho khiu ni trc y, hoc trong khong thi gian khc c th c Nh t vn xut v c Nh thu chp nhn, Nh t vn phi tr li vi s tn thnh hay khng tn thnh v cc nhn xt chi tit. H cng c th yu cu thm bt c chi tit no, nhng tuy nhin phi c tr li trn cc nguyn tc ca v khiu ni trong khong thi gian .
FIDIC
100
Mi Chng ch thanh ton phi bao gm cc khon tin khiu ni nh c chng minh hp l ng vi cc iu khon lin quan ca Hp ng. Ngoi tr v cho n khi cc chi tit c cung cp y chng minh ton b khiu ni, Nh thu s ch c quyn thanh ton cho phn ca khiu ni m c th chng minh c. Nh t vn s phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt nh (i) gia hn (nu c) Thi gian hon thnh (trc hoc sau hn nh) theo Khon 8.4 [Gia hn thi gian hon thnh] v/hoc (ii) thanh ton thm (nu c) m Nh thu c quyn theo Hp ng. Cc yu cu ca Khon ny l phn b sung thm cho mi khon khc c th p dng cho mt khiu ni. Nu Nh thu khng tun th Khon ny hoc Khon khc c lin quan n khiu ni, th bt c s gia hn thi gian hon thnh v/hoc khon thanh ton thm s phi c xt n mc (nu c) m s vi phm ny cn tr hoc lm nh hng n vic iu tra khiu ni, tr phi khiu ni khng nm trong on th hai ca Khon ny. 20.2 Vic c Ban x l tranh chp Cc tranh chp phi c phn x bi Ban x l tranh chp theo Khon 20.4 [Quyt nh ca Ban x l tranh chp]. Cc Bn s cng ch nh ra Ban x l tranh chp vo thi hn 28 ngy sau khi mt Bn thng bo cho Bn kia v nh ca mnh v vic a tranh chp ln Ban x l tranh chp da theo Khon 20.4. Ban x l tranh chp gm, nh quy nh trong Ph lc H s d thu, mt hoc ba ngi c trnh ph hp (nhng thnh vin). Nu s lng thnh vin khng quy nh nh vy v cc Bn khng thng nht, th Ban x l tranh chp s gm ba ngi. Nu Ban x l tranh chp bao gm ba ngi, th mi Bn s c mt thnh vin cho bn kia chp thun. Cc bn s ly kin ca hai thnh vin ny v s thun v thnh vin th ba, ngi s c ch nh lm Ch tch. Tuy nhin, nu nh c danh sch cc thnh vin hin c trong Hp ng, th thnh vin s c chn t danh sch ny hn l mt ngi no khc m khng th hoc khng t nguyn chp nhn s ch nh vo Ban x l tranh chp. S thng nht gia cc Bn v c thnh vin duy nht (ngi x l tranh chp) hoc l tng ngi mt trong ba thnh vin c s kt hp cht ch bng vic tham kho iu kin chung, vi cc sa i c thng nht gia cc thnh vin. Cc khon th lao cho thnh vin duy nht hoc ca mi mt trong ba thnh vin s c cc bn thng nht khi tha thun cc mc ch nh. Mi Bn s chu trch nhim tr mt na khon th lao ny. Nu thi im no m cc bn tha thun, h c th ch nh mt ngi thch hp hoc cc ngi thay th mt hoc nhiu thnh vin ca Ban x l. Tr phi cc Bn tha thun khc, vic ch nh s c hiu lc nu mt thnh vin t chi m nhn hoc khng th m nhn bi nguyn nhn t vong, khng c nng lc, t chc hoc
FIDIC
101
kt thc nhim k. Vic thay th phi c ch nh theo cch tng t nh i vi vic ch nh hoc tha thun ngi b thay th nh m t trong khon ny. Vic ch nh bt c thnh vin no c th b kt thc bng s nht tr ca c hai Bn, nhng khng c bi Ch u t hoc Nh thu t hnh ng. Mt khc tr phi c s ng ca c hai Bn, vic ch nh Ban x l tranh chp (gm mi thnh vin) s chm dt khi Ban x l tranh chp a ra quyt nh v vic phn x tranh chp theo Khon 20.4 tr phi cc tranh chp khc c a ln Ban x l tranh chp vo thi gian theo Khon 20.4, trng hp m thi im lin quan s l khi Ban x l tranh chp a ra quyt nh v nhng tranh chp ny. 20.3 Khng tha thun c v Ban x l tranh chp Nu c bt c iu kin no di y gm: (a) cc Bn bt ng trong vic ch nh thnh vin duy nht ca Ban x l tranh chp vo thi hn c nu trong on u ca Khon 20.2 [Vic c Ban x l tranh chp]. mt trong hai Bn khng c c thnh vin ( Bn kia chp thun) cho Ban x l tranh chp gm ba ngi vo thi hn . cc Bn khng thng nht vic ch nh thnh vin th ba ( gi vai tr Ch tch ca Ban x l tranh chp) vo thi hn . cc Bn khng thng nht vic ch nh mt ngi thay th trong 42 ngy ngay sau ngy m thnh vin duy nht hoc mt trong ba thnh vin t chi hoc khng th m nhn cng vic do t vong, khng kh nng, t chc hoc ht nhim k, m sau c quan ch nh hoc vin chc c tn trong cc iu kin ring, da trn yu cu ca mt Bn no hoc c hai Bn v sau khi trao i tha ng vi hai Bn, s ch nh thnh vin vo Ban x l tranh chp. Vic ch nh ny s l kt lun cui cng. Mi bn phi c trch nhim tr mt na tin th lao cho c quan hoc vin chc c quyn ch nh ny.
(b) (c) (d)
20.4
C quyt nh ca Ban x l tranh chp Nu mt tranh chp (bt c loi no) xy ra gia cc Bn lin quan n, hoc pht sinh ngoi Hp ng hoc vic thi cng cng trnh, bao gm bt c tranh chp no lin quan n vic chng nhn, xc nh, hng dn, kin hoc nh gi ca Ch u t, th ngay sau khi Ban x l tranh chp c ch nh theo Khon 20.2 [Vic c Ban x l tranh chp] v 20.3 [Khng tha thun c v Ban x l tranh chp] mi bn c th t tranh chp bng vn bn cho Ban x l tranh chp ra quyt nh, c gi cc bn sao cho Bn kia. Cc kin ny phi c nu r l chng c thc hin theo Khon ny. i vi Ban x l tranh chp c ba ngi th Ban x l tranh chp s c coi nh nhn cc kin ny vo ngy Ch tch Ban x l tranh chp cng nhn c. Hai Bn phi ngay lp tc c mi thng tin cho Ban x l tranh chp, to iu kin tip cn cng trng v cc phng tin ph hp m Ban x l tranh chp c th yu
FIDIC
102
cu cho mc ch a ra quyt nh cho vic tranh chp, Ban x l tranh chp phi c coi l khng hnh ng nh cc trng ti. Trong thi gian 84 ngy sau khi nhn c cc kin nh vy, hoc nhn c khon tm ng theo nh iu 6 ca Ph lc - Nhng iu kin chung ca tha thun x l tranh chp, bt c k hn no mun hn, hoc trong khong thi gian khc c th c Ban x l tranh chp xut v c hai Bn chp thun Ban x l tranh chp phi a ra quyt nh ca mnh, nhng quyt nh ny phi hp l v phi c cng b rng n ph hp vi khon ny. Tuy nhin nu nh khng Bn no thanh ton y cc ha n c np bi mi thnh vin ng theo iu 6 ca Ph lc, Ban x l tranh chp s khng c ngha v phi a ra quyt nh cho n khi ha n c thanh ton y . Quyt nh s rng buc hai Bn, phi thc hin ngay lp tc quyt nh tr phi v cho n khi c xem xt li theo s ha gii hoc mt quyt nh trng ti nh c m t di y. Tr phi Hp ng chm dt, khc t hoc hy b, Nh thu phi tip tc thc hin cng trnh theo Hp ng. Nu mt Bn khng tha mn vi quyt nh ca Ban x l tranh chp, th Bn trong vng 28 ngy sau khi nhn c quyt nh, c th thng bo chi Bn kia v vic cha tha mn ca mnh. Nu Ban x l tranh chp khng a ra quyt nh trong vng 84 ngy (hoc thi gian khc c chp nhn) sai khi nhn c h s hoc khon thanh ton nh vy th bn ny trong vng 28 ngy sau thi hn ny c th thng bo cho Bn kia v vic cha tha mn. Trong mi s kin, thng bo v vic cha tha mn phi cng b l n ph hp vi Khon ny, v trnh by nhng vn ca Tranh chp v nhng l do cha tha mn. Ngoi tr nhng quy nh trong Khon 20.7 [Khng tun th quyt nh ca Ban x l tranh chp] v 20.8 [Ht hn vic ch nh Ban x l tranh chp], khng Bn no c quyn khi s phn x tranh chp tr khi mt thng bo v vic cha tha mn c a ra theo khon ny. Nu Ban x l tranh chp a ra quyt nh ca mnh v mt vn tranh chp cho hai Bn, v khng c thng bo vic cha tha mn do cc bn a ra trong vng 28 ngy sau khi nhn c quyt nh ca Ban x l tranh chp, th quyt nh s l cui cng v rng buc c hai Bn. 20.5 Ha gii mt cch hu ho i vi ni dung m thng bo cha tha mn c a ra theo Khon 20.4 trn, cc Bn phi c gng gii quyt tranh chp bng ha gii trc khi khi kin. Tuy nhin tr phi cc Bn tha thun khc, vic trng ti phn x c th tin hnh vo hoc sau ngy th 56 sau ngy thng bo khng tha mn c a ra, thm ch khng c mt c gng ha gii no. 20.6 Trng ti Tr phi tranh chp c gii quyt bng ha gii, cn bt k tranh chp no lin quan n quyt nh ca Ban x l tranh chp (nu c) cha phi l cui cng v rng buc u phi c gii quyt bi trng ti quc t. Ngoi tr c nhng tha thun khc bi hai Bn:
FIDIC
103
(a) (b) (c)
tranh chp phi c gii quyt xong theo cc Quy tc trng ti ca Phng Thng mi quc t, tranh chp phi c gii quyt bi ba trng ti c ch nh theo cc Quy tc ny, v vic gii quyt tranh chp ca trng ti phi c thc hin bng ngn ng giao tip c quy nh trong khon 1.4 [Lut v Ngn ng].
Cc trng ti s c ton quyn c xem xt duyt li mi chng ch, xc nh, hng dn, cc kin hoc nh gi ca Nh t vn v mi quyt nh ca Ban x l tranh chp lin quan n tranh chp. S khng g lm cn tr vic Nh t vn c gi ra lm chng v a ra cc chng c trc cc trng ti v bt k vn lin quan n tranh chp S khng bn no b hn ch trong vic a ra trc cc trng ti nhng bng chng hay lun c trc y c trnh ti Ban x l tranh chp hoc nhng l do khng tha mn c nu ra trong thng bo khng tha mn. Mi quyt nh ca Ban x l tranh chp phi c xem xt nh chng c trong phn x trng ti. Vic trng ti phn x c th c bt u trc hoc sau khi hon thnh cng trnh. Trch nhim ca cc Bn, ca Nh t vn v Ban x l tranh chp s khng b thay i bi bt k l do no gy ra bi vic phn x trng ti c din ra trong qu trnh thc hin cng trnh. 20.7 Khng tun th quyt nh ca Ban x l tranh chp Trong trng hp m: (a) (b) (c) khng Bn no a ra thng bo khng tha mn trong thi gian c quy nh ti Khon 20.4 [C quyt nh ca Ban x l tranh chp], quyt nh c lin quan ca Ban x l tranh chp (nu c) l cui cng v bt buc, v mt Bn khng tun th quyt nh ny th Bn kia c th trong khi khng lm tn hi n cc quyn li khc c th c, t a vic khng tun th ny ln trng ti phn x theo Khon 20.6 [Trng ti]. Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii mt cch hu ho] s khng c p dng cho vic ny.
20.8
Ht hn vic ch nh ca Ban x l tranh chp Nu tranh chp xy ra gia cc bn lin quan n hoc pht sinh ngoi hp ng hoc vic thc hin cng trnh v khng c Ban x l tranh chp ti ch, do bi ht hn ch nh hay l do khc th: (a) (b) Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii mt cch hu ho] s khng p dng, v Tranh chp c th c trc tip a ln trng ti phn x theo Khon 20.6 [Trng ti]. 104
FIDIC
PH LC iu kin chung ca Tha thun x l tranh chp

1. nh ngha Mi Tha thun x l tranh chp l mt tha thun 3 Bn bi v gia: (a) (b) (c) Ch u t, Nh thu; v Thnh vin ngi c xc nh trong Tha thun x l tranh chp nh l: (i) Thnh vin duy nht ca Ban x l tranh chp hoc Ngi phn x v trong trng hp ny mi tham kho i vi cc Thnh vin khc khng p dng, hoc mt trong 3 ngi c gi chung l Ban x l tranh chp v trng hp m hai ngi cn li c gi l Cc thnh vin khc.
(ii)
Ch u t v Nh thu k (hoc d nh k) mt hp ng c gi l Hp ng v c nu r trong Tha thun x l tranh chp kt hp vi Ph lc ny. Trong Tha thun x l tranh chp, cc cm t v t khng c nh ngha cch khc s c cc ngha nh cho chng trong Hp ng. 2. Cc iu khon chung Tha thun x l tranh chp s c hiu lc khi Ch u t, Nh thu v mi mt thnh vin (hoc thnh vin) u tng ngi mt k vo bn tha thun x l tranh chp. Khi Tha thun x l tranh chp c hiu lc, Ch u t v Nh thu phi thng bo cho cc thnh vin mt cch ph hp. Nu thnh vin khng nhn c thng bo no trong vng su thng sau khi k Tha thun x l tranh chp th n s ht hn v v hiu. Vic tuyn dng thnh vin l s ch nh c nhn. Khng c php c s y nhim hay hnh thc Thu ph ca Tha thun x l tranh chp nu khng c tha thun trc bng vn bn ca cc bn v vic ny v ca cc thnh vin khc (nu c). 3. S bo m Thnh vin bo m v tha thun rng ng/b ta phi v s phi v t v c lp vi Ch u t, Nh thu v Nh t vn. Thnh vin s thng bo ngay cho mi ngi trong s h v cho cc thnh vin khc (nu c), mi s vic hay tnh hung c th xut hin mu thun vi s bo m v tha thun ca ng/b ta l v t v c lp. Khi ch nh thnh vin, Ch u t v Nh thu da vo nhng kh nng tiu biu ca thnh vin l ngi:
FIDIC
105
(a) (b) (c) 4.
c kinh nghim trong cng vic m Nh thu thc hin theo Hp ng, c kinh nghim trong din gii ti liu Hp ng, v thnh tho v ngn ng giao tip c xc nh trong Hp ng.
Ngha v chung ca thnh vin Thnh vin phi: (a) khng c li ch ti chnh hoc li ch khc t Ch u t Nh thu hoc Nh t vn cng nh li ch ti chnh no trong Hp ng ngoi tr vic thanh ton theo Tha thun x l tranh chp; trc y khng c t Ch u t, Nh thu hoc Nh t vn thu lm T vn hoc v tr khc, ngoi tr trong nhng trng hp nh thng bo bng vn bn cho Ch u t v Nh thu trc khi h k Tha thun x l tranh chp; thng bo bng vn bn cho Ch u t, Nh thu v cc Thnh vin khc (nu c), trc khi k Tha thun x l tranh chp v theo s hiu bit v hi tng tt nht ca ng/b ta, mi quan h ngh nghip hay c nhn vi gim c, cn b hay nhn vin ca Ch u t hay Nh thu v mi dnh lu trc y n d n tng th m Hp ng l mt phn; trong thi gian ca Tha thun x l tranh chp khng c Ch u t hoc Nh thu hay Nh t vn thu lm t vn hoc v tr khc ngoi tr c tha thun bng vn bn ca Ch u t, Nh thu v cc thnh vin khc (nu c); v tun theo cc quy nh v th tc nu trong Ph lc v Khon 20.4 ca iu kin ca Hp ng; khng a ra li khuyn cho Ch u t, Nh thu v cc nhn vin ca Ch u t hay nhn vin ca Nh thu lin quan n qun l ch o Hp ng, ngoi vic tun th vi cc quy nh v th tc trong Ph lc; khng c tham gia vo cc cuc bn bc hay k bt k tha thun no vi Ch u t, Nh thu hay Nh t vn lin quan n vic lm thu cho bt k trong h nh l Nh t vn hoc v tr khc, sau khi chm dt hot ng trong khun kh Tha thun x l tranh chp; m bo s sn sng ca ng/b ta cho mi t i hin trng hoc thm vn nu cn; v x l cc vn chi tit ca Hp ng v mi hot ng ca Ban x l tranh chp v cc thm d ring v b mt v khng cng b hay tuyn b chng khi khng c s cho php trc bng vn bn ca Ch u t hay Nh thu v cc Thnh vin khc (nu c).
(b)
(c)
(d)
(e) (f)
(g)
(h) (i)
FIDIC
106
5.
Cc ngha v chung ca Ch u t v ca Nh thu Ch u t, Nh thu, cc nhn vin ca Ch u t v cc nhn vin ca Nh thu khng c yu cu li khuyn hoc tham kho kin ca Thnh vin v Hp ng, ngoi tr nhng g trong s tin trin bnh thng ca cc hot ng ca Ban x l tranh chp theo Hp ng v Tha thun x l tranh chp ngoi tr phm vi c tha thun trc ca Ch u t, Nh thu v cc Thnh vin khc (nu c). Ch u t v Nh thu phi chu trch nhim ring v s tun th theo iu khon ny, ca cc nhn vin ca Ch u t v cc nhn vin ca Nh thu. Ngoi tr c s nht tr bng vn bn ca Ch u t, Nh thu, thnh vin v cc thnh vin khc (nu c), Ch u t v Nh thu cam kt vi nhau v vi thnh vin rng thnh vin s khng: (a) (b) c ch nh l nh trng ti trong bt k cuc phn x trng ti no thuc Hp ng; c coi l ngi lm chng a ra cc chng c c lin quan n bt k tranh chp no trc cc trng ti c ch nh phn x theo Hp ng; hoc chu trch nhim php l i vi bt k khiu ni no v bt c vic g c lm hoc b b st trong vic thc hin hoc c thc hin cc chc nng ca thnh vin ngoi tr hnh ng hay s b st biu hin tnh trng qu mt tin cy.
(c)
Ch u t v Nh thu cng bi thng chung v bi thng ring v gnh chu cho thnh vin nhng tn hi t nhng khiu ni, m ng/b ta khng phi chu trch nhim php l theo nh on trn. 6. Thanh ton Thnh vin phi c thanh ton nh sau, bng tin t c quy nh trong Tha thun x l tranh chp: (a) mt khon chi ph hng ngy s c coi nh l thanh ton y cho: (i) mi ngy lm vic dnh cho vic c cc h s np, tham gia nghe cc kin (nu c), chun b cc quyt nh, hoc i hin trng (nu c); mi ngy hay mt phn ca ngy cho ti thi gian ti a chuyn i l 2 ngy mi chiu (nu c) gia nh ca thnh vin v cng trng hoc n a im hp khc vi cc thnh vin khc (nu c) hay vi Ch u t v Nh thu.
(ii)
(b)
tt c cc chi ph hp l pht sinh lin quan n cc nhim v ca thnh vin, bao gm c cc chi ph cho dch v th k, in thoi, gi th, fax v in tn, chi ph i li, khch sn, tin n, yu cu c bin nhn cho mi khon vt trn 5% ca chi ph hng ngy ni n trong phn (a) ca Khon ny; v
FIDIC
107
(c)
mi khon thu quy nh c th ca nc s ti v cc khon thanh ton cho Thnh vin (tr phi l ngi bn a hoc thng tr) theo Khon 6.
Chi ph hng ngy phi c quy nh trong Tha thun x l tranh chp. Ngay sau khi Tha thun x l tranh chp c hiu lc, Thnh vin s, trc khi tham gia bt c hot ng no theo Tha thun x l tranh chp, np cho Nh thu, vi mt bn sao cho Ch u t mt danh n cho (a) khon ng trc 25% ca tng d ton cc chi ph hng ngy m ng/b ta c hng v (b) ng trc mt khon tng ng vi tng chi ph d ton m ng/b ta chu lin quan n cng vic. Thanh ton cho danh n nh vy s do Nh thu thc hin khi nhn danh n. Thnh vin khng c ngha v phi tin hnh cc hot ng theo Tha thun x l tranh chp cho n khi mi thnh vin c thanh ton y cc danh n np theo on ny quy nh. Sau thnh vin phi np cho Nh thu, vi mt bn sao cho Ch u t, cc ha n cn i cc ph v chi ph ca ng/b ta hng ngy, tr i cc khon ng trc. Ban x l tranh chp s khng c ngha v phi np quyt nh ca mnh cho n khi cc danh n cho tt c cc ph v chi ph hng ngy ca mi thnh vin a ra quyt nh c thanh ton y . Ngoi tr c tr sm hn quy nh nu trn, Nh thu phi thanh ton y cho mi danh n ca thnh vin trong vng 28 ngy theo lch sau khi nhn c mi danh n v s yu cu Ch u t (trong cc gii trnh theo Hp ng) thanh ton mt na s tin ca cc danh n ny. Ch u t sau phi thanh ton cho Nh thu theo Hp ng. Nu Nh thu khng tr cho thnh vin khon m ng/b ta c quyn hng theo Tha thun x l tranh chp, Ch u t phi thanh ton khon tin thch ng cho thnh vin v bt c khon no khc c th cn duy tr hot ng ca Ban x l tranh chp; v khng lm tn hi n quyn li hoc s b p ca Ch u t. B sung cho cc quyn li khc pht sinh t li ny, Ch u t c quyn hng s chi tr ton b s tin tr vg qu na khon thanh ton ny, cng thm mi chi ph trang tri cc khon tin ny v chi tr cc chi ph tnh theo t gi quy nh khon 14.8 ca cc iu kin hp ng. Nu Thnh vin khng nhn c khon thanh ton ng trong thi gian 28 ngy sau khi np danh n hp l, Thnh vin c th (i) tm ngng dch v ca ng/b ta (khng cn thng bo) cho n khi nhn c thanh ton v/hoc (ii) xin thi vic bng cch gi thng bo ti Ch u t v Nh thu. Thng bo s c hiu lc khi c hai cng nhn c. Mi thng bo nh vy s l thng bo cui cng v rng buc Ch u t, Nh thu v Thnh vin. 7. Vi phm ca Thnh vin Nu Thnh vin khng tun th cc ngha v theo Khon 4, ng/b ta s khng c quyn hng mi ph v chi ph nu trn v phi khng lm nh hng n quyn li khc ca h, tr li cho Ch u t v Nh thu mi ph v chi ph m Thnh vin v cc Thnh vin khc nhn (nu c), v vic kin tng hay cc quyt nh (nu c) ca Ban x l tranh chp b v hiu.
FIDIC
108
8.
Cc tranh chp Mi tranh chp hoc khiu ni pht sinh ngoi hoc lin quan n Tha thun x l tranh chp, hoc do vi phm, chm dt hoc khng cn gi tr ca n, cui cng s phi c gii quyt theo cc Quy tc trng ti ca Phng Thng mi Quc t bi mt trng ti c ch nh theo Quy tc trng ti ny.
FIDIC
109
PH LC Cc quy tc v th tc
1. Ch u t v Nh thu s phi cung cp cho Ban x l tranh chp mt bn sao tt c cc ti liu m Ban x l tranh chp c th i hi, bao gm cc ti liu Hp ng, cc bo co v tin trnh thc hin cc ch dn v bin i, cc chng ch v cc ti liu khc lin quan ng vi vn tranh chp. Mi trao i thng tin gia Ban x l tranh chp v Ch u t hoc Nh thu u phi c sao li cho Bn kia. Nu Ban x l tranh chp gm c 3 ngi, Ch u t v Nh thu s gi cc bn sao ti liu c yu cu v nhng thng tin trn ti tng thnh vin mt. Ban x l tranh chp phi thc hin theo Khon 20.4 v cc quy nh ny. Ty thuc vo thi gian cho php a ra thng bo v mt quyt nh v cc yu t c lin quan khc, Ban x l tranh chp s: (a) hnh ng mt cch cng bng v v t i vi c Ch u t v Nh thu, to cho h c hi thch hp v thun li thc hin trng hp ca mnh v c trch nhim vi trng hp khc, v p dng cc th tc ph hp vi tranh chp, trnh s chm tr hoc chi ph khng cn thit.
2.
(b) 3.
Ban x l tranh chp c th tin hnh nghe cc kin v cc kin tranh chp, ty tng v vic m Ban s quyt nh thi gian v a im nghe kin v c th yu cu cc ti liu v cc lun c bng vn bn t Ch u t v Nh thu c gi trc cho Ban hoc trnh by ti cuc hp Ngoi tr c tha thun khc bng vn bn ca Ch u t v Nh thu, Ban x l tranh chp c quyn p dng th tc thm tra, t chi vic xin tham d nghe cc kin hoc lm thnh gi ca bt c ngi no khng phi l cc i din ca Ch u t v Nh thu, v tin hnh trong s vng mt bt c bn no m Ban x l tranh chp tha mn sau khi nhn c cc thng bo v thm d; nhng s t mnh quyt nh c th thc hin quyn ny hay khng v phm vi n u. Ch u t v Nh thu to iu kin cho Ban x l tranh chp trong s cc vic khc, c quyn: (a) (b) (c) lm th tc p dng trong quyt nh cho mt tranh chp, quyt nh da trn quyn hn ca Ban x l tranh chp, v phm vi ca tranh chp c gi ti h, tin hnh bt k cuc nghe kin no cho l thch hp, khng b rng buc bi bt c quy tc hay th tc no khc ngoi nhng iu quy nh trong Hp ng v cc quy tc ny, ch ng nm chc cc s vic v cc vn cn cho mt quyt nh, tn dng s hiu bit ca chnh chuyn gia ca mnh, nu c, 110
4.
5.
(d) (e)
FIDIC
(f) (g) (h) 6.
quyt nh thanh ton ti chnh theo Hp ng, quyt nh v vic gim nh tm thi nh cc bin php tm thi hoc bo lu kin, v xem xt kim tra v sot li cc chng ch, quyt nh, xc nh, hng dn, kin hoc nh gi ca Nh t vn, c lin quan n tranh chp.
Ban x l tranh chp s khng by t bt c quan im no trong cc cuc nghe kin lin quan n s phi tri ca cc lun c cc Bn a ra t trc. Ban s a ra v thng bo v quyt nh ca mnh theo Khon 20.4 hoc l c tha thun trc bng vn bn vi Ch u t v Nh thu. Nu Ban x l tranh chp gm ba ngi th: (a) (b) ban s nhm hp ring sau mt cuc nghe kin, nu c, tho lun v chun b quyt nh ca mnh; ban s c gng t ti quyt nh thng nht. Nu chng minh l khng th thng nht c, th quyt nh em p dng phi c tn thnh bi a s cc thnh vin, nhng ngi c th yu cu thiu s cn li chun b vn bn bo co np cho Ch u t v Nh thu; v nu mt thnh vin khng tham d bui hp nghe cc kin hoc khng thc hin y cc chc nng theo yu cu, th hai thnh vin cn li c th tin hnh a ra quyt nh, tr phi: (i) (ii) hoc Ch u t hoc Nh thu khng ng h lm nh vy hoc Thnh vin vng mt l Ch tch v ng/b ta ch th cho thnh vin khc khng c a ra quyt nh.
(c)
FIDIC
111
BNG MC LC CC KHON
Khon An ninh cng trng Bn v hoc hng dn b chm tr Bng chng thanh ton Bo co khi hon thnh Bo co tin Bo co v nhn lc v thit b Nh thu Bo him cng trnh v thit b ca Nh thu Bo him nhn lc Nh thu Bo him tn thng cho ngi v thit hi v ti sn Bo lnh Hp ng Bo v mi trng Bt kh khng nh hng n Nh thu Bt kh khng: chm dt khng bt buc Bi thng Cc cch thng tin Cc ch dn hoc bn v b chm Cc chi tit mt Cc hu qu ca bt kh khng Cc kim nh thm Cc quy nh v an ton Cc yu cu chung Bo him Cch thc thc hin Can thip vo cc cuc kim nh khi hon thnh Cp Chng ch thanh ton cui cng Cp Chng ch thanh ton tm Chm dt Hp ng bi Ch u T Chm dt Hp ng bi Nh thu Chm dt Hp ng c la chn, thanh ton v ht trch nhim Chm dt trch nhim ca Ch u t Chm tr do Nh chc trch Ch dn ca Nh t vn
FIDIC
Trang 44 28 48 79 43 52 94 96 95 35 42 98 98 89 26 28 29 98 67 38 93 53 64 81 78 84 87 98 82 58 34 112
4.22 1.9 5.4 14.10 4.21 6.10 18.2 18.4 18.3 4.2 4.18 19.5 19.6 17.1 1.3 1.9 1.12 19.4 11.6 4.8 18.1 7.1 10.3 14.13 14.6 15.2 16.2 19.6 14.14 8.5 3.3
Ch nh Ban x l tranh chp Chi ph cho vic sa cha sai st Chng ch thc hin Chng trnh tin C quyt nh ca Ban x l tranh chp C vt Cng vic cn o lng Cng vic sa cha i din ca Nh thu m bo cht lng nh gi nh gi Di chuyn cng vic b sai st in, nc v kh t in, nc v kh ga iu chnh do cc thay i v lut l iu chnh do thay i lut php u chnh do thay i v chi ph iu kin vt cht khng lng trc c nh ngha Nh thu ph c ch nh nh ngha bt kh khng nh ngha nh v cc mc ng trch nhim v a trch nhim D liu v cng trng ng vo cng trng Gi Hp ng Gii phng mt bng Gim nh Gim st ca Nh thu Giy php, chng ch hoc giy chp thun Gi lao ng Gii hn trch nhim ca Nh thu Gii hn trch nhim
20.2 11.2 11.9 8.3 20.4 4.24 12.1 7.6 4.3 4.9 12.3 12.3 11.5 4.19 4.19 13.7 13.7 13.8 4.12 5.1 19.1 1.1 4.7 1.14 4.10 4.15 14.1 11.11 7.3 6.8 2.2 6.5 17.6 17.6
101 66 68 57 102 45 69 55 36 39 69 69 67 42 42 73 73 73 40 46 97 21 38 30 39 41 75 68 53 51 31 50 92 92
FIDIC
113
Hnh vi gy ri Hu qu cc ri ro ca Ch u t Hu qu ca bt kh khng Hu qu ca vic tm ngng Ht hn ch nh Ban x l tranh chp Ht trch nhim thc hin theo lut Ha gii mt cch hu ho Hon thnh cc cng vic cn d dang v sa cha sai st Hot ng ca Nh thu trn cng trng Hp tc Ko di thi gian hon thnh Ko di thi gian thng bo sai st, h hng Ko di tnh trng tm ngng Khiu ni ca Ch u t Khiu ni ca Nh thu Khiu ni v xm phm quyn s hu tr tu Khi cng Khng sa cha c sai st, h hng Khng tha thun c vi Ban x l tranh chp Khng tun th quyt nh ca Ban x l tranh chp Khng vt qua c cc cuc kim tra khi hon thnh Kim nh (th) Kim tra L ph s dng Loi tin dng thanh ton Lut lao ng Lut v Ngn ng Mu m Mc lng v cc iu kin lao ng Ngy cng Ngha v Nh thu Nghim thu b phn cng trnh Nghim thu cng trnh v cc hng mc cng trnh Ngng cng vic v di di thit b ca Nh thu
6.11 17.4 19.4 8.9 20.8 19.7 20.5 11.1 4.23 4.6 8.4 11.3 8.11 2.5 20.1 17.5 8.1 11.4 20.3 20.7 9.4 7.4 7.3 7.8 14.15 6.4 1.4 7.2 6.2 13.6 9.1 10.2 10.1 16.3
52 90 98 60 104 99 103 66 44 37 58 66 60 32 100 91 57 67 102 104 62 54 53 55 82 50 27 53 50 72 61 63 63 88
FIDIC
114
Nhng ngi trong b my ca Ch u t Nh thu ph Nh thu s dng ti liu ca Ch u t Nh thu tm nguyn nhn Nhn lc ca Ch u t Nhn lc ca Nh thu Nhim v v quyn hn ca Nh t vn Nhng ngha v cha c hon thnh Nhng thit hi do chm tr Nhng li li ch ca Hp ng ph Nhng li Ni li cng vic Phn i vic ch nh Phng php o lng Phng tin cho nhn vin v lao ng Quyn chm dt hp ng ca Ch u t Quyn ca Nh thu tm ngng cng vic Quyn c bin i Quyn c ra vo Quyn s hu tr tu v s hu cng nghip Quyn s hu v thit b vt liu Quyn tm ngng cng vic ca Nh thu Quyn tip cn cng trng Quyn v ng i v phng tin Quyt nh Ri ro ca Ch u t S b st S cn thn v cung cp ti liu S cn trng ca Nh thu i vi cng trnh S din gii S thu xp ca Ch u t Sc khe an ton lao ng Sc khe v an ton Tm ngng cng vic
6.3 4.4 1.11 11.8 2.3 6.9 3.1 11.10 8.7 4.5 1.7 8.12 5.2 12.2 6.6 15.5 16.1 13.1 11.7 17.5 7.7 16.1 2.1 4.13 3.5 17.3 12.4 1.8 17.2 1.2 2.4 6.7 6.7 8.8
50 37 29 68 32 51 33 68 59 37 28 60 46 69 50 86 87 71 68 91 55 87 31 41 34 90 70 28 89 26 32 51 51 59
FIDIC
115
Thanh ton bng tin t quy nh Thanh ton b chm tr Thanh ton cho Nh thu ph c ch nh Thanh ton sau khi chm dt Hp ng Thanh ton sau khi chm dt Hp ng Thanh ton tin b gi li Thanh ton tin thit b v vt liu trong trng hp tm ngng Thanh ton Thanh ton Thay t vn Thit b ca Nh thu Thit b v cc vt liu s dng cho cng trnh Thit b v vt liu cp t do ca Ch u t Tha thun Hp ng Thi gian hon thnh Thng bo bt kh khng Thng bo sa cha Th (kim nh) li Th t u tin ca cc ti liu Th tc bin i Th tc khiu ni Thu xp ti chnh ca Ch u t Tin thc hin Tin tm ng Tnh cht y ca gi tr Hp ng c chp nhn Trch nhim chung ca Nh thu Trnh can thip Trng ti Trng ti phn x T chi T vn v Gi tr cng trnh Tun th lut php Tuyn m nhn vin v lao ng ng trc
13.4 14.8 5.3 16.4 15.4 14.9 8.10 14.4 14.7 3.4 4.17 14.5 4.20 1.6 8.2 19.2 15.1 9.3 1.5 13.3 20.1 2.4 8.6 13.5 14.11 4.1 4.14 20.6 20.6 7.5 13.2 1.13 6.1 14.2
72 78 48 88 85 79 60 77 78 34 42 77 43 28 57 97 84 62 27 71 100 32 59 72 81 35 41 103 103 54 71 29 50 75
FIDIC
116
y quyn ca Nh t vn Vn chuyn hng ha Vic Ch u t s dng ti liu ca Nh thu Vic Nh thu s dng ti liu ca Ch u t Vic th (kim nh) b tr Vic u quyn ca Nh t vn Xc nh gi vo ngy chm dt Xin cp chng ch thanh ton cui cng Xin cp Chng ch thanh ton tm thi Yu cu b tr li mt bng Yu cu chung vi bo him
3.2 4.16 1.10 1.11 9.2 3.2 15.3 14.11 14.3 10.4 18
33 42 29 29 61 33 85 81 76 65 93
FIDIC
117
IU KIN CHUNG
iu kin Hp ng
Hng dn son tho iu kin ring
HIP HI QUC T CC K S T VN (FIDIC)
FIDIC
118

NI DUNG GII THIU CH V VIC CHUN B H S D THU 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. Cc quy nh chung ..................................................................................................... Ch u t ................................................................................................................... Nh t vn ................................................................................................................... Nh thu ...................................................................................................................... Thit k ....................................................................................................................... Nhn vin v lao ng ................................................................................................. Thit b, vt liu v tay ngh ........................................................................................ Khi cng, chm tr v tm ngng ............................................................................... Kim nh khi hon thnh ............................................................................................ Nghim thu ca Ch u t .......................................................................................... Trch nhim v sai st ................................................................................................. Kim nh sau khi hon thnh ...................................................................................... Bin i v iu chnh ................................................................................................. Gi Hp ng v thanh ton ......................................................................................... Chm dt bi Ch u t ............................................................................................. Tm ngng v chm dt bi Nh thu ......................................................................... Ri ro v trch nhim ................................................................................................... Bo him ..................................................................................................................... Bt kh khng .............................................................................................................. Khiu ni, tranh chp v trng ti .................................................................................
PH LC
CC MU BO LNH
FIDIC 1999
FIDIC
119
Hng dn son tho iu kin ring Gii thiu

Cc iu khon ca iu kin Hp ng cho Nh my v Thit k - Xy dng c Hip hi Quc t Cc k s T vn (FIDIC) chun b v c khuyn ngh s dng chung cho vic mua sm (bao gm thit k, ch to, vn chuyn v lp t) Nh my v cho thit k v thi cng cc cng trnh xy dng v k thut m cc nh d thu c tham d u thu quc t. Vic iu chnh cc iu kin c th cn thit trong mt s phm vi quyn hn php l, c bit nu c s dng vi cc hp ng trong nc. Theo nhng s thu xp thng thng i vi cc loi hp ng ny, Nh thu chu trch nhim v thit k v cung cp theo cc yu cu ca Ch u t - thit b nh my v/hoc cc cng trnh xy dng v/hoc cc cng trnh k thut. Hng dn sau y nhm tr gip cho nhng ngi son tho cc iu kin ring bng cc a ra cc phng n cho cc khon khc nhau nhng ni thch hp. Trong chng mc c th, cc cch vit mu cng c a xen vo. Tuy nhin, trong mt s trng hp, ch a ra bn ghi nh. Trc khi a bt k cc vit mu no, cn phi kim tra m bo rng n hon ton thch hp cho cc trng hp c th. Tr phi n c coi l thch hp, cch vit mu cn phi c sa i trc khi s dng. ch no cch vit mu c sa i, v trong mi trng hp c cc sa i hoc b sung khc, cn ch m bo khng lm cho ti ngha, hoc trong iu kin chung hoc gia cc iu ca iu kin ring. Trong khi chun b cc iu kin ca Hp ng a vo ti liu thu, on sau c th c s dng: Cc iu kin Hp ng bao gm iu kin chung, l mt phn ca iu kin Hp ng cho Nh my v Thit k - Xy dng Xut bn ln th nht 1999 ca Hip hi Quc t Cc k s T vn (FIDIC) v iu kin ring sau y bao gm cc sa i v b sung cho iu kin chung. Khng c cc Khon trong iu kin chung yu cu cc s liu c a vo iu kin ring. Nh nu trong phn (ii) ca Li ni u, iu kin chung ni n bt c s liu cn thit no c trong Ph lc H s d thu hoc (i vi cc vn k thut) trong cc yu cu ca Ch u t. FIDIC xut bn mt ti liu vi ta Cc th tc u thu gii thiu cc tip cn c h thng la chn cc nh d thu v vic nh gi cc H s d thu; c xut bn ln th hai nm 1994. Ti liu nhm gip cho Ch u t c c nhng H s d thu c tnh cnh tranh lnh mnh vi s lng ti thiu cc cng vic tuyn chn. FIDIC d tnh s b sung cp nht th tc u thu v xut bn mt Hng dn s dng iu kin Hp ng cho Nh my v Thit k - Xy dng.
FIDIC
120
Cc lu khi son tho cc H s d thu

H s d thu phi c son tho bi cc k s c trnh ph hp quen vi cc kha cnh k thut ca cc cng trnh c yu cu, v nn c cc lut s c trnh thch hp sot xt. Cc H s mi thu c cp cho cc ng thu s bao gm cc iu kin Hp ng, cc yu cu ca Ch u t, v Th d thu v cc bng biu cc ng thu in vo. Ngoi ra, mi ng thu cn nhn c cc d liu nu trong Khon 4.10 v cc Hng dn cho ng thu thng bo cho h cc vn m Ch u t mun h a vo xut ca h nhng khng phi l mt phn ca cc yu cu ca Ch u t cho cng trnh. Khi Ch u t chp thun Th d thu, Hp ng (khi s c hiu lc v tc dng hon ton) bao gm xut c chp thun v cc bng biu c hon thnh. Cc yu cu ca Ch u t cn nu r cc yu cu c th cho cng trnh khi c hon thnh, bao gm cc yu cu v chc nng, cht lng v phm vi, v c th yu cu Nh thu cung cp cc vt dng no , nh cc mt hng tiu dng c th c nu trong mt danh mc. Cc vn c cp trong mt s hoc tt c cc Khon sau y c th gm c: 1.8 1.13 2.1 4.1 4.6 4.7 4.14 4.18 4.19 4.20 5.1 5.2 5.4 5.5 5.6 5.7 6.6 7.2 7.3 9.1 9.4 12.1 12.4 13.5 S cc bn sao ca cc ti liu ca Nh thu Cc Giy php m Ch u t c S hu theo giai on cc mng, kt cu, my mc hoc phng tin ra vo Cc mc ch c yu cu cho cng trnh Cc Nh thu khc (v cc ngi khc) trn cng trng Cc mc, tuyn v cao tham kho Cc bn th ba Hn ch v mi trng in, nc, kh ga v cc dch v khc sn c trn cng trng Thit b ca Ch u t v vt liu cp khng Tiu chun i vi Ngi thit k Cc ti liu ca Nh thu c yu cu, v c th ph duyt Cc tiu chun k thut v quy tc xy dng o to vn hnh cho nhn lc ca Ch u t Cc bn v hon cng v cc h s khc ca cng trnh Hng dn vn hnh v bo dng iu kin sinh hot ca nhn vin Cc mu vt liu Kim nh trong qu trnh gia cng, ch to v/hoc xy dng Kim nh khi hon thnh Thit hi do khng vt qua cc cuc kim nh khi hon thnh Kim nh sau khi hon thnh Thit hi do khng vt qu cc cuc kim nh sau khi hon thnh Cc s tin d phng
FIDIC
121
Nhiu Khon trong iu kin chung c cp ti cc s liu c trong Ph lc H s d thu, ginh mt v tr thun tin cho cc s liu thng c yu cu. Nhng mu lm v d trong n phm ny cung cp mt phiu kim tra cc d liu c yu cu; nhng khng c ch dn, c trong iu kin chung ln trong v d v Ph lc H s d thu, l s liu c Ch u t yu cu hoc do Nh thu a vo. Ch u t cn chun b Ph lc H s d thu, da trn biu mu ny, vi cc ni dung c hon thnh theo yu cu ca mnh. Ch u t cng c th yu cu cc d liu khc t cc ng thu, v bao gm mt Bn cu hi trong cc danh mc. Ch u t cng c th yu cu cc d liu khc t cc ng thu, v bao gm mt Bn cu hi trong cc danh mc. Cc ch dn cho cc ng thu c th cn nu r mi kh khn hn ch trong vic hon thin Ph lc H s d thu v/hoc cc bng biu, v/hoc nu r phm vi cc thng tin khc m mi ng thu s a vo cng vi H s d thu. Nu mi ng thu phi c bo lnh ca cng ty m v/hoc Bo lnh d thu, cc yu cu ny (p dng trc khi Hp ng c hiu lc) s a vo Cc ch dn cho ng thu: cc biu mu s c km vo ti liu ny nh l Ph lc A v B. Cc ch dn c th bao gm c cc vn c cp n trong mt s hoc tt c cc Khon sau: 4.3 4.9 9.1 18 20 i din Nh thu (h, tn v l lch) H thng m bo cht lng Kim nh khi hon thnh Bo him Gii quyt tranh chp
Mt hp ng thit k - xy dng c th cu thnh mt hp ng cha kha trao tay v bao gm thit k, xy dng, ti sn c nh, my mc v thit b (f.f.e), m phm vi ca chng c nu trong cc yu cu ca Ch u t. Cn phi xem xt y n cc yu cu chi tit nh mc m cng trnh c trang b y , sn sng vn hnh, vi cc ph tng thay th v vt liu tiu hao c Ch u t cung cp c bit cho vn hnh (trong mt thi gian c th). Ngoi ra, Nh thu c th c yu cu vn hnh cng trnh, vn hnh th trong mt vi thng theo Khon 9.1 (c) hoc vn hnh trong mt vi nm. iu d hiu l cc ng thu thng min cng khi phi i mt vi s cnh tranh gay gt, phi chu chi ph ln trong vic chun b cc thit k d thu. Khi chun b cc hng dn cho ng thu, cn phi ngh n phm vi chi tit m cc ng thu c th thc s chun b c v a vo cc xut ca mnh. Mc chi tit cn c nu c th trong hng dn ng thu. Cn ch rng c th khng c vic m t trong cc ti liu cu thnh nn Hp ng, m n ch c hiu lc v tc dng khi cc xut ca ng thu c chp thun. Cn xem xt n vic c tr cng cho cc nh d thu nu, cung cp mt H s d thu tt, h phi tin hnh cc nghin cu hoc tin hnh cng vic thit k c tnh nguyn tc (thit k s b N.D).
FIDIC
122
iu 1
Khon 1.1 1.1.3.1 1.1.4.6 1.1.4.7 1.1.6.2 Khon 1.2
Cc quy nh chung
Cc nh ngha Ngy hn c th xc nh l mt ngy theo lch c th. C th yu cu mt loi ngoi t c th C th yu cu mt loi tin t khc l ng ni t ca Hp ng Cch dng t Nc s ti c th khng thch hp cho cng trng khu vc ct qua bin gii. S Din gii
C th cn thit phi sa i mt s nh ngha. V d:
Nu vic dng t li nhun s c quy nh chnh xc hn, Khon ny c th i khc: V D: phn cui ca Khon 1.2, thm vo:
Trong cc iu kin ny, nhng quy nh bao gm cm t chi ph cng li nhun hp l yu cu li nhun ny phi l 1/20 (5%) ca chi ph . Khon 1.5 Th t u tin ca ti liu
Thng thng cn c mt th t u tin d phng khi sau ny pht hin c s mu thun trong cc ti liu hp ng. Nu trnh t u tin khng c nu trc, Khon ny phi c thay i: V D: B Khon 1.5 v thay bng:
Cc ti liu to thnh Hp ng phi c ly lm gii thch chung cho cc bn vi nhau. Nu thy c s ti ngha hoc khng nht qun, trnh t u tin c th s theo lut hin hnh chi phi. Nh t vn c quyn a ra hng dn m h thy cn thit gii quyt s ti ngha hoc khng nht qun . Khon 1.6 Tha thun Hp ng
Mu ca tha thun cn phi a vo trong H s d thu c nh km iu kin ring: mt mu lm v d c a vo cui sch trong ln xut bn ny. Nu cn thit phi m phn di trong u thu, tha thun hp ng cn ghi nhn gi hp ng c chp nhn, Ngy hn v/hoc Ngy khi cng. Vic k kt Hp ng c th cn phi theo lut hin hnh. Khon 1.10 Ch u t s dng ti liu ca Nh thu
C th cn cc iu Khon b sung nu ton b quyn s dng cc phn ring ca phn mm my tnh (v d) c giao cho Ch u t. Cc iu Khon ny cn phi tun theo cc lut hin hnh. Khon 1.13 Tun th Lut php
i vi hp ng nh my, cn sa i cho thch hp:
FIDIC
123
KHON MU CHO HP NG NH MY Thm vo phn cui ca Khon 1.13: Tuy nhin, Nh thu, vo ng thi im, phi np cc chi tit v hng ha cho Ch u t, Ch u t cn nhanh chng c ton b giy php hoc chng ch nhp khu cn thit cho nhng hng ha ny. Ch u t cng phi c hoc cp giy php ng bao gm giy php thi cng, quyn i li v cc tha thun c yu cu cho cng trnh. Khon 1.14 ng trch nhim v a trch nhim
i vi mt Hp ng ln, cn c quy nh c th cc yu cu chi tit i vi lin doanh. V d, mi thnh vin cn c bo lnh ca cng ty m: mt mu v d c a km ti liu ny, xem Ph lc A. Nhng i hi ny, ci no cn c p dng trc khi Hp ng c hiu lc, th cn phi a vo bn ch dn cho cc ng thu. Ch u t s yu cu sm ch nh ra ngi ng u ca lin doanh, nhm sau ch tip xc vi mt u mi duy nht v khng mun b li cun vo mt cuc tranh ci gia cc thnh vin ca lin doanh, Ch u t cn phi nghin cu t m hp ng lin doanh mt cch thn trng v cng c th n phi c s chp thun ca c quan cung cp ti chnh ca d n. Khon B sung Chi tit cn b mt
Nu cn gi b mt, cn thm mt Khon b sung: KHON MU Nh thu phi gi kn v b mt nhng chi tit ca Hp ng, tr phi cn thit thc hin ngha v theo Hp ng hoc tun th cc lut hin hnh. Nh thu khng c xut bn, hoc cc chi tit no c th ca cng trnh trong cc ti liu k thut hoc thng mi no hoc bt c u nu khng c s ng t trc ca Ch u t.
iu 2
Khon 2.1
Ch u t
Quyn tip cn cng trng
C th cn thit phi cho php Nh thu sm tip cn cng trng kho st v iu tra di mt t. Nu khng c php tip cn cng trng sm v c c dnh ring sau , cn c cc chi tit c th nu r trong nhng Yu cu ca Ch u t. Khon 2.3 Nhn lc ca Ch u t
Khon ny cn phi c phn nh trong cc Hp ng ca Ch u t vi cc Nh thu khc trn cng trng.

FIDIC
124
iu 3
Khon 3.1
Nh t vn
Quyn v nhim v ca Nh t vn
Bt c yu cu no cn c Ch u t chp thun u phi c nu trong iu kin ring: V D: Nh t vn cn phi c s chp nhn c th ca Ch u t trc khi hnh ng theo cc Khon sau y ca iu kin ny: (a) Khon........................................................................................** (b) Khon........................................................................................** ** (in s, m t hnh ng, tr phi tt c u cn c s chp thun) Danh sch ny phi c thm hoc bt khi cn. Nu s bt buc phi c s chp thun ca Ch u t ch p dng khi vt mt s gii hn, ti chnh hoc g khc, th cch vit mu phi c thay i. Khon b sung KHON MU: Nh t vn hoc i din ca Nh thu c th yu cu ngi khc tham gia cuc hp ca lnh o xem xt vic thu xp cho cc cng vic trong tng lai. Nh t vn phi ghi li ni dung ca cuc hp lnh o v cung cp cc bn sao bin bn cuc hp cho nhng ngi d hp v cho Ch u t. Trong bin bn, trch nhim i vi mi hnh ng tin hnh phi ph hp vi Hp ng. Cc cuc hp ca Ban lnh o
iu 4
Khon 4.2
Nh thu
Bo lnh thc hin
Nhng mu bo lnh thc hin c th chp nhn c phi c a vo trong cc ti liu H s d thu, lm thnh ph lc ca iu kin ring. Cc dng mu c a vo lm ph lc ca ti liu ny Ph lc C v Ph lc D. Cc mu kt hp hai B lut thng nht do Phng Thng mi quc t xut bn. (ICC, da vo 38 Cours Albert 1er, 75008 Paris, Php), h cng xut bn hng dn s dng nhng lut iu chnh ny. Nhng mu v cch vit ca Khon c th c sa i ph hp vi lut hin hnh. V D: phn cui im 2 ca Khon 4.2, thm vo:
Nu Bo lnh thc hin l theo mu bo lnh ca ngn hng, th n phi c pht hnh bi (a) hoc ngn hng nc s ti hoc (b) trc tip t mt ngn hng nc ngoi c Ch u t chp nhn. Nu Bo lnh thc hin khng theo mu ca ngn hng, n phi do mt c quan ti chnh c ng k hoc c php kinh doanh nc s ti cp.
FIDIC
125
Khon 4.3
i din ca Nh thu
Nu bit i din ti thi im np H s d thu, ng thu c th xut i din ny. ng thu c th xut ngi khc, c bit nu vic giao hp ng c th b chm. Nu ngn ng quy nh theo lut khng ging ngn ng giao tip hng ngy (theo Khon 1.4) hoc nu v l do no khc cn quy nh i din Nh thu phi thng tho mt th ting c th, cn b sung mt trong s cu sau: V D: phn cui ca Khon 4.3, thm vo: i din Nh thu v tt c nhng ngi khc u phi thng tho ........................................(in tn ngn ng) V D: phn cui ca Khon 4.3, thm vo: Nu i din Nh thu, hoc nhng ngi ny khng thng tho ting...........................(in tn th ting), Nh thu phi c phin dch gii c mt thng xuyn trong sut thi gian lm vic. Khon 4.4 Nh thu ph
Cch vit trong iu kin chung gm nhng iu kin s thng xuyn uc p dng. Nu yu cu c s ng t hn hoc khng cn, mt s (hoc ton b) cc im t (a) n (c) c th phi b, hoc ni r trong iu kin ring: V D: Khon 4.8 khng cn c s ng t trc nu gi tr hp ng ph nh hn mt phm trm (1%) gi tr c chp thun trong hp ng. Cc th tc v an ton
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, s khng ph hp cho h nu phi cung cp mt s hng mc c lit k. Trong nhng trng hp ny, ngha v ca Ch u t cn c quy nh c th. Khon 4.12 Nhng iu kin vt cht khng lng trc c
Trong trng hp ca nhng cng trnh ngm ln, vic phn b ri ro ca iu kin ngm l mt kha cnh cn c xem xt khi chun b H s d thu. Nu ri ro ny do cc bn cng chu, Khon ny c th c sa i: V D: B im (b) ca Khon 4.12 v thay th: (c) vic thanh ton cho bt c chi ph no nh vy, ........................... phn trm (...............%) s c a vo trong Gi hp ng (s phn trm chnh lch (%) ca chi ph s do Nh thu chu) Khon 4.16 Vn chuyn hng ha
i vi Hp ng Nh my, vic thu xp c la chn c th thch hp:
FIDIC
126
V D:
B sung phn cui ca Khon 4.16: Nh thu phi ngh Nh t vn cho php cung cp bt k hng mc hng ha no ti cng trng. Khng c cung cp hng ha nu khng c s cho php , iu cng s khng loi tr cho Nh thu bt c ngha v no.
Khon 4.17
Thit b Nh thu
Nu Nh thu khng cung cp tt c cc thit b cn thit ca Nh thu hon thnh cng trnh, ngha v ca Ch u t cn c quy nh c th: xem khon 4.20. Nu c yu cu giao thit b ca Nh thu, cn b sung thm cc on, ph hp vi lut hin hnh: V D: phn cui ca Khon 4.17, b sung cc on sau: Cc thit b ca Nh thu thuc s hu ca Nh thu (trc tip hoc gin tip) s c coi l ti sn ca Ch u t t khi thit b c a ti cng trng. Vic giao ti sn phi khng c: (a) nh hng n trch nhim hoc ngha v ca Ch u t, (b) nh hng n quyn ca Nh thu c s dng c quyn thit b ring ca Nh thu c giao cho mc ch ca cng trnh, hoc (c) nh hng ti trch nhim ca Nh thu trong vic vn hnh v bo dng thit b ca Nh thu. Ti sn trong mi hng mc c coi nh l giao li cho Nh thu khi Nh thu c php chuyn ti sn ra khi cng trng hoc nhn Chng ch nghim thu cng trnh, ty theo vic no xy ra trc. Khon 4.19 in, nc v kh t
Nu nhng dch v ny c sn Nh thu s dng, c tnh k thut cn a ra cc chi tit, bao gm a im v gi c. Khon 4.20 Thit b ca Ch u t v vt liu cp khng
p dng Khon ny, c tnh k thut cn m t tng hng mc m Ch u t s cung cp v/hoc vn hnh v cn nu r cc chi tit cn thit. i vi mt s loi phng tin, c th cn thm mt s iu Khon, lm r cc kha cnh nh trch nhim v bo him. Khon 4.22 An ninh ca Cng trng
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, c th s khng hp l cho Nh thu khi phi chu trch nhim v an ninh cng trng. Trong nhng trng hp ny, ngha v ca Ch u t cn phi c xc nh c th.
FIDIC
127
iu 5
Khon 5.1
Thit k
Cc ngha v thit k chung
Nh thu bt u bng vic xem xt k cc yu cu ca Ch u t, m trong c th bao gm thit k s b. Thit k ny c th cn lp d n kh thi. Cc ng thu phi c thng bo phm vi m thit k s b ca Ch u t l mt gi hoc mt yu cu. Khon 5.2 Ti liu ca Nh thu
Cc ti liu ca Nh thu c nh ngha l cc ti liu m Nh thu phi np cho Nh t vn, nh nu u trong hp ng m n khng cn c (v d) tt c ti liu k thut m ngi ca Nh thu s cn thi cng cng trnh. Cc yu cu ca Ch u t cn phi nu r phm vi m ti liu ca Nh thu c yu cu, ti liu no trong s cn phi c s chp thun (ch khng ch r sot), v th tc np. V d, i vi cc yu cu ca Ch u t cho mt hp ng Nh my c th l thch hp khi quy nh rng ti liu ca Nh thu phi c cc bn v cho thy Nh my c lp nh th no v yu cu mi thng tin khc : (a) chun b cc mng thch hp hoc cc phng tin chng khc,, (b) cung cp li vo thch hp trn cng trng cho Nh my v mi trang b cn thit v n a im lp rp Nh my, v/hoc (c) ni cc phng tin cn thit ti Nh my. C th phi xc nh c th cc thi k xem xt khc nhau, c tnh n thi gian cn thit r sot cc loi bn v khc nhau, v/hoc kh nng np trnh thc t cc giai on c th ca qu trnh Thit k - Xy dng.
iu 6
Khon 6.5
Nhn vin v lao ng

S gi lm vic
Nu Ch u t khng mun quy nh c th s gi lm vic trong Ph lc H s d thu, hoc cho ng thu quy nh c th (nhm lp k hoch gim st ca Nh t vn), th Khon ny c th b. Khon 6.6 C s vt cht cho nhn vin v lao ng
Nu Ch u t s lm sn ch , phi quy nh c th trch nhim ca Ch u t lm vic ny. Khon 6.8 Gim st ca Nh thu
Nu ngn ng c quy nh khng ging ngn ng giao tip hng ngy (theo Khon 1.4) hoc nu v mt l do no , cn phi quy nh l nhn vin gim st ca Nh thu phi thng tho mt th ting c th, cn b sung cc cu sau:
FIDIC
128
V D:
B sung vo phn cui ca Khon 6.8: Mt t l thch hp cc nhn vin gim st ca Nh thu phi c trnh .................(in tn ngn ng)...................... lm vic hoc Nh thu phi c s lng y cc phin dch gii lun c mt ti cng trng trong gi lm vic.
Cc Khon b sung: C th b sung cc v d cho cc iu Khon thch hp, tnh n tnh trng v v tr cng trng, c trong iu kin Hp ng xy dng ca FIDIC.
iu 7
Thit b, vt liu v tay ngh

Khon b sung
Nu Hp ng c mt t chc cung cp ti chnh m cc nguyn tc hoc chnh sch ca t chc yu cu mt s hn ch v vic s dng vn ca h, cn b sung thm Khon: KHON MU: Ton b hng ha phi c xut x nc c ngun thch hp nh quy nh trong .............................(in tn ti liu hng dn mua sm thit b c pht hnh). Hng ha phi c vn chuyn bi cc phng tin vn chuyn t nhng nc c ngun thch hp, tr phi c Ch u t min cho bng vn bn trn c s cc chi ph qu kh nng hoc s chm tr. Bo lnh, bo him v dch v ngn hng phi do Nh bo him v ngn hng ca cc nc c ngun thch hp cung cp.
iu 8
Khon 8.2
Khi cng, chm tr v tm ngng cng vic

Thi gian hon thnh
Nu cng trnh c nghim thu theo cc giai on, nhng giai on ny cn c nh r theo hng mc, trong Ph lc H s d thu. Khon 8.7 Thit hi do chm tr
Theo nhiu h thng php lut, s tin ca nhng thit hi c nh trc ny phi c c tnh hp l tn tht c th xy ra cho Ch u t trong trng hp chm tr. Nu s tin c chp thun theo Hp ng c n nh l s tin trn gi bng nhiu loi tin t, th tt hn ht l xc nh nhng h hng ny (theo ngy) bng cch khu tr phn trm cho mi mt ni dung. Nu s tin c chp nhn theo Hp ng c tnh bng ng ni t: xem Khon 14.15 (b). Khon b sung: Vic khuyn khch hon thnh sm c th c trong ti liu thu (mc d Khon 13.2 cp ti vic hon thnh nhanh hn).
FIDIC
129
KHON MU:
Cc hng mc c yu cu hon thnh vo cc ngy c a ra trong Ph lc H s d thu nhng hng mc ny c th c Ch u t nm gi v s dng trc khi hon thnh ton b cng trnh. Cc chi tit ca cng vic c yu cu thc hin cho php Nh thu c hng tin thng c quy nh trong cc Yu cu ca Ch u t. tnh tin thng, phi xc nh cc ngy hon thnh cc hng mc trong Phc lc H s d thu. Khng cho php iu chnh cc ngy hon thnh vi l do gia hn thi gian hon thnh.
iu 9
Khon 9.1
Kim nh khi hon thnh

Ngha v ca Nh thu
Cc yu cu ca Ch u t cn phi m t cc cuc kim nh m Nh thu tin hnh trc khi c cp Chng ch nghim thu. C th l thch hp cho cc xut ca Nh thu nu c cc sp xp chi tit, s phi hp v.v...Nu cng trnh c kim nh v nghim thu theo cc giai on, cc yu cu kim nh c th phi xem xt nh hng ca mt s phn ca cng trnh cn cha hon thnh. Cch vit trong cc phn gm cc iu kin c p dng in hnh cho mt Hp ng Nh my, nhng mt khc c th yu cu sa i. C th l, im (c) cp ti vic vn hnh th, trong qu trnh bt c sn phm no do cng trnh to ra s thuc quyn s hu ca Ch u t. V vy Ch u t c trch nhim x l sn phm , v c quyn gi li s tin bn sn phm . Nu Nh thu gi li sn phm , Khon ny cn phi c sa i thch hp. Khon 9.4 Khng qua c cc cuc kim nh khi hon thnh
Nu phn khu tr c cp trong on cui, da trn mc khng t c, c nu trong iu kin ring hoc cc yu cu ca Ch u t, tiu chun vn hnh ti thiu c th chp nhn c cn c quy nh c th.
iu 10
Khon 10.1
Nghim thu ca Ch u t
Chng ch nghim thu
Nu cng trnh c nghim thu theo tng giai on, cc giai on ny cn c xc nh theo cc hng mc trong Ph lc H s d thu. Cn xc nh chnh xc v a l v Ph lc cn c mt bng biu xc nh cc mt lin quan n vic tr s tin gi li , thi gian hon thnh v cc thit hi do chm tr: bng c m t trong Ph lc mu.
iu 11
Khon 11.10
Trch nhim i vi sai st, h hng

Cc ngha v cha hon thnh
C th cn phi xem xt nh hng ca Khon ny lin quan ti thi hn trch nhim theo quy nh ca lut hin hnh.
FIDIC
130
iu 12
Khon 12.1
Kim nh sau khi hon thnh

Th tc kim nh sau khi hon thnh
Cc yu cu ca Ch u t cn m t cc cuc kim nh m Ch u t yu cu, sau khi nghim thu, xc nh r cng trnh c p ng y cc yu cu hot ng hay khng. i vi mt s loi cng trnh, tht kh c th quy nh r nhng cuc kim nh ny, mc d chng cn thit c mt kt qu thnh cng. C th l thch hp nu xut ca Nh thu bao gm cc sp xp chi tit, v/hoc nu r thit b c yu cu, ngoi nhng th c nh my. i vi nhiu loi cng trnh khc, c th nht thit phi xc nh c u vo vt cht, v/hoc ng thu n nh (trong mt danh mc v cc bo m nu c th) c tiu chun vn hnh m Nh my ca h s phi t c. Cc iu khon trong iu kin chung c da trn cc cuc kim nh sau khi hon thnh do Ch u t v ngi vn hnh ca Ch u t thc hin, theo s hng dn ca nhn vin Nh thu. Nu tr liu c s sp xp khc th chng cn phi c quy nh c th trong cc yu cu ca Ch u t, v Khon nn cn c sa i cho thch hp. V d, cc iu khon trong iu kin Hp ng EPC/d n Cha kha trao tay ca FIDIC c da trn cc cuc kim nh do Nh thu thc hin, Ch u t cung cp cc vt dng, nhn vin v nng lng. Khon 12.4 Khng qua c cc cuc kim nh sau khi hon thnh
Nu s p dng phn u ca Khon ny, phng php tnh thit hi do khng t c (da trn mc khng t) cn c nh r trong iu kin ring hoc trong cc yu cu ca Ch u t, v cng phi nh r tiu chun hon thin thnh ti thiu c th chp nhn.
iu 13
Bin i v iu chnh
Cc bin i c th tin hnh bng bt k 1 trong 3 cch: (a) (b) (c) Nh t vn c th ch dn bin i theo Khon 13.1, m khng c tha thun trc v s kh thi hoc gi c; Nh thu c th xut ca ring mnh theo Khon 13.2, m s c li cho c hai bn, hoc; Nh t vn c th c mt xut theo Khon 13.3, tm kim s thng nht gim thiu s tranh chp. Cc khon tin d chi
Khon 13.5
Mc d, ni chung, khng thch hp cho loi Hp ng ny, c th yu cu s tin d chi cho cc phn cng trnh m chng khng yu cu phi nh gi vi ri ro ca Nh thu. V d cn c Khon tin d chi mua hng ha m Ch u t mun la chn, hoc gii quyt s khng chc chn lm v cc iu kin mt bng. Nht thit phi xc nh phm vi ca tng Khon tin d chi (trong mt danh mc, c th) v phm vi c xc nh sau
FIDIC
131
s khng c tnh vo cc phn khc ca Khon tin c chp thun theo Hp ng. Nu nh gi c Khon tin d chi theo Khon 13.5 (b), t l phn trm phi c Nh D thu tnh trong Ph lc H s d thu. Khon 13.8 iu chnh i vi vic thay i chi ph
C th yu cu cc Khon v iu chnh nu vic Nh thu phi chu ri ro bt hp l ca vic tng gi do lm pht. Tr phi khng p dng Khon ny, Ph lc H s d n thu phi gm mt bng biu cho tng loi tin t thanh ton: bng biu thch hp c trnh by Ph lc mu. Cn thn trng trong vic tnh s iu ha gi c/h s a, b, c,..., tng s khng c vt qu s thng nht), v trong vic la chn v xc nh c th cc ch s chi ph. Li khuyn ca chuyn gia c th s thch hp. i vi Hp ng Nh my, s thch hp hn khi p dng cng thc tnh lin quan trc tip nhiu hn ti vic xc nh thi gian i vi chi ph m nh ch to phi chu.
iu 14
Khon 14.1
Gi hp ng v thanh ton
Gi hp ng
Khi vit iu kin ring, cn xem xt s tin v thi gian thanh ton cho Nh thu. Dng tin mt ch ng r rng c li cho Nh thu, cc ng thu phi xem xt th tc thanh ton tm thi khi chun b H s d thu ca mnh. Thng thng, loi Hp ng ny da vo gi trn gi, khng iu chnh gi hoc iu chnh t. V vy, Nh thu phi chu ri ro khi thay i chi ph pht sinh t thit k ca h. Gi tin trn gi c th gm hai hoc nhiu Khon tin, c tnh theo loi tin t thanh ton (c th, nhng khng cn, bao gm c ng ni t). nh gi s bin i, c th yu cu cc ng thu gi km bng thng k chi tit v gi, bao gm s lng, t gi n v v cc thng tin khc v gi. Thng tin ny c th cng s hu ch cho vic nh gi Khon thanh ton tm. Tuy nhin thng tin khng th mang tnh cnh tranh. Khi H s d thu ang c chun b, Ch u t v vy phi quyt nh c chp nhn tr s tin theo bng tnh chi tit ca ng thu hay khng. Nu khng chp nhn, Ch u t cn m bo Nh t vn phi c kinh nghim cn thit nh gi nhng thay i c th c yu cu. C th yu cu cc Khon b sung bao trm c cc ngoi l i vi vic la chn trong Khon 14.1 v cc vn khc lin quan ti vic thanh ton. Nu khng p dng Khon 14.1 (a), phng php xc nh gi Hp ng cn phi c quy nh trong cc Khon b sung v c a vo trong cu cui ca Khon 14.1. Nu vic thanh ton cho bt c phn no ca cng trnh c thc hin trn c s tnh gi, phn cng trnh ny phi c nu trong Hp ng, v cch dng t ng sau c th ph hp cho mt trong nhng Khon b sung: KHON MU V NH GI: Nh t vn phi ng hoc xc nh gi tr ca nhng phn cng trnh c nh gi, theo khon 3.5. Vic nh gi phi c thc
FIDIC
132
hin bng khi lng thc t ca nhng phn cng trnh ny, khng theo thng l a phng. Bt c khi no Nh t vn yu cu phn no ca cng trnh phi c nh gi, cn c thng bo cho i din ca Nh thu m ngi phi: (a) tham gia ngay hoc c i din khc c trnh tr gip cho Nh t vn nh gi, v (b) cung cp mi th theo yu cu ca Nh t vn. Nu Nh thu khng tham gia hoc khng c i din, vic nh gi ca Nh t vn hoc i din s c chp thun l chnh xc. Loi tr c quy nh khc trong Hp ng, bt c ch no cng trnh vnh cu c nh gi bng bin bn u phi do Nh t vn chun b. Nh thu, theo v khi c yu cu, phi tham gia kim tra v ng cc bin bn vi Nh t vn, v phi k cc ni dung nh ng . Nu Nh thu khng tham gia kim tra v ng nhng bin bn ny, chng s c chp thun l chnh xc. Nu Nh thu kim tra v khng ng vi cc bin bn, v/hoc khng k bin bn, Nh thu phi thng bo cho Nh t vn nhng ni dung c a vo bin bn l khng chnh xc. Sau khi nhn c thng bo, Nh t vn phi xem xt k bin bn v/hoc khng nh hoc iu chnh chng. Nu Nh thu khng thng bo nh vy cho Nh t vn trong vng14 ngy sau khi c yu cu kim tra bin bn, bin bn s c chp nhn l chnh xc. Nu khng p dng Khon 14.1 (b), cn b sung thm cc Khon: KHON MU V MIN THU QUAN Tt c hng ha do Nh thu nhp khu vo nc s ti phi c min thu hi quan v cc thu nhp khu khc, nu c s cho php bng vn bn t trc ca Ch u t nhp khu. Ch u t phi k xc nhn cc giy t min thu cn thit do Nh thu chun b xut trnh cho vic thng qua hng ha v cng phi cung cp cc ti liu xin min thu sau: (M t ti liu cn thit m Nh thu khng th chun b c) Nu khng c cp th tc min thu, thu hi quan phi tr v tr phi c Ch u t hon li. Ton b hng ha nhp khu khng kt hp vi hoc khng dng ht cho cng trnh phi c xut khu khi kt thc hp ng.
FIDIC
133
Nu khng xut khu, nhng hng ha ny phi c nh gi np thu nh p dng vi nhng hng ha lin quan theo lut ca nc ny. Tuy nhin khng c min thu i vi: (a) hng ha ging nh nhng hng ha c sn xut trong nc, tr phi khng c s lng hoc hng ha c tiu chun khc cn cho cng trnh; v (b) cc yu t thu hoc thu quan vn c trong gi hng ha hoc dch v c mua trong nc m chng c coi nh c trong s tin c chp thun theo gi Hp ng tha thun. Thu cng, cu cng v loi tr nhng g ra trn, cc yu t thu hoc thu quan vn c trong gi hng ha hoc dch v s c coi nh bao gm trong gi hp ng tha thun. KHON MU V MIN THU Nhn vin ngi nc ngoi khng phi np thu thu nhp ti nc s ti i vi thu nhp c tr bng ngoi t, hoc i vi thu thu nhp nh vo tin chi tiu, thu nh v cc dch v tng t do Nh thu chi tr trc tip cho nhn vin ca Nh thu, hoc cc Khon ph cp ti ch. Nu nhn vin ca Nh thu nhn c phn thu nhp nc s ti bng mt ngoi t, h c th chuyn v nc (sau khi hon thnh thi hn cng tc cng trnh) cc khon tin cn li ca s tin thu nhp c tr bng ngoi t. Ch u t phi xin min thu i vi Khon ny. Nu khng xin c, Ch u t phi hon tr cc Khon thu lin quan tr. Khon 14.2 ng trc
Khi son tho iu kin ring, cn xem xt li ch ca vic ng trc. Tr phi khng p dng Khon ny, tng s tin ng trc (v s ln thanh ton nu l hn mt ln) phi c quy nh c th trong Ph lc H s d thu. T l chit khu cho phn hon li phi c kim tra m bo rng s tin hon li phi c thc hin xong trc khi hon thnh. Cc s tin c th trong phn (a) v (b) ca Khon iu kin chung phi c da trn gi nh tng s tin thanh ton l nh hn 22% s tin c chp thun theo Hp ng. Mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring: mu v d c km theo ti liu ny, l Ph lc E. Nu Nh thu phi cung cp cc hng mc thit b chnh, cn xem xt li ch ca vic thanh ton theo giai on trong khi ch to. Ch u t c th xem xt c nn c mt mu bo lnh, v l nhng thanh ton ny khng lin quan ti nhng th thuc s hu ca mnh. Nu Nh thu c thanh ton theo giai on trc khi xp hng xung tu, ti liu thu c th gm:
FIDIC
134
(a) cc iu khon trong Ph lc H s d thu lin quan ti thi gian ng trc (theo Khon ny) theo cc giai on ch to; (b) trong lch trnh thanh ton hoc cc ti liu khc s c s dng xc nh gi tr Hp ng theo Khon 14.3 (a), mt gi cho tng giai on ny (c yu cu iu Khon b sung v bo lnh); hoc sa i chi tit Khon 14.5. Lch trnh thanh ton
(c)
Khon 14.4
iu kin chung bao gm cc iu Khon thanh ton tm thi cho Nh thu, c th c da trn mt lch trnh thanh ton. Nu s dng cc c s khc xc nh gi tr tm thi, cn b sung cc chi tit vo iu kin ring. Nu cc thanh ton c quy nh c th trong lch trnh thanh ton, s tin ti thiu ca chng ch tm thi c th c lc b trong phn Ph lc H s d thu, v lch trnh thanh ton c th l mt trong s cc mu sau: (a) s tin (hoc phn trm ca gi d ton theo Hp ng cui cng) c th c a vo theo tng thng (hoc thi gian khc) trong thi gian hon thnh, m c th t ra l khng hp l, nu tin ca Nh thu khc nhiu so vi d kin m da vo n lch trnh thanh ton c lp; hoc (b) lch trnh thanh ton c th c da trn tin thc t t c khi thi cng cng trnh, iu cn quy nh c th cc mc thanh ton. C th xy ra bt ng khi cng vic c yu cu cho mt mc thanh ton gn t c nhng bn cn i ch c th c hon thnh mt vi thng sau . Nhng con s c ng thu a vo lch trnh thanh ton c th c so snh vi chng trnh H s d thu ca h (nu c), nh gi xem c ph hp vi nhau khng. Thay vo , nu cng trnh bao gm nhiu loi hnh hot ng khc nhau, mt phng thc nh gi n gin gi tr tm thi c th l thch hp. KHON MU V TH TC NH GI TM THI Trc khi khi cng xy dng cng trnh vnh cu, Nh thu phi np b chng t khi lng chnh ca cng trnh vnh cu (BPQPW), cng vi thng tin b tr v cc tnh ton hp l m Nh t vn yu cu. BPQPW phi gm khi lng cui cng ca cc hng mc chnh c nh trc ca cng trnh vnh cu m chng c nh gi theo phng thc tt c theo nh mc sao cho tng s tin bng Gi hp ng d ton. BPQPW khng gm cc hng mc c nh gi cho thit k hoc cng trnh tm thi. Gi tr ca mi thnh phn cng vic no ca bt k thnh phn no ca cng vic khc khng c m t trong BPQPW, phi c a vo trong cc nh mc cho cng trnh vnh cu s c xy nn sau khi thnh phn ny c thc hin.
FIDIC
135
BPQPW phi c s cho thun ca Nh t vn, c th b rt b vo bt c thi im no, v khng c nh hng n s tin phi tr cui cng theo Hp ng. BPQPW c sa i v ban hnh li nu vo bt k thi im no trc khi nghim thu cho thy n khng th hin ton b cng trnh vnh cu khi hon thnh. Trong thi gian hon thnh, gi tr Hp ng cho mc ch ca im (a) ca Khon 14.3 khng c vt qu s tin tnh t BPQPW hin hnh, da trn khi lng cng trnh vnh cu c xy dng theo Hp ng. Mi bn gii trnh phi: (a) (b) ging mu ca BPQPW hin hnh, bao gm gii trnh k m BPQPW hin hnh (gm s lng cui cng c nh trc) v khi lng c xy dng l chnh xc, v gi km chng nhn do i din Nh thu k, chng nhn rng phn cng trnh c xy dng ti nay u tun theo Hp ng.
(c)
Khon 14.7
Thanh ton
Nu p dng mt thi hn thanh ton khc, Khon ny c th c sa i: V D: Trong im (b) ca Khon 14.7, xa 56 thay bng 42 Nu nc/cc nc thanh ton cn c quy nh, c th nu chi tit trong mt lch trnh. Khon 14.8 Thanh ton chm tr
Nu t sut chit khu ti ngn hng trung ng nc c ng tin thanh ton khng thch hp nh gi chi ph ti chnh ca Nh thu, c th phi quy nh mt t gi mi. Mt cch chn la khc, c th thanh ton chi ph ti chnh thc, c xem xt n vic thu xp ti chnh trong nc. Khon 14.9 Thanh ton s tin gi li
Nu mt phn ca s tin b gi li c tr, v c thay bng mt bo lnh thch hp, c th thm Khon b sung. Mu bo lnh chp nhn c cn c trong H s d thu, cng vi iu kin ring: mu v d c km theo ti liu, l ph lc F. KHON MU V GII PHNG NGOI L Khi s tin gi li ti 3/5 (60%) ca gii hn s tin gi li nh nu trong Ph lc H s d thu, Nh t vn phi xc nhn v Ch u t phi thanh ton mt na (50%) gii hn tin gi li cho Nh thu nu h c giy bo lnh, theo mu v c mt php nhn cung cp do Ch u t chp thun vi s tin v tin t bng s tin thanh ton.
FIDIC
136
Nh thu phi m bo Giy Bo lnh cn hn v c hiu lc cho ti khi Nh thu thc hin v hon thnh cng trnh v sa cha cc h hng, nh quy nh trong phn Bo lnh Hp ng thc hin ti Khon 4.2, v c hon tr cho Nh thu mt cch thch hp. Vic tr khon tin gi li ny c thay cho vic tr na s tin cn li ca s tin gi li theo on hai ca Khon 14.9. Khon 14.15 Tin t thanh ton
Nu ton b s tin c thanh ton phi l ng ni t v ton b s tin thanh ton theo Hp ng phi l ng ni t. Khon tin thanh ton bng ng ni t phi c t do chuyn i, loi tr nhng s tin thanh ton chi ph trong nc. Phn trm tnh cho chi ph trong nc c quy nh trong Ph lc H s d thu. Thu xp ti chnh i vi Hp ng ln mt s th trng, c th cn c m bo v ti chnh t cc php nhn nh: c quan vin tr, ngn hng pht trin, c quan tn dng xut khu hoc cc t chc ti chnh quc t khc. Nu u t ti chnh l t nhng ngun ny, iu kin ring c th cn phi hp vi cc yu cu c bic ca chng. Vic dng t chnh xc ph thuc vo t chc lin quan, v vy cn tham kho m bo yu cu ca h, v s ph duyt d tho H s d thu. T chc ti chnh hoc ngn hng c th mun Hp ng phi c cc tham chiu cho phn thu xp ti chnh, c bit nu Khon tin c thu xp t nhiu ngun cho cc ni dung cng vic khc nhau. S l bnh thng i vi iu kin ring bao gm cc Khon c bit xc nh cc hng, loi thit b khc nhau v quy nh c th cc ti liu s c trnh ln t chc cung cp ti chnh lin quan c thanh ton. Nu cc yu cu ca t chc ti chnh khng c p ng, c th gp kh khn (hoc thm ch khng th) m bo vic cp ti chnh ph hp cho d n, v/hoc t chc ti chnh c th khc t cung cp ti chnh cho mt phn hoc ton b Hp ng. Tuy nhin, nhng ni m vic cp ti chnh khng b rng buc i vi xut khu hng ha v dch v t mt nc no nhng c cung cp n gin bi cc ngn hng thng mi cho Ch u t vay, nhng ngn hng ny c th quan tm n vic m bo rt hn ch quyn ca Nh thu. Nhng ngn hng ny c th mun Hp ng c da trn iu kin Hp ng cho EPC/ cc d n cha kha trao tay ca FIDIC. gc khc, Nh thu c th c chun b bt u vic thu xp ti chnh v duy tr trch nhim i vi chng, mc d Nh thu c th khng c kh nng hoc khng sn sng cung cp ti chnh t ngun chnh ca mnh. Cc yu cu ca ngn hng cung cp ti chnh ca Nh thu s c nhng tc ng n thi ca h trong thng tho Hp ng. H c th yu cu Ch u t thanh ton tm thi, mc d t l ln gi Hp ng c th c gi li cho ti khi cng trnh c hon thnh. V Nh thu sau s phi thu xp ti chnh ca mnh trang tri thm ht gia tin thanh ton v s tin phi b ra, Nh thu (v ngn hng cung cp ti chnh ca mnh) c th s yu cu mt s mu bo lnh, bo lnh thanh ton khi n. C th l thch hp cho Ch u t, khi chun b ti liu thu, d tnh yu cu tip theo bng vic m bo cung cp mt bo lnh cho ni dung thanh ton m Nh thu s nhn
FIDIC
137
khi hon thnh cng trnh. (Cc) mu bo lnh chp nhn c phi c trong H s d thu, km vi iu kin ring: mt mu v d c a ra km ti liu ny, Ph lc G. C th b sung Khon sau: CC QUY NH MU CHO TI CHNH CA NH THU Ch u t phi xin (bng chi ph ca mnh) mt giy bo lnh thanh ton s tin v nhng loi tin t v do mt php nhn cp, nh nu trong Ph lc H s d thu. Ch u t phi chuyn bo lnh cho Nh thu trong vng 28 ngy sau khi hai bn k Tha thun Hp ng. Giy bo lnh phi theo mu nh km iu kin ring ny hoc theo mu khc c Nh thu chp thun. Tr phi v cho ti khi Nh thu nhn c giy bo lnh, Nh t vn khng c thng bo theo Khon 8.1. Bo lnh phi c tr li cho Ch u t ti thi im sm nht ca nhng thi im sau: (a) khi Nh thu c thanh ton s tin chp thun theo Hp ng. (b) khi ngha v theo bo lnh ht hn hoc c hon thnh; hoc (c) khi Ch u t hon thnh ton b ngha v theo Hp ng.
iu 15
Chm dt bi Ch u t
Khon 15.2 Chm dt bi Ch u t
Trc khi mi thu, Ch u t cn phi kim tra r rng cch dng t ca Khon ny, v mi l do chm dt d kin l ph hp vi lut iu chnh Hp ng. Khon 15.5 Quyn chm dt ca Ch u t
Tr phi khng ph hp vi cc yu cu ca Ch u t v/hoc cc t chc ti chnh, cn b sung thm mt cu: V D: thm vo phn cui ca Khon 15.5 Ch u t cng phi tr cho Nh thu s tin do bt c s mt mt hoc thit hi no do s chm dt gy ra.
iu 16
Khon 16.2
Tm ngng v chm dt bi Nh thu

Chm dt bi Nh thu
Trc khi mi thu, Ch u t cn phi kim tra k cch dng t ng ca Khon ny l ph hp vi lut iu chnh Hp ng. Nh thu cn phi kim tra k mi l do chm dt d kin l ph hp vi lut ny.
FIDIC
138
iu 17
Khon 17.6 V D:
Ri ro v trch nhim
Gii hn trch nhim Trong Khon 17.6, s tin c cp trong cu gn cui phi l:
Khon b sung: S dng ch / phng tin ca Ch u t Nu Nh thu s dng tm thi phng tin ca Ch u t, cn b sung mt Khon: KHON MU: Nh thu phi chu trch nhim hon ton v s cn trng i vi cc hng mc c nu chi tit di, t thi hn s dng hoc chim gi ca Nh thu, cho ti thi hn chuyn giao hoc tr li ( ni no m vic chuyn giao hoc tr li c tin hnh sau thi hn c nu trong Chng ch nghim thu cng trnh): (in chi tit) Nu c mt mt hoc h hng xy ra i vi cc hng mc trn trong thi gian Nh thu phi chu trch nhim, xut pht t bt c l do no ngoi nhng l do m Ch u t phi chu trch nhim, Ch thu phi, bng chi ph ca mnh, sa cha h hng v mt mt p ng yu cu ca Nh t vn.
iu 18
Bo him
Vic dng t trong iu kin chung th hin vic bo him s c thu xp do Bn Bo him l Nh thu tr phi c quy nh khc trong iu kin ring. Do bo him c Nh thu cung cp phi ph hp theo cc khon chung tha thun vi Ch u t. Ch dn cho nhng ng thu, v vy, c th yu cu nhng ng thu cung cp chi tit cc khon d kin. Nu Ch u t thu xp mt bo him no theo iu ny, ti liu thu cn phi c cc chi tit nh l ph lc ca iu kin ring ( ng thu c th c tnh cc bo him khc h mun c bo m cho bn thn h), bao gm cc iu kin, gii hn, s loi tr v min bi thng; theo mu ca mt bn sao ca mi loi bo him. Ch u t c th thy kh k nhng bo him m t trong on 3 ca Khon 18.2 (i vi thit b ca Nh thu, bao gm thit b ca Thu ph) v Ch u t khng bit s tin hoc tr gi nhng hng mc thit b ny. Cn c cu sau y trong iu kin ring: V D: Xa on cui ca Khon 18.2 v thay bng: Tuy nhin, nhng bo him c nu trong hai on u ca Khon 18.2 phi do Ch u t k v duy tr nh l Bn Bo him, v khng phi do Nh thu. Khon b sung: Bo him thit k
Nu Ch u t yu cu bo h thm cho bo him thit k, c th b sung mt khon:
FIDIC
139
KHON MU:
Nh thu phi k bo him bi thng ngh nghip, gm ri ro s xut v ngh nghip trong thit k cng trnh. Bo him ny phi l c mt gii hn khng km hn vic....... Nh thu phi vi n lc ca mnh duy tr hiu lc v tc dng ca bo him bi thng ngh nghip cho ti khi..................Nh thu cam kt thng bo cho Ch u t kp thi v bt c kh khn no trong vic gia hn hoc thay mi hoc thu xp li bo him ny.
iu 19
Bt kh khng
Trc khi mi thu, Ch u t phi xc minh rng t ng ca iu ny l ph hp vi lut iu chnh Hp ng.
iu 20
Khon 20.2
Khiu ni, tranh chp v trng ti

Ch nh Ban x l tranh chp
Tr phi Nh t vn (mc d c Ch u t ch nh) phi a ra cc quyt nh phn x trc theo iu 20 ny, theo s la chn c nu r phn di. Hp ng phi gm cc quy nh theo iu 20, trong khi khuyn khch cc bn t c s tha thun v tranh chp trong lc cng trnh vn tip tc, cho php h a cc vn tranh chp ln mt Ban x l tranh chp cng bng (BXLTC). Thnh cng ca vic x l ph thuc vo, trong s cc yu t khc, nim tin ca cc bn i vi cc c nhn c tha thun s nm trong Ban x l tranh chp. V vy, nht thit l cc ng c vin vo v tr ny khng b p t do mt trong hai bn, v nu c nhn c chn theo Khon 20.3, vic la chn phi do mt c quan hon ton v t thc hin. FIDIC s thc hin vai tr ny, nu c quan ny c y thc ng vi cch vit trong Ph lc H s d thu. Khon 20.2 a ra vic b nhim Ban x l tranh chp sau khi mt bn thng bo d nh ca mnh s a tranh chp ln Ban xl tranh chp. Tuy nhin, i vi mt s loi d n nht nh, c bit l nhng d n lin quan n cng vic ln trn cng trng, ni m s thch hp nu Ban x l tranh chp n thm cng trng thng xuyn, c th quyt nh duy tr hot ng ca mt Ban x l tranh chp thng xuyn. Trong trng hp ny, Khon 20.2 v 20.4 cng vi Ph lc v Ph thm vo iu kin chung, v Tha thun x l tranh chp, phi c sa i tun th vi cc vit ph hp trong iu kin Hp ng Xy dng FIDIC. Khon 20.2 cung cp 2 cch sp xp khc nhau cho Ban x l tranh chp (BXLTC): (a) mt ngi, vi t cch l thnh vin duy nht ca BXLTC, k tha thun tay ba vi c hai bn; hoc (b) mt Ban x l tranh chp gm 3 ngi, mi ngi k tha thun tay ba vi hai bn.
FIDIC
140
Mu ca tha thun tay ba ny c th l mt trong hai cch trnh by phn cui ca n phm ny, thch hp cho vic sp xp c p dng. C hai mu ny kt hp ( tham kho) iu kin chung ca Tha thun x l tranh chp, l Ph lc ca iu kin chung bi v chng cng c cp ti trong Khon 20.2. Theo mu no trong hai mu Tha thun x l tranh chp ny, mi c nhn c tham kho nh mt thnh vin. Trc khi k kt Hp ng, cn xem xt liu Ban x l tranh chp 1 ngi hay 3 ngi s thch hp hn cho mt d n c th, c tnh n quy m, thi gian v cc lnh vc chuyn mn lin quan. Vic b nhim Ban x l tranh chp c th c thun li bng cch c mt danh sch cc thnh vin tim nng c chp thun trong Hp ng: mt bng. Mt cch khc, Nh t vn c th quyt nh phn x trc. S la chn ny, l vai tr truyn thng ca Nh t vn nhng nc c lut chung, c th thch hp nu Nh t vn l mt chuyn gia t vn chuyn nghip c lp c kinh nghim v ngun lc p ng cho vic qun l mi kha cnh ca Hp ng. Ch u t cn phi nhn nhn rng, mc d Nh t vn thng thng lm vic cho Ch u t nh quy nh ti Khon 3.1 (a), Nh t vn s c quyt nh phn x trc mt cch v t v Ch u t khng c lm nh hng n s v t ny. Nu s la chn ny c xem l thch hp, Khon ny c th c thay i: KHON MU CHO QUYT NH PHN X TRC CA NH T VN: B Khon 20.2 v 20.3. Xa b Khon 20.4 v thay bng Khon 20.4 n hnh trong Cc iu kin ca Hp ng Xy dng ca FIDIC xut bn ln u nm 1999, v sau xa b 2 on 2 ca Khon 20.4 c thay th ny v b sung on sau: Nh t vn phi ng vai tr l Ban x l tranh chp theo Khon 20.4 ny, lm vic mt cch cng bng, khng thin v v bng chi ph ca Ch u t. Trong trng hp, Ch u t nh thay Nh t vn thng bo ca Ch u t theo Khon 3.4 phi gm nhng xut chi tit v vic ch nh mt Ban x l tranh chp thay th. Khon 20.5 Ha gii
Nhng quy nh ca Khon ny l khuyn khch cc bn gii quyt mt tranh chp mt cch hu ho, khng cn trng ti: v d, bng thng lng trc tip, ha gii, dn xp, hoc cc dng gii quyt tranh chp la chn khc. Th tc ha gii, thnh cng, thng ph thuc vo nim tin v s chp thun th tc ca c hai bn. V vy, khng bn no c tm cch nm bt bn kia chp nhn th tc. Khon 20.6 Trng ti
Hp ng nn gm cc iu khon cho gii quyt bng trng ti quc t i vi bt c tranh chp no m n khng gii quyt c bng ha gii. Trong cc Hp ng xy dng
FIDIC
141
quc t, trng ti thng mi quc t c nhiu li th v v kin ta n quc gia, v c th d c cc bn chp thun hn. Cn xem xt cn thn m bo rng nhng quy nh trng ti quc t c chn l tng hp vi cc quy nh ca Khon 20 v vi cc ni dung khc c a ra trong Ph lc H s d thu. Cc quy nh trng ti ca Phng Thng mi Quc t (ICC c ng 38 Cours Albert 1er, 75008 Paris, Php) thng c trong cc Hp ng quc t. Trong s thiu vng cc quy nh c th v s lng trng ti v ni trng ti phn x, Ta n trng ti quc t ca ICC s quyt nh s lng trng ti (thng l 3 trong tranh chp xy dng ln) v ni trng ti phn x. Nu cc quy nh trng ti UNCITRAL (hoc cc n v trng ti khc khng phi l ICC) c la chn, cn ch nh trong Ph lc H s d thu, mt t chc ch nh trng ti hoc qun l vic trng ti, tr phi t chc ny c nu tn (v vai tr c th ca h) trong Cc quy nh trng ti. C th cng cn m bo, trc khi ch nh mt t chc trong Ph lc H s d thu, l c chun b b nhim hoc qun l. i vi cc d n ln c u thu quc t, thng thng ni phn x phi l mt nc khc vi nc ca Ch u t hoc Nh thu. Nc ny cn phi c lut trng ti hin i v khng thnh kin v ph chun mt cng c song phng hoc a phng (nh Cng c Niu Oc 1958 v tha nhn v thi hnh quyt nh trng ti nc ngoi) hoc c hai, m s to iu kin thi hnh mt quyt nh trng ti cc nc ca cc bn. C th xem l mong mun trong mt s trng hp cho cc Bn khc tham gia vo phn x trng ti gia cc Bn, to ra mt trng ti a Bn. Trong khi iu ny c th l kh thi, cc iu khon v trng ti a Bn yu cu son tho k, v thng cn c son tho trn c s tng trng hp. Cha c mu tiu chun v iu khon trng ti a Bn cho s dng quc t no c ban hnh
FIDIC
142
Cc Ph lc
CC MU BO LNH
(Cc) mu bo lnh c th chp nhn c cn phi c trong ti liu thu: i vi Ph lc A v/hoc B, trong phn ch dn cho cc ng thu; v i vi cc Ph lc C n G, c km theo iu kin ring. Cc mu sau y, (loi tr Ph lc A) kt hp vi Cc quy tc thng nht do Phng thng mi quc t xut bn (ICC, c ng 38 Cours Albert 1er, 75008 Paris, Php), c th phi c iu chnh cho ng vi lut hin hnh. Mc d ICC xut bn cc hng dn Cc quy tc thng nht ny, cn c s c vn v php l trc khi son tho cc bo lnh. Ch rng s tin c bo lnh phi c tnh bng tt c cc loi tin t, nh quy nh trong Hp ng, theo ngi bo lnh tr cho ngi th hng.
FIDIC
143
Ph lc A:
MU BO LNH CA CNG TY M
{Xem trang 30, v cc kin ti Khon 1.14}
M t tm tt Hp ng ng .................................................................................................. Tn v a ch ca Ch u t .........................(cng vi nhng ngi k tha v tha hng) Chng ti c thng bo rng.........................(sau y c gi l Nh thu) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong th mi thu ca cc ng yu cu bn cho ca Nh thu phi c h tr bng mt bo lnh ca cng ty m. cc ng, vi t cch l Ch u t, xem xt, giao Hp ng cho Nh thu, chng ti (tn ca cng ty m).............................bo lnh khng hy ngang v v iu kin vi cc ng, nh mt ngha v u tin, vic thc hin ng tt c cc trch nhim v ngha v ca Nh thu theo Hp ng, gm vic Nh thu tun th tt c cc iu khon v iu kin theo ngha v nh ca chng. Nu Nh thu khng thc hin nh vy cc ngha v v trch nhim ca mnh v khng tun th Hp ng, chng ti s bi thng cho Ch u t ton b mt mt, thit hi v cc chi ph (gm chi ph v ph php l) pht sinh t vic khng thc hin ny m Nh thu phi chu trch nhim i vi Ch u t theo Hp ng.. Bo lnh ny s chnh thc c hiu lc v tc dng khi Hp ng chnh thc c hiu lc v tc dng. Nu Hp ng cha chnh thc c hiu lc v tc dng trong vng mt nm k t ngy c giy bo lnh ny, hoc nu cc ng t thi rng cc ng khng nh k kt Hp ng vi Nh thu, bo lnh ny s b hy b v v hiu. Bo lnh ny s tip tc c hiu lc v tc dng cho n khi Nh thu hon thnh tt c cc ngha v v trch nhim theo Hp ng, khi bo lnh ny s ht hn v s c tr li cho chng ti, v theo ngha v ca chng ti s c hon thnh y . Bo lnh ny s p dng v b sung cho Hp ng khi c Ch u t v Nh thu sa i hoc thay i theo tng t. Chng ti sau y cho php h tha thun bt k sa i hoc thay i no, vic thc hin ng nhng ci v tun th nhng ci m Nh thu cng c bo lnh di y. Ngha v v trch nhim ca chng ti trc bo lnh s khng c hon thnh do mt s cho php v thi gian hoc bt k c n no khc ca Ch u t i vi Nh thu, hoc do s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do bt c sa i ca Hp ng hoc ca t chc Nh thu hoc Ch u t, hoc do bt c vn no khc, bt k l chng ti c bit v ng hoc khng bit v khng ng . Bo lnh ny s do lut ca cng mt quc gia iu chnh (hoc c quan quyn lc khc) nh lut iu chnh Hp ng v bt c tranh chp no theo bo lnh ny s c gii quyt cui cng theo Cc quy nh trng ti ca Phng Thng mi quc t do mt hoc nhiu trng ti c ch nh theo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c th chuyn nhng ch ph thuc vo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c th c chuyn nhng ch ph thuc vo cc quy nh v chuyn nhng ca Hp ng. Ngy...........................................(Cc) Ch k .........................................................................
FIDIC
144
Ph lc B:
MU BO LNH THU
[Xem trang 126]
M t tm tt Hp ng ....... .................................................................................................. Tn v a ch ca ngi th hng ................. (ngi m ti liu thu xc nh l Ch u t) Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch nhim) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong th mi thu ca cc ng (cc iu kin ca th mi thu, c ra trong ti liu c tn Cc hng dn cho cc Nh d thu) yu cu bn cho ca ngi c trch nhim ny phi c h tr bng mt bo lnh thu. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng cng li khng qu s tin...............................................(bng ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit trnh by ca ng (theo yu cu) nu r rng: (a) Ngi chu trch nhim , khng c s ng ca cc ng, rt li bn cho ca mnh sau thi hn cui cng c quy nh cho trnh v trc khi ht hn thi hn hiu lc ca chng, hoc Ngi chu trch nhim t chi chp nhn vic sa cha cc sai st trong bn cho ca mnh theo cc iu kin ca th mi thu, hoc ng trao Hp ng cho ngi c trch nhim v h khng tun th khon 1.6 ca iu kin Hp ng. ng trao Hp ng cho ngi c trch nhim v anh ta khng tun th khon 4.2 ca cc iu kin Hp ng.
(b) (c) (d)
Bt c yu cu thanh ton no phi c ch k ca ng m ch k phi c cc ngn hng ca ng hoc phng cng chng chng thc. Nhu cu v bin bn c chng thc ny vo hoc trc (thi hn 35 ngy sau khi ht hn hiu lc ca Th d thu)................................, khi bo lnh ny ht hn v phi c tr li cho chng ti. Bo lnh ny theo Cc quy tc thng nht v Bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr trng hp quy nh trn.
Ngy...........................................(Cc) Ch k .........................................................................
FIDIC
145
Ph lc C:
MU BO LNH HP NG BO LNH THEO NHU CU

[Xem kin ti Khon 4.2]
M t tm tt Hp ng ....... .................................................................................................. Tn v a ch ca ngi th hng .... .......................(ngi m Hp ng xc nh l Ch u t) Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch nhim) l Nh thu ca cc ng theo Hp ng ny, yu cu h c bo lnh thc hin hp ng. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng cng li khng qu s tin...............................................(S tin theo giy bo lnh bng ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit trnh by ca ng (theo yu cu) nu r rng: (a) (b) Ngi chu trch nhim vi phm trch nhim ca mnh theo Hp ng, v ni dung m ngi chu trch nhim vi phm.
[Theo bn sao c cng chng bin bn nghim thu ton b cng trnh m chng ti nhn c theo iu 10 ca cc iu kin Hp ng, s tin c bo lnh ny s c gim.................% v chng ti s thng bo ngay cho ng rng chng ti nhn c chng nhn ny v gim s tin bo lnh thch hp] (1) Bt c nhu cu thanh ton no cng phi c ch k ca [b trng/gim c] ca cc ng m ch k phi c cc ngn hng ca cc ng hoc phng cng chng chng thc. Nhu cu v bin bn c chng thc ny phi c chng ti nhn ti vn phng ny vo hoc trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng trnh)............................................(ngy ht hn), khi bo lnh ny ht hn v s c tr cho chng ti. Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia hn bo lnh ny nu chng nhn thc hin theo Hp ng cn cha c cp vo thi hn 28 ngy trc ngy ht hn ny. Chng ti cam kt thanh ton cho cc ng s tin c bo lnh khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca cc ng v bn trnh by vit rng chng ch thc hin khng c cp, v nhng l do c quy cho ngi chu trch nhim, v bo lnh ny cn cha c gia hn. Bo lnh ny s do cc lut ca...........................iu chnh v phi theo cc quy nh v bo lnh theo nhu cu, do Phng Thng mi quc t xut bn s 458, loi tr quy nh trn. Ngy........................................Ch k.......................................... ..............................................
(1)
Khi son tho H s d thu, ngi son tho cn xc nh xem liu c a on vn trong ngoc [ ] vo khng.
FIDIC
146
Ph lc D:
MU BO LNH HP NG GIY BO M
[Xem kin ti khon 4.2]
M t tm tt Hp ng ....... .................................................................................................. Tn v a ch ca ngi th hng.........................................................................(cng vi nhng ngi k tha v th hng, tt c nh c xc nh trong hp ng l Ch u t) Bng Giy bo lnh ny, (tn v a ch ca Nh thu).................(ngi l Nh thu theo Hp ng ny) l ngi chu trch nhim v (tn v a ch ca ngi bo lnh) l ngi bo lnh c duy tr khng th hy ngang v rng buc cht vi ngi th hng bng tng s tin................................................. (S tin theo giy bo lnh bng ch:................................) cho vic thc hin ng ton b ngha v v trch nhim ny ca ngi chu trch nhim theo Hp ng. [S tin theo giy bo lnh ny s c chit khu................% khi pht hnh Chng nhn bn giao ton b cng trnh theo iu 10 ca cc iu kin ca Hp ng](1) Giy bo lnh ny s c hiu lc t ngy khi cng nh quy nh trong Hp ng. i vi s khng p ng ca ngi chu trch nhim trong vic thc hin bt c ngha v Hp ng no, hoc do xy ra bt c s vic hoc trng hp no c lit k ti Khon 15.2 ca cc iu kin ca Hp ng, ngi bo lnh s phi lm tha mn v tr tin cho nhng thit hi m ngi th hng phi chu do s khng p ng, s vic hoc trng hp (2). Tuy nhin, ton b trch nhim ca ngi bo lnh phi khng c qu s tin theo Giy bo lnh. Ngha v v trch nhim ca ngi bo lnh s khng hon thnh do bt k s cho php v thi gian hoc bt c c n no khc m ngi th hng dnh cho ngi chu trch nhim, hoc do bt k s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do s sa i Hp ng hoc quy c ca ngi chu trch nhim hoc ngi th hng, hoc do bt c vn no khc, bt k c hoc khng c s bit r hoc ng ca ngi bo lnh. Bt c khiu ni no thuc Giy bo lnh ny phi c ngi bo lnh nhn vo hoc trc (thi hn su thng sau hn d kin thi hn thng bo h hng ca cng trnh) ...........................(Ngy ht hn), khi giy bo lnh ny s ht hn v s c tr li cho ngi bo lnh. Li ch ca Giy bo lnh ny c th c chuyn nhng theo cc quy nh v chuyn nhng Hp ng v ph thuc vo vic ngi bo lnh nhn c cc bng chng v vic tun th ton b cc quy nh ny. Giy bo lnh ny phi c iu chnh bi lut ca cng mt nc (hoc c quan quyn lc khc) nh lut iu chnh Hp ng ny. Giy bo lnh ny kt hp v s ph thuc vo cc quy tc thng nht v Giy bo lnh Hp ng, do Phng Thng mi quc t pht hnh s 524, v cc t ng c s dng trong Giy bo lnh ny phi cha ng cc ngha c nu trong cc quy tc ny.
FIDIC
147
Do vy, Giy bo lnh ny c ban hnh bi Ngi chu trch nhim v Ngi bo lnh pht hnh vo (ngy thng nm) ... .................................................................................................. Ch k i din hoc thay mt ngi chu trch nhim ............................................................ Ch k i din hoc thay mt ngi bo lnh .........................................................................
(1)
Khi son tho H s d thu, ngi bin son phi xc nh liu c a vo on vn la chn trnh by trong du ngoc n [ ] hay khng
(2)
B sung: [v khng c quyn thc hin cc ngha v ca ngi chu trch nhim theo Hp ng] hoc: [hoc theo la chn ca Ngi bo lnh (s c thc hin bng vn bn trong vng 42 ngy nhn c khiu ni nu r s khng p ng) thc hin cc ngha v ca Ngi chu trch nhin theo Hp ng]
FIDIC
148
Ph lc E:
MU BO LNH CHO NG TRC

M t tm tt Hp ng ....... .................................................................................................. Tn v a ch ca ngi th hng......................................................................(ngi m Hp ng quy nh l Ch u t) Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt khon ng trc, m Hp ng yu cu h phi c giy bo lnh. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng cng li khng qu s tin...............................................(S tin theo giy bo lnh bng ch:..................................) trn c s vic chng ti nhn c yu cu bng vn bn v bn trnh by vit nu rng: (a) (b) vic ngi chu trch nhim khng thanh ton li s tin thanh ton trc theo cc iu kin ca Hp ng, v s tin m ngi chu trch nhim khng thanh ton li.
Bo lnh ny s c hiu lc khi ngi chu trch nhim nhn c [ln u tin] s tin ng trc. S tin bo lnh ny s c chit khu theo s tin thanh ton trc c thanh ton cho cc ng, nh c bng chng bi cc thng bo ca cc ng c ban hnh theo Khon 14.6 ca cc iu kin ca Hp ng. Khi nhn c (t ngi chu trch nhim) mt bn sao ca tng thng bo gii thch, chng ti s thng bo ngay cho ng s tin bo lnh c iu chnh thch hp. Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m phi c cc ngn hng ca ng hoc Phng Cng chng chng thc. Yu cu c chng thc v bin bn phi c chng ti nhn ti vn phng ny vo hoc trc (Thi hn 70 ngy sau khi ht hn theo d kin ca thi hn hon thnh).....................................(Thi hn ht hn), khi bo lnh ny ht hn v phi c tr li cho chng ti. Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia hn bo lnh ny nu khon tin ng trc khng c thanh ton vo thi hn 28 ngy trc ngy ht hn ny. Chng ti cam kt tr cho ng s tin bo lnh ny khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca ng v bin bn rng s tin ng trc cha c thanh ton li v bo lnh ny cn cha c gia hn. Bo lnh ny s do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t pht hnh s 458, tr cc quy nh trn. Thi gian.................................(Cc) ch k ............................................................................
FIDIC
149
Ph lc F:
MU GIY BO LNH TIN GI LI

M t tm tt Hp ng ....... .................................................................................................. Tn v a ch ca ngi th hng.........................................................................(ngi Hp ng xc nh l Ch u t) m
Chng ti c thng bo .........................(sau y c gi l Ngi chu trch nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt thanh ton sm (mt phn) s tin gi li, m Hp ng yu cu h phi c mt bo lnh. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng cng li khng qu s tin...............................................(S tin theo giy bo lnh) khi chng ti nhn c yu cu bng vn bn v bn trnh by vit ca cc ng nu r: (a) (b) ngi chu trch nhim khng thc hin ngha v ca mnh sa cha cc thiu st c th m h phi chu trch nhim theo Hp ng, v tnh cht ca cc sai st ny.
Ti bt c thi im no, ngha v ca chng ti theo bo lnh ny s khng c ln hn tng s tin gi li m cc ng chuyn cho ngi chu trch nhim, nh cc thng bo ca ng chng minh theo Khon 14.6 ca cc iu kin ca Hp ng vi mt bn sao c chuyn cho chng ti. Bt c nhu cu thanh ton no cng phi c (cc) ch k ca ng m nhng ch k phi c cc ngn hng ca ng hoc phng Cng chng chng thc. Nhu cu v trnh by c chng thc phi do chng ti nhn ti vn phng ny vo hoc trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng trnh) .......................(Thi hn ht hn), khi bo lnh ny ht hn v c tr li cho chng ti. Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia hn bo lnh ny nu Chng ch thc hin theo Hp ng khng c ban hnh vo thi hn 28 ngy trc thi hn ny. Chng ti cam kt thanh ton cho ng s tin bo lnh ny khi chng ti nhn c, trong vng thi hn 28 ngy ny, yu cu ca cc ng bng vn bn v trnh by ca cc ng l chng ch thc hin khng c ban hnh v bo lnh ny khng c gia hn. Bo lnh ny phi c iu chnh bi cc lut php ca...........................v phi ph thuc vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr cc quy nh trn. Ngy........................................Ch k...........................................................................................
FIDIC
150
Ph lc G:
MU BO LNH THANH TON CA CH U T

[Xem trang 32 Ti chnh ca Nh thu]
M t tm tt Hp ng ....... .................................................................................................. Tn v a ch ca ngi th hng ................... (ngi m Hp ng xc nh l Ch u t) Chng ti c thng bo rng .........................(ngi m Hp ng quy nh l Ch u t v ngi sau y gi l Ngi chu trch nhim) c yu cu c mt bo lnh ngn hng. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Nh thu, mt s tin hoc nhng s tin tng cng li khng vt qu ...............................................(bng ch ...............) khi chng ti nhn c yu cu bng vn bn v bin bn ca cc ng nu: (a) rng, v thanh ton ng theo Hp ng, ngi chu trch nhim khng thanh ton y vo thi hn 14 ngy sau thi hn ca thi gian quy nh trong Hp ng m trong thi gian vic thanh ton ny l ra phi c thc hin, v s tin m ngi chu trch nhim khng thanh ton.
(b)
Bt c nhu cu thanh ton no u phi c nh km theo mt bn sao ca [danh mc ti liu chng minh quyn c thanh ton]......................................, v vic m ngi chu trch nhim khng thanh ton y . Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m ch k ny phi do cc ngn hng ca ng hoc Phng Cng chng chng thc. Nhu cu v trnh by c chng thc phi c chng ti nhn ti vn phng ny vo hoc trc (thi hn 6 thng sau khi hn d nh v thi hn thng bo h hng)..................................... khi bo lnh ny ht hn v phi c tr cho chng ti. Bo lnh ny phi do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr cc quy nh trn. Ngy........................................Ch k .....................................................................................
FIDIC
151
IU KIN CHUNG
iu kin Hp ng
Cc mu th d thu, tha thun Hp ng v tha thun x l tranh chp
FIDIC
152
TH D THU
HP NG KNH GI: Chng ti kim tra Cc iu kin ca Hp ng, Cc yu cu ca Ch u t, cc bng biu, cc ph lc v ch thch km theo s:.................hoc cng trnh c nu trn y. Chng ti kim tra, hiu v sot xt cc ti liu ny v tin rng chng khng c sai st. Do vy chng ti xin c thit k, thc hin v hon thnh cng trnh v sa cha cc sai st ny sinh theo ng vi H s d thu ny bao gm tt c cc ti liu v xut km theo cho gi trn gi l: (loi tin thanh ton) Chng ti chp nhn cc khuyn ngh ca cc ng v vic ch nh Ban x l tranh chp nh nu trong danh sch [Chng ti hon chnh danh sch bng vic b sung khuyn ngh ca chng ti i vi thnh vin khc ca Ban x l tranh chp, nhng cc khuyn ngh ny khng phi l cc iu kin ca ngh ny]. Chng ti nht tr tun th theo H s d thu ny cho n................................ v n s rng buc chng ti v c th c chp nhn bt k thi im no trc ngy ny. Chng ti xc nhn rng Ph lc l mt phn ca Th d thu. Nu ngh ny c chp nhn, chng ti s cung cp Bo lnh hp ng theo quy nh, bt u cng vic ngay sau khi cng v hon thnh cc cng trnh ng vi cc ti liu c tn trn trong thi hn hon thnh. Chng ti cam kt rng cng trnh s ng vi cc ni dung bo m. Tr phi v cho n khi mt tha thun chnh thc c lp v thc hin, cng vi s chp nhn bng vn bn ca cc ng, Th d thu ny s lm thnh mt Hp ng rng buc gia chng ta. Chng ti hiu rng cc ng khng bt buc phi chp nhn bn cho gi thp nht hay bt k bn cho khc m cc ng c th nhn c. Ch k: ..............................vi t cch l: .............................................................................. C thm quyn k Th d thu v thay mt cho..................................................................... a ch: ................................................................................................................................... ................................................................................................................................................. Ngy: ...................................................................................................................................... * Nu ng thu khng chp nhn, on ny c th c b hoc thay th bng:
Chng ti khng chp nhn cc khuyn ngh ca cc ng v ch nh Ban x l tranh chp. Chng ti a cc khuyn ngh ca chng ti vo danh sch, nhng nhng ngh ny khng phi l cc iu kin ca ngh ny. Nu nhng khuyn ngh ny khng c cc ng chp nhn, chng ti xut rng Ban x l tranh chp s c ch nh chung theo Khon 20.2 ca Cc iu kin ca Hp ng.
FIDIC
153
PH LC H S THU
[Ghi ch: ngoi tr cc iu khon m cc yu cu ca Ch u t c, cc thng tin sau y phi c hon chnh trc khi h s thu c np] Khon mc Khon Mc ghi .................................................. .................................................. .................................................. Tn v a ch ca Nh thu .................... 1.1.2.3&1.3 .................................................. .................................................. .................................................. Tn v a ch ca Nh t vn ................ 1.1.2.4&1.3 .................................................. .................................................. .................................................. Thi gian hon thnh cng trnh............. Thi gian thng bo sai st..................... Cc h thng chuyn ti in t ............. Lut iu chnh ....................................... Ngn ng quy nh ................................. Ngn ng giao tip ................................. Thi gian cho tip cn cng trng ........ 1.1.3.3 ............. 1.1.3.7 ............. ...................ngy 365 ngy
Tn v a ch ca Ch u t.................. 1.1.2.2&1.3
1.3 .................. .................................................. 1.4 .................. .................................................. 1.4 .................. .................................................. 1.4 .................. .................................................. 2.1 ................. .........ngy sau Ngy khi cng ..........% ca s tin c chp nhn theo Hp ng, bng cc loi tin t v cc t l m Gi Hp ng c th thanh ton. ........................................ngy
S tin bo lnh Hp ng ..................... 4.2
Thi gian thng bo cc li, khuyt tt v sai st khng lng trc c trong cc yu cu ca Ch u t..................... Gi lm vic bnh thng ...................... Thit hi n cng trnh do chm tr .....
5.1
6.5 .................. ................................................. 8.7&14.15(b) ...........% ca Gi Hp ng cui cng cho mi ngy, bng cc loi
FIDIC
154
tin t v cc t l m Gi Hp ng c th thanh ton S tin ti a ca thit hi do chm tr.... 8.7 Nu c cc khon tm thi: Phn trm cho iu chnh cc khon tm thi ............................................... 13.5(b) ............... ..........................% ................................................................................................................................................. Ch k tt ca ng k H s thu ........................................................................................ Nu khon 13.8 p dng: iu chnh do thay i trong chi ph: Bng s liu iu chnh ........................... 13.8 ................... Cho cc khon thanh ton mi thng/nm .................... (tin) ...........% ca Gi Hp ng cui cng
H s; Phm vi ca ch s
Nc xut x; Tin t ca ch s
Ngun ca ch s; Tn/xc nh
Gi tr vo ngy cng b Gi tr Ngy
a = 0.10 c nh b = .......Lao ng c = ...................... d = ......................
............................ ............................ ............................ ............................
............................. .............................. ............................. .............................
.................................... ..................................... .................................... ....................................
* cc gi tr v cc s liu ny khng nh s xc nh ca mi ch s nhng khng xc nh cc ch s vo Ngy hn Tng s ng trc ................................... S lng v thi gian cc t thanh ton .. Cc loi tin t v cc t l ........................ 14.2 ................ ............% ca s tin c chp thun theo Hp ng 14.2 ................ 14.2 ................ .......................................... ............% bng ................. ............% bng ................. Bt u chi tr li khon ng trc ........... 14.2(a) ............. Khi cc khon thanh ton l ..............% ca s tin c chp thun theo Hp 155
FIDIC
ng t hn cc s tin d phng Chi tr dn khon ng trc .................... 14.2(b)................ S phn trm gi li ................................. 14.3 ................... Gii hn s tin gi li ............................. 14.3 ................... Nu Khon 14.5 p dng: Thit b v vt t c thanh ton ang trn ng ti cng trng ............. 14.5(b) .............. ...........................[danh mc] ...........................[danh mc] Thit b v vt t c thanh ton c chuyn ti cng trng ................... 14.5(c) .............. ...........................[danh mc] ...........................[danh mc] S tin ti thiu ca cc Chng ch thanh ton tm thi .................................. 14.6 ................... ................% ca s tin c chp thun theo Hp ng .................% .................% .............% ca s tin c chp thun theo Hp ng
Nu cc thanh ton ch c thc hin bng loi tin t/cc loi tin t c nu tn trong trang u ca Th d thu: Loi tin t/cc loi tin t thanh ton ..... 14.15 ................. nh c nu tn trong Th d thu
.................................................................................................................................................. Ch k tt ca ngi k H s thu ....................................................................................... Nu mt s khon thanh ton c tr bng mt loi tin/cc loi tin khng c nu tn trong trang u ca Th d thu: Cc loi tin thanh ton ........................... 14.15 ...................
n v tin t
Phn trm tr bng tin t
T gi hi oi: t l tin ni t/mt n v ngoi t
Ni t: ......................
.....................................{tn}
1.000
FIDIC
156
Ngoi t: .................. ..................
.....................................{tn} .....................................{tn}
................................................. .................................................
................................................................................................................................................. Cc khong thi gian np bo him: (a) Chng t bo him ............................ 18.1 ..................... (b) Cc hp ng bo him lin quan ..... 18.1 ..................... Khon khu tr ti a cho bo him i vi cc ri ro ca Ch u t ................... 18.2(d) ................ ............................................ Khon bo him ti thiu ca Bn th ba ................................................ Ban x l tranh chp s ........................... 18.3 ................... ........................................... 20.2 ................... l: ...................................... Mt thnh vin duy nht/ ngi x l Hoc Ban x l tranh chp c ba thnh vin .....................ngy .....................ngy
Vic ch nh (nu khng nht tr) c thc hin bi ........................................... 20.3 .................... Nu c cc hng mc: nh ngha cc hng mc: ................................................................................................................................................. M t (Khon 1.1.5.6) Tr gi: phn trm ca S tin c chp thun theo Hp ng ......................... ......................... ......................... ....................................... ....................................... ....................................... Thi gian Hon thnh (Khon 1.1.3.8) .......................... .......................... .......................... ................................... ................................... ................................... Thit hi do chm tr (Khon 8.7) Ch tch FIDIC hoc ngi c Ch tch ch nh
FIDIC
157
* Nhng phn trm ny cng s c p dng cho mi na phn tin gi li theo Khon 14.9. [Trong Ph lc trn, phn in nghing nhm gip ngi son tho mt Hp ng ring bng vic cung cp hng dn v cc iu khon lin quan n Hp ng ring ny. Phn in nghing ny khng cn gp vo trong H s thu v nhn chung n t ra khng thch hp cho cc ng thu] .................................................................................................................................................. Ch k tt ca ngi k H s thu .......................................................................................
FIDIC
158
THA THUN HP NG
Tha thun ny c lp vo ..................... ngy .................... thng .................nm ........... Gia ......................... ca ........................ (di y c gi l Ch u t) ca mt Bn V ............................ ca ........................ (di y c gi l Nh thu) ca Bn kia Cn c mong mun ca Ch u t i vi cng trnh c bit n l ............................... cn c thc hin bi Nh thu, v chp nhn h s thu ca Nh thu thc hin v hon thnh cng trnh ny v sa cha mi sai st trong . Ch u t v Nh thu tha thun nh sau: 1. 2. Trong tha thun ny cc t ng v cu ch phi c cng ngha c n nh ring cho chng trong cc iu kin Hp ng c tham kho di y. Cc ti liu sau y phi c coi nh l to thnh, c hiu v din gii nh mt phn ca tha thun ny: (a) (b) (c) (d) (e) (f) (g) 3. Th chp thun ngy... Th d thu ... Phn ph ch Cc iu kin ca Hp ng Cc yu cu ca Ch u t Cc bng biu hon thnh, v xut ca Nh thu
Khi xem xt n cc khon thanh ton c thc hin bi Ch u t cho Nh thu nh cp di y, Nh thu tha thun vi Ch u t s thit k, thc hin v hon thnh cng trnh v sa cha cc sai st h hng trong ng vi cc iu khon ca Hp ng. Ch u t tha thun thanh ton cho Nh thu, c xem xt n vic thc hin v hon thnh cng trnh v sa cha cc sai st h hng, Gi Hp ng ti cc thi im v theo phng thc c Hp ng quy nh.
4.
lm chng iu , cc bn di y ng thc hin bn tha thun k t ngy thng v nm ghi trn theo ng lut php ca cc bn Ngi k .............................................................. Thay mt Ch u t trong s c mt ca Ngi lm chng: ................................................ a ch: ................................................................ Ngy thng: .........................................................
FIDIC
Ngi k .............................................. Thay mt Nh thu trong s c mt ca Ngi lm chng: ................................. a ch: ................................................. Ngy thng: .......................................... 159
Tn: ...................................................................... Tn: .......................................................
THA THUN X L TRANH CHP

[cho Ban x l tranh chp c mt ngi] Tn v cc chi tit ca Hp ng ............................................................................................ Tn v cc a ch ca Ch u t .......................................................................................... Tn v cc a ch ca thnh vin ............................................................................................ Xt thy Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh vin m nhn vai tr l ngi x l duy nht cng gi l Ban x l tranh chp x l tranh chp ny sinh lin quan n. Ch u t, Nh thu v thnh vin cng tha thun nh sau: 1. Cc iu kin ca tha thun x l tranh chp ny bao gm Cc iu kin chung ca tha thun x l tranh chp c b sung vo cc iu kin chung ca Cc iu kin ca Hp ng cho Nh my v Thit k - Xy dng xut bn ln th nht nm 1999 do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau y. Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin chung ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh c n nh trong iu kin chung ca tha thun x l tranh chp. {Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c} Theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin s c tr khon ph hng ngy l ................................ cho mi ngy. Trong vic xem xt cc khon ph ny v cc khon thanh ton khc do Ch u t v Nh thu thc hin theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin cam kt nhn vai tr nh Ban x l tranh chp (ngi x l) ph hp vi tha thun x l tranh chp. Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin, c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha thun x l tranh chp. Tha thun x l tranh chp ny s c iu chnh theo lut ca ... Ngi k .....................................Ngi k.................................Ngi k ....................... Thay mt Ch u t vi s c mt ca Thay mt Nh thu vi s c mt ca Thay mt Thnh vin vi s c mt ca
2. 3. 4.
5.
6.
Ngi lm chng: ....................... Ngi lm chng: ................. Ngi lm chng:.......... Tn: ............................................ Tn: ........................................Tn: ............................... a ch: ........................................ a ch: ...................................a ch: ......................... Ngy thng: ................................. Ngy thng: ........................... Ngy thng: .................. {Thm m t tm tt hoc tn ca v tranh chp}
FIDIC
160
THA THUN CA BAN X L TRANH CHP

[cho mi thnh vin ca Ban x l tranh chp gm ba ngi] Tn v cc chi tit ca Hp ng ............................................................................................ Tn v cc a ch ca Ch u t .......................................................................................... Tn v cc a ch ca Nh thu ............................................................................................. Tn v cc a ch ca Thnh vin .......................................................................................... Cn c vic Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh vin m nhn vai tr ca mt trong ba ngi c gi chung l Ban x l tranh chp [v mong mun thnh vin m nhn vai tr l Ch tch Ban x l tranh chp] x l tranh chp ny sinh lin quan n. Ch u t, Nh thu v thnh vin cng tha thun nh sau: 1. Cc iu kin ca tha thun x l tranh chp ny bao gm Cc iu kin chung ca tha thun x l tranh chp c b sung vo cc iu kin chung ca Cc iu kin ca Hp ng cho Nh my v Thit k - Xy dng xut bn ln th nht nm 1999 do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau y. Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin chung ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh c n nh trong iu kin chung ca tha thun x l tranh chp. Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c Theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin s c tr khon ph hng ngy l ................................ cho mi ngy. Trong vic xem xt cc khon ph ny v cc khon thanh ton khc do Ch u t v Nh thu thc hin theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin cam kt m nhn phc v theo nh qui nh trong tha thun x l tranh chp nh l mt trong ba ngi cng hnh ng nh l Ban x l tranh chp. Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin, c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha thun x l tranh chp. Tha thun x l tranh chp ny s c iu chnh theo lut ca ... Ngi k .....................................Ngi k.................................Ngi k ....................... Thay mt Ch u t vi Thay mt Nh thu vi Thay mt Thnh vin vi s c mt ca s c mt ca s c mt ca Ngi lm chng: ....................... Ngi lm chng: ................. Ngi lm chng:.......... Tn: ............................................ Tn: ........................................Tn: ............................... a ch: ........................................ a ch: ...................................a ch: ......................... Ngy thng: ................................. Ngy thng: ........................... Ngy thng: .................. {Thm m t tm tt hoc tn ca v tranh chp}
2. 3. 4.
5.
6.
FIDIC
161
iu kin hp ng
D n EPC/Cha kha trao tay
iu kin chung Hng dn son tho iu kin ring Cc mu th d thu, tha thun hp ng v Tha thun x l tranh chp
FIDIC
162
IU KIN CHUNG
iu kin Hp ng
D N EPC/ CHA KHA TRAO TAY
Sa i ln th nht 1999
FIDIC
163
LI GII THIU V XUT BN LN TH NHT

Cc quyn Sch v Sch Vng ca FIDIC (tc dng tiu chun v hp ng cng trnh k thut xy dng v cc cng trnh in v my) c s dng rng ri hng my chc nm v c cng nhn - qua cc s vic khc qua cc nguyn l v cn bng ri ro c chia s gia Ch u t v Nh thu. Cc nguyn l chia s ri ro c li cho c i bn, Ch u t k mt hp ng vi gi r hn v ch chu chi ph thm khi cc ri ro bt thng ring bit cui cng xy ra tht v Nh thu trch c tr gi cho ri ro m thc t kh lng trc c. Cc nguyn l chia s ri ro mt cch cn bng vn tip tc trong cc quyn sch mi Xy dng, Nh my v Thit k - Xy dng. Trong nhng nm gn y, ghi nhn l nhiu th trng xy dng, ngi ta yu cu mt dng hp ng trong vic nm chc gi cui cng v i khi c thi gian hon thnh l quan trng v cng. Cc Ch u t trong cc hp ng cha kha trao tay nh vy, mun tr nhiu hn i khi rt nhiu - bit chc chn hn rng gi cui cng tha thun s khng b vt qu. Trong nhng d n c th tm thy nhiu d n do t nhn cung cp vn; nhng ngi cho vay li yu cu Ch u t c tin cy v chi ph ca d n ln hn so vi s phn phi ri ro c quy nh trong cc dng c in v Hp ng FIDIC. D n xy dng (Hp ng dng EPC - K thut Mua sm Xy dng) thng ch l mt phn ca mt lin doanh thng mi phc tp v s tht bi ti chnh hoc loi khc ca d n xy dng s gy nguy c cho c lin doanh. i vi cc d n nh vy, cn phi cho Nh thu chu trch nhim vi mt mc v cc ri ro rng hn so vi cc Sch v Vng truyn thng. c chc chn hn v gi cui cng, Nh thu thng i c bo him v cc ri ro nh s xut hin cc iu kin a cht xu hoc khng lng trc v v cc yu cu ca Ch u t hin nay c bin thnh cc mc tiu mong mun. Nu Nh thu phi chu cc ri ro , Ch u t r rng phi cho h thi gian v c hi c c v xem xt tt c thng tin c lin quan trc khi Nh thu c yu cu k mt gi hp ng c nh. Nh u t cng cn nhn bit rng khi yu cu cc Nh thu chu trch nhim v gi th cc ri ro s lm tng gi xy dng v trong mt s d n dn n khng th thc hin c v mt thng mi. Ngay c trong cc hp ng nh vy, Ch u t phi chu mt s ri ro nh cc ri ro v chin tranh, khng b v tng t cng nhng ri ro bt kh khng khc. Lun lun c th v i khi nn khuyn cc Bn tho lun cch chia s cc ri ro khc trc khi k hp ng. Trong trng hp d n BOT (Xy dng - Vn hnh - Chuyn giao) thng c thng tho trn mt gi, vic xc nh cc ri ro trong hp ng xy dng cha kha trao tay trc y c cc nh b vn v Nh thu EPC thng tho s c th cn c xc minh li tnh n vic quy nh cui cng v tt c cc ri ro gia cc hp ng khc nhau trong gi thu tng th. Ngoi cc d n do t nhn b vn rt gn y c pht trin nhanh v i hi cc iu kin hp ng bo m tnh chnh xc cng tng v gi, thi gian v vic hon thnh, t lu r rng l nhiu Nh u t, nht l khu vc cng cng, trn phm vi rng ca cc nc i hi cc iu kin hp ng tng t, t nht l i vi Hp ng cha kha trao tay. H thng s dng cc Sch hoc Sch Vng khng tht ng nguyn bn v sa i cc iu khon chuyn cho Ch u t cc ri ro m sch ca FIDIC vn gn cho Nh thu, nh vy sa i r rt cc nguyn l truyn thng v chia s ri ro mt cch cn bng ca FIDIC. Nhu cu ca nhiu Ch u t c pht hin v FIDIC cng nhn l tt hn cho
FIDIC
164
tt c cc bn khi nhu cu c cng nhn cng khai v iu chnh. cung cp mt dng tiu chun ca FIDIC dng cho cc hp ng nh vy, cc yu cu ca Ch u t v vic chuyn nhiu ri ro hn cho Nh thu c xc lp r rng. Do Ch u t khng cn phi sa i mt dng tiu chun dng cho mt cch thu xp ri ro khc v Nh thu s nhn thy r rng cc ri ro h phi gnh thm. Tt nhin Nh thu s tng mt cch hp php gi hp ng ca h ng x vi cc ri ro mi tng thm. Dng dng cho cc d n EPC/Cha kha trao tay ny c nh s thch hp cho khng nhng cc hp ng EPC trong mt lin doanh BOT hoc tng t m cng cho tt c nhiu d n, c ln ln nh hn, c bit E v M (in v My) v cc hng mc gia cng thit b khc c tt c cc loi nh u t trn th gii tin hnh, thng trong mt mi trng ca lut dn s. cc c quan chnh ph hoc cc nh pht trin t nhn mun thc hin d n ca h trn c s cha kha trao tay c gi c nh v c s trao i k nng cng ca hai pha. Cc nh u t dng dng ny bo m Cc yu cu ca Ch u t do h chun b phi th hin c nguyn l v thit k c bn ca nh my v mt chc nng. Nh thu s c php yu cu sot li tt c cc thng tin v s liu lin quan ng thi tin hnh cc iu tra kho st cn thit. H cng s phi tin hnh mi thit k cn thit v chi tit ha v cc thit b v nh my c th d nh cung cp, cho php h cung cp cc gii php ph hp nht i vi trang b v kinh nghim ca h. T th tc u thu phi cho php s tho lun gia Nh thu v Ch u t v cc vn k thut v cc iu kin thng mi. Tt c cc vn khi c tha thun s tr thnh b phn ca hp ng k kt. Sau Nh thu c quyn t do tin hnh cng vic theo cch h chn, ch cn sao cho kt qu cui cng t c trng hon thnh do Nh u t qui nh. Bi th Ch u t ch cn tin hnh kim tra mt cch hn ch v ni chung khng can thip vo cng vic ca Nh thu. R rng l Ch u t mun bit v theo di s tin trin ca cng vic chc rng tin thi gian ang c tun th. H cng mun bit cht lng cng vic c nh quy nh, cc bn th ba khng b quy ry, cc th nghim v hon thnh u t v ni khc i Cc yu cu ca Ch u t ang c tun th. c trng ca loi hp ng ny l Nh thu phi chng t s tin cy v s hon thin ca nh my v trang thit b ca h. V th s ch c bit c dnh cho Kim nh v hon thnh (Th nghim hon thnh N.D) thng chim mt thi gian kh ln v vic nghim thu s ch tin hnh sau s kt thc thng li ca cc th nghim . FIDIC xc nhn l cc d n do t nhn b vn thng cn phi thng tho nhiu hn l i vi cc d n c vn cng v t cn c cc thay i bt k dng tiu chun hp ng no c kin ngh cho cc d n vi BOT hoc lin doanh kiu tng t. Qua cc vic khc, loi dng tiu chun cn thch nghi vi vic tnh n c trng ring bit nu khng phi l duy nht ca mi d n, cng nh cc yu cu ca cc Nh cho vay v cc nh cung cp ti chnh khc. Tuy nhin, cc thay i khng lm mt i s cn thit phi c mt dng tiu chun. Cc iu kin ca Hp ng ECP/Cha kha trao tay khng thch hp cho vic s dng trong cc trng hp sau: Nu khng c thi gian hoc thng tin cc nh b thu nghin cu k lng v kim tra li cc yu cu ca Ch u t hoc h tin hnh cc thit k ca h, cc nghin cu xc nh ri ro v nh gi (cn ch c bit n khong 4.12 v 5.1)
FIDIC
165
Nu vic xy dng dnh lu n cng trnh ngm hoc cng trnh cc khu vc khc m h khng kim tra c. Nu Ch u t d nh gim st cht ch hoc kim tra cng vic ca Nh thu hoc thm tra phn ln cc bn v xy dng. Nu s tin cho mi ln tm ng u c mt cng chc hoc mt ngi trung gian xc nh.
FIDIC khuyn nn dng cc iu kin hp ng cho Nh my v Thit k - Xy dng trong cc trng hp trn cho cc cng trnh c Nh thu thit k hoc y nhim thit k.
FIDIC
166
LI CM N
Hip hi Quc t cc K s T vn (FIDIC) xin chn thnh cm n cc thnh vin sau y ca T cng tc cp nht ti liu: Christopher Wade (Trng nhm), SWECO-VBB Thy in; Peter L Booen (Ngi son tho chnh), GIBB Ltd, Vng quc Anh; Hermann Bayerlein, Fichtner, c; Christopher R Seppala (C vn php l), White & Case, Php; v Jose F Speziale, IATASA, Achentina. Vic chun b c tin hnh di s ch o chung ca y ban v cc Hp ng ca FIDIC bao gm cc ng Dohn B Bowcock, k s t vn, Vng quc Anh (Ch tch); Michael Mortimer Hawkins, Swedpower, Thy in; v Axel-Volkmar Jaeger, Schmidt Reuter Partner, c; cng vi ng K B (Jony) Norris, c vn c bit. Cc d tho c nhiu c nhn v t chc c tn trong danh sch di y r sot li. Nhng nhn xt ca h c Nhm cng tc cp nht nghin cu kp thi v nhng ch thch hp cc nhn xt c sa li li vn ca cc iu khon, Mushtag Ahmad, NESPAK, Pakistan; Peter Batty, Post Buckley International, M; Roeland Bertrams Clifford Chance, H Lan; Charles G Borthwich, SwedPower, Thy in; Manfred Breege. Lahmeyer International, c; Pablo Bueno, TYPSA, Ty Ban Nha; Nael G Bunni, K s T vn, Ai len; lan Fraser, Beca Carter Hollising & Ferner Niu Di ln; Roy Goode, i hc Oxford, Vng quc Anh; Dan W Graham, Bristows Cooke & Carpmael, Vng quc Anh; Mark Griffiths, Griffiths & Armour, Vng quc Anh; Geoffrey F Hawker, K s T vn, Vng quc Anh; Hesse & Steinberger, VDMA, c; Poul E Hvilsted Elsamprojekt, an Mch; Lennart Iwar, Lindahl, Thy in; Gordon L Jaynes, Whitman Breed Abbott & Morgan, Vng quc Anh; Tonny Jensen (Ch tch y ban qun l cht lng ca FIDIC); COWI, an Mch; Martin Klapper, Hopgood v Ganim, xtrylia; Philip Loots v Hip hi Nam Phi; Neil McCole, Merz and McLellan, Vng quc Anh; Matthew Needham Laing, Victoria Russell v Paul J Taylor, Berrymans Lace Mawer, Vng quc Anh; J Gordon Rees, Binnie Black v Veatch, Vng quc Anh; Tim Raynolds, Constant & Constant, Anh; David R.Wightman & Gerlando Butera, Nabarro Nathanson, Vng quc Anh; Hip hi cc k s t vn Nht Bn; C quan Cng nghip Xy dng Phi Lip Pin; Vereniging voor Bouwrecht, H Lan; T chc Quc t Cc Nh thu Chu u (EIC); C quan Lin lc Cng nghip Kim loi Chu u (ORGALIME); Hip hi Quc t Cc Nh thu lm cng vic no vt, Hi lut gia Quc t; Ngn hng Pht trin Chu ; v Ngn hng Th gii. S tha nhn ca nhng c nhn v t chc ni trn khng c ngha l h thng qua cc din t ca tt c cc iu khon. c bit, EIC v ORGALIME nu r cc im hn ch v mt s iu ca hp ng EPC. FIDIC xin c nh gi cao thi gian v cng sc b ra ca tt c cc c nhn v t chc trn y. Quyt nh cui cng v hnh thc v ni dung ca ti liu vn thuc v FIDIC.
FIDIC
167
LI NI U
Trong nm 1999, Hip hi quc t cc k s t vn (FIDIC) cng b ln xut bn th nht ca 4 dng hp ng tiu chun mi: iu kin ca Hp ng Xy dng, Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut do Ch u t hoc k thut do Ch u t hoc i din ca Ch u t, cc Nh t vn thit k. Theo s sp xp thng thng i vi cc loi hp ng ny th Nh thu xy dng thc hin cng trnh ng vi thit k do Ch u t cung cp. Tuy nhin cng trnh c th bao gm mt s hng mc v c, in v/hoc xy dng do Nh thu thit k. iu kin ca Hp ng Nh my v Thit k - Xy dng, Dng ny c khuyn ngh dng cho vic cung cp nh my in v/hoc c kh v cho vic thit k v thi cng cc cng trnh xy dng hoc k thut. Theo s sp xp thng thng i vi loi hp ng ny th Nh thu thit k v cung cp cc nh my v/hoc cc cng vic khc theo cc yu cu ca Ch u t m n c th kt hp c cc cng vic h tng, c, in v/hoc xy dng. iu kin Hp ng cho cc D n EPC/Cha kha trao tay (EPC l: k thut mua sm, xy dng ND) Dng ny c th thch hp vi vic cung cp trn c s cha kha trao tay mt dy chuyn hay mt nh my in, mt x nghip hay c s tng t hoc mt d n h tng hoc mt loi d n pht trin khc m : (i) gi thnh v thi gian c yu cu cao hn, v (ii) Nh thu chu trch nhim hon thnh i vi thit k v thi cng cng trnh, vi s tham gia rt t ca Ch u t. Theo s sp xp thng thng, i vi cc d n cha kha trao tay th Nh thu thc hin mi cng vic K thut, Mua sm v Xy dng (EPC): cung cp trang thit b ng b, sn sng vn hnh (ti lc cha kha trao tay). Dng Hp ng ngn, Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut c vn tng i nh. Ty theo loi cng vic v iu kin c th, dng ny cng c th thch hp i vi cc hp ng c gi tr ln hn, c bit i vi cng trnh tng i n gin, lp i lp li hoc cng trnh lm trong thi gian ngn. Theo sp xp thng thng i vi loi hp ng ny th Nh thu xy dng cng trnh ph hp theo thit k do Ch u t hay i din ca Ch u t (nu c) cung cp, nhng dng ny cng c th thch hp i vi mt hp ng c hoc bao gm ton b cc cng vic h tng v c, in v/hoc xy dng do Nh thu thit k. Cc dng hp ng c khuyn ngh cho vic s dng chung khi vic u thu c mi trn c s quc t. C th yu cu sa i mt s quyn hn php l no , c bit nu cc iu kin c dng trong nhng hp ng trong nc. FIDIC coi cc vn bn chnh thc v ng tin cy l bng ting Anh. Khi son tho iu kin Hp ng cho d n EPC/Cha kha trao tay ny, thy rng, trong khi c nhiu khon s c p dng rng ri th c mt s khon no cn thit phi thay i tnh n cc tnh hung lin quan n hp ng ring. Nhng khon c xem l c th
FIDIC
168
p dng cho nhiu (nhng khng phi l cho tt c) hp ng u c a vo trong iu kin chung chng kt hp cht ch trong mi hp ng. iu kin chung v iu kin ring s cng bao gm cc iu kin ca Hp ng chi phi cc quyn li v ngha v ca cc bn. Cn thit phi son tho cc iu kin ring cho mi hp ng ring l v phi tnh n nhng khon trong cc iu kin chung c cp ti cc iu kin ring. i vi t cng b ny, iu kin chung c son tho da trn cc c s sau y: (i) cc khon thanh ton tm lin quan n Gi Hp ng trn gi s c thc hin theo tin trnh cng vic v thnh tng t c trnh by chi tit trong mt lch trnh thanh ton. nu li vn trong iu kin chung i hi phi c thm d liu in hnh c Ch u t quy nh th Khon tham chiu ti nhng d liu c cha ng trong iu kin ring hoc yu cu ca Ch u t. khi mt Khon trong iu kin chung cp n mt trng hp m cc thut ng hp ng khc nhau c p dng cho cc hp ng khc nhau th cc nguyn tc c vn dng, vit Khon ny ra thnh vn, nh sau: (a) nu nhng qui nh no ngi s dng khng mun p dng th c th n gin gch b hoc khng vin dn; h s cm thy thun tin hn l phi vit on vn b sung (trong iu kin ring) bi v trong iu kin chung khng c cc yu cu ca h; hoc trong nhng trng hp khc, nhng ch m vic p dng (a) khng thch hp th khon nn c cc qui nh c xem l c th p dng cho hu ht cc hp ng.
(ii)
(iii)
(b)
V d, Khon 14.2 (ng trc) c a vo l cho thun tin ch khng phi v chnh sch no ca FIDIC lin quan n vic tm ng. Khon ny s khng p dng c (thm ch c nu n khng b gch b) nu n b b qua do khng trnh by r chi tit s tin thanh ton trc. Cn lu rng mt vi quy nh nm trong iu kin chung c th khng thch hp i vi mt hp ng mang tnh in hnh. Nhng thng tin tip theo v mt ny, v d cu ch cho nhng quy nh khc, v nhng ti liu gii thch khc v 1 phiu kim tra v v d v cu ch gip son tho iu kin ring v nhng h s mi thu khc c gp chung li trong ln xut bn ny thnh Hng dn son tho iu kin ring. Trc khi a thm bt c v d v cu vn no, cn kim tra m bo l n hon ton ph hp cho tnh hung ring ; nu khng n s phi sa li. nhng ch m vn a ra lm v d c sa li v trong trng hp khi c nhng sa i v li vn hoc c cc b sung khc, cn phi thn trng m bo khng to ra nhng ch ti ngha hoc l ca iu kin chung hoc gia cc iu khon ca iu kin ring. Mt iu rt c bn l tt c nhng nhim v d tho ny v ton b vic son tho h s mi thu phi c giao ph cho ngi c trnh thch ng k c v mt hp ng, k thut v mua sm.
FIDIC
169
Ti liu xut bn ny kt thc vi cc mu Th d thu, Bn tha thun hp ng, cc phng n tha thun v x l tranh chp. Bn tha thun x l tranh chp ny a ra li vn cho bn tha thun gia Bn Ch u t v Bn Nh thu v ngi c ch nh lm nhim v hoc l ngi ha gii duy nht hoc l thnh vin ca ban ha gii ba ngi; v bao gm (theo tham chiu) cc khon ca Ph lc ca iu kin chung. FIDIC d nh xut bn mt hng dn s dng iu kin hp ng cho Xy dng, cho Nh my v Thit k - Xy dng v cho cc D n K thut, Mua sm, Xy dng (EPC)/cha kha trao tay. Nhm lm r trnh t ca cc hot ng theo Hp ng, c th tham chiu cc s hai trang tip theo v cc Khon c lit k di y (mt vi s ca Khon cng c nu ra trong cc s ). Nhng s l minh ha v khng c xem l s din gii Cc iu kin ca Hp ng. 1.1.3.1 & 13.7 1.1.3.2 & 8.1 1.1.6.6 & 4.2 1.1.3.3 & 8.2 1.1.3.4 & 9.1 1.1.3.5 & 10.1 1.1.3.6 & 12.1 1.1.3.7 & 11.1 1.1.3.8 & 11.9 Ngy hn Ngy khi cng Bo lnh thc hin Thi gian hon thnh (nh c ko di theo khon 8.4) Kim nh khi hon thnh Chng ch Nghim thu Kim nh sau khi hon thnh (nu c) Thi hn thng bo sai st (nh c ko di nh 11.3) Chng ch Thc hin
FIDIC
170
Pht hnh Cc Ti liu mi thu
Np H s d thu
K tha thun Hp ng
8.1 Ngy khi cng
10.1 Cp chng ch nghim thu
11.9 Cp chng ch thc hin
Ngy hn
8.2 Thi gian hon thnh1
Thi hn thng bo sai st 3
28 ngy
<28 ngy
11 Thng Chm tr do bo cc Nh thu 2 sai st
<21 ngy
Thi hn u thu
4.2 Pht hnh Bo lnnh 9.1 Th khi thc hin hp ng hon thnh 4
Sa cha sai st
4.2 Tr li bo lnh thc hin hp ng
Trnh t in hnh ca cc s vic chnh trong cc Hp ng cho d n EPC/cha kha trao tay 1. 2. 3. 4. Thi gian hon thnh phi c ni r (trong iu kin ring) nh s ngy, c b sung thi gian ko di theo Khon 8.4. Nhm ch c ra trnh t ca cc s vic, s trn y da trn v d v Nh thu khng tun th ng vi Khon 8.2. Thi hn thng bo cc sai st phi c nu r (trong iu kin ring) s ngy, c b sung thi gian ko di theo Khon 11.3. Ty thuc vo loi cng trnh m c th yu cu kim nh sau khi hon thnh.
FIDIC
171
14.3 Nh thu np bo co cho Ch u t
14.6 Ch u t cp cho Nh thu thng bo v s tin c hng
14.7 Ch u t thanh ton cho Nh thu
Mi ln thanh ton tm hng thng (hoc cch khc)
<56 ngy
<28 ngy
Thanh ton cui cng
Nh T vn r sot bo co cui cng, Nh thu cung cp thng tin <42 ngy 14.11 Nh thu np d tho bo co cui cng cho Ch u t 14.11 Nh thu np bo co cui cng v 14.2 trang tri xong 14.7 Ch u t thanh ton
Trnh t in hnh ca cc s vic thanh ton c tr tnh trong iu 14 Bn ra thng Bo nh trnh BXLTC (DAB) xem xt 1 tranh chp 20.2 Cc bn ch nh Ban XLTC (DAB) 20.4 Mt bn trnh BXLTC (DAB) xem xt 1 tranh chp 20.4 Mt bn c th ra thng bo v s khng tha mn 20.6 Mt bn c th khi xung s phn x trng ti
Ha gii mt cch hu ho Cc bn a ra kin vi BXLTC (DAB)
<28 ngy
<84 ngy
<28 ngy BXLTC (DAB) ra quyt nh
>56 ngy Trng ti/ cc trng ti c ch nh
Tnh lin tc in hnh ca cc s kin tranh chp c tr tnh trong iu 20.
FIDIC
172
IU KIN CHUNG
iu kin Hp ng
iu kin chung

FIDIC 1999
FIDIC
173
IU KIN CHUNG NI DUNG

1.
1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 1.10 1.11 1.12 1.13 1.14
NHNG QUY NH CHUNG

nh ngha Din gii Cc cch thng tin Lut v ngn ng Th t u tin ca cc ti liu Tha thun hp ng Nhng li S cn trng v cung cp ti liu Vic bo mt Vic Ch u t s dng ti liu ca Nh thu Vic Nh thu s dng ti liu ca Ch u t Cc chi tit b mt Tun th lut php ng trch nhim v a trch nhim
2.
2.1 2.2 2.3 2.4 2.5
CH U T
Quyn tip cn Cng trng Giy php, chng ch hoc giy chp thun Nhn lc ca Ch u t S thu xp ti chnh ca Ch u t Khiu ni ca Ch u t
3.
3.1 3.2 3.3 3.4 3.5
VIC IU HNH CA CH U T
i din ca Ch u t Nhn lc khc ca Ch u t Ngi c y quyn Cc ch dn Quyt nh
4.
4.1
NH THU
Trch nhim chung ca Nh thu
FIDIC
174
4.2 4.3 4.4 4.5 4.6 4.7 4.8 4.9 4.10 4.11 4.12 4.13 4.14 4.15 4.16 4.17 4.18 4.19 4.20 4.21 4.22 4.23 4.24
Bo lnh thc hin i din Nh thu Nh thu ph Nh thu ph c c Hp tc nh v cc mc Cc quy nh v an ton m bo cht lng D liu v cng trng Tnh cht y ca Gi Hp ng Cc kh khn khng lng trc c Quyn v ng i v cc phng tin Trnh can thip ng vo cng trng Vn chuyn hng ha Thit b Nh thu Bo v mi trng in, nc v kh t Thit b v vt liu cp t do ca Ch u t Bo co tin An ninh cng trng Hot ng ca Nh thu trn cng trng C vt
5.
5.1 5.2 5.3 5.4 5.5 5.6 5.7 5.8
THIT K
Nhim v thit k chung Cc ti liu ca Nh thu m bo ca Nh thu Tiu chun v quy nh k thut o to Cc ti liu hon cng Hng dn vn hnh v bo dng Li thit k
6.
6.1
FIDIC

Thu mn nhn vin v lao ng 175
6.2 6.3 6.4 6.5 6.6 6.7 6.8 6.9 6.10 6.11
Mc lng v iu kin lao ng Nhng ngi trong b my ca Ch u t Lut lao ng Gi lao ng iu kin sinh hot cho nhn vin v ngi lao ng Sc khe v an ton lao ng Gim st ca Nh thu Nhn lc Nh thu Bo co v nhn lc v thit b ca Nh thu Hnh vi gy ri
7.
7.1 7.2 7.3 7.4 7.5 7.6 7.7 7.8

Cch thc thc hin Mu m Gim nh Kim nh (th) T chi Cng vic sa cha Quyn s hu v thit b v vt liu L ph s dng
8.
8.1 8.2 8.3 8.4 8.5 8.6 8.7 8.8 8.9 8.10 8.11 8.12

Khi cng Thi gian hon thnh Chng trnh tin Gia hn thi gian hon thnh Chm tr do Nh chc trch Tin thc hin Nhng thit hi do chm tr Tm ngng cng vic Hu qu ca vic tm ngng Thanh ton tin thit b v vt liu trong trng hp tm ngng Ko di tnh trng tm ngng Ni li cng vic
FIDIC
176
9.
9.1 9.2 9.3 9.4
TH (KIM NH) KHI HON THNH

Ngha v Nh thu Vic th (kim nh) b chm tr Th (kim nh) li Khng vt qua c cc cuc kim nh khi hon thnh
10.
10.1 10.2 10.3
NGHIM THU CA CH U T
Nghim thu cng trnh v cc hng mc cng trnh Nghim thu b phn cng trnh Can thip vo cc cuc kim nh khi hon thnh
11.
11.1 11.2 11.3 11.4 11.5 11.6 11.7 11.8 11.9
TRCH NHIM I VI CC SAI ST

Hon thnh cng vic cn d dang v sa cha sai st Chi ph cho vic sa cha sai st Ko di thi hn thng bo sai st Khng sa cha c sai st Di chuyn cng vic b sai st Cc kim nh thm Quyn c ra vo Nh thu tm nguyn nhn Chng ch thc hin
11.10 Nhng ngha v cha c hon thnh 11.11 Gii phng mt bng
12.
12.1 12.2 12.3 12.4
KIM NH SAU KHI HON THNH

Th tc kim nh sau khi hon thnh Th (kim nh) b chm tr Th (kim nh) li Khng vt qua c cc cuc kim nh sau khi hon thnh
13.
13.1 13.2 13.3 13.4 13.5 13.6
FIDIC
BIN I V IU CHNH
Quyn c bin i T vn v gi tr cng trnh Th tc bin i Thanh ton bng tin t qui nh Tin d chi Ngy lm vic 177
13.7 13.8
iu chnh do thay i lut l iu chnh do thay i v chi ph
14.
14.1 14.2 14.3 14.4 14.5 14.6 14.7 14.8 14.9
GI HP NG V THANH TON
Gi hp ng ng trc Xin cp thanh ton tm Lch trnh thanh ton Thit b v cc vt liu dng cho cng trnh Thanh ton tm n nh thi hn thanh ton Thanh ton b chm tr Thanh ton tin gi li
14.10 Bo co khi hon thnh 14.11 Xin cp thanh ton cui cng 14.12 Trang tri xong 14.13 Thanh ton cui cng 14.14 Chm dt trch nhim ca Ch u t 14.15 Loi tin dng thanh ton
15.
15.1 15.2 15.3 15.4 15.5
CHM DT HP NG BI CH U T
Thng bo sa cha Chm dt hp ng bi Ch u t Xc nh gi vo ngy chm dt hp ng Thanh ton sau khi chm dt hp ng Quyn chm dt hp ng ca Ch u t
16.
16.1 16.2 16.3 16.4
TM NGNG V CHM DT HP NG BI NH THU

Quyn tm ngng cng vic bi Nh thu Chm dt hp ng bi Nh thu Ngng cng vic v di di thit b ca Nh thu Thanh ton khi chm dt hp ng
17.
17.1 17.2 17.3
FIDIC
RI RO V TRCH NHIM
Bi thng S cn trng ca Nh thu i vi cng trnh Ri ro ca Ch u t 178
17.4 17.5 17.6
Hu qu cc ri ro ca Ch u t Quyn s hu cng nghip Gii hn trch nhim
18.
18.1 18.2 18.3 18.4
BO HIM
Cc yu cu chung v bo him Bo him cng trnh v thit b ca Nh thu Bo him tn thng cho ngi v thit hi v ti sn Bo him cho nhn lc Nh thu
19.
19.1 19.2 19.3 19.4 19.5 19.6 19.7
BT KH KHNG
nh ngha v bt kh khng Thng bo v bt kh khng Nhim v gim s chm tr n thp nht Cc hu qu ca bt kh khng Bt kh khng nh hng n Nh thu ph Chm dt c la chn, thanh ton, ht trch nhim Ht trch nhim thc hin theo lut
20.
20.1 20.2 20.3 20.4 20.5 20.6 20.7 20.8
KHIU NI, TRANH CHP V TRNG TI

Khiu ni ca Nh thu Vic c Ban x l tranh chp Khng tha thun c v Ban x l tranh chp C quyt nh ca Ban x l tranh chp Ha gii mt cch hu ho Trng ti Khng tun th quyt nh ca Ban x l tranh chp Ht hn vic ch nh Ban x l tranh chp
PH LC CC IU KIN CHUNG CA THA THUN X L TRANH CHP BN MC LC CC KHON
FIDIC
179
Cc nh ngha c Lit k theo Bng ch ci ting Anh

1.1.3.5 1.1.3.6 1.1.3.7 1.1.3.8 1.1.3.9 1.1.2.3 1.1.6.1 1.1.5.1 1.1.2.7 1.1.2.5 1.1.4.2 1.1.6.2 1.1.2.9 1.1.2.9 1.1.3.7 1.1.2.2 1.1.6.3 1.1.2.6 1.1.2.4 1.1.1.3 1.1.2.10 1.1.4.3 1.1.6.4 1.1.4.4 1.1.5.2 Ngy hn Ngy khi cng Hp ng Tha thun Hp ng Gi Hp ng Nh thu H s Nh thu Thit b Nh thu Nhn lc Nh thu i din Nh thu Chi ph Nc s ti DAB Ban x l tranh chp Ngy Thi hn thng bo sai st Ch u t Thit b Ch u t Nhn lc Ch u t i din ca Ch u t Cc yu cu ca Ch u t FIDIC Bn k khai cui cng Bt kh khng Ngoi t Hng ha 1.1.6.5 1.1.4.5 1.1.5.3 1.1.2.1 1.1.3.8 1.1.1.5 1.1.6.6 1.1.5.4 1.1.5.5 1.1.4.6 1.1.4.7 1.1.1.5 1.1.5.6 1.1.6.7 1.1.4.8 1.1.2.8 1.1.3.5 1.1.5.7 1.1.1.4 1.1.3.6 1.1.3.4 1.1.3.3 1.1.6.8 1.1.6.9 1.1.5.8 1.1.3.9 Lut Ni t Vt liu Bn Chng ch thc hin Bo hnh thc hin Bo lnh thc hin Cng trnh vnh cu Thit b S tin tm thi Tin gi li Lch trnh thanh ton Hng mc cng trnh Cng trng Bn k khai Nh thu ph Chng ch nghim thu Cng trnh tm H s d thu Th sau khi hon thnh Th khi hon thnh Thi hn hon thnh Khng lng trc c Bin i Cng trnh Nm
FIDIC
180
IU KIN CHUNG 1.
1.1
NHNG QUY NH CHUNG

nh ngha Trong Nhng iu kin ca Hp ng (Nhng iu kin ny) bao gm iu kin ring v iu kin chung ny, nhng t v cm t lit k di y s c ngha nh quy nh bn di. Nhng t ch ngi hoc cc bn, c ngha bao gm cng ty v cc n v php nhn khc, tr nhng ch m ng cnh i hi phi hiu khc. 1.1.1 Hp ng 1.1.1.1 Hp ng l nhng Tha thun Hp ng, nhng iu kin ny, Yu cu ca Ch u t, H s d thu v cc ti liu khc (nu c) c lit k trong Tha thun Hp ng. Tha thun Hp ng l tha thun hp ng (nu c) c tham chiu ti Khon 1.6 [Tha thun Hp ng], bao gm bt k bin bn ghi nh ph no km theo. Yu cu ca Ch u t l ti liu c ly tiu cc yu cu ca Ch u t, c a vo trong Hp ng, v bt k s b sung v sa i ti liu ny ph hp vi Hp ng. Ti liu ny nu c th mc ch, phm vi v/hoc cc tiu chun thit k v/hoc cc c tnh k thut khc i vi Cng trnh. H s D thu l n cho hng c k bi Nh thu v tt c cc vn bn khc m Nh thu trnh (khc vi cc iu kin v yu cu ca Ch u t, nu cng c trnh), c a vo trong hp ng.
1.1.1.2
1.1.1.3
1.1.1.4
1.1.2 Cc bn v cc c nhn 1.1.2.1 1.1.2.2 1.1.2.3 Bn l Ch u t hoc Nh thu theo ng cnh yu cu. Ch u t l ngi c gi l Ch u t trong tha thun hp ng v nhng ngi k tc hp php theo chc danh ny. Nh thu l nhng ngi c gi l Nh thu trong tha thun hp ng v cc ngi k tha hp php nhn danh nhng ngi ny. i din Ch u t l ngi c Ch u t nu ra trong Hp ng hoc c ch nh theo tng thi gian theo Khon 3.1 [i din ca Ch u t], v hnh ng thay mt cho Ch u t. i din Nh thu l ngi c Nh thu nu ra trong Hp ng hoc c Nh thu thnh thong ch nh theo Khon 4.3 [i din Nh thu] v hnh ng thay mt Nh thu.
1.1.2.4
1.1.2.5
FIDIC
181
1.1.2.6
Nhn lc Ch u t l i din ca Ch u t, cc tr l c ni ti trong Khon 3.2 [Nhn lc khc ca Ch u t] v tt c nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc ca Ch u t v i din Ch u t thng bo cho Nh thu l nhn lc Ch u t. Nhn lc ca Nh thu l i din ca Nh thu v tt c cc nhn lc m Nh thu s dng trn cng trng, c th bao gm nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc ca Nh thu v ca tng Nh thu ph v bt k ngun nhn lc no khc gip vic cho Nh thu trong vic thi cng cng trnh. Nh thu ph l ngi c gi l thu ph trong Hp ng, hoc bt k ngi no c ch nh l thu ph cho mt phn ca cng trnh v nhng ngi k tc hp php theo chc danh ca mi mt trong s nhng ngi ni trn. DAB (Ban x l tranh chp) l mt ngi hoc ba ngi c gi nh vy trong Hp ng, hoc nhng ngi khc c ch nh theo Khon 20.3 [Bt ng trong vic c Ban x l Tranh chp] FIDIC l Fderation Internationale des Ingnieurs-Conseils, ngha l Hip hi Quc t Cc k s T vn.
1.1.2.7
1.1.2.8
1.1.2.9
1.1.2.10
1.1.3 Ngy, th, thi hn v hon thnh Ngy hn l ngy vo 28 ngy trc thi hn cui cng np H s d thu. 1.1.3.1 1.1.3.2 Ngy khi cng l ngy c thng bo theo Khon 8.1 [Ngy khi cng], tr phi c nu khc trong tha thun Hp ng. Thi hn hon thnh l thi gian hon thnh cng trnh hoc hng mc cng trnh (ty tng trng hp) theo Khon 8.2 [Thi hn hon thnh] nh nu trong iu kin ring vi bt c s ko di theo Khon 8.4 [Gia hn thi gian hon thnh], c tnh t ngy khi cng. Th (kim nh) hon thnh l nhng cuc th c ch ra trong Hp ng hoc c tha thun gia hai Bn hoc c hng dn l mt Bin i v c tin hnh theo iu 9 [Kim nh khi hon thnh] trc khi cng trnh hoc hng mc cng trnh (ty trng hp) c Ch u t tip thu bn giao. Chng ch nghim thu l chng ch c pht hnh theo iu 10 [Nghim thu ca Ch u t] Th (kim nh) sau khi hon thnh l cc cuc th (nu c) c nu trong Hp ng v c thc hin theo iu 12 [Kim nh sau khi hon thnh] sau khi cng trnh hoc mt hng mc (ty tng trng hp) c Ch u t tip nhn.
1.1.3.3
1.1.3.4 1.1.3.5
FIDIC
182
1.1.3.6
Thi hn thng bo sai st l thi hn thng bo cc sai st ca cng trnh hoc hng mc (ty tng trng hp) theo Khon 11.1 [Hon thnh phn vic cn d dang v sa cha cc sai st], nh c nu trong iu kin ring (vi bt c s gia hn theo Khon 11.3 [Gia hn thi hn thng bo sai st], c tnh t ngy cng trnh hoc hng mc cng trnh c hon thnh nh c xc nhn theo quy nh ti Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh]. Nu thi hn ny khng c nh r trong iu kin ring th thi hn s l mt nm Chng ch thc hin l chng nhn c pht hnh theo Khon 11.9 [Chng ch thc hin] Ngy l ngy theo lch v nm l 365 ngy.
1.1.3.7 1.1.3.8
1.1.4 Tin v thanh ton 1.1.4.1 Gi hp ng l gi c nu r trong tha thun Hp ng cho vic thit k, thi cng v hon thnh cng trnh v sa cha cc sai st bao gm cc iu chnh (nu c) ph hp vi Hp ng. Chi ph l tt c cc khon chi hp l do Nh thu chu (hoc s phi chu), bt k trong hay ngoi phm vi cng trng, gm c chi ph qun l v cc chi ph tng t, nhng khng gm li nhun. Bng k khai cui cng l bng k khai c nh r ti Khon 14.11 [Xin cp Chng ch thanh ton cui cng] Ngoi t l tin t m bng loi tin mt phn (hoc ton b) Gi hp ng phi tr nhng khng phi l Nt t. Ni t l tin t ca nc s ti. S tin tm thi l s tin (nu c) c xc nh trong Hp ng l s tin tm thi c cp thc hin mt phn bt k ca cng trnh hoc cung cp thit b, vt liu hoc dch v theo Khon 13.5 [S tin tm thi]. Tin gi li l tin Ch u t gi li theo Khon 14.3 [n xin cp Chng ch thanh ton tm thi] v tr theo Khon 14.9 [Thanh ton tin b gi li] Bn k khai l mt bn k do Nh thu trnh l mt phn ca n xin thanh ton theo iu 14 [Gi hp ng v thanh ton]
1.1.4.2
1.1.4.3 1.1.4.4 1.1.4.5 1.1.4.6
1.1.4.7
1.1.4.8
1.1.5 Cng trnh v Hng ha 1.1.5.1 Thit b Nh thu l ton b thit b my mc, phng tin, xe c v cc th khc yu cu phi c thi cng v hon thnh cng trnh v sa cha bt c sai st no. Tuy nhin, thit b ca Nh thu khng bao gm cc cng trnh tm, thit b ca Ch u t (nu c), 183
FIDIC
thit b, vt liu v bt c th no khc nhm to thnh hoc ang to thnh mt cng trnh vnh cu. 1.1.5.2 1.1.5.3 Hng ha l thit b, vt liu, nh xng v cng trnh tm trong cc loi trn ca Nh thu hoc bt c mt th no thch hp. Vt liu l nhng th hoc tt c cc loi (khng phi thit b) nhm to nn hoc ang to nn mt phn ca cng trnh vnh cu gm nhng th c cung cp, ch ni v vt liu (nu c) do Nh thu cung cp theo Hp ng. Cng trnh vnh cu l cc cng trnh vnh cu c Nh thu thit k v thi cng theo Hp ng. Thit b l cc b dng c, my mc, phng tin xe c s to thnh hoc ang to thnh mt phn ca cc cng trnh vnh cu. Hng mc l mt phn cng trnh c nu trong iu kin ring l mt hng mc (nu c). Cng trnh tm l tt c cc cng trnh tm thi thuc bt k loi no (ngoi cc thit b ca Nh thu) cn thit phi c trn cng trng thi cng v hon thnh cng trnh vnh cu v sa cha bt k sai st no. Cng trnh l cc cng trnh tm v cng trnh vnh cu hoc bt k loi thch hp no trong .
1.1.5.4 1.1.5.5 1.1.5.6 1.1.5.7
1.1.5.8
1.1.6 Cc nh ngha khc 1.1.6.1 Ti liu Nh thu l cc tnh ton, chng trnh my tnh v phn mm khc, bn v, s tay hng dn, cc m hnh v cc ti liu c tnh cht k thut khc (nu c) do Nh thu cung cp theo Hp ng; c m t ti Khon 5.2 [Ti liu Nh thu] Nc s ti l nc m cng trng (hoc phn ln cng trng) c t nc , ni cc cng trnh vnh cu s c thi cng. Thit b Ch u t l my mc, phng tin xe c (nu c) do Ch u t cp cho Nh thu s dng thi cng cng trnh, nh nu trong Yu cu ca Ch u t; nhng khng bao gm thit b khng c Ch u t tip nhn. Bt kh khng c nh ngha ti iu 19 [Bt kh khng] Lut l ton b lut php quc gia (hoc ca bang), cc o lut, php lnh, v cc lut khc, cc quy ch, cc vn bn php quy di lut ca bt k c quan cng quyn c thnh lp theo php lut. Bo lnh thc hin l vic bo m (hoc nhng bo m, nu c) theo Khon 4.2 [Bo lnh thc hin]
1.1.6.2 1.1.6.3
1.1.6.4 1.1.6.5
1.1.6.6
FIDIC
184
1.1.6.7
Cng trng l nhng ni cc cng trnh vnh cu c thi cng v l ni m thit b v vt liu c chuyn ti v bt c ni no khc c nu ra trong Hp ng khi to nn mt b phn ca cng trng. Khng lng trc c l iu khng th lng trc c mt cch c l ca mt Nh thu c kinh nghim ti thi im np thu. Bin i l bt k s bin ng no i vi yu cu ca Ch u t hoc cng vic c ch dn hoc chp thun l s bin i theo iu 13 [Bin i v iu chnh]
1.1.6.8
1.1.6.9
1.2
Din gii Trong, Hp ng tr trng hp ng cnh yu cu khc, cn th: (a) (b) (c) (d) nhng t ch mt gii l gm tt c cc gii; nhng t ch s t cng bao gm s nhiu v t ng ch s nhiu cng bao gm c s t. nhng quy nh bao gm cc t ng , ng hoc tha thun yu cu s tha thun phi c ghi bng vn bn, v c vit hoc bng vn bn ngha l phi c vit bng tay, c nh my, c in hoc ch bn in t v lm thnh ti liu lu gi lu bn.
Cc t ng bn l v cc u khc s khng c xem xt khi din dch cc iu kin ny. 1.3 Cc cch thng tin Bt c ch no khi iu kin ny quy nh vic a ra hoc ban hnh s chp thun, chng ch, tn thnh, quyt nh, thng bo v yu cu, th nhng truyn thng ny s phi l: (a) bng vn bn v chuyn tay (theo giy bin nhn), c gi bng bu in, bu phm hoc c truyn i bng bt k h thng truyn in t c tha thun nh nu trong iu kin ring; v c chuyn, gi hoc truyn n a ch thng tin c vi ngi nhn nh quy nh trong Hp ng. Tuy nhin: (i) (ii) nu ngi nhn thng bo mt a ch khc, th sau thng tin phi c chuyn theo a ch mi mt cch tng ng; v nu ngi nhn khng thng bo g khc khi yu cu mt s ph duyt hoc mt s ng , th thng tin c th c gi ti a ch m t pht hnh yu cu.
(b)
FIDIC
185
Nhng giy ph duyt, chng ch, tn thnh v quyt nh khng c b cn gi li hoc b lm chm tr mt cch v l. 1.4 Lut v ngn ng Hp ng chu s iu tit theo lut ca nc s ti (hoc quyn lc php l khc) c nu trong iu kin ring. Nu c bt c phn no ca Hp ng c dch bng nhiu hn mt th ngn ng th bn dch thc hin bng ngn ng ch o c nu trong phn iu kin ring, s chim u th. Ngn ng giao dch phi l ngn ng quy nh trong iu kin ring. Nu trong khng quy nh ngn ng giao dch, th phi dng ngn ng m Hp ng (hoc a phn Hp ng) c son tho. 1.5 Th t u tin ca cc ti liu Cc ti liu to thnh Hp ng c dng gii thch chung gia cc bn. Vi mc ch din gii, th t u tin ca cc ti liu theo trnh t sau: (i) (b) (c) (d) (e) 1.6 Tha thun hp ng (nu c) iu kin ring iu kin chung Cc Yu cu ca Ch u t H s d thu v cc ti liu khc l b phn ca Hp ng
Tha thun Hp ng Hp ng s hon ton c hiu lc thi hnh t ngy c nu r trong tha thun Hp ng. Chi ph ng du v chi ph tng t (nu c) theo lut nh lin quan n vic k kt tha thun Hp ng do Ch u t chu.
1.7
Nhng li Khng bn no c chuyn nhng ton b hoc mt phn Hp ng hoc bt c phn li ch hoc quyn li trong hoc theo Hp ng. Tuy nhin, cc bn: (a) (b) c th chuyn nhng ton b hoc mt phn Hp ng vi s tha thun trc ca pha bn kia theo s suy xt thn trng duy nht ca pha bn , v c th, dng lm bo lnh i vi mt ngn hng hoc t chc ti chnh, nhng li quyn thu bt k s tin n hn no phi tr hoc sp n hn theo Hp ng.
FIDIC
186
1.8
S cn trng v cung cp ti liu Ti liu ca Nh thu phi c Nh thu ct gi cn thn, tr phi v cho ti khi c Ch u t tip nhn. Tr phi c quy nh khc trong Hp ng, Nh thu phi cung cp cho Nh t vn 6 bn sao mi b ti liu ca Nh thu. Nh thu phi gi trn cng trng mt bn sao Hp ng, cc n phm c nu trong yu cu ca Ch u t, Ti liu ca Nh thu, nhng bin i v cc thng tin khc c cp theo Hp ng. Ngi ca Ch u t c quyn c xem tt c nhng ti liu ny vo tt c cc thi im thch hp. Nu mt Bn pht hin thy li hoc sai st v mt k thut trong mt ti liu chun b dng thi cng cng trnh, th Bn phi thng bo ngay cho Bn kia bit nhng li hoc sai st ny.
1.9
Vic bo mt Ngoi tr trng hp cn thit thc hin theo ngha v hoc tun theo cc Lut hin hnh, c hai bn u phi xem cc chi tit ca Hp ng l b mt v ca ring mnh. Nh thu khng c xut bn, cho php xut bn hay l bt k chi tit no ca cng trnh trn mi sch bo thng mi hoc k thut hoc mt ni no khc m khng c s tha thun trc ca Ch u t.
1.10
Ch u t s dng ti liu ca Nh thu Gia cc bn vi nhau, Nh thu gi bn quyn v cc quyn s hu tr tu khc i vi ti liu ca Nh thu v cc thit k khc do (hoc thay mt) Nh thu lm. Nh thu c xem nh (bng cch k Hp ng) cp cho Ch u t mt Giy php c th chuyn nhng, khng c thi hn chm dt, khng c quyn, khng phi tr tin bn quyn, v vic sao chp, s dng v thng tin cc ti liu ca Nh thu, bao gm c tin hnh v s dng cc ci tin. Giy php ny phi: (a) (b) p dng trong sut qu trnh hot ng thc t hoc d nh (d di th no chng na) ca cc b phn lin quan n cng trnh. Giao quyn cho ai s hu mt cch thch hp cc phn lin quan n cng trnh, sao chp, s dng v thng tin ti liu ca Nh thu vi mc ch hon thnh, vn hnh, bo dng, sa i, iu chnh, sa cha v ph d cng trnh, v trng hp ti liu ca Nh thu dng chng trnh my tnh v phn mm khc, cho php h s dng trn bt c my tnh no trn cng trng v cc ni khc nh tr tnh c th trong Hp ng, k c vic thay my tnh do Nh thu cp.
(c)
Ti liu ca Nh thu v cc ti liu khc do Nh thu (hoc do i din ca mnh) thc hin, nu Nh thu khng ng , Ch u t (hoc i din ca mnh) khng c s dng, sao chp hoc thng tin cho bn th 3 v mc ch khc vi nhng mc ch cho php trong Khon ny.
FIDIC
187
1.11
Vic Nh thu s dng ti liu ca Ch u t Gia cc bn, Ch u t gi bn quyn v cc quyn s hu tr tu khc v yu cu ca Ch u t v cc ti liu khc do Ch u t hoc do i din ca Ch u t lm ra. Nh thu c th, bng chi ph ca mnh, sao chp, s dng v nhn thng tin v nhng ti liu ny v mc ch ca Hp ng. Nu khng c s ng ca Ch u t Nh thu s khng c sao chp, s dng hoc thng tin nhng ti liu cho bn th 3, tr khi iu l cn thit v mc ch ca Hp ng.
1.12
Cc chi tit b mt Nh thu khng b yu cu phi tit l cho Ch u t bt c mt thng tin no m Nh thu trnh by trong H s d thu nh l chi tit bo mt. Nh thu s phi tit l bt k thng tin no khc m iu kin ringc th yu cu mt cch hp l iu tra v xc nh vic tun th Hp ng ca Nh thu.
1.13
Tun th lut php Nh thu, khi thc hin Hp ng, phi tun th Lut hin hnh. Tr phi c quy nh khc trong iu kin ring. (a) iu kin ring phi c (hoc s phi c) giy php quy hoch, phn vng hoc giy php tng t cho cng trnh vnh cu, v cc giy php khc c m t trong Yu cu ca Ch u t nh Ch u t c hoc s c; v Ch u t phi bi thng v gnh chu thit hi cho Nh thu do hu qu sai st do mnh gy ra; v Nh thu phi thng bo, np tt c cc loi thu, l ph, ph v c tt c giy php v ph chun, theo Lut nh lin quan n thit k, thi cng v hon thnh cng trnh v sa cha sai st; v Nh thu phi bi thng v gnh chu thit hi cho Ch u t nhng hu qu sai st ca mnh.
(b)
1.14
ng trch nhim v a trch nhim Nu Nh thu thit lp (theo lut hin hnh) mt lin doanh, tp on hoc nhm hp tc gm hai hoc hn ba ngi: (a) (b) nhng ngi ny phi c ng trch nhim v a trch nhim i vi Ch u t thc hin hp ng. nhng ngi ny phi thng bo vi Ch u t v ngi ng u ca h, l ngi s c thm quyn lin kt Nh thu v tng ngi trong s nhng ngi ny; v Nh thu phi khng c thay i c cu hoc t cch php l ca mnh nu khng c s ng ca Ch u t.
(c)
FIDIC
188
2.
2.1
CH U T
Quyn tip cn cng trng Ch u t phi cho Nh thu quyn tip cn v s hu ton b cc phn ca cng trng trong sut thi gian (hoc nhng thi gian) nh quy nh trong iu kin ring. Quyn v vic s hu c th khng ch dnh ring cho Nh thu. Nu trong yu cu Hp ng Ch u t phi (cho Nh thu) quyn s hu bt k nn mng, kt cu, thit b hoc phng tin tip cn cng trng, Ch u t phi thc hin iu ny trong thi gian v theo cch thc quy nh trong phn Yu cu ca Ch u t. Tuy nhin, Ch u t c th gi li, cha cho bt k quyn no nh vy hoc quyn s hu cho ti khi no nhn c Bo lnh thc hin. Nu khng quy nh thi gian trong iu kin ring, Ch u t phi cho Nh thu thu quyn tip cn v s hu cng trng vi hiu lc t ngy khi cng. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do Ch u t khng cho Nh thu nhng quyn s hu trong thi gian nh vy, Nh thu phi thng bo cho Nh t vn v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu: (a) (b) ko di thi gian b cho s chm tr ny, nu vic hon thnh b chm hoc s b chm, theo Khon 8.4 [Gia hn thi gian hon thnh] c thanh ton chi ph pht sinh cng vi li sut hp l, c thm vo trong Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh] nht tr hoc quyt nh vn ny. Tuy nhin, nu v trong phm vi m vic Ch u t khng cho php nhng quyn y cho Nh thu l do sai st hoc s chm tr ca Nh thu bao gm mt sai st, hoc chm tr trong vic np bt c ti liu no ca Nh thu, th Nh thu s khng c quyn hng vic gia hn thi gian, chi ph hoc li nhun nh vy. 2.2 Giy php, chng ch hoc giy chp thun Ch u t phi (trng hp v th lm c iu ny) h tr hp l cho Nh thu theo yu cu ca Nh thu: (a) (b) (c) C c bn sao cc b Lut ca nc s ti lin quan n Hp ng m Nh thu cha c, v v vic xin giy php hoc giy chp thun m Lut nc s ti yu cu, gm nhng loi: Nh thu c i hi phi c theo Khon 1.13 [Tun th lut php] (i) (ii) cung cp hng ha, bao gm thng qua th tc hi quan, v xut cc thit b ca Nh thu khi a chng ra khi cng trng.
FIDIC
189
2.3
Nhn lc ca Ch u t Ch u t phi chu trch nhim m bo cho ngi ca Ch u t v cc Nh thu khc ca Ch u t trn cng trng: (a) (b) hp tc vi s n lc ca Nh thu theo Khon 4.6 [Hp tc] hnh ng tng t nh nhng g yu cu Nh thu thc hin theo im (a), (b) v (c) ca Khon 4.8 [Nhng quy nh v an ton] v theo Khon 4.18 [Bo v mi trng]
2.4
S Thu xp ti chnh ca Ch u t Ch u t phi trnh, trong vng 28 ngy sau khi nhn c bt k yu cu no ca Nh thu, bng chng hp l l thu xp ti chnh c thc hin v ang c duy tr, iu s to iu kin cho Ch u t c th thanh ton Gi hp ng (nh d ton vo thi im ) theo iu 14 [Gi hp ng v thanh ton], nu Ch u t d nh thc hin nhng thay i c th no i vi vic sp xp ti chnh th Ch u t phi thng bo cho Nh thu cc chi tit c th.
2.5
Khiu ni ca Ch u t Nu Ch u t t xt thy mnh c quyn vi bt k thanh ton no theo bt c iu no ca nhng iu kin ny hoc cc quy nh khc lin quan n Hp ng, v/hoc i vi vic ko di thi gian thng bo sai st, Ch u t phi thng bo v cung cp cc chi tit c th cho Nh thu. Tuy nhin, khng phi thng bo i vi cc khon thanh ton ng hn theo Khon 4.19 [in, nc v kh t], theo Khon 4.20 [Thit b ca Ch u t v vt liu cp t do], hoc cc dch v khc do Nh thu yu cu. Phi thng bo cng c tnh hin thc cng tt sau khi Ch u t nhn thy vn hoc tnh trng dn ti khiu ni. Thng bo v vic ko di Thi hn thng bo sai st phi c thc hin trc khi ht hn thi gian thng bo. Cc thng tin chi tit phi xc nh c th iu hoc c s khiu ni khc, v phi bao gm minh chng ca s tin v/hoc s ko di m Ch u t t cho mnh c quyn c hng lin quan n Hp ng. Ch u t sau phi tin hnh theo Khon 3.5 [Quyt nh] nht tr hoc quyt nh (i) s tin (nu c) m Ch u t c quyn c Nh thu thanh ton v/hoc (ii) ko di (nu c) thi hn thng bo sai st theo Khon 11.3 [Ko di thi hn thng bo sai st]. Ch u t c th khu tr s tin ny t bt k khon n hay s n no ca Nh thu. Ch u t ch c quyn tr hoc gim s tin t tng s c xc nhn khon n ca Nh thu, hoc theo mt khiu ni no khc i vi Nh thu theo Khon ny hoc on ph (a) v/hoc (b) ca Khon 14.6 [Thanh ton tm]
FIDIC
190
3.
3.1
VIC IU HNH CA CH U T
i din ca Ch u t Ch u t c th ch nh mt i din hnh ng thay mt cho mnh theo hp ng. Trong trng hp ny, Ch u t phi cung cp cho Nh thu thng bo v tn, a ch, nhim v v quyn hn i din ca mnh. i din ca Ch u t s phi thc thi cc nhim v c phn cng cho mnh, v s thc hin cc quyn lc c y thc bi Ch u t. Tr phi v cho n khi Ch u t thng bo khc cho Nh thu, i din ca Ch u t c coi l c ton quyn ca Ch u t theo Hp ng, ngoi tr chi tit c th trong iu 15 [Chm dt hp ng bi Ch u t]. Nu Ch u t mun thay th bt c ngi no c ch nh lm i din cho mnh th trong vng khng t hn 14 ngy, Ch u t phi cung cp cho Nh thu mt thng bo v tn a ch, nhim v v quyn hn i din ca mnh.
3.2
Nhn vin khc ca Ch u t Ch u t hoc i din ca Ch u t c th phn cng nhim v v y nhim quyn hn cho cc tr l, v cng c th hy b s phn cng hoc y quyn . Nhng ngi tr l ny ca Nh t vn c th l mt Nh t vn thng tr v/hoc gim st vin c lp c ch nh gim st v/hoc th cc hng mc thit b v/hoc vt liu. S phn cng, y quyn hoc hy b s phn cng, y quyn ca Ch u t ch c hiu lc khi no Nh thu nhn c bn sao ca vn bn . Nhng ngi tr l phi l nhng ngi c trnh thch hp, c trnh thc hin nhng nhim v v nhng quyn hn c giao, v thng tho ngn ng giao tip c quy nh ti Khon 1.4 [Lut v Ngn ng]
3.3
Ngi c y quyn Tt c nhng ngi bao gm i din Ch u t v cc tr l, nhng ngi c phn cng nhim v hoc y quyn quyn hn ca Ch u t, s ch c quyn a ra cc ch dn cho Nh thu trong trng hp c nu r trong vic y quyn. Bt k s chp thun, xem xt, xc nhn, ng , kim tra, gim st, ch dn, thng bo, xut, yu cu, kim nh, hoc cc hnh ng tng t ca ngi c y quyn, ph hp vi vic y quyn, s c cng hiu lc nh l nu hnh ng do chnh Ch u t thc hin. Tuy nhin: (a) n s khng lm gim bt bt k trch nhim no theo hp ng ca Nh thu, bao gm trch nhim v li, s b st, s khng nht qun v khng ng yu cu, tr phi c quy nh khc trong thng bo c lin quan n ngi c y quyn cho cc hnh ng nh vy, bt k mt s tht bi no trong vic khng chp thun mt cng vic, thit b hoc vt liu no , s khng c ngha l s ph duyt v, do vy, s khng phng hi n quyn ca Ch u t trong vic bc b cng vic, thit b, hoc vt liu ;
(b)
FIDIC
191
(c)
Nu Nh thu c iu g hoi nghi i vi mt quyt nh hoc ch dn no ca tr l th Nh thu c th nu vn vi Ch u t, l ngi s nhanh chng khng nh, o ngc hoc bin i quyt nh hoc ch dn
3.4
Cc ch dn Ch u t c th a ra cho Nh thu nhng ch dn cn thit Nh thu thc hin ngha v ca mnh theo hp ng. Mi mt ch dn phi c vit thnh vn bn v phi nu r ngha v lin quan n n v cc Khon (hoc iu khon khc ca Hp ng) m trong cc ngha v c ghi r. Nu hng dn dn n mt bin i th p dng iu 13 [Bin i v iu chnh] Nh thu phi tip nhn cc ch dn ca Ch u t, hoc ca i din Ch u t hay tr l ngi c quyn hn chnh ng c y quyn theo iu ny.
3.5
Quyt nh Bt k khi no iu kin ny quy nh rng Ch u t phi thc hin theo Khon 3.5 ng hoc quyt nh vn , Ch u t phi trao i vi Nh thu c gng i n tha thun. Nu khng t c tha thun, Ch u t phi a ra mt quyt nh khch quan ph hp Hp ng vi s xem xt k tt c cc bi cnh lin quan. Ch u t phi thng bo cho Nh thu tng tha thun hoc quyt nh vi cc thng tin c th chng minh. Mi bn phi c gng tn trng hiu lc ca mi tha thun hoc quyt nh, tr phi Nh thu a ra mt thng bo cho Ch u t v s khng tha mn ca mnh vi quyt nh trong vng 14 ngy k t khi nhn c thng bo. Sau , bn kia c th chuyn s bt ng cho Ban x l tranh chp theo Khon 20.4 [C quyt nh ca Ban x l tranh chp].
FIDIC
192
4.
4.1
NH THU
Trch nhim chung ca Nh thu Nh thu phi thit k, thi cng v hon thnh cng trnh theo Hp ng v phi sa cha bt k sai st no trong cng trnh. Khi hon thnh, cng trnh phi ng theo mc ch d nh nh xc nh trong Hp ng. Nh thu phi cung cp thit b v ti liu ca Nh thu c nu trong Hp ng v ton b ngi ca Nh thu, hng ha, vt liu tiu hao, nhng th khc v dch v bt k l tm thi hay lu di c yu cu trong v cho thit k, thi cng, hon thnh v sa cha sai st. Cng trnh ny phi bao gm tt c cc cng vic cn thit p ng cc yu cu ca Ch u t, hoc c cp n trong Hp ng v tt c cc cng vic (k c khng c nu trong Hp ng) cn thit cho s n nh hoc vic hon thnh hoc s an ton v bn thn s vn hnh tt cng trnh. Nh thu phi chu trch nhim v s tha ng, n nh v an ton cho vic hot ng trn cng trng, cc phng php xy dng v ton b cng trnh. Nh thu, bt c khi no Ch u t yu cu, phi trnh cc chi tit ca vic b tr v cc phng php m Nh thu xut p dng cho vic thi cng cng trnh. Khng c thay i ng k nhng s b tr v cc phng php nu khng thng bo trc vi Ch u t.
4.2
Bo lnh thc hin Nh thu (bng chi ph ca mnh) phi c c Bo lnh thc hin vi s lng v loi tin t xc nh trong iu kin ring thc hin ng Hp ng. Nu khng quy nh s tin c th trong iu kin ring, s khng p dng Khon ny. Nh thu phi gi Bo lnh thc hin cho Ch u t trong vng 28 ngy sau khi c hai bn k tha thun hp ng. Bo lnh thc hin phi do mt th nhn cp v phi l t trong mt nc (hoc php quyn khc) cp v c Ch u t chp thun, v phi theo mu ph lc iu kin ring hoc theo mu khc c Ch u t chp thun. Nh thu phi m bo rng Bo lnh thc hin c gi tr v hiu lc ti khi Nh thu thi cng v hon thnh cng trnh v sa cha xong cc sai st. Nu cc iu khon ca Bo lnh thc hin nu r ngy ht hn v Nh thu cha c php nhn Chng nhn thc hin vo thi im 28 ngy trc ngy ht hn, Nh thu s phi gia hn gi tr ca Bo lnh thc hin cho ti khi cng vic c hon thnh v mi sai st c sa cha xong. Ch u t khng c i thanh ton tin v Bo lnh thc hin ngoi tr s tin m Ch u t c quyn hng theo Hp ng trong trng hp:
FIDIC
193
(a)
Nh thu khng gia hn c hiu lc ca Bo lnh thc hin nh m t on trn, trong trng hp Ch u t c th i ton b s tin ca Bo lnh thc hin, Nh thu khng tr cho Ch u t khon n nh Nh thu tha thun hoc c xc nh phi tr ti Khon 2.5 [Khiu ni ca Ch u t] hoc iu 20 [Khiu ni, Tranh chp v Trng ti], trong vng 42 ngy sau khi tha thun hoc quyt nh phi tr, Nh thu khng sa cha nhng sai st, hoc Trng hp cho php Ch u t c chm dt Hp ng theo Khon 15.2 [Chm dt hp ng bi Ch u t], bt k c thng bo chm dt hay cha.
(b)
(c) (d)
Ch u t phi bi thng v gnh chu nhng thit thi cho Nh thu v nhng h hng, tn tht v chi ph (bao gm chi ph v l ph t php) do vic khiu ni v Bo lnh thc hin gy nn phm vi m Ch u t khng c php khiu ni. Ch u t phi tr li Bo lnh thc hin cho Nh thu trong vng 21 ngy sau khi nhn c mt bn sao Chng ch nghim thu. 4.3 i din Nh thu Nh thu phi ch nh i din Nh thu v y quyn cho ngi i din hnh ng thay mt Nh thu trong Hp ng. Tr phi i din Nh thu c nu tn trong Hp ng, trc ngy khi cng, Nh thu phi np cho Ch u t tn v cc chi tit ca ngi m Nh thu ngh lm i din ca Nh thu xem xt v ng . Nu ngi ny khng c chp nhn hoc sau b gt b hoc nu ngi c b nhim khng m bo hot ng vi t cch l ngi i din Nh thu th, mt cch tng t, Nh thu phi trnh tn v cc thng tin chi tit ca ngi i din khc thch hp cho v tr ny. Nu khng c s ng trc ca Ch u t, Nh thu khng c bi nhim i din Nh thu hoc b nhim ngi khc thay th. i din ca Nh thu, thay mt Nh thu, phi tip nhn cc ch dn theo Khon 3.4 [Cc ch dn] i din ca Nh thu c th y nhim quyn hnh, chc nng v thm quyn cho bt c ngi no c nng lc v c th hy b vic y thc ny ti bt c thi im no. Vic y thc hoc hy b s ch c hiu lc khi Ch u t nhn c thng bo trc do i din Nh thu k, nu tn ngi ny v quy nh quyn hnh, chc nng v thm quyn c giao hoc hy b. i din ca Nh thu v nhng ngi ny phi thng tho ngn ng giao tip c xc nh ti Khon 1.4 [Lut v Ngn ng]. 4.4 Nh thu ph Nh thu khng c giao cho thu ph ton b cng trnh.
FIDIC
194
Nh thu phi chu trch nhim v mi hnh ng hoc sai st ca thu ph, cc i din hoc nhn vin ca h nh th l hnh ng v sai st ca Nh thu. Khi c xc nh trong iu kin ring, khng chm hn 28 ngy, Nh thu phi giao cho Ch u t thng bo v: (a) (b) (c) 4.5 d kin chn Nh thu ph vi cc c im chi tit nu r kinh nghim c lin quan d kin bt u cng vic ca Nh thu ph, v d kin bt u cng vic ca Nh thu ph ti hin trng.
Nh thu ph c c Trong Khon ny, Nh thu ph c c l mt thu ph m Ch u t, theo iu 13 [Bin i v iu chnh], ch dn cho Nh thu thu lm nh mt thu ph. Nh thu khng c ngha v phi thu mt thu ph c c m Nh thu khng ng mt cch hp l bng vic thng bo cho Ch u t cng nhanh cng tt vi cc chi tit chng minh.
4.6
Hp tc Nh c quy nh trong Hp ng hoc ch dn ca Ch u t, Nh thu phi to ra cc c hi thch hp thc hin cng vic i vi: (a) (b) (c) nhn lc ca Ch u t, cc Nh thu khc do Ch u t thu, v cc nhn vin ca cc c quan Nh nc c quyn lc hp php,
l nhng ngi c th c thu thc hin cng vic khng c trong Hp ng trn hoc gn cng trng. Bt c s ch dn no nh th s dn n s bin i nu v mc no s lm cho Nh thu phi chu cc chi ph theo mt mc m mt Nh thu c kinh nghim cng khng th lng trc c khi np H s d thu. Cc dch v cho nhng ngi ny v cc Nh thu khc c th bao gm vic s dng thit b ca Nh thu, cc cng trnh tm hoc vic b tr ng vo cng trng l trch nhim ca Nh thu. Nh thu phi chu trch nhim v cc hot ng thi cng xy lp ca mnh trn cng trng, v phi phi hp cc hot ng ca mnh vi hot ng ca cc Nh thu khc phm vi (nu c) c nu r trong Yu cu ca Ch u t. Theo Hp ng, nu c yu cu Ch u t trao cho Nh thu quyn s dng bt c nn mng, kt cu, nh xng hoc phng tin tip cn no theo ti liu ca Nh thu, Nh thu phi np nhng ti liu ny cho Ch u t vo thi gian v th theo th thc quy nh trong cc yu cu ca Ch u t.
FIDIC
195
4.7
nh v cc mc Nh thu phi nh v cng trnh theo cc im gc, tuyn v cao trnh tham chiu c xc nh trong Hp ng. Nh thu s chu trch nhim v vic nh v ng tt c cc hng mc ca cng trnh v phi iu chnh sai st v v tr, cao , kch thc hoc cn tuyn ca cng trnh.
4.8
Cc quy nh v an ton Nh thu phi: (a) (b) (c) (d) (e) tun th tt c quy nh an ton hin hnh, quan tm ti s an ton cho tt c nhng ngi c php c mt trn cng trng, n lc bng mi bin php hp l m bo cng trng v cng trnh gn gng nhm trnh gy nguy him cho nhng ngi ny, m bo c hng ro, chiu sng, bo v v coi sc Cng trnh cho ti khi hon thnh v bn giao theo iu 10 [Nghim thu bn giao ca Ch u t], v cung cp cc cng trnh tm (gm ng s, ng i b, trm gc v hng ro) cn thit cho thc hin cng trnh s dng v bo v cng chng v cc ch s hu v ngi ang c tr cc khu t ln cn.
4.9
m bo cht lng Nh thu phi xy dng mt h thng m bo cht lng tun th yu cu ca Hp ng. H thng ny phi thch hp vi cc chi tit nu trong Hp ng. Ch u t c quyn kim tra bt c khu no ca h thng. Chi tit ca tt c cc th tc v ti liu chng minh s ph hp phi c np cho Ch u t thng tin trc khi bt u mi giai on thit k v thi cng. Khi bt c ti liu k thut no c gi cho Ch u t, bng chng ca vic chp thun t trc ca Nh thu phi c th hin trn chnh ti liu . S ph hp vi h thng m bo cht lng khng lm gim bt i bt k nhim v, ngha v hoc trch nhim no ca Nh thu theo Hp ng.
4.10
D liu v cng trng Ch u t phi c sn thng bo cho Nh thu, trc Ngy hn, ton b s liu lin quan m Ch u t c v iu kin ngm di t v thy vn ca cng trng, gm c cc yu t mi trng. Cng nh vy, Ch u t phi c sn cho Nh thu tt c s liu m Ch u t c c sau Ngy hn. Nh thu phi chu trch nhim kim tra v thu hiu cc ti liu . Ch u t s khng chu trch nhim v tnh chnh xc, y v hon thin ca s liu tr cc iu quy nh khong 5.1 [Nhim v thit k chung].
FIDIC
196
4.11
Tnh cht y ca Gi hp ng Nh thu c coi l tha mn v tnh cht ng v ca Gi hp ng. Tr phi cc quy nh khc trong Hp ng, Gi hp ng c chp nhn bao gm ton b ngha v ca Nh thu theo Hp ng (gm c ngha v theo tin tm ng, nu c) v tt c nhng g cn thit cho vic thi cng v hon thnh mt cc thch hp cng trnh v vic sa cha cc sai st.
4.12
Kh khn khng lng trc c Tr phi c quy nh khc trong Hp ng (a) (b) (c) Nh thu phi xem nh c y cc thng tin cn thit v ri ro, kh nng v cc trng hp khc c th nh hng hoc tc ng n cng trnh; Khi k Hp ng, Nh thu chp nhn trch nhim ton b v vic lng trc tt c cc kh khn v chi ph hon thnh thng li cng trnh; v Gi hp ng s khng iu chnh xt ti cc kh khn hoc chi ph khng lng trc c.
4.13
Quyn v i ng v phng tin Nh thu phi chu ton b chi ph v l ph cho cc quyn v ng i li chuyn dng v/hoc tm thi m Nh thu cn c, bao gm li vo cng trng. Nh thu, t mnh, cng phi c thm cc phng tin khc bn ngoi cng trng cn cho cng vic bng s chu ri ro v kinh ph ca mnh.
4.14
Trnh can thip Nh thu phi khng c can thip mt cch khng cn thit hoc khng thch hp vo: (a) (b) s thun tin ca cng chng, hoc vic tip cn, s dng v chim lnh ton b ng i, va h bt k n l cng cng hay thuc quyn kim sot ca Ch u t hoc nhng ngi khc.
Nh thu phi bi thng v m bo cho Ch u t khng b mi thit hi gy ra do tt c cc h hng, tn tht v chi ph (bao gm cc l ph v chi ph php l) do bt k s can thip khng cn thit v khng ph hp no gy ra. 4.15 ng vo cng trng Nh thu phi c coi l tha mn v s c sn v ph hp ca cc tuyn ng ti cng trng. Nh thu phi n lc hp l trnh lm h hng ng hoc cu do vic s dng i li ca Nh thu hoc ngi ca Nh thu gy ra. Nhng n lc ny phi bao gm vic s dng ng cc phng tin v tuyn ng thch hp. Tr phi c quy nh khc trong cc iu kin ny:
FIDIC
197
(a) (b)
Nh thu (trong quan h gia cc bn) s phi chu trch nhim bo dng nu Nh thu c yu cu khi s dng cc tuyn ng ; Nh thu phi cung cp cc bin hiu, bin ch dn cn thit dc tuyn ng v phi xin php nu cc c quan lin quan yu cu cho vic s dng cc tuyn ng, bin hiu, bin ch dn; Ch u t khng chu trch nhim v bt c khiu ni no c th ny sinh t vic s dng hoc cc vic lin quan khc i vi cc tuyn ng i li. Ch u t khng m bo s thch hp hoc sn c cc tuyn ng ring bit no, v Chi ph do s khng thch hp hoc khng c sn cc tuyn ng vo cho yu cu s dng ca Nh thu, s do Nh thu chu.
(c) (d) (e) 4.16
Vn chuyn Hng ha Tr phi c quy nh khc trong iu kin ring: (a) Nh thu phi thng bo cho Ch u t khng mun hn 21 ngy trc ngy m mi thit b hoc hng mc hng ha chnh khc c vn chuyn ti cng trng; Nh thu phi chu trch nhim v vic ng gi, xp hng, vn chuyn, nhn, d hng, lu kho v bo v ton b hng ha v cc vt dng khc cn cho cng trnh; v Nh thu phi bi thng v gnh chu thit hi cho Ch u t i vi cc h hng, mt mt v chi ph (k c l ph v ph t php) do vic vn chuyn hng ha v phi thng lng v thanh ton ton b yu cu i n b pht sinh t vic vn ti ca h.
(b)
(c)
4.17
Thit b Nh thu Nh thu phi chu trch nhim i vi ton b thit b Nh thu. Khi c a ti cng trnh, thit b ca Nh thu phi l dng ring cho vic thi cng cng trnh.
4.18
Bo v mi trng Nh thu phi thc hin cc bc hp l bo v mi trng (c trn v ngoi cng trng) v hn ch thit hi v nh hng ti con ngi v ti sn do nhim, ting n v cc hu qu khc t hot ng ca Nh thu gy ra. Nh thu phi m bo rng cc kh thi, cht thi trn mt t v dng thi do hot ng ca Nh thu khng c vt qu mc quy nh trong cc yu cu ca Ch u t v khng c vt qu mc quy nh ca lut hin hnh.
FIDIC
198
4.19
in, nc v kh t Tr trng hp quy nh di y, Nh thu phi chu trch nhim cung cp in, nc v cc dch v khc m Nh thu cn. Nh thu c quyn s dng cho mc ch thi cng Cng trnh vic cung cp in nc v dch v khc c th c trn cng trng m cc chi tit v gi c a ra trong cc yu cu ca Ch u t. Nh thu, t mnh phi chu ri ro v dng chi ph ca mnh, cung cp my mc thit b cn thit s dng nhng dch v ny v o s lng tiu th.
4.20
Thit b v vt liu cp t do ca Ch u t Ch u t phi c sn cc thit b ca mnh (nu c) Nh thu dng cho thi cng cng trnh theo cc chi tit, s thu xp v gi c c nu trong cc yu cu ca Ch u t. Tr phi c quy nh khc trong cc yu cu ca Ch u t th: (a) (b) Ch u t phi chu trch nhim i vi thit b ca Ch u t, tr khi Nh thu phi chu trch nhim i vi tng thit b ca Ch u t trong khi ngi ca Nh thu vn hnh, li, iu khin qun l hoc kim sot n.
S lng thch hp v s tin phi tr (vi gi nu) s dng thit b ca Ch u t phi c ng hoc quyt nh theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh]. Nh thu phi thanh ton s tin ny cho Ch u t. Ch u t phi cung cp, min ph, cc vt liu cung cp t do (nu c) theo cc chi tit nu trong cc yu cu ca Ch u t. Ch u t phi chu ri ro v dng chi ph ca mnh, cung cp nhng vt t ny ti thi im v a im c quy nh trong Hp ng. Nh thu phi kin tra bng mt nhng vt liu ny, v phi thng bo kp thi cho Ch u t v s thiu ht, sai st hoc khng c ca nhng vt liu ny. Tr phi hai bn c tha thun khc, Ch u t phi xc nh ngay s thiu ht, sai st nh c thng bo. Sau khi c kim tra bng mt, vt liu cp khng s phi c Nh thu bo qun v gim st cn thn. Trch nhim kim tra, bo qun ca Nh thu khng tch Ch u t khi trch nhim i vi s thiu ht, sai st, li khng thy r khi kim tra bng mt. 4.21 Bo co Tin Tr phi c quy nh khc trong iu kin ring, cc bo co tin thc hin hng hng s c Nh thu chun b v np cho Nh t vn 6 bn. Bo co u tin phi tnh t ngy khi cng n ngy cui cng ca thng u. Sau , cc bo co phi c np hng thng, mi bo co phi np trong vng 7 ngy sau ngy cui cng ca khong thi gian lin quan. Bo co phi lin tc cho ti khi Nh thu hon thnh ton b cng vic cn tn li ti thi im hon thnh c nu trong Chng ch nghim thu cng trnh. Mi bo co phi c:
FIDIC
199
(a)
s v m t chi tit tin , bao gm tng giai on thit k, Ti liu ca Nh thu, mua sm thit b, gia cng, vn chuyn ti cng trnh, thi cng, lp dng, kim tra, v vn hnh th; nh m t tnh trng gia cng ch to v tin trn cng trng; i vi vic gia cng ch to hng mc chnh ca thit b v vt t, tn ca ni sn xut, tin phn trm v ngy thc s hoc d kin: (i) (ii) (iii) (iv) bt u gia cng ch to v tin trn cng trng; kim nh ca Nh thu, kim nh, v vn chuyn v ti cng trng;
(b) (c)
(d) (e) (f)
cc chi tit c m t ti Khon 6.10 [H s nhn lc v thit b ca Nh thu]; bn sao ti liu m bo cht lng, kt qu th v chng ch ca vt liu; danh mc cc thay i, thng bo c a ra theo Khon 2.5 [Khiu ni ca Ch u t] v thng bo c a ra theo Khon 20.1 [Khiu ni ca Nh thu]; s liu thng k v an ton, gm chi tit ca cc hot ng v cc trng hp nguy hi lin quan n yu t mi trng v quan h cng cng; v so snh tin theo k hoch v thc t, vi chi tit ca mi s vic hoc tnh hung c th gy nguy him cho vic hon thnh theo Hp ng, v cc bin php ang (hoc s) c p dng khc phc s chm tr.
(g) (h)
4.22
An ninh cng trng Tr phi c nhng quy nh khc trong iu kin ring: (a) (b) Nh thu phi chu trch nhim v vic khng cho php nhng ngi khng c nhim v vo cng trng, v Nhng ngi c nhim v c gii hn trong phm vi nhn lc ca Nh thu v ca Ch u t v nhng ngi khc do Ch u t (hoc ngi thay mt) thng bo cho Nh thu bit, l nhng ngi c nhim v ca cc Nh thu khc do Ch u t thu lm vic trn cng trng.
4.23
Hot ng ca Nh thu trn cng trng Nh thu phi gii hn cc hot ng ca mnh trong phm vi cng trng, v khu vc b sung m Nh thu c v c Ch u t ng l ni lm vic. Nh thu phi c s ch cn thit gi cho thit b ca Nh thu v nhn lc ca Nh thu ch hot
FIDIC
200
ng trong phm vi cng trng v cc khu vc b sung v gi cho khng ln sang khu vc ln cn. Trong thi gian thi cng cng trnh, Nh thu phi gi cho cng trng khng c cc cn tr khng cn thit, v phi ct gi hoc sp xp thit b hoc vt liu tha ca Nh thu. Nh thu phi dn sch rc v d b cng trnh tm ra khi cng trng khi khng cn na. Sau khi Chng ch nghim thu c cp cho cng trnh; Nh thu phi dn sch v a i tt c thit b Nh thu, nguyn vt liu tha, ph thi xy dng rc ri v cng trnh tm. Nh thu phi li nhng khu vc ca cng trng v cng trnh trong trng thi sch s v an ton. Tuy nhin, Nh thu c th li cng trng, trong giai on thng bo sai st, nhng hng ha cn Nh thu hon thnh ngha v theo Hp ng. 4.24 C vt Tt c cc c vt, ng tin, c hoc cc di vt khc hoc hng mc a cht hoc kho c c tm thy trn cng trng s c t di s bo qun v thm quyn ca Ch u t. Nh thu phi ch khng cho ngi ca mnh hoc ngi khc ly i hoc lm h hng cc vt tm thy ny. Khi pht hin ra nhng vt ny, Nh thu phi thng bo ngay cho Ch u t hng dn gii quyt. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph thc hin hng dn th Nh thu phi thng bo tip cho Ch u t v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] i: (a) (b) ko di thi gian b cho s chm tr ny, nu vic hon thnh b hoc s b chn theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph v s c tnh vo Gi hp ng.
Sau khi nhn c thng bo tip theo ny, Ch u t phi tin hnh theo Khon 3.5 [Quyt nh] ng hoc quyt nh nhng vn ny.
FIDIC
201
5.
5.1
THIT K
Nhim v thit k chung Nh thu c xem nh xem xt k lng trc ngy hn cc yu cu ca Ch u t (bao gm cc c trng thit k v tnh ton, nu c). Nh thu phi chu trch nhim v thit k ca cng trnh v v tnh chnh xc ca cc yu cu ca Ch u t (bao gm c trng thit k v tnh ton, nu c) tr cc iu kin di y: Ch u t s chu trch nhim v sai lm, thiu chnh xc hoc thiu st no ca bt c yu cu no ca Ch u t a vo Hp ng u t v khng b xem l ng ra bo m cho s chnh xc hoc y ca tt c s liu hoc thng tin no di y. Bt c s liu hoc thng tin no m Nh thu nhn c t Ch u t hoc ngi khc, khng min tr cho Nh thu khi trch nhim v thit k v s thc hin ca cng trnh. Tuy nhin, Ch u t s thu phi chu trch nhim v tnh chnh xc ca cc phn sau y ca yu cu ca Ch u t v v cc s liu v thng tin sau y c Ch u t (hoc ngi i din) cung cp: (a) (b) (c) (d) Cc phn, s liu v thng tin c ghi trong Hp ng c xem khng c thay i hoc do Ch u t chu trch nhim, nh ngha ca cc mc ch d nh ca cng trnh hoc nhng phn no , c trng ca cng tc th (kim nh) v s thc hin ca cc cng trnh hon thin, v b phn, s liu hoc thng tin khng th r sot li bi Nh thu ngoi tr cc iu quy nh khc trong Hp ng ra
5.2
Ti liu ca Nh thu Ti liu ca Nh thu phi bao gm ti liu k thut c quy nh trong cc yu cu ca Ch u t, ti liu yu cu p ng s ph duyt theo php quy, v ti liu m t trong Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo dng]. Tr phi c quy nh khc trong cc yu cu ca Ch u t, ti liu ca Nh thu phi c vit bng ngn ng giao tip quy nh ti Khon 1.4 [Lut v Ngn ng] Nh thu phi chun b tt c ti liu ca Nh thu v cc ti liu cn thit khc ch dn cho ngi ca Nh thu. Nu cc yu cu ca Ch u t m t cc ti liu ca Nh thu s c trnh cho Ch u t xem xt th ti liu ny s c trnh cng vi thng bo c nu di y. Trong cc quy nh di y ca Khon ny, (i) thi gian xem xt c ngha l thi gian m Ch u t cn xem xt v (ii) Cc ti liu ca Nh thu loi tr mi ti liu khng c quy nh l cn trnh ln xem xt.
FIDIC
202
Tr phi c quy nh khc trong cc yu cu ca Ch u t th mi thi k xem xt khng c vt qu 21 ngy tnh t ngy Ch u t nhn c ti liu ca Nh thu v thng bo ca Nh thu. Thng bo ny phi nu r l ti liu ca Nh thu c chun b sn sng xem xt theo Khon ny v s dng. Thng bo ny cng phi nu r ti liu ca Nh thu ng vi Hp ng, hoc phm vi m n khng lm ng c. Ch u t, c th, trong thi gian xem xt, s thng bo cho Nh thu rng ti liu ca Nh thu mc no khng ng vi Hp ng. Nu mt ti liu ca Nh thu khng ng vi Hp ng th Nh thu phi iu chnh li, trnh li xem xt li theo Khon ny v Nh thu s phi chu mi chi ph. Trong mi hng mc ca cng trnh, ngoi tr phm vi m cc bn tha thun khc: (a) vic thi cng hng mc cng trnh nh vy s khng c bt u trc khi ht hn thi gian xem xt tt c cc ti liu ca Nh thu lin quan n thit k v thi cng; vic thi cng hng mc cng trnh nh vy phi theo ng nhng ti liu ca Nh thu trnh xem xt; v Nh thu phi thng bo cho Ch u t ngay nu Nh thu mun thay i v thit k hoc ti liu no m trc c trnh xem xt. Sau , Nh thu s trnh cc ti liu c sa i cho Ch u t theo ng cc th tc nu trn.
(b) (c)
Bt c s tha thun no (theo cc on trn) hoc bt c s xem xt no (theo khon ny hoc khc) s khng min tr Nh thu khi trch nhim hoc ngha v no. 5.3 m bo ca Nh thu Nh thu phi m bo vic thit k, cc ti liu ca Nh thu, cng tc thi cng v hon thnh cng trnh s phi theo ng vi: (a) (b) 5.4 Lut ca nc s ti, v h s hnh thnh Hp ng, nh c b sung hay sa i bng cc bin i.
Nhng tiu chun v cc quy nh k thut Cng tc thit k, cc ti liu ca Nh thu, cng tc thi cng v hon thnh cng trnh s phi tun th theo nhng tiu chun k thut ca nc s ti, Lut xy dng, v Lut mi trng, cc Lut hin hnh cho cc sn phm c to ra t cng trnh, v cc tiu chun khc c nu r trong cc yu cu ca Ch u t, c p dng cho cng trnh hoc do cc Lut hin hnh quy nh. Tt c nhng Lut ny, i vi cng trnh v mi hng mc cng trnh phi l nhng Lut hin hnh khi cng trnh hay hng mc c Ch u t nghim thu theo iu 10 [Nghim thu ca Ch u t]. Cc iu khon tham chiu trong Hp ng v cc tiu
FIDIC
203
chun c ban hnh s c hiu l nhng iu khon tham chiu i vi ln xut bn c p dng vo Ngy hn, tr phi quy nh khc. Nu nhng tiu chun c p dng c sa i hay l tiu chun mi c hiu lc nc s ti sau Ngy hn th Nh thu phi thng bo cho Ch u t v (nu ph hp) s kin ngh p dng. Trong trng hp: (a) (b) Ch u t xc nh l cn phi p dng, v kin ngh p dng s dn n bin i.
Khi Ch u t s bt u ghi mt s bin i ph hp vi iu 13 [Bin i v iu chnh]. 5.5 o to Nh thu s tin hnh o to nhn lc ca Ch u t v vic vn hnh v bo dng cng trnh trong phm vi c quy nh c th trong cc yu cu ca Ch u t. Nu Hp ng nu r vic o to phi c tin hnh trc khi nghim thu cng trnh, cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi o to c hon thnh. 5.6 Ti liu hon cng Nh thu s chun b v kp thi cp nht mt b h s y cc ti liu hon cng v cng tc thi cng cng trnh, ch r chnh xc cc v tr, kch c v cc chi tit ca cng trnh xy dng nh c thi cng. Nhng ti liu ny s c gi cng trng v c s dng ring cho nhng mc ch ca Khon ny. Ch u t s c cung cp 02 bn sao ca nhng h s ny trc khi tin hnh kim nh khi hon thnh. Ngoi ra, Nh thu phi cung cp cho Ch u t cc bn v hon cng ca cc cng trnh, cho thy tt c nhng chi tit cng trnh c thc hin v trnh nhng bn v cho Ch u t xem xt theo Khon 5.2 [Ti liu ca Nh thu]. Nh thu s nhn c s ng ca Ch u t v kch c ca chng, h thng tham chiu v cc chi tit lin quan khc. Trc khi ban hnh Chng ch nghim thu cng trnh, Nh thu s cung cp cho Ch u t nhng con s c th v cc loi bn sao ca cc bn hon cng theo cc yu cu ca Ch u t. Cng trnh s khng c coi l hon thnh nghim thu theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi Ch u t nhn c nhng ti liu ny. 5.7 Hng dn vn hnh v bo dng Trc khi tin hnh kim nh khi hon thnh, Nh thu phi cung cp cho Ch u t nhng ti liu hng dn vn hnh v bo dng tm thi y cc chi tit Ch u t c th vn hnh, bo dng, tho d, lp t li, iu chnh v sa cha cc thit b.
FIDIC
204
Cng trnh s khng c coi l hon thnh nghim thu theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi Ch u t nhn c nhng ti liu hng dn chi tit Ch u t c th vn hnh v bo dng v nhng ti liu hng dn khc c nu c th trong cc yu cu ca Ch u t cho nhng mc ch ny. 5.8 Li thit k Nu pht hin trong ti liu ca Nh thu c cc li, b st, khng r rng, khng nht qun hay khng ph hp, Ch thu phi chu mi chi ph cho vic sa cha cc li ny cng nh cc cng trnh du cho c s chp thun hoc ng theo iu ny.
FIDIC
205
6.
6.1

Thu mn nhn vin v lao ng Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s sp xp vic thu nhn vin v ngi lao ng, ngi a phng hay ni ngi khc v tr lng, b tr n v i li cho h.
6.2
Mc lng v cc iu kin lao ng Nh thu s tr mc lng v tn trng cc iu kin lao ng, khng thp hn so vi cc mc lng v iu kin lao ng c quy nh cho cc ngh v ngnh cng nghip trong cng vic ca ngi lao ng c thc hin. Nu khng c mc lng hoc iu kin lao ng no c quy nh m c th p dng c th Nh thu s p dng cc mc lng v iu kin lao ng chung a phng m cc ch thu ngi tr cho cc ngh v ngnh cng nghip tng t nh ca Nh thu.
6.3
Nhng ngi trong b my Ch u t Nh thu khng c tuyn m, hay toan tnh tuyn nhn vin v ngi lao ng t trong b my ca Ch u t.
6.4
Lut lao ng Nh thu phi tun th tt c cc Lut lao ng hin hnh c p dng cho nhn lc ca Nh thu, bao gm c Lut lin quan n vic lm, sc khe, an ton, phc li, nhp c, di c v tt c cc nhng quyn li hp php ca h. Nh thu phi yu cu cc nhn cng ca mnh tun th cc Lut ang c p dng, bao gm c nhng Lut lin quan n an ton lao ng.
6.5
Gi lao ng Khng tin hnh lm vic trn cng trng vo nhng ngy ngh ca a phng, hoc ngoi gi lm vic bnh thng, tr phi: (a) (b) (c) c quy nh khc trong Hp ng, c s chp thun ca Ch u t, hoc cng vic khng th trnh c hoc cn thit phi lm bo v cho s tn ti hoc ti sn hay s an ton ca cng trnh, trong trng hp Nh thu s phi thng bo ngay cho Ch u t.
6.6
iu kin sinh hot cho nhn vin v ngi lao ng Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu phi cung cp v duy tr tt c cc phng tin n v bo v sc khe cn thit cho nhn lc ca Nh thu. Nh thu phi cung cp mi iu kin cho nhn vin ca Ch u t nh nu trong cc yu cu ca Ch u t.
FIDIC
206
Nh thu khng c cho php bt c nhn cng no ca Nh thu c ch tm thi hoc vnh cu trong khu vc kt cu ca cng trnh vnh cu. 6.7 Sc khe v an ton lao ng Nh thu lun lun c nhng s cn trng hp l m bo an ton v sc khe cho nhn lc ca Nh thu. Phi hp vi cc c quan y t a phng, Nh thu phi m bo rng cc nhn vin y t, cc phng tin cp cu, phng chm sc ngi m, dch v cp cu phi lun lun sn sng trn cng trng v ti cc ni ca nhn lc ca Nh thu v Ch u t, ng thi phi c s sp xp ph hp p ng cc yu cu v v sinh, phc li cn thit v phng chng cc dch bnh. Nh thu s ch nh mt an ton vin cng trng, chu trch nhim v m bo an ton v phng trnh tai nn. Ngi ny phi c trnh m nhn trng trch ny, v c quyn a ra nhng hng dn v p dng nhng bin php phng trnh tai nn. Trong sut qu trnh thi cng cng trnh, Nh thu phi cung cp nhng g m ngi ny cn thit thc hin trch nhim v quyn hn ny. Nh thu s gi cho Ch u t cc chi tit v tai nn cng sm cng tt sau khi xy ra. Nh thu s gi nhng giy t lin quan n tnh trng sc khe, an ton v phc li ca ngi lao ng, thit hi v mt ti sn, nh Ch u t yu cu mt cch hp l. 6.8 Gim st ca Nh thu Trong sut qu trnh thit k v thi cng cng trnh, v c thi gian cn thit sau hon thnh cc ngha v ca Nh thu, Nh thu s c s gim st cn thit vch k hoch, sp xp, ch o, qun l, kim tra v th nghim cng vic. Vic gim st s c giao cho mt s lng y ngi c kin thc v ngn ng giao tip (c quy nh trong Khon 1.4 [Lut v Ngn ng] v v cc hot ng s c tin hnh (bao gm c cc phng php v cc k thut cn thit, nhng kh khn c th s gp phi v nhng bin php phng tai nn tha mn yu cu cng trnh cng nh vic thi cng cng trnh c an ton. 6.9 Nhn lc Nh thu Nhn lc ca Nh thu phi c trnh chuyn mn, k nng v kinh nghim ph hp tng xng v ngh nghip, cng vic lm ca mnh. Ch u t c th yu cu Nh thu sa thi (hay tc ng sa thi) bt c nhn cng no cng trng hay cng trnh, k c i din ca Nh thu nu nhng ngi : (a) (b) (c) (d) khng khng gi thi sai tri hoc thiu cn thn, thc hin nhim v mt cc thiu nng lc hoc cu th, khng tun th bt k iu khon no ca Hp ng, hoc c lm nhng vic gy phng hi n an ton, sc khe hoc bo v mi trng.
FIDIC
207
Nu ng nh vy, Nh thu s ch nh (hoc buc phi ch nh) mt ngi khc thch hp thay th. 6.10 Bo co v nhn lc v thit b Nh thu Nh thu phi trnh cho Ch u t nhng chi tit v s lng ca mi cp bc nhn vin ca Nh thu v ca mi loi thit b ca Nh thu c trn cng trng. Cc chi tit s c trnh ln hng thng, theo biu mu m Ch u t quy nh, cho n khi Nh thu hon thnh tt c cc cng vic cn d dang vo ngy hon thnh cng trnh c nu trong Chng ch nghim thu cng trnh. 6.11 Hnh vi gy ri Nh thu phi lun lun cn trng trnh bt k cc hnh vi, phm lut gy ri hoc mt trt t no do nhn vin ca Nh thu gy ra v gi s bnh n v bo v s yn bnh cho con ngi v ti sn trn v gn cng trng.
FIDIC
208
7.
7.1

Cch thc thc hin Nh thu s thc hin vic ch to thit b, sn xut v gia cng cc vt liu v tt c cc cng vic thi cng cng trnh: (a) (b) (c) theo cch thc (nu c) c nu ra trong Hp ng, vi mt tay ngh thnh tho v mt cch cn thn, ph hp vi cch lm thc t c tha nhn, v vi cc phng tin trang b ph hp v cc vt liu khng nguy him, tr phi c quy nh khc trong Hp ng.
7.2
Mu m Nh thu phi np cc mu cho Ch u t xem xt theo cc th tc cho ti liu ca Nh thu c miu t trong Khon 5.2 [Ti liu ca Nh thu]; c xc nh trong Hp ng v bng chi ph ca h. Mi mu phi c nhn hiu ghi r ngun gc v d kin s dng trong cng trnh.
7.3
Gim nh Ngi ca Ch u t trong mi thi im thch hp s: (a) (b) c quyn vo tt c cc ni trn cng trng v cc ni khai thc nguyn vt liu t nhin, v trong qu trnh sn xut, gia cng, ch to v xy dng ( trn cng trng, ni c quy nh c bit trong hp ng hay ni khc) c quyn kim tra, kim nh, o lng, th cc loi vt liu, tay ngh v kim tra tin trnh ch to thit b, sn xut v gia cng vt liu
Nh thu s to mi iu kin cho ngi ca Ch u t tin hnh cc hot ng ny, bao gm c vic cho php ra vo, cung cp cc phng tin, cc giy php v thit b an ton. Nhng hot ng ny khng lm gim i bt c ngha v hoc trch nhim no ca Nh thu. i vi cc cng vic m nhn vin ca Ch u t c quyn xem xt o lng v/hoc kim nh, Nh thu phi thng bo cho Ch u t bit khi bt c cng vic nh vy xong v trc khi c ph lp, hoc khng cn c nhn thy hoc ng gi lu kho hoc vn chuyn. Khi Ch u t s hoc l tin hnh ngay vic kim tra, gim nh, o lng hoc kim nh khng c chm tr m khng c l do hoc thng bo ngay cho Nh thu l Ch u t khng i hi phi lm nh vy. Trng hp Nh thu khng gi c thng bo th, nu v khi Ch u t yu cu, Nh thu phi m li cng trnh ra, sau lp li v hon thin tt c u bng chi ph ca mnh.
FIDIC
209
7.4
Th (kim nh) Khon ny s c p dng cho tt c cc cuc th c nu trong Hp ng, ngoi vic th sau khi hon thnh (nu c) Nh thu phi cung cp cc my mc, s tr gip, ti liu v cc thng tin khc, in, thit b, nhin liu, vt dng, dng c, ngi lao ng, vt liu v nhn vin c trnh v kinh nghim cn thit tin hnh nhng kim nh c th mt cch hiu qu. Nh thu phi thng nht vi Ch u t v thi gian, a im tin hnh kim nh c th ca thit b, vt liu v cc hng mc cng trnh khc. Ch u t c th, theo iu 13 [Bin i v iu chnh] c th thay i a im hoc cc chi tit ca cc cuc kim nh c th hoc hng dn Nh thu tin hnh cc cuc kim nh b sung. Nu nhng cuc kim nh b sung hoc thay i ny cho thy thit b, vt liu hoc tay ngh c kim nh khng ph hp vi Hp ng th cc chi ph cho vic tin hnh nhng bin i ny s do Nh thu chu bt k nhng iu khon khc ca Hp ng. Ch u t phi thng bo trc 24 ting ng h cho Nh thu v nh ca mnh l s tham gia vo cuc kim nh. Nu nh Ch u t khng tham gia vo cuc kim nh ti a im v thi gian tha thun, Nh thu c th tin hnh kim nh, tr phi c s ch dn khc t pha Ch u t, v cc cuc kim nh coi nh c tin hnh vi s c mt ca Ch u t. Nu Nh thu phi chu s chm tr hay chu cc chi ph do tun th cc hng dn ca Ch u t hay do s chm tr thuc trch nhim ca Ch u t, Nh thu phi thng bo cho Ch u t, v theo Khon 20.1 [Khiu ni ca Nh thu] s c quyn i: (a) (b) gia hn thi gian b cho s chm tr ny, nu nh vic hon thnh b chm hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton mi chi ph cng vi li nhun hp l, c tnh vo Gi hp ng
Sau khi nhn c thng bo, Ch u t s theo Khon 3.5 [Quyt nh] ng hoc quyt nh cc vn ny. Nh thu phi trnh ngay cho Ch u t cc bo co c xc nhn v cc cuc kim nh. Khi cc cuc kim nh c th c tin hnh xong, Ch u t s chng thc chng ch kim nh ca Nh thu hoc cp chng ch cho Nh thu v kt qu . Nu nh Ch u t khng tham gia vo cc cuc kim nh, coi nh h chp nhn cc bo co l chnh xc. 7.5 T chi Nu nh kt qu ca cuc kim tra, gim st, o c hay th nghim cho thy c nhng li ca thit b, vt liu, thit k hay tay ngh hoc khng ph hp vi Hp ng, Ch u t c th t chi cc thit b, vt liu, thit k hoc nhn lc tay ngh bng cch thng bo cho Nh thu vi cc l do. Nh thu phi sa cha sai st ngay
FIDIC
210
lp tc v m bo cho cc mc ch b bc b c x l cho ph hp vi Hp ng. Nu Ch u t yu cu l thit b, vt liu, thit k hay tay ngh cn c kim nh li, cc cuc kim nh s c tin hnh li theo ng nhng trnh t v iu kin lm trc . Nu nh vic t chi v kim nh li dn n nhng chi ph thm cho Ch u t th Nh thu s phi chu trch nhim thanh ton cc chi ph ny cho Ch u t theo Khon 2.5 [Khiu ni ca Ch u t]. 7.6 Cng vic sa cha Mc d c nhng cuc kim nh trc hay cp chng ch, Ch u t c th ch dn Nh thu tin hnh: (a) (b) (c) a i khi cng trng hoc thay th cc thit b, vt liu khng ph hp vi Hp ng, d b v tin hnh li cng vic nu khng ph hp vi hp ng, v tin hnh cng vic cn gp m bo an ton cng trnh hoc do mt tai nn, s kin khng lng trc hoc nguyn nhn khc.
Nu Nh thu khng tun theo ch dn, Ch u t theo Khon 3.4 [Cc ch dn] s c quyn thu v tr lng cho ngi khc tin hnh cc cng vic. Tr phi Nh thu c hng quyn thanh ton cho cng vic, Nh thu s phi tr theo Khon 2.5 [Khiu ni ca Ch u t] tin thanh ton cho Ch u t ton b chi ph do khng tun th ch dn gy ra. 7.7 Quyn s hu thit b v vt liu Mi hng mc thit b v vt liu trong phm vi ph hp vi Lut ca nc s ti, s tr thnh ti sn ca Ch u t, nu n c trc nhng thi im c nu di y m khng b chim gi v b cn tr: (a) (b) khi chng c cung cp ti cng trng; khi Nh thu c hng thanh ton cho gi tr ca thit b v cc vt liu theo Khon 8.10 [Thanh ton i vi thit b v vt liu trong trng hp tm ngng cng trnh].
7.8
L ph s dng Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s phi tr tin bn quyn, tin thu v nhng tin khc cho: (a) (b) cc vt liu t nhin ly t bn ngoi cng trng, v cc vt liu thi do ph d, o bi v cc vt liu d tha khc (c th l t nhin hay nhn to) tr trng hp c bi thi trn cng trng nh c nu c th trong Hp ng
FIDIC
211
8.
8.1

Khi cng Tr phi c quy nh khc trong tha thun Hp ng. (a) (b) Ch u t phi chuyn trc cho Nh thu khng t hn 7 ngy Thng bo Ngy khi cng, v Ngy khi cng s l trong vng 42 ngy sau khi Hp ng c c hiu lc theo Khon 1.6 [Tha thun Hp ng].
Nh thu phi bt u tin hnh thit k v thi cng cng trnh ngay trn c s thc t sau ngy khi cng v s thc hin cng trnh ng thi hn m khng c chm tr. 8.2 Thi hn hon thnh Nh thu phi hon thnh ton b cng trnh, v mi hng mc (nu c) trong khong thi hn hon thnh cng trnh hoc hng mc (ty theo tng trng hp) bao gm: (a) (b) qua cc cuc kim nh khi hon thnh, v hon thnh tt c cc cng vic c nu trong Hp ng c yu cu cho cng trnh hoc hng mc c xem xt l hon thnh cho cc mc ch nghim thu theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh].
8.3
Chng trnh tin Nh thu s trnh cho Ch u t chng trnh k hoch thi gian chi tit trong vng 28 ngy sau Ngy khi cng. Nh thu cng s trnh chng trnh thi gian c sa i nu chng trnh k hoch trc khng ph hp vi tin thc t hoc khng ph hp vi ngha v ca Nh thu. Tr phi c nu khc trong hp ng, mi chng trnh tin s bao gm: (a) (b) (c) (d) th t cng vic m Nh thu s tin hnh thc hin cng trnh, bao gm thi gian d tnh cho mi giai on chnh ca cng trnh, thi gian xem xt theo Khon 5.2 [Ti liu ca Nh thu], qu trnh v thi gian kim tra, kim nh c nu c th trong Hp ng v bo co b tr trong bao gm: (i) (ii) m t chung v cc phng php m Nh thu nh p dng v cc giai on chnh trong vic thi cng cng trnh, v s liu gn ng v mi loi Nhn vin ca Nh thu v mi loi Thit b ca Nh thu cho mi giai on chnh.
Tr phi Ch u t, trong vng 21 ngy sau khi nhn c chng trnh k hoch, thng bo cho Nh thu bit phm vi m chng trnh khng ph hp vi Hp ng,
FIDIC
212
Nh thu s thc hin theo chng trnh k hoch v ngha v ca mnh m Hp ng quy nh. Ngi ca Ch u t s c php da vo chng trnh k hoch khi vch ra k hoch cc hot ng ca h. Nh thu phi thng bo ngay lp tc cho Ch u t v cc s kin hoc tnh hung c th c th xy ra trong tng lai c tc ng xu hoc lm chm vic thi cng cng trnh. Trong trng hp , hoc nu Ch u t thng bo cho Nh thu l chng trnh b ph sn (so vi cc phm vi quy nh) khng ng Hp ng hoc ph hp vi cc tin trin hin nay v vi cc nh ca Nh thu, Nh thu phi np cho Ch u t mt chng trnh sa i ph hp vi khon ny. 8.4 Gia hn Thi gian hon thnh Nh thu s c php theo Khon 20.1 [Khiu ni ca Nh thu] gia hn thi gian hon thnh nu v phm vu m vic hon thnh cho mc ch ca Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] ang hoc s b chm tr do mt trong nhng l do sau y: (a) (b) (c) c s bin i (tr phi vic iu chnh thi gian hon thnh c thng nht theo Khon 13.3 [Th tc bin i], nguyn nhn ca s chm tr dn n vic c ko di thm v mt thi gian theo mt Khon ca nhng iu kin ny, s chm tr, tr ngi trn cng trng do Ch u t, nhn lc ca Ch u t hay cc Nh thu khc ca Ch u t gy ra hoc b quy kt.
Nu Nh thu t coi nh mnh c php gia hn thi gian hon thnh, Nh thu phi thng bo cho Ch u t theo Khon 20.1 [Khiu ni ca Nh thu]. Khi xc nh vic ko di thi gian theo Khon 20.1, Ch u t phi xem xt li nhng quyt nh trc v c th tng, ch khng c gim tng thi gian ko di. 8.5 Chm tr do Nh chc trch Nu nhng iu kin sau y c p dng, c th: (a) (b) (c) Nh thu thc hin ng cc th tc do cc nh chc trch ti nc s ti quy nh, Cc nh chc trch ny lm chm tr hoc v cng vic ca Nh thu, v Vic lm chm hoc nh ch cng vic khng th c mt Nh thu c kinh nghim lng trc khi np H s d thu
Khi vic chm tr hoc v ny s c coi l nguyn nhn gy chm tr theo phn (b) ca Khon 8.4 [Gia hn thi gian hon thnh].
FIDIC
213
8.6
Tin thc hin Nu, bt c lc no: (a) (b) tin thc t qu chm hon thnh cng vic trong khong thi gian hon thnh, v/hoc tin b hoc s b chm hn so vi chng trnh k hoch hin ti theo Khon 8.3 [Chng trnh tin ].
m khng phi do nhng nguyn nhn nu trong Khon 8.4 [Gia hn thi gian hon thnh], khi Ch u t c th hng dn cho Nh thu, theo Khon 8.3 [Chng trnh tin ], trnh mt chng trnh c sa i v bo co h tr m t cc phng php c sa i m Nh thu xut p dng thc hin tin v hon thnh trong thi gian hon thnh. Tr phi Ch u t c thng bo khc, Nh thu s p dng nhng phng php c sa i ny, m chng c th yu cu tng s gi lm vic v s lng nhn lc ca Nh thu v/hoc hng ha m Nh thu phi chu ri ro v mi chi ph. Nu nhng phng php c sa i ny dn n nhng chi ph thm cho Ch u t, theo Khon 2.5 [Khiu ni ca Ch u t], Nh thu s phi thanh ton nhng chi ph ny cho Ch u t, ngoi nhng thit hi do vic chm tr gy ra (nu c) theo Khon 8.7 di y. 8.7 Nhng thit hi do chm tr Nu Nh thu khng tun th Khon 8.2 [Thi hn hon thnh], th Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] s phi chi tr cho Ch u t i vi nhng thit hi do li ny. Nhng thit hi ny s l s tin c nu trong iu kin ring, s c tr hng ngy trong khong thi gian gia thi gian hon thnh v ngy nu trong Chng ch nghim thu cng trnh. Tuy nhin, tng s tin theo Khon ny s khng vt qu tng s tin ti a do thit hi v chm tr gy ra (nu c) c nu trong iu kin ring. Nhng thit hi ny s ch l nhng thit hi do Nh thu n b v li gy ra, ch khng phi l vic chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t] trc khi hon thnh cng trnh. Nhng thit hi ny khng lm gim nh i cho Nh thu ngha v hon thnh cng trnh hoc bt c trch nhim, nhim v no theo nh trong Hp ng. 8.8 Tm ngng cng vic Ch u t vo bt c lc no u c th hng dn Nh thu tm ngng tin ca mt hng mc hay ton b cng trnh. Trong thi gian tm ngng , Nh thu phi bo v, m bo hng mc hoc cng trnh khng b xung cp, mt mt hay b h hng. Ch u t s thng bo nguyn nhn tm ngng. Nu v phm vi nguyn nhn c thng bo, v l trch nhim ca Nh thu, khi nhng Khon 8.9, 8.10 v 8.11 s khng c p dng.
FIDIC
214
8.9
Hu qu ca vic tm ngng Nu Nh thu gp phi s chm tr v/hoc phi chu cc chi ph do tun th cc hng dn ca Ch u t theo Khon 8.8 [Tm ngng cng vic] v/hoc t vic tin hnh li cng vic, Nh thu phi thng bo cho Ch u t v theo quy nh ca Khon 20.1 [Khiu ni ca Nh thu] c: (a) (b) gia hn thi gian b cho chm tr ny, nu vic hon thnh b hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph, c tnh trong Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt nh nhng vn ny. Nh thu s khng c quyn ko di thi gian, hay thanh ton cc chi ph cho vic sa cc hu qu ca li thit k, tay ngh hay vt liu ca Nh thu gy ra hoc li ca Nh thu khng bo v, ct gi hoc bo qun theo Khon 8.8 [Tm ngng cng vic] 8.10 Thanh ton tin thit b v cc vt liu trong trng hp tm ngng cng vic Nh thu s c thanh ton cho gi tr ca thit b v cc vt liu khng c vn chuyn n cng trng (vo ngy tm ngng) nu: (a) (b) 8.11 Cng vic i vi thit b hoc s cung cp thit b v/hoc cc vt liu b tr hon hn 28 ngy, v Nh thu nh du thit b v hoc cc vt liu l ti sn ca Ch u t theo hng dn ca Ch u t.
Tm ngng qu lu Nu vic tm ngng theo Khon 8.8 [Tm ngng cng vic] tip tc din ra qu 84 ngy, Nh thu c th yu cu Ch u t cho php tip tc tin hnh cng vic. Nu Ch u t khng cp php trong vng 28 ngy sau khi Nh thu yu cu, Nh thu c th thng bo cho Ch u t v coi nh vic tm ngng s b b qua theo iu 13 [Bin i v iu chnh] ca hng mc cng trnh b nh hng. Nu vic tm ngng nh hng n ton b cng trnh, Nh thu c th thng bo kt thc Hp ng theo Khon 16.2 [Kt thc Hp ng bi Nh thu].
8.12
Tip tc tin hnh cng vic Sau khi nhn c s cho php hay hng dn tip tc tin hnh, cc bn s cng kim tra cng trnh, thit b v cc vt liu b nh hng do vic tm ngng. Nh thu s sa cha ch xung cp, h hng hay mt mt ca cng trnh, thit b hoc cc vt liu xy ra trong thi gian tm ngng.
FIDIC
215
9.
9.1
KIM NH KHI HON THNH

Ngha v ca Nh thu Nh thu s hon thnh cc cuc kim nh khi hon thnh theo iu ny v Khon 7.4 [Kim nh], sau khi cung cp cc ti liu theo Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo dng]. Nh thu s thng bo cho Ch u t khng mun hn 21 ngy v ngy m Nh thu sn sng tin hnh cc cuc kim nh khi hon thnh. Tr phi c tha thun khc, cc cuc kim nh hon thnh s c tin hnh trong vng 14 ngy sau ngy thng bo, vo ngy m Ch u t ch dn. Tr phi c quy nh khc trong iu kin ring, cc cuc kim nh khi hon thnh s c tin hnh theo tun t sau: (a) cc kim nh trc khi a vo vn hnh th, s bao gm cc cuc kim tra thch hp v cc cuc kim nh chc nng (kh hoc lnh) m bo rng mi hng mc thit b c th m bo an ton cho bc tip theo, (b); cc cuc kim nh vn hnh th, s bao gm c nhng cuc kim nh vn hnh c th thy rng cng trnh hay hng mc c th nh vn hnh mt cch an ton v nu c quy nh, trong tt c iu kin c th xy ra, v vn hnh th, cho thy rng cng trnh hay hng mc hot ng tt v ng vi Hp ng.
(b)
(c)
Trong khi vn hnh th, khi cng trnh ang hot ng trong iu kin n nh; Nh thu s thng bo cho Ch u t rng cng trnh sn sng cho bt c cuc kim nh khi hon thnh khc, trong c cc cuc kim nh thao tc thy c cng trnh p ng cc tiu chun c nu c th trong cc yu cu ca Ch u t v vi cc bo lnh thc hin. Vn hnh th s khng c tnh vo nghim thu cng trnh theo iu 10 [Nghim thu ca Ch u t]. Tr phi c quy nh khc trong iu kin ring, sn phm do cng trnh to ra trong qu trnh vn hnh th s l ti sn ca Ch u t. Khi xem xt kt qu ca cc cuc kim nh khi hon thnh, Ch u t s c cc s chp nhn thch ng v tnh hiu qu ca bt k s s dng no v cng trnh cho s thc hin hoc ca c tnh khc ca cng trnh. Ngay sau khi cc cng trnh hay hng mc vt qua cc cuc kim nh khi hon thnh nh nu trong phn (a), (b) hay (c), Nh thu s trnh bn bo co c chng nhn v kt qu ca cc cuc kim nh ny cho Ch u t. 9.2 Vic kim nh b chm tr Nu cc cuc kim nh khi hon thnh b qu chm tr do Ch u t, th Khon 7.4 [Kim nh] (on 5) v/hoc Khon 10.3 [Can thip vo cc cuc kim nh khi hon thnh] s c p dng.
FIDIC
216
Nu cc cuc kim nh khi hon thnh b qu chm tr do Nh thu, Ch u t c th bng thng bo yu cu Nh thu tin hnh cc cuc kim nh trong vng 21 ngy sau khi nhn c thng bo. Nh thu s tin hnh cc cuc kim nh vo ngy hoc cc ngy trong thi gian c Nh thu n nh v phi thng bo cho Ch u t. Nu Nh thu khng tin hnh cc cuc kim nh khi hon thnh trong vng 21 ngy th ngi ca Ch u t c th tin hnh cc cuc kim nh m Nh thu phi chu ri ro v chi ph cho cc cuc kim nh khi hon thnh s c coi l tin hnh vi s c mt ca Nh thu v kt qu kim nh s c chp nhn l chnh xc. 9.3 Kim nh li Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon thnh, th Khon 7.5 [T chi] s c p dng v Ch u t hoc Nh thu c th yu cu tin hnh li cc cuc kim nh khng t v cc cng vic c lin quan theo nhng quy trnh v iu kin tng t trc . 9.4 Khng vt qua cc cuc kim nh khi hon thnh Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon thnh c tin hnh li theo Khon 9.3 [Kim nh li], khi Ch u t c quyn: (a) (b) yu cu tip tc tin hnh kim nh li theo Khon 9.3; nu nh vic cng trnh hay hng mc khng vt qua cc cuc kim nh lm nh hng c bn n li ch ca Ch u t c c t , s loi b cng trnh hoc hng mc (ty theo tng trng hp), trong trng hp Ch u t s c cc s b p nh phn (c) ca Khon 11.4 [Khng sa cha c sai st]; hoc cp Chng ch nghim thu cng trnh.
(c)
Trong trng hp ca phn (c), Nh thu khi s thc hin tt c cc ngha v khc theo Hp ng, v Gi hp ng s b gim i mt s tin b vo s tin m Ch u t b thit t vic gi tr cng trnh b gim i do vic khng qua c kim nh. Tr phi vic gim gi do nguyn nhn ny gy ra c nu c th (hay xc nh c phng php tnh ton) trong Hp ng, Ch u t c th yu cu vic gim gi c: (i) hai bn tha thun (khi hon thnh va lng ch ring v vn ny) v s thanh ton trc khi cp Chng chi nghim thu cng trnh, hoc (ii) xc nh v thanh ton theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh].
FIDIC
217

10.1 Nghim thu cng trnh v cc hng mc cng trnh Tr nhng quy nh trong Khon 9.4 [Khng vt qua cc cuc kim nh khi hon thnh], cng trnh s c Ch u t tip nhn khi (i) cng trnh c hon thnh theo ng Hp ng, bao gm c nhng vn c nu trong Khon 8.2 [Thi hn hon thnh] v tr nhng ni dung c cho php trong phn (a) di y v (ii) c cp Chng ch theo Khon ny. Nh thu c th bng cch thng bo cho Ch u t xin c cp Chng ch nghim thu cng trnh khng sm hn 14 ngy trc khi, theo Nh thu, cng trnh c hon thnh v sn sng bn giao. Nu cng trnh c chia thnh cc hng mc bng cch tng t, Nh thu c th xin c cp Chng ch nghim thu cho mi hng mc. Ch u t, trong vng 28 ngy sau nhn c n ca Nh thu, s: (a) cp Chng ch nghim thu cng trnh cho Nh thu, nu r ngy m cng trnh hay hng mc c hon thnh theo Hp ng, tr nhng cng vic nh cn tn ng li v cc sai st v c bn khng lm nh hng n vic s dng cng trnh hay cc hng mc cho mc ch ban u (cho n khi hoc trong khi nhng vic ny ang c hon thnh v cc sai st ang c sa cha), hoc bc b n v a ra l do v nu c th nhng cng vic m Nh thu cn phi lm c cp Chng ch nghim thu cng trnh. Nh thu s phi hon thnh nhng cng vic ny trc khi a ra thng bo tip theo Khon ny.
(b)
Nu Ch u t khng cp Chng ch nghim thu cng trnh hay bc b n ca Nh thu trong thi gian 28 ngy v nu cng trnh hay hng mc (ty theo tng trng hp) v c bn ng vi Hp ng, Chng ch nghim thu cng trnh coi nh c cp vo ngy th 28. 10.2 Nghim thu b phn cng trnh Cc b phn ca cng trnh (khc vi hng mc cng trnh) s khng c nghim thu hoc c Ch u t s dng ngoi tr c quy nh Hp ng hoc c hai Bn ng . 10.3 Can thip vo cc cuc kim nh khi hon thnh Nu qu 14 ngy m Nh thu khng tin hnh cc cuc kim nh khi hon thnh v nguyn nhn do Ch u t chu trch nhim th khi Nh thu s tin hnh cc kim nh hon thnh cng sm cng tt. Nu Nh thu gp phi s chm tr hay phi chu cc chi ph do s chm tr tin hnh cc cuc kim nh khi hon thnh gy ra, Nh thu s thng bo cho Nh t vn bit v theo Khon 20.1 c quyn:
FIDIC
218
(a) (b)
gia hn thi gian b li cho s chm tr , nu nh vic hon thnh ang hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph cng thm li nhun hp l, tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc xc nh nhng vn ny theo Khon 3.5 [Quyt nh]
FIDIC
219

11.1 Hon thnh cng vic cn d dang v sa cha sai st cng trnh v ti liu ca Nh thu v mi hng mc cn phi lun trong tnh trng do Hp ng quy nh (tr trng hp b rch hay hng) n ngy ht hn ca thi hn thng bo sai st, Nh thu s phi: (a) (b) hon thnh cc cng vic cn tn ng vo ngy nu trong Chng ch nghim thu trong khong thi gian hp l m Ch u t yu cu, v thc hin cc cng vic sa cha cc sai st hoc h hng do Ch u t thng bo vo ngy hoc trc ngy Thi hn thng bo sai st ca cng trnh hay hng mc ht hn (trng hp nu xy ra)
Nu sai st xut hin hoc h hng xy ra, Nh thu s c Ch u t thng bo. 11.2 Chi ph cho vic sa cha sai st Tt c cng vic c nu trong phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa cha sai st] s c tin hnh v Nh thu phi chu ri ro v cc chi ph, nu v mc cng vic c quy cho l: (a) (b) (c) (d) thit k ca cng trnh, Thit b, cc vt liu hoc tay ngh khng ph hp vi Hp ng, vn hnh hoc bo dng khng ng cch m trch nhim thuc v Nh thu (theo Khon 5.5 n 5.7 hoc khc), hoc Nh thu khng tun th cc ngha v khc.
Nu v mc m vic c quy cho nguyn nhn khc, Nh thu s c Ch u t thng bo ngay lp tc v khi s p dng Khon 13.3 [Th tc bin i]. 11.3 Ko di thi hn thng bo sai st Theo Khon 2.5 [Khiu ni ca Ch u t] Ch u t s c quyn ko di thm Thi hn thng bo sai st v cng trnh hoc hng mc nu v mc m cng trnh, hng mc cng trnh hay mt b phn chnh ca Nh my (ty tng trng hp v sau khi nghim thu) khng th s dng c cho mc ch nh do sai st hoc h hng. Tuy nhin, thi hn thng bo sai st s khng c ko di qu 2 nm. Nu vic cung cp v/hoc lp t thit b v/hoc cc vt liu b tm ngng theo Khon 8.8 [Tm ngng cng vic] hay Khon 16.1 [Quyn Nh thu tm ngng cng vic], theo iu ny ngha v ca Nh thu s khng p dng cho nhng sai st hoc h hng xy ra qu 2 nm sau khi Thi gian thng bo sai st cho thit b, cc vt liu l ra khng cn hiu lc.
FIDIC
220
11.4
Khng sa cha c sai st Nu Nh thu khng sa cha c cc sai st hay h hng trong khong thi gian hp l, Ch u t hoc i din ca Ch u t c th n nh ngy sa cha cc sai st hay h hng. Nh thu s c thng bo v ngy ny. Nu Nh thu khng sa cha c cc sai st hay h hng vo ngy thng bo v vic sa cha s c thc hin m Nh thu phi chu chi ph theo Khon 11.2 [Chi ph sa cha sai st], Ch u t (ty theo la chn) c th: (a) t tin hnh cng vic hoc thu ngi khc theo cch thc hp l v Nh thu phi chu mi chi ph, nhng Nh thu s khng chu trch nhim v cng vic ny; v Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] phi tr cho Ch u t nhng chi ph hp l pht sinh t vic Ch u t sa cha cc sai st hoc h hng; ng hoc quyt nh khu tr hp l trong Gi hp ng theo Khon 3.5 [Quyt nh]; hoc nu sai st hoc h hng dn n vic Ch u t v c bn b mt ton b li ch t cng trnh hay phn ln cng trnh, s chm dt ton b Hp ng hay phn ln cng trnh khng th a vo s dng cho mc ch nh. Khi , khng lm tn hi n cc quyn li khc, theo Hp ng hay khng, Ch u t s c quyn ly li ton b s tin tr cng trnh hoc mt phn cng trnh (ty tng trng hp c th) cng thm vi chi ph ti chnh v chi ph tho d phn cng trnh , dn dp cng trng v tr thit b, cc vt liu li cho Nh thu.
(b) (c)
11.5
Di chuyn cng vic b sai st Nu sai st hoc h hng khng th sa cha tt ngay trn cng trng c v c Ch u t ng , Nh thu c th chuyn khi cng trng hng mc Nh my b sai st hay h hng sa cha. S ng ny ca Ch u t c th yu cu Nh thu tng s tin cho bo lnh Hp ng bng chi ph thay th ton b cc phn ny hay cung cp s bo m ph hp khc.
11.6
Cc kim nh thm Nu vic sa cha sai st hoc h hng c th nh hng n s vn hnh ca cng trnh, Ch u t c th yu cu tin hnh li bt c cuc kim nh no nu trong Hp ng, bao gm c cc cuc kim nh khi hon thnh v/hoc kim nh sau khi hon thnh sa cha sai st hoc h hng. Cc kim nh ny phi c tin hnh theo cc iu kin c p dng cho cc kim nh trc, ch khc l c tin hnh bng s ri ro v kinh ph ca bn chu trch nhim theo Khon 11.2 [Chi ph cho vic sa cha sai st] cho chi ph sa cha sai st.
FIDIC
221
11.7
Quyn c ra vo Khi Chng ch thc hin hp ng c cp, Nh thu s c quyn tip cn tt c cc phn ca cng trnh v cc h s v hot ng v s thc hin ca cng trnh, tr phi khng ph hp vi nhng hn ch hp l v mt an ninh ca Ch u t.
11.8
Nh thu tm nguyn nhn Nh thu s, nu Ch u t yu cu, tm nguyn nhn dn n sai st theo ch dn ca Ch u t. Tr phi sai st c sa cha bng chi ph ca Nh thu theo Khon 11.2 [Chi ph cho vic sa cha sai st], chi ph ca vic tm kim nguyn nhn cng vi li nhun hp l s c Nh t vn ng hoc quyt nh theo Khon 3.5 [Quyt nh]; v s c tnh vo Gi hp ng.
11.9
Chng ch thc hin Vic thc hin cc ngha v ca Nh thu s khng c coi l hon thnh nu Nh thu cha c Ch u t cp Chng ch thc hin Hp ng, nu r ngy m Nh thu hon thnh ngha v ca mnh theo ng Hp ng. Ch u t s cp Chng ch thc hin Hp ng trong vng 28 ngy sau ngy ht hn ca Thi hn thng bo sai st hoc ngay sau khi Nh thu cung cp tt c cc ti liu ca Nh thu v hon thnh v kim nh tt c cng trnh, bao gm c vic sa cha cc sai st. Nu Ch u t khng cp Chng ch thc hin th: (a) (b) Chng nhn thc hin c xem nh c cp vo ngy th 28 sau ngy ng l phi c cp theo yu cu ca khon ny, v Khon 11.11 [Gii phng mt bng] v im (a) ca Khon 14.14 [Chm dt trch nhim ca Ch u t] s khng c p dng.
Ch c Chng ch thc hin mi c coi l cu thnh nn vic chp nhn cng trnh. 11.10 Nhng ngha v cha c hon thnh Sau khi cp Chng ch thc hin, mi bn s phi chu trch nhim hon thnh ngha v vn cha c thc hin ti thi im . Hp ng vn c coi l c hiu lc i vi cc mc ch xc nh ni dung 11.11 Gii phng mt bng Khi nhn c Chng ch thc hin hp ng, Nh thu s dn khi cng trng tt c cc thit b ca Nh thu, vt liu cn tha, rc v cc cng trnh tm cn li. Nu tt c nhng vt dng ny khng c dn khi cng trng trong vng 28 ngy sau khi Ch u t cp Chng ch thc hin, Ch u t c th bn hoc thi b cc vt . Ch u t c quyn c thanh ton cc chi ph pht sinh t vic bn hoc thi b hay lu cc vt dng trn cng trng. Vic cn i cc khon tin thu c t vic bn cc vt dng trn s c tr cho Nh thu. Nu s tin ny t hn cc chi ph m Ch u t phi tr, Nh thu s tr phn chi ph pht sinh di ra cho Ch u t.
FIDIC
222

12.1 Th tc kim nh sau khi hon thnh Nu cc cuc kim nh sau khi hon thnh c nu c th trong Hp ng, khi s p dng iu ny. Tr phi c nhng quy nh khc trong iu kin ring: (a) (b) Ch u t s cung cp in, nhin liu, v vt liu v nhn lc v cc thit b thch hp; Nh thu s cung cp cc thit b, my mc khc v nhn vin c trnh v kinh nghim thch hp tin hnh cc cuc kim nh sau khi hon thnh mt cch c hiu qu; v Tin hnh cc cuc kim nh sau khi hon thnh vi s c mt ngi ca Ch u t v/hoc ca Nh thu nh cc bn kia c th yu cu mt cch hp l khc.
(c)
Cc cuc kim nh sau khi hon thnh s c thc hin ngy nu c sau khi Ch u t nghim thu cng trnh hoc hng mc. Ch u t thng bo cho Nh thu trc 21 ngy v ngy s tin hnh kim nh sau khi hon thnh. Tr phi c s tha thun khc, cc cuc kim nh sau khi hon thnh s c tin hnh trong vng 14 ngy sau ngy c thng bo, vo ngy hay cc ngy c Ch u t quyt nh. Kt qu ca kim nh sau khi hon thnh s c Nh thu, ngi phi chun b cc chi tit bo co, tp hp v nh gi. Khi , bo co s tnh n nh hng ca vic Ch u t s dng cng trnh trc . 12.2 Cc cuc kim nh b chm tr Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t trong cc cuc kim nh sau khi hon thnh, Nh thu s (i) thng bo cho Ch u t v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] s c thanh ton cc chi ph cng vi li nhun hp l v tnh vo Gi hp ng. Sau khi nhn c thng bo ny, theo Khon 3.5 [Quyt nh] Ch u t s ng hoc xc nh v chi ph v li nhun ny. Nu v l do no , khng phi do li ca Nh thu, mt cuc kim nh sau khi hon thnh cng trnh hoc hng mc s khng th hon thnh trong thi gian thng bo sai st (hoc bt c thi gian no c hai bn tha thun), khi cng trnh hay hng mc s c coi nh vt qua cuc kim nh sau khi hon thnh ny. 12.3 Kim nh li Nu cng trnh, hoc hng mc khng qua c cc cuc kim nh sau khi hon thnh th: (a) s p dng phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa cha sai st], v
FIDIC
223
(b)
mi bn c th yu cu tin hnh li cc cuc kim nh khng t v cc cuc kim nh sau khi hon thnh ca cng vic c lin quan vi cc hng mc v iu kin tng t trong cuc kim nh trc .
Nu v mc m cng trnh khng vt qua cuc kim nh v phi kim tra li l do nhng vn nu trong phn (a) n (d) ca Khon 11.2 [Chi ph cho vic sa cha sai st] v vic dn n pht sinh cc chi ph thm cho Ch u t, th theo Khon 2.5 [Khiu ni ca Ch u t] Nh thu s phi tr cc chi ph ny cho Ch u t. 12.4 Khng vt qua cc cuc kim nh sau khi hon thnh Nu nhng iu kin sau y c p dng, c th: (a) (b) (c) cng trnh hoc hng mc khng qua c cuc kim nh no hoc tt c cc cuc kim nh sau khi hon thnh, s tin phi tr cho nhng thit hi do khng qua c cuc kim nh nu r (hoc phng php tnh ton c xc nh) trong Hp ng, v Nh thu tr s tin ny cho Ch u t trong thi hn thng bo sai st.
Khi cng trnh hoc hng mc s c coi nh qua cc cuc kim nh sau khi hon thnh, Nu cng trnh hoc hng mc khng qua c cuc kim nh sau khi hon thnh v Nh thu ngh iu chnh hoc sa i cng trnh hay hng mc , Ch u t hoc i din ca Ch u t c th hng dn cho Nh thu rng Nh thu s khng c ra vo cng trnh hoc hng mc nu cha thun tin cho Ch u t. Nh thu c trch nhim tin hnh iu chnh hoc sa i v t c cuc kim tra, trong khong thi gian thch hp m Ch u t hoc i din ca Ch u t thng bo v cho bit thi gian l thun tin. Tuy nhin, nu Nh thu khng nhn c thng bo ny trong thi hn thng bo sai st, Nh thu s khng phi chu trch nhim v cng trnh hoc hng mc (ty theo tng trng hp) coi nh qua c cuc kim nh sau khi hon thnh ny. Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t trong vic khng cho php Nh thu ra vo cng trnh hay nh my, iu tra cc nguyn nhn dn n vic khng qua c cuc kim nh hay iu chnh hoc sa i, Nh thu phi (i) thng bo cho Ch u t v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] c thanh ton cc chi ph cng thm li nhun hp l, v c tnh vo Gi hp ng Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh v chi ph v li nhun ny theo Khon 3.5 [Quyt nh]
FIDIC
224
13. BIN I V IU CHNH

13.1 Quyn c bin i Vic bin i c th c Ch u t trin khai vo bt c lc no trc khi cp chng ch nghim thu cng trnh bng vic yu cu hoc hng dn cho Nh thu trnh xut. Vic sa i s khng bao gm vic b st cng vic no do ngi khc thc hin. Nh thu s thc hin v chu trch nhim v mi vic bin i, tr phi Nh thu thng bo ngay cho Ch u t nu r (vi cc chi tit h tr c th) rng (i) Nh thu khng th c c nhng phng tin cn thit theo yu cu cho vic bin i, (ii) vic s lm gim s an ton hoc n nh ca cng trnh hoc (iii) vic s nh hng khng tt n vic t c cc bo lnh thc hin. Khi nhn c thng bo ny, Ch u t s hy b, khng nh hoc thay i hng dn. 13.2 T vn gi tr cng trnh Vo bt c lc no, Nh thu s t ln Ch u t cc kin ngh bng vn bn m (theo kin ca Nh thu) nu c p dng s, (i) y nhanh tin hon thnh, (ii) gim chi ph cho Ch u t trong vic iu hnh, bo dng hoc vn hnh cng trnh, (iii) tng hiu qu hoc gi tr ca cng trnh hon thnh cho Ch u t, hoc (iv) s c li cho Ch u t. xut s c son tho bng chi ph ca Nh thu v s bao gm cc hng mc Khon 13.3 [Th tc bin i]. 13.3 Th tc bin i Nu Ch u t yu cu mt xut trc khi hng dn bin i, Nh thu s tr li bng vn bn ngay l do ti sao Nh thu khng th p ng (nu l trng hp ) hoc np: (a) (b) (c) bn m t thit k c xut v/hoc cng vic s tin hnh v k hoch thc hin chng, xut ca Nh thu v cc bin i cn thit cho chng trnh tin theo Khon 8.3 [Chng trnh tin ] v cho thi gian hon thnh, v xut ca Nh thu v vic iu chnh Gi hp ng.
Ch u t, ngay sau khi nhn c xut (theo Khon 13.2 [T vn v gi tr cng trnh] s tr li nu r ng hay khng ng , hoc c kin. Nh thu s khng c tr hon cng vic no trong khi i s phn hi t pha Nh t vn. Mi hng dn thc hin vic bin i i vi bt c yu cu no v vic ghi li cc chi ph s c Ch u t cung cp cho Nh thu v h s xc nhn l nhn c. Khi hng dn hay chp thun mt bin i, Ch u t s ng hoc quyt nh iu chnh gi hp ng v lch trnh thanh ton theo Khon 3.5 [Quyt nh]. Nhng
FIDIC
225
iu chnh ny s bao gm c li nhun hp l v s tnh n vic xut ca Nh thu theo Khon 13.3 [T vn v gi tr cng trnh] nu c p dng. 13.4 Thanh ton bng tin t quy nh Nu Nh thu thanh ton Gi hp ng bng 2 loi tin t tr ln khi vic iu chnh c nht tr, chp thun hoc quyt nh nh nu trn, s tin phi tr bng mi loi n v tin t s c xc nh c th. Cho mc ch ny, t l tin t thc t hoc d kin cho Chi ph ca cng vic c sa i v t l cc loi tin t khc nhau c xc nh trong vic thanh ton Gi hp ng s c tham chiu. 13.5 Tin d chi Tin d chi s ch c s dng ton b hay mt phn theo ch dn ca Ch u t, v Gi hp ng s c iu chnh tng ng. Ton b s tin Nh thu c chi tr s bao gm tin cho cng vic, cung cp hay cc dch v m tin d chi c lin quan nh Ch u t hng dn. i vi mi khon tin d chi, Ch u t c th hng dn: (a) cng vic s c Nh thu thc hin v nh gi tr (bao gm thit b, cc vt liu hay cc dch v s c cung cp) theo Khon 13.3 [Th tc bin i], v/hoc thit b, cc vt liu hoc dch v c Nh thu mua m tnh vo Gi hp ng tr i cc khon tin d chi ban u: (i) (ii) s tin thc t c Nh thu tr (hoc s tr), v s chi ph qun l v li nhun, c tnh l phn trm ca s tin thc t ny bng cch p dng t l phn trm ph hp (nu c) c nu trong hp ng.
(b)
Nh thu phi, khi Ch u t yu cu, cung cp bo gi, ha n phiu mua hng v giy bin nhn lm cn c. 13.6 Ngy lm vic Nu l cng vic nh hoc ph, Ch u t c th hng dn vic bin i s c thc hin trn c s ngy lm vic. Cng vic sau s c ch nh gi theo bng k ngy cng c nu trong Hp ng, v nhng th tc tip theo s p dng. Nu bng k ngy cng khng c nu trong Hp ng, Khon ny s khng c p dng. Trc khi t hng hng ha cho cng vic, Nh thu s trnh bng bo gi ln Ch u t. Khi ngh thanh ton, Nh thu s trnh giy bin nhn, ha n, phiu thanh ton ca cc hng ha . Tr cc mt hng c nu trong lch cng vic hng ngy rng vic thanh ton s khng ng hn, hng ngy Nh thu s phi gi cc thng bo chnh xc (gm 02 bn) cho Ch u t bao gm cc chi tit sau y ca cc ngun c s dng trong vic thc hin cc cng vic ca ngy trc :
FIDIC
226
(a) (b) (c)
tn, cng vic v thi gian ca nhn vin Nh thu, xc nh, loi v thi gian ca thit b Nh thu v cng trnh tm thi, v s lng v chng loi thit b v cc vt liu c s dng.
Mt bn chp ca mi bn bo co nu chnh xc, hoc khi c ng , s c Ch u t k v gi li cho Nh thu. Nh thu khi s trnh cc bo co gi ca cc ngun ln cho Ch u t trc khi chng c a vo bo co tip sau theo Khon 14.8 [Xin cp thanh ton tm]. 13.7 iu chnh do cc thay i lut l Gi hp ng s c iu chnh tnh n vic tng hoc gim chi ph ny sinh t thay i trong lut php ca nc s ti (bao gm vic ban hnh lut mi v vic sa i b sung cc lut hin hnh) hoc vic Chnh ph din gii c tnh php l hoc chnh thc v cc Lut , c thc hin sau Ngy khi cng, lm nh hng n Nh thu trong vic thc hin nhng ngha v theo Hp ng. Nu Nh thu phi chu (hoc s phi chu) s chm tr v/hoc nhng chi ph pht sinh thm do vic thay i lut hoc vic din gii v cc lut , c thc hin sau Ngy khi cng, Nh thu s thng bo cho Ch u t v theo Khon 20.1 [Khiu ni ca Nh thu] s c php: (a) (b) ko di thi gian cho s chm tr nu vic hon thnh b (hoc s b) tr hon theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cc chi ph , s c tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh nhng vn ny theo Khon 3.5 [Quyt nh]. 13.8 iu chnh do thay i v chi ph Nu gi hp ng s c iu chnh cho vic tng hoc gim trong chi ph ca lao ng, hng ha v cc u vo khc ca cng trnh, cc iu chnh s c tnh cho ph hp vi cc quy nh ca iu kin ring.
FIDIC
227

14.1 Gi hp ng Tr phi c cc quy nh khc trong iu kin ring: (a) (b) Vic chi tr cho cng trnh s c tin hnh trn c s gi Hp ng trn gi v c iu chnh theo Hp ng, v Nh thu s phi tr tt c loi thu, ph c yu cu phi tr theo Hp ng, v Gi hp ng s khng c iu chnh cho bt c khon no ca cc chi ph ny, loi tr c nu trong Khon 13.7 [iu chnh do cc thay i v lut l].
14.2
ng trc Ch u t s ng trc, nh mt khon vay khng c li sut cho vic huy ng v thit k, khi Nh thu trnh mt giy bo lnh theo Khon ny bao gm cc chi tit c nu trong cc iu kin ring, nu iu kin ring khng quy nh: (a) (b) (c) (d) S tin ca vic thanh ton trc, nh vy Khon ny s khng p dng, S lng v thi im ca cc ln tr tin, nh vy ch c 1 ln, Cc ng tin p dng v t l, nh vy s l nhng ci m Gi hp ng c tr, v/hoc T l tr dn cho vic hon tr, nh vy n s c tnh bng cch chia tng s gi tr ca tin thanh ton trc cho Gi hp ng c quy nh trong Tha thun Hp ng tr i tin tm ng.
Ch u t s tr cho ln thanh ton u tin sau khi nhn c (i) bo co (theo Khon 14.3 [Xin cp thanh ton tm], (ii) Bo lnh thc hin theo Khon 4.2 [Bo lnh thc hin] v (iii) mt bo lnh bng s lng v tin t tng ng vi s tin ng trc. Bo lnh ny s c mt c quan cp t trong mt nc (hoc php quyn khc) do Ch u t chp thun, v s theo biu mu ph lc ca iu kin ring hoc theo biu mu khc c Ch u t chp thun. Tr phi v cho n khi Ch u t nhn c giy bo lnh, Khon ny s khng p dng. Nh thu phi m bo rng bo lnh l c gi tr v c hiu lc cho n khi vic ng trc c hon tr, nhng s tin ny c th s c chit khu ly tin bi s tin m Nh thu tr li. Nu cc iu khon ca bo lnh nu c th ngy ht hn bo lnh v vic ng trc khng c hon tr trc ngy ht hn 28 ngy, Nh thu phi gia hn hiu lc ca bo lnh cho n khi vic thanh ton trc c hon tr. Vic ng trc s c hon tr thng qua cc khon khu tr trong thanh ton tm. Cc chit khu s da trn t l tr dn c quy nh trong iu kin ring (hoc nu khng c im (d)) trn, n s c p dng cho s tin phi tr khc (tr thanh ton trc v cc chit khu v vic hon tr s tin gi li) cho n khi m tin thanh ton trc c tr li.
FIDIC
228
Nu vic ng trc vn cha c hon tr trc khi cp Chng ch nghim thu cng trnh v trc khi chm dt Hp ng theo iu 15 [Chm dt Hp ng bi Ch u t], iu 16 [Tm ngng v Chm dt hp ng bi Nh thu] hoc iu 19 [Bt kh khng] (ty tng trng hp), khi ton b s n s l n n k v Nh thu phi chu trch nhim thanh ton cho Ch u t. 14.3 Xin cp thanh ton tm Nh thu s np bo co (6 bn) ln Ch u t sau khi ht thi hn thanh ton nu trong Hp ng (nu khng c nu th bo co sau mi thng) bng biu mu m Ch u t chp thun, trnh by chi tit cc s tin m Nh thu cho l mnh c hng, cng vi cc ti liu h tr bao gm c bo co v tin theo Khon 4.21 [Bo co tin ]. Bo co s bao gm nhng mc sau, nhng mc ny s c nu c th bng cc loi tin t khc nhau m Gi hp ng c th thanh ton theo tun t: (a) gi tr hp ng c tnh ca cng trnh c thi cng v cc ti liu ca Nh thu c chun b cho n cui thng (bao gm c bin i nhng khng bao gm cc ni dung c nu trong phn (b) n (f) di y); bt c s tin no c thm vo hay gim i do c s thay i v lut php v thay i v chi ph theo Khon 13.7 [iu chnh do cc thay i v lut l] v Khon 13.8 [iu chnh do cc thay i v chi ph]; bt c s tin no b chit khu i gi li c tnh ton bng cch p dng phn trm do gi li c nu trong iu kin ring i vi tng s tin trn cho n khi s tin do Ch u t gi li t ti gii hn ca S tin gi li (nu c) c nu trong iu kin ring; s tin thm vo hoc gim i cho thanh ton trc v hon tr theo Khon 14.2 [ng trc], vic thm vo hoc bt i no c th tr thnh n n hn theo Hp ng hoc quy nh khc thuc cc ni dung ca iu 20 [Khiu ni, tranh chp v trng ti], v vic chit khu s tin c xc nhn trong cc thanh ton trc .
(b)
(c)
(d) (e)
(f) 14.4
Lch trnh thanh ton Nu Hp ng c mt Lch trnh thanh ton nu c th cc t thanh ton trong Gi hp ng s c thanh ton, khi tr phi c nu khc vi quy nh trong Lch trnh ny th: (a) cc t thanh ton c nu trong Lch trnh thanh ton s l cc gi tr hp ng c tnh cho cc mc ch ca phn (a) ca Khon 14.3 [Xin cp thanh ton tm], ng vi khon 14.5 [Thit b v cc vt liu dng cho cng trnh], v nu nhng t thanh ton ny khng c xc nh bng cc tham kho tin thc t t c trong qu trnh thi cng cng trnh v nu tin thc t c 229
(b)
FIDIC
pht hin thy chm hn tin ca Lch trnh thanh ton, cn c vo Ch u t c th ng hoc quyt nh nhng t thanh ton sa i theo Khon 3.5 [Quyt nh] c tnh n phm vi mc m tin ang chm hn so vi tin c xc nh trc . Nu Hp ng khng c Lch trnh thanh ton, Nh thu s trnh d ton khng rng buc i vi cc khon thanh ton m Nh thu mun c tr gp ng hn trong mi qu. D ton u tin s c trnh trong vng 42 ngy sau Ngy khi cng. Cc d ton c sa i s c np theo nh k hng qu cho n khi Chng ch nghim thu cng trnh c cp. 14.5 Thit b v cc vt liu s dng cho cng trnh Nu Nh thu c quyn thanh ton tm thi theo Hp ng cho cc thit b v vt liu cha n cng trng th Nh thu vn khng c hng thanh ton tr phi: (a) (b) thit b v vt liu trong nc v nh du l ti sn ca Ch u t ph hp vi cc ch dn ca Ch u t, hoc Nh thu chuyn cho Ch u t chng t v Bo him v Bo lnh ca Ngn hng theo mu v do mt php nhn c Ch u t chp thun cp vi s tin v loi tin t bng s thanh ton . Bo lnh c th cng vi mu nu khon 14.2 [ng trc] v s c gi tr cho n khi thit b v vt liu c nhp kho cng trng v c bo v trnh b mt mt, h hng hoc xung cp.
14.6
Thanh ton tm S khng c s tin no c chng nhn hoc c thanh ton cho n khi Ch u t nhn v thng qua Bo lnh Hp ng. Sau , trong vng 28 ngy sau khi nhn c Bo co v cc ti liu lin quan khc, Ch u t s cp cho Nh thu thng bo nu r hng mc no trong bo co m Ch u t khng ng cng vi cc chi tit h tr. Thanh ton tm thi s khng b t chi loi tr khi: (a) nu ci g c cung cp hoc cng vic c thc hin bi Nh thu khng ng vi Hp ng, chi ph cho vic sa cha hay thay th c th b t chi cho n khi vic sa cha hoc thay th hon tt, v/hoc nu Nh thu hoc ang khng thc hin cng vic no hoc ngha v ca mnh theo ng Hp ng v c Ch u t thng bo nh vy, gi tr ca cng vic ny hoc ngha v ny c th b t chi cho n khi cng vic hoc ngha v c thc hin xong.
(b)
Ch u t, bng bt k vic thanh ton no cng c th iu chnh hoc sa cho ph hp bt c thanh ton no trc , thanh ton s c coi l biu th vic chp thun, ph duyt ng hoc tha mn ca Ch u t. 14.7 n nh thi hn thanh ton Loi tr vic quy nh khc vi Khon 2.5 [Khiu ni ca Ch u t], Ch u t s thanh ton cho Nh thu:
FIDIC
230
(a)
t thanh ton trc u tin trong vng 42 ngy sau ngy m Hp ng c hiu lc v tc dng hoc trong vng 21 ngy sau khi nhn c cc ti liu theo Khon 4.2 [Bo lnh thc hin] v Khon 14.2 [ng trc], ty theo vic no n sau; s tin c chng nhn trong mi bo co khc vi bo co cui cng trong vng 56 ngy sau khi Ch u t nhn c Bo co v cc ti liu b tr, v s tin phi tr cui cng trong vng 42 ngy sau khi nhn c thanh ton cui cng v lnh tr bng vn bn theo Khon 14.11 [Xin cp Thanh ton cui cng] v Khon 14.12 [Trang tri xong].
(b) (c)
Vic thanh ton s tin n hn phi tr bng mi loi tin t s c chuyn vo ti khon ngn hng, do Nh thu xut, ti nc thanh ton (cho loi tin t ny) c nu c th trong Hp ng. 14.8 Thanh ton b chm tr Nu Nh thu khng nhn c tin thanh ton theo Khon 14.7 [n nh thi hn thanh ton], Nh thu s c nhn cc thanh ton ti chnh theo tng thng trn c s s tin khng c thanh ton trong thi gian chm tr. Tr phi c quy nh khc trong iu kin ring, nhng khon thanh ton ti chnh ny s c tnh theo t l hng nm l 3% trn t sut chit khu ca ngn hng trung ng nc ca tin t thanh ton, v s c thanh ton theo tin t . Nh thu s c nhn khon thanh ton ny m khng cn c thng bo chnh thc v khng lm nh hng quyn li hoc phng sch khc. 14.9 Thanh ton tin gi li Khi Chng ch nghim thu cng trnh c cp, v cng trnh qua tt c cc cuc kim nh c th (bao gm c kim nh sau khi hon thnh, nu c), mt na u ca s tin gi li s c thanh ton cho Nh thu. Nu Chng ch nghim thu c cp cho mt hng mc, phn trm tng ng ca na u s tin gi li s c thanh ton khi hng mc vt qua tt c cc cuc kim nh. Ngay sau ngy ht hn cui cng ca Thi hn thng bo sai st, vic cn i n tn ng ca s tin gi li s c thanh ton cho Nh thu. Nu Chng ch nghim thu c cp cho mt hng mc, t l phn trm tng ng ca na sau s tin gi li s c chng nhn v c thanh ton ngay sau ngy ht hn ca Thi hn thng bo sai st ca hng mc. Tuy nhin, nu cng vic no cn cha c thc hin theo iu 11 [Trch nhim v sai st] hoc theo iu 12 [Kim tra sau khi hon thnh], Ch u t s c quyn t chi v chi ph d tnh cho cng vic ny cho n khi cng vic c tin hnh xong. T l phn trm tng ng cho mi hng mc s l gi tr phn trm ca hng mc nh nu trong hp ng. Nu gi tr phn trm ca hng mc khng c nu c th trong hp ng, khng c phn trm no ca mi na s tin gi li s c p dng theo Khon ny cho hng mc .
FIDIC
231
14.10 Bo co khi hon thnh Trong vng 84 ngy sau khi nhn c Chng ch nghim thu cng trnh, Nh thu s trnh cho Ch u t 06 bn ca Bo co khi hon thnh cng vi cc ti liu b tr theo Khon 14.3 [Xin cp Chng ch thanh ton tm], cho thy: (a) (b) (c) gi tr ca tt c cc cng vic c lm ng vi Hp ng cho n ngy c nu trong Chng ch nghim thu cng trnh, bt c khon tin no khc m Nh thu coi l n hn thanh ton, v d ton ca cc khon tin khc m Nh thu coi l s n hn thanh ton theo Hp ng. Cc s tin c tnh s c trnh by ring l trong bo co khi hon thnh ny.
Sau Ch u t s thng bo cho Nh thu theo Khon 14.6 [Thanh ton tm] v tr theo Khon 14.7 [Thi hn thanh ton]. 14.11 Xin cp thanh ton cui cng Trong vng 56 ngy sau khi nhn c Chng ch thc hin, Nh thu s trnh cho Ch u t 06 bn ca d tho bo co cui cng vi cc ti liu b tr trnh by chi tit theo mu m Ch u t chp thun: (a) (b) gi tr ca tt c cc cng vic c lm theo ng Hp ng, v s tin khc m Nh thu coi l n hn thanh ton theo Hp ng hoc cc tha thun khc.
Nu Ch u t khng ng hoc khng c th chng thc mt phn no ca d tho bo co cui cng, Nh thu s trnh thm thng tin khi Ch u t c th yu cu hp l v s thay i d tho theo s nht tr ca hai bn. Nh thu s chun b v trnh cho Ch u t bo co cui cng nh hai bn nht tr. Bo co ny s c gi l Bo co cui cng trong cc iu kin ny. Tuy nhin nu sau khi c nhng cuc tho lun gia cc bn v bt k thay i no trong d tho bo co cui cng m hai bn nht tr, hin nhin l s c tranh chp, Ch u t s thanh ton cc phn tha thun ca d tho bo co cui cng ph hp vi Khon 14.6 [Thanh ton tm] v Khon 14.7 [Thi hn thanh ton]. Sau , nu tranh chp c gii quyt theo Khon 20.4 [C quyt nh ca Ban x l tranh chp] hoc Khon 20.5 [Ha gii mt cch hu ho], Nh thu s chun b v trnh cho Ch u t bo co cui cng. 14.12 Trang tri xong Khi trnh bo co cui cng, Nh thu s trnh Bn thanh ton trn giy t khng nh rng ton b Bo co cui cng th hin vic thanh ton y v gii quyt xong tt c s tin phi tr cho Nh thu theo hoc lin quan n Hp ng. Bn thanh ton ny c th nu rng n s c hiu lc khi Nh thu nhn li Bo lnh Hp ng v vic cn bng n nn ca s tin ny m Bn thanh ton s c hiu lc vo ngy .
FIDIC
232
14.13 Thanh ton cui cng Cn c vo im (c) Khon 14.7 [Thi hn thanh ton], Ch u t s thanh ton cho Nh thu s tin cn n, cui cng tr i tt c s tin Ch u t tr trc y v cc Khu tr no theo Khon 2.5 [Khiu ni ca Ch u t]. 14.14 Chm dt trch nhim ca Ch u t Ch u t s khng chu trch nhim vi Nh thu v bt c vic g v vn g theo hoc lin quan n Hp ng hoc thi cng Cng trnh, tr khi Nh thu nu c th mt s tin dng cho vic : (a) (b) trong Bo co cui cng v cng, (tr nhng vn v vic ny sinh sau khi cp Chng ch nghim thu cng trnh) trong bo co khi hon thnh c nu trong Khon 14.10 [Bo co khi hon thnh].
Tuy nhin, Khon ny khng gii hn trch nhim ca Ch u t v cc ngha v bi thng hay trch nhim ca Ch u t trong cc trng hp gian di, c vi phm hay tin hnh sai cng vic do l l ca Ch u t. 14.15 Loi tin dng thanh ton Gi hp ng s c thanh ton bng mt loi loi tin t hoc nhiu loi tin t c nu c th trong Tha thun hp ng. Tr phi c cc quy nh khc trong iu kin ring nu c hn mt loi tin t c nu, vic thanh ton s c thc hin nh sau: (a) nu Gi hp ng ch c tnh bng ni t khi: (i) T l hoc cc khon tin c tnh bng ni t v ngoi t v t gi trao i n nh c s dng tnh tin thanh ton nh nu c th trong Tha thun hp ng, tr khi c tha thun khc ca c hai bn; vic thanh ton v chit khu theo Khon 13.5 [Tin tm ng] v Khon 13.7 [iu chnh do cc thay i v lut l] s c tnh bng cc loi tin t v t l c p dng; v vic thanh ton v chit khu khc trong phn (a) n (d) ca Khon 14.3 [Xin cp thanh ton tm] s c tnh bng cc tin t v t l c nu r trong phn (a) (i) trn.
(ii)
(iii)
(b) (c)
vic thanh ton cc thit hi c nu c th trong iu kin ring s c tnh bng cc loi tin t v t l c nu trong iu kin ring; cc thanh ton khc ca Nh thu cho Ch u t s c tnh bng loi tin t m s tin do Ch u t chi tiu bng loi tin hoc bng tin t m c hai Bn c th tha thun; nu bt c s tin no m Nh thu thanh ton cho Ch u t bng loi tin t ring vt qu s tin m Ch u t phi tr cho Nh thu bng loi tin t ,
(d)
FIDIC
233
Ch u t c th thu li phn cn i ca s tin ny t cc khon tin khc m Ch u t thanh ton cho Nh thu bng cc loi tin t khc; v (e) nu khng c t gi trao i no c nu trong Hp ng, th s s dng t gi vo Ngy khi im v do Ngn hng nc s ti xc nh.
FIDIC
234
15.1 Thng bo sa cha Nu Nh thu khng thc hin ngha v theo Hp ng, Ch u t c th ra thng bo yu cu Nh thu phi thc hin v sa cha cc sai hng trong khong thi gian hp l c th. 15.2 Chm dt Hp ng bi Ch u t Ch u t s c quyn chm dt Hp ng nu Nh thu: (a) (b) (c) (d) (e) khng tun th Khon 4.2 [Bo lnh thc hin] hoc vi mt thng bo theo Khon 15.1 [Thng bo sa cha], b d Cng trnh hoc th hin r rng nh khng tip tc thc hinn ngha v theo Hp ng, khng c l do chnh ng m li khng tip tc cng trnh theo iu 8 [Khi cng, chm tr v tm ngng], cho thu ph ton b cng trnh hoc chuyn nhng Hp ng m khng c s tha thun theo yu cu, b ph sn hoc b v n, b ng ca, b qun l ti sn, phi thng lng vi ch n hoc tip tc kinh doanh di s gim st ca ngi qun l ti sn, ngi c y quyn hoc ngi qun l v li ch ca ch n hoc c hnh ng hoc s kin no xy ra (theo cc Lut c p dng) c nh hng tng t ti cc hot ng hoc s kin ny, hoc a hoc c ng a (trc tip hoc gin tip) t lt, qu cp hay tin hoa hng hoc cc vt khc c gi tr cho ngi no nh phn thng hoc mua chuc: (i) (ii) thc hin hoc chu thc hin cc hnh ng lin quan n Hp ng, hoc t ra l thin v hay khng thin v mt ngi no c lin quan n Hp ng,
(f)
hoc nu Nhn vin ca Nh thu, i l hoc cc Thu ph a hoc c ng a (trc tip hoc gin tip) cho ngi no nh phn thng hoc mua chuc nh c m t trong phn (f). Tuy nhin, vic thng hay y lo mt cch hp php cho Ngi ca Nh thu s khng cho quyn chm dt Hp ng. Nu c mt trong nhng trng hp ny, Ch u t c th, bng cch thng bo cho Nh thu trc 14 ngy, chm dt Hp ng v trc xut Nh thu ra khi cng trng. Tuy nhin, trong trng hp ca phn (e) hoc (f), Ch u t c th thng bo chm dt Hp ng ngay lp tc.
FIDIC
235
S la chn ca Ch u t trong vic quyt nh chm dt Hp ng s khng lm nh hng n cc quyn li khc ca Ch u t, theo Hp ng. Nh thu phi ri Cng trng v chuyn cc hng ha cn thit, cc ti liu ca Nh thu v cc h s thit k khc ca Nh thu cho Ch u t. Tuy nhin Nh thu s c gng ht mc tun th ngay lp tc cc hng dn hp l c nu trong thng bo (i) chuyn nhng hp ng ph, v (ii) bo v tnh mng v ti sn hay cho s an ton ca cng trnh. Sau khi chm dt Hp ng, Ch u t c th hon thnh Cng trnh v/hoc sp t cho cc n v khc thc hin. Ch u t v cc n v khc thc hin. Ch u t v cc n v ny khi c th s dng bt c hng ha, ti liu no ca Nh thu v cc ti liu thit k khc do Nh thu thc hin hoc do i din Nh thu thc hin Ch u t s thng bo rng thit b ca Nh thu v cc Cng trnh tm thi s c gii phng cho Nh thu ti hoc gn Cng trng. Nh thu s ngay lp tc sp xp chuyn i, ri ro v chi ph cho vic ny s do Nh thu chu. Tuy nhin, nu n lc ny m Nh thu cn n Ch u t mt khon thanh ton no th Ch u t c quyn bn chng ly li tin. S tin d ra s c tr cho Nh thu. 15.3 Xc nh gi vo ngy chm dt Hp ng Ngay khi thng bo chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t] c hiu lc, Ch u t theo Khon 3.5 [Quyt nh] s ng hoc xc nh gi tr ca cng trnh, hng ha v ti liu ca Nh thu v cc khon tin phi thanh ton cho Nh thu cc cng vic c thc hin theo ng Hp ng. 15.4 Thanh ton sau khi chm dt Hp ng Sau khi thng bo chm dt hp ng theo Khon 15.2 [Chm dt Hp ng bi Ch u t] c hiu lc, Ch u t c th: (a) (b) tin hnh theo Khon 2.5 [Khiu ni ca Ch u t], khng thanh ton thm cho Nh thu cho n khi chi ph thit k, thi cng, hon thnh v sa cha cc sai st v h hng do chm tr trong hon thnh (nu c) v cc chi ph khc m Ch u t chu c thit lp, v/hoc Thu li t Nh thu cc ph tn do h hng, mt mt m Ch u t phi chu v cc chi ph thm khc ca vic hon thnh Cng trnh, sau khi tnh n bt k mt khon n no i vi Nh thu theo Khon 15.3 [Xc nh gi ti ngy chm dt Hp ng]. Sau khi thu hi li t cc mt mt, h hng v cc chi ph thm, Ch u t s thanh ton phn tin cn i cho Nh thu.
(c)
15.5
Quyn chm dt Hp ng ca Ch u t Ch u t c quyn chm dt Hp ng vo bt c lc no thun tin cho Ch u t, bng cch thng bo cho Nh thu vic chm dt Hp ng. Vic chm dt ny s c hiu lc 28 ngy sau ngy n sau ca cc thi im m Nh thu nhn c thng bo ny ca Ch u t hoc Ch u t tr li Bo lnh thc hin. Ch u t s
FIDIC
236
khng c chm dt Hp ng theo Khon ny t thi cng cng trnh hoc sp xp cho Nh thu khc thi cng cng trnh. Sau khi chm dt Hp ng, Nh thu phi tin hnh theo Khon 16.3 [Ngng cng vic v di di thit b Nh thu] v s c thanh ton theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim].
FIDIC
237

16.1 Quyn tm ngng cng vic bi Nh thu Nu Ch u t khng chng nhn theo Khon 2.4 [Thu xp ti chnh ca Ch u t] hoc Khon 14.7 [n nh thi hn thanh ton], Nh thu c th, sau khi thng bo cho Ch u t khng mun hn 21 ngy, s tm ngng cng vic (hoc gim t l cng vic) tr phi v cho n khi Nh thu nhn c Chng ch thanh ton, cc chng t hp l hoc thanh ton, ty tng trng hp v nh m t trong thng bo. Hnh ng ca Nh thu khng c lm nh hng n quyn li ca Nh thu i vi cc chi ph ti chnh theo Khon 14.8 [Thanh ton chm] v chm dt hp ng theo Khon 16.2 [Chm dt Hp ng bi Nh thu]. Nu Nh thu tip nhn c chng c hoc thanh ton (nh nu trong khon tng ng v trong thng bo trn) trc khi thng bo chm dt hp ng, Nh thu phi tip tc tin hnh cng vic tr li nh bnh thng ngay khi c th c. Nu Nh thu phi chu s chm tr v/hoc cc chi ph pht sinh l hu qu ca vic tm ngng cng vic (hoc do gim t l cng vic) theo Khon ny, Nh thu phi thng bo cho Ch u t v theo Khon 20.1 [Khiu ni ca Nh thu] c quyn: (a) (b) gia hn thi gian b cho s chm tr nh vy, nu vic hon thnh ang hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton cho chi ph cng thm li nhun hp l, c tnh vo gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh cc vn ny theo Khon 3.5 [Quyt nh]. 16.2 Chm dt Hp ng bi Nh thu Nh thu c quyn chm dt hp ng nu: (a) Nh thu khng nhn c chng c hp l trong vng 42 ngy sau khi thng bo theo Khon 16.1 [Quyn tm ngng cng vic ca Nh thu] lin quan n vic khng tun th Khon 2.4 [Thu xp ti chnh ca Ch u t], Nh thu khng nhn c s tin c thanh ton ng theo trong vng 42 ngy sau khi ht hn thi gian thanh ton c nu trong Khon 14.7 [Thi hn thanh ton] m vic thanh ton phi c tin hnh trong thi gian (tr vic chit khu theo Khon 2.5 ra [Khiu ni ca Ch u t]), Ch u t v c bn khng thc hin ngha v theo Hp ng, Ch u t khng tun th Khon 1.7 [Chuyn nhng],
(b)
(c) (d)
FIDIC
238
(e) (f) 16.3
vic tm ngng b ko di nh hng n ton b cng trnh nh c m t trong Khon 8.11 [Ko di tnh trng tm ngng], hoc Ch u t b ph sn, v n, b ng ca, b qun l ti sn phi iu nh.
Ngng cng vic v di di thit b Nh thu Sau khi nhn c thng bo kt thc Hp ng theo Khon 15.5 [Quyn chm dt Hp ng ca Ch u t], khon 16.2 [Chm dt Hp ng bi Nh thu] hoc Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim] c hiu lc, Nh thu s ngay lp tc: (a) (b) (c) ngng tt c cc cng vic thm, ngoi tr cc cng vic c Ch u t hng dn bo v con ngi v ti sn hoc an ton ca cng trnh. chuyn giao ton b ti liu ca Nh thu, thit b, cc vt liu v cc cng vic khc m Nh thu c thanh ton, v di di tt c hng ha khi cng trng, ngoi tr cc th cn thit cho an ton v ri khi cng trng.
16.4
Thanh ton khi chm dt Hp ng Sau khi thng bo chm dt Hp ng theo Khon 16.2 [Chm dt Hp ng bi Nh thu] c hiu lc, Ch u t s ngay lp tc: (a) (b) (c) tr li bo lnh thc hin cho Nh thu, thanh ton cho Nh thu theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim], v thanh ton cho Nh thu s tin do mt mt v li nhun hoc mt mt h hng khc m Nh thu phi chu do vic chm dt Hp ng ny.
FIDIC
239

17.1 Bi thng Nh thu phi bi thng v gnh chu nhng tn hi cho Ch u t, cc nhn vin ca Ch u t v cc i l ring ca h, i vi cc khiu ni, hng hc, mt mt v cc chi ph (bao gm ph v cc chi ph php l c lin quan n: (a) tn hi thn th, bnh tt, m au, bnh tt hay cht, ca bt c ngi no xy ra trong hoc ngoi qu trnh tin hnh hoc do nguyn nhn ca thit k, thi cng v hon thnh cng trnh v sa cha cc sai st, tr phi c th quy cho vic cu th, c lm hoc vi phm Hp ng bi Ch u t, cc nhn vin ca Ch u t, hoc bt k i din ring no ca h, v hng hc hay mt mt ca bt c ti sn no, l ng sn hay ca c nhn (khng phi l cng trnh), phm vi m nhng hng hc hay mt mt ny: (i) (ii) pht sinh t hoc trong qu trnh tin hnh hoc do nguyn nhn ca thit k, thi cng v hon thnh cng trnh v sa cha cc sai st, c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u t, hoc cc i l ring ca h, hoc bt c ngi no trc tip hay gin tip c h thu.
(b)
Ch u t phi bi thng v gnh chu nhng tn hi cho Nh thu, cc nhn vin ca Nh thu v cc i l ring ca h, i vi cc khiu ni, thit hi, mt mt v chi ph (bao gm ph v cc ph php l) lin quan n (1) tn hi thn th, m au, bnh tt hay cht c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u t, cc nhn vin ca Ch u t, hoc cc i l ring ca h, v (2) cc vn m trch nhim khng thuc bo him, nh m t trong phn (d) (i), (ii) v (iii) ca Khon 18.3 [Bo him i vi vic tn thong ngi v thit hi ti sn]. 17.2 S cn trng ca Nh thu i vi cng trnh Nh thu s chu hon ton trch nhim i vi vic coi sc cng trnh v hng ha t ngy khi cng cho n ngy pht hnh Chng ch nghim thu hoc coi nh c pht hnh theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho cng trnh, khi trch nhim c chuyn qua Ch u t. Nu Chng ch nghim thu c pht hnh (hoc coi nh pht hnh) cho bt c hng mc hay cng trnh no, th trch nhim coi sc n bt k hng mc no ca cng trnh c chuyn cho Ch u t. Sau khi trch nhim c chuyn mt cch ph hp cho Ch u t, Nh thu s nhn trch nhim coi sc n bt k cng vic no cn tn li cha gii quyt xong vo ngy c nu trong Chng ch nghim thu cho n khi cc cng vic ny c hon thnh. Nu bt c vic mt mt hay h hng no xy ra cho cng trnh, hng ha hoc ti liu ca Nh thu no trong khong thi gian Nh thu ang chu trch nhim coi sc, do bt c l do no khng c lit k trong Khon 17.3 [Nhng ri ro ca Ch u t], Nh thu s phi sa nhng mt mt hay h hng bng s ri ro v chi ph ca Nh thu, cng trnh, hng ha v ti liu ca Nh thu ng vi Hp ng.
FIDIC
240
Nh thu s phi chu trch nhim i vi bt c hng hc hay mt mt do cc hot ng m Nh thu thc hin sau khi Chng ch nghim thu c pht hnh. Nh thu phi chu trch nhim i vi bt c mt hng hc hay mt mt xy ra sau khi Chng ch nghim thu c pht hnh v c nhng vic xy ra trc m Nh thu chu trch nhim. 17.3 Ri ro ca Ch u t Cc ri ro c tham chiu trong Khon 17.4 di y l: (a) (b) (c) chin tranh, thi th ch (bt k chin tranh c tuyn b hay khng), xm lc, hot ng th ch nc ngoi, ni lon, khng b, cch mng, khi ngha, qun s hoc chim ot quyn lc, hoc ni chin, ni lon, bo ng gy hn lon trong nc s ti do nhng ngi khng phi l nhn vin ca Nh thu v ngi lm thu khc ca Nh thu v Nh thu ph gy ra. bom n ca chin tranh, cht n, ion ha gy phng x trong nc s ti, ngoi tr c th quy kt cho Nh thu s dng n ca chin tranh, cht n, pht x hoc cc hot ng ca phng x, v p lc ca cc loi sng gy ra bi my bay hoc cc phng tin hng khng c tc ca m thanh hoc siu thanh.
(d)
(e) 17.4
Hu qu ca cc ri ro ca Ch u t Nu v trong chng mc no mi ri ro c lit k trong Khon 17.3 trn y dn n mt mt hay h hng cho cng trnh, bt ng sn, hng ha hay cc ti liu ca Nh thu, th Nh thu phi ngay lp tc gi thng bo cho Ch u t v sa cha s mt mt v h hng trong phm vi Ch u t yu cu. Nu Nh thu phi chu s chm tr v/hoc chu chi ph do sa cha nhng mt mt hay h hng ny Nh thu phi gi mt thng bo cho Ch u t v s c quyn theo Khon 20.1 [Khiu ni ca Nh thu] : (a) (b) ko di thi gian v s chm tr ny, nu vic hon thnh b hoc s b chm tr, theo Khon 8.4 [Gia hn thi gian hon thnh], v thanh ton mi chi ph s c cng vo Gi hp ng.
Sau khi nhn thng bo tip theo ny, Ch u t phi thc hin theo Khon 3.5 [Quyt nh] nht tr hay quyt nh cc vn ny. 17.5 Quyn s hu cng nghip v tr tu Trong Khon ny, s xm phm ngha l s xm phm (hay b cho l xm phm) bt c mt pa tng; thit k ng k, quyn sao chp, nhn hiu, mc thng mi, b mt thng mi hay quyn s hu cng nghip v tr tu khc lin quan n cng
FIDIC
241
trnh; v khiu ni ngha l s i hi quyn li (hay kin tng i hi quyn li) do thy rng b xm phm. Khi mt Bn khng gi thng bo cho Bn kia v bt c khiu ni no trong vng 28 ngy t khi tip nhn khiu ni, Bn th nht s b coi l mt mi quyn bi thng theo Khon ny. Ch u t phi bi thng v gnh chu tn hi cho Nh thu i vi bt k khiu ni cho rng b xm phm, l hoc l: (a) (b) mt kt qu khng trnh khi ca s phc tng ca Nh thu i vi cc yu cu ca Ch u t, hay kt qu ca vic cng trnh ang c s dng bi Ch u t; (i) (ii) v mt mc ch hn l mc ch c ch ra hoc c suy ra mt cch thch ng bi hp ng, hoc lin quan n bt k th g khng c cung cp bi Nh thu, tr phi vic s dng nh vy c tit l cho Nh thu trc Ngy khi cng hay c nu trong Hp ng.
Nh thu s bi thng v gnh chu tn hi cho Ch u t i vi bt k khiu ni khc ny sinh hoc lin quan n (i) thit k, ch to, xy dng hoc thc hin Cng trnh ca Nh thu, (ii) s dng thit b ca Nh thu, hoc (iii) s dng Cng trnh mt cch ng n. Nu mt bn c quyn c n b theo khon ny, Bn bi thng c th (bng chi ph ca mnh) tin hnh cc cuc m phn gii quyt khiu ni v bt c iu g c th lm tn hi n bn n b, tr phi Bn n b khng thc hin bt k cuc m phn, kin tng hay gii quyt tranh chp khi c Bn kia yu cu. 17.6 Gii hn ca trch nhim Khng Bn no phi chu trch nhim php l i vi Bn kia v s mt mt trong s dng bt k cng trnh no, s mt mt v li nhun, s mt mt ca bt k Hp ng no hay s mt mt thit hi khng trc tip hay do hu qu li m Bn kia c th phi chu lin quan n Hp ng, ngoi nhng quy nh trong Khon 16.4 [Thanh ton khi chm dt hp ng] v Khon 17.1 [Bi thng]. Ton b trch nhim php l ca Nh thu i vi Ch u t, theo hoc lin quan n Hp ng ngoi Khon 4.19 [in, nc v kh ga], Khon 4.20 [Thit b ca Ch u t v vt t cp khng], Khon 17.1 [Bi thng] v Khon 17.5 [Quyn s hu cng nghip v tr tu], phi khng c vt qu tng s tin nu trong iu kin ring hay (nu tng s ny khng c nu) Gi hp ng c xc nh trong Tha thun hp ng. Khon ny s khng gii hn trch nhim php l trong cc trng hp gian di, b cuc c hay c x sai tri mt cch liu lnh bi Bn phm li.
FIDIC
242
18. BO HIM
18.1 Cc yu cu chung v bo him Trong iu khon ny, i vi mi loi bo him Bn bo him c ngha l Bn chu trch nhim thc hin v duy tr bo him c quy nh trong Khon lin quan. Khi Nh thu l Bn bo him, mi bo him phi c thc hin bi cc Nh bo him vi cc khon mc c Ch u t tha thun. Cc khon mc ny phi tng thch vi cc khon mc c c hai Bn tha thun trc khi h k kt tha thun hp ng. Tha thun v cc khon mc ny phi c quyn u tin ng trc cc quy nh ca iu ny. Khi Ch u t l bn bo him, mi bo him phi c thc hin bi cc Nh bo him vi cc khon thch hp vi cc chi tit c km theo iu kin ring. Nu yu cu phi bi thng cho i tng bo him chung, th vic bi thng phi c p dng ring cho mi i tng bo him nh th mt Hp ng bo him ring bit c pht hnh cho mi i tng trong bo him chung. Nu yu cu phi bi thng cho i tng c b sung vo bo him chung tc v danh ngha c b sung cho vo bo him c quy nh trong iu ny, (i) Nh thu phi theo Hp ng i din cho i tng bo him chung b sung ny ngoi tr vic Ch u t i din cho cc nhn vin ca mnh, (ii) i tng c bo him chung b sung s khng c quyn nhn thanh ton trc tip t Nh bo him hoc c bt k quan h trc tip no vi nh bo him, v (iii) Bn bo him phi yu cu mi i tng c bo him chung b sung phi tun th cc iu kin quy nh trong Hp ng bo him. Mi Hp ng bo him cho s mt mt hay thit hi s thanh ton bng cc loi tin t c yu cu b p mt mt v thit hi. Cc khon thanh ton c nhn t nh Bo him phi c s dng b p mt mt hay thit hi. Bn bo him lin quan, trong cc khong thi gian ring c nu trong iu kin ring (c tnh ton t ngy khi cng) phi np cho bn kia: (a) (b) bng chng v vic nhng bo him c m t trong iu ny c thc hin, v cc bn sao cc Hp ng bo him c m t trong Khon 18.2 [Bo him cho cng trnh v thit b ca Nh thu], v Khon 18.3 [Bo him tn thng v ngi v thit hi v ti sn].
Khi tin ng bo him c thanh ton, Bn bo him phi np chng t thanh ton cho Bn kia. Mi bn u phi tun th theo cc iu kin quy nh trong mi Hp ng bo him. Bn bo him phi thng bo cc thng tin lin quan n cc thay i trong thc hin thi cng cng trnh cho Nh bo him v m bo rng, vic bo him s c duy tr theo iu ny.
FIDIC
243
Khng bn no c thay i ti liu i vi cc khon mc bo him m khng c tha thun trc ca Bn kia. Nu mt Nh bo him thay i (hay d nh) thay i, th Bn c Nh bo him thng bo trc phi thng bo ngay cho Bn kia. Nu bn bo him khng thc hin v m bo hiu lc bo him nh yu cu thc hin v m bo theo Hp ng, hoc khng cung cp chng c y v cc bn sao cc Hp ng bo him y ph hp vi Khon ny, Bn kia c th (theo s la chn ca mnh v khng gy tn hi cho bt c quyn li hay bin php n b khc) thc hin bo him cho s c lin quan v tr tin ng bo him thch ng. Bn bo him s thanh ton cc khon tin ng bo him ny cho bn kia v Gi hp ng s c iu chnh tng ng. Khng c g trong khon ny gii hn ngha v, trch nhim php l hoc trch nhim ca Nh thu hay Ch u t theo cc iu khon khc ca Hp ng hay cc khon mc khc. Mi khon khng c bo him hay khng c bi thng bi nh bo him phi do Nh thu v/hoc Ch u t chu theo cc ngha v, trch nhim php l. Tuy nhin, nu Bn bo him khng thc hin v khng m bo hiu lc mi bo him hin c m n yu cu thc hin v duy tr theo Hp ng, v Bn kia cng khng ng hy b v cng khng thc hin Bo him cho dn b lin quan n sai phm ny, th mi khon tin l ra c hon tr theo bo him ny phi c Bn bo him tr. Cc thanh ton bi mt Bn cho bn khc s theo Khon 2.5 [Khiu ni ca Ch u t] hay Khon 20.1 [Khiu ni ca Nh thu] p dng. 18.2 Bo him cng trnh v thit b ca Nh thu Bn bo him phi bo him cho cng trnh, my mc thit b, vt t v ti liu ca Nh thu khng thp hn ton b chi ph phc hi bao gm c cc chi ph ph d, di di cht thi xy dng v cc ph nghip v v li nhun. Bo him ny s c hiu lc t ngy chng t c np theo phn (a) ca Khon 18.1 [Yu cu chung i vi bo him], ti ngy pht hnh Chng ch nghim thu cng trnh. Bn bo him phi duy tr bo him ny cung cp bo him cho n ngy pht hnh Chng ch thc hin, cho mt mt hay h hng m Nh thu chu trch nhim xut pht t nguyn nhn xy ra trc khi pht hnh Chng ch nghim thu, v cho mt mt hay h hng gy nn bi Nh thu hay Nh thu ph trong qu trnh hot ng khc bao gm nhng mt mt hay h hng theo iu 11 [Trch nhim i vi cc sai st] v iu 12 [Kim nh sau khi hon thnh]. Bn bo him phi bo him cho cc thit b ca Nh thu khng t hn ton b gi tr thay th, bao gm c vn chuyn n cng trnh. i vi mi hng mc thit b ca Nh thu, bo him phi c hiu lc trong khi thit b ang c vn chuyn n cng trnh v cho n khi n khng cn cn thit nh l thit b ca Nh thu na. Tr phi c quy nh khc trong iu kin ring, cc bo him theo Khon ny: (a) phi c thc hin v duy tr bi Nh thu nh Bn bo him,
FIDIC
244
(b)
phi ng tn chung ca cc Bn, m h c quyn cng nhn cc khon thanh ton t cc Nh bo him, cc khon thanh ton ang gi hoc phn b gia cc bn cho mc ch duy nht l b p mt mt hay thit hi. phi b p mt mt hay thit hi do bt c nguyn nhn no khng lit k trong Khon 17.3 [Ri ro ca Ch u t], phi b p mt mt hay thit hi t nhng ri ro c lit k trong phn (c), (g) v (h) ca Khon 17.3 [Ri ro ca Ch u t], vi s chit khu cho tng s c khng ln hn khon c nu trong iu kin ring (nu khon ny khng c nu, phn (d) s khng c p dng), v tuy nhin c th loi tr mt mt hay thit hi v s phc hi ca: (i) mt phn ca cc cng trnh trong iu kin khuyt tt do sai phm trong thit k, nguyn vt liu hay trnh tay ngh (nhng n b s gm cc phn khc b mt mt hay thit hi nh l kt qu trc tip ca iu kin b khuyt tt ny v khng ging nh c miu t trong phn (ii) di y), mt phn ca cc cng trnh b mt mt hay thit hi nhm phc hi mt phn khc ca cc cng trnh nu phn kia trong iu kin khuyt tt do sai phm trong thit k, nguyn vt liu hay trnh tay ngh, mt phn ca cc cng trnh c bn giao cho Ch u t, tr phi Nh thu chu trch nhim php l v mt mt hay thit hi, v cc hng ha khng c trong nc, theo Khon 14.5 [Thit b v cc vt liu d nh dng cho cc cng trnh].
(c) (d)
(e)
(ii)
(iii) (iv)
Nu qu mt nm sau ngy khi cng, s bi thng c m t trong phn (d) trn y khng cn l cc khon mc hp l c tnh thng mi, Nh thu phi (vi t cch l Bn bo him) thng bo cho Ch u t vi cc chi tit h tr. Ch u t sau (i) s c quyn theo Khon 2.5 [Khiu ni ca Ch u t] thanh ton mt khon tng ng cc khon mc hp l c tnh thng mi nh Nh thu mun c tr mt khon bi thng nh vy, v (ii) c coi nh, tr phi h c c s bi thng cc khon mc hp l c tnh thng mi, thng qua s b st theo Khon 18.1 [Cc yu cu chung v bo him]. 18.3 Bo him tn thng cho ngi v thit hi v ti sn Bn bo him phi bo him i vi trch nhim php l ca mi Bn v bt k s mt mt hay h hng, t vong hay tn hi thn th c th xy ra i vi mi ti sn vt cht (ngoi tr nhng th c bo him theo Khon 18.2 [Bo him cho cng trnh v tbit b ca Nh thu] hoc i vi ngi (tr nhng ngi c bo him theo Khon 18.4 [Bo him chi nhn lc ca Nh thu]), c th xy ra do vic thc hin Hp ng ca Nh thu v xy ra trc khi pht hnh Chng nhn thc hin.
FIDIC
245
Bo him ny phi gii hn cho mi s c khng t hn s tin c nu trong iu kin ring vi khng gii hn s lng s c. Nu s tin khng c nu trong Hp ng, th khon ny s khng p dng. Ngoi tr c quy nh khc trong iu kin ring, cc bo him c nu r trong Khon ny: (a) (b) (c) phi c hiu lc v c duy tr bi Nh thu vi t cch l Bn bo him, phi c cc tn chung ca cc bn, phi c m rng bo him i vi trch nhim php l cho mi mt mt hay h hng v ti sn ca Ch u t (tr nhng th c bo him theo khon 18.2) ny sinh do vic thc hin Hp ng ca Nh thu, v tuy nhin, c th loi tr trch nhim php l trong phm vi pht sinh t: (i) quyn ca Ch u t c cc cng trnh vnh cu c thi cng trn, pha trn, bn di, trong hoc xuyn qua bt k vng t no, v chim gi vng t ny cho cc cng trnh vnh cu, s h hng l kt qu khng trnh khi ca cc trch nhim ca Nh thu trong thi cng cc cng trnh v sa cha mi khuyt tt, v mt nguyn nhn c nu trong Khon 17.3 [Ri ro ca Ch u t], ngoi tr vic c khon bi thng cho cc khon mc hp l c tnh thng mi.
(d)
(ii) (iii)
18.4
Bo him cho nhn lc ca Nh thu Nh thu phi thc hin v duy tr bo him i vi trch nhim php l cho cc khiu ni v h hng, mt mt v chi ph (bao gm cc ph php l v cc chi ph) do tn tht, m au, bnh tt hay t vong ca bt k ngi no c Nh thu thu hay bt k nhn vin no khc ca Nh thu. Ch u t phi c bi thng theo Hp ng bo him, ngoi tr vic bo him ny c th khng gm cc mt mt v khiu ni pht sinh t mt hnh vi hay s bt cn ca Ch u t hay cc nhn vin ca Ch u t. Bo him phi c duy tr y hiu lc v hiu qu trong sut ton b thi gian m cc nhn vin ny gip thi cng cng trnh. i vi cc nhn cng ca Nh thu ph, bo him ny c th do Nh thu ph thc hin, nhng Nh thu phi c trch nhim i vi vic tun th theo iu ny.
FIDIC
246
19. BT KH KHNG
19.1 nh ngha v Bt kh khng Trong iu ny, Bt kh khng c ngha l mt s kin hoc trng hp bt thng: (a) (b) (c) (d) ngoi kh nng kim sot ca mt Bn, Bn khng c th d phng mt cch hp l trc khi k kt Hp ng, xy ra m bn khng th trnh hay khc phc mt cch hp l, v thc cht khng th quy cho bn kia.
Bt kh khng c th gm, nhng khn gii hn, nhng s kin hay trng hp bt thng thuc cc loi c lit k di y, nu tha mn cc iu kin t (a) n (d) trn: (i) (ii) (iii) chin tranh, tnh trng chin tranh (bt k c tuyn b chin tranh khng) s xm lc, hot ng ca k th nc ngoi, ni lon, khng b, cch mng, khi ngha, o chnh hoc ni chin, ni lon, no lon, vi phm k lut, bi cng, hay b bao vy nhng ngi khng phi l ngi ca Nh thu v cc ngi lm khc ca Nh thu v Nh thu ph. v kh n dc ca chin tranh, vt liu n, phng x ion hoc nhim do hot ng phng x, ngoi tr c th quy kt cho vic Nh thu s dng v kh n dc, cht n, phng x v hot ng phng x, v cc thin tai nh ng t, lc, bo hay hot ng ni la.
(iv)
(v) 19.2
Thng bo v Bt kh khng Nu mt bn b hoc s b cn tr thc hin bt c ngha v ca mnh theo Hp ng do tnh trng bt kh khng, Bn phi gi thng bo cho bn kia v s vic hoc trng hp gy nn tnh trng bt kh khng v phi nu r cc ngha v, cng vic v/hoc s b cn tr. Thng bo phi c gi trong vng 14 ngy sau khi bn nhn bit c tnh trng, hoc l ra nhn bit c v s vic hoc trng hp gy nn tnh trng bt kh khng. Bn , khi thng bo, phi c min cho vic thc hin cng vic thuc ngha v trong thi gian m tnh trng bt kh khng cn tr vic thc hin ca h. Du cho c cc quy nh no khc ca Khon ny, th bt kh khng cng khng p dng i vi cc ngha v thanh ton tin ca bt c bn no cho bn kia theo Hp ng.
FIDIC
247
19.3
Ngha v gim s chm tr n thp nht Mi Bn thng xuyn phi c s n lc hp l ti thiu ha chm tr trong vic thc hin Hp ng do bt kh khng. Mt bn phi gi thng bo cho bn kia khi khng cn b nh hng bi tnh trng bt kh khng.
19.4
Cc hu qu ca bt kh khng Nu Nh thu b cn tr thc hin bt k nhim v no ca mnh theo hp ng do bt kh khng m thng bo theo Khon 19.2 [Thng bo v bt kh khng], v chu s chm tr v/hoc chu chi ph do bt kh khng, Nh thu s c quyn theo Khon 20.1 [Khiu ni ca Nh thu]: (a) (b) ko di thi gian do s chm tr nh vy, nu vic hon thnh b v s b chm tr, theo Khon 8.4 [Gia hn thi gian hon thnh], v Nu s vic hay trng hp thuc loi c m t trong phn t (i) ti (iv) ca Khon 19.1 [nh ngha v bt kh khng] v, trong trng hp t phn (ii) ti (iv) xy ra nc s ti, c thanh ton cc chi ph ny.
Sau khi nhn c thng bo ny, Ch u t phi thc hin theo Khon 3.5 [Quyt nh] nht tr hay quyt nh cc vn ny. 19.5 Bt kh khng nh hng n Nh thu ph Nu bt k Nh thu ph no c quyn theo Hp ng hay theo tha thun lin quan n cc cng vic lm gim nh tnh trng bt kh khng theo cc khon b sung hay rng hn nhng g quy nh trong iu ny, th nhng s vic v tnh trng bt kh khng khon b sung hay rng hn ny s khng min cho Nh thu khi phi thc hin hoc cho php h c gim nh theo iu ny. 19.6 Chm dt cng trnh c s la chn, thanh ton, ht trch nhim Nu vic thc hin cng trnh c bn ang c tin hnh b cn tr lin tc trong thi gian 84 ngy do Bt kh khng c thng bo theo Khon 19.2 [Thng bo Bt kh khng] hoc trong nhiu khon thi gian m tng s l trn 140 ngy do cng bt kh khng c thng bo, th mt trong hai Bn c th gi thng bo chm dt Hp ng cho Bn kia. Trong trng hp ny, vic chm dt Hp ng s c hiu lc 7 ngy sau khi c thng bo v Nh thu phi thc hin theo Khon 16.3 [Chm dt cng vic v di di cc thit b ca Nh thu]. i vi trng hp chm dt ny, Ch u t s phi thanh ton cho Nh thu: (a) (b) cc khon thanh ton cho bt k cng vic no c thc hin m gi c nu trong Hp ng; Chi ph cho thit b v vt t c t hng cho cng trnh c chuyn ti cho Nh thu, hoc nhng th Nh thu c trch nhim chp nhn giao hng:
FIDIC
248
thit b v vt t ny s tr thnh ti sn (v l ri ro) ca Ch u t khi c Ch u t thanh ton, v Nh thu s cho Ch u t ty s dng; (c) (d) mi chi ph hoc trch nhim khc m trong trng hp bt kh khng Nh thu phi chu mt cch hp l vi hy vng hon thnh cng trnh; Chi ph di chuyn cc cng trnh tm v thit b ca Nh thu khi cng trnh v tr li cc hng mc thit b ny cho cng trnh ca Nh thu nc ca h (hoc n mt ni khc vi chi ph khng ln hn); v Chi ph bi thng cho i ng nhn vin v cc ngi lao ng c Nh thu thu cho ton b thi gian lin quan n cng trnh vo thi im chm dt Hp ng.
(e)
19.7
Ht trch nhim thc hin theo lut nh Bt k mi quy nh khc ca iu ny, nu mt s vic hay trng hp ngoi kh nng kim sot ca cc Bn (bao gm, nhng khng gii hn ch bt kh khng) xy ra m lm mt hoc hai Bn khng th hoc khng theo lut hon thnh ngha v theo hp ng ca h hoc theo lut iu chnh Hp ng, m cc bn c quyn khng phi tip tc thc hin hp ng, trn c s thng bo ca bn ny cho bn kia v s vic hoc trng hp ny th: (a) Cc Bn s ht ngha v tip tc thc hin cng vic ny, m khng lm phng hi cc quyn ca bt k bn no i vi bt k s vi phm Hp ng t trc, v Tng s tin Ch u t phi tr cho Nh thu s ging nh s tin l ra phi tr theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim] nu Hp ng b chm dt theo Khon 19.6.
(b)
FIDIC
249
20. KHIU NI, TRANH CHP V TRNG TI PHN X

20.1 Khiu ni ca Nh thu Trong trng hp Nh thu t cho rng mnh c quyn i vi bt k s gia hn thi gian hon thnh v/hoc bt c s thanh ton thm bt k iu khon no ca cc iu kin ny hoc c lin quan ti Hp ng, Nh thu phi thng bo cho Ch u t m t s vic hay trng hp dn ti vic pht sinh khiu ni. Thng bo phi c a ra ngay v khng c qu 28 ngy sau khi Nh thu nhn thy hoc l ra thc c s vic hoc trng hp. Nu Nh thu khng thng bo v khiu ni, trong vng 28 ngy th thi gian hon thnh s khng c ko di, Nh thu s khng c quyn thanh ton thm v Ch u t khng phi chu mi trch nhim v khiu ni. Nu khng s p dng nhng quy nh sau y ca Khon ny. Nh thu cng phi trnh cc thng bo khc theo Hp ng yu cu v cc chi tit b sung cho vic khiu ni, tt c u c lin quan ti s vic hoc trng hp ny. Nh thu phi gi cc bn h s hin c ti cng trng hoc l mt ni m Ch u t c th chp nhn v c th s cn thit minh chng cho khiu ni. Vi vic khng tha nhn trch nhim ca Ch u t, Ch u t c th sau khi nhn c bt c mt thng bo no theo Khon ny, phi gim st vic lu gi cc h s v/hoc hng dn Nh thu tip tc lu gi lu hn cc h s hin c. Nh thu phi cho php Ch u t kim tra tt c cc h s, v phi np cc bn sao (nu c yu cu) cho Ch u t. Trong thi gian 42 ngy sau khi Nh thu thc c (hoc l ra phi thc c), v s vic hoc trng hp a n khiu ni, hoc l trong khong thi gian khc tng t m c th c Nh thu a ra v c Ch u t ph duyt, Nh thu phi gi cho Ch u t y chi tit khiu ni bao gm c cc chi tit h tr v c s ca vic khiu ni v ca yu cu ko di thi gian v/hoc thanh ton thm. Nu s vic hoc trng hp dn n khiu ni vn tip tc c hiu lc th: (a) (b) cc chi tit y ca khiu ni s c xem xt nh l tm thi; Nh thu phi gi trc tip cc khiu ni tm thi hng thng cho thy s chm tr tch li v/hoc khon tin khiu ni v nhng chi tit c th m Ch u t c th yu cu; v Nh thu phi gi bn khiu ni cui cng trong vng 28 ngy sau khi ht nh hng do s vic hoc trng hp gy ra, hoc trong khong thi gian khc c th c Nh thu xut v c Ch u t ng .
(c)
Trong vng 42 ngy sau khi nhn c mt khiu ni hoc cc chi tit h tr thm cho khiu ni trc y, hoc trong khong thi gian khc c th c Ch u t xut v c Nh thu chp nhn, Ch u t phi tr li vi s tn thnh hay khng tn thnh
FIDIC
250
v cc nhn xt chi tit. H cng c th yu cu thm bt c chi tit no, nhng tuy nhin phi c tr li trn cc nguyn tc ca v khiu ni trong khong thi gian . Mi Chng ch thanh ton phi bao gm cc khon tin khiu ni nh c chng minh hp l ng vi cc iu khon lin quan ca Hp ng. Ngoi tr v cho n khi cc chi tit c cung cp y chng minh ton b khiu ni, Nh thu s ch c quyn thanh ton cho phn ca khiu ni m c th chng minh c. Ch u t s phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt nh (i) gia hn (nu c) thi gian hon thnh (trc hoc sau hn nh) theo Khon 8.4 [Gia hn thi gian hon thnh] v/hoc (ii) thanh ton thm (nu c) m Nh thu c quyn theo Hp ng. Cc yu cu ca Khon ny l phn b sung thm cho mi khon khc c th p dng cho mt khiu ni. Nu Nh thu khng tun th Khon ny hoc Khon khc c lin quan n khiu ni, th bt c s ko di thi gian hon thnh v/hoc khon thanh ton thm s phi c xt n mc (nu c) m s vi phm ny cn tr hoc lm nh hng n vic iu tra khiu ni, tr phi khiu ni khng nm trong on th hai ca Khon ny. 20.2 Vic c Ban x l tranh chp Cc tranh chp phi c phn x bi Ban x l tranh chp theo Khon 20.4 [Quyt nh ca Ban x l tranh chp]. Cc bn s cng ch nh ra Ban x l tranh chp vo thi hn 28 ngy sau khi mt bn thng bo cho Bn kia v nh ca mnh v vic a tranh chp ln Ban x l tranh chp da theo Khon 20.4. Ban x l tranh chp gm, nh quy nh trong iu kin ring, mt hoc ba ngi c trnh ph hp (nhng thnh vin). Nu s lng thnh vin khng quy nh nh vy v cc Bn khng thng nht, th Ban x l tranh chp s gm ba ngi. Nu Ban x l tranh chp bao gm ba ngi, th mi Bn s c mt thnh vin cho bn kia chp thun. Cc bn s ly kin ca hai thnh vin ny v s thun v thnh vin th ba, ngi s c ch nh lm Ch tch. Tuy nhin, nu nh c danh sch cc thnh vin hin c trong Hp ng, th thnh vin s c chn t danh sch ny hn l mt ngi no khc m khng th hoc khng t nguyn chp nhn s ch nh vo Ban x l tranh chp. S thng nht gia cc Bn v c thnh vin duy nht (ngi x l tranh chp) hoc l tng ngi mt trong ba thnh vin c s kt hp cht ch bng vic tham kho iu kin chung, vi cc sa i c thng nht gia cc thnh vin. Cc khon th lao cho thnh vin duy nht hoc ca mi mt trong ba thnh vin s c cc bn thng nht khi tha thun cc mc ch nh. Mi bn s chu trch nhim tr mt na khon th lao ny. Nu thi im no m cc bn tha thun, h c th ch nh mt ngi thch hp hoc cc ngi thay th mt hoc nhiu thnh vin ca Ban x l. Tr phi cc Bn tha thun khc, vic ch nh s c hiu lc nu mt thnh vin t chi m nhn
FIDIC
251
hoc khng th m nhn bi nguyn nhn t vong, khng c nng lc, t chc hoc kt thc nhim k. Vic thay th phi c ch nh theo cch tng t nh i vi vic ch nh hoc tha thun ngi b thay th nh m t trong khon ny. Vic ch nh bt c thnh vin no c th b kt thc bng s nht tr ca c hai Bn, nhng khng c bi Ch u t hoc Nh thu t hnh ng. Mt khc tr phi c s ng ca c hai Bn, vic ch nh Ban x l tranh chp (gm mi thnh vin) s chm dt khi Ban x l tranh chp a ra quyt nh v vic phn x tranh chp theo Khon 20.4 tr phi cc tranh chp khc c a ln Ban x l tranh chp vo thi gian theo Khon 20.4, trng hp m thi im lin quan s l khi Ban x l tranh chp a ra quyt nh v nhng tranh chp ny. 20.3 Khng tha thun c v Ban x l tranh chp Nu c bt c iu kin no di y gm: (a) (b) (c) (d) cc Bn bt ng trong vic ch nh thnh vin duy nht ca Ban x l tranh chp vo thi hn c nu trong on u ca Khon 20.2, mt trong hai Bn khng c c thnh vin ( bn kia chp thun) cho Ban x l tranh chp gm ba ngi vo thi hn , cc Bn khng thng nht vic ch nh thnh vin th ba ( gi vai tr Ch tch ca Ban x l tranh chp) vo thi hn , cc Bn khng thng nht vic ch nh mt ngi thay th trong vng 42 ngy sau ngy m thnh vin duy nht hoc mt trong ba thnh vin t chi hoc khng th m nhn cng vic do t vong, khng kh nng, t chc hoc ht nhim k,
th c quan ch nh hoc vin chc c tn trong iu kin ring, da trn yu cu ca mt Bn no hoc c hai Bn v sau khi trao i tha ng vi hai Bn, s ch nh thnh vin vo Ban x l tranh chp. Vic ch nh ny s l kt lun cui cng. Mi Bn phi c trch nhim tr mt na tin th lao cho c quan hoc vin chc c quyn ch nh ny. 20.4 C quyt nh ca Ban x l tranh chp Nu mt tranh chp (bt c loi no) xy ra gia cc Bn lin quan n, hoc pht sinh ngoi Hp ng hoc vic thi cng cng trnh, bao gm bt c tranh chp no lin quan n vic chng nhn, xc nh, hng dn, kin hoc nh gi ca Ch u t, th ngay sau khi Ban x l tranh chp c ch nh theo Khon 20.2 [Vic c Ban x l tranh chp] v 20.3 [Khng tha thun c v Ban x l tranh chp] mi bn c th t tranh chp bng vn bn cho Ban x l tranh chp ra quyt nh, c gi cc bn sao cho Bn kia. Cc kin ny phi c nu r l chng c thc hin theo Khon ny. i vi Ban x l tranh chp c ba ngi th Ban x l tranh chp s c coi nh nhn cc kin ny vo ngy Ch tchBan x l tranh chp cng nhn c.
FIDIC
252
Hai Bn phi ngay lp tc c mi thng tin cho Ban x l tranh chp, to iu kin tip cn cng trng v cc phng tin ph hp m Ban x l tranh chp c th yu cu cho mc ch a ra quyt nh cho vic tranh chp, Ban x l tranh chp phi c coi l khng hnh ng nh cc trng ti. Trong thi gian 84 ngy sau khi nhn c cc kin nh vy, hoc nhn c khon tm ng theo nh iu 6 ca Ph lc. Nhng iu kin chung ca tha thun x l tranh chp, bt c k hn no mun hn, hoc trong khong thi gian khc c th c Ban x l tranh chp xut v c hai Bn chp thun Ban x l tranh chp phi a ra quyt nh ca mnh, nhgng quyt nh ny phi hp l v phi c cng b rng n ph hp vi khon ny. Tuy nhin nu nh khng Bn no thanh ton y cc ha n c np bi mi thnh vin ng theo iu 6 ca Ph lc, Ban x l tranh chp s khng c ngha v phi a ra quyt nh cho n khi ha n c thanh ton y . Quyt nh s rng buc hai Bn, phi thc hin ngay lp tc quyt nh tr phi v cho n khi c xem xt li theo s ha gii hoc mt quyt nh trng ti nh c m t di y. Tr phi Hp ng chm dt, khc t hoc hy b, Nh thu phi tip tc thc hin cng trnh theo Hp ng. Nu mt Bn khng tha mn vi quyt nh ca Ban x l tranh chp, th Bn trong vng 28 ngy sau khi nhn c quyt nh, c th thng bo chi Bn kia v vic cha tha mn ca mnh. Nu Ban x l tranh chp khng a ra quyt nh trong vng 84 ngy (hoc thi gian khc c chp nhn) sai khi nhn c h s hoc khon thanh ton nh vy th bn ny trong vng 28 ngy sau thi hn ny c th thng bo cho Bn kia v vic cha tha mn. Trong mi s kin, thng bo v vic cha tha mn phi cng b l n ph hp vi Khon ny, v trnh by nhng vn ca Tranh chp v nhng l do cha tha mn. Ngoi tr nhng quy nh trong Khon 20.7 [Khng tun th quyt nh ca Ban x l tranh chp] v 20.8 [Ht hn vic ch nh Ban x l tranh chp], khng bn no c quyn khi s phn x tranh chp tr khi mt thng bo v vic cha tha mn c a ra theo khon ny. Nu Ban x l tranh chp a ra quyt nh ca mnh v mt vn tranh chp cho hai bn, v khng c thng bo vic cha tha mn do cc bn a ra trong vng 28 ngy sau khi nhn c quyt nh ca Ban x l tranh chp, th quyt nh s l cui cng v rng buc c hai bn. 20.5 Ha gii mt cch hu ho i vi ni dung m thng bo cha tha mn c a ra theo Khon 20.4 trn, cc Bn phi c gng gii quyt tranh chp bng ha gii trc khi khi kin. Tuy nhin tr phi cc Bn tha thun khc, vic trng ti phn x c th tin hnh vo hoc sau ngy th 56 sau ngy thng bo khng tha mn c a ra, thm ch khng c mt c gng ha gii no. 20.6 Trng ti Tr phi tranh chp c gii quyt bng ha gii, cn bt k tranh chp no lin quan n quyt nh ca Ban x l tranh chp (nu c) cha phi l cui cng v rng buc
FIDIC
253
u phi c gii quyt bi trng ti quc t. Ngoi tr c nhng tha thun khc bi hai bn: (a) (b) (c) tranh chp phi c gii quyt xong theo cc Quy tc trng ti ca Phng Thng mi quc t, tranh chp phi c gii quyt bi ba trng ti c ch nh theo cc Quy tc ny, v vic gii quyt tranh chp ca trng ti phi c thc hin bng ngn ng giao tip c quy nh trong khon 1.4 [Lut v Ngn ng].
Cc trng ti s c ton quyn c xem xt duyt li mi chng ch, xc nh, hng dn, cc kin hoc nh gi ca Ch u t (hay i din ca h) v mi quyt nh ca Ban x l tranh chp lin quan n tranh chp. S khng bn no b hn ch trong vic a ra trc cc trng ti nhng bng chng hay lun c trc y c trnh ti Ban x l tranh chp hoc nhng l do khng tha mn c nu ra trong thng bo khng tha mn. Mi quyt nh ca Ban x l tranh chp phi c xem xt nh chng c trong phn x trng ti. Vic trng ti phn x c th c bt u trc hoc sau khi hon thnh cng trnh. Trch nhim ca cc Bn v Ban x l tranh chp s khng b thay i bi bt k l do no gy ra bi vic phn x trng ti c din ra trong qu trnh thc hin cng trnh. 20.7 Khng tun th quyt nh ca Ban x l tranh chp Trong trng hp m: (a) (b) (c) khng Bn no a ra thng bo khng tha mn trong thi gian c quy nh ti Khon 20.4 [C quyt nh ca Ban x l tranh chp], quyt nh c lin quan ca Ban x l tranh chp (nu c) l cui cng v bt buc mt Bn khng tun th quyt nh ny th Bn kia c th trong khi khng lm tn hi n cc quyn li khc c th c, t a vic khng tun th ny ln trng ti phn x theo Khon 20.6 [Trng ti]. Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii mt cch hu ho] s khng c p dng cho vic ny.
20.8
Ht hn vic ch nh ca Ban x l tranh chp Nu tranh chp xy ra gia cc bn lin quan n hoc pht sinh ngoi hp ng hoc vic thc hin cng trnh v khng c Ban x l tranh chp ti ch, do bi ht hn ch nh hay l do khc th: (a) (b) Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii mt cch hu ho] s khng p dng, v Tranh chp c th c trc tip a ln trng ti phn x theo Khon 20.6 [Trng ti].
FIDIC
254
PH LC IU KIN CHUNG CA THA THUN X L TRANH CHP 1. nh ngha Mi Tha thun x l tranh chp l mt tha thun 3 bn bi v gia: (a) (b) (c) Ch u t, Nh thu; v Thnh vin ngi c xc nh trong Tha thun x l tranh chp nh l: (i) (ii) v trong trng hp ny, mi tham kho i vi cc thnh vin khc khng p dng, hoc mt trong 3 ngi c gi chung l Ban x l tranh chp v trng hp m hai ngi cn li c gi l Cc thnh vin khc.
Ch u t v Nh thu k (hoc d nh k) mt hp ng c gi l Hp ng v c nu r trong Tha thun x l tranh chp kt hp vi Ph lc ny. Trong Tha thun x l tranh chp, cc cm t v t khng c nh ngha cch khc s c cc ngha nh cho chng trong Hp ng. 2. Cc iu khon chung Tha thun x l tranh chp s c hiu lc khi Ch u t, Nh thu v mi mt thnh vin (hoc thnh vin) u tng ngi mt k vo bn tha thun x l tranh chp. Khi Tha thun x l tranh chp c hiu lc, Ch u t v Nh thu phi thng bo cho cc thnh vin mt cch ph hp. Nu thnh vin khng nhn c thng bo no trong vng su thng sau khi k Tha thun x l tranh chp th n s ht hn v v hiu. Vic tuyn dng thnh vin l s ch nh c nhn. Khng c php c s y nhim hay hnh thc thu ph ca Tha thun x l tranh chp nu khng c tha thun trc bng vn bn ca cc bn v vic ny v ca cc thnh vin khc (nu c). 3. S bo m Thnh vin bo m v tha thun rng ng/b ta phi v s phi v t v c lp vi Ch u t, Nh thu v i din ca Ch u t, thnh vin s thng bo ngay cho mi ngi trong s h v cho cc thnh vin khc (nu c), mi s vic hay tnh hung c th xut hin mu thun vi s bo m v tha thun ca ng/b ta l v t v c lp. Khi ch nh thnh vin, Ch u t v Nh thu da vo nhng kh nng tiu biu ca thnh vin l ngi: (a) c kinh nghim trong cng vic m Nh thu thc hin theo Hp ng,
FIDIC
255
(b) (c) 4.
c kinh nghim trong din gii ti liu Hp ng, v thnh tho v ngn ng giao tip c xc nh trong Hp ng.
Ngha v chung ca thnh vin Thnh vin phi: (a) khng c li ch ti chnh hoc li ch khc t Ch u t hoc Nh thu cng nh li ch ti chnh no trong Hp ng ngoi tr vic thanh ton theo Tha thun x l tranh chp; trc y khng c t Ch u t hay Nh thu thu lm T vn hoc v tr khc, ngoi tr trong nhng trng hp nh thng bo bng vn bn cho Ch u t v Nh thu trc khi h k Tha thun x l tranh chp; thng bo bng vn bn cho Ch u t, Nh thu v cc Thnh vin khc (nu c), trc khi k Tha thun x l tranh chp v theo s hiu bit v hi tng tt nht ca ng/b ta, mi quan h ngh nghip hay c nhn vi gim c, cn b hay nhn vin ca Ch u t hay Nh thu v mi dnh lu trc y n d n tng th m Hp ng l mt phn; trong thi gian ca Tha thun x l tranh chp khng c Ch u t hoc Nh thu thu lm t vn hoc v tr khc ngoi tr c tha thun bng vn bn ca Ch u t, Nh thu v cc Thnh vin khc (nu c); v tun theo cc quy nh v th tc nu trong Ph lc v Khon 20.1 ca iu kin ca Hp ng; khng a ra li khuyn cho Ch u t, Nh thu v cc nhn vin ca Ch u t hay nhn vin ca Nh thu lin quan n qun l ch o Hp ng, ngoi vic tun th vi cc quy nh v th tc trong Ph lc; khng c tham gia vo cc cuc bn bc hay k bt k tha thun no vi Ch u t hay Nh thu lin quan n vic lm thu cho bt k trong h nh l Nh t vn hoc v tr khc, sau khi chm dt hot ng trong khun kh Tha thun x l tranh chp; m bo s sn sng ca ng/b ta cho mi t i hin trng hoc t vn nu cn; v x l cc vn chi tit ca Hp ng v mi hot ng ca Ban x l tranh chp v cc thm d ring v b mt v khng cng b hay tuyn b chng khi khng c s cho php trc bng vn bn ca Ch u t hay Nh thu v cc Thnh vin khc (nu c).
(b)
(c)
(d)
(e) (f)
(g)
(h) (i)
5.
Cc ngha v chung ca Ch u t v ca Nh thu Ch u t, Nh thu, cc nhn vin ca Ch u t v cc nhn vin ca Nh thu khng c yu cu li khuyn hoc tham kho kin ca Thnh vin Hp ng, ngoi tr nhng g trong s tin trin bnh thng ca cc hot ng ca Ban x l
FIDIC
256
tranh chp theo Hp ng v Tha thun x l tranh chp ngoi tr phm vi c tha thun trc ca Ch u t, Nh thu v cc Thnh vin khc (nu c). Ch u t v Nh thu phi chu trch nhim ring v s tun th theo iu khon ny, ca cc nhn vin ca Ch u t v cc nhn vin ca Nh thu. Ngoi tr c s nht tr bng vn bn ca Ch u t, Nh thu, thnh vin v cc thnh vin khc (nu c), Ch u t v Nh thu cam kt vi nhau v vi thnh vin rng thnh vin s khng: (a) (b) (c) c ch nh l nh trng ti trong bt k cuc phn x trng ti no thuc Hp ng; c coi l ngi lm chng a ra cc chng c c lin quan n bt k tranh chp no trc cc trng ti c ch nh phn x theo Hp ng; hoc chu trch nhim php l i vi bt k khiu ni no v bt c vic g c lm hoc b b st trong vic thc hin hoc c thc hin cc chc nng ca thnh vin ngoi tr hnh ng hay s b st biu hin tnh trng qu mt tin cy.
Ch u t v Nh thu cng bi thng chung v bi thng ring v gnh chu cho thnh vin nhng tn hi t nhng khiu ni, m ng/b ta khng phi chu trch nhim php l theo nh on trn. 6. Thanh ton Thnh vin phi c thanh ton nh sau, bng tin t c quy nh trong Tha thun x l tranh chp: (a) mt khon chi ph hng ngy s c coi nh l thanh ton y cho: (i) (ii) mi ngy lm vic dnh cho vic c cc h s np, tham gia nghe cc kin (nu c), chun b cc quyt nh, hoc i hin trng (nu c); mi ngy hay mt phn ca ngy cho ti thi gian ti a chuyn i l 2 ngy mi chiu (nu c) gia nh ca thnh vin v cng trng hoc n a im hp khc vi cc thnh vin khc (nu c) hay vi Ch u t v Nh thu.
(b)
tt c cc chi ph hp l pht sinh lin quan n cc nhim v ca thnh vin, bao gm c cc chi ph cho dch v th k, in thoi, gi th, fax v in tn, chi ph i li, khch sn, tin n, yu cu c bin nhn cho mi khon vt trn 5% ca chi ph hng ngy ni n trong phn (a) ca Khon ny; v mi khon thu quy nh c th ca nc s ti v cc khon thanh ton cho thnh vin (tr phi l ngi bn a hoc thng tr) theo khon 6.
(c)
Chi ph hng ngy phi c quy nh trong tha thun x l tranh chp. Ngay sau khi Tha thun x l tranh chp c hiu lc, thnh vin s, trc khi tham gia bt c hot ng no theo Tha thun x l tranh chp, np cho Nh thu, vi mt bn sao cho Ch u t mt danh n cho (a) khon ng trc 25% ca tng d ton cc chi
FIDIC
257
ph hng ngy m ng/b ta c hng v (b) ng trc mt khon tng ng vi tng chi ph d ton m ng/b ta chu lin quan n cng vic. Thanh ton cho danh n nh vy s do Nh thu thc hin khi nhn danh n. Thnh vin khng c ngha v phi tin hnh cc hot ng theo Tha thun x l tranh chp cho n khi mi thnh vin c thanh ton y cc danh n np theo on ny quy nh. Sau thnh vin phi np cho Nh thu, vi mt bn sao cho Ch u t, cc ha n cn i cc ph v chi ph ca ng/b ta hng ngy, tr i cc khon ng trc. Ban x l tranh chp s khng c ngha v phi np quyt nh ca mnh cho n khi cc danh n cho tt c cc ph v chi ph hng ngy ca mi thnh vin a ra quyt nh c thanh ton y . Ngoi tr c tr sm hn quy nh nu trn, Nh thu phi thanh ton y cho mi danh n ca thnh vin trong vng 28 ngy theo lch sau khi nhn c mi danh n v s yu cu Ch u t (trong cc gii trnh theo Hp ng) thanh ton mt na s tin ca cc danh n ny. Ch u t sau phi thanh ton cho Nh thu theo Hp ng. Nu Nh thu khng tr cho thnh vin khon m ng/b ta c quyn hng theo Tha thun x l tranh chp, Ch u t phi thanh ton khon tin thch ng cho thnh vin v bt c khon no khc c th cn duy tr hot ng ca Ban x l tranh chp; v khng lm tn hi n quyn li hoc s b p ca Ch u t. B sung cho cc quyn li khc pht sinh t li ny, Ch u t c quyn hng s chi tr ton b s tin tr vg qu na khon thanh ton ny, cng thm mi chi ph trang tri cc khon tin ny v chi tr cc chi ph tnh theo t gi quy nh khon 14.8 ca cc iu kin hp ng. Nu Thnh vin khng nhn c khon thanh ton ng trong thi gian 28 ngy sau khi np danh n hp l, thnh vin c th (i) tm ngng dch v ca ng/b ta (khng cn thng bo) cho n khi nhn c thanh ton v/hoc (ii) xin thi vic bng cch gi thng bo ti Ch u t v Nh thu. Thng bo s c hiu lc khi c hai cng nhn c. Mi thng bo nh vy s l thng bo cui cng v rng buc Ch u t, Nh thu v thnh vin. 7. Vi phm ca Thnh vin Nu Thnh vin khng tun th cc ngha v theo Khon 4, ng/b ta s khng c quyn hng mi ph v chi ph nu trn v phi khng lm nh hng n quyn li khc ca h, tr li cho Ch u t v Nh thu mi ph v chi ph m Thnh vin v cc thnh vin khc nhn (nu c), v vic kin tng hay cc quyt nh (nu c) ca Ban x l tranh chp b v hiu. 8. Cc tranh chp Mi tranh chp hoc khiu ni pht sinh ngoi hoc lin quan n Tha thun x l tranh chp, hoc do vi phm, chm dt hoc khng cn gi tr ca n, cui cng s phi c gii quyt theo cc Quy tc trng ti ca Phng Thng mi quc t bi mt trng ti c ch nh theo Quy tc trng ti ny.
FIDIC
258
PH LC Cc quy tc v th tc
1. Ch u t v Nh thu s phi cung cp cho Ban x l tranh chp mt bn sao tt c cc ti liu m Ban x l tranh chp c th i hi, bao gm cc ti liu Hp ng, cc bo co v tin trnh thc hin cc ch dn v bin i, cc chng ch v cc ti liu khc lin quan ng vi vn tranh chp. Mi trao i thng tin gia Ban x l tranh chp v Ch u t hoc Nh thu u phi c sao li cho bn kia. Nu Ban x l tranh chp gm c 3 ngi, Ch u t v Nh thu s gi cc bn sao ti liu c yu cu v nhng thng tin trn ti tng thnh vin mt. Ban x l tranh chp phi thc hin theo Khon 20.4 v cc quy nh ny. Ty thuc vo thi gian cho php a ra thng bo v mt quyt nh v cc yu t c lin quan khc, Ban x l tranh chp s: (a) hnh ng mt cch cng bng v v t i vi c Ch u t v Nh thu, to cho h c hi thch hp v thun li thc hin trng hp ca mnh v c trch nhim vi trng hp khc, v p dng cc th tc ph hp vi tranh chp, trnh s chm tr hoc chi ph khng cn thit.
2.
(b) 3.
Ban x l tranh chp c th tin hnh nghe cc kin v cc kin tranh chp, ty tng v vic m Ban s quyt nh thi gian v a im nghe kin v c th yu cu cc ti liu v cc lun c bng vn bn t Ch u t v Nh thu c gi trc cho Ban hoc trnh by ti cuc hp Ngoi tr c tha thun khc bng vn bn ca Ch u t v Nh thu, Ban x l tranh chp c quyn p dng th tc thm tra, t chi vic xin tham d nghe cc kin hoc lm thnh gi ca bt c ngi no khng phi l cc i din ca Ch u t v Nh thu, v tin hnh trong s vng mt bt c bn no m Ban x l tranh chp tha mn sau khi nhn c cc thng bo v thm d; nhng s t mnh quyt nh c th thc hin quyn ny hay khng v phm vi n u. Ch u t v Nh thu to iu kin cho Ban x l tranh chp trong s cc vic khc, c quyn: (a) (b) (c) lm th tc p dng trong quyt nh cho mt tranh chp, quyt nh da trn quyn hn ca Ban x l tranh chp, v phm vi ca tranh chp c gi ti h, tin hnh bt k cuc nghe kin no cho l thch hp, khng b rng buc bi bt c quy tc hay th tc no khc ngoi nhng iu quy nh trong Hp ng v cc quy tc ny, ch ng nm chc cc s vic v cc vn cn cho mt quyt nh, tn dng s hiu bit ca chnh chuyn gia ca mnh, nu c, 259
4.
5.
(d) (e)
FIDIC
(f) (g) (h) 6.
quyt nh thanh ton ti chnh theo Hp ng, quyt nh v vic gim nh tm thi nh cc bin php tm thi hoc bo lu kin, v xem xt kim tra v sot li cc chng ch, quyt nh, xc nh, hng dn, kin hoc nh gi ca Nh t vn, c lin quan n tranh chp.
Ban x l tranh chp s khng by t bt c quan im no trong cc cuc nghe kin lin quan n s phi tri ca cc lun c cc Bn a ra t trc. Ban s a ra v thng bo v quyt nh ca mnh theo Khon 20.4 hoc l c tha thun trc bng vn bn vi Ch u t v Nh thu. Nu Ban x l tranh chp gm ba ngi th: (a) (b) Ban s nhm hp ring sau mt cuc nghe kin, nu c, tho lun v chun b quyt nh ca mnh; Ban s c gng t ti quyt nh thng nht. Nu chng minh l khng th thng nht c, th quyt nh em p dng phi c tn thnh bi a s cc thnh vin, nhng ngi c th yu cu thiu s cn li chun b vn bn bo co np cho Ch u t v Nh thu; v Nu mt thnh vin khng tham d bui hp nghe cc kin hoc khng thc hin y cc chc nng theo yu cu, th hai thnh vin cn li c th tin hnh a ra quyt nh, tr phi: (i) (ii) hoc Ch u t hoc Nh thu khng ng h lm nh vy hoc Thnh vin vng mt l Ch tch v ng/b ta ch th cho thnh vin khc khng c a ra quyt nh.
(c)
FIDIC
260
Bn mc lc cc khon
Khon Quyn c ra vo sau khi nghim thu i vo kim tra ng vo cng trng Quyn tip cn cng trng Cc phng tin b sung Cc cch thng tin Ban X l iu chnh do cc thay i v chi ph iu chnh do cc thay i v lut php ng trc Tha thun Hp ng Ha gii Chp thun cc ti liu ca Nh thu S chp thun, Giy php hoc Chng ch Trng ti Ti liu hon cng Nhng li H tr bi Ch u t Thm quyn ca i din Ch u t v cc tr l Chm tr do Nh chc trch Trnh can thip S cn trng i vi cng trnh Chng ch thc hin Chng ch nghim thu Khiu ni ca Ch u t Ph lc khiu ni Gii phng cng trng sau khi c Chng ch thc hin Gii phng cng trng sau khi c Chng ch nghim thu Khi cng Cc cch thng tin Ngn ng cho cc thng tin Hon thnh cc cng vic cn d dang v sa cha sai st 11.7 7.3 4.15 2.1 4.13 1.3 20.2 13.8 13.7 14.2 1.6 20.5 5.2 2.2 20.6 5.6 1.7 2.2 3.2 8.5 4.14 17.2 11.9 10.1 2.5 20.1 11.11 4.23 8.1 1.3 1.4 11.1 Trang 222 209 197 189 197 185 251 227 227 228 186 253 202 189 253 204 186 189 191 213 197 240 222 218 190 250 222 200 212 185 186 220
FIDIC
261
Bo co khi hon thnh Thi gian hon thnh Cc iu kin khng lng trc c Cng tc bo mt Cc chi tit mt Gi Hp ng Tnh y ca Gi Hp ng Nh thu tm kim Khiu ni ca Nh thu Nhim v thit k ca Nh thu Cc ti liu ca Nh thu Ch u t s dng Cc ti liu ca Nh thu Quyn tm ngng cng vic ca Nh thu Thit b ca Nh thu Cc ngha v chung ca Nh thu Chm dt trch nhim ca Nh thu Gii hn trch nhim ca Nh thu Cc ngha v ca Nh thu: Kim nh khi hon thnh Hot ng ca Nh thu trn cng trng Ngi ca Nh thu H s nhn s v thit b ca Nh thu i din ca Nh thu Gim st ca Nh thu m bo ca Nh thu Hp tc Cc tin t cho thanh ton cc bin i Cc tin t cho thanh ton BXLTC-xem Ban x l tranh chp S liu v cc iu kin cng trng Ngy lm vic Thng bo li ca Nh thu Chm dt Hp ng do li ca Nh thu Li ca Ch u t: Quyn tm ngng cng vic Chm dt Hp ng do li ca Ch u t
14.10 8.2 4.12 1.9 1.12 14.1 4.11 11.8 20.1 5.1 5.2 1.10 16.1 4.17 4.1 2.5 17.6 9.1 4.23 6.9 6.10 4.3 6.8 5.3 4.6 13.4 14.15 4.10 13.6 15.1 15.2 16.1 16.2
232 212 197 187 188 228 197 222 250 202 202 187 238 198 193 190 242 216 200 207 208 194 207 203 195 226 233 196 226 235 235 238 238
FIDIC
262
Di chuyn cng vic b sai st Khng sa cha c sai st Ko di Thi gian thng bo sai st Sa cha c sai st Nh thu tm nguyn nhn Cc nh ngha Thit hi do chm tr Chm tr do Nh chc trch Ngi i din Vic y quyn ca i din ca Ch u t Li thit k Nhim v thit k chung Quyt nh Trang tri xong Hnh vi mt trt t Khng tha thun c v Ban x l tranh chp Ht hn ch nh Ban x l tranh chp Khng tun th quyt nh ca Ban x l tranh chp C quyt nh ca Ban x l tranh chp Ha gii hu ho Ti liu hon cng S cn thn v cung cp ti liu Nh thu s dng ti liu ca Ch u t Th t u tin ca cc ti liu in, nc v kh ga Truyn ti in t cc thng tin Khiu ni ca Ch u t Khiu ni ca Ch u t: Cc loi tin thanh ton Quyt nh ca Ch u t Quyn chm dt Hp ng ca Ch u t Thit b, vt liu cp khng ca Ch u t Thu xp ti chnh ca Ch u t Chm dt trch nhim ca Ch u t Ngi ca Ch u t
11.5 11.4 11.3 11.1 11.8 1.1 8.7 8.5 3.3 3.2 5.8 5.1 3.5 14.12 6.11 20.3 20.8 20.7 20.4 20.5 5.6 1.8 1.11 1.5 4.19 1.3 2.5 14.15 3.5 15.5 4.20 2.4 14.14 2.3
221 221 220 220 222 181 214 213 191 191 205 202 192 232 208 252 254 254 252 253 204 187 188 186 199 185 190 233 192 236 199 190 233 190
FIDIC
263
y quyn khc ca i din Ch u t Cc ri ro ca Ch u t Hu qu cc ri ro ca Ch u t Vic ch nh i din ca Ch u t Bo v mi trng Li ca Nh thu Ko di thi gian hon thnh Khng vt qua c cc cuc Kim nh sau khi hon thnh Khng vt qua c cc cuc Kim nh khi hon thnh Ti chnh ca Ch u t Bt kh khng nh hng n Nh thu ph Hu qu ca Bt kh khng nh ngha Bt kh khng Thng bo Bt kh khng Bt kh khng: Chm dt khng bt buc C vt Ht trch nhim thc hin Hp ng Vn chuyn hng ha Sc khe v an ton Bi thng Kim tra Cc ch dn Bo him tn thng v ngi v thit hi ti sn Bo him i vi nhn vin ca Nh thu Bo him i vi cng trnh v thit b ca Nh thu Yu cu chung i vi bo him S hu tr tu v cng nghip Trnh can thip Can thip vo cc cuc Kim tra khi hon thnh S din gii ng trch nhim v a trch nhim Thu mn nhn vin v Lao ng iu kin n cho nhn vin v Lao ng Ngn ng
3.2 17.3 17.4 3.1 4.18 5.8 8.4 12.4 9.4 2.4 19.5 19.4 19.1 19.2 19.6 4.24 19.7 4.16 6.7 17.1 7.3 3.4 18.3 18.4 18.2 18.1 17.5 4.14 10.3 1.2 1.14 6.1 6.6 1.4
191 241 241 191 198 205 213 224 217 190 248 248 247 247 248 201 249 198 207 240 209 192 245 246 244 242 241 197 218 185 188 206 206 186
FIDIC
264
S iu chnh Tun th lut php Lut lao ng Chm dt trch nhim ca Ch u t Gii hn trch nhim Trch nhim khng b nh hng bi Bo him Giy php hay cc ph duyt Cch thc hin Ti liu hng dn vn hnh v bo dng Thanh ton cho vt liu khi tm ngng S hu v vt liu Thanh ton cho cc vt liu c nh Vt liu do Ch u t cung cp Cc Nh thu ph c ch nh Thng bo vn chuyn hng ha Thng bo sa cha Cc thng bo Ngha v sau khi c Chng ch thc hin Ngha v chung ca Nh thu Cc Nh thu khc Thanh ton sau khi Chm dt Hp ng bi Nh thu Thanh ton sau khi Chm dt Hp ng bi Ch u t Xin cp thanh ton cui cng Cc tin t thanh ton Thanh ton b chm tr Thanh ton cui cng Thanh ton cho thit b v cc vt liu cho cng trnh Thanh ton bng tin t quy nh Thanh ton cho Nh thu sau bt kh khng Xin cp thanh ton tm Thanh ton tm Lch trnh thanh ton n nh thi hn thanh ton Chng ch thc hin
1.4 1.13 6.4 14.14 17.6 18.1 2.2 7.1 5.7 8.10 7.7 14.5 4.20 4.5 4.16 15.1 1.3 11.10 4.1 4.6 16.4 15.4 14.11 14.15 14.8 14.13 14.5 13.4 19.4 14.3 14.6 14.4 14.7 11.9
186 188 206 233 242 243 189 209 204 215 211 230 199 195 198 235 185 222 193 195 239 236 232 233 231 233 230 226 248 229 230 229 230 222
FIDIC
265
Bo him thc hin Bo lnh thc hin Nhn lc ca Nh thu Hnh vi mt trt t Nhn lc ca Ch u t Bo him cho nhn lc ca Ch u t o to nhn s Thanh ton cho thit b v cc vt liu cho cng trnh trong trng hp tm ngng S hu thit b v cc vt liu Chng trnh Tin thc hin Cc bo co tin S tin tm ng m bo cht lng Tun th cc quy nh v lut php Tiu chun v quy nh k thut T chi Ht trch nhim thc hin hp ng theo lut Cng vic sa cha Chi ph cho sa cha sai st Di di Thit b ca Nh thu sau khi kt thc i din ca Nh thu i din ca Ch u t Trch nhim v cng trnh Tip tc tin hnh cng vic sau khi tm ngng Chit khu s tin gi li Thanh ton s tin gi li Quyn c bin i Khiu ni v vi phm quyn s hu tr tu Quyn s hu tr tu trong cc ti liu ca Nh thu Quyn s hu tr tu trong cc ti liu ca Ch u t Quyn v ng i v cc phng tin Tin bn quyn
9.1 4.2 6.9 6.11 2.3 18.4 5.5 8.10 7.7 8.3 8.6 4.21 13.5 4.9 1.13 5.4 7.5 19.7 7.6 11.2 16.3 4.3 3.1 4.1 8.12 14.3 14.9 13.1 17.5 1.10 1.11 4.13 7.8
216 193 207 208 190 246 204 215 211 212 214 199 226 196 188 203 210 249 211 220 239 194 191 193 215 229 231 225 241 187 188 197 211
FIDIC
266
Cc th tc m bo an ton Cc mu nguyn vt liu nh v cc mc Gii phng mt bng Cc hot ng ca Nh thu trn cng trng D liu v cng trng An ninh cng trng Bo co cui cng Bo co gia k Bt kh khng nh hng n Nh thu ph Cc Nh thu ph Gim st ca Nh thu Yu cu b tr li mt bng Tm ngng do li ca Ch u t Tm ngng cng vic Tm ngng b ko di Nghim thu b phn ca cng trnh Nghim thu cng trnh v cc hng mc Chm dt Hp ng bi Nh thu Thanh ton sau khi chm dt hp ng bi Nh thu Quyn chm dt Hp ng bi Ch u t Thanh ton sau khi chm dt hp ng bi Ch u t Chm dt Hp ng khng bt buc sau khi xy ra bt kh khng Chm dt Hp ng khng bt buc: thch hp vi Ch u t nh gi vo ngy chm dt Hp ng Chm dt Hp ng: Ngng cng vic Kim nh Kim nh sau khi hon thnh Kim nh sau khi hon thnh b chm tr Tin hnh li cc cuc kim nh sau khi hon thnh Kim nh thm Kim nh khi hon thnh Kim nh khi hon thnh b chm tr Khng vt qua c cc cuc Kim nh khi hon thnh
4.8 7.2 4.7 11.11 4.23 4.10 4.22 14.11 14.3 19.5 4.4 6.8 8.9 16.1 8.8 8.11 10.2 10.1 16.2 16.4 15.5 15.4 19.6 15.5 15.3 16.3 7.4 12.1 12.2 12.3 11.6 9.1 9.2 9.4
FIDIC
267
Bo him Bn th ba Thi gian thanh ton o to Cc kh khn khng lng trc c Cc ngha v khng hon thnh Xc nh gi vo ngy chm dt Hp ng T vn v gi tr cng trnh Th tc bin i Bin i Bin i; Cc tin t quy nh Cc mc lng v cc iu kin lao ng Gi lm vic S cn trng ca Nh thu i vi cng trnh
18.3 14.7 5.5 4.12 11.10 15.3 13.2 13.3 13.1 13.4 6.2 6.5 17.2
FIDIC
268
IU KIN CHUNG
iu kin Hp ng
iu kin chung
FIDIC
269

NI DUNG GII THIU CH V VIC CHUN B H S D THU 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 18. 19. 20. Cc quy nh chung Ch u t Nh thu Thit k .................................................................................................. .................................................................................................. .................................................................................................. ..................................................................................................
Vic iu hnh ca Ch u t .....................................................................................
Nhn vin v lao ng ................................................................................................. Thit b, vt liu v tay ngh ........................................................................................ Khi cng, chm tr v tm ngng ............................................................................... Kim nh khi hon thnh ............................................................................................ Nghim thu ca Ch u t .......................................................................................... Trch nhim v sai st ................................................................................................. Kim nh sau khi hon thnh ...................................................................................... Bin i v iu chnh ................................................................................................. Gi Hp ng v thanh ton ......................................................................................... Chm dt bi Ch u t ............................................................................................. Tm ngng v chm dt bi Nh thu ......................................................................... 17. Ri ro v trch nhim ............................................................................................. Bo him Bt kh khng .................................................................................................. ..................................................................................................
Khiu ni, tranh chp v trng ti .................................................................................

PH LC CC MU BO LNH
FIDIC
270
Hng dn son tho iu kin ring Gii thiu

Cc iu khon ca iu kin Hp ng cho d n EPC/Cha kha trao tay c Hip hi Quc t Cc k s T vn (FIDIC) chun b v c khuyn ngh s dng chung cho mt thc th chu trch nhim ton din v mt d n k thut (bao gm thit k, ch to, cung cp v lp t) Nh my v cho thit k v thi cng cc cng trnh xy dng v k thut m cc ng thu c tham d u thu quc t. Vic iu chnh cc iu kin c th c yu cu trong mt s c s php l, c bit nu c s dng vi cc hp ng trong nc. Phn ln cc d n cha kha trao tay c th yu cu thng lng gia cc bn. Nghin cu cc xut ca nhng ng thu, Ch u t c th cn gp v tho lun vi h v cc xut k thut m Ch u t cho l thch hp. Theo cch sp xp thng thng cho loi hnh hp ng ny, Nh thu s tin hnh K thut Mua sm v Xy dng ng thi cung cp cc phng tin c trang b y , sn sng cho vic vn hnh (theo kiu Cha kha trao tay) Hng dn sau y nhm tr gip cho nhng ngi son tho cc iu kin ring bng cc a ra cc phng n cho cc khon khc nhau nhng ni thch hp. Trong chng mc c th, cc cch vit mu cng c a xen vo. Tuy nhin, trong mt s trng hp, ch a ra bn ghi nh. Trc khi s dng bt k cch vit mu no, cn phi kim tra m bo rng n hon ton thch hp cho cc trng hp c th. Tr phi n c coi l thch hp, cch vit mu cn phi c sa i trc khi s dng. ch no cch vit mu c sa i, v trong mi trng hp c cc sa i hoc b sung khc, cn ch m bo khng lm cho ti ngha, hoc trong iu kin chung hoc gia cc iu ca iu kin ring. Trong khi chun b cc iu kin ca Hp ng a vo ti liu thu, on sau c th c s dng: Cc iu kin Hp ng bao gm iu kin chung, l mt phn ca iu kin Hp ng cho cho d n EPC/Cha kha trao tay Xut bn ln th nht 1999 ca Hip hi Quc t Cc k s T vn (FIDIC) v iu kin ring sau y bao gm cc sa i v b sung cho iu kin chung. Cc khon ca iu kin chung cn c t liu a vo iu kin ring: 1.1,3.3 v 8.2 Thi gian hon thnh 1.1,3.7 v 11.1 Thi gian thng bo sai st 1.1,5.6 nh ngha ca mi hng mc (nu c) 1.3 1.4 2.1 4.2 H thng in t dng cho thng tin Lut v Ngn ng Thi gian c mt bng Bo lnh thc hin
FIDIC
271
4.4 13.8 14.2 14.3(c) 17.6 18.1 18.2(d) 18.3 20.2 20.3
Thng bo v thu ph iu chnh do thay i chi ph ng trc Tin gi li Gii hn ca trch nhim Bo him ca Ch u t Bo him v ri ro ca Ch u t Bo him s tn thng cho ngi v thit hi v ti sn S lng thnh vin ca Ban x l tranh chp Vic ch nh thc th Ban x l tranh chp
8.7, 12.4 v 14.15(d) Tn tht do chm thi cng
FIDIC
272
Cc lu khi son tho cc H s d thu

H s d thu phi c son tho bi cc k s c trnh ph hp quen vi cc kha cnh k thut ca cc cng trnh c yu cu, v nn c cc lut s c trnh thch hp sot xt. Cc H s mi thu c cp cho cc ng thu s bao gm cc iu kin Hp ng, cc yu cu ca Ch u t, v (nu c) dng mu thch hp ca Th d thu. Ngoi ra, mi ng thu cn nhn c cc d liu nu trong Khon 4.10 v cc ch dn cho ng thu thng bo cho h cc vn m Ch u t mun h a vo H s d thu ca h nhng khng phi l mt phn ca cc yu cu ca Ch u t cho cng trnh. Khi Ch u t v Nh thu k bn tha thun Hp ng, Hp ng (khi s c hiu lc v tc dng hon ton) bao gm H s d thu v cc bn ghi nh km theo tha thun Hp ng. Cc yu cu ca Ch u t cn nu r cc yu cu c th cho cng trnh khi c hon thnh, bao gm cc yu cu chi tit v cht lng v phm vi, v c th yu cu Nh thu cung cp cc vt dng no , nh cc mt hng tiu dng. Cc vn c cp trong mt s hoc tt c cc Khon sau y c th gm c: 1.8 1.13 2.1 4.1 4.6 4.7 4.18 4.19 4.20 5.1 5.2 5.4 5.5 5.6 5.7 6.6 7.2 7.3 7.4 9.1 9.4 S cc bn sao ca cc ti liu ca Nh thu Cc Giy php m Ch u t c S hu theo giai on cc mng, kt cu, my mc hoc phng tin ra vo Cc mc ch c yu cu cho cng trnh Cc Nh thu khc (v cc ngi khc) trn cng trng Cc mc, tuyn v cao tham kho Hn ch v mi trng in, nc, kh ga v cc dch v khc sn c trn cng trng Thit b ca Ch u t v vt liu cp khng Yu cu, t liu v thng tin m Ch u t chu trch nhim Cc ti liu ca Nh thu c yu cu xem xt Cc tiu chun k thut v quy tc xy dng o to vn hnh cho nhn lc ca Ch u t Cc bn v hon cng v cc h s khc ca cng trnh Hng dn vn hnh v bo dng iu kin sinh hot ca nhn vin Cc mu vt liu Cc yu cu kim tra ngoi hin trng Kim nh trong qu trnh gia cng, ch to v/hoc xy dng Kim nh khi hon thnh Thit hi do khng vt qua cc cuc kim nh khi hon thnh
FIDIC
273
12.1 12.4
Kim nh sau khi hon thnh Thit hi do khng vt qu cc cuc kim nh sau khi hon thnh
Nhiu Khon trong iu kin chung c cp ti iu kin ring v cc s liu phi c Ch u t xc nh mt cch c th hoc H s d thu nu cc s liu phi c ng thu xc nh mt cch c th. Cc ch dn cho cc ng thu c th cn nu r mi kh khn hn ch v cc s liu nu trong H s d thu, v/hoc nu r phm vi cc thng tin khc m mi ng thu s a vo cng vi H s d thu. Nu mi ng thu phi c bo lnh ca cng ty m v/hoc Bo lnh d thu, cc yu cu ny (p dng trc khi Hp ng c hiu lc) s a vo cc ch dn cho ng thu: cc biu mu s c km vo ti liu ny nh l Ph lc A v B. Cc ch dn c th bao gm c cc vn c cp n trong mt s hoc tt c cc Khon sau: 4.3 4.9 9.2 12.1 18 20 i din Nh thu (h, tn v l lch) H thng m bo cht lng Kim nh khi hon thnh Kim nh sau khi hon thnh Bo him Gii quyt tranh chp
Mt hp ng cha kha trao tay in hnh bao gm thit k, xy dng, ti sn c nh, my mc v thit b (f.f.e), m phm vi ca chng c nu trong cc yu cu ca Ch u t. Cn phi xem xt y n cc yu cu chi tit nh mc m cng trnh c trang b y , sn sng vn hnh, vi cc ph tng thay th v vt liu tiu hao c vn hnh trong mt thi gian xc nh. Ngoi ra, Nh thu c th c yu cu vn hnh cng trnh, vn hnh th trong mt vi thng theo Khon 9.1 (c) hoc vn hnh trong mt vi nm. iu d hiu l cc ng thu thng min cng khi phi i mt vi s cnh tranh gay gt, phi chu chi ph ln trong vic chun b cc thit k d thu. Khi chun b cc hng dn cho ng thu, cn phi ngh n phm vi chi tit m cc ng thu c th thc s chun b c v a vo H s d thu ca mnh. Mc chi tit cn c nu c th trong hng dn ng thu. Cn ch rng c th khng c vic m t trong cc ti liu cu thnh nn Hp ng, m n ch c hiu lc v tc dng khi bn tho thun c k kt. Cn xem xt n vic c tr cng cho cc ng thu nu, cung cp mt H s d thu tt, h phi tin hnh cc nghin cu hoc tin hnh cng vic thit k c tnh nguyn tc (thit k s b N.D).
FIDIC
274
iu 1
Khon 1.1
Cc quy nh chung
Cc nh ngha
iu kin ring phi xc nh thi gian hon thnh cng trnh, v thi hn thng bo sai st. Nu cng trnh c nghim thu theo nhiu giai on, mt vic t xy ra cho hp ng cha kha trao tay, iu kin ring phi xc nh mi gian on nh l mt phn on v phi xc nh cc phm vi, gii hn a l v thi gian hon thnh. C th cn thit phi sa i mt s nh ngha. V d: 1.1.3.1 1.1.4.4 1.1.4.5 1.1.6.2 Khon 1.2 Ngy hn c th xc nh l mt ngy theo lch c th. C th yu cu mt loi ngoi t c th bi t chc ti chnh C th yu cu mt loi tin t khc l ng ni t ca Hp ng Cch dng t Nc s ti c th khng thch hp cho cng trng khu vc ct qua bin gii. S Din gii
Nu vic dng t li nhun s c quy nh chnh xc hn, Khon ny c th i khc: V D: phn cui ca Khon 1.2, thm vo: Trong cc iu kin ny, nhng quy nh bao gm cm t chi ph cng li nhun hp l yu cu li nhun ny phi l 1/20 (5%) ca chi ph . Khon 1.3 Cc cch thng tin
iu kin ring phi xc nh h thng thng tin in t (nu c) v cng phi xc nh a ch Nh thu chuyn thng bo n Ch u t. Khon 1.4 Lut v Ngn ng
iu kin ring phi xc nh: (a) (b) (c) Lut qun l Hp ng, Nu phn no ca Hp ng c vit son theo mt th ting v sau dch ra th ting chnh thng, v (Nu thng tin lin lc khng c vit cng th ting vi Hp ng) ngn ng lin lc vi nhau. Th t u tin ca ti liu
Khon 1.5
Thng thng cn c mt th t u tin d phng khi sau ny pht hin c s mu thun trong cc ti liu hp ng. Nu trnh t u tin khng c nu trc, Khon ny phi c thay i: V D: B Khon 1.5 v thay bng:
FIDIC
275
Cc ti liu to thnh Hp ng phi c ly lm gii thch chung cho cc bn vi nhau. Nu thy c s ti ngha hoc khng nht qun, trnh t u tin c th s theo lut hin hnh chi phi. Khon 1.6 Tha thun Hp ng
Tha thun Hp ng l ti liu khin cho Hp ng c hiu lc v thng c i trc bng thng tho. Do bn tha thun Hp ng cn phi c son mt cch thn trng. Mu Tha thun cn phi c trong ti liu H s d thu nh mt ph lc ca iu kin ring: mt mu lm v d c th tm thy phn cui ca n phm ny. Bn Tha thun Hp ng cn ghi r tn ca mi bn, Gi hp ng, cc loi tin thanh ton, s tin cho mi tin t v cc iu kin tin quyt no cn c tha mn trc khi Hp ng c tc dng v hiu lc: tt c cn c cc bn nht tr. Nu cn m phn lu di trong nhn thu, bn tha thun Hp ng cng cn ghi ngy hn v/hoc ngy khi cng. Nu Ch u t mun on trc kh nng xut mt th chp thun, th cn sa i li khon bng cch b cu u trong c ni rng Hp ng s c y hiu lc v tc dng khi hai bn k kt bn tha thun Hp ng. Th d thu cn phi c on sau: Tr phi v cho n khi mt tha thun chnh thc c son v thi hnh, th d thu cng vi bn vit chp thun ca Ngi s hp thnh mt hp ng rng buc gia chng ta vi nhau. Khon 1.10 Ch u t s dng ti liu ca Nh thu
C th cn cc iu Khon b sung nu ton b quyn s dng cc phn ring ca phn mm my tnh (v d) c giao cho Ch u t. Cc iu Khon ny cn phi tun theo cc lut hin hnh. Khon 1.13 Tun th Lut php
Nu Ch u t s thu xp giy php nhp khu v tng t th iu khon khc s thch hp. KHON MU CHO HP NG NH MY Thm vo phn cui ca Khon 1.13: Tuy nhin, Nh thu, vo ng thi im, phi np cc chi tit v hng ha cho Ch u t, Ch u t cn nhanh chng c ton b giy php hoc chng ch nhp khu cn thit cho nhng hng ha ny. Ch u t cng phi c hoc cp giy php ng bao gm giy php thi cng, quyn i li v cc tha thun c yu cu cho cng trnh. Khon 1.14 ng trch nhim v a trch nhim
i vi mt Hp ng ln, cn c quy nh c th cc yu cu chi tit i vi lin doanh. V d, mi thnh vin cn c bo lnh ca cng ty m: mt mu v d c a km ti liu ny, xem Ph lc A.
FIDIC
276
Nhng i hi ny, ci no cn c p dng trc khi Hp ng c hiu lc, th cn phi a vo bn ch dn cho cc ng thu. Ch u t s yu cu sm ch nh ra ngi ng u ca lin doanh, nhm sau ch tip xc vi mt u mi duy nht v khng mun b li cun vo mt cuc tranh ci gia cc thnh vin ca lin doanh, Ch u t cn phi nghin cu t m hp ng lin doanh mt cch thn trng v cng c th n phi c s chp thun ca c quan cung cp ti chnh ca d n.
iu 2
Khon 2.1
Ch u t
Quyn tip cn cng trng
iu kin ring phi xc nh (cc) thi im m Ch u t cho Nh thu quyn c tip cn cng trng, nu sau ngy khi cng. C th cn thit phi cho php Nh thu sm tip cn cng trng kho st v iu tra di mt t. Nu khng c php tip cn cng trng sm v c c dnh ring sau , cn c cc chi tit c th nu r trong nhng yu cu ca Ch u t. Khon 2.3 Nhn lc ca Ch u t
Khon ny cn phi c phn nh trong cc Hp ng ca Ch u t vi cc Nh thu khc trn cng trng.
iu 3
Khon 3.1
Vic iu hnh ca Ch u t
i din ca Ch u t
Mc d Ch u t khng yu cu phi c mt i din, mt s ch nh nh vy c th gip vic iu hnh ca Ch u t. Nu Ch u t mun ch nh mt k s t vn c lp lm i din ca Ch u t, ngi phi c nu tn trong iu kin ring.
iu 4
Khon 4.2
Nh thu
Bo lnh thc hin
iu kin ring cn xc nh s tin v tin t ca Bo lnh thc hin tr phi khng c yu cu: V D: S tin Bo lnh thc hin s bng 10% ca Gi hp ng ghi trong Tha thun Hp ng v s c biu th bng cc tin t v cc t l m Gi hp ng c thanh ton.
Nhng mu bo lnh thc hin c th chp nhn c phi c a vo trong cc ti liu ca H s d thu, lm thnh ph lc ca iu kin ring. Cc dng mu c a vo lm ph lc ca ti liu ny Ph lc C v Ph lc D. Cc mu kt hp hai B lut thng nht do Phng Thng mi quc t xut bn. (ICC, da vo 38 Cours Albert 1er, 75008 Paris, Php), h cng xut bn hng dn s dng nhng lut iu chnh ny. Nhng mu v cch vit ca Khon c th c sa i ph hp vi lut hin hnh. V D: phn cui im 2 ca Khon 4.2, thm vo:
FIDIC
277
Nu Bo lnh thc hin l theo mu bo lnh ca ngn hng, th n phi c pht hnh bi (a) hoc ngn hng nc s ti hoc (b) trc tip t mt ngn hng nc ngoi c Ch u t chp nhn. Nu Bo lnh thc hin khng theo mu ca ngn hng, n phi do mt c quan ti chnh c ng k hoc c php kinh doanh nc s ti cp. Khon 4.3 i din ca Nh thu
Nu bit i din ti thi im np H s d thu, ng thu c th xut i din ny. ng thu c th xut ngi khc, c bit nu vic giao hp ng c th b chm. Nu ngn ng quy nh theo lut khng ging ngn ng giao tip hng ngy (theo Khon 1.4) hoc nu v l do no khc cn quy nh i din Nh thu phi thng tho mt th ting c th, cn b sung mt trong s cu sau: V D: phn cui ca Khon 4.3, thm vo: i din Nh thu v tt c nhng ngi khc u phi thng tho ........................................(in tn ngn ng) V D: phn cui ca Khon 4.3, thm vo: Nu i din Nh thu, hoc nhng ngi ny khng thng tho ting...........................(in tn th ting), Nh thu phi c phin dch gii c mt thng xuyn trong sut thi gian lm vic. Khon 4.4 Nh thu ph
Nu Ch u t mun nhn c cc thng bo theo Khon ny th yu cu ca h phi c xc nh trong iu kin ring V D: Nh thu s gi cc thng bo c m t im (a) (b) v (c) ca Khon 4.4 cho cc thu ph sau: (lit k cc hot ng v/hoc b phn cng trnh c lin quan) Khon 4.12 Nhng kh khn khng lng trc c
Nu cng trnh bao gm o hm hoc, cc cng trnh di mt t quan trng, thng thng iu thch hp l chuyn ri ro cc iu kin t khng lng trc c cho Ch u t. Cc Nh thu chu trch nhim s rt min cng gnh cc ri ro ca iu kin t xa l kh hoc khng th nh gi trc c. iu kin ca Hp ng Nh my - Thit k - Xy dng cn c s dng cho cc trng hp ca cng trnh c Nh thu (hoc nhn danh ca...) thit k. Khon 4.19 in, nc v kh t
Nu nhng dch v ny c sn Nh thu s dng, yu cu Ch u t cn a ra cc chi tit, bao gm a im v gi c.
FIDIC
278
Khon 4.22
An ninh ca Cng trng
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, Khon 4.8 v/hoc 4.22 cn phi sa i v ngha v ca Ch u t cn c xc nh.
iu 5
Khon 5.1
Thit k
Cc ngha v thit k chung
Nu Cc Yu cu ca Ch u t c thit k s b, lp d n kh thi, cc ng thu phi c thng bo phm vi m thit k s b ca Ch u t l mt gi hoc yu cu. Nu Khon ny xt thy khng ph hp, cc iu khon ca iu kin FIDIC v Hp ng cho Nh my - Thit k - Xy dng c th thch hp. Khon 5.2 Ti liu ca Nh thu
Cc ti liu ca Nh thu c nh ngha l cc ti liu m Nh thu phi np cho Ch u t, nh nu u trong hp ng m thng thng c th khng bao gm tt c ti liu k thut m ngi ca Nh thu s cn thi cng cng trnh. V d i vi cc yu cu ca Ch u t cho mt hp ng Nh my c th l thch hp khi quy nh rng ti liu ca Nh thu phi c cc bn v cho thy Nh my c lp nh th no v yu cu mi thng tin khc : (a) (b) (c) chun b cc mng thch hp v cc phng tin chng khc, cung cp li vo thch hp trn cng trng cho Nh my v mi trang b cn thit v n a im lp rp Nh my, v/hoc ni cc phng tin cn thit ti Nh my, thc hin nhng lin kt cn thit vi my
C th phi xc nh c th cc thi k xem xt khc nhau, c tnh n thi gian cn thit r sot cc loi bn v khc nhau, v/hoc kh nng np trnh thc t cc giai on c th ca qu trnh thit k.
iu 6
Khon 6.6
Nhn vin v lao ng

C s vt cht cho nhn vin v lao ng
Nu Ch u t s lm sn ch , phi quy nh c th trch nhim ca Ch u t lm vic ny. Khon 6.8 Gim st ca Nh thu
Nu ngn ng c quy nh khng ging ngn ng giao tip hng ngy (theo Khon 1.4) hoc nu v mt l do no , cn phi quy nh l nhn vin gim st ca Nh thu phi thng tho mt th ting c th, cn b sung cc cu sau: V D: B sung vo phn cui ca Khon 6.8: Mt t l thch hp cc nhn vin gim st ca Nh thu phi c trnh
FIDIC
279
(in tn ngn ng) lm vic hoc Nh thu phi c s lng y cc phin dch gii lun c mt ti cng trng trong gi lm vic. Cc Khon b sung: C th b sung mt s Khon, tnh n tnh trng v v tr cng trng: KHON MU Nhn vin v lao ng nc ngoi Nh thu c th nhp vo bt k ngi no cn thit cho vic thi cng cng trnh. Nh thu phi m bo rng nhng ngi ny c nhp vo vi visa c tr v giy php lm vic cn thit. Nh thu phi chu trch nhim tr li h v ni m h c thu hoc v a ch ca nhng ngi m Nh thu nhp. Trong trng hp t vong nc s ti ca bt k ngi no trong s hoc thnh vin ca gia nh h, th, cng tng t, Nh thu phi chu trch nhim c nhng sp xp ph hp a h tr v hoc chn ct. KHON MU Nc ung c cht ru hoc thuc gy nghin Nh thu s khng nhp khu, bn, cho, trao i hoc bng cch no khc chuyn nhng bt k loi nc ung c cht ru hoc thuc gy nghin, cng nh s khng cho php hoc chp nhn vic nhp khu, bn, cho, trao i hoc chuyn nhng bi ngi ca Nh thu, tr phi iu ny ph hp vi lut php ca nc s ti. KHON MU V kh v n dc Nh thu s khng cho, thng qua trao i hng hoc bng cch no khc, chuyn nhng cho bt k ai v bt c v kh v n dc thuc bt k loi no, hoc cho php ngi ca Nh thu lm iu . KHON MU Ngy l v cc phong tc tn gio Nh thu phi tn trng nhng ngy l c tha nhn, ngy ngh v tn gio hoc cc phong tc khc ca nc s ti.
iu 7
Khon b sung
Thit b, vt liu v tay ngh
Nu Hp ng c mt t chc cung cp ti chnh m cc nguyn tc hoc chnh sch ca t chc yu cu mt s hn ch v vic s dng vn ca h, cn b sung thm Khon: KHON MU: Ton b hng ha phi c xut x nc c ngun thch hp nh quy nh trong .............................(in tn ti liu hng dn mua sm thit b c pht hnh).
FIDIC
280
Hng ha phi c vn chuyn bi cc phng tin vn chuyn t nhng nc c ngun thch hp, tr phi c Ch u t min cho bng vn bn trn c s cc chi ph qu kh nng hoc s chm tr. Bo lnh, bo him v dch v ngn hng phi do Nh bo him v ngn hng ca cc nc c ngun thch hp cung cp.
iu 8
Khon 8.7
Khi cng, chm tr v tm ngng cng vic

Thit hi do chm tr
Theo nhiu h thng php lut, s tin ca nhng thit hi c nh trc ny phi c c tnh hp l tn tht c th xy ra cho Ch u t trong trng hp chm tr. iu kin ring phi xc nh s tin hng ngy cho cng trnh v mi hng mc c biu th hoc l mt s tin hoc l mt t l: xem Khon 14.15 (b). V D: Trong Khon 8.7, s tin tham kho cu th hai s l 0,02% ca Gi hp ng nh l thit hi do chm tr i vi cng trnh, c tr (hng ngy) theo cc t l ng tin (tin t) m Gi hp ng c thanh ton. i vi mi hng mc, s tin hng ngy l 0,02% ca gi Hp ng cui cng ca hng mc , c tr (hng ngy) theo cc ng tin . S tin ti a v thit hi do chm tr s l 1% ca Gi hp ng c nu trong Tha thun hp ng.
Khon b sung: Vic khuyn khch hon thnh sm c th c trong ti liu thu (mc d Khon 13.2 cp ti vic hon thnh nhanh hn). KHON MU: Cc hng mc c yu cu hon thnh vo cc ngy c a ra trong trong yu cu ca Ch u t nhng hng mc ny c th c Ch u t nm gi v s dng trc khi hon thnh ton b cng trnh. Cc chi tit ca cng vic c yu cu thc hin cho php Nh thu c hng tin thng v s tin thng c quy nh trong cc Yu cu ca Ch u t. tnh tin thng, phi xc nh cc ngy hon thnh cc hng mc. Khng cho php iu chnh cc ngy hon thnh vi l do gia hn thi gian hon thnh.
iu 9
Khon 9.1
Kim nh khi hon thnh

Ngha v ca Nh thu
Cc yu cu ca Ch u t cn phi m t cc cuc kim nh m Nh thu tin hnh trc khi c cp Chng ch nghim thu. C th l thch hp cho H s d thu nu c cc sp xp chi tit, s phi hp v.v...Nu cng trnh c kim nh v nghim thu theo cc giai on,
FIDIC
281
cc yu cu kim nh c th phi xem xt nh hng ca mt s phn ca cng trnh cn cha hon thnh. Cch vit trong cc phn gm cc iu kin c p dng in hnh cho mt Hp ng Nh my, nhng mt khc c th yu cu sa i. C th l, im (c) cp ti vic vn hnh th, trong qu trnh bt c sn phm no do cng trnh to ra s thuc quyn s hu ca Ch u t. V vy Ch u t c trch nhim x l sn phm , v c quyn gi li s tin bn sn phm . Nu Nh thu gi li sn phm , Khon ny cn phi c sa i thch hp. Khon 9.4 Khng qua c cc cuc kim nh khi hon thnh
Nu phn khu tr c cp trong on cui, da trn mc khng t c, c nu trong iu kin ring hoc cc yu cu ca Ch u t, tiu chun vn hnh ti thiu c th chp nhn c cn c quy nh c th.
iu 10
Khon 10.1
Nghim thu ca Ch u t
Chng ch nghim thu
Nu cng trnh c nghim thu theo tng giai on, mt iu khng bnh thng Hp ng cha kha trao tay, cc giai on ny cn c xc nh theo iu 1 trong iu kin ring. Cn c cc xc nh chnh xc v a l.
iu 11
Khon 11.10
Trch nhim i vi sai st, h hng

Cc ngha v cha hon thnh
C th cn phi xem xt nh hng ca Khon ny lin quan ti thi hn trch nhim theo quy nh ca lut hin hnh.
iu 12
Khon 12.1
Kim nh sau khi hon thnh

Th tc kim nh sau khi hon thnh
Trong mt d n cha kha trao tay EPC, Nh thu c yu cu c bit chng minh tnh tin cy v hot ng ca Nh my trong qu trnh kim nh hon thnh v cng trnh ch c nghim thu sau khi kim nh thnh cng. C bit, c th cn tin hnh kim nh hon thnh sau khi Ch u t nghim thu v vn hnh cng trnh sao cho vic bo hnh thc hin c thc hin trong cc iu kin vn hnh bnh thng. V d sau khi ngng vn hnh ca Nh my. Cc yu cu ca Ch u t cn m t cc cuc kim nh m Ch u t yu cu, sau khi nghim thu, xc nh r cng trnh c p ng y cc Bo lnh thc hin ha trong H s d thu khng. i vi mt s loi cng trnh, tht kh c th quy nh r nhng cuc kim nh ny, mc d chng cn thit c mt kt qu thnh cng. C th l thch hp nu h s d thu bao gm cc sp xp chi tit, v/hoc nu r thit b c yu cu, ngoi nhng th c nh my.
FIDIC
282
Cc iu khon trong iu kin chung c da trn cc cuc kim nh sau khi hon thnh do Nh thu vi s gip ca Ch u t nh ngi quan st, vt tiu hao. Nu tr liu c s sp xp khc th chng cn phi c quy nh c th trong cc yu cu ca Ch u t, v Khon ny cn c sa i cho thch hp. V d, cc iu khon trong iu kin Hp ng Nh my v thit k xy dng ca FIDIC c da trn cc cuc kim nh do Ch u t thc hin v cc nhn vin vn hnh ca h vi s hng dn ca nhn vin Nh thu. Khon 12.4 Khng qua c cc cuc kim nh sau khi hon thnh
Nu s p dng phn u ca Khon ny, phng php tnh thit hi do khng t c (da trn mc khng t) cn c nh r trong iu kin ring hoc trong cc yu cu ca Ch u t, v cng phi nh r tiu chun hon thin thnh ti thiu c th chp nhn.
iu 13
Bin i v iu chnh
Cc bin i c th tin hnh bng bt k 1 trong 3 cch: (a) (b) (c) Ch u t c th ch dn bin i theo Khon 13.1, m khng c tha thun trc v s kh thi hoc gi c; Nh thu c th xut ca ring mnh theo Khon 13.2, m s c li cho c hai bn, hoc; Ch u t c th c mt xut theo Khon 13.3, tm kim s thng nht gim thiu s tranh chp. Cc khon tin d chi
Khon 13.5
Mc d, ni chung, khng thch hp cho loi Hp ng ny, c th yu cu s tin d chi cho cc phn cng trnh m chng khng yu cu phi nh gi vi ri ro ca Nh thu. V d cn c Khon tin d chi mua hng ha m Ch u t mun la chn, hoc gii quyt s khng chc chn lm v cc iu kin mt bng. Nht thit phi xc nh phm vi ca tng Khon tin d chi v phm vi c xc nh sau s khng c tnh vo cc phn khc ca khon tin ca gi hp ng. Nu nh gi c Khon tin d chi theo Khon 13.5 (b), t l phn trm phi c tnh trong H s d thu. Khon 13.8 iu chnh i vi vic thay i chi ph
C th yu cu cc Khon v iu chnh nu vic Nh thu phi chu ri ro bt hp l ca vic tng gi do lm pht. Cch din t cc iu khon da trn cc ch s chi ph c ng ti cho iu kin Hp ng FIDIC v Nh my Thit k - Xy dng l thch hp. Cn thn trng trong vic tnh s iu ha gi c/h s a, b, c,..., tng s khng c vt qu s thng nht), v trong vic la chn v xc nh c th cc ch s chi ph. Li khuyn ca chuyn gia c th s cn thit.
iu 14
Khon 14.1
Gi hp ng v thanh ton
Gi hp ng
FIDIC
283
Khi vit iu kin ring, cn xem xt s tin v thi gian thanh ton cho Nh thu. Dng tin mt ch ng r rng c li cho Nh thu, cc ng thu phi xem xt th tc thanh ton tm thi khi chun b H s d thu ca mnh. Thng thng, loi Hp ng ny da vo gi trn gi, khng iu chnh gi hoc iu chnh t. V vy, Nh thu phi chu ri ro khi thay i chi ph pht sinh t thit k ca h. Gi tin trn gi c th gm hai hoc nhiu Khon tin, c tnh theo loi tin t thanh ton (c th, nhng khng cn, bao gm c ng ni t). nh gi s bin i, c th yu cu cc ng thu gi km bng thng k chi tit v gi, bao gm s lng, t gi n v v cc thng tin khc v gi. Thng tin ny c th cng s hu ch cho vic nh gi Khon thanh ton tm. Tuy nhin thng tin khng th mang tnh cnh tranh. Khi H s d thu ang c chun b, Ch u t v vy phi quyt nh c chp nhn tr s tin theo bng tnh chi tit ca ng thu hay khng. Nu khng chp nhn, Ch u t cn m bo ngi i din ca h phi c kinh nghim cn thit nh gi nhng thay i c th c yu cu. C th yu cu cc Khon b sung bao trm c cc ngoi l i vi vic la chn trong Khon 14.1 v cc vn khc lin quan ti vic thanh ton. Nu khng p dng Khon 14.1 (b), cn b sung thm cc Khon: KHON MU V MIN THU QUAN Tt c hng ha do Nh thu nhp khu vo nc s ti phi c min thu hi quan v cc thu nhp khu khc, nu c s cho php bng vn bn t trc ca Ch u t nhp khu. Ch u t phi k xc nhn cc giy t min thu cn thit do Nh thu chun b xut trnh cho vic thng qua hng ha v cng phi cung cp cc ti liu xin min thu sau: (M t ti liu cn thit m Nh thu khng th chun b c) Nu khng c cp th tc min thu, thu hi quan phi tr v tr phi c Ch u t hon li. Ton b hng ha nhp khu khng kt hp vi hoc khng dng ht cho cng trnh phi c xut khu khi kt thc hp ng. Nu khng xut khu, nhng hng ha ny phi c nh gi np thu nh p dng vi nhng hng ha lin quan theo lut ca nc ny. Tuy nhin khng c min thu i vi: (a) hng ha ging nh nhng hng ha c sn xut trong nc, tr phi khng c s lng hoc hng ha c tiu chun khc cn cho cng trnh; v
FIDIC
284
(b) cc yu t thu hoc thu quan vn c trong gi hng ha hoc dch v c mua trong nc m chng c coi nh c trong s tin c chp thun theo gi Hp ng tha thun. Thu cng, cu cng v loi tr nhng g ra trn, cc yu t thu hoc thu quan vn c trong gi hng ha hoc dch v s c coi nh bao gm trong gi hp ng tha thun. KHON MU V MIN THU Nhn vin ngi nc ngoi khng phi np thu thu nhp ti nc s ti i vi thu nhp c tr bng ngoi t, hoc i vi thu thu nhp nh vo tin chi tiu, thu nh v cc dch v tng t do Nh thu chi tr trc tip cho nhn vin ca Nh thu, hoc cc Khon ph cp ti ch. Nu nhn vin ca Nh thu nhn c phn thu nhp nc s ti bng mt ngoi t, h c th chuyn v nc (sau khi hon thnh thi hn cng tc cng trnh) cc khon tin cn li ca s tin thu nhp c tr bng ngoi t. Ch u t phi xin min thu i vi Khon ny. Nu khng xin c, Ch u t phi hon tr cc Khon thu lin quan tr. Khon 14.2 ng trc
Khi son tho iu kin ring, cn xem xt li ch ca vic ng trc. Tr phi khng p dng Khon ny, cc Khon c miu t t im (a) n im (d) ca Khon ny phi c xc nh trong iu kin ring v mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring: mu v d c nh km ti liu ny, l Ph lc E. Mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring: mu v d c km theo ti liu ny, l Ph lc E. Nu Nh thu phi cung cp cc hng mc thit b chnh, cn xem xt li ch ca vic thanh ton theo giai on trong khi ch to. Ch u t c th xem xt c nn c mt mu bo lnh, v l nhng thanh ton ny khng lin quan ti nhng th thuc s hu ca mnh. Nu Nh thu c thanh ton theo giai on trc khi xp hng xung tu, ti liu thu c th gm: (a) (b) cc iu khon trong Ph lc H s d thu lin quan ti thi gian ng trc (theo Khon ny) theo cc giai on ch to; hoc trong lch trnh thanh ton hoc cc ti liu khc s c s dng xc nh gi tr Hp ng theo Khon 14.3 (a), mt gi cho tng giai on ny (Lch trnh cn lin quan ti vic Nh thu cung cp bo lnh c xc nh Khon 14.5) p dng thanh ton tm
Khon 14.3
iu kin ring phi xc nh t l phn trm ca vic gi li cho im (c) v cng phi quy nh mt t l cho s tin tr li.
FIDIC
285
Khon 14.4
Lch trnh thanh ton
iu kin chung bao gm cc iu Khon thanh ton tm thi cho Nh thu, c th c da trn mt lch trnh thanh ton. Nu s dng cc c s khc xc nh gi tr tm thi, cn b sung cc chi tit vo iu kin ring. Nu cc thanh ton c quy nh c th trong lch trnh thanh ton, c th l mt trong s cc mu sau: (a) s tin (hoc phn trm ca gi d ton theo Hp ng cui cng) c th c a vo theo tng thng (hoc thi gian khc) trong thi gian hon thnh, m c th t ra l khng hp l, nu tin ca Nh thu khc nhiu so vi d kin m da vo n lch trnh thanh ton c lp; hoc lch trnh thanh ton c th c da trn tin thc t t c khi thi cng cng trnh, iu cn quy nh c th cc mc thanh ton. C th xy ra bt ng khi cng vic c yu cu cho mt mc thanh ton gn t c nhng bn cn i ch c th c hon thnh mt vi thng sau . Thanh ton
(b)
Khon 14.7
Nu p dng mt thi hn thanh ton khc, Khon ny c th c sa i: V D: Trong im (b) ca Khon 14.7, xa 56 thay bng 42
Nu nc/cc nc thanh ton cn c quy nh, c th nu chi tit trong H s d thu. Khon 14.8 Thanh ton chm tr
Nu t sut chit khu ti ngn hng trung ng nc c ng tin thanh ton khng thch hp nh gi chi ph ti chnh ca Nh thu, c th phi quy nh mt t gi mi. Mt cch chn la khc, c th thanh ton chi ph ti chnh thc, c xem xt n vic thu xp ti chnh trong nc. Khon 14.9 Thanh ton s tin gi li
Nu mt phn ca s tin b gi li c tr, v c thay bng mt bo lnh thch hp, c th thm Khon b sung. Mu bo lnh chp nhn c cn c trong H s d thu, cng vi iu kin ring: mu v d c km theo ti liu, l ph lc F. KHON MU V GII PHNG NGOI L Khi s tin gi li ti .......................Ch u t s phi thanh ton ..................................% s tin gi li cho Nh thu nu h c giy bo lnh, theo mu v c mt php nhn cung cp do Ch u t chp thun vi s tin v tin t bng s tin thanh ton. Nh thu phi m bo Giy Bo lnh cn hn v c hiu lc cho ti khi Nh thu thc hin v hon thnh cng trnh v sa cha cc h hng, nh quy nh trong phn Bo lnh Hp ng thc hin ti Khon 4.2, v c hon tr cho Nh thu mt cch thch hp. Vic tr khon tin gi li ny c thay cho vic tr na s tin cn li ca s tin gi li theo on hai ca Khon 14.9.
FIDIC
286
Khon 14.15
Tin t thanh ton
Nu ton b s tin c thanh ton phi l ng ni t th phi nu tn trong tha thun Hp ng, v ch p dng cu u tin ca Khon ny. Mt cch la chn khc, Khon ny c th c thay th: KHON MU V HP NG THANH TON BNG MT LOI TIN ng tin thanh ton phi l ng ni t v ton b s tin thanh ton theo Hp ng phi l ng ni t. Khon tin thanh ton bng ng ni t phi c t do chuyn i, loi tr nhng s tin thanh ton chi ph trong nc. Phn trm tnh cho chi ph trong nc c quy nh trong H s d thu. Thu xp ti chnh i vi Hp ng ln mt s th trng, c th cn c m bo v ti chnh t cc php nhn nh: c quan vin tr, ngn hng pht trin, c quan tn dng xut khu hoc cc t chc ti chnh quc t khc. Nu u t ti chnh l t nhng ngun ny, iu kin ring c th cn phi hp vi cc yu cu c bic ca chng. Vic dng t chnh xc ph thuc vo t chc lin quan, v vy cn tham kho m bo yu cu ca h, v s ph duyt d tho H s d thu. Cc yu cu c th bao gm cc th tc d thu cn c s dng khin cho hp ng cui cng thch hp cho vic cung cp ti chnh, v/hoc cc Khon ring c th cn a vo iu kin ring. Cc v d sau ch r mt s vn m cc yu cu ca t chc ti chnh c th cp ti: (a) (b) (c) (d) (e) (f) (g) (h) s ngn cm do s phn bit i x vi mt s cng tu vn ti ca mt nc no ; bo m Hp ng ty thuc vo lut trung lp c chp nhn rng ri; iu khon phn x theo cc lut quc t cng nhn v mt a im trung lp; cho Nh thu c iu kin ngng/kt thc trong trng hp c sai st trong cc vic sp xp ti chnh; hn ch quyn loi b; xc nh cc thanh ton cn n trong trng hp kt thc; xc nh Hp ng khng tr thnh c hiu lc cho n khi mt s iu kin trc y c tha mn, bao gm cc iu kin ng trc cho thu xp ti chnh; v Bt buc Ch u t thanh ton bng ti sn ca h nu, v nguyn nhn no , vn do thu xp ti chnh khng thanh ton n Nh thu, d cho l sai st sp xp ti chnh hoc iu khc.
Thm vo , t chc ti chnh hoc ngn hng c th mun Hp ng phi c cc tham chiu cho phn thu xp ti chnh, c bit nu Khon tin c thu xp t nhiu ngun cho cc ni dung cng vic khc nhau. S l bnh thng i vi iu kin ring bao gm cc Khon c
FIDIC
287
bit xc nh cc hng, loi thit b khc nhau v quy nh c th cc ti liu s c trnh ln t chc cung cp ti chnh lin quan c thanh ton. Nu cc yu cu ca t chc ti chnh khng c p ng, c th gp kh khn (hoc thm ch khng th) m bo vic cp ti chnh ph hp cho d n, v/hoc t chc ti chnh c th khc t cung cp ti chnh cho mt phn hoc ton b Hp ng. Tuy nhin, nhng ni m vic cp ti chnh khng b rng buc i vi xut khu hng ha v dch v t mt nc no nhng c cung cp n gin bi cc ngn hng thng mi cho Ch u t vay, nhng ngn hng ny c th quan tm n vic m bo rt hn ch quyn ca Nh thu. Nhng ngn hng ny c th mun Hp ng loi b cc tham chiu i vi vic thu xp ti chnh v/hoc hn ch quyn ca Nh thu theo iu 16. DNG KHON M MT T CHC CUNG CP TI CHNH C TH YU CU: Gi hp ng c xy dng nh sau: Phn tch thnh cc hng mc v/hoc cung cp/ giao/ ....... v s c s thanh ton bi Ch u t cho Nh thu nh sau: (a) ...........% ca Gi hp ng s c Ch u t thanh ton trc tip cho Nh thu trong vng 24 ngy khi Ch u t nhn c cc ti liu sau: (i) (ii) (ii) (iii) (b) Ha n thng mi cho Ch u t xc nh gi thanh ton hin nay tr, Bo lnh tin ng trc c Ngn hng cp di dng ph lc, Bo lnh thc hin c Ngn hng cp di dng ph lc, v Chng ch thanh ton tm xc nhn tin phi thanh ton v xc nh s tin,
...........% ca Gi hp ng cung cp thit b c thanh ton nh sau: (i) ..................% ca gi hp ng d ton v thit b c cung cp, bng cch thanh ton trc tip t Ch u t cho Nh thu v mi hng mc c ch n, theo cc ti liu sau: Ha n thng mi (gc), Ti liu chuyn ch (gc), Chng nhn v xut x (gc), Chng nhn v bo him (gc), Chng nhn thanh ton tm (gc) xc nhn khon tin thanh ton cn thit v xc nh s tin, (ii) ..................% ca Gi hp ng d ton ca thit b c cung cp, c thanh ton theo tha thun vay cho Nh thu v mi hng mc c ch n, vi Chng ch cht lng theo mu km theo v cc bn sao ca cc ti liu c lit k im (b) (i) trn.
FIDIC
288
(c)
S cn bng gi Hp ng c tr nh sau: (i) ..................% ca gi tr Hp ng d ton ca cc dch v cung cp, do Ch u t thanh ton trc tip cho Nh thu v vic thc hin dch v lin quan vi cc ti liu sau: Ha n thng mi (gc), Chng ch thanh ton tm thi (gc) xc nhn vic thanh ton phi tr v xc nh s tin. (ii) ..................% ca gi tr Hp ng d ton ca cc dch v cung cp, c thanh ton t tha thun vay cho Nh thu vi Chng ch cht lng theo mu km theo v cc bn sao cc ti liu c lit k im (c) (i) trn.
(d)
Cc thanh ton trc tip ca Ch u t c xc nh trong im (b) s c thc hin bi mt th tn dng khng th i c do Ch u t lp chuyn cho Nh thu v c mt Ngn hng thch hp cho Nh thu xc nhn.
Cc thu xp ni trn (lin quan n t chc cung cp ti chnh Ch u t v Nh thu) c th c Ch u t, hoc Nh thu khi xng trc khi np H s d thu. gc khc, Nh thu c th c chun b bt u vic thu xp ti chnh v duy tr trch nhim i vi chng, mc d Nh thu c th khng c kh nng hoc khng sn sng cung cp ti chnh t chnh ngun ca mnh. Cc yu cu ca ngn hng cung cp ti chnh ca Nh thu s c nhng tc ng n thi ca h trong thng tho Hp ng. H c th yu cu Ch u t thanh ton tm thi, mc d t l ln gi Hp ng c th c gi li cho ti khi cng trnh c hon thnh. C th l thch hp cho Ch u t, khi chun b ti liu thu, d tnh yu cu tip theo bng vic m bo cung cp mt bo lnh cho ni dung thanh ton m Nh thu s nhn khi hon thnh cng trnh. (Cc) mu bo lnh chp nhn c phi c trong H s d thu, km vi iu kin ring: mt mu v d c a ra km ti liu ny, Ph lc G. C th b sung Khon sau: CC QUY NH MU CHO TI CHNH CA NH THU Ch u t phi xin (bng chi ph ca mnh) mt giy bo lnh thanh ton s tin v nhng loi tin t v do mt php nhn cp, nh nu trong .............................. Ch u t phi chuyn bo lnh cho Nh thu trong vng 28 ngy sau khi hai bn k Tha thun Hp ng. Giy bo lnh phi theo mu nh km iu kin ring ny hoc theo mu khc c Nh thu chp thun. Tr phi v cho ti khi Nh thu nhn c giy bo lnh, Ch u t khng c thng bo theo Khon 8.1. Bo lnh phi c tr li cho Ch u t ti thi im sm nht ca nhng thi im sau: (a) khi Nh thu c thanh ton Gi hp ng c quy nh trong tha thun Hp ng,
FIDIC
289
(b) (c)
khi ngha v theo bo lnh ht hn hoc c hon thnh; hoc khi Ch u t hon thnh ton b ngha v theo Hp ng.
iu 15
Khon 15.2
Chm dt bi Ch u t
Chm dt bi Ch u t
Trc khi mi thu, Ch u t cn phi kim tra r rng cch dng t ca Khon ny, v mi l do chm dt d kin l ph hp vi lut iu chnh Hp ng. Khon 15.5 Quyn chm dt ca Ch u t
Tr phi khng ph hp vi cc yu cu ca Ch u t v/hoc cc t chc ti chnh, cn b sung thm mt cu: V D: thm vo phn cui ca Khon 15.5 Ch u t cng phi tr cho Nh thu s tin do bt c s mt mt hoc thit hi no do s chm dt gy ra.
iu 16
Khon 16.2
Tm ngng v chm dt bi Nh thu

Chm dt bi Nh thu
Trc khi mi thu, Ch u t cn phi kim tra k cch dng t ng ca Khon ny l ph hp vi lut iu chnh Hp ng. Nh thu cn phi kim tra k mi l do chm dt d kin l ph hp vi lut ny.
iu 17
Khon 17.6 V D:
Ri ro v trch nhim
Gii hn trch nhim Trong Khon 17.6, s tin c cp trong cu gn cui phi l:
Khon b sung: S dng ch / phng tin ca Ch u t Nu Nh thu s dng tm thi phng tin ca Ch u t, cn b sung mt Khon: KHON MU: Nh thu phi chu trch nhim hon ton v s cn trng i vi cc hng mc c nu chi tit di, t thi hn s dng hoc chim gi ca Nh thu, cho ti thi hn chuyn giao hoc tr li ( ni no m vic chuyn giao hoc tr li c tin hnh sau thi hn c nu trong Chng ch nghim thu cng trnh): (in chi tit)
FIDIC
290
Nu c mt mt hoc h hng xy ra i vi cc hng mc trn trong thi gian Nh thu phi chu trch nhim, xut pht t bt c l do no ngoi nhng l do m Ch u t phi chu trch nhim, Nh thu phi, bng chi ph ca mnh, sa cha h hng v mt mt p ng yu cu ca Ch u t.
iu 18
Bo him
Vic dng t trong iu kin chung th hin vic bo him s c thu xp do Bn Bo him l Nh thu tr phi c quy nh khc trong iu kin ring. Do , bo him c Nh thu cung cp phi ph hp theo cc khon chung tha thun vi Ch u t. Ch dn cho nhng ng thu, v vy, c th yu cu nhng ng thu cung cp chi tit cc khon d kin. iu kin ring phi xc nh s tin ti thiu v c khu tr theo im (d) ca Khon 18.2 v s tin ti thiu ca bo him ca bn th ba theo Khon 18.3. Nu Ch u t thu xp mt bo him no theo iu ny, ti liu thu cn phi c cc chi tit nh l ph lc ca iu kin ring ( ng thu c th c tnh cc bo him khc h mun c bo m cho bn thn h), bao gm cc iu kin, gii hn, s loi tr v min gim; theo mu ca mt bn sao ca mi loi bo him. Ch u t c th thy kh k nhng bo him m t trong on 3 ca Khon 18.2 (i vi thit b ca Nh thu, bao gm thit b ca Thu ph) v Ch u t khng bit s tin hoc tr gi nhng hng mc thit b ny. Cn c cu sau y trong iu kin ring: V D: Xa on cui ca Khon 18.2 v thay bng: Tuy nhin, nhng bo him c nu trong hai on u ca Khon 18.2 phi do Ch u t k v duy tr nh l Bn Bo him, v khng phi do Nh thu.
iu 19
Bt kh khng
Trc khi mi thu, Ch u t phi xc minh rng t ng ca iu ny l ph hp vi lut iu chnh Hp ng.
iu 20
Khon 20.2
Khiu ni, tranh chp v trng ti

Ch nh Ban x l tranh chp
Hp ng phi gm cc quy nh theo iu 20, trong khi khuyn khch cc bn t c s tha thun v tranh chp trong lc cng trnh vn tip tc, cho php h a cc vn tranh chp ln mt Ban x l tranh chp cng bng (BXLTC). Thnh cng ca vic x l ph thuc vo, trong s cc yu t khc, nim tin ca cc bn i vi cc c nhn c tha thun s nm trong Ban x l tranh chp. V vy, nht thit l cc ng c vin vo v tr ny khng b p t do mt trong hai bn, v nu c nhn c chn theo Khon 20.3, vic la chn phi do mt c quan hon ton v t thc hin. FIDIC s thc hin vai tr ny, nu c quan ny c y thc ng vi cch vit c gi di theo Khon 20.3.
FIDIC
291
Khon 20.2 a ra vic b nhim Ban x l tranh chp sau khi mt bn thng bo d nh ca mnh s a tranh chp ln Ban x l tranh chp. Tuy nhin, i vi mt s loi d n nht nh, c bit l nhng d n lin quan n cng vic ln trn cng trng, ni m s thch hp nu Ban x l tranh chp n thm cng trng thng xuyn, c th quyt nh duy tr hot ng ca mt Ban x l tranh chp thng xuyn. Trong trng hp ny, Khon 20.2 v 20.4 cng vi Ph lc v Ph thm vo iu kin chung, v Tha thun x l tranh chp, phi c sa i tun th vi cc vit ph hp trong iu kin Hp ng Xy dng FIDIC. Khon 20.2 cung cp 2 cch sp xp khc nhau cho Ban x l tranh chp (BXLTC): (a) (b) mt ngi, vi t cch l thnh vin duy nht ca BXLTC, k tha thun tay ba vi c hai bn; hoc mt Ban x l tranh chp gm 3 ngi, mi ngi k tha thun tay ba vi hai bn.
Mu ca tha thun tay ba ny c th l mt trong hai cch trnh by phn cui ca n phm ny, thch hp cho vic sp xp c p dng. C hai mu ny kt hp ( tham kho) iu kin chung ca Tha thun x l tranh chp, l Ph lc ca iu kin chung bi v chng cng c cp ti trong Khon 20.2. Theo mu no trong hai mu Tha thun x l tranh chp ny, mi c nhn c tham kho nh mt thnh vin. Trc khi k kt Hp ng, cn xem xt liu Ban x l tranh chp 1 ngi hay 3 ngi s thch hp hn cho mt d n c th, c tnh n quy m, thi gian v cc lnh vc chuyn mn lin quan. Vic b nhim Ban x l tranh chp c th c thun li bng cch c mt danh sch cc thnh vin tim nng c chp thun trong Hp ng. Khon 20.3 V D: Khon 20.5 Khng tha thun c Ban x l tranh chp Th nhn hoc vin chc ch nh s l Ch tch FIDIC hoc mt ngi c Ch tch c. Ha gii
Nhng quy nh ca Khon ny l khuyn khch cc bn gii quyt mt tranh chp mt cch hu ho, khng cn trng ti: v d, bng thng lng trc tip, ha gii, dn xp, hoc cc dng gii quyt tranh chp la chn khc. Th tc ha gii, thnh cng, thng ph thuc vo nim tin v s chp thun th tc ca c hai bn. V vy, khng bn no c tm cch nm bt bn kia chp nhn th tc. Khon 20.6 Trng ti
Hp ng nn gm cc iu khon cho gii quyt bng trng ti quc t i vi bt c tranh chp no m n khng gii quyt c bng ha gii. Trong cc Hp ng xy dng quc t, trng ti thng mi quc t c nhiu li th v v kin ta n quc gia, v c th d c cc bn chp thun hn. Cn xem xt cn thn m bo rng nhng quy nh trng ti quc t c chn l tng hp vi cc quy nh ca Khon 20 v vi cc ni dung khc c lm r trong Hp ng. Cc quy nh trng ti ca Phng Thng mi Quc t (ICC c ng 38 Cours Albert
FIDIC
292
1er, 75008 Paris, Php) thng c trong cc Hp ng quc t. Trong s thiu vng cc quy nh c th v s lng trng ti v ni trng ti phn x, Ta n trng ti quc t ca ICC s quyt nh s lng trng ti (thng l 3 trong tranh chp xy dng ln) v ni trng ti phn x. Nu cc quy nh trng ti UNCITRAL (hoc cc n v trng ti khc khng phi l ICC) c la chn, cn ch nh trong Ph lc H s d thu, mt t chc ch nh trng ti hoc qun l vic trng ti, tr phi t chc ny c nu tn (v vai tr c th ca h) trong Cc quy nh trng ti. C th cng cn m bo, trc khi ch nh mt t chc trong Ph lc H s d thu, l c chun b b nhim hoc qun l. i vi cc d n ln c u thu quc t, thng thng ni phn x phi l mt nc khc vi nc ca Ch u t hoc Nh thu. Nc ny cn phi c lut trng ti hin i v khng thnh kin v ph chun mt cng c song phng hoc a phng (nh Cng c Niu Oc 1958 v tha nhn v thi hnh quyt nh trng ti nc ngoi) hoc c hai, m s to iu kin thi hnh mt quyt nh trng ti cc nc ca cc bn. C th xem l mong mun trong mt s trng hp cho cc Bn khc tham gia vo phn x trng ti gia cc Bn, to ra mt trng ti a Bn. Trong khi iu ny c th l kh thi, cc iu khon v trng ti a Bn yu cu son tho k, v thng cn c son tho trn c s tng trng hp. Cha c mu tiu chun v iu khon trng ti a Bn cho s dng quc t no c ban hnh.
FIDIC
293
Cc Ph lc
CC MU BO LNH
(Cc) mu bo lnh c th chp nhn c cn phi c trong ti liu thu: i vi Ph lc A v/hoc B, trong phn ch dn cho cc ng thu; v i vi cc Ph lc C n G, c km theo iu kin ring. Cc mu sau y, (loi tr Ph lc A) kt hp vi Cc quy tc thng nht do Phng thng mi quc t xut bn (ICC, c ng 38 Cours Albert 1 er, 75008 Paris, Php), c th phi c iu chnh cho ng vi lut hin hnh. Mc d ICC xut bn cc hng dn Cc quy tc thng nht ny, cn c s c vn v php l trc khi son tho cc bo lnh. Ch rng s tin c bo lnh phi c tnh bng tt c cc loi tin t, nh quy nh trong Hp ng, theo ngi bo lnh tr cho ngi th hng.
FIDIC
294
Ph lc A
MU BO LNH CA CNG TY M
{Xem trang , v cc kin ti Khon 1.14}
M t tm tt Hp ng........................................................................................................... Tn v a ch ca Ch u t................................................................................................. .....................................................................(Cng vi nhng ngi k tha v tha hng) Chng ti c thng bo rng.........................(sau y c gi l Nh thu) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong th mi thu ca cc ng yu cu bn cho ca Nh thu phi c h tr bng mt bo lnh ca cng ty m. cc ng, vi t cch l Ch u t, xem xt, giao Hp ng cho Nh thu, chng ti (tn ca cng ty m).............................bo lnh khng hy ngang v v iu kin vi cc ng, nh mt ngha v u tin, vic thc hin ng tt c cc trch nhim v ngha v ca Nh thu theo Hp ng, gm vic Nh thu tun th tt c cc iu khon v iu kin theo ngha v nh ca chng. Nu Nh thu khng thc hin nh vy cc ngha v v trch nhim ca mnh v khng tun th Hp ng, chng ti s bi thng cho Ch u t ton b mt mt, thit hi v cc chi ph (gm chi ph v ph php l) pht sinh t vic khng thc hin ny m Nh thu phi chu trch nhim i vi Ch u t theo Hp ng. Bo lnh ny s chnh thc c hiu lc v tc dng khi Hp ng chnh thc c hiu lc v tc dng. Nu Hp ng cha chnh thc c hiu lc v tc dng trong vng mt nm k t ngy c giy bo lnh ny, hoc nu cc ng t thi rng cc ng khng nh k kt Hp ng vi Nh thu, bo lnh ny s b hy b v v hiu. Bo lnh ny s tip tc c hiu lc v tc dng cho n khi Nh thu hon thnh tt c cc ngha v v trch nhim theo Hp ng, khi bo lnh ny s ht hn v s c tr li cho chng ti, v theo ngha v ca chng ti s c hon thnh y . Bo lnh ny s p dng v b sung cho Hp ng khi c Ch u t v Nh thu sa i hoc thay i theo tng t. Chng ti sau y cho php h tha thun bt k sa i hoc thay i no, vic thc hin ng nhng ci v tun th nhng ci m Nh thu cng c bo lnh di y. Ngha v v trch nhim ca chng ti trc bo lnh s khng c hon thnh do mt s cho php v thi gian hoc bt k c n no khc ca Ch u t i vi Nh thu, hoc do s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do bt c sa i ca Hp ng hoc ca t chc Nh thu hoc Ch u t, hoc do bt c vn no khc, bt k l chng ti c bit v ng hoc khng bit v khng ng . Bo lnh ny s do lut ca cng mt quc gia iu chnh (hoc c quan quyn lc khc) nh lut iu chnh Hp ng v bt c tranh chp no theo bo lnh ny s c gii quyt cui cng theo Cc quy nh trng ti ca Phng Thng mi quc t do mt hoc nhiu trng ti c ch nh theo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c th chuyn nhng ch ph thuc vo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c th c chuyn nhng ch ph thuc vo cc quy nh v chuyn nhng ca Hp ng. Ngy...........................................(Cc) Ch k........................................................................
FIDIC
295
Ph lc B
MU BO LNH THU
[Xem trang ]
M t tm tt Hp ng........................................................................................................... Tn v a ch ca ngi th hng........................................................................................ ......................................................................(ngi m ti liu thu xc nh l Ch u t) Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch nhim) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong th mi thu ca cc ng (cc iu kin ca th mi thu, c ra trong ti liu c tn Cc hng dn cho cc Nh d thu) yu cu bn cho ca ngi c trch nhim ny phi c h tr bng mt bo lnh thu. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng cng li khng qu s tin...............................................(bng ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit trnh by ca ng (theo yu cu) nu r rng: (a) Ngi chu trch nhim , khng c s ng ca cc ng, rt li bn cho ca mnh sau thi hn cui cng c quy nh cho trnh v trc khi ht hn thi hn hiu lc ca chng, hoc Ngi chu trch nhim t chi chp nhn vic sa cha cc sai st trong bn cho ca mnh theo cc iu kin ca th mi thu, hoc ng trao ( tham gia vo) Hp ng cho ngi c trch nhim v anh ta khng giao bo lnh thc hin theo khon 4.2 ca cc iu kin ca Hp ng.
(b) (c)
Bt c yu cu thanh ton no phi c ch k ca ng m ch k phi c cc ngn hng ca ng hoc phng cng chng chng thc. Nhu cu v bin bn c chng thc ny vo hoc trc (thi hn 35 ngy sau khi ht hn hiu lc ca Th d thu)................................, khi bo lnh ny ht hn v phi c tr li cho chng ti. Bo lnh ny theo Cc quy tc thng nht v Bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr trng hp quy nh trn. Ngy...........................................(Cc) Ch k........................................................................
FIDIC
296
Ph lc C
MU BO LNH HP NG BO LNH THEO NHU CU

[Xem kin ti Khon 4.2]
M t tm tt Hp ng........................................................................................................... Tn v a ch ca ngi th hng.......................................................................ngi m Hp ng xc nh l Ch u t) Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch nhim) l Nh thu ca cc ng theo Hp ng ny, yu cu h c bo lnh thc hin hp ng. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng s khng qu ...............................................(S tin c bo lnh bng ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit trnh by ca ng (theo yu cu) ni rng: (a) (b) Ngi chu trch nhim vi phm trch nhim ca mnh theo Hp ng, v ni dung m ngi chu trch nhim vi phm
[Theo bn sao c cng chng bin bn nghim thu ton b cng trnh m chng ti nhn c theo iu 10 ca cc iu kin Hp ng, s tin c bo lnh ny s c gim.................% v chng ti s thng bo ngay cho ng rng chng ti nhn c chng nhn ny v gim s tin bo lnh thch hp] (1) Bt c nhu cu thanh ton no cng phi c ch k ca [b trng/gim c] ca cc ng m ch k phi c cc ngn hng ca cc ng hoc phng cng chng chng thc. Nhu cu v bin bn c chng thc ny phi c chng ti nhn ti vn phng ny vo hoc trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng trnh)............................................(ngy ht hn), khi bo lnh ny ht hn v s c tr cho chng ti. Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia hn bo lnh ny nu chng nhn thc hin theo Hp ng cn cha c cp vo thi hn 28 ngy trc ngy ht hn ny. Chng ti cam kt thanh ton cho cc ng s tin c bo lnh khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca cc ng v bn trnh by vit rng chng ch thc hin khng c cp, v nhng l do c quy cho ngi chu trch nhim, v bo lnh ny cn cha c gia hn. Bo lnh ny s do cc lut ca...........................iu chnh v phi theo cc quy nh v bo lnh theo nhu cu, do Phng Thng mi quc t xut bn s 458, loi tr quy nh trn. Ngy........................................Ch k....................................................................................
(1)
Khi son tho H s d thu, ngi son tho cn xc nh xem liu c a on vn trong ngoc [ ] vo khng.
FIDIC
297
Ph lc D
MU BO LNH HP NG GIY BO M
M t tm tt Hp ng........................................................................................................... Tn v a ch ca ngi th hng........................................................................................ .........................................................................(cng vi nhng ngi k tha v th hng, tt c nh c xc nh trong hp ng l Ch u t) Bng Giy bo lnh ny, (tn v a ch ca Nh thu).................(ngi l Nh thu theo Hp ng ny) l ngi chu trch nhim v (tn v a ch ca ngi bo lnh) l ngi bo lnh c duy tr khng th hy ngang v rng buc cht vi ngi th hng bng tng s tin................................................. (S tin theo giy bo lnh bng ch:................................) cho vic thc hin ng ton b ngha v v trch nhim ny ca ngi chu trch nhim theo Hp ng. [S tin theo giy bo lnh ny s c chit khu................% khi pht hnh Chng nhn bn giao ton b cng trnh theo iu 10 ca cc iu kin ca Hp ng](1) Giy bo lnh ny s c hiu lc t ngy khi cng nh quy nh trong Hp ng. i vi s khng p ng ca ngi chu trch nhim trong vic thc hin bt c ngha v Hp ng no, hoc do xy ra bt c s vic hoc trng hp no c lit k ti Khon 15.2 ca cc iu kin ca Hp ng, ngi bo lnh s phi lm tha mn v tr tin cho nhng thit hi m ngi th hng phi chu do s khng p ng, s vic hoc trng hp ,(2). Tuy nhin, ton b trch nhim ca ngi bo lnh phi khng c qu s tin theo Giy bo lnh. Ngha v v trch nhim ca ngi bo lnh s khng hon thnh do bt k s cho php v thi gian hoc bt c c n no khc m ngi th hng dnh cho ngi chu trch nhim, hoc do bt k s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do s sa i Hp ng hoc quy c ca ngi chu trch nhim hoc ngi th hng, hoc do bt c vn no khc, bt k c hoc khng c s bit r hoc ng ca ngi bo lnh. Bt c khiu ni no thuc Giy bo lnh ny phi c ngi bo lnh nhn vo hoc trc (thi hn su thng sau hn d kin thi hn thng bo h hng ca cng trnh) ...........................(Ngy ht hn), khi giy bo lnh ny s ht hn v s c tr li cho ngi bo lnh. Li ch ca Giy bo lnh ny c th c chuyn nhng theo cc quy nh v chuyn nhng Hp ng v ph thuc vo vic ngi bo lnh nhn c cc bng chng v vic tun th ton b cc quy nh ny. Giy bo lnh ny phi c iu chnh bi lut ca cng mt nc (hoc c quan quyn lc khc) nh lut iu chnh Hp ng ny. Giy bo lnh ny kt hp v s ph thuc vo cc quy tc thng nht v Giy bo lnh Hp ng, do Phng Thng mi quc t pht hnh s 524, v cc t ng c s dng trong Giy bo lnh ny phi cha ng cc ngha c nu trong cc quy tc ny.
FIDIC
298
Do vy, Giy bo lnh ny c ban hnh bi Ngi chu trch nhim v Ngi bo lnh pht hnh vo (ngy thng nm)............................................................................................. Ch k i din hoc thay mt ngi chu trch nhim......................................................... Ch k i din hoc thay mt ngi bo lnh......................................................................
Khi son tho H s d thu, ngi bin son phi xc nh liu c a vo on vn la chn trnh by trong du ngoc n [ ] hay khng
(2)
(1)
B sung: [v khng c quyn thc hin cc ngha v ca ngi chu trch nhim theo Hp ng] hoc: [hoc theo la chn ca Ngi bo lnh (s c thc hin bng vn bn trong vng 42 ngy nhn c khiu ni nu r s khng p ng) thc hin cc ngha v ca Ngi chu trch nhin theo Hp ng]
FIDIC
299
Ph lc E
MU BO LNH CHO NG TRC

M t tm tt Hp ng........................................................................................................... Tn v a ch ca ngi th hng........................................................................................ .........................................................................(ngi m Hp ng quy nh l Ch u t) Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt khon ng trc, m Hp ng yu cu h phi c giy bo lnh. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng s tin khng qu ...............................................(S tin bo lnh bng ch:..................................) trn c s vic chng ti nhn c yu cu bng vn bn v bn trnh by vit nu rng: (a) (b) vic ngi chu trch nhim khng thanh ton li s tin thanh ton trc theo cc iu kin ca Hp ng, v s tin m ngi chu trch nhim khng thanh ton li.
Bo lnh ny s c hiu lc khi ngi chu trch nhim nhn c [ln u tin] s tin ng trc. S tin bo lnh ny s c chit khu theo s tin thanh ton trc c thanh ton cho cc ng, nh c bng chng bi cc thng bo ca cc ng c ban hnh theo Khon 14.6 ca cc iu kin ca Hp ng. Khi nhn c (t ngi chu trch nhim) mt bn sao ca tng thng bo gii thch, chng ti s thng bo ngay cho ng s tin bo lnh c iu chnh thch hp. Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m phi c cc ngn hng ca ng hoc Phng Cng chng chng thc. Yu cu c chng thc v bin bn phi c chng ti nhn ti vn phng ny vo hoc trc (Thi hn 70 ngy sau khi ht hn theo d kin ca thi hn hon thnh).....................................(Thi hn ht hn), khi bo lnh ny ht hn v phi c tr li cho chng ti. Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia hn bo lnh ny nu khon tin ng trc khng c thanh ton vo thi hn 28 ngy trc ngy ht hn ny. Chng ti cam kt tr cho ng s tin bo lnh ny khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca ng v bin bn rng s tin ng trc cha c thanh ton li v bo lnh ny cn cha c gia hn. Bo lnh ny s do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t pht hnh s 458, tr cc quy nh trn. Thi gian.................................(Cc) ch k............................................................................
FIDIC
300
Ph lc F
MU GIY BO LNH TIN GI LI

M t tm tt Hp ng........................................................................................................... Tn v a ch ca ngi th hng........................................................................................ .........................................................................(ngi m Hp ng xc nh l Ch u t) Chng ti c thng bo .........................(sau y c gi l Ngi chu trch nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt thanh ton sm (mt phn) s tin gi li, m Hp ng yu cu h phi c mt bo lnh. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin hoc nhng s tin tng s khng qu ...............................................(S tin bo lnh) khi chng ti nhn c yu cu bng vn bn v bn trnh by vit ca cc ng nu r: (a) (b) ngi chu trch nhim khng thc hin ngha v ca mnh sa cha cc thiu st c th m h phi chu trch nhim theo Hp ng, v tnh cht ca cc sai st ny.
Ti bt c thi im no, ngha v ca chng ti theo bo lnh ny s khng c ln hn tng s tin gi li m cc ng chuyn cho ngi chu trch nhim, nh cc thng bo ca ng chng minh theo Khon 14.6 ca cc iu kin ca Hp ng vi mt bn sao c chuyn cho chng ti. Bt c nhu cu thanh ton no cng phi c (cc) ch k ca ng m nhng ch k phi c cc ngn hng ca ng hoc phng Cng chng chng thc. Nhu cu v trnh by c chng thc phi do chng ti nhn ti vn phng ny vo hoc trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng trnh) .......................(Thi hn ht hn), khi bo lnh ny ht hn v c tr li cho chng ti. Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia hn bo lnh ny nu Chng ch thc hin theo Hp ng khng c ban hnh vo thi hn 28 ngy trc thi hn ny. Chng ti cam kt thanh ton cho ng s tin bo lnh ny khi chng ti nhn c, trong vng thi hn 28 ngy ny, yu cu ca cc ng bng vn bn v trnh by ca cc ng l chng ch thc hin khng c ban hnh v bo lnh ny khng c gia hn. Bo lnh ny phi c iu chnh bi cc lut php ca...........................v phi ph thuc vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr cc quy nh trn. Ngy........................................Ch k.....................................................................................
FIDIC
301
Ph lc G
MU BO LNH THANH TON CA CH U T

[Xem trang Ti chnh ca Nh thu]
M t tm tt Hp ng........................................................................................................... Tn v a ch ca ngi th hng........................................................................................ ...........................................................................(Ngi m Hp ng xc nh l Nh thu) Chng ti c thng bo rng .........................(ngi m Hp ng quy nh l Ch u t v ngi sau y gi l Ngi chu trch nhim) c yu cu c mt bo lnh ngn hng. Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Nh thu, mt s tin hoc nhng s tin tng s khng vt qu ...............................................(bng ch ...........................................) khi chng ti nhn c yu cu bng vn bn v bin bn ca cc ng nu: (a) rng, v thanh ton ng theo Hp ng, ngi chu trch nhim khng thanh ton y vo thi hn 14 ngy sau thi hn ca thi gian quy nh trong Hp ng m trong thi gian vic thanh ton ny l ra phi c thc hin, v s tin m ngi chu trch nhim khng thanh ton.
(b)
Bt c nhu cu thanh ton no u phi c nh km theo mt bn sao ca [danh mc ti liu chng minh quyn c thanh ton]......................................, v vic m ngi chu trch nhim khng thanh ton y . Bt c nhu cu thanh ton no u phi c (cc) ch k ca ng m ch k ny phi do cc ngn hng ca ng hoc Phng Cng chng chng thc. Nhu cu v trnh by c chng thc phi c chng ti nhn ti vn phng ny vo hoc trc (thi hn 6 thng sau khi hn d nh v thi hn thng bo h hng)..................................... khi bo lnh ny ht hn v phi c tr cho chng ti. Bo lnh ny phi do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr cc quy nh trn. Ngy........................................Ch k.....................................................................................
FIDIC
302
IU KIN CHUNG
iu kin Hp ng
Cc mu Th d thu, Tha thun Hp ng v Tha thun x l tranh chp
FIDIC
303
TH D THU
HP NG KNH GI:
Chng ti kim tra Cc iu kin ca Hp ng, Cc yu cu ca Ch u t, cc bng biu, cc ph lc v ch thch km theo s:.................hoc cng trnh c nu trn y. Chng ti kim tra, hiu v sot xt cc ti liu ny v tin rng chng khng c sai st. Do vy chng ti xin c thit k, thc hin v hon thnh cng trnh v sa cha cc sai st ny sinh theo ng vi cc ti liu ny v H s d thu c km theo ca chng ti (bao gm c th ny) vi cc gi c nu trong H s d thu: Chng ti chp nhn cc khuyn ngh ca cc ng v vic ch nh Ban x l tranh chp nh nu trong danh sch [Chng ti km theo khuyn ngh ca chng ti i vi thnh vin khc ca Ban x l tranh chp trong H s d thu, c tn l danh sch thnh vin tim nng ca Ban x l tranh chp]*. Chng ti nht tr tun th theo H s d thu ny cho n................................ v n s rng buc chng ti v c th c chp nhn bt k thi im no trc ngy ny.. Nu ngh ny c chp nhn, chng ti s cung cp Bo lnh hp ng theo quy nh, bt u cng vic ngay sau khi cng v hon thnh cc cng trnh ng vi cc ti liu c tn trn trong thi hn hon thnh. Chng ti cam kt rng cng trnh s ng vi Bo lnh thc hin c km theo H s d thu. Chng ti hiu rng cc ng khng bt buc phi chp nhn bn cho gi thp nht hay bt k bn cho khc m cc ng c th nhn c. Ch k: ..............................vi t cch l: .............................................................................. C thm quyn k Th d thu v thay mt cho..................................................................... a ch: ................................................................................................................................... ................................................................................................................................................. Ngy: ...................................................................................................................................... * Nu ng thu khng chp nhn, on ny c th c b hoc thay th bng: Chng ti khng chp nhn cc khuyn ngh ca cc ng v ch nh Ban x l tranh chp. Chng ti a cc khuyn ngh ca chng ti vo H s d thu v danh sch thnh vin tim nng ca Ban x l tranh chp. Nu nhng khuyn ngh ny khng c cc ng chp nhn, chng ti xut rng Ban x l tranh chp s c ch nh chung theo Khon 20.2 ca Cc iu kin ca Hp ng, [sau khi mt Bn thng bo nh ca h a tranh chp cho DAB x l].
FIDIC
304
THA THUN HP NG
Tha thun ny c lp vo ..................... ngy .................... thng .................nm ........... Gia ......................... ca ........................ (di y c gi l Ch u t) ca mt Bn V ............................ ca ........................ (di y c gi l Nh thu) ca Bn kia Cn c mong mun ca Ch u t i vi cng trnh c bit n l ............................... cn c thc hin bi Nh thu, v chp nhn h s thu ca Nh thu thc hin v hon thnh cng trnh ny v sa cha mi sai st, h hng trong . Ch u t v Nh thu tha thun nh sau: 1. Trong tha thun ny cc t ng v cu ch phi c cng ngha c n nh ring cho chng trong cc iu kin Hp ng c tham kho di y. 2. Cc ti liu sau y phi c coi nh l to thnh, c hiu v din gii nh mt phn ca tha thun ny: (a) (b) (c) (d) (e) Bn ghi nh km theo y (bao gm bn phn tch Gi hp ng) Phn ph ch Cc iu kin ca Hp ng Cc yu cu ca Ch u t H s d thu ca Nh thu
3. Khi xem xt n cc khon thanh ton c thc hin bi Ch u t cho Nh thu nh cp di y, Nh thu tha thun vi Ch u t s thit k, thc hin v hon thnh cng trnh v sa cha cc sai st h hng trong ng vi cc iu khon ca Hp ng. 4. Ch u t tha thun thanh ton cho Nh thu, c xem xt n vic thc hin v hon thnh cng trnh v sa cha cc sai st h hng, Gi Hp ng ti cc thi im v theo phng thc c Hp ng quy nh. 5. Hp ng s c hiu lc y v hiu qu vo ngy m cc iu kin sau c tha mn: [Danh sch cc iu kin tin quyt] Ch u t s phi nhanh chng xc nhn cho Nh thu v ngy m tt c cc iu kin c tha mn trong thi gian cc ngy m thi hn nu trn c ra trong tha thun th tha thun ny s khng c hiu lc v tc dng v bt c bo lnh no t ra c lin quan n cc cng vic trn u b hy b. Ty chn] 6. Ngy khi cng s l........................................................................................ Ty chn] lm chng iu , cc bn di y ng thc hin bn tha thun k t ngy thng v nm ghi trn theo ng lut php ca cc bn
FIDIC
305
Ngi k .............................................................. Thay mt Ch u t trong s c mt ca Ngi lm chng: ................................................ a ch: ................................................................ Ngy thng: .........................................................
Ngi k ............................................. Thay mt Nh thu trong s c mt ca Ngi lm chng: ................................. a ch: ................................................ Ngy thng: .........................................
Tn: ...................................................................... Tn: .......................................................
FIDIC
306
THA THUN X L TRANH CHP

[cho Ban x l tranh chp c mt ngi] Tn v cc chi tit ca Hp ng ............................................................................................ Tn v cc a ch ca Ch u t .......................................................................................... Tn v cc a ch ca Nh thu ............................................................................................. Tn v cc a ch ca thnh vin ........................................................................................... Xt thy Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh vin m nhn vai tr l ngi x l duy nht cng gi l Ban x l tranh chp x l tranh chp ny sinh lin quan n. Ch u t, Nh thu v thnh vin cng tha thun nh sau: 1. Cc iu kin ca tha thun x l tranh chp ny bao gm Cc iu kin chung ca tha thun x l tranh chp c b sung vo cc iu kin chung ca Cc iu kin ca Hp ng cho d n EPC/Cha kha trao tay xut bn ln th nht nm 1999 do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau y. Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin chung ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh c n nh trong iu kin chung ca tha thun x l tranh chp. 2. {Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c} 3. Theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin s c tr khon ph hng ngy l ................................ cho mi ngy. 4. Trong vic xem xt cc khon ph ny v cc khon thanh ton khc do Ch u t v Nh thu thc hin theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin cam kt nhn vai tr nh Ban x l tranh chp (ngi x l) ph hp vi tha thun x l tranh chp. 1. Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin, c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha thun x l tranh chp. 2. Tha thun x l tranh chp ny s c iu chnh theo lut ca ........... Ngi k .....................................Ngi k.................................Ngi k ............................ Thay mt Ch u t vi s c mt ca Thay mt Nh thu vi s c mt ca Thay mt Thnh vin vi s c mt ca
Ngi lm chng: ....................... Ngi lm chng: ................ Ngi lm chng: ............. Tn: ............................................ Tn: ........................................Tn: ................................... a ch: ....................................... a ch: .................................. a ch: ............................. Ngy thng: ................................ Ngy thng: ........................... Ngy thng: ...................... {Thm m t tm tt hoc tn ca v tranh chp}
FIDIC
307
THA THUN CA BAN X L TRANH CHP

[cho mi thnh vin ca Ban x l tranh chp gm ba ngi] Tn v cc chi tit ca Hp ng ............................................................................................ Tn v cc a ch ca Ch u t .......................................................................................... Tn v cc a ch ca Nh thu ............................................................................................. Tn v cc a ch ca Thnh vin ......................................................................................... Cn c vic Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh vin m nhn vai tr ca mt trong ba ngi c gi chung l Ban x l tranh chp [v mong mun thnh vin m nhn vai tr l Ch tch Ban x l tranh chp] x l tranh chp ny sinh lin quan n.............................. Ch u t, Nh thu v thnh vin cng tha thun nh sau: 1. Cc iu kin ca tha thun x l tranh chp ny bao gm Cc iu kin chung ca tha thun x l tranh chp c b sung vo cc iu kin chung ca Cc iu kin ca Hp ng v Xy dng xut bn ln th nht nm 1999 do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau y. Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin chung ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh c n nh trong iu kin chung ca tha thun x l tranh chp. 2. {Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c}.V d Trong cc quy nh c tnh th tc c km trong iu kin chung v tha thun x l tranh chp, quy nh c thay bng: ........] 3. Theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin s c tr nh sau: Chi ph gi li: Cng ph hng ngy l theo thng lch mi ngy
4. Trong vic xem xt cc khon ph ny v cc khon thanh ton khc do Ch u t v Nh thu thc hin theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin cam kt m nhn phc v theo nh qui nh trong tha thun x l tranh chp nh l mt trong ba ngi cng hnh ng nh l Ban x l tranh chp. 5. Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin, c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha thun x l tranh chp. 6. Tha thun x l tranh chp ny s c iu chnh theo lut ca ...
FIDIC
308
Ngi k .....................................Ngi k.................................Ngi k ............................ Thay mt Ch u t vi Thay mt Nh thu vi Thay mt Thnh vin vi s c mt ca s c mt ca s c mt ca Ngi lm chng: ....................... Ngi lm chng: ................. Ngi lm chng:............. Tn: ............................................ Tn: ........................................Tn: .................................. a ch: ........................................ a ch: ...................................a ch: ........................... Ngy thng: ................................. Ngy thng: ........................... Ngy thng: ...................... {Thm m t tm tt hoc tn ca v tranh chp}
FIDIC
309

Fidic Vietnamese

Cargado por

Información del documento

Título original

Derechos de autor

Formatos disponibles

Compartir este documento

Compartir o incrustar documentos

Opciones para compartir

¿Le pareció útil este documento?

¿Este contenido es inapropiado?

Copyright:

Formatos disponibles

Fidic Vietnamese

Cargado por

Copyright:

Formatos disponibles

FIDiC

NH XUT BN XY DNG HIP HI T VN XY DNG VIT NAM

FIDIC l ch vit tt bng ting php ca Hip hi Quc t cc K s T vn

Hip hi Quc t cc k s T vn FIDIC xut bn

HIP HI T VN XY DNG VIT NAM

HNG DN SON THO IU KIN RING

CC MU TH D THU, THA THUN HP NG V THA THUN X L TRANH CHP

Pht hnh cc ti liu mi thu

Pht hnh Th chp thun

8.1 Ngy khi cng

10.1 Cp Chng ch nghim thu

11.9 Cp Chng ch Thc hin Hp ng

8.2 Thi gian hon thnh

Chm tr 11 Thng do Nh bo cc sai thu st

4.2 Pht hnh Bo lnh thc hin Hp ng

9.1 Th khi hon thnh

4.2 Tr li Bo lnh thc hin Hp ng

14.3 Nh thu np Bo co cho Nh t vn

14.6 Nh t vn cp Chng ch Thanh ton tm thi

14.7 Ch u t thanh ton cho Nh thu

Mi ln Thanh ton tm hng thng (hoc cch khc)

14.13 Nh t vn pht hnh Chng ch thanh ton cui cng

14.7 Ch u t thanh ton

Bn ra thng Bo nh trnh BXLTC (DAB) xem xt 1 tranh chp

20.2 Cc bn ch nh Ban XLTC (DAB)

Cc Bn a ra kin vi BXLTC (DAB)

> 56 ngy Trng ti/cc Trng ti c ch nh

BXLTC (DAB) ra quyt nh

Tnh lin tc in hnh ca cc s kin tranh chp c tr tnh trong iu 20

HNG DN SON THO IU KIN RING

CC MU TH D THU, THA THUN HP NG V THA THUN X L TRANH CHP

NHNG QUY NH CHUNG

4.2 4.3 4.4 4.5 4.6 4.7 4.8 4.9

NHN VIN V NGI LAO NG

6.2 6.3 6.4 6.5 6.6 6.7 6.8 6.9

6.10 H s v nhn lc v thit b ca Nh thu 6.11 Hnh vi gy ri

THIT B, VT LIU V TAY NGH

KHI CNG, CHM TR V TM NGNG

TH (KIM NH) KHI HON THNH

10. NGHIM THU CA CH U T

11. TRCH NHIM I VI CC SAI ST

12. KIM NH SAU KHI HON THNH

13. BIN I V IU CHNH

14. GI HP NG V THANH TON

16. TM NGNG V CHM DT HP NG BI NH THU

17. RI RO V TRCH NHIM

20. KHIU NI, TRANH CHP V TRNG TI

PH LC CC IU KIN CHUNG CA THA THUN X L TRANH CHP BN MC LC CC KHON

Cc nh ngha c Lit k theo Bng ch ci

NHNG QUY NH CHUNG

1.1.4.4 1.1.4.5 1.1.4.6 1.1.4.7

1.1.4.8 1.1.4.9 1.1.4.10

1.1.5.4 1.1.5.5 1.1.5.6 1.1.5.7

xut cc thit b ca Nh thu khi a chng i khi cng trng.

(c) (d) (e)

(i) (ii) (iii) (iv) (d) (e) (f)

bt u gia cng ch to kim nh ca Nh thu, kim nh, v vn chuyn v ti cng trng;

NHN VIN V NGI LAO NG

THIT B, VT LIU V TAY NGH

KHI CNG, CHM TR V TM NGNG

Thi hn hon thnh

KIM NH KHI HON THNH

10. NGHIM THU CA CH U T